THE END OF THE BORDERS? THE POLITICS OF TERRITORIAL COOPERATION IN THE MULTI-LEVEL GOVERNANCE SYSTEM. A COMPARATIVE STUDY OF CROSS-BORDER COOPERATION INITIATIVES José M. Magone Berlin School of Economics and Law [email protected] ABSTRACT This study wants to analyse the impact of the INTERREG programme of the EU on the borders of the member-states. The first part attempts to present some theoretical aspects of the impact of INTERREG on the nation-state as a “power container”. The studies of Stein Rokkan and the further development by Stefano Bartolini to contextualise the process of cross-border cooperation. Afterwards, a chapter discusses the INTERREG programme in empirical terms. Last but not least, a section is dedicated to the impact of the INTERREG programme along the borders of Germany. There are fourteen programmes along the German borders and this contribution tries to create a typology of level of development in order to show the asymmetrical impact of such crossborder cooperation. Professor in Regional and Global Governance at the Berlin School of Economics and Law, Previously Reader in European Politics at the University of Hull, UK. His main research interests are Southern European Politics, Comparative European Politics, European Union governance and Global governance. He has written several books including Contemporary Spanish Politics.Second Edition(Routledge, 2009,2004), The New World Architecture. The Role of the EU in the Making of Global Governance(Transactions,2006), The Developing Place of Portugal in the European Union(Transactions,2004), The Politics of Southern Europe(Praeger,2003) and the edited volume Regional Governance and Institutions in the European Union(Praeger,2003) Keywords: Cross-border cooperation; INTERREG; European Union;Germany; regional policy 1.Introduction:Territorial Cooperation and the EU Multilevel Governance System Meanwhile we have been experiencing two decades of reinforced European territorial policy, which is changing our understanding of the borders between the member-states of the European Union. The objective three for the period 2007-13 of the structural funds related to “Territorial cooperation” clearly is not the most important policy in terms of funding. However, it is probably strategically the most relevant one due to its implications for a Europe-wide single European market. The strategic nature of the funding related to territorial cooperation cannot be underestimated. On the contrary, slowly its eroding our understanding of the ‘hard’ borders of the nation-state and moving towards a domestication of politics and economy across Europe. Although most of the research so far has been heuristic, there is a multi-level governance system in the European Union which cannot be interpreted merely in economic terms, but it has to be thought in political and cultural terms. The transformation of the European territory is slow, but gaining considerable importance to change the way Europeans live together. The support for nationalist and xenophobic parties across Europe in the recent European elections are clear signs that something is happening, which is eroding the traditional view of nation-state with ‘hard’ borders’. Clearly, the steering possibilities of the nation-state are being eroded from ‘above’ and from ‘below’. Transnational governance, such as ‘paradiplomacy’ of regions or cross-border cooperation are important factors in this erosion of the self-contained nationstate.(Christiansen,Jörgensen,2000; Magone,2007). In spite of this reality, very few studies are being dedicated to cross-border, transnational, transregional cooperation within the European Union. The majority studies on regional policy or EU structural funds are still about the impact on national countries. This is certainly still an important approach, but it does not tell us very much about European integration processes. It also acknowledges that many scholars still think in national terms , not in European integrationist terms. Cross-border cooperation is a strategic instrument of the EU to change mentalities and the borders in the heads of the different national populations. Such process of change can only take over a long period of time, so that probably we are still at the very beginning of a new pan-European reality. A very important aspect in this regard is that the borders were always neglected by most European countries. The INTERREG policies have allowed border regions to become more self-confident and develop synergies with partners on the other side of the border. In this sense, the inner borders of the European Union are becoming ‘soft’ and slowly perceived only by the centre as ‘hard’, but not by the periphery. This may lead to a split of 2 mentalities between the centre in the capitals and the border regions, which probably are moving towards a more transnational or cross-border way of cooperation and governance. In this paper, we want to explore first theoretically which effects objective 3 ‘territorial cooperation’ has on the change of mentalities from national to European frames of mind. After this theoretical exploration, a quantitative survey is undertaken of the projects and level of development of projects across borders, using the databases of the EU. This is followed by a qualitative study of Germany and its neighbours. Last but not least, some conclusions will be undertaken. 2.The Transformation of the European Territory: Reflections on Crossborder Cooperation In the past two decades, the European Commission was able to push forward a strategy of territorial politics which clearly was linked to the establishment of the Single European programme. In the 1980s, a strong alliance between the European Commission and the regions led to the establishment of multi-level governance. Gary Marks was one of the first to discover the transformation of European Union politics. In a seminal contribution he writes: Structural policy in the EC does not fit along a continuum running from continued national state predominance in the emergence of the Eurostate. Instead, it appears to be a two-sided process, involving decentralization of new powers at the supranational level. If we encompass the experience of structural policy in our notion of the future European polity, it can be viewed as the leading edge of a system of multilevel governance in which supranational, national, regional, and local governments are enmeshed in territorially overarching policy networks. Instead of a centripetal process where decision-making is progressively centralized in Community institutions, in structural policy we see a centrifugal process in which decision-making is spun away from member states in two directions: up to supranational institutions, and down to diverse units of subnational government; instead of the unambiguous allocation of decision-making responsibility between national and supranational governments, we see the institutionalization of contested spheres of influence across several tiers of government. (i(Marks,1993:401). The regional policy of the EU based on substantially upgraded structural funds gave an instrument to the European Commission to shape the national territories towards a European dimension. Regional actors were an important 3 factor in this strategy and they were target by the European Commission in order to strengthen its position in relation to