FINAL REPORT SYNTHETIC BIOLOGY: PROSPECTIVE PRODUCTS AND APPLICATIONS FOR FOOD AND FEED – REQUIREMENTS FOR REGULATION FS 102068 09/04/2014 Food and Environment Research Agency Sand Hutton, York YO41 1LZ 1|Page Project team members Fera Dr Villie Flari – project manager Mr James Blackburn Dr Qasim Chaudhry Dr Christine Henry Mrs Sarah Hugo Dr Richard Thwaites External advisor: Dr Claire Marris, Kings College London © Crown Copyright [2014] This report has been produced by the Food and Environment Research Agency under a contract placed by the Food Standards Agency (the Agency). The views expressed herein are not necessarily those of the Agency. The Food and Environment Research Agency warrants that all reasonable skill and care has been used in preparing this report. Notwithstanding this warranty, the Food and Environment Research Agency shall not be under any liability for loss of profit, business, revenues or any special indirect or consequential damage of any nature whatsoever or loss of anticipated saving or for any increased costs sustained by the client or his or her servants or agents arising in any way whether directly or indirectly as a result of reliance on this report or of any error or defect in this report. 2|Page SYNTHETIC BIOLOGY: PROSPECTIVE PRODUCTS AND APPLICATIONS FOR FOOD AND FEED – REQUIREMENTS FOR REGULATION Deliverable 3 Fitness for purpose of current regulatory frameworks for Synthetic Biology food and feed products and applications 1 Contents Item 1. Introduction and background 2. Representative case studies 3. Evaluation of fitness for purpose of current regulatory frameworks: case by case study 4. Project key messages - conclusions 5. Recommendations 6. References 7. Annexes 1 Page 4 6 12 29 35 38 44 Image from: https://theconversation.com/inventing-life-patent-law-and-synthetic-biology-5178 3|Page 1. Introduction and background The ultimate aim of the project was to identify (a) potential Synthetic Biology food/feed products/applications that may come forward for approval in the UK in the foreseeable future (i.e. in 5 to 10 year time) , and (b) uncertainties and gaps in relation to the relevant regulatory frameworks that are currently in place to control such products. The project was realised in two phases to address the above aims (as shown in Figure 1 below). In phase I, the team developed a step-wise methodology to critically search the publicly available information with the view to identifying literature items that would potentially indicate current or imminent Synthetic Biology products and applications in the food and feed sectors. Thereafter, the project team critically screened the identified literature items and selected the ones that would be reviewed further and categorised in the next phase of the project. The results of this phase are provided in detail in Deliverables 12 and 23 of the project, and are shown in Annexes I-A and I-B respectively. Phase I Part 1 Phase I Part 2 Phase I Part 3 Phase I Part 4 Phase I Part 5 Phase II • Developed and finalised in Deliverable 1 • Human intelligence - definition of key search strings, and automatic processes • Produced 811 items • Developed and finalised in Deliverable 1 • Human intelligence - screening the 811 items in terms of relevance to the working understanding for synthetic biology products and applications • Produced 49 items • Developed and finalised in Deliverable 2 • Human intelligence - further articles were identified following the review of the 49 identified items via discussions of the • Final enriched inventory included 71 items • Developed and finalised in Deliverable 2 • Human intelligence - evaluation of the 71 items in terms of how close each one is to the concept of synthetic biology • Produced 10 items • • • • Developed and finalised in Deliverable 2 Human intelligence - detailed assessment of 10 items Produced 6 items List of 6 items was enriched via further discussions and produced in total 8 items to consider as representative case studies • Developed and finalised in Deliverable 3 • Human intelligence – choice of representative case studies to employ in order to evaluate the applicability of current regulatory frameworks to regulate such products • Human intelligence - evaluation of fitness for purpose of current regulatory frameworks to regulate synthetic biology food and feed products and applications Figure 1: Outline of the work process in the project. The work was unfolded in two phases that reflect the identification of potential synthetic biology food and feed products and applications (i.e. Phase I) and the evaluation of the applicability of current regulatory frameworks to regulate such products (i.e. Phase II). In phase II, the project team members, in collaboration with FSA, other governmental departments, and further external experts (e.g. academia), reviewed the current regulatory frameworks that are considered to be applicable, or potentially applicable, to synthetic biology, and assessed whether they are sufficient to cover all foreseeable requirements. 2 Deliverable 1: Synopsis of current and projected products/applications of synthetic biology for food/feed in the UK (see Annex I-A for full text). 3 Deliverable 2: Representative case studies of potential Synthetic Biology food/feed applications and factors influencing their development and commercialisation (see Annex I-B for full text). 4|Page Phase II was realised via a facilitated one-day meeting that was held at Fera on 18th of November 20134. The meeting started with an introduction to the topic by the project manager, followed by splitting the attendees into two breakout groups. Each breakout group was presented with three case studies to evaluate. One of these case studies was common to both groups. After 4 hours of structured discussion, the two groups came together for a review of the discussions on each case study. The variety of expertise represented by the individuals in the meeting included molecular biology, toxicology, GM, risk analysis, emerging sciences and technologies, and regulatory frameworks (see Annex II for further details on the agenda and format of the meeting). The ultimate aim of the meeting was to provide FSA with a basis to understand the main safety/regulatory issues and highlight any inadequacies and gaps to address the current and, most importantly, future-projected Synthetic Biology products/applications in the food/feed area. 4 The agenda and participants of the meeting are shown in Annex II. 5|Page 2. Representative case studies The case studies for the workshop were selected from the list of representative case studies that were identified in Phase I – Deliverable 2 (Annex I-B)5. The fact that potential synthetic biology products share a common theme with genetically modified food and feed products and applications at this point was acknowledged by the team and also at the expert facilitated meeting (Figure 2 below). Figure 2: It is widely recognised that GM and synthetic biology are based on the same basic technologies (e.g. genetic modification, genetic engineering). Therefore one expects that at this point in time (where SynBio potential is starting to be realised) a large area of potential overlap exists between GM and SynBio products and applications. A clear and concise definition or understanding of synthetic biology will enable the delineation of the boundaries between what is perceived as a GM or a Synthetic Biology product/application. The graphical display is for illustration only, and does not imply any relationship with actual sizes of GM and/or synthetic biology market size, etc. Currently, the technological advances in synthetic biology are placed mainly, if not exclusively, in the area of overlap between GM and synthetic biology; this overlap area also includes items that most probably look 5-10 year ahead of market realisation. Project team members prepared a brief profile for each case study to address a number of dimensions, in particular (a) where and how the product would be manufactured, (b) who would be exposed and hence potentially at risk, (c) how it would be disposed of, and (d) whether monitoring and detection of products and the environment would be feasible. CS 1.1 Coenzyme Q10 synthesised by synthetic biology microbes Coenzyme Q10 is a natural component of our cellular function that deals with energy generation in the mitochondria and protects cellular membranes from oxyradical damage. It 5 Following the evaluation of identified items in terms of how close each item is to (a) the concept of synthetic biology (results shown in Fig. 3 in Deliverable 2 in Annex I-B), and (b) being marketed (results shown in Fig. 4 in Deliverable 2 in Annex I-B), the project team decided to assess in more detail the items that were mapped closer to the concept of synthetic biology, i.e. items mapped beyond point “5” in the subjective scale drawn by the project team members (Fig. 3 in Deliverable 2 in Annex I-B). 6|Page is a potent antioxidant and has many important roles in metabolic, heart and neurological functions. Deficiency of Co-Q10 can cause certain ailments and hence there is growing market for the compound as a health/well-being supplement. How is the product manufactured The existing products are available in two forms – a limited (and expensive) range produced as “naturally sourced” products (mainly in the natural trans form through yeast fermentation), and a vast majority of products based on chemically-synthesised compound (mixture of cis and trans forms). The synthetic biology concept is to engineer the pathway for production of Co-Q10 in microorganisms (yeast?; bacteria?) so that there is a greater supply to meet the increasing market demands for “naturally sourced” trans form of the compound. Where is it made - UK made consumed and exported or overseas made/imported and consumed At proof of concept stage but could be produced in the UK and exported to other countries or produced in the UK and exported to other countries. How would the product be used In: health supplements; nutraceuticals; health-foods6. Who would use the product General public; certain consumer groups, e.g. health conscious consumer, elderly, etc. How it would be disposed Through normal waste streams, i.e. same routes as the ones for other food waste for existing consumer products. Will we be able to detect the presence of the synthetic biology microbe in consumer products / environment Certainly detectable as a chemical in consumer products, but may not be detectable in the environment as it is not likely to be persistent. The main difficulty (perhaps impossibility) will be in distinguishing the synthetic biology substance from natural sourced substance. CS 1.2 and CS 2.27 Yeast that can generate vanilla (and potentially other) flavours in food products in situ 6 Also topical applications, e.g. hand cream, face cream, but this is outside the food/feed remit. 7|Page How is the product manufactured Genetic modification of yeast strains used in fermentation of food or drink. Where is it made - UK made consumed and exported or overseas made/imported and consumed Potentially could be made and/or exported from anywhere. How would the product be used Live modified yeast added directly to food as a combined raising/fermentation and flavouring agent. Who would use the product Most likely use in industry, by food manufacturers. Also, potentially, direct-toconsumer sales. How it would be disposed Depends on application: if industrial fermentation, disposal via industry protocols. If domestic use is concerned, then disposal through regular food disposal routes is anticipated. However, if used in uncooked recipes (e.g. fermented drinks), yeast may be consumed live. There is potential for release via wastewater. Will we be able to detect the presence of the recombinant yeast in consumer products / environment Synthetic biology produced vanillin may not be distinguishable from fully synthetic or natural vanillin, particularly in prepared foods. However, the detection of genes encoding vanillin pathway likely to be possible, provided that there is already information How will the product be labelled? A crucial issue with respect to vanillin and other food flavourings and additives produced by synthetic biology will be two questions related with food labelling, especially for products sold directly to consumers. Will vanillin produced by recombinant yeast be allowed to be labelled as “natural”? Currently only vanillin produced from plants is labelled “natural”. Will the product have to be labelled as “GM”? This is to some extent separate from the safety issue, except that post-market monitoring of unanticipated adverse impacts cannot be conducted when products are not labelled. In addition, within the EU regulatory 7 Case study 1.2 was addressed by breakout group 1 and was identical with case study 2.2 that was addressed by breakout group 2. More details on breakout groups and case studies in each group are given in Annex II. 8|Page framework, decisions have to be made by regulatory authorities, for every food and feed product (including food and feed ingredients such as additives, flavourings and vitamins) produced by a fermentation process under contained conditions using a GMM, about whether or not they fall within the scope of EC regulation 1829/2003. A key question is whether or not GM material is detectable in the final product, and complex distinctions are made between products made “from” or “with” GMMs. Depending on the answer to these questions, a product will fall under different regulations, be assessed using different risk assessment processes, and be subject to different labeling requirements. These questions are currently being debated by regulatory authorities in the USA and in Europe with respect to the vanillin produced suing GM yeast; and the answers are not yet clear. They will, however, have a large effect on the economic success of this product, and will also determine the social and economic impact on farmers currently growing orchids for the production of what is currently sold on the market as ‘natural’ vanillin. CS 1.3 Enhanced levels, and potentially a multitude of supplements (different vitamins, antioxidants, etc.) by a single strain of synthetic biology probiotic bacteria How is the product manufactured Modification/construction of bacterial strain(s) with probiotic properties, for example: enhanced functions for persistence in gut and provision of health/nutritional benefits. Where is it made - UK made consumed and exported or overseas made/imported and consumed Potentially could be made and/or exported anywhere. How would the product be used Probably as a formulated probiotic culture. Product will be live cells. Who would use the product General public: all consumers; medical patients. How it would be disposed Live cells would be consumed, so possible route to environment through sewage. Will we be able to detect the presence of the synthetic biology probiotic bacteria in consumer products / environment 9|Page Yes, if detectable markers incorporated into strain(s) or if molecular assays are developed to detect specific modifications. CS 2.1 Synthetic biology microbes to produce new feedstock compounds Due to growing health and environmental awareness, there is a continuous demand for industrial feedstock chemicals that can be derived from ‘natural’ and sustainable sources to replace the use of synthetic chemicals in a wide range of consumer products (e.g. cosmetics, food/feed, packaging, detergents, etc.). The synthetic biology concept is to rationally synthesise/engineer some of the key biosynthetic pathways, e.g. isoprenoid pathway, in microbes in such a way to obtain specific (also potentially novel) industrially important chemicals. How is the product manufactured Currently, the product is at proof of concept stage. Where is it made - UK made consumed and exported or overseas made/imported and consumed Specific “cell factories” could be developed in the UK and/or the rest of EU; the isolated, purified products could be used in the UK and/or exported to other countries. How would the product be used High value substances will be used by industry to produce consumer goods (cosmetics, food, packaging, detergents, etc.) that will be used by the common consumer in the normal way. Who would use the product General public: all consumers. How it would be disposed Through normal waste streams, i.e. same routes as the ones for other food waste for existing consumer products. Will we be able to detect the presence of the synthetic biology microbe in consumer products / environment Yes as a chemical, but not as a synthetic biology produced chemical, unless it is novel and is only produced by a synthetic biology route. 10 | P a g e CS 2.3 Non-leguminous crops able to fix atmospheric nitrogen – reducing the need for synthetic fertilisers How is the product manufactured If it is a crop e.g. cereals/wheat/rice/ seed will be produced in field. Also, possibly in glasshouses for first bulk up. Where is it made - UK made consumed and exported or overseas made/imported and consumed Seed can be exported from / imported into UK for use. How would the product be used Deliberate release would occur in the field. Possibly contained use would occur in nurseries, and seed production companies. Who would use the product Seeds would be used by seed companies, farmers. The crop would be used by food manufacturers, food technology companies – grain would be used for flour/bread and cakes production. It could also be used as animal feed, and straw can be used as bedding. How it would be disposed Back to soil/ploughed. Product could be put in compost. Also waste can be directed to anaerobic digestion units. Will we be able to detect the presence of the genetically engineered crop in consumer products / environment Probably as “novel” genes not normally found in cereals – possibly via DNA PCR tests or protein based test kits. Additional information In particular information from (a) JI Gates Project ENSA8, and (b) a particular science group from the National Institute of Investigation and Technology in Agriculture and Food of Spain9. 8 https://www.ensa.ac.uk/scientific-background/informing-scientists/our-understanding-of-symbiosis-signalingand-the-tools-available-in-legumes/ 9 http://www.cbgp.upm.es/en/nitrogen_fixation.php 11 | P a g e 3. Evaluation of fitness for purpose of current regulatory frameworks: case by case study During the breakout sessions of the workshop, the participants evaluated the fitness for purpose of current relevant regulatory frameworks to regulate the products similar to the ones described in each case study. Initially the groups discussed, and if it was deemed necessary, enriched the information provided for each case study. Thereafter each group reviewed relevant regulatory frameworks in terms of their (a) scope and (b) steps, requirements and procedures to assess each case study against the statutory criteria of the regulatory frameworks. A number of existing regulations for Genetically Modified products and applications were expected to be taken into account, in particular10: The Directive 2001/18/EC of the European parliament and of the Council on the deliberate release into the environment of genetically modified organisms and repealing Council Directive 90/220/EEC11. The Directive 2009/41/EC of the European Parliament and of the Council on the contained use of genetically modified micro-organisms12. The Novel Foods Regulation (Regulation (EC) No 258/97), including possibly the proposals for its replacement13. 10 Further relevant regulations which were not however discussed are: Council Directive 2003/61/EC of 18 June 2003 amending Directives 66/401/EEC on the marketing of fodder plant seed, 66/402/EEC on the marketing of cereal seed, 68/193/EEC on the marketing of material for the vegetative propagation of the vine, 92/33/EEC on the marketing of vegetable propagating and planting material, other than seed, 92/34/EEC on the marketing of propagating and planting material of fruit plants, 98/56/EC on the marketing of propagating material of ornamental plants, 2002/54/EC on the marketing of beet seed, 2002/55/EC on the marketing of vegetable seed, 2002/56/EC on the marketing of seed potatoes and 2002/57/EC on the marketing of seed of oil and fibre plants as regards Community comparative tests and trials. The council Directive 2002/53/EC of 13 June 2002 on the common catalogue of varieties of agricultural plant species. The council Directive 66/402/EEC of 14 June 1966 on the marketing of cereal seed. Directive available at: http://eurlex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexapi!prod!CELEXnumdoc&lg=EN&numdoc=32001L0018&mod el=guichett 12Directive available at: www.biosafety.be/Menu/BiosEur1.html 13Directive available at: http://ec.europa.eu/food/food/biotechnology/novelfood/initiatives_en.htm 11 12 | P a g e Regulation (EC) No 1829/2003 of the European Parliament and of the Council of 22 September 2003 on genetically modified food and feed14. Regulation (EC) No 1830/2003 of the European Parliament and of the Council of 22 September 2003 concerning the traceability and labelling of genetically modified organisms and the traceability of food and feed products produced from genetically modified organisms and amending Directive 2001/18/EC15. The Food Additives legislation (i.e. Council Directive 89/107/EEC of 21 December 1988 on the approximation of the laws of the Member States concerning food additives authorized for use in foodstuffs intended for human consumption)16. The Flavourings legislation (Council Directive 88/388/EEC of 22 June 1988 on the approximation of the laws of the Member States relating to flavourings for use in foodstuffs and to source materials for their production)17. Regulation (EC) No 1334/2008 of the European Parliament and of the Council of 16 December 2008 on flavourings and certain food ingredients with flavouring properties for use in and on foods and amending Council Regulation (EEC) No 1601/91, Regulations (EC) No 2232/96 and (EC) No 110/2008 and Directive 2000/13/EC (Text with EEA relevance)18. The ultimate question for this exercise was to assess whether current regulatory schemes would be appropriate and sufficient for regulators to assess fully such synthetic biology products when these would be presented to regulatory authorities for approval. If participants thought that current regulatory frameworks are not either appropriate and/or sufficient for this, they were asked to identify the particular gaps in the regulatory frameworks and disseminate possible ways to address these gaps. CS1.1 Coenzyme Q10 synthesised by synthetic biology microbes This is a food supplement and the case study implies that it is produced via a synthetic biology microorganism. The conventional alternative is sold as a supplement and is 14 Directive available at: http://europa.eu/legislation_summaries/agriculture/food/l21154_en.htm Directive available at: http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=CELEX:32003R1830:EN:NOT 16Directive available at: http://www.fsai.ie/uploadedfiles/dir89.107.pdf 17Directive available at: http://ec.europa.eu/food/fs/sfp/addit_flavor/flav09_en.pdf 18 Directive available at: http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=CELEX:32008R1334:en:NOT 15 13 | P a g e produced as by-product of yeast fermentation. Currently demand exceeds supply for “naturally sourced” substance. A number of organisms have been genetically modified to produce coenzyme Q10 and these organisms could be used for manufacturing. The desirable product in our case study would be extracted and purified from the synthetic biology microorganism. This process is a key point, and it indicates that there are two separate aspects that need to be regulated, in particular: The process of manufacturing such a product; as the product is purified from the producing organism before it is sold it is anticipated that there would be an appropriate product specification of which purity would be the most significant component. The actual end-result of the process, i.e. the extracted, purified, product19. It was concluded that the process followed to manufacture such products would be adequately regulated by the current GM regulatory frameworks, in particular the Directive 2009/41/EC of the European Parliament and of the Council on the contained use of genetically modified micro-organisms. The most crucial aspect of this process would be the choice of the particular microorganism, as this would dictate the particular risk category the process would be grouped into and the corresponding containment and control measures required. If the microorganism employed is judged to be classified in category 1, as defined in the Contained Use Regulations 200020, then no safety issues would be anticipated. If, however for example an Escherichia coli strain would be used, then safety issues would be expected. Products would have particular specifications, and it is anticipated that the emphasis of the risk assessment and regulatory frameworks would be to assess whether the specifications are “the same as” the alternative conventional. In this respect this comparability exercise (in terms of quality characteristics such as purity, activity, safety and efficacy) could be identical 19 It should be emphasised that key issue is whether one is consuming the recombinant organism, e.g. GM crops, or consuming a chemical made in/by a recombinant organism and subsequently purified, e.g. vanillin. The manufacture of vanillin in recombinant organisms is covered by existing legislation on contained use and the safety of the product is covered by existing legislation/ standards. 