Australian Securities & Investments Commission (ASIC)
ADVISORY
28 February 2008
Attachment to MR08-34: Prosecution report October – December 2007
Defendant
Rogan, Benn Donald
State
NSW
Halpin ,Christopher John NSW
Collins, David James
NSW
Declo Holdings Pty Ltd NSW
Ezy Bond Pty. Ltd.
NSW
Ferro Stanley Anthony
NSW
Field Dominique
NSW
Patton, Glynda Colleen
NSW
Helwani, Basam
NSW
Hooper, Robert Francis
NSW
Hughes, Mark
NSW
Offence
530A(6) CA2001
x1
Result
Fined $500.00
475(1) CA2001 x1 Fined $500.00
188(1)(E) CA2001 Fined x1
$250.00
188(1)(A) CA2001 Fined x1 188(1)(D)
$250.00
CA2001 x1
Fined $250.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
146 CA2001 x1 Fined 142(2) CA2001 x1 $500.00
205B(4) CA2001 Fined x1
$500.00
Fined $500.00
1314 CA2001 x1 Fined $700.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
188(2) CA2001 x3 Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $250.00
x1
Fined $250.00
530A(6) CA2001 Fined x1
$500.00
475(1) CA2001 x1 Fined $500.00
1314 CA2001 x2 Fined $500.00
1314 CA2001 x2 Fined $2,000.00
Suburb
Penrith
Concord
Bensville
Concord
Collaroy
Kentlyn
Lilyfield
Auldana (Sa)
Mount Vernon
Elanora Heights
Merewether
Page 1 of 1
Hyslop, Mark Walton
NSW
Jackson, Dominic David NSW
Georges ,Jamal
NSW
Darcy , Jason Michael
NSW
Kennedy, Justin Brian
NSW
Laughton, Andrea
Dorothy
NSW
Hewerdine, Lindsay
William
NSW
Fontanot, Luciano
NSW
Mc Gann, Mark
NSW
Collins ,Michelle
Margaret
NSW
Ming, Fei Yin
NSW
O'connor, Nicole
NSW
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1
$800.00
475(1) CA2001 x1 Fined $1,500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
475(1) CA2001 x1 Fined 530A(6) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1
$500.00
475(1) CA2001 x1 Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1
$500.00
475(1) CA2001 x1 Fined $500.00
530A(6) CA2001 Fined x1
$500.00
475(1) CA2001 x1 Fined $500.00
Manly Vale
Kellyville
Bass Hill
Warren
Chatswood
Whalan
Erskine Park
Greystanes
Lilyfield
Bensville
Chippendale
Hamilton South
Page 2 of 10
Geddes ,Raymond
George
NSW
Redepay Pty Ltd
NSW
Markovic ,Robert
NSW
Patton, Roger James
NSW
Darcy,Simone Jayne
NSW
Janko, Stojic
NSW
Rourke, Travis Gordan
NSW
Vella, David
NSW
Yung, Wei Min Lewis
NSW
Yobart, Shlemoon
NSW
Aiello, Joanne
NSW
Anstee, Barry Francis
NSW
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
205B CA2001 x1 Fined 146 CA2001 x1 $500.00
142 CA2001 x1 Fined $500.00
Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1
$500.00
475(1) CA2001 x1 Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
475(1) CA2001 x1 Fined 530A(6) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
530A(6) CA2001 Fined x1
$150.00
475(1) CA2001 x1 Fined $300.00
1314 CA2001 x2 Fined $1,200.00
Baulkham Hills
Dural
Blacktown
Auldana (Sa)
Warren
Carlton
Ashbury
Potts Point
Punchbowl