the national governments. (Tömmel,1998). One particular important aspect of the territorial politics of the EU is that it is a process of trial and error. The change from an individual nationally-oriented project approach to a European oriented programme one, led to the mobilisation of many public and private regional actors, which tried to influence policies at supranational level. Between 1989 and 1999, the first two multi-annual programme were carry out which allowed to collect lots of information about the territorial policies of the member-states. This period allowed also for the development of a proper a European Spatial Development Plan which clearly envisages social, economic and regional cohesion across the territory taking into account the environment. The ESDP was a major compromise elaborated through committee governance. The socalled Committee of Spatial Development is neither part of the comitology attached to the European Commission, nor to the working groups of the Council of the European Union. It started working in 1989 and met since then four times a year. The work of the committee is quite interesting, because it tried to achieve a common European approach. The ESDP is the result of this deliberations. It was adopted by the European Council in Tampere during the Finnish presidency in the second half of 1999. (Faludi,et. al.,2000; Faludi,2000;Committee of Spatial Development,1999). Figure 1.Triangle of Objectives:A Balanced and Sustainable Spatial Development 4 Source:Committtee of European Spatial Development(1999),p.10 The three main aims of the ESDP were defined as being 1.Economic and social cohesion 2.Conservation of natural resources and cultural heritage 3.More balanced competitiveness of the European territory.(Committee of European Spatial Development,1999:10). These three aims are to be achieved at different levels of the European territory: the Community , at national/transnational and local/regional levels. Figure 2 shows how this multilevel governance, which does not include regional policy, but also environmental, agricultural, and research and development policies, should be carried out. Relevant for this paper, is the role allocated to cross-border cooperation between the community and national/transnational level(cross-border projects dealing with the external borders of the EU) and the one between the national./transnational and the local/regional level(crossborder projects dealing with the internal borders of the EU). Figure 2.Multi-level Governance in European Spatial Policy 5 Source:Committee of Spatial Development(1999), p.36. The INTERREG programme has become a very important strategic instrument, not only to secure the external borders of the EU by engaging neighbouring countries in common projects, but also to soften the internal borders between the member-states. The increase of mobilisation of regional/transregional civil societies transforms these into ‘islands of advanced European integration’. This means that the European dimension is central to the further development and institutionalisation of such cross-border cooperation. (Waterhout, Stead, 2007) This has also major implications for European politics in the long run. According to Stefano Bartolini in his excellent book “Restructuring Europe”, the present territorial politics of the European Union have to be regarded as a new major political development in Europe. In this sense, he clearly tries to continue the work of Stein Rokkan and see the present political restructuring of the European territory as a new qualitative transformation from the nationstate to a new European polity.(Bartolini,2005). Stein Rokkan developed a theory of European politics which has been used in political science to 6 understand what is on in Europe. Most of his work is dedicated to the development of the nation-state and its democratization.(Rokkan,1999). The late Stein Rokkan was particularly interested in regionalism and the impact of this on the nation-state. Already in the 1960s and 1970s he observed the rise of regional consciousness in many parts of Europe such as Catalonia, Basque Country, Flanders and Scotland. In a seminal book with Derek Urwin, they write as follows: It shook to the core the concept, held for much of the twentieth century, of the nation-state as the norm for territorial organization, with Western Europe as ist home, and challenged the validity of prevailing theories of social mobilization, economic development, political integration and the successful impact of distributive welfare politicies.“(Rokkan,Urwin,,1983:118) The conceptual map of Europe elaborated by Rokkan showed that the nationstate is clearly an artificial structure imposed upon different regions. This political structuring along nation-states left many unresolved issues across the European Union. The socalled stateless nations such as Flanders, Scotland, Catalonia and the Basque Country are still examples for this unresolved situation within nation-states. The European integration process is softening the nation-state and allowing for old forms of political organisation to emerge again. For Daniel Louis Seiler, many of the cross-border regions worked better together, than with the respective national centres. In this sense, the European integration process allows this regional consciousness, also crossborder cooperation, to become more intensified.(Seiler, 1998:164-167). Such political restructuring has been possible, because we live in a period of ‘neo-medievalism’ in reference to the middle-ages. This means that the traditional nation-state based on ‘hard’ borders and indivisible sovereignty and working with other counterparts in an anarchical international society of states is being replaced by a flexible multi-layered global governance system. In the latter, the nation-state is no longer the only actor, but maybe primus inter pares. Other actors such as non-governmental organisations, subnational actors, actors of the private sector, international, interregional and supranational organisations are gaining influence across all levels of the EU multi-level governance system(Bull,2002:245-6). 7 In this sense, the territorial restructuring of the European Union and its political implications has to be seen in the context of a paradigm shift from international relations to global governance. European Union multi-level governance is part of this transformation. According to Michael Zürn, there have been ‘de-nationalisation’ processes going on which have reduce the steering capacity of the state. Such ‘de-nationalisation’ processes are visible in all OECD countries, and particularly in the European Union. He describes a society as denationalized ‘when transactions within national borders are no denser than transnational transactions’(Zürn, 2002:237). The state lost also the steering capacity in four main areas, which belonged to the golden age of the nation-state: democracy, law, territory and welfare. In all four dimensions, the state had to deal with processes of subnationalisation and internationalisation. For our purposes, we are interested particularly in the loss of steering capacity over the territory. There is a growing disjunction between the traditional state institutions and new forms of cross-border cooperation which require transnational coordinating institutions. Desintegration o these four main areas of the nation-state disintegrate(Zerfaserung) due to the growing pressures coming from Europeanization and globalisation as well as internal pressures (Leibfried,Zürn,2006:particularly p.41-57). The ‘hard borders’ of nation-state as a ‘power-container(Giddens,1985:38) are replaced by the ‘soft borders’ of the European Union polity. The latter concentrates its efforts in hardening the external borders of the European Union space, so that the single European market is protected against outside interference. The socalled incrementalism of policies of the 1980s and 1990s under the leadership of president of the European Commission Jacques Delors was extended this strategic reorganisation of the European territory.