20 In order for a GMM to be classified in class 1 one should be confident that even in the event of a total breach of containment the genetically modified organism would be of no or negligible risk to human health or the environment (as cited in http://www.hse.gov.uk/biosafety/gmo/acgm/acgm31/paper6.pdf) . The CU2000 regs are intended to protect human health and the environment for GM activities ranging from class 1 to class 4 – the level of containment increases as the class of activity increases. 14 | P a g e to the one followed in bio-similarity exercises for different pharmaceuticals21, provided that there are conventional alternatives to the newly designed synthetic biology product. There could be a labelling issue depending on whether the coenzyme Q10 was secreted or had to be extracted from the cell. In the former case, which was considered as unlikely, the coenzyme Q10 is produced “by GM organisms” whereas in the latter it is “from GM organisms”22. The participants agreed that products similar to the ones described in CS 1.1 could be consumed either directly (e.g. as Q10 supplement tablets) or “indirectly” if, for example, they would be introduced into a number of different food items in order to enhance aspects of these food items’ profile. The latter becomes particularly important in cases where traceability would be very difficult. For this, the country of manufacturing would be very important. To our knowledge, most probable candidates for manufacturing are USA, EU, Japan, and China. The questions that regulators would need to ask at this point would be whether (a) quality controls for such products (such as purity) are up to standard to any of these countries, and (b) whether there is enough intelligence in place to identify quickly and reliably the knowledge trails for such products. The group initially thought once the product of such processes is purified and leaves the manufacturer then there is no need for labelling (under the current regulatory schemes) as the final product would be disconnected from the microorganism that produced it. However, there are a couple of concerns that were voiced and would need to be addressed by the relevant regulatory frameworks, specifically: Whether the product could be labelled as natural or not. Regardless of the answer to the above, whether the product should be labelled as a synthetic biology one. Although it may be feasible to verify how similar to a natural alternative a synthetic biology product is (e.g. via analytical chemistry tools), there may be open questions as to what constitutes a “natural” product. With regard to the discussion of “natural” flavour, in our 21 USA: http://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/ucm290967.html; EU: http://www.ema.europa.eu/docs/en_GB/document_library/Scientific_guideline/2013/05/WC500142978.pdf; http://www.ema.europa.eu/ema/index.jsp?curl=pages/regulation/general/general_content_000408.jsp 22 Details on labelling requirements can be found in Food Standard Agency, UK guidance [Online] Available at: http://www.food.gov.uk/policyadvice/gm/gm_labelling#ExamplesoflabellingrequirementsunderECRegulationNo.1829/2003forauthorisedGMOs %28updatedApril2008%29 [Last accessed 17 12 2013] 15 | P a g e case vanillin, guidance produced by the FSA (produced in 2002 and updated in 2008) has advice that covers the use of “non-traditional fermentation” etc. as “not natural”23. However, the issue is much more complex as (a) responsibility for labelling is now split across FSA and Defra, (b) the legislation is under review and new legislation comes into effect in 2014, (c) FSA’s guidance on the term “natural” applies to food labelling in general but does not apply to flavourings as the latter is specifically defined in EU legislation24. Thus, a flavouring produced by fermentation could qualify as “natural”, even if the fermenting organism is GM, as the definition does not differentiate between “traditional” and “nontraditional” fermentation. Whether current regulation captures this issue comprehensively, specifically when considering “true” synthetic biology products, remains an open question. Inevitably social inputs are very important to the latter issues. Although the Novel Food regulation is meant to take into account social inputs, it is also understood that peoples’ perceptions and consumer choices are not taken into account in any of the relevant regulatory frameworks. It is expected that particularly consumer choices should be as informative as possible, and a number of potential negative views were highlighted during the breakout group discussions, e.g. playing with nature; effects of processes employed and/or products on biodiversity; major economic impacts – most probably big earnings anticipated for large industry25. In addition to the above, there are two main underlying issues that apply to all of the case studies assessed. Specifically: How to keep track of all developments to ensure that regulations are always up to standards? How much in advance one would need to prepare and how to recognise the potential gaps / uncertainties early enough? If problems exist with current regulations concerning food safety (e.g. for current GM products / applications) then what is the baseline for synthetic biology products? 23 FSA (2008) Criteria for the use of the terms fresh, pure, natural etc. in food labelling [Online: http://www.food.gov.uk/multimedia/pdfs/markcritguidance.pdf] 24 Directive available at: http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=CELEX:32008R1334:en:NOT 25 Which? (2013) Consumer report. Available online: http://www.staticwhich.co.uk/documents/pdf/the-future-offood---giving-consumers-a-say---which-report-318060.pdf 16 | P a g e CS 1.2 and CS 2.2 Yeast (i.e. Saccharomyces cerevisiae) that can generate vanilla (and potentially other) flavours in food products in situ The case study particularly refers to the production of vanillin and vanillin glucoside26. This case study was addressed by both breakout groups, in order to identify any major underlying differences among the two breakout groups. As no major differences between the thought processes of the groups were identified, the main discussion points in both groups are presented below in an aggregated form. It should be noted that if the vanillin was purified from recombinant yeast then it would be no different from the coenzyme Q10 case study discussed above (CS 1.1). This case study discusses a process that employs a synthetic biology yeast that could be designed to manufacture a number of (extracted) products, e.g. flavours in food products like vanillin, food additives, etc., but could also lead to potential consumption of live yeast in an array of relevant consumer products27, e.g. beer, yeast’s extract, wine and/or animal feed products. Groups considered the question of whether there is equivalence of the synthetic biology products to the alternative ones, or whether the synthetic biology metabolites are substantially different, would be fundamental. In this particular example, what is compared is pure vanillin purified from a recombinant organism versus vanilla pods which contain vanillin and other subtle flavours. It should be noted that the issue of equivalence from a deliberate release (DR) regulatory perspective is not necessarily fundamental. However, applicants will need to evaluate the GM yeast, the newly expressed molecules (in our case study this would be vanillin) and the product (e.g. bread) for hazard and risk identification and characterisation. This would include such aspects as toxicology and transgene structure and stability. The existence of a comparator may help with the risk assessment process. Participants in group 1 thought that omics could be employed to identify such equivalence and/or differences. 26 Vanillin production requires the insertion of three genes from different organisms. Vanillin activates the Yap1 gene of yeast and this causes mitochondrial fragmentation. Consequently, an additional gene has been cloned in yeast that results in the conversion of vanillin to its non-toxic glucoside. Various yeast genes have been inactivated to stop the formation of vanillin derivatives, e.g. vanillyl alcohol. 27 For example, beer is treated (e.g. sterile filtering) after being brewed but the hypothesis that an alive yeast could escape sterilisation cannot be rejected. 17 | P a g e The nature of the process to manufacture such products infers that a synthetic biology microbe would be deliberately released in the environment28. Although the fermentation and bulking process would likely take place under GM contained used regulations, the marketing would likely be regulated under GM food and feed regulations (Directive 1829/200329) rather than the Directive 2001/18/EC. The biggest issue is likely to be getting approval for deliberate release. To date, no application for marketing a GM microorganism for food or feed applications has been approved30. Under the EU regulations, each application would be considered on a case by case basis and as part of the risk assessment, applicants would need to identify and characterise hazards and risks associated with the GMM, the newly expressed molecules and the final product. This would include detailed characterisation of such aspects as toxicology, transgene structure and stability and any potential adverse environmental effects. There is detailed guidance on the type of monitoring that would need to be considered. It is hard to envisage how one could develop an acceptable monitoring plan31 as all types of effects or variables to be monitored need to be identified, and the tools and systems to measure them should be in place. Group 1 thought that in the event such an approval was granted this would be a big challenge, and they specifically referred to a number of technical difficulties that would encompass many uncertainties and for which the acquirement of data would be extremely costly and challenging. In particular: 28 This refers mainly to usage of yeast in brewing and in products in home baking. In other cases, e.g. vanillin, there will be no deliberate release. The vanillin will be sold as a purified product and not as “flavoured yeast”. If the spent yeast is used for animal feed it will be killed first in the same way as cells from biopharmaceutical production. 29 Such products would be placed into ‘Category 4’ according to the classification system for GMM food and feed products described in the relevant EFSA guidance (http://www.efsa.europa.eu/en/efsajournal/pub/2193.htm). Under the EU regulations, each application would be considered on a case by case basis and as part of the risk assessment, applicants would need to identify and characterise hazards and risks associated with the GMM, the newly expressed molecules and the final product. This would include detailed characterisation of such aspects as toxicology, transgene structure and stability and any potential adverse environmental effects. There is detailed guidance on the type of monitoring that would need to be considered. 30 Consents for part B deliberate release of bacteria and viruses for vaccine and clinical trials have been issued by Defra – see: https://www.gov.uk/genetically-modified-organisms-applications-and-consents [Last accessed 17 12 2013] 31 EFSA (2011) Guidance on the risk assessment of genetically modified microorganisms and their products intended for food and feed use (http://www.efsa.europa.eu/en/efsajournal/pub/2193.htm). The guidance goes into some detail regarding what monitoring may be required. 18 | P a g e The risk assessment and specifically the detection of microbes in the environment and monitoring of concentration would prove a much more complex procedure, compared with GM crops, or nanopesticides32. This is mainly due to the fact that potential survival and reproduction rates of the microbes in diverse environmental conditions would be largely unknown. The design of experiments to address gaps in knowledge, in particular its behaviour and fate in the environment, as best as possible would be a challenge although it should be noted that designing and undertaking experiments in containment is seen as an essential part of generating sufficient data to inform applications for deliberate release. Additionally, it is possible that this information may need to be acquired via structured expert knowledge elicitation. In the latter case one would need to provide guidelines regarding devising structured protocols to elicit information, etc. There are two expert technical committees currently in place in the UK, i.e. (a) the Scientific Advisory Committee on Genetic Modification33 (contained use), and (b) the Advisory Committee on Releases into the Environment34 (deliberate release). Time wise challenges would be included as well, particularly as this is a new territory so it is likely to be subject to delays. It is anticipated that initially the European Food Safety Authority would need to assess such products. Whether new, quicker processes would need to be devised is an open question. A major regulatory challenge for synthetic biology products would be when there is no alternative, conventional, equivalent. In such occasion it is hard to see how one would deal with the requirement for substantial equivalence for risk assessment, e.g. “as safe as” etc. Design of the organism which was recognised as the most important dimension in terms of safety to health and environment35 (where applicable). The robustness of the synthetic biology microbes and their survival in variable environment conditions, the competition with native microbes and their survival in different hosts would be 32 In cases where the Environmental Risk Assessment (ERA) deems these as necessary. See: http://www.hse.gov.uk/aboutus/meetings/committees/sacgmcu/ 34 See: https://www.gov.uk/government/organisations/advisory-committee-on-releases-to-the-environment 35 Key aspect would be engineering disabling mutations (e.g. auxotrophic requirements; absence of essential genes for replication or survival) – this is often referred to as biological containment and limits the ability of the microorganisms to survive in the wider environment. 33 19 | P a g e important aspects of relevant risk assessments and consequently of relevant regulatory frameworks. The group highlighted the fact that, thus far, an assessment of a genetically modified microbe for deliberate release in food and feed applications has not happened. However, there are a number of examples of human and veterinary medical applications (e.g. gene therapy, human & veterinary vaccines), and the group emphasised that the experience from these could be used to inform the approach to food products and food applications. An interesting relevant case concerns the application for a bacterial biosensor (Escherichia coli) to detect arsenic in ground water36. This case indicates that for safe organisms there is a regulatory mechanism in place for obtaining exemption from the contained use directive – this particular application has applied for this exemption. It was recognised that on this occasion the release of the genetically modified microbe would be rather a combination of contained and deliberate release (i.e. the recombinant bacteria would be contained in vials but the application itself takes place either partially or fully in the field). Imports of non-labelled or mislabelled products, as monitoring of such inflow to the UK market would depend on prior information regarding the manufacturing, description and trade of such products. Any differences among the labelling of similar products across the different regions (e.g. EU, USA, Japan, China, etc.) may have an effect on the uptake and consequently the consumption of such products. Views on whether precise labelling is needed varied among the participants. Group 2 questioned whether any labelling requirements would be any different from the ones regarding “extreme GM”37. As mentioned above the GM food and feed regulations define whether or not a product will be subject to specific labelling requirements indicating that a product is GM. The group also referred to the regulatory frameworks of other sectors, e.g. cosmetics, where there are no rules for labelling; 36 More information on this application in: http://www.dhaka.diplo.de/Vertretung/dhaka/en/08/Science-andTechnology/Helmholtz__Centre.html, and in Scoping report for “Workshop on Synthetic biology: containment and release of engineered microorganisms” held on 29 April 2013 at King’s College London: http://www.kcl.ac.uk/sspp/departments/sshm/research/csynbi/Scoping-Report.pdf 37 The term “extreme GM” was used to describe the insertion of genes for long pathways, although it is understood that this term would not be adopted officially. 20 | P a g e flavourings where there are no specific requirements regarding the method of manufacturing; detergents and packaging: there is no requirement. Other possible applications of the engineered yeast - as starter yeast for baking or beer brewing in household settings (e.g. home based baking and/or beer brewing for personal consumption and/or distribution to friends and family) were considered. Such applications would fall within the scope of ‘deliberate release’ in the EU’s regulatory framework because the living engineered yeast will inevitably be released into the environment. Unless these activities could be closely monitored it would be impossible to be aware of the extent of deliberate release of synthetic biology microbes and of potential effects on the environment. In these applications, vanilla flavour will be added to the bread or beer directly. The fact that the product could be deliberately released once sold to consumers was recognised by the group as a grey area that would potentially introduce another layer in the relevant regulatory frameworks38. The regulatory authority would monitor any long term health effects following possible change of consumer behaviour once the “synthetic biology produced and labelled as natural product” vanilla becomes available. Consumer views on genetically modified food are known to vary, and in Europe public opinion indicates that GM food is less acceptable to consumers. GM regulations do take into account such analyses to address consumer views; for example, public representations regarding GM releases relate to risks of damage to the environment, and are not concerned with garnering public attitudes to GMOs.. However, although they do allow for consumer inputs there is a need for greater clarity over how these are applied in practice. For example, this uncertainty could be addressed via quantitative risk/benefit and or multi criteria decision making analyses. Additionally, group 1 considered that lessons learnt on the latter could be borrowed by regulatory frameworks addressing other sectors, e.g. regulation for 38 From a regulatory perspective this would appear to be key. One might envisage preparation of the food product containing the live GMO to be undertaken in accordance with the GM contained use regulation. However, as soon as the live GMO moves out from CU control measures and into a marketing scenario it will need to be regulated as a Deliberate Release (in particular Part C). If the marketed product is pre-cooked then presumably there is no longer any live GMO present and it would not need to be regulated under 2001/18/EC. 21 | P a g e additives39, regulations for medicines40, etc. This point was also very relevant to concerns that labelling of the product might have an effect on consumer choices; in particular it may have an impact on a consumer’s inclination to use it. As a result, long-term cumulative impacts associated with perception of “natural” flavouring may arise. Group 1 also referred to a new legislative package that would aim to condense existing EU food safety laws into five pieces of legislation to facilitate compliance with controls, inspections and testing, and intends to harmonise the existing regulatory scheme on official controls, animal health, and control of pests on plants and plant reproductive material (including seeds)41. The probability of contamination of animal feed with live synthetic biology yeast was also considered. On this occasion it was emphasized that the GM regulation allows for 0.9% contamination42, although it is not clear whether this would be the case for synthetic biology microorganisms. This may be particularly important as new sources of feedstock are not regulated, and it is anticipated that industry requirements would control this (i.e. contractual obligations). Group 2 thought that on this occasion REACH43 may apply, as feedstocks could be considered as chemical substances, although currently, no special requirements e.g. for nanomaterials, are needed. CS 1.3 Enhanced levels, and potentially a multitude of supplements (different vitamins, antioxidants, etc.) by a single strain of synthetic biology probiotic bacteria The group recognised that several of the risk assessment and regulatory challenges identified for the case study employing synthetic biology yeast (i.e. CS 1.2 and 2.2) would be also applicable for this case study. The group also recognised that the risk assessment of 39 For information see: http://ec.europa.eu/food/food/chemicalsafety/additives/new_regul_en.htm For information on legal framework for medicinal products see: http://ec.europa.eu/health/human-use/legalframework/index_en.htm 41 For more information on this see: http://ehoganlovells.com/cv/3bfca136bbe0c30601c8b8ccac2e10dd20f608e8 42 This labelling exemption applies where the presence of GM is adventitious; in the case of feed for low level presence of varieties approved in a third country but submitted to the European Food Safety Authority for assessment. 