Fairfield
Bardwell Valley
Elizabeth Bay
Page 3 of 10
Antunes, Vitor Manuel
NSW
Qian, Bin
NSW
Pacey, Brian Milton
NSW
Catto, Deborah
NSW
Deres, Brett James
NSW
Papadimitriou, Dimitrios NSW
Goia , Dorel
NSW
Barry, Emma Jane
NSW
Gawain, William
Griffiths
NSW
Le,Hai Phuoc
NSW
Ha ,Hi Kyoung
NSW
Higgins, Leigh
NSW
1314 CA2001 x2 Fined $4,500.00
530A(6) CA2001 Fined x1
$800.00
475(1) CA2001 x1 Fined $1,500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $800.00
x1
Fined $1,500.00
530A(6) CA2001 Fined x1
$700.00
475(1) CA2001 x1 Fined $1,300.00
530A(6) CA2001 Fined x1 475(1) CA2001 $800.00
x1
Fined $1,500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $800.00
x1
Fined $1,500.00
530A(6) CA2001 Fined x1
$800.00
475(1) CA2001 x1 Fined $1,500.00
475(1) CA2001 x1 Fined 530A(6) CA2001 $800.00
x1
Fined $1,500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $800.00
x1
Fined $1,500.00
530A(6) CA2001 Fined x1
$800.00
475(1) CA2001 x1 Fined $1,500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $800.00
x1
Fined $1,500.00
530A(6) CA2001 Fined x1
$800.00
475(1) CA2001 x1 Fined $1,500.00
Gordon
Fairfield West
Warners Bay
Oakdale
Dee Why
Padstow
Bankstown
Dungog
Bankstown
Georges Hall
Sydney
Narellan Vale
Page 4 of 10
Mcmahon, Bryan
NSW
Michael, Glen David
NSW
Johnson , Michael
Raymond
NSW
Catto , Peter
NSW
Hope, Raymond Leslie
NSW
Relf, Wayne Gordon
NSW
Salamone, Michael
NSW
Watton , Steven Leonard NSW
Weber, Susan Anne
NSW
Taylor, Glen
NSW
Vickers, Steven Peter
NSW
Myles, Wayne
NSW
Miraki, Alireza
NSW
188(1)(D) CA2001
x1
188(1)(A) CA2001
x1
1314 CA2001 x2
Fined $150.00
Fined $150.00
Fined $2,300.00
530A(6) CA2001 Fined x1 475(1) CA2001 $800.00
x1
Fined $1,500.00
530A(6) CA2001 Fined x1
$700.00
475(1) CA2001 x1 Fined $1,300.00
530A(6) CA2001 Fined x1 475(1) CA2001 $800.00
x1
Fined $1,500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $800.00
x1
Fined $1,500.00
1314 CA2001 x2 Fined $2,300.00
475(1) CA2001 x1 Fined $800.00
530A(6) CA2001 Fined x1 475(1) CA2001 $800.00
x1
Fined $1,500.00
530A(6) CA2001 Fined x1
$800.00
475(1) CA2001 x1 Fined $1,500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $800.00
x1
Fined $1,500.00
530A(6) CA2001 Fined x1
$800.00
475(1) CA2001 x1 Fined $1,500.00
530A(6) CA2001 Fined x1
$2,000.00
475(1) CA2001 x1 Fined $3,500.00
Lyneham (Act)
Urunga
Jimboomba (Qld)
Oakdale
Blue Haven
Oakhurst
Croydon Park
Rouse Hill
Caringbah
Norah Head
Camperdown
Merrylands
Auburn
Page 5 of 10
Maatouk , Andre
NSW
Pring , Cassandra
NSW
Yarnold , Darren Arthur NSW
Kete, Fabian Ryan
NSW
Eades , Gillian Carole
NSW
Jang,Hae Jung
NSW
Knight , Jason Michael
NSW
Lai ,Kim Meng
NSW
Paddsion , Leanne
Michele
NSW
King, Leslie
NSW
Michael, Joseph
NSW
Sippel , Neil Peter
NSW
530A(6) CA2001 Fined x1
$2,000.00
475(1) CA2001 x1 Fined $3,500.00
530A(6) CA2001 Fined x1
$1,500.00