(Pollack,1994,Pollack,2000) Among these policies are the second and third pillar of the European Union Treaty signed in Maastricht dealing with common and foreign and security policy and home and justice affairs. Since 1999, such policies have become quite crucial as complementary to the single European market. The cooperation efforts have been reinforced in these two pillars, strengthening so the paradigm shift 8 from the nation-state to the European polity, which still awaits a final design. (Wagner,2008;Diedrichs,2008) In this context of reorganisation, Bartolini’s further development of Stein Rokkan’s theories gains a new momentum. Bartolini differentiates between six stages of political development in Europe. Figure 3.Six developments of European Politics(Stein Rokkan/Stefano Bartolini) Source: Bartolini,2005:366. From the sixteenth century to the late eighteenth century, one can observe the emergence of state building and capitalist development. In some cases, there is already early nation building, but this becomes more salient during the nineteenth century. Democratization is a further development that became relevant in the nineteenth century. In the twentieth century, the welfare state became the central development of European politics. Last but not least, since the 1950s, one can see a shift towards European integration. This last stage is considered as a shift from the nation-state to the European polity paradigm. The origins of this development towards European integration is according to Bartolini, the growing peripheralization of Europe in the global context. 9 National elites particularly in the mid 1980s moved towards a system of shared sovereignty in order to increase its overall steering power in the global context. Although this ceding of sovereignty was only limited, due to the still continuing dominance of national thinking in strategic decisions. In spite of Jacques Delors efforts to enhance Europe’s competitiveness, the end result is a growing imbalance between ‘negative’ and ‘positive’ integration processes. Memberstates unwillingness to give more power to the centre, creates problems of governance in new created areas, in which member-states have to share sovereignty such as the growing importance of a European asylum- and immigration policy. One major factor undermining more steering capacity has been so far the latest globalisation thrust of capitalism world development which has remained a major pressure on the European polity to further restructure its functional and territorial organisation. (Bartolini,2005:366367). Although Bartolini writes about the growing importance of subnational governance, this remained probably the weakest part of the book. He just summarized many of the EU policies without going too much in detail. INTERREG is highlighted as an important policy, particularly since the Outline Convention of Frontier Cooperation adopted by the Council of Europe in 1980. (Bartolini,2005:262). He regards transfrontier mobilization as one of the four aspects of the territorial dimension of European integration. The other three are access to resources through the enhanced structural funds after 1989, institution building like e.g. the Committee of the Regions and Local Authorities and new territorial coalitions.(Bartolini,2005:257-271). For Bartolini, crossborder cooperation is adding certain a new dimension to the European integration process, however he frames it more as a competition for resources than a genuine process. He asserts as follows: This ‘mobilization’ of cooperation experiences has taken place under the auspices and supporting role of both the national and the European centres. That is, supra-regional centres fostered the mobilization of the regional economic and social potentials. Notwithstanding this, the structural changes affecting the role of sub-state regional territories are numerous and conspicuous and should not be under-estimated, particularly if one keeps in mind the historical obsession of the European 10 continental nation-state with any sign of territorial autonomy or exit opportunity. These structural changes concern the regions, but the new resources, institutions and fora may generate very different interests and opinions, and not necessarily-and maybe very improbably-a general ‘regional’ view or a general increase in regional power. While regional alliances continue to develop along common economic or infrastructural interests, and sub-national territorial units try to establish their institutional position vis-á-vis the EU and national governments, the prospects of a harmonious ‘Regional Europe’ are non-existent given the potential conflicts of interests among the regions and areas and given the enormous differences in resources among them.[...] Instances of meaningful, interregional alliances go hand in hand with a growing trend towards ‘territorial competition’ for inwards investment and Community funds in the internal and global financial markets. (Bartolini,2005:268). Certainly the scarcity of resources coming both from the European and national levels will be a major factor in enhancing competition between the regions. Cross-border cooperation can be regarded instrumentally as an additional source of human, technological and financial resources. There is naturally the danger to generalise all regions has having just an instrumental approach towards cross-border cooperation. Many poor regions, particularly on the Portuguese-Spanish or German-Polish border regard this as an unique chance to overcome their ‘double’ periphery status vis-a-vis their respective national capitals and Brussels.(see Covas,1997:175-92). Such transformations are also related to the welfare state. The restructuring of the European territory is shifting the welfare state towards welfare regions. Regions are new ‘bounded space’ destructuring the national space. He mentions particularly the growing regionalization of social policy in the Italian case(Ferrera,2005:179;192). Spain and Germany can also be named as cases where social welfare is extremely decentralized along regional terms. One crucial category is what Bartolini recognised as the growing competition between regions in the new structure of opportunities. The EU clearly allows for an increase of political and economic competition. According to Tanja Börzel this is a crucial characteristic of EU political system.(Börzel,2008:61). The political competition dimension is crucial to understand the mobilisation in cross-border cooperation. This can be confirmed particularly for the German Länder which were used to a governance system based on joint decision11 making and the principle of territorial solidarity. However, European governance does not fit in this national rationale. On the contrary, it has contributed to an increase of competition between the regions within a European and a global market perspective.