43 For more information on this see: http://www.hse.gov.uk/reach/ 40 22 | P a g e synthetic biology probiotic bacteria would be even more challenging, as these bacteria remain alive and form colonies in the gut, whereas yeast dies in the gut environment. Because of this individuality the group thought one major risk assessment question would refer to potential horizontal gene transfer. However, the group unanimously agreed that the major challenge in the risk assessment of such products would relate to the fact that probiotic bacteria exist in an environment where many very variable factors interact. This complexity and interspecies variability inevitably brings many challenges, as to how can this environment be assessed in one way. For example, each individual may carry different microflora in his/her gut, consumes different food items at different times during the day. All these potentially create a very different gut environment per each individual. Another major challenge, not currently addressed by the GM regulatory frameworks, is the assessment of benefit claims of such products. To our knowledge, the scientific assessments undertaken by the European Food Safety Authority could not substantiate the health claims of such products, and are not aimed at doing so; following the EFSA assessments there is no approval of these products by any of the European Union Member States. A major question on this would be why one would go down the route of consuming live bacteria instead of getting the desired nutraceutical via conventional tablets? Although a cell market for this can be identified (e.g. children; particular consumer groups who cannot take drugs administered as oral tablets, etc.) the key thing is to think about the concept of such products and applications in the sector of synthetic biology. For example synthetic biology probiotic bacteria could secret a compound that could be transformed further, by the gut and/or other bacteria species in the gut, to a detrimental to health compound. The group agreed that due to the nature of the product (i.e. live microbes) there are too many potential interactions in the gut that cannot be foreseen, detected and monitored. This is a major challenge for the regulation of such products when they are manufactured in a conventional way. The fact that such products could be manufactured via genetic modifications complicates further their risk assessment, and consequently, their regulation in terms of health and environment safety. Earlier points on risk assessment, contained use and biological containment also apply here. Additionally, the group thought that the consumer acceptability issue of such products will be interesting, possibly polarising between “yes” and “no way”, but social 23 | P a g e science scholarship challenges this view and demonstrates that public views tend to be much more nuanced and ambivalent (Marris, 2001). Further potential applications of such products refer to animal feed and industrial methane production. For the former, the group emphasised that possibly more pronounced effects of feed containing synthetic biology probiotic bacteria may occur, particularly as ruminant animals rely on gut microflora to digest feed materials. Thus the regulation of such feed applications would be expected to face a different set of challenges. The group also questioned whether the labelling of such products is covered by existent legislation, although it was understood that the challenges for this aspect, and the potential effects on consumer behaviour, would be similar to the challenges outlined above for CSs 1.1 and 1.2. The group recognised that regulation requirements for manufacturing such products would differ across different geographical areas, and deemed it possible that in certain areas less stringent regulatory requirements than those of e.g. Europe and USA may exist. If such differences prevail, then these may dictate the countries of manufacturing such products first. The group emphasised that the manufacturing country however may be different than the country that would host trials, and thus regulatory fitness for purpose and/or regulatory challenges could be different for the two processes. CS 2.1 Synthetic biology microbes to produce new feedstock compounds This has been on-going for many years and is governed by regulations covering the large scale culture of recombinant microorganisms. The feedstock chemicals will be purified and sold/ purchased against purity specifications. The group thought that more detailed information would be needed before evaluating precisely the fitness for purpose of regulatory frameworks to regulate such products. In particular, (a) how exactly was the product made, and the molecular composition of the products concerned, and (b) detailed information on by-products and/or intermediates that could emerge in the manufacturing process. A major issue recognised by the breakout group was the need to ensure quality control, which could have impact/s on risk assessment (i.e. the particular by-products and/or the intermediates of the process) and/or labelling aspects. The former would be of high interest 24 | P a g e as any impurities may relate to new biologically active compounds, therefore increasing the probability of introducing new allergens to the individual and/or the population. The group thought that such products would be regulated via the Directive 2009/41/EC of the European Parliament and of the Council on the contained use of genetically modified micro-organisms, and once more they reiterated that precise information on the product is needed before evaluating the fitness for purpose of this Directive, e.g. precise definition of the synthetic biology microbe concerned is required to assess whether the product meets the definition of GMO, and if not what type of amending is needed. For Great Britain, the contained use public register provides details of all centres which have notified their intention to undertaken contained use genetic modification activities; however, some information is withheld on grounds of national security. The group thought that it is probable that these products would be manufactured in places/countries outside the country of application and/or consumption. Thus, one would need to ensure that the place/country of manufacturing meets the requirements set in the contained use regulation. Waste by-products of the process would need to be disposed of safely, and therefore environmental risks need to be assessed. Whether a life cycle assessment would be fitter for purpose for the regulation of such products is an open question. CS 2.3 Non-leguminous crops able to fix atmospheric nitrogen – reducing the need for synthetic fertilisers The group thought that information on this product should be described much more comprehensively before evaluating the fitness for purpose of regulatory frameworks. The required missing information, listed below, reflects certain uncertainties that should be addressed via risk and benefit assessments: Detailed description of how exactly the product was made44; what is the molecular composition of the products concerned? 44 To our knowledge the plant is genetically modified to express genes that will enable it to be colonised by symbiotic rhizobia species. A “dormant” signalling pathway is re-engineered in cereals so that it can recognise and interact with rhizobial bacteria as the first step in engineering biological nitrogen fixation into cereal crops. Presumably at some point transformants would need to tested under field conditions but this is not likely to be in the near future. 25 | P a g e Detailed description of how the system works, and in particular where the genetically modified part/s are expressed, e.g. grain or straw, and how? What happens in the roots, and how could the next crop sown in the same field be affected? Would there be any consequences because of overlap with usage of pesticides and fertilisers? If this product would be applied as a rhizobium product, i.e. a bacterium modified such that it can fix nitrogen in association with a non-leguminous plant, would GM regulations apply (discussed further below)? Demonstration of effectiveness of the product: does it actually produce the desired effect? In practice, the desired goal is likely to be achieved by a combination of both of these options. The first option is covered by existing legislation on GM foods and the second by regulations covering deliberate release. The group discussed a number of potentially interesting end products, for example: (a) products where the genetic modification takes place in the plant only, and the rhizobium is not modified; the end result would be genetically-engineered plants so that they can interact with native soil rhizobia; (b) genetically-engineered rhizobia so that they can nodulate nonlegumes; (c) product would be designed to improve efficiency of bacteria; (d) a combination of (b) and (c). All possible end products fall within the scope of GM Directive for deliberate release and possibly the GM food and feed regulations; however, in cases (b) and (c) the group questioned whether the GM food and feed regulations would be applicable because the plants themselves (which would be destined the food chain) are not modified, they are simply obtaining nutrients from the modified bacteria. The question then becomes whether the plants are obtaining additional metabolites that they would not normally be exposed to, and which could constitute a human or animal health risk. The developed risk assessment methodologies thus far are designed to assess genetically modified plants, and have been tested and possibly validated on plants. The processes addressed by this case study however refer to new methodologies and approaches that involve the employment and deliberate release of genetically modified bacteria; therefore it is largely unknown whether the current risk assessment processes would be appropriate to 26 | P a g e address such new challenges. Particularly as the guidance referring to genetically modified microorganisms has not been tested to date for deliberate release, e.g. releasing a genetically modified microbe into soil. Further, additional “fit-for-purpose” risk assessment regarding potential human health effects may be needed, as the products may be indirectly consumed by several subpopulation groups. The group recognised that monitoring the adequacy of any regulatory framework would be imperative. This may prove to be a further challenge when application of such products takes place in developing countries. Although wastes from synthetic biology products are not within FSA’s remit the group briefly referred to scenarios describing fate of waste, mainly straw. The hypothesis that this would be recycled via anaerobic digestion was voiced, although the group was unclear as to what may happen to the genetically modified organisms. Key points in all group discussion All experts thought that the GM food and feed regulation would address most of the challenges involved in the regulation of products like the ones described in the case studies considered, mainly because the definitions for the case studies would be covered by the current regulatory schemes. A review of the novel foods regulation could be an opportunity to address gaps, including issues around labelling and reporting requirements. However, it was recognised that the speed of authorising or not the commercialisation of a product would depend on the degree to which the product is close to “known” rather than unknown. The examples used in the case studies involved organisms (mostly microorganisms) that had been subjected to gene manipulation. In some cases the microorganisms had been modified by the insertion of large DNA segments encoding long biosynthetic pathways, e.g. for isoprenoid synthesis. As such, the participants agreed that none of the case studies evaluated was a representative of “true” synthetic biology. In this context, the participants thought of “true” synthetic biology can be considered as: o a cellular organism created from non-cellular components; o a new cellular compartment created within a living cell; o a new virus created by assembly of genes from unrelated viruses. 27 | P a g e From all case studies addressed, the experts thought that CS 1.3 (i.e. enhanced levels, and potentially a multitude of supplements (different vitamins, antioxidants, etc.) by a single strain of synthetic biology probiotic bacteria) was the closest to “true” synthetic biology products/applications. Synthetic biology probiotic bacteria are likely to pose problems for GM regulations: although the regulatory framework is in place to cater for this work the challenges are in assessing the adequacy of the risk assessment which is a crucial input to regulatory decision making. The group thought about possible scenarios that could lead to regulations becoming inadequate. An example scenario would be to design and create a microorganism that does not meet the definition of GM in either of these GM regulations. Although this was considered unlikely as the current definitions are thought to be very broad. Experts discussed briefly technologically more advanced potential synthetic biology products, like protocells; however, currently self-replication of such organisms has not been achieved, therefore the group did not consider these to be within scope. It was considered unlikely that any “true” synthetic biology organisms would be involved in food and feed production in the next ten years. Nevertheless, the experts agreed that when they will be involved in the food and feed production they will create interesting challenges for risk assessment, labelling and consumer choices and behaviour. The legislative requirements for GMOs, in the context of synthetic biology, would need to address: (a) occupational exposure; (b) environmental adverse effects; (c) human health adverse effects (indirectly via environmental exposure); (d) labelling requirements. For GM food and feed (and novel foods) the legislative requirements would need to address: (a) human health adverse effects; (b) animal health adverse effects; (c) potential misleading of consumers; (d) nutritional quality; (e) risk assessment procedures; (f) labelling requirements. 28 | P a g e 4. Project key messages - conclusions Definition of synthetic biology: Setting up clear boundaries between GM products/applications and synthetic biology products/applications was considered crucial in order to address the objectives of the project. This however proved to be a major challenge particularly as “true” synthetic biology products and applications are not identified in the food and feed sectors. Instead, the group developed a working understanding of what would constitute a synthetic biology product in food/feed sectors45; the particular working understanding emphasises the need to address quantitative and qualitative elements of newly designed synthetic biology products and applications. The latter has been debated very clearly in a report on ethics in synthetic biology by the European group on Ethics in Science and New Technologies to the European commission (200946), in particular in section 1.3.1. where the elements of intentional design, synchronisation of techniques, and complexity of end products appear to contribute critically to the definition of “true” synthetic biology products and applications47. 45 Working understanding for the Fera / FSA project on synthetic biology products & applications in food and feed areas comprised two parts: o Quantitative part: Substantially large synthetic parts of genetic material caused to function in a biological system. o Qualitative part: Focus on the engineering aspect of novel, synthetic (i.e. artificial) organisms, and in particular on “how much of the produced organism was designed as new”. 46 The European Group on Ethics in Science and New Technologies (2009) Ethics in synthetic biology [Online http://ec.europa.eu/bepa/european-group-ethics/docs/opinion25_en.pdf (accessed 06 12 2013)] 47 1.3.1. To what extent does synthetic biology differ from other existing disciplines? A key issue to address in synthetic biology is its difference from other disciplines, such as those based on the insertion of recombinant DNA into organisms. For example, techniques used in synthetic genomics (e.g. the use of synthetic DNA within an existing cell may be considered to be a recombinant DNA application rather than synthetic biology). It nevertheless appears that no clear boundary can be drawn between genetic engineering that is based on recombinant DNA and synthetic biology: the first is the starting point and merges into the second without a clear cut limit. Nevertheless, recognition of the complexity of biological systems and the intention to construct an organism with radically new properties may be described as a feature of the new discipline. Balmer A. and Martin P. have underlined (50) that the word ‘synthetic’ is ambiguous since it can mean either ‘constructed’ or ‘artificial’. The former meaning is preferred by synthetic biologists (BBSRC/EPSRC, 2007), but it is inevitable that the ‘artificial’ aspect of synthetics is to some extent associated with the term. In fact, attempts have been made to avoid the word ‘synthetic’ by naming the field ‘constructive biology’ or ‘intentional biology’ (Carlson, 2006), but these terms have not become widely adopted. The scientific community is still debating whether synthetic biology has introduced a paradigm shift compared with other biotechnologies. Some have indicated that, in order to distinguish between synthetic biological fabrications and other approaches, like transgenic organisms, the key difference could be that transgenic organisms are the result of introducing naturally occurring foreign or mutated DNA (genes) into the organism (51). Synthetic biology, in contrast, would result in the manufacturing of elements with synthetic raw materials and with no natural counterpart. (52) Some researchers are producing protocells, that mimic the systems found in biology but differ in that the DNA contains nucleotides not found in already existing organisms. (53) Synthetic biology therefore involves the use of standardised parts and follows a formalised design process (Arkin and Fletcher, 2006). In parallel, synthetic biology involves a different level of sophistication and complexity of the 29 | P a g e Which food and feed subsector will “host” first a synthetic biology product/application: An important angle to look into potential synthetic biology food and feed products and applications is to foresee the specific food and feed sub-sectors in which one would expect to see the first “true” synthetic biology applications commercialised. From all potential applications reviewed in this project we identified one that appeared to be closest to commercialisation: the production of artificial vanillin via genetically modified yeast48,49. Additionally, our project identified one other upcoming synthetic biology food and feed application albeit in a sector outside the scope of this research50, specifically diagnostics51 (information included in Table 6 in Deliverable 1; Annex I-A). Based on the information identified and reviewed this far the project team concluded that synthetic biology food and feed products and applications in the subsectors of (a) flavours and fragrances, and (b) diagnostics would probably be among the first to appear in the UK market. Synthetic biology food and feed products and applications and regulations: Our work identified five case studies to represent potential synthetic biology food and feed products and applications that are likely to be in the market in 5-10 years; one of these case studies work done in genetic engineering (where one gene at a time is inserted into an existing biological system), contrary to synthetic biology, where a whole specialised metabolic unit can be constructed (Stone, 2006 and Breithaupt, 2006:22). One novelty that synthetic biology has introduced in the design and use of different bioengineering technological tools is the notion of intentionality. Synthetic biology uses biotechnology to intentionally design and build engineered biological systems that process information, manipulate chemicals, fabricate materials and structures, produce energy, provide food, and maintain and enhance human health and our environment. In parallel, synthetic biology synchronically uses multiple technologies, such as chemistry, engineering, biology, information technology and nanotechnology. In that respect, synthetic biology uses technology to manufacture products that are designed to give rise to knowledge or which serve a given aim, defined by the application area on which they are built, from bioremedies to ICT, biomedicine, biofuels or biomaterials. What is also distinctive in synthetic biology is recognition of the complexity of the systems that researchers want to reproduce, the fact that they work on not just molecular cloning of single genes or gene components as in standard molecular biology, but on whole interacting genetic networks, genomes and ultimately entire organisms. In this sense, the results of systems biology, a discipline that studies the relations of different metabolic or developmental pathways within an organism, are important to synthetic biology. 48 The classification of all reviewed potential synthetic biology food and feed products and applications in terms of how close each one is (at current time) to commercialisation is described in Deliverable 2 (see figure 4 in Deliverable 2 – Annex I-B). 49 Evolva SA has constructed a yeast-based fermentation route to both vanillin and other vanilla flavour components. - See more at: http://www.evolva.com/products/vanilla 50 Biosensors were not included in this research – see deliverable 1 – Annex IA for more information on this. 51 Sample6 technologies (http://sample6.com/) developed the world’s first synthetic-biology based bacteria diagnostic system capable of enrichment-free detection; see also Annex II in Deliverable 1 for more information for products of this company. 30 | P a g e referred to the production of vanillin via an engineered yeast (i.e. CSs 1.2 and 2.2). How fit are current regulatory frameworks to regulate synthetic biology food and feed products like the ones selected and reviewed as representative case studies? The regulatory framework that applies includes GMO contained use (2009/41/EC), the GMO deliberate release (2001/18/EC), the GMO food & feed regulations, and the Novel foods regulation52. The general conclusion at the facilitated meeting on the 18th November 2013 was that the organisms described for each case study appear to meet the legal definition of a GMO or GMM (genetically modified micro-organism) as defined in European legislation, and that existing regulations cover in principle the various case studies discussed53. It should be emphasised that a couple of key issues were identified: One is whether the recombinant organism is consumed (e.g. as in GM crops, probiotic bacteria) or whether one is consuming a chemical made in/by a recombinant organism and subsequently purified (e.g. vanillin, coenzyme Q10). The manufacture of products in recombinant organisms resulting in an extracted, purified product is covered by existing legislation on contained use and the safety of the product is covered by existing legislation/ standards. Regardless, a number of potential gaps and challenges regarding how the current regulatory schemes could be applied to regulate such products were identified per each case study. Such gaps and challenges could either delay substantially or halt the process of approval; thus, ideally they would need to be addressed in advance of the potential commercialisation of such products. Major identified gaps and challenges relate to the following: o It was recognised that current assessment of GM is based on existing comparators, i.e. usually the organism’s conventional counterpart. Due to the unique design basis of synthetic biology products, and particularly for future 52 For full list of relevant regulatory frameworks see section 3 of the report. The contained use regulations was seen as a useful vehicle for establishing data to inform the environmental risk assessment required for marketing. The importance of biological containment was emphasised as a means of practically limiting the environmental impact of GMOs and would also simplify some of the environmental considerations. The value of other areas which have involved releasing GMOs (e.g. gene therapy, vaccines) to inform food and feed applications involving microorganisms was highlighted. Additionally, there are a number of lessons learnt from regulatory frameworks that are relevant to other sectors, e.g. cosmetics, medicinal products, etc. 53 31 | P a g e products, this concept of "substantial equivalence" may not be applicable to all synthetic biology products and applications. o Synthetic biology involves much more complex changes than existing GM crops, so assessments will be breaking new ground and can be expected to take considerable time and effort. o Novel techniques for inserting new traits are continually being developed, with recent examples including cisgenesis, intragenesis, epigenetic modification, oligo-induced mutation induction, zinc finger nuclease induced mutation, and mutation through homologous recombination. Currently there is much debate as to whether these new techniques fall under the definition of genetic modification, as described in Directive 2001/18/EC. If SynBio organisms are developed using these techniques, then the question as to whether the GM regulations are applicable to these techniques is of major relevance. o Lack of regulation of “feedstocks” entering the food system (i.e. “feedstocks” used in manufacture of end products), although quality control is achieved through contractual arrangements between suppliers and purchasers. Although this point is not specific to synthetic biology, the fact that synthetic biology processes are much more complex may introduce further challenges. o Need to consider safe use and disposal of the intended product as well as of the by-products (e.g. anaerobic digestion). o Labelling of synthetic biology products: the relevant major questions are (a) whether consumers would want to (a) differentiate between GM products and synthetic biology products, and (b) label synthetic biology products? o GM soil organisms: is safety of crops included in the assessment under 2001/18? The approval for any of these products via the current (deliberate release) process for marketing is a notoriously slow process subject to lack of consensus amongst member states. To date only two GM events are authorised for cultivation in the Member States of Europe: maize MON 810, developed by Monsanto to provide resistance to the European corn borer (Ostrinia nubilialis) and maize T25, developed 32 | P a g e by Bayer CropScience, which is tolerant to glufosinate ammonium54. A genetically modified potato EH92-527-1 (“Amflora”), developed for the production of starch for non-food use, was approved for marketing in 2010 , but the company withdrew it from the EU market in January 2012. This is related in part to the difficulty in providing a comprehensive environmental risk assessment and in part due to the political environment within EU. Imports of synthetic biology food and feed products and applications would be a huge challenge for the regulation of such products, as consumption would not be adequately detected and monitored. 