475(1) CA2001 x1 Fined $3,000.00
530A(6) CA2001 Fined x1
$3,500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $2,000.00
x1
Fined $3,500.00
530A(6) CA2001 Fined x1
$3,500.00
475(1) CA2001 x1 Fined $2,000.00
530A(6) CA2001 Fined x1
$2,000.00
475(1) CA2001 x1 Fined $3,500.00
530A(6) CA2001 Fined x1
$2,000.00
475(1) CA2001 x1 Fined $3,500.00
530A(6) CA2001 Fined x1
$1,500.00
475(1) CA2001 x1 Fined $3,000.00
530A(6) CA2001 Fined x1 475(1) CA2001 $2,000.00
x1
Fined $3,500.00
530A(6) CA2001 Fined x1
$2,000.00
475(1) CA2001 x1 Fined $3,500.00
530A(6) CA2001 Fined x1
$1,500.00
475(1) CA2001 x1 Fined $3,500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $2,000.00
x1
Fined $3,500.00
Greystanes
Penrith
Taree
Riverwood
Wentworthville
Sydney
Bungendore
Cabramatta
Warners Bay
Coogee
Mount Druitt
Qld Forest Hill
Page 6 of 10
Evans, Peter John
NSW
Kim, Peter
NSW
Wolf, Punin William
NSW
Saab, Raymond
NSW
Johnston, Scott Andrew NSW
Bazouni ,Seyaid Sayed
NSW
Toun, Steve
NSW
Forbes, Troy Joseph
NSW
Orrego ,Waldo
NSW
Kim , Wook Dong
NSW
Qibin ,Zhao
NSW
Kogan, Janna
VIC
Maher, Michael James
VIC
530A(6) CA2001 Fined x1 475(1) CA2001 $2,000.00
x1
Fined $3,500.00
530A(6) CA2001 Fined x1
$2,000.00
475(1) CA2001 x1 Fined $3,500.00
1314 CA2001 x2 Fined $12,000.00
530A(6) CA2001 Fined x1
$2,000.00
475(1) CA2001 x1 Fined $4,000.00
530A(6) CA2001 Fined x1 475(1) CA2001 $2,000.00
x1
Fined $3,500.00
530A(6) CA2001 Fined x1
$3,500.00
475(1) CA2001 x1 Fined $2,000.00
530A(6) CA2001 Fined x1
$2,000.00
475(1) CA2001 x1 Fined $3,000.00
530A(6) CA2001 Fined x1 475(1) CA2001 $2,000.00
x1
Fined $3,500.00
530A(6) CA2001 Fined
x1
Fined
475(1) CA2001 x1
530A(6) CA2001 Fined x1
$2,000.00
475(1) CA2001 x1 Fined $3,500.00
1314 CA2001 x2 Fined $8,000.00
475 CA2001 x1 Fined 530A CA2001 x1 $750.00
Fined $1,250.00
475 CA2001 x1 Fined 530A CA2001 x1 $200.00
Fined $300.00
Narellan
Parramatta
Bondi Junction
Lidcombe
Fairfield
Auburn
Merrylands
Woodrising
Granville
Kings Langley
Auburn
Brighton
Violet Town
Page 7 of 10
Panagiotidis, Nick
VIC
Taylor, Arthur John
VIC
Tsang, Chi Sun
VIC
Visic, Alexandra
VIC
Asip, Demiri
VIC
Chapkoun, Justin
VIC
Garcia, Claudio Marcelo VIC
Elder, Joanne
VIC
Hartley, Paul Duncan
VIC
Holmes, Andrew John
VIC
Hunt, Mark William
VIC
Meehan, William
VIC
Rotheram, John Eric
VIC
475 CA2001 x1 Good
530A CA2001 x1 Behaviour
Bond
Good
Behaviour
Bond
475 CA2001 x1 Fined 530A CA2001 x1 $500.00
Fined $1,000.00
475 CA2001 x1 Fined $1,000.00
475 CA2001 x1 Fined 530A CA2001 x1 $400.00
Fined $600.00
475 CA2001 x1 Fined 530A CA2001 x1 $200.00
Fined $300.00
475 CA2001 x1 Fined 530A CA2001 x1 $300.00
Fined $400.00
1314 CA2001 x2 Fined $1,200.00
475 CA2001 x1 Fined $200.00
475 CA2001 x1 Good
530A CA2001 x1 Behaviour
Bond
Good
Behaviour
Bond
475 CA2001 x1 Good
Behaviour
Bond
475 CA2001 x1 Fined 530A CA2001 x1 $300.00