(Benz,2007;431-433) In sum, the present restructuring of the European Union frames discussion of INTERREG in a different direction. It is certainly an instrument to soften the internal borders of the EU and strengthen through neighbourly cooperation the external ones. At the same time, it is embedded in the increasing important role of the European Union as a structure of opportunities for political competition. Cross-border cooperation is an important policy in order to achieve transregional and transnational spaces of European integration, which function as hubs for the dissemination of the principles of single European market. Therefore, it is important to make first a review of the development and existing programmes. 3.Cross-border cooperation:A quantitative study The Delors Package I and II adopted in 1988 and 1992 respectively were quite crucial for the emergence of the INTERREG programme. Although the main target of the structural funds were the regions in the member-states, other parallel programmes were developed in order to achieve certain objectives. The INTERREG programme was developed in strong cooperation with the Association of European Border Regions(AEBR), the main interest group for cross-border regions.(Sodupe,1998:29). One of the first experimental programmes was dedicated to the poor crossborder regions between Spain and Portugal. Decades, even centuries of neglect by two highly centralized countries until the mid 1970s, made the border regions of the two country a good field of experiment. The first INTERREG came into action in the 1990s and is now in the fourth round, which runs from 2007 to 2013. However, the present round has enhanced INTERREG as the main instrument for the third objective of territorial cohesion. Moreover, it will cover quite a large area, because INTERREG programmes are 12 also used as instrument in the European Neighbourhood Policy. (Cugusi,Stochiero,2006). Its main aim is to prepare border regions for “Europe without borders”. INTERREG is accompanied by other programmes such as INTERACT, Leader and Urban. The overall rationale of crossborder cooperation is naturally further informed by creating competitive regions, which are able to prevent further asymmetries and disparities within the European territory. In comparison with the United States, the gap between the less and more developed regions in the European Union is much larger. Such gap has risen after the enlargement to the central and eastern countries and the Mediterranean islands in 2004. INTERREG aims strategically to create sustainable networks between border regions, so that regional economies become interdependent and integrated. The horizontal programmes INTERACT allows for transfer of knowledge, but also accumulation of knowledge after several rounds of the INTERREG programme. ESPON(European Spatial Programming Observatory ) is a further device to monitor such integration and even development. According to a European Commission information brochure cross border cooperation allows for a multiplier effect, which in the long term will be sustainable: Cooperation without frontiers is a difficult and rarely spontaneous process. For a long time, the authorities and structures concerned, at different levels of government and power, were not used to working together. Even when the mutual prejudices inherited from the past are 13 done away with, there still remain major obstacles that need to be overcome. These have to do with differences in political institutions, administrative systems and procedures, legal structures and provisions, technical and environmental standards. In addition to these, of course, are differences in language and culture as well as physical obstacles like mountains, rivers and the sea.(…). One of the most important aspects of cooperation without frontiers is the ‘multiplier effect’ that it produced, the energies that it mobilised and the experience gained from obvious. However, difficulties remain in defining common strategies and achieving practical coordination, particularly with regard to legal or financial aspects. Thus the main challenge today is that of setting up genuinely common and integrated structures of cooperation to manage programmes that have been developed and implemented together. (European Commission, 2002a:7) According to data from the European Commission in 2001, 39.1 percent of all EU15 territory were border regions. Out of this 27.4 percent were internal borders and 11.7 percent external borders. Moreover, 2.9 percent of the latter are now internal borders with the new member-states, while only 8.8 percent are with other countries outside the EU. In 2001, 17.8 percent lived in internal border of the EU15, 2.8 percent in external borders with the present new members and 4.3 percent with other countries.(European Commission, 2002b:39) The 2004 central and eastern enlargement has created new external borders, but also a larger population living in internal border regions. This shows that at least one fifth of the EU population lives in such border regions and therefore they are quite crucial in order to make the SEM work. According to the ESPON atlas 2006, after enlargement in 2004, the EU has now 41 percent coastline and 59 percent land borders. This clearly has changed the priorities of territorial cooperation substantially.(ESPON,2006:56). 14 Since the second round of INTERREG there are three variants of the programme. The first variant and the most important one is crossborder cooperate which had one allocation of 67 percent in INTERREGIII. The second is transnational cooperation(INTERREG B) to which 27 percent of the funding was allocated and third one is interregional cooperation(INTERREG C) with 6 percent of allocations. Such an approach wants to make sure that there is a multi-layered integration of the regions through different actions. In the fourth INTERREG, 8.7 percent of the € 347 billion has been allocated to European territorial cooperation. A small amount that is supposed to be used strategically in conjunction with the other objectives of convergence and competitiveness.(see figure 4 and table 1) Figure 4.Financial amount for Cohesion policy according to objectives(2007-13). 15 Source:European Commission website, http://www.europa.eu accessed on 26 June 2009 In spite of almost two decades of the INTERREG programme, there are still major differences in the intensity of cross-border cooperation. According to the research undertaken by the European Spatial Planning Observatory Network(ESPON), there are still considerable intensity differences in levels of cooperation. A study of the INTERREGIII programme between 2000 and 2006 found out that few regions had a high level of intensity in cooperation. The Portuguese-Spanish border in Douro,Trás-Os-Montes, Galicia and Castilla-León show a high level of intensity in cross-border cooperation. The same is also observed in German regions of Traunstein, Kempten, Kindau and Oberallgäu. Overall, one can recognise quite high intensity of activity along the Austrian border, the border between Germany and Denmark and the Scandinavian countries.