1829/2003 would cover imports of GM food and feed. Trans boundary movements of ‘living modified organisms’ (which includes seeds and GMMs) would be captured by the Cartagena Protocol of the Convention on Biological Diversity. Last but not least, the value of employing mechanisms to assess the benefits along with employing the European Food Safety Authority to assess the risks of such products was voiced. Overall, the evaluation that took place during this breakout group session indicated that regulations for upcoming applications should be a well improved version of the current regulatory schemes. Novelty of synthetic biology and harmonisation of global regulatory schemes: Overall, the group identified the uniqueness of the synthetic biology products in that computational modelling is employed in advance to model new organisms. Pure synthetic biology concepts refer to designs that never existed before, and these would be an opportunity for novel foods regulations to be regularly reviewed and updated; the group suggested a frequency of every 5 years, although it is understood that the review of relevant regulatory frameworks should reflect closely the technical progress of this field. A further challenge, that could cause further delays, would be reaching agreement between European Union member states on any reviews. As it was recognised that the production of products like the ones addressed in 54 Of these two maize events, only maize MON810 can be grown in the EU because T25 maize does not have any varieties registered on the EU Common Catalogue of Varieties. 33 | P a g e CSs 1.1, 1.2, 1.3 would encompass a number of different stages (i.e. manufacturing, trial, consumption, monitoring, detection) the group emphasised the need of harmonised regulation across European Union and also potentially worldwide. 34 | P a g e 5. Recommendations and next steps Based on the conclusions reached, a number of recommendations for future are drawn. These are categorised in groups and cited below: Flow of information on technological advances (including forthcoming reports) on synthetic biology) o The synthetic biology leadership council (SBLC) 55 looks on all aspects of synthetic biology. Their views on food and feed synthetic biology products and applications would be of interest. o Synthetic biology working group56 – The European Commission has requested the Scientific Committee on Emerging and Newly Identified Health Risks (SCENIHR), in association with the Scientific Committee on Consumer Safety (SCCS) and with the Scientific Committee on Health and Environmental Risks (SCHER) to deliver an opinion on Synthetic Biology (Synthetic biology). This WG is currently deliberating the potential applications of synthetic biology in various sectors and their implications for regulatory risk assessment. o EU/US task force on biotechnology research57: The Synthetic Biology working group was established in 2010 to foster exchange of views and collaboration on scientific and technical progress in implementing synthetic biology principles in such areas as standards, orthogonality, minimal genomes, ethics, biosafety (including environmental safety), biosecurity, and education. Following the background and stated needs the group already organized a successful workshop58: Over the 2011-2015 period the working group will focus on standardisation needs not met or realized yet via current practice; it will follow ethical, legal and social issues in relation to the scientific and technical progress of synthetic biology; and will pay special attention to the contribution of synthetic biology to the different domains of biotechnology. 55 For more information on this see: https://connect.innovateuk.org/web/synthetic-biology-special-interestgroup/sblc-members 56 http://ec.europa.eu/health/scientific_committees/docs/synthetic_biology_mandate_en.pdf 57 http://ec.europa.eu/research/biotechnology/eu-us-task-force/index_en.cfm?pg=workinggroup#current 58 Standards in Synthetic Biology, Segovia, Spain, 2010 35 | P a g e Calls encouraging coordinated research projects on synthetic biology standardization of biological parts have recently been launched. o Keeping up to date with current technological development and available literature, including EU FP6 and FP7 Synthetic Biology projects59: this could be a challenge on its own as this field is progressing very quickly in many different directions that could reflect variable food and feed products and applications. Setting a core database or a data sharing platform to include all available up to date published information could be an important step ahead. Several research groups as well as regulatory agencies could have access to such data sharing points; however, a number of key issues would need to be addressed: cost of setting up such databases and data sharing platforms, maintenance frameworks, evaluation and quality control of potential entries, updating, organising and monitoring services via such databases and data sharing points, etc. Time considerations for ensuring that “fit-for-purpose” regulations are in place in advance of applications for approval o Regulations take a long time to be shaped and agreed; thus one needs to start preparing far in advance for case studies of “true” synthetic biology in the food and feed sectors. At this point in time envisaging the full details of such “true” synthetic biology products and applications as well as the pathway of 59 EU FP6 projects: SYNBIOLOGY: A European perspective on synthetic biology; BIOMODULARH2: Energy project promises a new biotechnology; TESSY: foundations for a European synthetic biology; SYNPLEXITY: Dynamics and complexity in synthetic protein networks (MOBILITY); CELLCOMPUT: – Biological computation built on cell communication systems (NEST); SYNBIOSAFE: Safety and Ethical Aspects of Synthetic Biology. EU FP7 projects: KBBE-2007-3-3-01 Synthetic Biology for the Environment (CSA-CA): Targeting environmental pollution with engineered microbial systems a la carte (TARPOL); KBBE-2009-3-6-05: Synthetic biology for biotechnological applications (CP-FP): Bacterial Synthetic Minimal Genomes for Biotechnology (BASYNTHEC); KBBE.2011.3.6-03: Towards standardisation in Synthetic Biology (CP-IP): Standardization and orthogonalization of the gene expression flow for robust engineering of NTN (new-to nature) biological properties (ST-FLOW); KBBE.2011.3.6-04: Applying Synthetic Biology principles towards the cell factory notion in biotechnology (CP-FP): Products from methanol by synthetic cell factories (PROMYSE) and Code-engineered new-to-nature microbial cell factories for novel and safety enhanced bioproduction (METACODE); KBBE.2011.3.6-06: Synthetic biology – ERA-NET. Call FP7-ERANET-2011-RTD: Development and Coordination of Synthetic Biology in the European Research Area (ERASynBio); SiS-2008-1.1.2.1: Ethics and new and emerging fields of science and technology: SYNTHETICS and SYBHEL; SiS.2012.1.2-1. Mobilisation and Mutual Learning Action Plans; Acronym: SYN-ENERGY 36 | P a g e the evolution of such products is very difficult. A possible way forward would be to hold regular horizon scanning exercises on this subject. o Preparations for detailed risk assessments that are most probably burdened with many uncertainties should be in place far in advance of applications for approval of “true” synthetic biology products60. Such preparations should involve the setup of assessed (national and international) experts’ networks and structured methods to elicit qualitative and quantitative information. Consideration of complexity of global food and feed trade for relevant synthetic biology products and applications o Indirect effects on food and feed via other sectors, e.g. industrial applications that produce waste that could be introduced into the food chain; to anticipate potential effects one would need to have an updated, comprehensive view of the whole system (i.e. describing the inputs and outputs of food/feed sectors). This may involve the construction (and the regular updating) of conceptual models to represent such systems; such exercises could form part of the regular horizon scanning exercises mentioned above. Clarity of introducing social and ethical inputs to regulatory processes and stakeholder involvement o Ideally, synthetic biology aims for more sophisticated, efficient, sustainable products and applications, so it would be imperative to ensure that regulatory frameworks have the highest degree of clarity around how social and ethical aspects will be taken into account as part of the approval process. o Comprehensive stakeholders’ involvement as early as possible would be imperative to ensure that their knowledge, experience and views are taken into account through the development of research, innovation and regulation and to facilitate the development of “fit-for-purpose” regulatory frameworks. 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Criteria determining which literature items to include in Deliverable 1 3. Methodologies of literature search 4. Selected articles for potential Synthetic Biology food and feed products and applications 5. Next steps – planning Deliverable 2 6. Annex I Page 2 6 10 17 34 41 Image from: http://scitechdaily.com/synthetic-biology-circuits-perform-logic-functions-and-remember-theresults/ 61 44 | P a g e 1. Context Synthetic Biology is a term that is broadly used to describe (a) the design and engineering of biologically based materials as well as novel devices or whole systems, and (b) the re-design of existing biological systems. It is an emerging bio-based technology which is quickly establishing itself as a key enabling technology alongside nanotechnology (STOA workshop report, 2012). Synthetic Biology has opened up a vast array of possibilities for applying an engineering approach to biology, in which known biological entities can be (re)built to perform a different or a new function, or completely new living organism can be synthesised from scratch. The possibility of chemically synthesising biological entities, or a living organism for a ‘designer’ function, is leading to potential precise engineering of metabolic pathways, such as development of highly efficient therapeutic treatments (Khalil & Collins, 2010), and designing microorganisms for a specific or a novel function – such as clean-up of the polluted environment (Schmidt, 2010). It is now anticipated, that Synthetic Biology products/applications could provide elegant solutions to address a number of challenging societal problems in the coming decades, such as food security (i.e. provide adequate healthy and nutritious food to meet demand); ensuring accessibility to cheaper and highly efficient pharmaceuticals; enhancement of production of “green” energy (e.g. biofuel production); development of targeted therapies for chronic diseases, e.g. cancer and better management of (food) waste (TNS-BMRB, 2010 - WP2; Flari & Chaudhry, 2012; STOA workshop report, 2012; Hoskisson, 2012). Potential Synthetic Biology products/applications in the food sector span a number of subsectors (OECD, 2009; European Commission, 2010a), in particular: (a) metabolites and health products (e.g. vitamins) and processing aids in the manufacture of food and food derivatives, such as nutraceuticals, probiotics and glycol nutrients used to raise the value of certain foods or nutrient-enriched plants; (b) preservatives (e.g. Nisin); (c) flavours and fragrances; (d) biosensors (e.g. artificial nose); (e) food waste processing. Food applications enabled by new technologies, however, could carry new risks to health and the environment; even if they do not, they could evoke large public sensitivities, and any new application perceived to be risky is likely to raise concerns over consumer and environment safety. 45 | P a g e During a recent expert workshop held at Fera on “New prospects and potential pitfalls of Synthetic Biology” in September 2011 (Flari & Chaudhry, 2012), the participants noted that possible adverse effects associated with Synthetic Biology products/applications could be due to either intentional (i.e. targeted) or unintentional release. Additionally, the experts distinguished real risks (e.g. recombination events; pathogen resistance) from perceived risks, and acknowledged that, at this point in time, the uncertainties involved are too many/too large to allow for a meaningful risk assessment of group/s of products/applications. As a result, Synthetic Biology products/applications would need to be assessed on a “case by case basis". The fact that developments in emergent sciences and technologies often suffer setbacks in early stages was also discussed during the workshop. Examples of such setbacks include the moratorium on Genetically Modified Organisms in Europe (Amman, 2010; European Commission 2010b); the stigmatisation of certain technologies in USA and Europe (e.g. irradiation of food: Mehta, 2003); and nuclear technologies (Sjoberg, 2003; Vastchenko, 2006). Furthermore, like other emergent technologies, the possibilities opened up by Synthetic Biology have already raised certain ethical, safety and regulatory issues, in particular over the potential risk of inadvertent or deliberate harmful use of the technology, e.g. in developing biological weapons (IRGC, 2010). Experts agreed that all stakeholders interested in Synthetic Biology products/applications should be involved in the development of responsible regulatory frameworks, aiming towards shared, and if possible international standards, and that any potential risks should be considered at the initial point of development. During the workshop experts discussed the prerequisites to ensuring responsible innovation. Although it was recognised that existing legislation for Genetically Modified (GM) products/applications could be appropriate to regulate Synthetic Biology products/applications, the experts expressed concerns that (a) following the GM legislation/regulation example could block innovation, and (b) the regulations/legislation currently in place may not suffice to address forthcoming product/application development in the Synthetic Biology field. A recent report from the European Group on Ethics in Science and New technologies indicated that the legislative framework that might apply to Synthetic Biology is strictly dependent on the potential applications of the products of this scientific sector (European 46 | P a g e Group on Ethics in Science and New Technologies, 2009); therefore, it is expected to include legal and policy provisions at different levels: (a) European Union (EU) legislation on GMOs, biomedicine, bio-safety, chemicals, data protection and patents; (b) Global provisions issued by the World Trade Organisation (WTO) and bio-safety standards issued by the World Health Organisation (WHO); (c) International framework on ethics and human rights. The same report indicated that the application areas of Synthetic Biology are already regulated at EU level and Synthetic Biology products will have to comply with the existing regulations. For Synthetic Biology food/feed products/applications additional regulatory frameworks may need to be taken into account, for example: (a) the Novel Foods Regulation (Regulation (EC) No 258/97), including possibly the proposals for its replacement62; (b) Food Additives legislation (i.e. Council Directive 89/107/EEC of 21 December 1988 on the approximation of the laws of the Member States concerning food additives authorized for use in foodstuffs intended for human consumption); (c) Flavourings legislation (Council Directive 88/388/EEC of 22 June 1988 on the approximation of the laws of the Member States relating to flavourings for use in foodstuffs and to source materials for their production). For such products, the question becomes whether the current legislation and regulatory frameworks are indeed appropriate and flexible enough to cover all of the anticipated needs. Currently, Synthetic Biology research is being developed under laboratory conditions; in the UK this research is regulated by the Health and Safety Executive. However, Synthetic Biology products/applications may be ready for use outside the laboratory in the coming years; depending on the applications and anticipated use, different regulatory bodies would need to come on board, including FSA. The UK was amongst the first countries to recognize the importance and potential impact by setting foundations on coordinating R&D and engaging the public. As the pace of R&D in the Synthetic Biology field is expected to increase very rapidly, and in order for the UK to keep on playing a distinguished leading role in this field, it needs to consider pro-actively parallel development of (a) appropriate regulatory schemes and (b) feasible implementation mechanisms. Such mechanisms must 62 Information available at: http://ec.europa.eu/food/food/biotechnology/novelfood/initiatives_en.htm 47 | P a g e protect human health and the environment but must not be so burdensome as to unnecessarily hinder responsible scientific development. The project team developed a step-wise methodology to critically search the publicly available information with the view to identifying literature items that would potentially refer to current and imminent Synthetic Biology products and applications in the food and feed sectors. Thereafter, the project team critically screened the identified literature items and selected the ones that would be considered in depth, i.e. reviewed in depth and categorised, in the next phase of the project. 48 | P a g e 2. Criteria determining what to include or exclude as information sources in the synopsis It is widely recognised that GM and Synthetic Biology are based on the same technologies (e.g. genetic modification, genetic engineering), therefore one expects that at this point in time, where the potential of Synthetic Biology just started to be unleashed, a large area of potential overlap exists between GM and SynBio products and applications. However, at this time, it is very difficult to know exactly how large this overlap between these two science fields is, or where exactly does GM stop and Synthetic Biology start. To address the objectives of the project it was considered crucial to try to set the boundaries between GM products/applications and SynBio products/applications as clear as possible. In doing so, we reviewed existent definitions of Synthetic Biology (shown in Table 1 below), and developed a working understanding of what would constitutes a Synthetic Biology product in food/feed as follows: “A Synthetic Biology product/application would include substantially large63,64,65 synthetic parts of genetic material caused to function in a biological system”. It is recognised that this phrase could be defined much more precisely (e.g. what is considered as large?); nevertheless, such working understanding proved to be very valuable as the project team was able to apply it as a “sieve” to filter out potentially interesting items (see sections 3 and 4 of the report below). Additionally, it is anticipated that a clear and concise definition of Synthetic Biology products/applications for our project will enable us to define the boundaries between what is perceived as a GM or a Synthetic Biology product/application. Further, this clarification will also allow us to agree appropriate (non-zero) thresholds for the accidental or adventitious presence of Synthetic Biology products in “conventional” products and to determine suitable units of measurement. If number of genes altered is taken into account: GM example in Mohamadzadeh et al., 2011: Regulation of induced colonic inflammation by Lactobacillus acidophilus deficient in lipoteichoic acid. PNAS March 15, 2011 vol. 108 no. Supplement 1 4623-463012,13. Bacteria (i.e. Lactobacillus acidophilus) were genetically engineered not to produce lipoteichoic acid. One gene was altered. 64[Online] Available at: http://www.pnas.org/content/108/suppl.1/4623.full.pdf+html?sid=9b45c08d-4ed7-41d9aebc-77f7f7beb8a1 [Last accessed 25 06 2013] 65 Media article in http://www.technologyreview.com/news/422571/genetically-engineered-probiotics/ [Last accessed 25 06 2013] 63 49 | P a g e Table 1: Collection of existent definitions for Synthetic Biology. Definitions are listed chronologically. Source Definition Key words / Focus European Commission Report of a NEST High-Level Expert Group: “Synthetic Biology Applying Engineering to Biology” Synthetic biology is the engineering of biology: the synthesis of complex, biologically based (or inspired) systems which display functions that do not exist in nature. This engineering perspective may be applied at all levels of the hierarchy of biological structures from individual molecules to whole cells, tissues and organisms. In essence, synthetic biology will enable the design of biological systems in a rational and systematic way. Engineering Synthetic biology is the engineering of biological components and systems that do not exist in nature and the reengineering of existing biological elements; it is determined on the intentional design of artificial biological systems, rather than on the understanding of natural biology. Engineering of biological components and systems that do not exist in nature Synthetic biology is a new and rapidly emerging discipline that aims at the (re-)design and construction of (new) biological systems. (Re-)design of (new) biological systems Synthetic Biology is a new approach to engineering biology, with an emphasis on technologies to write DNA. Recent advances make the de novo chemical synthesis of long DNA polymers routine and precise. Foundational work, including the standardization of DNA-encoded parts and devices, enables them to be combined to create programs to control cells. With the development of this technology, there is a concurrent effort to address legal, social and ethical issues. Technologies to write DNA 2005 Synthetic Biology project EU FP666 2006 Synthetic Biology 3.067 June 2007 Synthetic Biology 4.068 (October 2008) 2008 Synthesis of complex, biologically based systems that display functions that not exist in nature Synthesis of complex, biologically inspired systems that display functions that do not exist in nature Re-engineering of existing biological elements Construction of (new) biological systems De novo synthesis of long DNA polymers Creates programs to control cells [Online] Available at: http://www2.spi.pt/synbiology/documents/news/D11%20-%20Final%20Report.pdf [Last accessed 24 06 2013] 67 [Online] Available at: http://www.syntheticbiology3.ethz.ch/index.htm [Last accessed 24 06 2013] 68 [Online] Available at: http://sb4.biobricks.org/field/ [Last accessed 24 06 2013] 66 50 | P a g e Source Definition Key words / Focus UK parliamentary office for Science and Technology Post Note69 Synthetic biology aims to design and build new biological parts and systems or to modify existing ones to carry out novel tasks. Design and build of new biological parts and systems Synthetic Biology aims at designing biological systems that do not exist in nature using engineering principles or re-designing existing ones to better understand life processes, to generate and assemble functional modular components, and to develop novel applications or processes. Design biological systems that do not exist A definition of synthetic biology should therefore include: Identification, use and design of biological parts totally or partially artificial. 