Fined $500.00
475 CA2001 x1 Good
Behaviour
Bond
156 CA2001 x1 Good
Behaviour
Bond
Brunswick
Camberwell
Glen Waverley
Hallam
St Albans
Lalor
Hillside
Upper
Wonthaggi
Caulfield
Mount Eliza
Brighton
Carrum Downs
Page 8 of 10
Wong, Jonathan
VIC
Marinelli , Maurice
VIC
Stojanov, Alex
VIC
Finch , Francess
VIC
Brunner, Mark Jonathan VIC
Spectrum Exterior
Design Pty Ltd
VIC
Pherhad , Vivienne
VIC
Paton, Graeme William
VIC
Theo, Armenis
QLD
Richardson , Barry
QLD
Capes, Gregory James
QLD
Saleh,Sabawi
QLD
Lalog, Josephine
QLD
Lebel-Jones, Christopher QLD
James
475 CA2001 x1
Good
Behaviour
Bond
1308(2) CA2001 Fined x1
$2,000.00
188 CA2001 x2 Fined $750.00
475 CA2001 x1 Fined 530A CA2001 x1 $250.00
530A(6) CA2001 Fined x1
$250.00
Fined $250.00
1314 CA2001 x2 Fined $7,500.00
142 CA2001 x1 Fined 146 CA2001 x1 $750.00
Fined $750.00
475 CA2001 x1 Good
530A CA2001 x1 Behaviour
Bond
Good
Behaviour
Bond
475 CA2001 x1 Good
530A CA2001 x1 Behaviour
Bond
Good
Behaviour
Bond
1314 CA2001 x2 Fined $2,500.00
530A(6) CA2001 Fined x1 475(1) CA2001 $500.00
x1
Fined $500.00
475(1) CA2001 x1 Fined 530A(6) CA2001 $350.00
x1
Fined $400.00
475(1) CA2001 x1 Fined $350.00
205B(4) CA2001 Fined x1
$350.00
188(1)(E) CA2001 Fined x1 188(1)(D)
$1,000.00
CA2001 x2
Melbourne
Greenvale
Thomastown
Hobart (Tas)
Gardenvale
Thomastown
Hamilton Island (Qld)
Carrara (Qld)
Paradise Waters
Airlie Beach
Robina
Loganholme
Southport
Varsity Lakes
Page 9 of 10
Cowen, Kenneth
Maxwell
QLD
Anderson ,John Joseph
QLD
Mullins, Gary Wayne
QLD
Wong, Pou Wai
QLD
Lam, Ray
QLD
Hraiki, Sammy Mark
QLD
Anderson, Sonya
QLD
Margaret Ann
Trengrove, Karen Maree QLD
Cheung , Wai Kwan
QLD
Ryan, William Noel
QLD
Walker , Clinton Danial QLD
James )
Sayers , Craig Henry
QLD
Kelly, Petula-Ann
QLD
Ellul, Dorothy
WA
Barron, Donald Robert
SA
Quach,Hung Van
SA
Bishop, Christine Anne
TAS
Bishop, Daniel William TAS
475(1) CA2001 x1 Fined 530A(6) CA2001 $1,500.00
x1
475 CA2001 x1
530A CA2001 x1 Fined $3,000.00
475(1) CA2001 x1 Fined 530A(6) CA2001 $2,500.00
x1
530A CA2001 x1 Fined $1,000.00
475 CA2001 x1
Fined 530A CA2001 x1 $2,500.00
475 CA2001 x1 Fined 530A CA2001 x1 $3,000.00
475 CA2001 x1 Fined 530A CA2001 x1 $3,000.00
475(1) CA2001 x1 Fined $350.00
475 CA2001 x1 Fined 530A CA2001 x1 $2,500.00
475 CA2001 x1 Fined 530A CA2001 x1 $3,000.00
475 CA2001 x1 Fined 530A CA2001 x1 $2,000.00
188(1)(A) CA2001 Fined x7 188(1)(E)
$1,400.00
CA2001 x7
438B CA2001 x1 Fined $600.00
530A CA2001 x1 Fined $700.00
1314 CA2001 x2 Fined $2,400.00
530A CA2001 x1 Fined 475(1) CA2001 x1 $2,500.00
475 CA2001 x1 Fined $500.00
475(2) CA2001 x1 Fined $500.00
Kingston
Jimboomba
Ashmore
Parkwood
Sydney (Nsw)
Burraneer (Nsw)
Jimboomba
Kingston
Croydon
Middle Ridge
Samsonvale
Auchenflower
Strathdickie
Malaga
Hallett Cove
Parafield Gardens
Sheffield
Sheffield
Page 10 of 10