(see Figure 5). One can also observe a strong participation along the Hungarian and Slovak borders and the western part of the Italy-Swiss border (Figure 6). But most regions have a low level of intensity in cooperation. Among the factors one can mention the difficult process of transnational cooperation between different cultures, the linguistic differences, but also the weakness of civil society in respective countries. Such problems emerged also 16 in other more long standing cooperation projects along the Portuguese and Spanish border or the French and Spanish border.(Magone,2006b; Harguindeguy,2007:322-331). Last but not least, quite interesting is the fact that the clusters of cooperation give us a picture of a territory that is far from being homogenous in economic terms. The southern and central 17 Table 1.Distribution of Structural Funds for Programme 2007-13 according to countries Source:European Commission, website http://www.europa.eu accessed on 28 June 2009 18 Figure 5.Intensity of cooperation between regions 2006 Source:Espon,2006:56 19 Figure 6.Level of cooperation in projects and of transnational cross-border cooperation Source:Espon,2006:57. 20 Figure 7.Homogeneity across the territory 2006 Source:ESPON,2006:58 21 eastern regions are still characterised by weak economic clusters, although the strong economic clusters are concentrated along the French,Belgian, Dutch ,Luxembourg, German and Swiss regions. The southern part of the United Kingdom with the important capital of London is also part of this strong cluster. The centre of European capitalism is in this west central European part of the continent. Ireland is an exceptional strong cluster due to American foreign direct investment and the strategic choice of policy makers for investment in new technologies.(Barry,et. al.,2001). In spite of this sober results on territorial cooperation, the number of cross-border programmes increased from 40 to 52 and it was upgraded to a proper objective European territorial cooperation for the multi-annual programming of the structural funds between 2007 and 2013.(see Table 2 and 3 TABLE 2.CROSS-BORDER COOPERATION IN THE EUROPEAN UNION (2000-6) INTERNAL CROSS-BORDER PROGRAMS Skargarden Islands N Kvarken-Mittskandia Austria,Bavaria Austria,Czech Republic Austria,Slovenia Austria-Hungary Austria-Slovakia Sweden-Norway Ems Dollart Alpen-Bodensee Saxony,Czech Republic Rhein-Maas-Nord/NordRijn-Waal/Euregio Lubuskie-Brandenburg Italy,Austria Alps Italy-Slovenia Sardinia,Corsica,Tuscany Ireland,Northern Ireland Ireland,Wales Alsace/Baden-Württemberg Oberrhein-Mitte-Sud Bavaria,Czech Republic COUNTRIES INVOLVED Finland and Sweden Finland,Sweden,Norway Austria,Germany Austria,Czech Republic Austria,Slovenia Austria,Hungary Austria-Slovakia Sweden-Norway Germany,Netherlands Germany,Austria,Switzerland,Lichtenstein Germany, Czech Republic Germany and Netherlands Germany,Poland Italy,Austria Italy,France Italy Slovenia Italy,France Ireland,UK Ireland,UK France,Germany France,Germany,Switzerland Germany,Czech Republic 22 Fyn/KERN Sonderjylland/North Schleswig Germany, Luxembourg,Germanophone Belgium Saarland/Moselle/Westpfalz Spain/Portugal Italy,Switzerland Öresund Greece/Bulgaria Greece/Cyprus Mecklenberg,Poland Euroregio Maas-Rhein Franche-Comté-Rhone-Alps/Switzerland Spain/France Finland-Estonia Flanders-Netherlands Wallonia,Lorraine, Luxembourg Kent/Sussex-Nord Pas de Calais/Picardie France,Belgium Greece-Italy EXTERNAL CROSS-BORDER COOPERATION Spain/Morocco Karelia-Russia South-East Finland-Russia Nord Gibraltar-Morocco Italy/Albania Greece,Fyrom Greece-Albania Germany,Denmark Germany,Denmark Germany,Luxembourg, Belgium Germany, France Spain,Portugal Italy,Switzerland Denmark,Sweden Greece,Bulgaria Greece,Cyprus Germany,Poland Germany,Netherlands,Belgium France,Switzerland Spain/France Finland,Estonia Netherlands,Belgium Belgium, France,Luxembourg UK,France France,Belgium Greece, Italy COUNTRIES INVOLVED Spain,Morocco Finland,Russia Finland,Russia Sweden,Finland, Norway,Russia UK,Morocco Italy,Albania Greece, Former Yugoslavia Republic of Macedonia Greece-Albania Source:Regional policy site of the European Commission, http://www.europa.eu.int/regional_policy/interreg3/abc/progweb_en.htm, accessed on 28.11.2003 In italics cross border cooperation with candidate countries, new members or European Economic Area members(Switzerland,Norway) TABLE 3.CROSS-BORDER COOPERATION 2007-13 PROGRAMMES COUNTRIES INVOLVED Bulgaria-Greece Bulgaria, Greece Bulgaria-Romania Bulgaria,Romania Grande Region Belgium,France,Germany,Luxembourg Euregio Maas-Rhein Belgium,France,Netherlands,Germany France-Belgium France,Belgium ‘Two Seas’ Belgium,Netherlands, France and Germany Belgium-Netherlands Belgium,Netherlands Austria-Czech Republic Austria,Czech Republic Czech-Republic-Bavaria Czech Republic,Bavaria Czech Republic-Saxonia Czech republic, Saxonia Czech Republic-Poland Czech Republic, Poland Czech Republic-Slovakia Czech Republic-Slovakia Syddanmark-Schleswig Germany,Denmark K.E.R.N Denmark-Germany Germany,Denmark 23 South Baltic Germany,Denmark,Sweden, Lithuania, Poland, Denmark,Sweden,Norway Germany,Austria France,Germany,Switzerland Germany,Switzerland, Austria Öresund-Kattegat-Skagerrak Germany(Bavaria)-Austria Upper Rhine Alpenrhein-BodenseeHochrhein Lubuskie-Brandenburgia Germany,Poland Sachsen-Polska Germany,Poland MecklenburgGermany,Poland Vorpommern/Poland Germany-Netherlands Germany, Netherlands Estonia-Latvia Estonia,Latvia Central Baltic Estonia,Finland, Latvia,Sweden Greece-Cyprus Greece,Cyprus Greece-Italy Greece,Italy France-Spain-Andorra France,Spain,Andorra Spain-Portugal Spain,Portugal France-Italy(Alps-Alcotra) France,Italy Italy-Maritime France France,Italy France Channel-England France,UK Amazonia France,Suriname,Brazil Caribbean French islands in Caribbean Northern Ireland-Border Ireland,United Kingdom regions of Ireland-Western Scotland Ireland-Wales Ireland,Wales Italia-Österreich Italy,Austria Italy-Switzerland Italy,Switzerland Italy-Slovenia Italy,Slovenia Italy-Malta Italy,Malta Latvia-Lithuania Latvia,Lithuania Lithuania-Poland Lithuania-Poland Austria-Hungary Austria,Hungary Hungary-Romania Hungary,Romania Hungary-Slovakia Hungary,Slovakia Austria-Slovenia Austria,Slovenia Austria-Slovakia Austria,Slovakia South Baltic Denmark, Lithuania,Germany,Poland Poland-Slovakia Poland,Slovakia North Finland,Sweden,Norway Botnia-Atlantica Sweden,Norway,Finland Sweden-Norway Sweden,Norway Source:Own compilation based on Database of the European Commission posted online a t the website http://www.europa.eu accessed date 27 June 2009 24 CROSS-BORDER COOPERATION IN BALKANS AND TURKEY PROGRAMMES COUNTRIES Adriatic IPA Greece,Italy,Slovenia,Croatia, Albania,BosniaHerzegovina,Montenegro Bulgaria-Serbia IPA Bulgaria-Serbia Bulgaria-FYRO Macedonia IPA Bulgaria,Former Yugoslav Republic of Macedonia Greece-FYRO Macedonia IPA Greece,FYRO Macedonia Bulgaria-Turkey IPA Bulgaria,Turkey Greece-Albania IPA Greece,Albania Romania-Serbia IPA Romania,Serbia Hungary-Serbia IPA Hungary,Serbia Hungary-Croatia IPA Hungary,Croatia Slovenia-Croatia IPA Slovenia,Croatia Source:Own compilation based on Database of the European Commission posted online a t the website http://www.europa.eu accessed date 27 June 2009 25 Figure 8. CROSS-BORDER PROGRAMMES-INTERREGIVA 2007-13 Source:website of the European Commission, DG Regional Policy, http://www.europa.eu accessed