2008 Towards a European Strategy for Synthetic Biology EU FP670 Ethic report 71 1.The design of minimal cells/organisms (including minimal genomes); Modifies existing biological parts and systems to carry out novel tasks. Re-design existing ones Generate and assemble functional modular components Develop novel applications and processes 2. The identification and use of biological ‘parts’ (toolkit); 3. The construction of totally or partially artificial biological systems. Synthetic Biology org72 Synthetic Biology is (a) the design and construction of new biological parts, devices, and systems, and (b) the redesign of existing, natural biological systems for useful purposes. Design of new biological parts, devices and systems Construction of new biological parts, devices and systems Redesign of existing, natural biological systems Prof Richard Kitney for “Synthetic Biology From Science to Governance: A workshop organised by the European Commission’s Two complementary definitions for SynBio: (a) designing and making biological parts and systems that do not exist in the natural world using engineering principles, and (b) redesigning existing biological systems, again using engineering principles. Designing and making biological parts and systems that do not exist in the natural world using engineering principles Redesigning existing biological systems using engineering principles Directorate[Online] Available at: http://www.parliament.uk/documents/post/postpn298.pdf [Last accessed 24 06 2013] http://www.tessy-europe.eu/public_docs/TESSY-Final-Report_D5-3.pdf 71 [Online] Available at: http://ec.europa.eu/bepa/european-group-ethics/docs/opinion25_en.pdf [Last accessed 03 07 2013] 72 [Online] Available at: http://syntheticbiology.org/ [Last accessed 24 06 2013] 69 70 51 | P a g e Source Definition Key words / Focus Synthetic biology is the name given to an emerging field of research that combines elements of biology, engineering, genetics, chemistry, and computer science. The diverse but related endeavors that fall under its umbrella rely on chemically synthesized DNA, along with standardized and automatable processes, to create new biochemical systems or organisms with novel or enhanced characteristics. Combines elements of biology, engineering, genetics, chemistry and computer science. Synthetic biology is the design and engineering of biologically based parts, novel devices and systems as well as the redesign of existing, natural biological systems. Design of biologically based parts, novel devices and systems General for Health & Consumers”73. March 2010 Presidential Commission for the Study of Bioethical Issues, Report on Synthetic Biology74 2011 A synthetic biology roadmap for the UK75 2012 Relies on chemically synthesized DNA Relies on standardized and automatable processes Creates new biochemical systems Creates new organisms with novel or enhanced characteristics Engineering of biologically based parts, novel devices and systems Redesign of existing, natural biological systems UNICRI76 2012 Working understanding of Synthetic Biology for Fera/FSA Synthetic Biology is the deliberate design of biological systems and living organisms using engineering principles Design of biological systems Short title: Extreme GM Substantially long parts of genetic material Long title: Substantially large77,78,79 synthetic parts of genetic material caused to function in a biological Synthetic parts [Online] Available at: http://ec.europa.eu/health/dialogue_collaboration/docs/synbio_workshop_report_en.pdf [Last accessed 24 06 2013] 74 [Online] Available at: http://bioethics.gov/sites/default/files/PCSBI-Synthetic-Biology-Report-12.16.10_0.pdf [Last accessed 24 06 2013] 75 [Online] Available at: http://www.rcuk.ac.uk/documents/publications/SyntheticBiologyRoadmap.pdf [Last accessed 24 06 2013] 76 [Online] Available at: http://www.unicri.it/in_focus/files/UNICRI%202012%20Security%20Implications%20of%20Synthetic%20Biology %20and%20Nanobiotechnology%20Final%20Public-1.pdf [Last accessed 03 07 2013] 77 If number of genes altered is taken into account: GM example in Mohamadzadeh et al., 2011: Regulation of induced colonic inflammation by Lactobacillus acidophilus deficient in lipoteichoic acid. PNAS March 15, 2011 vol. 108 no. Supplement 1 4623-463012,13. Bacteria (i.e. Lactobacillus acidophilus) were genetically engineered not to produce lipoteichoic acid. One gene was altered. 78[Online] Available at: http://www.pnas.org/content/108/suppl.1/4623.full.pdf+html?sid=9b45c08d-4ed7-41d9aebc-77f7f7beb8a1 [Last accessed 25 06 2013] 79 Media article [Online] Available at: http://www.technologyreview.com/news/422571/genetically-engineeredprobiotics/ [Last accessed 25 06 2013] 73 52 | P a g e Source Definition Key words / Focus project 2013/2014 system. Function as a biological system 53 | P a g e 3. Methodologies of literature search A number of commercial databases covering food science, toxicology, agriculture and the biosciences were searched. The various hosts by which Fera staff access the above databases permit the creation of saved search logics which subsequently run automatically, thereby providing alerting services. In addition to peer reviewed and commercial databases, we searched “grey literature” sources, e.g. monitoring well established web information from MIT synthetic biology working group in their synthetic biology community page 80, Synthetic Biology project of Woodrow Wilson International Center for Scholars81, European Union projects on Synthetic Biology82, J Craig Venter institute83, market research reports, and media reports, e.g. Meltwater® media monitoring service which allows global monitoring of the trade press and popular media. It is possible that web searching will identify relevant market research reports84, although it may be not possible to acquire these within this project’s life time as they could be very expensive. An initial list of information sources is listed in Table 2 below. References either initially or ultimately determined to be relevant and eligible for this review (see next section) will, where possible, were entered into an Endnote or were produced as a text report. It was recognised from the beginning that developing a literature search strategy for the purpose of this project would be a highly iterative process, and it was expected that this would be further refined as the project progressed. Such searching is a compromise between ‘recall’ (getting everything) and ‘precision’ (getting just what you want) with the two being inversely related85. http://syntheticbiology.org/; http://biobricks.org/about-foundation/board-of-directors/ http://www.synbioproject.org/about/ 82A list of EU FP6 and FP7 projects can be found in European Commission request for a joint scientific opinion on Synthetic Biology [Online] Available at: http://ec.europa.eu/health/scientific_committees/docs/synthetic_biology_mandate_en.pdf [Last accessed on 16 12 2013] 83 http://www.jcvi.org/cms/home/ 84 SYNTHETIC BIOLOGY: LIVELIHOODS AND BIODIVERSITY VANILLA – extracted pages shown in Annex I. 85 http://www.creighton.edu/fileadmin/user/HSL/docs/ref/Searching_-_Recall_Precision.pdf with the two being inversely related 80 81 54 | P a g e Table 2: Sources of information searched in this project. General science databases Patents databases Web of Knowledge Host ISI Web of Science BIOSIS, CAB Abstracts, Food Science and Technology Abstracts Zoological Record ProQuest Dialog Host AGRICOLA (AGRICultural OnLine Access) 70-2013/Aug CSA Life Sciences Abstracts 1966-2013/Jul ELSEVIER BIOBASE 19942013/Aug EMBASE 1993-2013/Aug 15 Pascal - French National Research Council 19732013/Aug Other Derwent Innovations Index – the is the equivalent of Derwent World Patent index as specified in the original proposal (NB: many of the other databases listed here include patent records) Grey Literature FEDRIP - Federal Research In Progress - 2013/Jun NTIS (US National Technical Information Service) 19642013/Aug Google advanced search of the web. Other Meltwater® media monitoring service ReportLinker – Market Research reports 3.1 Search strategy – draft 1 The initial literature search strategy was planned to comprise three major steps designed to search titles and subject headings in a number of databases (databases searched are shown in Table 2 below). .Combinations of key words were used, starting with a broad screening on terminology related to synthetic biology (step 1) and then narrowing down to products and applications in the food and feed areas (step 2; terms taken into account in this step are shown in Table 2 55 | P a g e below). Finally, the results would be focused to the working understanding of synthetic biology for this Fera/FSA project (step 3). This preliminarily version of the protocol for the literature search (i.e. strategy steps and proposed search strings) is shown graphically in Figure 1. Figure 1: Graphical representation of the initial search strategy planned for the project. 3.2 Search strategy – draft 2 Example literature searches followed the strategy outlined above; the results obtained indicated that the particular key search strings were too wide-ranging. For example when only a very small number of databases were searched (n=3), step 1 produced 3,462,763 documents whereas a combination of step 1 and step 2 produced 14,424,891 documents. When step 1 results were combined with one search string from step 2 (i.e. food) the search produced 166,315 documents. However, when only the terms “synbio*” or “synthetic biology” were combined with the term “food” (search string from step 2) the number of documents found were reduced to 961. This amended strategy initially looked attractive as it reduced the number of documents to a far more pragmatic level; nevertheless, it did raise the question of whether this strategy may have missed products and applications that were 56 | P a g e not trademarked as “synthetic biology” ones by the developers and authors. Additionally, it did not rule out GM products and applications trademarked as “synthetic biology”. We decided to try an alternative approach and identify further key words and search strings based on: (a) published work of identified synthetic biology scientific hubs, for example: Haseloff lab in University of Cambridge86; Institute of Biological Engineering87; Pamela Silver laboratory in Harvard University88; Keith Waldron in Institute of Food Research89,90; Synthetic Biology Institute in University of California, Berkeley91; the Centre for Synthetic Biology and Innovation (CSynBI) at Imperial College London92; Syntegron project website93 (6 laboratories involved94); UNICRI 2012 report95; Registry of standard biological parts96; Synthetic Biology based on standard parts97; forthcoming conference of industry (engineering; investors; consulting; liaisons between academia and industry)98; (b) a number of key Synthetic Biology documents identified by the project team members 99. It was decided that information sources, apart from patents, would be screened back to 2003, as it was thought that any papers dated earlier than this year would most probably refer to GM rather than Synthetic Biology. The project team decided not to restrict the search for relevant patents chronologically. http://data.plantsci.cam.ac.uk/Haseloff/ http://www.ibe.org/engineering-for-life/body-of-knowledge.html 88 http://www.openwetware.org/wiki/Silver_Lab#Research_Information 89 http://www.ifr.ac.uk/profile/keith-waldron.asp 90 http://www.foodnavigator.com/Science-Nutrition/International-research-project-to-develop-synthetic-yeastfor-industry-applications 91 http://synbio.berkeley.edu/ 92 http://www3.imperial.ac.uk/syntheticbiology 93 http://www.syntegron.org/ 94 University of Glasgow - Rosser Lab: Dr. Susan Rosser; Dr. Sean Colloms; Northwestern University - Leonard Lab: Dr. Josh Leonard; Mr. Andrew Scarpelli; University of California, Berkeley - Keasling Lab: Prof. Jay Keasling; Dr. Josh Gilmore; John Innes Centre - Osbourn Lab; Prof. Anne Osbourn; Dr. Nan Yu; University of Exeter - Bates Lab: Prof. Declan Bates; Dr. Adam Spargo; Imperial College London - Freemont Lab: Prof. Paul Freemont; Dr. James MacDonald; Dr. Sarah Butcher; Dr. James Abbott 95 UNICRI, 2012: Security implications of synthetic biology and nanobiotechnology – a risk and response assessment of advances in biotechnology. [Online] Available at: http://www.unicri.it/in_focus/files/UNICRI%202012%20Security%20Implications%20of%20Synthetic%20Biology %20and%20Nanobiotechnology%20Final%20Public-1.pdf [Last accessed 16 12 2013] 96 http://parts.igem.org/Help:Standards 97 http://igem.org/About 98 http://synbiobeta.com/sf2013/ 99 These documents will be considered for the objectives of Deliverables 2, 3 and 4. 86 87 57 | P a g e Draft 2 of our search strategy comprised only the first two steps outlined in Figure 1 as its aim was to refine as much as possibe the terms in these steps. The search strings we employed are shown in Annex I. We screened all available databases (as shown in Table 2 below) employing the above selected terms; our search produced 2643 artciles and 92 patents as potentially relevant and interesting items. Thereafter we critical evaluated the results published in years 2013, 2012, and 2011; our evaluation indicated that although we identified a number of potentially relevant articles the great majority of the outputs were considered as non-relevant. 3.3 Search strategy – final Results following the application of the 2nd draft of the search strategy indicated that we need to re-evaluate the search strings, mainly in order to reduce the number of non-relevant articles. We introduced the desirable search strings in three concepts, i.e. Synthetic Biology, Application and Food/Feed sectors, and included a fourth concept that referred to terms we did not desire to see in the identified items (Table 3). The concept of Synthetic Biology was heavily edited (compared with the search strings included in step 1 in drafts 1 and 2 of the search strategy) in order to exclude terms that were very generic. Table 3: The final search strategy is illustrated in the table below. The search was unfolded in four concepts: concept one took into account refined synthetic biology affiliated terms; concept two took into account the types of applications that are of interest for the project; concept three focused the results to food and feed sectors; concept four refined the results by introducing “exclusion” terms in order to decrease the number of non-relevant items in the search outputs. Concepts 1: Synthetic Biology 2: Applications 3: Food / Feed 4: Exclude terms Allylix Additive Crop Biosensor* Biobrick Antioxidant Feed Environment* Bioengineer or bioengineering Colour Feedstock Impact* 58 | P a g e Concepts 1: Synthetic Biology 2: Applications 3: Food / Feed 4: Exclude terms Biological pathway synthesis Emulsifier Food Medical Biotransformation Enzyme Nanotechnology Bottom-up Fermentation Nanotechnologies Cell function reprogram or product Pharmaceutical reprogramming Flavour Waste Cellular chassis Flavour enhancer Chemical synthetic biology Fragrance Designer strains Gelling agent Directed evolution Health food DNA assembly part Ingredient DNA based device Nutraceutical construction Metabolite DNA modular construction Preservative Engineering a living system Probiotic Engineering cells Processing aid Evolutionary engineering Stabiliser Genetic brick Sweetener Genetic circuits Thickener GenoCAD Genome driven cell engineering Genome engineering Genome scale DNA synthesis Industrial microorganism Metabolic engineering Metabolite channelling Microbial cell factory or Microbial cell factories Minimal genome Model synthetic Multi-enzyme one pot Pathway engineering 59 | P a g e Concepts 1: Synthetic Biology 2: Applications 3: Food / Feed 4: Exclude terms Plasmid backbone Protocell Protocell creation Recombinant gene cluster Recombineering Standardised genetic modular part Substrate channelling Synthetic biology Synthetic DNA Synthetic enzyme Synthetic gene circuits Synthetic gene transcription Synthetic genome Synthetic genomics Synthetic meat Synthetic metabolic pathway Top-down 60 | P a g e 4. Selected articles for potential Synthetic Biology food and feed products and applications The final search strategy described above was employed to search available information (as indicated in Table 2 above); 713 articles and 108 patents were identified as potentially relevant to the objectives of the project. These were critically screened by the project team members to identify the most relevant ones, and the working understanding for Synthetic Biology (as defined above in page 6) was applied in order to screen out products and applications that were typically GM. Some examples of such “rejected” products and applications are shown below in Table 4. Table 4: Examples of “rejected” products and applications as they were considered to describe products and applications that were typically GM. Article GM technology Cahoon, E. B. and K. M. Schmid (2008). Metabolic Engineering of the Content and Fatty Acid Composition of Vegetable Oils. Bioengineering and Molecular Biology of Plant Pathways. H. J. Bohnert, H. Nguyen and N. G. Lewis. 1: 161-200. Carrari, F., R. Asis, et al. (2007). "The metabolic shifts underlying tomato fruit development." Plant Biotechnology 24(1): 45-55. Total oil production has been increased moderately by overexpression of genes for the first and last steps of oil synthesis, acetyl-CoA carboxylase (ACCase), and diacylglycerol acyltransferase (DGAT), respectively. Changfu, Z., S. Naqvi, et al. (2008). "Combinatorial genetic transformation generates a library of metabolic phenotypes for the carotenoid pathway in maize." Proceedings of the National Academy of Sciences of the United States of America 105(47): 18232-18237. Delaney, B. (2007). "Strategies to evaluate the safety of bioengineered foods." International Journal of Toxicology 26(5): 389-399. A review is presented of recent reports focused on the identification of key points on the metabolic regulation underlying tomato fruit development. Additionally, an overview of the combined application of metabolic and transcriptional profiling, aimed at identifying candidate genes for modifying metabolite contents, is discussed in the context of the usefulness for tomato breeding programmes. Specifically, 5 carotenogenic genes controlled by different endosperm-specific promoters were transferred into a white maize (corn) variety deficient for endosperm carotenoids synthesis. A number of genetically modified (GM) crops bioengineered to express agronomic traits including herbicide resistance and insect tolerance have been commercialized. Safety studies conducted for the whole grains and food and feed fractions obtained from GM crops (i. e., bioengineered foods) bear similarities to and 61 | P a g e Article Fujisawa, M. and N. Misawa (2010). Enrichment of Carotenoids in Flaxseed by Introducing a Bacterial Phytoene Synthase Gene. Plant Secondary Metabolism Engineering: Methods and Applications. A. G. FettNeto. 643: 201-211. Mierau, I., P. Leij, et al. (2005). "Industrial-scale production and purification of a heterologous protein in Lactococcus lactis using the nisincontrolled gene expression system NICE: The case of lysostaphin." Microbial Cell Factories 4. Palazon, J., E. Moyano, et al. (2006). Tropane alkaloids in plants and genetic engineering of their biosynthesis. Wei, X.-X. and G.-Q. Chen (2008). Applications of the VHb gene vgb for improved microbial fermentation processes. Globins and Other Nitric Oxide-Reactive Proteins, Pt A. R. K. Poole. 436: 273-+. GM technology distinctive differences from those applied to substances intentionally added to foods (e. g., food ingredients). A phytoene synthase gene (crtB) derived from a soil bacterium Pantoea ananatis (formerly called Erwinia uredovora) strain 20D3 was introduced into L. usitatissimum WARD cultivar. The resulting transgenic flax plants formed orange seeds, which contained phytoene, alpha-carotene, beta-carotene, and lutein. The Example that shows that nisin-regulated gene expression in L. lactis can be used at industrial scale to produce large amounts of a target protein, such as lysostaphin. The pmt gene of Nicotiana tabacum under the control of the CaMV 35S promoter was introduced into the genome of two scopolamine-rich plant species, Datura metel and a Duboisia hybrid, together with the T-DNA of the Ri plasmid from Agrobacterium rhizogenes. To alleviate the defects of hypoxic conditions, Vitreoscilla hemoglobin (VHb) has been used to enhance respiration and energy metabolism by promoting oxygen delivery. The items that were considered as relevant to the project’s objectives are shown below in Table 5. These include items that were considered as Synthetic Biology products and applications (highlighted in green), items that refer to products and applications that are based on methods which are rather closer to GM than Synthetic Biology, albeit not strictly GM, and finally items that were considered as valuable because of the methodologies described that would perhaps lead to the development of food / feed related Synthetic Biology products and applications in the future. 62 | P a g e Table 5: Inventory of articles identified as relevant to the aims and objectives of the study. The degree of relevance of each article is indicated by the colour of the symbol on the left of each title. Thus: Green colour indicates high relevance. Blue colour indicates that the project team considered the methods followed in the article closer to GM than Synthetic Biology. Red colour indicates that the article was considered as valuable because of the methodologies described that would perhaps lead to the Aharoni, A. and E. Lewinsohn (2010). Genetic engineering of fruit flavors. Handbook of fruit and vegetable flavors: 101-114. ISBN 978-0-470-22721-3 Akhila, A. (2007). "Metabolic engineering of biosynthetic pathways leading to isoprenoids: Monoand sesquiterpenes in plastids and cytosol." Journal of Plant Interactions 2(4): 195-204. Alchihab, M., J. Destain, et al. (2010). "Production of aroma lactones by yeasts." Biotechnologie Agronomie Societe Et Environnement 14(4): 681-691. Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Colour agent Antioxidant Additive Article or patent Crop or Crop derived product development of food / feed related Synthetic Biology products and applications in the future. x x x x 63 | P a g e Azadi, P., N. V. Otang, et al. (2010). "Metabolic engineering of Lilium x formolongi using multiple genes of the carotenoid biosynthesis pathway." Plant Biotechnology Reports 4(4): 269-280. Baeumchen, C., A. H. F. J. Roth, et al. (2007). "Dmannitol production by resting state whole cell biotransformation of D-fructose by heterologous mannitol and formate dehydrogenase gene expression in Bacillus megaterium." Biotechnology Journal 2(11): 1408-1416. Barghini, P., D. Di Gioia, et al. (2007). "Vanillin production using metabolically engineered Escherichia coli under non-growing conditions." Microbial Cell Factories 6. DOI 13 10.1186/1475-2859-6-13 Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent x x x 64 | P a g e Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent Baumgartner, F., L. Seitz, et al. (2013). "Construction of Escherichia coli strains with chromosomally integrated expression cassettes for the synthesis of 2 '-fucosyllactose." Microbial Cell Factories 12. DOI 40 10.1186/1475-2859-12-40 Blankschien, M. D., J. M. Clomburg, et al. (2010). "Metabolic engineering of Escherichia coli for the production of succinate from glycerol." Metabolic Engineering 12(5): 409-419. Bovy, A., E. Schijlen, et al. (2007). "Metabolic engineering of flavonoids in tomato (Solanum lycopersicum): the potential for metabolomics." Metabolomics 3(3): 399-412. Brochado, A. R., C. Matos, et al. (2010). "Improved vanillin production in baker's yeast through in silico design." Microbial Cell Factories 9. 84 DOI 10.1186/1475-2859-9-84 x x x 65 | P a g e Burgess, C., W. Sybesma, et al. (2003). "Characterisation and improvement of riboflavin production in Lactococcus lactis." Abstracts of the General Meeting of the American Society for Microbiology 103: O-088. Burja, A. M. and H. Radianingtyas (2005). "Marine microbial-derived nutraceuticals biotechnology: an update." Food Science & Technology 19(1): 14-16. Cimini, D., K. R. Patil, et al. (2005). "Metabolic engineering of succinic acid production in Saccharomyces cerevisiae." Journal of Biotechnology 118: S118-S118. Cunningham, F. (2003). "Metabolic engineering of pathways leading to fat-soluble vitamins and antioxidants in plants: What have we learned and where are we going?" Hortscience 38(5): 715-715. Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent x x x x 66 | P a g e Damude, H. G. and A. J. Kinney (2007). Metabolic engineering of seed oil biosynthetic pathways for human health. Verpoorte, R., Alfermann, A. W., Johnson, T. S. Applications of Plant Metabolic Engineering. 978-1-4020-6030-4(H). DOI 10.1007/9781-4020-6031-1_10 Dyer, J. M., D. C. Chapital, et al. (2003). "Metabolic engineering of bakers' yeast for production of valueadded lipids." Abstracts of Papers American Chemical Society 225(1-2): 115-AGFD 115. Field, D., M. Begley, et al. (2012). "Bioengineered Nisin A Derivatives with Enhanced Activity against Both Gram Positive and Gram Negative Pathogens." PLoS ONE 7(10). Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent x x x 67 | P a g e x Supplement Sweetener Stabiliser Processing aid Probiotic Preservative x Nutraceutical x Metabolite Ingredient (incl. fermentation product) Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Flavouring agent x Health product Gaspar, P., A. R. Neves, et al. (2008). Engineering and re-routing of the metabolism of lactic acid bacteria. Mayo, B., Lopez, P., Perez-Martinez, G. Molecular aspects of lactic acid bacteria for traditional and new applications. ISBN 265-289. 97881-308-0250-3 Han, X.-y., D.-q. Sun, et al. (2007). "Gene regulation to lactic acid bacteria for increasing production of flavor metabolite." Weishengwu Xuebao 47(6): 11051109. Hendrawati, O., H. J. Woerdenbag, et al. (2010). "Metabolic engineering strategies for the optimization of medicinal and aromatic plants: realities and expectations." Zeitschrift Fur Arznei- & Gewurzpflanzen 15(3): 111-126. Iijima, Y. (2010). Metabolic factory for flavors in fruits and vegetables. Handbook of fruit and vegetable flavors: 705-727. ISBN 978-0-470-22721-3 Antioxidant Additive Article or patent x x 68 | P a g e Jin-Ho, C., R. Yeon-Woo, et al. (2005). "Biotechnological production and applications of coenzyme Q10." Applied Microbiology and Biotechnology 68(1): 9-15. Jung, W. s., I.-M. Chung, et al. (2003). "Manipulating isoflavone levels in plants." Journal of Plant Biotechnology 5(3): 149-155. Kim, S.-H., S.-Y. Kim, et al. (2009). "Biosynthesis of Polyunsaturated Fatty Acids: Metabolic Engineering in Plants." Journal of Applied Biological Chemistry 52(3): 93-102. Kong M.K., Lee P.C. (2011) “Metabolic engineering of menaquinone-8 pathway of Escherichia coli as a microbial platform for vitamin K production.” Biotechnology and Bioengineering 108(8): 1997–2002 Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent x x x x 69 | P a g e Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent Koopman, F., J. Beekwilder, et al. (2012). "De novo production of the flavonoid naringenin in engineered Saccharomyces cerevisiae." Microbial Cell Factories 11. DOI 155 10.1186/1475-2859-11-155 Lee, J. H. and D. J. O'Sullivan (2008). "Metabolic Engineering of Lactococcus lactis for the Development of a One-Step Bioconversion of Lactose into Tagatose." Abstracts of the General Meeting of the American Society for Microbiology 108: 473-473. Lei, Z., W. Zinan, et al. (2007). "Metabolic engineering of plant L-ascorbic acid biosynthesis: recent trends and applications." Critical Reviews in Biotechnology 27(3): 173-182. Lemuth, K., K. Steuer, et al. (2011). "Engineering of a plasmid-free Escherichia coli strain for improved in vivo biosynthesis of astaxanthin." Microbial Cell Factories 10. DOI 29 10.1186/1475-2859-10-29 x x x x x 70 | P a g e Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent Lewinsohn, E., R. Davidovich-Rikanati, et al. (2010). Functional genomics for the discovery of genes affecting lemon basil aroma and their use in flavor engineering of tomato. ISHS Acta Horticulturae 860: IV International Symposium on Breeding Research on Medicinal and Aromatic Plants - ISBMAP2009 x Liu, N. and S. Zheng (2010). "Advances in biological functions and biosynthesis regulation of tocotrienols." Guangxi Zhiwu / Guihaia 30(1): 122159. Lorence, A. and C. L. Nessler (2007). Pathway engineering of the plant vitamin C metabolic network. Verpoorte, R., Alfermann, A. W., Johnson, T. S. Applications of Plant Metabolic Engineering: 1970217. ISBN 978-1-4020-6030-4(H) x x 71 | P a g e Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent Lu, C.-H., J.-H. Choi, et al. (2011). "LaboratoryScale Production of Tomato Carotenoids Using Bioengineered Escherichia coli." FASEB Journal 25. x Luo, H., J. Song, et al. (2013). "Cloning and expression analysis of a key device of HMGR gene involved in ginsenoside biosynthesis of Panax ginseng via synthetic biology approach." Acta Pharmaceutica Sinica 48(2): 219-227. Mattoo, A. K., V. Shukla, et al. (2010). Genetic Engineering to Enhance Crop-Based Phytonutrients (Nutraceuticals) to Alleviate Diet-Related Diseases. Bio-Farms for Nutraceuticals: Functional Food and Safety Control by Biosensors. M. T. Giardi, G. Rea and B. Berra. 698: 122-143. x x 72 | P a g e Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent Mehrotra, S., L. U. Rahman, et al. (2010). "An extensive case study of hairy-root cultures for enhanced secondary-metabolite production through metabolic-pathway engineering." Biotechnology and Applied Biochemistry 56: 161-172. x Melzer, G., M. E. Esfandabadi, et al. (2009). "Flux Design: In silico design of cell factories based on correlation of pathway fluxes to desired properties." Bmc Systems Biology 3: 120 Misawa, N. (2009). "Pathway engineering of plants toward astaxanthin production." Plant Biotechnology 26(1): 93-99. x Moldrup, M. E., F. Geu-Flores, et al. (2011). "Modulation of sulfur metabolism enables efficient glucosinolate engineering."BMC Biotechnology 11(12): (31 January 2011)-(2031 January 2011). x 73 | P a g e Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent Park, J. H. and S. Y. Lee (2010). "Metabolic pathways and fermentative production of Laspartate family amino acids." Biotechnology Journal 5(6): 560-577. Peiru, S., E. Rodriguez, et al. (2008). "Metabolically engineered Escherichia coli for efficient production of glycosylated natural products." Microbial Biotechnology 1(6): 476-486. Reuben, S., L. J. Cseke, et al. (2006). Molecular biology of plant natural products. Cseke, L. J., Kirakosyan, A., Kaufman, P. B., Warber, S. L., Duke, J. A., Brielmann, H. L. Natural products from plants: 165-202. ISBN 0-8493-2976-0\978-0-8493-2976-0 x x 74 | P a g e Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent Sato, F. and K. Matsui (2012). Engineering the biosynthesis of low molecular weight metabolites for quality traits (essential nutrients, health-promoting phytochemicals, volatiles, and aroma compounds). Altman, A, Hasegawa, P. M., Plant Biotechnology and Agriculture: Prospects for the 21st Century, 443461. 978-0-12-381467-8. x x x So-Yeon, S., H. Nam Soo, et al. (2011). "Production of resveratrol from p-coumaric acid in recombinant Saccharomyces cerevisiae expressing 4coumarate:coenzyme A ligase and stilbene synthase genes." Enzyme and Microbial Technology 48(1): 4853. x Sun-Young, K., C. Oksik, et al. (2012). "Artificial biosynthesis of phenylpropanoic acids in a tyrosine overproducing Escherichia coli strain." Microbial Cell Factories 11(Dec.): 153-153. x 75 | P a g e Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent Thanasomboon, R., D. Waraho, et al. (2012). Construction of synthetic Escherichia coli producing s-linalool. Proceedings of the 3rd International Conference on Computational Systems-Biology and Bioinformatics. J. H. Chan, A. Meechai and C. K. Kwoh. 11: 88-95. Van der Straeten et al. (2010) Patent Application Publication US 2010/0183750 A1: Fortification of plants with folates by metabolic engineering x x Wang, Y., H. Chen, et al. (2010). "Metabolic engineering of resveratrol and other longevity boosting compounds." Biofactors 36(5): 394-400. Watts, K. T., P. C. Lee, et al. (2006). "Biosynthesis of plant-specific stilbene polyketides in metabolically engineered Escherichia coli." BMC Biotechnology 6(22): (21 March 2006)-(2021 March 2006). x 76 | P a g e Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent Won-Heong, L., P. Panchalee, et al. (2012). "Whole cell biosynthesis of a functional oligosaccharide, 2′ fucosyllactose, using engineered Escherichia coli." Microbial Cell Factories 11(April): 48-48. x Yu, O. (2009). "Genetic regulation and metabolic engineering of isoflavone biosynthesis." Abstracts of Papers of the American Chemical Society 238: 294294. x Yue, A.-Q. and R.-Z. Li (2009). "Metabolic Engineering to Produce Novel Renewable Industrial Fatty Acids in Oilseeds." Zhongguo Shengwu Huaxue yu Fenzi Shengwu Xuebao 25(6): 501-509. x Zvi, M. M. B., B. Spitzer, et al. (2006). Navigating the network of floral scent production. Acta Horticulturae. A. Mercuri and T. Schiva: 143-154. 77 | P a g e 5. Next steps – planning Deliverable 2 5.1 Identifying experts for elicitation of necessary information These initial peer reviewed searches enabled us to identify relevant science hubs in this area; it may be possible that we will need to communicate directly with principal investigators involved in the development of products and applications to find out prospective timelines. Additionally, web searching results indicate the following science hubs: California Institute of Technology, USA; Gate Fuels Inc, USA; Graz University of Technology, AU; Harvard university, USA; Swiss Federal Institute of Technology, CZ; University of California, USA; University of Groningen, NL; United States Department of Agriculture (USDA), USA; University of Illinois, USA; University of Illinois Urbana Champaign, USA; University of London, UK. Further, we identified potential industry links (shown in Table 6 below). In addition, we may need to elicit information (possibly via remote surveys) that would help us identifying potential points in food and feed production and consumption chains where synthetic biology can provide relatively inexpensive solutions within certain timeframes, i.e. in the short term, within next five years, and in the medium term, between five and ten years. 5.2 Review and classification of identified items in Deliverable 1 Following the completion of Deliverable 1 (i.e. synopsis of potential Synthetic Biology food/feed products/applications) we would explore one or more potential schemes to classify / group the identified Synthetic Biology food/feed products/applications. A number of possible criteria will be taken into account, for example (a) technologies employed in the development of such products, (b) the likelihood of each product/application to be marketed within the next 5-10 years, (c) potential health risks, (d) potential health benefits, (e) social perceptions, (f) route/mode of delivery and potential food matrices to be employed, etc. It is anticipated that categorizing/grouping the potential Synthetic Biology food/feed products/applications would enable the team to select representative case studies to facilitate next steps of the research, in particular objective 3 (i.e. review of regulatory frameworks currently in place in terms of “fitness for purpose” to regulate Synthetic Biology food/feed products/applications). 78 | P a g e The robustness and usefulness of the classification/grouping schemes will be discussed with all project team members during an expert elicitation exercise. During the same exercise we will identify the factors potentially influencing their development, and evaluate likelihood of different groups of products/applications being commercialised in the near future, i.e. 510 years time. We would assign the identified Synthetic Biology food/feed products/application to the classification/grouping schemes, with the view to selecting representative case studies. The final selection of case studies would be decided through discussions with Molecular Biology and Computational Biology experts at Fera, and it is anticipated that it will depend on the availability of detailed reliable information. Examples of potential case studies could include flavourings, e.g. Vanillin100; food preservatives, e.g. Nisin101; artificial sweeteners. It is envisaged that for each selected case study the project team would develop an information sheet that would include details on (a) technologies involved in the development of the product, (b) application/s and expected effects (c) potential health risks, (d) potential benefits and information on alternatives, (e) current status of development, (f) academic institutes and industries involved, and (h) relevant uncertainties that burden the assessment of the product/application. (a) Development of Yest Cell Factory for Vanillin Production by using Synthetic Biology and Metabolic Engineering Tools (Online) Available at: http://orbit.dtu.dk/en/projects/development-of-yest-cell-factory-forvanillin-production-by-using-synthetic-biology-and-metabolic-engineering-tools%28e0692685-1761-4bea-bca5511e69644de0%29.html - Last accessed on 10/09/2012 (b) A Submission to the Convention on Biological Diversity’s Subsidiary Body on Scientific, Technical and Technological Advice (SBSTTA) on the Potential Impacts of Synthetic Biology on the Conservation and Sustainable Use of Biodiversity (Online) Available at: https://www.cbd.int/doc/emerging-issues/Int-Civil-SocWG-Synthetic-Biology-2011-013-en.pdf - Last accessed on 10/09/2012 101 Synthetic biology to obtain novel antibiotics and optimized production systems (SYNMOD) [Online] Available at: www.esf.org/activities/eurocores/running-programmes/eurosynbio/projects-crps/synmod.html [Last accessed on 10/09/2012] 100 79 | P a g e Table 6: Industry potential links for the development of Synthetic Biology products and application s102. Company Genome compiler EvolveMol Biodesic Integrated DNA technologies On point capital Lawrence Berkeley National Laboratory Lux Capital LS9 DNA 2.0 Transcriptic Caribou Biosciences Angel investor for start-up businesses Country USA Ginkgo BioWorks USA http://ginkgobioworks.com/ Sample6 Technologies USA http://sample6.com/ USA http://www.flagshipventures.com/ USA http://www.pronutria.com/ VentureLab /Flagship Innovation Foundry Wired magazine; Extreme Files Blog Gen9 USA USA USA Company website http://www.genomecompiler.com/ http://www.evolvemol.com/ http://www.biodesic.com/ http://www.idtdna.com/site http://www.onpointcapital.com/ Type / Products Engineering Engineering Consulting - Technical Engineering Consulting - Financial USA http://www.lbl.gov/ Government Industry USA USA USA USA USA http://www.luxcapital.com/ http://www.ls9.com/ http://www.dna20.com/ https://www.transcriptic.com/ http://www.cariboubiosciences.com/ Investment company Industrial biotechnology Gene synthesis Cloning Biotechnology USA USA USA Links with Food / Feed products Investor http://www.wired.com/wiredscience/ theextremofiles/ http://gen9bio.com/ Engineering (microorganisms) Diagnostics Institutional platform for investment Flag company: Pronutria Flavor and fragrance companies103 Synthetic-biology diagnostic system104 Therapeutic nutrients Writer Gene synthesis http://synbiobeta.com/sf2013/ Ginkgo engineers deliver scale-up-ready organisms in six months for the production of renewable fine and specialty chemicals. Our customers include sugar refiners, flavor and fragrance companies, and other producers of fine chemicals. 104 Sample6 is the world’sfirst synthetic-biology based bacteria diagnostic system capable of enrichment-free detection; see also Annex II for more information for products of this company. 102 103 80 | P a g e Deputy Director of Practices for the National Science Foundation Synthetic Biology Engineering Research Center (SynBERC) Breakout Labs Angel investor for start-up businesses Blue Marble Synthace GenScript Genomatica 105 USA http://www.synberc.org/content/rese arch USA http://www.breakoutlabs.org/ USA USA UK USA USA Investor Investor http://bluemarblebio.com/ http://www.synthace.com/ http://www.genscript.com/ http://www.genomatica.com/ Food industry Engineering Engineering Sustainable chemicals Variable products105 http://bluemarblebio.com/products/ 81 | P a g e 6. Annex I: List of search strings employed at the 2nd draft of search strategy. Draft 2 of our search strategy comprised only the first two steps outlined in Figure 1. STEP 1: “Allylix” OR “biobrick” OR “biobrick device” OR “biobrick part” OR “biobrick standard” OR “biocatalysis” OR “bioengineer or bioengineering “ OR “biological pathway synthesis “ OR “biosensor” OR “biotransformation” OR “bottom-up” OR “branched chain amino acid” OR “cell autonomous circuits” OR “cell free synthetic pathway” OR “cell factory or cell factories” OR “Cell function reprogram or reprogramming “ OR “cell membrane” OR “coimmobilization” OR “cellular chassis “ OR “chemical synthetic biology” OR “designer strains” OR “directed evolution” OR “DNA assembly part “ OR “DNA-based device construction “ OR “DNA modular construction “ OR “DNA synthesis” OR “engineering cells “ OR “engineered E.coli strain” OR “engineering a living system “ OR “enzyme complex” OR “evolutionary engineering” OR “feedback inhibition” OR “fed batch fermentation” OR “genocad” OR “genetic brick “ OR “genetic circuit or genetic circuits “ OR “genome-driven cell engineering” OR “genome engineering” OR “genome scale DNA synthesis “ OR “homologous recombination” OR “industrial microorganism” OR “integrated gene circuits” OR “I-isoleucine” OR “metabolic channelling” OR metabolic engineering” OR “metabolic network” OR “microbial cell factory or factories” OR “minimal genome” OR “model synthetic” OR “Molecular biotechnology “ OR “multi enzyme one pot” OR “pathway engineering” OR “plasmid backbone” OR “platform to run” OR “probiotic” OR “program verification” OR “protocell” OR “protocell creation” OR “recombinant gene cluster” OR “Recombineering” OR “regulatory network” OR “stORardised genetic modular part” OR “synthetic biology” OR “synthetic gene circuits” OR “stORardisation” OR “synthetic DNA” OR “synthetic gene transcription” OR “synthetic genome” OR “synthetic enzyme” OR “synthetic genomics” OR “synthetic metabolic pathway” OR “substrate channelling” OR “top-down” OR “whole genome of a eukaryotic organism” STEP 2: “Artificial nose” OR “Antioxidant” OR “Biosensor” OR “Emulsifier” OR “Enzyme” OR “Feed” OR “Feedstock” OR “Fermentation product” OR “Flavour” OR “Flavour enhancer” OR “Fragrance” OR “Food additive” OR “Food colour” OR “Food crop” OR “food crop derived product” OR “Food ingredient” OR “Food preservative” OR “Gelling 82 | P a g e agent” OR “Health product” OR “Metabolite” OR “Nutraceutical” OR “Preservative” OR “Probiotic” OR “Processing aid” OR “Stabiliser” OR “Sweetener” OR “Thickener”. 83 | P a g e Annex I-B: Deliverable 2 - Representative case studies of potential Synthetic Biology food/feed applications and factors influencing their development and commercialisation. Representative case studies of potential Synthetic Biology food/feed applications and factors influencing their development and commercialisation 106 Contents Item 1. Context: synthetic biology - what are the limits? 2. Updated inventory of synthetic biology food/feed products and applications identified through literature search 3. Representative case studies 4. 5. 6. 7. 8. 106 Proposed classification of synthetic biology food/feed products and applications Potential societal responses of synthetic biology food/feed products and applications Conclusions Next steps – planning Deliverable 3 Annexes Page 2 6 17 23 25 30 31 38 Image from: http://undsci.berkeley.edu/article/0_0_0/howscienceworks_18 84 | P a g e 1. Context: Synthetic biology - which are the limits? Understandably our society is always interested in creating the means to identify and implement quicker, more efficient, and less costly solutions to short- and long-term challenges that we face. Synthetic biology is a field that offers futuristic products and applications to address some of the crucial issues in relation to health and the environment (e.g. green energy, ensuring food security for all, climate change, environmental pollution, targeted health intervention) and quicker scientific progress in a number of fields107 (Khalil & Collins, 2010; Schmidt, 2010; TNS-BMRB, 2010 - WP2; Bailey et al., 2012; Flari & Chaudhry, 2012; Hoskisson, 2012; STOA workshop report, 2012). Synthetic biology seeks to engineer new, or re-design exiting functions, in organisms, aiming to produce desired products (e.g. drugs, food additives, biofuel, etc.), or a desired service (e.g. remediation) (Heinmen & Panke, 2006; Alterovitz et al., 2009). Potential prospects for synthetic biology appear to be vast, restrained perhaps by two major encompassing dimensions: the speed of development of technological advances, and the degree of social acceptance of synthetic biology products and applications. The latter is crucial as the term “synthetic biology” implies non-natural processes in living organisms that are able to replicate and reproduce, and hence an obvious technological association with organisms and products developed through Genetic Modification (GM) and by synthetic biology. It would be sensible for one to think that these two influencing dimensions could be positively correlated; i.e. the more a technology and/or product/application are accepted by the public, the more possible that resources (i.e. funds and time) would be allocated for its development and vice versa. The moratorium on GM research in Europe could be a strong example of such correlation (Amman, 2010; European Commission 2010). Currently, certain technological areas or sub-fields of synthetic biology have been identified (a review is shown in COGEM, 2013): Synthetic genome (total or substantial parts of genome assembled through synthetic DNA/RNA) Factory of life: Synthetic Biologists reinvent nature with parts, circuits. Science news, January 12 2013. [Online] Available at: https://www.sciencenews.org/article/factory-life [Last accessed 16 12/2013] 107 85 | P a g e Metabolic pathway engineering Regulatory circuits Minimal genome organism Orthogonal life Protocell Xenobiology An outline of the above major technological areas or sub-fields of synthetic biology is shown in Annex I. The analysis included in Annex I is based mainly on information published in COGEM report 2013108. Computational Biology (or Bioinformatics) contributes significantly to the technological advances of synthetic biology as it allows researchers to model their ‘genetic circuits’ before trying them out in live biological systems in order to choose the “fit for purpose” synthetic genetic parts (Kuwahara et al., 2013). Additionally, recently developed modelling techniques accommodate for the inherent variability in the biological systems (Tan and Liao, 2012; Toni and Tidor, 2013). How close, however, are synthetic biology based organisms or products to reality? How probable is it to design and create a synthetic, non-natural, organism that would be engineered to deliver a desired product and/or a service and would be viable, and able to replicate and reproduce? The outcome of a 15-year, highly costly but successful, experiment run at the J. Craig Venter Institute in USA indicates that promises of Synthetic Biologists may not be a fiction. Synthia, the first “synthetic organism” was announced in Science in 2010109. COGEM report in 2013110 reports that it took a team of 25 researchers 15 years to complete the project, which cost more than 40 million US dollars. The future intention of the team is to get on a further technological step and transplant the minimal genome they 108 COGEM (2013) Synthetic Biology – Update 2013. Anticipating developments in synthetic biology. [Online] Available at: http://www.cogem.net/index.cfm/en/publications/publicatie/synthetic-biology-update-2013 [Last accessed 16 12 2013] 109 Gibson DG, Glass JI, Lartigue C, Noskov VN, Chuang RY, Algire MA, Benders GA, Montague MG, Ma L, Moodie MM, Merryman C, Vashee S, Krishnakumar R, Assad-Garcia N, Andrews-Pfannkoch C, Denisova EA, Young L, Qi ZQ, Segall-Shapiro TH, Calvey CH, Parmar PP, Hutchison CA 3rd, Smith HO, Venter JC (2010 Jul 2; Epub 2010 May 20). "Creation of a bacterial cell controlled by a chemically synthesized genome". Science 329 (5987): 52–6. 110 COGEM (2013) Synthetic Biology – Update 2013. Anticipating developments in Synthetic Biology. [Online] Available at: http://www.cogem.net/index.cfm/en/publications/publicatie/synthetic-biology-update-2013 [Last accessed 16 12 2013] 86 | P a g e identified for Mycoplasma genitalium into a cell to create Mycoplasma laboratorium, a synthetic mycoplasma with the minimum genome needed to allow it to be viable and able to replicate111. The key question for this project is how probable it is that a synthetic biology food/feed product will be on the market in the coming years? Particularly prospects of synthetic biology for food and feed have been truly ambitious (Dos Santos, 2010; Ducat et al., 2012; optimised crop production112), although most prominent research is focused on agricultural applications. In the UK the vision of employing synthetic biology in optimised crop production has been translated into a range of highly funded projects, e.g. projects that aim to make non-leguminous crop plants able to fix nitrogen113. An alternative synthetic biology approach using cyanobacteria within photosynthetic cells is being pursued by scientists at Washington University in USA114. A snapshot of broad opportunities of synthetic biology for food/feed products and applications was given by Vitor Martins dos Santos in a meeting organised by the Health and Consumers DG of the European Commission115. More recently, an inventory of existing and possible products based on synthetic biology has been developed (and regularly updated) by the synthetic biology project116, an initiative stemmed by the Woodrow Wilson International Center for Scholars. The inventory (most recently updated on 27th of July 2012) refers to certain groups of synthetic biology applications, i.e. biofuels, chemicals, food, materials, medicines, other; the food sector is the least populated group this far, compared with the other sectors (the listed applications are shown in Figure 1 below). Information retrieved from: http://en.wikipedia.org/wiki/Mycoplasma_laboratorium http://www.bbsrc.ac.uk/news/research-technologies/2012/121109-pr-investment-uk-synthetic-biologyresearch.aspx 113 For example Professor Giles Oldroyd at John Innes has received £2.5 million funding from BBSRC for research in this area, (http://www.bbsrc.ac.uk/news/research-technologies/2012/121109-pr-investment-uk-syntheticbiology-research.aspx) 114 http://news.wustl.edu/news/Pages/25585.aspx 115 Synthetic biology in Food and Health. [Online] Available at: http://ec.europa.eu/health/dialogue_collaboration/docs/ev_20100318_co08.pdf [Last accessed 16 12 2013] 116 http://www.synbioproject.org/ 111 112 87 | P a g e Figure 1: Snapshot of the inventory of synthetic biology products – existing and possible (Draft – July 2013)117. Our search for synthetic biology food/feed products and applications (existing or forthcoming) investigated peer reviewed relevant publications, patents, grey literature, reports from highly regarded organisations (e.g. European Commission, WHO, etc.) as well as discussions within the project team. As described previously (in deliverable 1) the identification of “pure” synthetic biology food/feed products applications was highly complicated because of the large overlap with “older, more traditional” biotechnology fields, most prominently GM. The latter was even more evident when searching patents where it seems even more difficult to distinguish synthetic biology from long established biotechnology fields, such as metabolic engineering, recombinant protein expression, etc. (Rutz, 2009). The outcomes of this work therefore need to be interpreted with caution, and as a “proof of concept” exploratory process. 