on 30 June 2009 Figure 9.Transnational programmes INTERREG IVB 2007-13 26 Source:website of the European Commission, DG Regional Policy, http://www.europa.eu accessed on 30 June 2009 The main rationale of European territorial cooperation remains the completion of the single European market. As already mentioned, 27 economic integration of cross-border regions is an important strategy of the European Commission to strengthen European capitalism. In terms of the future of the European territory, one has to acknowledge that the economic and social disparities will remain a salient feature. In spite of two decades of structural funds, the economic disparities between regions remained almost the same, although there has been some national convergence between member-states. The best example is Spain, where the gap between GDP per capita between the poorest regions of Andalusia, Castilla-La Mancha and Murcia and the richest ones of the Basque Country, Catalonia,Madrid and Baleares remained al(Magone,2009:348;Puigcerver-Peñalver,2007:181). The studies of ESPON seem to confirm that the trend of an economically and socially asymmetrically Europe will be the result in 2050. The dominance of west Germany, the Benelux, northern France, the south of the United Kingdom and the northern part of Italy and the cross-border areas to its neighbourhoods will remain the centre of European capitalism. This socalled ‘pentagon’ runs through the main cities of London, Paris, Milan, Munich and Hamburg. In contrast, southern, central and Eastern Europe will be the periphery of such European capitalism. This means that present policies targeting social and economic cohesion will not be enough to close the gap between the centre and the periphery. On the contrary, the technological advantage of the centre will be even more salient than it is today.(Figure 8). It is predicted, that in 2030 the European population will have deal with an exacerbated ageing of the population. The demographic immigration pressures from the Mediterranean and other regions of the world are a major factor shaping the competitiveness of the European economy. The present cohesion policies cannot change this centre-periphery relations of European capitalism, nor the demographic trend. However, policy-makers believe that the present policy-mix including the structural funds focusing particularly on the poorer regions will allow for an expansion and linkage 28 of the pentagon to some of the peripheral areas.. Probably, in the scenario only few areas would be outside the centre, but still integrated like Portugal, southern Spain, reggio-calabria, Sicily and Sardinia in Italy, Malta and Cyprus, Bulgaria and Romania and the Baltic space.(Figure 9) In sum, these trends are quite important to understand cross-border cooperation along the German borders. The economic centre of Europe characterised by the ‘pentagon’ includes two major German metropolitan centres, Munich and Hamburg. In this sense, the next section will try to find out, what the main objectives of such cross-border cooperation. 29 FIGURE 8.Competitiveness-oriented Scenario:Spatial structure and urban hierarchy in 2030 Source:ESPON,2007:11 30 Figure 9. Probable Territorial Impacts of the Cohesion-Oriented Policy Scenario Source:ESPON,2007:12 31 4.Cross-border cooperation:Germany and its neighbours In comparison to other member-states, Germany has already a long standing tradition of cross-border cooperation. Probably, cross-border cooperation on the Dutch-German border may be characterised as the oldest. There are fourteen cross-border programmes in which German regions participate and are financed by INTERREG IV. One can recognise three levels of territorial cooperation. Particularly, well-developed is cooperation on the western borders of Germany with Dutch, French, Belgian and Luxembourg regions. Cross-border cooperation in these regions go back to the late 1950s,1960s and 1970s and pre-date EU regional policy and the reform of the structural funds in 1988. All of them developed own institutions and decision-making processes which follow a rationale of socio-cultural and economic integration of the regions. The ‘Rhein-Ems’ EUREGIO along the German-Dutch border, but also the ‘Grande Region’ of SaarLorLux including German, Belgian, French, Luxembourg and Belgian regions. As an intermediate level of cross-border cooperation one can mention the programmes between German, Swiss and Austrian regions. Most of these programmes emerged after the reform of the structural funds in 1988. However, there has been also a history of some cross-border cooperation before that date. Nevertheless, such cooperation remained informal and was not institutionalised. Still today, the processes of integration of the region are not as advanced as on the western part of Germany. Among the cross-border programmes one can include the ‘Alpenrhein-Bodensee-Hochrhein’ which started in 1990 and includes regions in Switzerland,Germany and Austria. The other example is the cross-border cooperation between the German region of Bavaria and Austria. Most of the EUREGIOs were created in the 1990s, particularly shortly before or after the accession of Austria into the EU. For example,EUREGIO Inntal was founded in 1998 and EUREGIO Bayerischer Wald-Böhmischer Wald-Unterer Inn in 1994. - 32 - The most recent cross-border cooperation can be found between German and and the central eastern regions of Czech Republic and Poland. Most of these cross-border programmes emerged in the late 1990s or in the beginning of the new millennium. Among these cross-border programmes are e.g. between the region of Lubuskie and Brandenburg in Poland and Sachsen and the Czech regions. This cross-border cooperation is still at the very beginning. However, in spite of the negative history between Germany and these central European countries before 1945, there has been a strong will on both sides of the border to overcome the past and build for the future. Probably, the Polish-German cooperation is a good example of a successful cooperation. Naturally, this cooperation is still lagging behind considerably in relation to German crossborder programmes with the western neighbouring countries - 33 - Table 4.Cross-border cooperation in Germany(2009) COOPERATIO NAME OF EUREGIO(DATE OF N LEVEL FOUNDATION) GROUP I( Western Regions) Highest Level of Cooperation( 1950-1990) GermanyNetherlands Ems-Rhein(1958) Ems-Dollart(1977) Rhein-Maas(1978) Rhein-Waal(1996) Maas-Rhein(1976) Pamina(Upper Rhine Interreg) (1968/1989) Grande Region(1980) GROUP II(Northern and Southern Regions) Intermediate Level of Cooperation( since 1990) Fehrmarnbeltregion(Sjaelland-SchleswigHolstein)(2007) Syddanmark-Schleswig-K.E.R.N.