117 Source: synthetic biology project: http://www.synbioproject.org/process/assets/files/6631/_draft/synbio_applications_wwics.pdf 88 | P a g e 2. Updated inventory of synthetic biology food/feed products and applications identified through literature search The final search strategy we developed in deliverable 1 (as shown in Table 3 in D1) was employed to search available information sources (indicated in Table 2 in D1). This resulted in identification of 713 articles and 108 patents as potentially relevant to the objectives of the project. These were critically screened by the project team members to identify the most relevant ones. The team applied the working understanding for synthetic biology (as defined in page 6 in D1) in order to screen out products and applications that were thought of as typically GM118. Initial results119 from this exercise were enriched further (the protocol followed illustrated in Figure 2 below), and an updated inventory of identified potential synthetic biology food/feed products and applications is shown in Table 1. Figure 2: The flow diagram illustrates the different literature search and screening phases followed for the identification of the representative case studies for the project. Phase 1 was described in detail in Deliverable 1 (D1 - pages 10 to 33). Human intelligence steps refer to the evaluations, assessments, and elicitation of views from the project team members. Some examples of such “rejected” products and applications are shown below in Table 4 in D1. These included items that were considered as synthetic biology products and applications, items that refer to products and applications that are based on methods which are rather closer to GM than synthetic biology, albeit not strictly GM, and finally items that were considered as valuable because of the methodologies described that would perhaps lead to the development of food / feed related synthetic biology products and applications in the future (items are shown in detail in Table 5 in D1). 118 119 89 | P a g e 1120 213 3 4 5 6 7 8 9 10 11 12121 13 14122 15 Aharoni, A. and E. Lewinsohn (2010). Genetic engineering of fruit flavors. Handbook of fruit and vegetable flavors: 101-114. ISBN 978-0-470-22721-3 Akhila, A. (2007). Metabolic engineering of biosynthetic pathways leading to isoprenoids: Mono- and sesquiterpenes in plastids and cytosol. Journal of Plant Interactions 2(4): 195-204. Alchihab, M., J. Destain, et al. (2010). Production of aroma lactones by yeasts. Biotechnologie Agronomie Societe Et Environnement 14(4): 681-691. Azadi, P., N. V. Otang, et al. (2010). Metabolic engineering of Lilium x formolongi using multiple genes of the carotenoid biosynthesis pathway. Plant Biotechnology Reports 4(4): 269-280. Baeumchen, C., A. H. F. J. Roth, et al. (2007). D-mannitol production by resting state whole cell biotransformation of D-fructose by heterologous mannitol and formate dehydrogenase gene expression in Bacillus megaterium. Biotechnology Journal 2(11): 1408-1416. Barghini, P., D. Di Gioia, et al. (2007). Vanillin production using metabolically engineered Escherichia coli under non-growing conditions. Microbial Cell Factories 6. DOI 13 10.1186/1475-2859-6-13 Baumgartner, F., L. Seitz, et al. (2013). Construction of Escherichia coli strains with chromosomally integrated expression cassettes for the synthesis of 2 '-fucosyllactose. Microbial Cell Factories 12. DOI 40 10.1186/1475-2859-12-40 Blankschien, M. D., J. M. Clomburg, et al. (2010). Metabolic engineering of Escherichia coli for the production of succinate from glycerol. Metabolic Engineering 12(5): 409-419. Bovy, A., E. Schijlen, et al. (2007). Metabolic engineering of flavonoids in tomato (Solanum lycopersicum): the potential for metabolomics. Metabolomics 3(3): 399-412. Brochado, A. R., C. Matos, et al. (2010). Improved vanillin production in baker's yeast through in silico design. Microbial Cell Factories 9. 84 DOI 10.1186/1475-2859-9-84 Burgess, C., W. Sybesma, et al. (2003). Characterisation and improvement of riboflavin production in Lactococcus lactis. Abstracts of the General Meeting of the American Society for Microbiology 103: O-088. Burja, A. M. and H. Radianingtyas (2005). Marine microbial-derived nutraceuticals biotechnology: an update. Food Science & Technology 19(1): 14-16. Cimini, D., K. R. Patil, et al. (2005). Metabolic engineering of succinic acid production in Saccharomyces cerevisiae. Journal of Biotechnology 118: S118-S118. Cunningham, F. (2003). Metabolic engineering of pathways leading to fat-soluble vitamins and antioxidants in plants: What have we learned and where are we going? Hortscience 38(5): 715-715. Damude, H. G. and A. J. Kinney (2007). Metabolic engineering of seed oil biosynthetic pathways for human health. Verpoorte, R., Alfermann, A. W., Johnson, T. S. Applications of Plant Metabolic Engineering. 978-1-4020-6030-4(H). DOI 10.1007/978-1-4020-6031-1_10 Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Additive Article or patent Antioxidant Table 1: Updated and enriched inventory of items identified as relevant to the aims and objectives of the study. We were not able to source the articles highlighted in yellow. x x x x x x x x x x x x x x x x 120 Review Concept paper 122 Abstract 121 90 | P a g e 16 17 1813 19 2013 2113 22 23 24 25 26 27 28 29 30 3113 Dyer, J. M., D. C. Chapital, et al. (2003). Metabolic engineering of bakers' yeast for production of valueadded lipids. Abstracts of Papers American Chemical Society 225(1-2): 115-AGFD 115. Field, D., M. Begley, et al. (2012). Bioengineered Nisin A Derivatives with Enhanced Activity against Both Gram Positive and Gram Negative Pathogens. PLoS ONE 7(10). Gaspar, P., A. R. Neves, et al. (2008). Engineering and re-routing of the metabolism of lactic acid bacteria. Mayo, B., Lopez, P., Perez-Martinez, G. Molecular aspects of lactic acid bacteria for traditional and new applications. ISBN 265-289. 978-81-308-0250-3 Han, X.-y., D.-q. Sun, et al. (2007). Gene regulation to lactic acid bacteria for increasing production of flavor metabolite. Weishengwu Xuebao 47(6): 1105-1109. Hendrawati, O., H. J. Woerdenbag, et al. (2010). Metabolic engineering strategies for the optimization of medicinal and aromatic plants: realities and expectations. Zeitschrift Fur Arznei- & Gewurzpflanzen 15(3): 111-126. Iijima, Y. (2010). Metabolic factory for flavors in fruits and vegetables. Handbook of fruit and vegetable flavors: 705-727. ISBN 978-0-470-22721-3 Jin-Ho, C., R. Yeon-Woo, et al. (2005). Biotechnological production and applications of coenzyme Q10. Applied Microbiology and Biotechnology 68(1): 9-15. Jung, W. s., I.-M. Chung, et al. (2003). Manipulating isoflavone levels in plants. Journal of Plant Biotechnology 5(3): 149-155. Kim, S.-H., S.-Y. Kim, et al. (2009). Biosynthesis of Polyunsaturated Fatty Acids: Metabolic Engineering in Plants. Journal of Applied Biological Chemistry 52(3): 93-102. Kong M.K., Lee P.C. (2011). Metabolic engineering of menaquinone-8 pathway of Escherichia coli as a microbial platform for vitamin K production. Biotechnology and Bioengineering 108(8): 1997–2002 Koopman, F., J. Beekwilder, et al. (2012). De novo production of the flavonoid naringenin in engineered Saccharomyces cerevisiae. Microbial Cell Factories 11. DOI 155 10.1186/1475-2859-11-155 Lee, J. H. and D. J. O'Sullivan (2008). Metabolic Engineering of Lactococcus lactis for the Development of a One-Step Bioconversion of Lactose into Tagatose. Abstracts of the General Meeting of the American Society for Microbiology 108: 473-473. Lei, Z., W. Zinan, et al. (2007). Metabolic engineering of plant L-ascorbic acid biosynthesis: recent trends and applications. Critical Reviews in Biotechnology 27(3): 173-182. Lemuth, K., K. Steuer, et al. (2011). Engineering of a plasmid-free Escherichia coli strain for improved in vivo biosynthesis of astaxanthin. Microbial Cell Factories 10. DOI 29 10.1186/1475-2859-10-29 Lewinsohn, E., R. Davidovich-Rikanati, et al. (2010). Functional genomics for the discovery of genes affecting lemon basil aroma and their use in flavor engineering of tomato. ISHS Acta Horticulturae 860: IV International Symposium on Breeding Research on Medicinal and Aromatic Plants - ISBMAP2009 Liu, N. and S. Zheng (2010). Advances in biological functions and biosynthesis regulation of tocotrienols. Guangxi Zhiwu / Guihaia 30(1): 122-159. Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent x x x x x x x x x x x x x x x x x x x x x x 91 | P a g e 3213 33 34 3513 3613 37124 3813 39 40 41125 42 4313 44126 Lorence, A. and C. L. Nessler (2007). Pathway engineering of the plant vitamin C metabolic network. Verpoorte, R., Alfermann, A. W., Johnson, T. S. Applications of Plant Metabolic Engineering: 1970217. ISBN 978-1-4020-6030-4(H) Lu, C.-H., J.-H. Choi, et al. (2011). Laboratory-Scale Production of Tomato Carotenoids Using Bioengineered Escherichia coli. FASEB Journal 25. Luo, H., J. Song, et al. (2013). Cloning and expression analysis of a key device of HMGR gene involved in ginsenoside biosynthesis of Panax ginseng via synthetic biology approach. Acta Pharmaceutica Sinica 48(2): 219-227. Mattoo, A. K., V. Shukla, et al. (2010). Genetic Engineering to Enhance Crop-Based Phytonutrients (Nutraceuticals) to Alleviate Diet-Related Diseases. Bio-Farms for Nutraceuticals: Functional Food and Safety Control by Biosensors. M. T. Giardi, G. Rea and B. Berra. 698: 122-143. Mehrotra, S., L. U. Rahman, et al. (2010). An extensive case study of hairy-root cultures for enhanced secondary-metabolite production through metabolic-pathway engineering. Biotechnology and Applied Biochemistry 56: 161-172. Melzer, G., M. E. Esfandabadi, et al. (2009). "Flux Design: In silico design of cell factories based on correlation of pathway fluxes to desired properties. Bmc Systems Biology 3: 120 Misawa, N. (2009). Pathway engineering of plants toward astaxanthin production. Plant Biotechnology 26(1): 93-99. Moldrup, M. E., +F. Geu-Flores, et al. (2011). Modulation of sulfur metabolism enables efficient glucosinolate engineering. BMC Biotechnology 11(12): (31 January 2011)-(2031 January 2011). Park, J. H. and S. Y. Lee (2010). Metabolic pathways and fermentative production of L-aspartate family amino acids. Biotechnology Journal 5(6): 560-577. Peiru, S., E. Rodriguez, et al. (2008). Metabolically engineered Escherichia coli for efficient production of glycosylated natural products. Microbial Biotechnology 1(6): 476-486. Reuben, S., L. J. Cseke, et al. (2006). Molecular biology of plant natural products. Cseke, L. J., Kirakosyan, A., Kaufman, P. B., Warber, S. L., Duke, J. A., Brielmann, H. L. Natural products from plants: 165-202. ISBN 0-8493-2976-0\978-0-8493-2976-0 Sato, F. and K. Matsui (2012). Engineering the biosynthesis of low molecular weight metabolites for quality traits (essential nutrients, health-promoting phytochemicals, volatiles, and aroma compounds). Altman, A, Hasegawa, P. M., Plant Biotechnology and Agriculture: Prospects for the 21st Century, 443461. 978-0-12-381467-8. So-Yeon, S., H. Nam Soo, et al. (2011). Production of resveratrol from p-coumaric acid in recombinant Saccharomyces cerevisiae expressing 4-coumarate:coenzyme A ligase and stilbene synthase genes. Enzyme and Microbial Technology 48(1): 48-53. Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent x x 123 x x x x x x x x x x x x x In the sense that vitamin C that is enhanced in a crop is a crucial supplement for human diet. Method paper; description of process / strategy to optimize strain and bioprocess. 125 Polyketides are pharmacologically important. The paper is a method paper for demonstrating a technique for efficient production of glycosylated natural products. The evaluation of this paper concentrates on how the methods described could be used in order to produce food/feed SynBio products/applications. 126 Production of resveratrol, a polyphenolic compound. 123 124 92 | P a g e 45127 46 47 48 48b 49128 50 51 52 53129 54 5513 56 5713 58 Sun-Young, Kang, C. Oksik, et al. (2012). Artificial biosynthesis of phenylpropanoic acids in a tyrosine overproducing Escherichia coli strain. Microbial Cell Factories 11(Dec.): 153-153. Thanasomboon, R., D. Waraho, et al. (2012). Construction of synthetic Escherichia coli producing slinalool. Proceedings of the 3rd International Conference on Computational Systems-Biology and Bioinformatics. J. H. Chan, A. Meechai and C. K. Kwoh. 11: 88-95. Van der Straeten et al. (2010) Patent Application Publication US 2010/0183750 A1: Fortification of plants with folates by metabolic engineering. Wang, Y., H. Chen, et al. (2010). Metabolic engineering of resveratrol and other longevity boosting compounds. Biofactors 36(5): 394-400. Jeandet et al., 2013: Metabolic Engineering of Yeast and Plants for the Production of the Biologically Active Hydroxystilbene, Resveratrol. J Biomed Biotechnol. 2012; 2012: 579089. Published online 2012 May 13. doi: 10.1155/2012/579089 Watts, K. T., P. C. Lee, et al. (2006). Biosynthesis of plant-specific stilbene polyketides in metabolically engineered Escherichia coli. BMC Biotechnology 6(22): (21 March 2006)-(2021 March 2006). Won-Heong, Lee., P. Panchalee, et al. (2012). Whole cell biosynthesis of a functional oligosaccharide, 2′ fucosyllactose, using engineered Escherichia coli. Microbial Cell Factories 11(April): 48-48. Yu, O. (2009). Genetic regulation and metabolic engineering of isoflavone biosynthesis. Abstracts of Papers of the American Chemical Society 238: 294-294. Yue, A.-Q. and R.-Z. Li (2009). Metabolic Engineering to Produce Novel Renewable Industrial Fatty Acids in Oilseeds. Zhongguo Shengwu Huaxue yu Fenzi Shengwu Xuebao 25(6): 501-509. Zvi, M. M. B., B. Spitzer, et al. (2006). Navigating the network of floral scent production. Acta Horticulturae. A. Mercuri and T. Schiva: 143-154. Hugenholz et al. (2002). Metabolic engineering of lactic acid bacteria for the production of Nutraceuticals. Antonie van Leeuwenhoek 82: 217–235, 2002. de Vos, Hugenholtz J (2004) Engineering metabolic highways in Lactococci and other lactic acid bacteria. TRENDS in Biotechnology 22(2): 72-79 Yan et al. (2012) Phylogenetic identification of bacterial MazF toxin protein motifs among probiotic strains and foodborne pathogens and potential implications of engineered probiotic intervention in food. Cell & Bioscience 2:39 Satake et al. (2013) Recent Advances in the Metabolic Engineering of Lignan Biosynthesis Pathways for the Production of Transgenic Plant-Based Foods and Supplement. J. Agric. Food Chem., DOI: 10.1021/jf4007104 Julien, Brian N et al. (2008) Novel methods for production of 5-epi-beta-vetivone, 2-isopropyl-6,10dimethyl-spiro[4.5]deca- 2,6-dien-8-one, and 2-isopropyl-6,10-dimethyl-spiro[4.5]deca-1,6-dien-8-one US Patent 0080233622 x Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Nutraceutical Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Colour agent Antioxidant Additive Article or patent x x x x x x x x x x x Production of phenylpropanoic acids that draws increasing attention due to pharmaceutical properties. Method paper that could be used as an example for production of SynBio food/feed products/applications. Use of phenylpropanoic acid in food industry is reported: http://en.wikipedia.org/wiki/Phenylpropanoic_acid 127 128 129 Synthesis of plant-specific stilbene polyketides with which numerous health benefits are associated. Background method paper that could facilitate metabolic engineering of fragrances in the future. 93 | P a g e 59 60 61130 62 Kayser, O. (2010). Metabolic engineering strategies for the optimization of medicinal and aromatic plants: expectations and realities. Acta Horticulturae. D. Baricevic, J. Novak and F. Pank: 199-204. Labuda, I. (2011). Biotechnology of vanillin: vanillin from microbial sources. Havkin-Frenkel, D., Belanger, F. C., Handbook of vanilla science and technology: 301-331. ISBN 978-1-4051-9325-2 68 Oke, M. and G. Paliyath (2010). Flavor from transgenic vegetables. Handbook of fruit and vegetable flavors: 681-692. ISBN 978-0-470-22721-3 Rito-Palomares, M. (2010). Bioengineering strategies for the purification of biological products. Journal of Biotechnology 150: S357-S357. Schwab, W., T. Hoffmann, et al. (2010). Metabolic Engineering in Fragaria x ananassa for the Production of Epiafzelechin and Phenylpropenoids. Flavor and Health Benefits of Small Fruits. M. C. Qian and A. M. Rimando. 1035: 293-300. 69 Sun-Hwa, Ha., L. Ying Shi, et al. (2010). Application of two bicistronic systems involving 2A and IRES sequences to the biosynthesis of carotenoids in rice endosperm. Plant Biotechnology Journal 8(8): 928938. 7013, 131 Tan, Y. and J. C. Liao (2012). Metabolic ensemble modeling for strain engineers. Biotechnology Jour nal 7(3): 343-353. Wakasa, K. and A. Ishihara (2009). Metabolic engineering of the tryptophan and phenylalanine biosynthetic pathways in rice. Plant Biotechnology 26(5): 523-533. 71 130 131 Supplement Sweetener Stabiliser Processing aid Probiotic Preservative Metabolite Ingredient (incl. fermentation product) Health product Gelling agent Fragrance (relevant to food flavouring) Flavour enhancer Flavouring agent Feed - Feedstock Enzyme Emulsifier Crop or Crop derived product Nutraceutical x Farasat, I., J. Collens, et al. (2011). Efficient optimization of synthetic metabolic pathways with the RBS Library Calculator. Abstracts of Papers American Chemical Society 241: 161-BIOT. 6413 6714 x Diretto, G., N. Schauer, et al. (2010). Systems biology characterization of engineered tomato fruits with improved carotenoid content provides novel insights on the interplay between pigment biosynthesis and post-harvest characteristics. Journal of Biotechnology 150: S548-S549. Itkin, M. and A. Aharoni (2009). Bioengineering. Osbourn, A. E., Lanzotti, V. Plant-Derived Natural Products: Synthesis, Function, and Application: 4350473. ISBN 978-0-387-85497-7 6613 Colour agent Abbas, C. A. and A. A. Sibirny (2011). Genetic control of biosynthesis and transport of riboflavin and flavin nucleotides and construction of robust biotechnological producers. Microbiology and Molecular Biology Reviews 75(2): 321-360. Alper, H. S. and C. Wittmann (2013). Editorial: How multiplexed tools and approaches speed up the progress of metabolic engineering. Biotechnology Journal 8(5): 506-507. 6313 65 Antioxidant Additive Article or patent x x x x x x Method paper on computational biology. Method paper for modelling parameters for designing strains of Escherichia coli. 94 | P a g e The products/ applications included in the updated inventory were evaluated in regard to the main technological areas concerned. No food/feed product or application that was based on synthetic biology in terms of either regulatory circuits, minimal genome organisms, orthogonal life, protocells, or xenobiology was identified. Therefore majority of the products/applications included in Table 1 is concerned with products or future applications that appeared to be based on either DNA synthesis/ synthetic genome, and/or metabolic engineering. The project team members evaluated further each of the identified items in regard to the following dimensions: Technological area or sub-field of synthetic biology, including the number of genes involved. Modified organism/s concerned, i.e. transgenic plant; bacteria; yeast. Products and applications concerned; if not current, how far from being considered at the market? Risks: health, environment, socioeconomic, including uncertainties – what are we most uncertain about? Benefits: health, environment, socioeconomic. Costs – anticipated total cost and stakeholders sharing the cost, e.g. academia, industry, government. As stated in Deliverable 1, this far, synthetic biology is not defined by one universal definition across the world (see Table 1 in D1). What is more, the existence of synthetic biology as a distinct area of research and/or technology is being disputed. To our knowledge, the term Synthetic biology is being used to cover a number of fundamentally different approaches, in terms of methods and materials used, epistemic approach and key actors involved (O’Malley et al., 2007). The definition given on page 2 of D1 is one that incorporates the concepts of engineering as its “raison d'etre”, or otherwise, the purpose and usefulness of the synthetic organism. Researchers who follow this engineering approach stress that the key to synthetic biology is the application of engineering principles (such as modularisation, standardisation, characterisation), and the implementation of systematic design (Endy, 2005; Kitney and Freemont, 2012). As such, they are adamant that synthetic biology “is not a direct extension of genetic engineering” (Kitney and Freemont, 2012, p.2035). 95 | P a g e In the present work we tried to follow a pragmatic approach to identify Synthetic Biology food/feed products and applications. Although such pragmatic approach is crucial in order to perform this kind of study, it is also important to acknowledge that debates about “what is synthetic biology exactly?” and even more often about “whether synthetic biology differs from GM, and if so how?” do exist and are likely to persist for the foreseeable future. One thing that perhaps was not defined very precisely in our pragmatic definition was the qualitative, engineering aspect of synthetic biology outputs. Our working definition (Table 1 in D1) appeared focused on a quantitative, rather than on a qualitative distinction; nevertheless, we need to emphasize that the underlying rationale of the project team members was equally focused on the engineering aspect of novel, synthetic (i.e. artificial) organisms, and in particular on “how much of the produced organism was designed as new”? When thinking about products and applications where existing (e.g. whole metabolic pathway of a plant) or artificial (partial of full) genome (e.g. xenobiology) is engineered into an existing cell (e.g. recombinant E.coli) one needs to consider that the end product would carry a combined genome from two different sources, e.g. then the results is a bacterial strain which in Xth percent characteristic is also a plant. This will inevitably increase complexity of regulation of future permutations between disparate species and totally synthetic pathways and whole organisms. Given the above, the project team members agreed upon criteria to employ in order to evaluate the identified items in the updated inventory and assess how close each one is to the concept of synthetic biology (shown in Box 1 below). 96 | P a g e Box 1: Criteria employed by the project team members in order to screen the items that were assessed as being most closely to the concept of synthetic biology. Close to the concept of Synthetic Biology and will be assessed further Whole biosynthetic pathway is concerned and there is production of small molecules. Outcome is of artificial concept, i.e. it does not exist in nature. Far from the concept of synthetic biology and will not be assessed further Just mutation Overexpression Gene silencing Gene product is a protein or a peptide One or few genes in a metabolic engineering pathway are concerned This evaluation phase allowed project team to map the identified items (n=71) against two subjective scales: (a) a scale to describe how close each item is to any of the concepts of synthetic biology (results shown in Figure 3 below), and (b) a subjective timeline of product development that was designed to describe how close each item is thought to be to being on the shelf or in commercial production (results shown in Figure 4 below). During this evaluation process, the project team members excluded three papers from any further assessment (i.e. items 28, 41 and 46 were considered out of scope). Additionally, project team members considered a subset of review articles for further evaluation during the next phase of the project132. 