(1990) South Baltic(2007) Bodensee(Alpenrhein-BodenseeHochrhein)(1997) GermanyAustria (BavariaAustria) Via Salina(1997) Zugspitze-WettersteinKarwendel(1998) Tegern Declaration(1998) Inntal(1998) Salzburg-BGLTraunstein(1995) Inn-Salzach(1994) Bayrischer Wald-Böhmischer Wald Unterer Inn(1994) - 34 - COUNTRIE S INVOLVED Germany, Netherlands Belgium,Ger many, Netherlands Germany,Fra nce, Switzerland Germany,Bel gium,France , Luxembourg Germany,De nmark Germany,De nmark Germany,De nmark, Sweden,Pola nd, Lithuania Germany,Au stria, Switzerland, Lichtenstein Germany, Austria GROUP III(Eastern Regions) Lowest Level of Cooperation (mid 1990s) GermanyPoland GermanyCzech Republic MecklenburgVorpommern/Brandenburg/ Zachodniopomorske(1994) Brandenburg/Lubuskie(1994 ) Saxonia-Slask Dolny(1994) Saxonia-Czech Republic(1994) Bavaria-Czech Republic (1994) Source:own compilation based on websites of the EUREGIOS - 35 - GermanyPoland GermanyCzech Republic Source:BMWi,2008b:44 According to an excellent study by Markus Perkmann, the cross-border cooperation started in 1958. Since then, most of the initiatives were - 36 - undertaken by the regional authorities on both sides of the border. The role of Dutch and German governments in investing in this kind of cooperation cannot be underestimated. Such investment became quite crucial during the 1980s in order to move to more sophisticated cooperation forms. The institutionalisation of the EUREGIO ‘Rhein-Ems’ started in the 1970s and found its further development in the 1980s. In 1985, a merging of the coordinating secretariats create a more integrated approach towards the planning of the EUREGIO. In 1990, the EUREGIO were able to deal with the INTERREG programme and since then profited immensely from it. The main task for the EUREGIO was to transform a declining industrial zone into a more dynamics economy. The support of several nationa entities and the EU funds contributed immensely to this transformation.(Perkmann,2005) EUREGIO ‘Rhein-Ems’ is just one of four Dutch-German cross-border cooperation programmes. Quite important is that the EUREGIO was institutionalised through the activism of European integration supporters like Julius Möser. A milestone of the EUREGIO was the creation of EUREGIO-Council in 1978, which consists of 82 members(41 German and 41 Dutch representatives). The EUREGIO-Council consists of experts which advise the EUREGIO Secretariat. The Secretariat is supported by working groups on Environment and Agriculture, Public Security, Spatial Policy and Traffic, Public Schooling, Tourism, Economy, EUREGIO Mozercommission responsible for the social cultural integration of the region and labour market policy.(EUREGIOInform,2003:8-12; Müller, Hoebink,2003). The EUREGIO invests a lot on growing cooperation of small and medium sized enterprises in technological and innovative projects. It fits in within the ‘Pentagon’ as the centre of European capitalism. - 37 - Figure 10.Institutions of EUREGIO ‘Rhein-Ems’ Source: Euregioinform 2003,p.11 Quite established is also the MaasRhine Euregio which was established in 1976 and developed very important cross-border projects. Particularly relevant is the German minority which leaves on southeastern part of Belgium and which - 38 - is extremely interested in cooperation in the Euroregion. This Euregio includes the province Limburg in the Netherlands and Belgium, the region of Aaachen in Germany, the province of Liége and the German-speaking community in Belgium. The Euregio has its seat in Eupen which is the capital of the Germanspeaking community in Belgium. Like the Euregio Ems-Rhein, the institutionalisation level is quite sophisticated. Its strategic vision for the future is intrinsically linked to the policies of European integration. Apart from INTERREG, the Euregio wants to use the new instrument of the European Grouping of Territorial Cooperation in order to flexibilise even more the interaction between the partners. The main leitmotiv for the cooperation in the next years is “improvement of quality of life”, particularly through the investment in new green technologies. The creation of Knowledge Institutes is a major aspect of this strategy. The Euregio wants to achieve more visibility within a globalised economy.(Euregio MaasRhine,without date:2-4). A third Euregio with a high level of institutionalisation is the Grande Region which includes Germany, France, Belgium and Luxembourg. This is the largest Euregio with 65,400 square kilometres and 11.2 million people. (Dörrenbächer,2006:2). The development towards a Euregio started in 1969 and led to a bilateral “Regional Commission Saar-Lor-Lux-Trier/Westpfalz” established between France,Germany and Luxembourg. In 1980, the regional commission became a legal entity and in 1986 a Interparliamentary Council was established. Finally, in 1998 Wallonia joined the Euregio and and it was renamed as the Grance Region.(Dörrenbächer,2006:5-6). One of the achievements of the Grande Region was the establishment of a social and economic committee dealing with different issues, which advises the steering executive bodies of the Grande Region. Economically, the Grande Region wants to focus in the future in three main areas, transport infrastructure, machine building, particularly for energy efficient environmentally friendly housing and ICT. Te role of cooperation between higher education institutions is crucial in this respect.(Grande Region,2008:3-6). Moreover, investment in social networks, particularly among the young and the promotion of exports - 39 - are further crucial aspects of the plans for the future.(Grande Region,2008:611). This group of cross-border cooperation programmes can be summarized as being quite advanced, based also on a genuine culture of cross-border cooperation. Still dominated by the regional elites, nevertheless with some regional consciousness. Probably, the Grande Region has to be regarded as a difficult project to develop a common identity. However, the Dutch-German cooperation The region is far too large. programmes are certainly contributing to some identity building over the long run. In this context, the ‘Rhein-Ems’ Euroregio seems to be the most advanced of four cross-border cooperation programmes. The second group of countries in the southern and northern borders of Germany are a step lower in terms of institutionalisation. Maybe an exception is the Bodensee region which brings together German, Austrian, Swiss regions and Liechtenstein. As already mentioned cross-border cooperation has been happening before the Interreg programme. However, it was the Interreg programme that allowed for a proper institutionalisation of the Bodensee Euregio. This region has a proper identity which is reinforced by the Lake Constance(Bodensee). The different countries around the lake share common interests and life styles. Moreover, many people cross-border to work in another country. According to an excellent study by Joachim Blatter, in which he compares the Lake Constance Euregio, the Pamina region of the Upper Rhine and cross-border cooperation between US-Mexican and US-Canadian regions, there are huge differences between the North American and European model. The North American model is based on the preservation of sovereignty and it is not interested in achieving regional integration. Cross-border cooperation is more related to concrete environmental and/or economic objectives. In contrast, the cross-border cooperation in Lake Constance and in the Pamina region is fully embedded in the overall territorial cooperation and integration of the European Union. It has transnational objectives leading up - 40 - to integration. It clearly wants to go beyong the nation-state. While the Pamina-region is extremely institutionalised in comparison to the North American cross-border cooperation, he was able to observe more harmony and identity within the Lake Constance region.(Blatter,2001a:191-5). This strong instittutionalisation and identity building on the western and southwestern borders of Germany are clearly an example of what over time cross-border cooperation can achieve. In contrast, the EUREGIOs along the BavarianAustrian border were established too recently in order to achieve the same level of institutionalisation and self-understanding as the Lake Constance and Pamina regions. However, they are quite small and there are common life styles shared by the people on both sides of the border. The third group of cross-border cooperation is based on an asymmetrical developmental relationship. The level of economic development between German and Polish and Czech regions is quite different, so that these eastern regions are highly dependent on the INTERREG programme. Cross-border cooperation started quite early after the Fall of the Wall. Already in 1991, the EUREGIO Neisse was established between Germany, Poland and Czech Republic. The German cross-border cooperation with Poland and Czech Republic is a new very positive movement and certainly an important instrument of confidence building. It is important to mention that Poland and then Czechoslovakia victims of Hitler’s expansionist policies of Lebensraum. Therefore, German-Polish and German-Czech relationships across the border have to be regarded as very important for the further construction of the European Union as an area of peace, freedom and security. In spite of the short period of cross-border cooperation since the mid 1990s, two major Euroregios stand out.(Yoder, 2003:95-96). The ‘ProViadrina’ EU Regio which led a strong cooperation between the German region of Brandenburg and the wojwoedship of Lubuskie. It was founded in 1993 after an agreement was signed between the partners on the two sides of the border.(Yoder,2003:96-7). One of the big achievements was the creation of the Viadrina University in Frankfurt/Oder in 1991. - 41 - Meanwhile, the University has become an important hub for the understanding between the two countries. According to Jennifer Yoder, it is a good example how institutions can build cultural bridges.(Yoder,2003:99). Until the beginning of the millennium , the secretariats remained separated. However, then it was agreed to have a common secretariat based in Zielona Góra and a contact point Frankfurt/Oder. There are still some issues of the difference between administrative structures in Germany, which are more decentralised, and in Poland. In spite of this, Poland rationalised their regional administrative system, now has 16 wojwodships, which match in some way the 16 Länder. Although they are still not very relevant, if compared with the communes, they are directly elected and are gaining slowly on more competences in coordination of regional projects. (Grix,Knowles,2002:167-8) The relationship between Brandenburg and Lubuskie is also one of transfer of knowledge from west to east. It is also about creating networks along the border directed towards the future in order to overcome prejudices about the past. Brandenburg has still strong rightwing extremist groups that are able to get representation at communal and regional level. The construction of a new future within the European integration process is one of the most difficult aspects of this task.(Grix,Knowles,2002:165-6;168-72). The other successful cross-border cooperation is on the triangle of borders bringing together the Germany, Poland and Czech Republic. The Neisse Euroregion has been quite important in pushing forward a new future in the relationship between these three countries. In terms of cooperation, the intensity has been increasing, although most of it is dominated by the Interreg programme. It means that there is still a long to go, until cross-border cooperation becomes part of the identity of the regions concerned. The decentralised nature of German regional policy allows for a strong engagement of the regions in cross-border cooperation. They have the necessary flexibility, sometimes more than the neighbouring partner regions to engage in such cross-border cooperation. The regional policy of Germany as a whole is strongly integrated in European territorial policies. The closer the - 42 - integration, the more advantageous it is for the German economy which can act as a bridge between western and eastern Europe. Basically, the principles of social and economic are inherent values of the Federal Republic of Germany. However, as we mentioned before there is a growing contradiction between the traditional multi-level governance system of joint decision-making between federal government and Länder and the more competitive EU multi-level governance rationale.(Benz,2000;Benz,2007) Cross-border cooperation fits in as an additional element in this competitive rationale. It allows also to weaken the demands of the Basic Law of social and economic equality of opportunities across the German territory, by using the priority of European integration and single European market building. Conclusions:The End of Borders? Cross-border Cooperation as ‘laboratory of European integration’ Although financially most of the EU structural funds go to the regions within the tradition conception of the nation-state, growing importance is giving by the EU to cross-border, transnational and interregional cooperation. In this paper we tried to delineate some first theoretical and some empirical aspects of cross-border cooperation. Cross-border cooperation is an important process in order to soften the inner borders of the European Union. At the same it is used through the European neighbourhood policy to create confidence building measures along the external ‘hard’ borders of the European Union. According to Stefano Bartolini we are presently in a new phase of European development. In this sense, cross-border cooperation gains a new significance as instrument or laboratory of European integration. In terms of territorial politics of the EU, it becomes clear that the structural funds, and particularly cross-border cooperation projects financed by the INTERREG are essential instruments for the building of a single European - 43 - market. The studies of ESPON have shown that structural funds help to ease the growing division of Europe into a capitalist centre and a periphery. The intensity and density of social capital of the regions plays a major role in this respect. In this context, Germany will remain at the centre of European capitalism. Two cities of the economic capitalist ‘pentagon’ will be located in Germany(Hamburg, Munich), one in the UK(London), one in France(Paris) and one in Italy(Milan). Therefore, it is crucial to look at the cross-border cooperation along the German border. It became clear, that cross-border cooperation in the western borders of Germany is quite advanced all well institutionalised. The southern and northern regions have an intermediate level of institutionalisation, nevertheless the strong social capital in Switzerland, Austria and Denmark will allow for a positive development in the long run. Cross-border cooperation is less developed along the eastern borders of Germany. Apart from historical factors, low social capital, asymmetrical economic development, it is also a question of sustainability of cooperation, if the structural funds would not be available. In this sense, the German case makes us aware that we are dealing with different levels of development in terms of cross-border cooperation. 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