132 These review papers are: 1, 2, 18, 20, 21, 31, 32, 35, 36, 38, 42, 43, 55, 57, 63, 64, 70 97 | P a g e Figure 3: The identified items were evaluated by the project team members in terms of how close each of these are to the concept of synthetic biology. Project team members took into account a number of criteria, including the number of genes involved, whether an engineering concept was evident, as well as the criteria listed above in Box 1. The initial (and furthest from the concept of synthetic biology) point was set as a product in which one or very few functional units were modified, e.g. transgenic herbicide resistant oilseed rape. The point closest to the concept of synthetic biology was set as a new, totally artificial probiotic organism that would be able to survive and reproduce and would be designed and engineered to produce an entirely synthetic probiotic. 98 | P a g e Figure 4: Project team members evaluated the identified items against a subjective timeline of product development. Four stages were introduced in the scale: (a) conceptual, (b) a phase where parts of the product have been produced in the lab, (c) the product has been produced in the lab, and (d) product in on shelf or has been produced in the field. 99 | P a g e 3. Representative case studies Following the evaluation of identified items in terms of how close each item is to (a) the concept of synthetic biology (results shown in Fig. 3 above), and (b) being marketed (results shown in Fig. 4 above), the project team decided to assess in more detail the items that were mapped closer to the concept of synthetic biology, i.e. items mapped beyond point “5” in the subjective scale drawn by the project team members (Fig. 3 above). Thus, the following products and applications were considered in more detail: Synthesis of vanillin in engineered E. coli (No 6133 in Table 1) or yeast (S. cerevisiae; No 10 in Table 1). Synthesis of coenzyme Q10 (No 22 in Table 1). Production of vitamin K (No 25 in Table 1). Synthesis of metabolites via the phenylpropanoid and isoprenoid pathways (several end products could be concerned; No 45 in Table 1). Engineering of probiotic bacteria (i.e. Lactococcus lactis; No 55 in Table 1), again with several possibilities. A more detailed evaluation of these selected products and applications is shown in Table 2 below. Project team members are further developing each of these selected products and applications as detailed case studies to employ in assessment of whether the existing regulatory schemes are “fit for purpose” in the next phase of the project (see below section 7). In addition to the above selected products and applications the team decided to include (a) one more application in the representative case studies, based on existing This is a product that was considered quite close to marketing; http://www.evolva.com/products/vanilla ; http://www.evolva.com/media/press-releases/2013/2/5/iff-and-evolva-enter-pre-production-phase-naturalvanillin-global-food 133 100 | P a g e research that seeks to make non-leguminous plants able to fix atmospheric nitrogen134, and (b) possibly a synthetic yeast135. 134 135 http://www.genomeweb.com/us-uk-provide-12m-nitrogen-fixing-bacteria-and-crop-studies http://syntheticyeast.org/ 101 | P a g e Table 2: Evaluation of selected products and applications as case studies to assess the “fit for purpose” of existing regulatory schemes in the next phase of the project. 136 No Product / Application Health risks Environment risks Socioeconomic risks Benefits 6,10 Synthesis of vanillin in engineered E. coli or yeast (S. cerevisiae) Possible, as whole metabolite profile of yeast would be consumed. SynBio yeast may also produce some harmful substances as a by-product. Unknown Depending on whether is labelled as “natural”137. Possible environmental benefits if bacteria (in case E. coli is concerned) are used to use waste materials as energy source. Plant products are not “alone” in terms of giving natural flavour; accompanied by a number of other compounds. Impacts (positive and/or negative) on local biodiversity in areas where vanilla is grown as a crop. E.coli: none as the product will be extracted and quality assessed for purity. economic, social and cultural impacts on producers of vanilla from agricultural crops Local impacts on biodiversity in areas where vanilla is gown as a crop. However, amount of waste that could be consumed would be very small. It is also unlikely that manufacturers would design a yeast that grows on waste in this case (for a high value compound), as they want to be able to control the growth conditions very precisely. If accepted as safe, a yeast that also generates ‘natural’ vanilla flavour in situ will be highly 136 137 Numbers as cited in Table 1 above. www.foe.org/projects/food-and-technology/synthetic-biology/No-Synbio-Vanilla 102 | P a g e No 136 Product / Application Health risks Environment risks Socioeconomic risks Benefits sought after. 22 Synthesis of coenzyme Q10 (vehicle: E.coli) None was identified during evaluation as the product will be extracted and quality assessed for purity. Unknown Current production of Q10 very expensive. Already this is consumed as a “supplement”; possibly would be more accessible (as it would be less expensive to produce). Nevertheless, it should be emphasized that the product fits with a particular concept of health, based on consuming individual ‘beneficial’ molecules rather than having a healthy mixed diet and lifestyle, and more broadly acknowledging the social dimensions of health. 25 Production of vitamin K (vehicle: E.coli) None was identified during evaluation as the product will be extracted and quality assessed for purity. Unknown Unknown Current production via fermentation; possibly of high cost. If the synthetic biology product is grown on waste then environmental benefits would be included. 103 | P a g e 136 No Product / Application Health risks Environment risks Socioeconomic risks Benefits 45 Synthesis of metabolites via the phenylpropanoid and isoprenoid pathways(vehicle: E.coli) Unknown Unknown Depends on how the product would “compete” with conventional production of the end products (e.g. caffeine). Sustainable production of products of interest could be a benefit. Engineering of probiotic bacteria (Lactococcus lactii). A “live” organism that would be consumed. Could be included in a number of end-products. If anything is going wrong in the design and the output has unknown effects (until they get recorded and monitored – this maybe particularly true when chronic effects are concerned). This possibility should increase complexity of regulation. Is this something that people would buy “of the shelf”? Depends on the particular probiotics “produced”. 55 This could be considered as an “umbrella” platform being a probiotic bacteria. Unknown risks. Unknown. When we sell or eat something that is alive (e.g. probiotics) many unknowns exist: Where does it survive? For how long does it survive? If the synthetic biology product is grown on waste then environmental benefits would be included (see above). However, as mentioned above highvalue/low-volume products will ever be produced using yeast that grows on waste. That scenario is more likely for high volume/low value products such as biofuels. 104 | P a g e No 136 Product / Application Health risks Complications may arise if point of purchase and point of consumption differ. Environment risks Socioeconomic risks Benefits Which are any interactions with the environment? 105 | P a g e 4. Proposed classification of synthetic biology food/feed products and applications The work conducted in the project so far also aimed to classify potential synthetic biology food and feed products according to types of applications; whether this would be appropriate for identifying gaps in the existing regulatory frameworks remains to be seen during the next phase of the project. Inevitably however, societal responses will need to be addressed in any classification scheme, and including regulatory frameworks. In particular there are two dimensions that the project team believes would be crucial for discussions of societal responses to such products: Contained use and deliberate release138 In European and UK regulations, a distinction is made between applications involving genetically modified micro-organisms that are intended for “contained use” in industrial fermenters for the production of compounds such as additives, colourings, emulsifiers, flavourings and those intended for “deliberate release into the environment”, such as plant crops and micro-organisms used as pesticides, fertilisers or other kinds of in-field growth promoters. Almost all of the applications listed in Table 1 would fall into the “contained use” category, and this is expected to have important implications for regulation and societal responses. Classification by type of benefit The second dimension is the types of benefit, which will be absolutely crucial in shaping societal responses: who is supposed to benefit? In what way? What existing product/technology would this replace? In what way/s will it be better that the existing product/technology: would it be cheaper, faster, healthier, more environmentally sustainable, fairer? Possibilities could include: o Improving crop yield. o Producing food (including supplements, nutraceuticals) more sustainably. o Producing processed food/feed more cheaply or efficiently. 138 Marris and Jefferson (2013) 106 | P a g e o Increasing nutritional properties of food/feed; improving the flavour or appearance of food. o Improving nutritional properties of food to alleviate or prevent diet-related diseases for wealthy consumers (mostly in the global North). o Improving nutritional properties of food to alleviate or prevent diet-related diseases for poor consumers (mostly in the global South). o Producing food with pharmaceutical (or ‘nutraceutical’) properties to alleviate or prevent non-diet related illnesses or improve health. One could look into this aspect from the perspective of ‘enabling’ platforms; platforms that can be used to develop many products (possibly affecting a number of sectors. To our knowledge such platforms could refer to either (a) a particular pathway, or (b) a microorganism (e.g. a probiotic organism) or yeast139. An example for the former is the plant isoprenoid pathway; many agronomical and biotechnological applications may be based on the plant isoprenoid metabolism (Vranova et al., 2012), thus providing the possibility for a plethora of synthetic biology end products in a number of sectors (e.g. biofuels, pharmaceuticals, etc.). The engineering of such broad pathways would ensure speed of development of relevant end products. Nevertheless, they may harbour monopolies that in time could hamper innovation and collaborations (EASAC, 2011). An example of the latter exist in one of our case studies, in particular the probiotic bacteria (No 55 in Table 2 above). 139 http://syntheticyeast.org/ 107 | P a g e 5. Potential societal responses of synthetic biology food/feed products and applications There has been some research on public attitudes to synthetic biology already, using both quantitative and qualitative research methods. The results are consistent with those from more than three decades of social science research on public responses to technological risks, and to emerging fields of science and technology, notably agricultural GMOs, and important lessons can be learnt from that previous research. Quantitative survey research provides relatively superficial data on public responses to science and technology which needs to be interpreted with caution. Deeper and more nuanced understandings of public responses are obtained from qualitative research, for example using focus groups. Social science research on public responses (especially from the field of “science and technology studies”, or STS) reveals that members of the lay public (meaning citizens with no direct involvement in the field in question), when they express themselves in focus groups, do not express straightforward “for” or “against” views about any particular field of science and technology. These focus group participants tend to be more nuanced and ambivalent than is portrayed in “folk theories” (Rip, 2006) or “myths” (Marris, 2001) that pervade the narratives of scientists and science policy actors. For synthetic biology, these more nuanced positions are apparent from the workshops held with members of the public for the BBSRC/EPSRC dialogue (Bhattachary et al., 2010) (see Annex 2), and in focus groups conducted by Pauwels in the USA (Pauwels 2009, 2013). Some key messages relevant to synthetic biology are: Applications matter. There are certain key factors that need to be taken into account: The intended purpose(s) of an application, including the extent to which claims about benefits are credible. The distribution of anticipated risks and benefits. The extent to which those exposed to potential risks will be informed, and will have a choice about their exposure. 108 | P a g e Whether or not the intended use of the application will entail the deliberate release into the environment of a live genetically engineered organism. The often-heard notion that members of the public “accept” medical applications of GMOs but “reject” food and agricultural GMOs, and that this is due to a preference for applications that deliver direct benefits, is true to some extent, but is too simplistic. Differences in responses to medical and food applications of GMOs are affected by a number of other important factors including: whether the GMO will be released into the environment, how risks and benefits are distributed, the length and regularity of exposure to the risks, how information - and in particular uncertainties - is communicated and by whom, the extent to which those exposed to risks have any choice about their exposure; the extent to which unintended negative effects can be reversed if they arise; and judgments about differences in the regulations in place in the two sectors (see further details below). Applications that require the release of GM crops or bacteria in the environment will be appraised very differently from those that rely on the contained use of bacterial or yeast cells in industrial fermenters; and this applies equally to medical and agri/food applications. Members of the public tend, unsurprisingly, to express more positive views towards applications that are presented as achieving health, environmental or other societal benefits. However, and crucially, members of the public will, given the chance, examine claims about benefits and make judgements about their credibility that will affect their appraisal of specific applications. Thus, claims about benefits will be examined for evidence that they will *actually* be delivered, in the relevant local context(s). Claims that do not fit well with peoples’ experience of the behaviour of institutions will, in particular, be treated with scepticism. Claims about benefits that are at odds with what is actually ultimately delivered can generate further scepticism and fuel public controversy (e.g. promises to feed the world’s poor compared to delivering herbicide tolerant soya beans used to feed farm animals and in processed food consumed by wealthy populations in the Global North). Such examination is more likely to occur (and/or be evident) in focus groups and real life situations than in the context of a questionnaire survey (The only way questionnaire respondents can express scepticism is to refuse to answer a question, and indeed “don’t know”responses are particularly high in surveys of public attitudes to science and technology). 109 | P a g e The importance of moving away from “synbiophobia-phobia” Synthetic biology distinguishes itself from other fields by the attention it has paid to public views at a stage when the field is still emerging and few, if any, products/applications have been developed. Nanotechnology is probably the only other example where this occurred (in the first decade of the 2000s). In both these cases, these initiatives are largely driven by fears, among promoters of the field, of negative reactions from members of the public, with the ‘GM debacle’ over GM crops and foods regularly cited as the example of a disastrous situation that we need to prevent from re-occurring and must ‘learn lessons from’. With respect to nanotechnology, Rip (2006) argued that the GM case contributed to a “nanophobia-phobia - the phobia that there is a public phobia"; and reflecting on how synthetic biology and nanotechnology are both defined as 'convergent' technologies, Torgersen wryly commented: "”convergence” may have an additional meaning: European technology developers seem to converge in their fear that the public might react negatively" (Torgersen, 2009). Discussions about synthetic biology are permeated with what one may call “synbiophobiaphobia”, as repeatedly demonstrated, for example, during panel discussions at the SB6.0 conference (the premier international conference on synthetic biology) in London in July 2013, and the way this was reported in the media (e.g. (Shukman 2013). With respect to nanotechnology, Rip further argued that “the concern of nanoscientists and technologists about public concerns (painted as phobia about nano) drives their views, rather than actual data about public views” (Rip, 2006). It is crucial for synthetic biology not to make the same mistake. In this section, we therefore review and critically analyse data about public views to synthetic biology, and relevant other research on public views to other emerging technologies, notably agricultural GMOs. Factors that influence different public and societal responses to medical and agri/food applications of biotechnology Survey data that returns more positive attitudes to medical GMOs than to agri/food GMOs is often interpreted as meaning that members of the public are “more accepting” of applications where they can see direct benefits to themselves or those close to them. This is 110 | P a g e often further qualified as an egotistical position, and an irrational one since people seem willing to ignore potential risks in one area and not in another, even though “the technology” involved (modification of DNA) is the same. Such interpretations are challenged by qualitative data from focus groups, which reveals that members of the public express positive views towards applications that have intended benefits for society in general (e.g. for more sustainable agricultural practices), and/or for populations outside of their immediate social circle, including populations in the global South. Additional factors ‘complexify’ these responses and help to explain the generally observed difference, in questionnaire surveys, between “red” (medical) and “green” (agricultural) applications of biotechnology, in particular: Living GM organisms used for medical applications are generally “contained” rather than “released”, and when medical applications involves the “release” of crops or insects public views are less positive. The benefits and risks of medical applications accrue to the same populations, whereas the benefits and risks of food applications are unequally distributed: benefits to seed companies, farmers, food manufacturers (sometimes also possibly to the environment) and risks to the general population and to the environment. Patients are given detailed, personalised information by people they trust (doctors) about the risks and benefits entailed, and this includes candid information about uncertainties, including “unknown unknowns”, i.e. drug information leaflets list possible side effects and also ask patients to report any unanticipated unlisted effects to their doctors. Having received all this information, patients and their families can make their own decisions about whether or not to use a proposed therapy. Risk regulations for medicines and clinical procedures are more well-known and trusted than those for environmental risks. Corrective action can be taken: a patient can stop taking the medicine, medicines (such as thalidomide) can be withdrawn from the market if problems become apparent. Moreover, medical applications do not receive blanket approval from focus group participants. Research reveals that members of the public do express concerns also about 111 | P a g e medical applications, for example about whether innovation is overly driven by the interests of big firms, and how scientific advances can affect our society in terms of increasing inequalities between rich and poor, and encouraging trends towards greater ‘consumer culture’ (e.g. see table on p.26 of UK Synbio Dialogue Report). And responses to medical applications of synthetic biology that require the release of live organisms into the environment (e.g. “sterile” mosquitoes) are not overwhelmingly positive (see Box 2 below), and this is confirmed by on-going public controversies surrounding experimental releases of these mosquitoes in Brazil, the Cayman Islands and Florida. 112 | P a g e 6. Conclusions Our literature search has not shown any pure synthetic biology food/feed products applications. Nevertheless, we have identified clear trends that indicate what types of synthetic biology products and applications in the food/feed sectors could potentially be developed in the future140. In view of these results, we have identified a number of representative case studies to illustrate hypothetical synthetic biology food/feed products to present in detail to experts, risk assessors and regulators so that any potential inadequacies and gaps in the regulatory schemes and frameworks can be proactively identified ahead of time. For example: o Vanillin synthesised by synbio bacteria; o Yeast that can generate vanilla (and potentially other) flavours in food products in situ; o Coenzyme Q10 synthesised by synbio microbes; o Vitamin K synthesised by synbio microbes; o Industrial chemicals synthesised via phenylpropanoid or isoprenoid pathways by synbio microbes; o Enhanced levels, and potentially a multitude of supplements (different vitamins, antioxidants, etc) by a single strain of synbio probiotic bacteria. o Non-leguminous crops able to fix atmospheric nitrogen141 - reducing the need for synthetic fertilisers; o Synbio microbes to produce new industrial feedstock compounds142. We believe this approach would be extremely valuable as it would allow regulators to prepare in advance for a “fit for purpose” regulation of such products. This in turn is anticipated to increase transparency and trust in regulatory processes, and also facilitate safe development of the new technology in this important sector of economic growth. 140 Some more advanced developments may exist in the area of biosensors but the project team members considered these as out of scope for this work. 141 http://www.genomeweb.com/us-uk-provide-12m-nitrogen-fixing-bacteria-and-crop-studies 142 http://syntheticyeast.org/ 113 | P a g e 7. Next steps – planning Deliverable 3 During the next phase of the project the work will focus on reviewing the regulatory frameworks currently in place in terms of “fitness for purpose” to regulate synthetic biology food/feed products/applications. The project team members will prepare detailed case studies based on the selected products and applications (see section 4 above), and in collaboration with the customer will identify regulatory frameworks that could potentially be appropriate for regulating such products and applications. For example, the novel food regulations, GM regulations (Directive 2001/18, regulation 1829/2003, GMO Deliberate Release Regulations 2002); international guidance that would be beneficial to be taken into account when regulating such products, (e.g. Guidelines for the Appropriate Risk Governance of Synthetic Biology (IRGC, 2010143), WHO Scientific Working Group on Life Sciences Research and Global Health Security144, etc.). The identified regulatory and/or guidance documents will be screened by project team members in order to prepare the platforms for discussion with regulators during a facilitated meeting/workshop. Following the review of potential regulatory frameworks and/or guidance the project team will organize and host a one day meeting in which a small number of experts and major stakeholders will be invited to attend and contribute to the meeting. These may include FSA regulators; Prof Rob Edwards from Fera/University of York; Academia (e.g. Imperial College, UK); Dr Philippe Martin (European Commission - DG Sanco); a representative from the UK Advisory Committee on Releases to the Environment (ACRE); Defra GM team; Industry (e.g. Food and Drinks Federation), NGOs (e.g. Greenpeace International Science Unit – Exeter University), etc. The full list of stakeholder participants will be discussed with all project members and social science experts, and it will be agreed upon with FSA during the 2nd project meeting which is scheduled to occur in project month 3. International Risk Governance Council (2010) Guidelines for the Appropriate Risk Governance of synthetic biology [Online] Available at: http://www.irgc.org/IMG/pdf/irgc_SB_final_07jan_web.pdf [Last accessed on 11/09/2012] 144 WHO Scientific Working Group on Life Sciences Research and Global Health Security [Online] Available at: http://www.who.int/csr/resources/publications/deliberate/WHO_CDS_EPR_2007_4n.pdf [Last accessed on 11/09/2012] 143 114 | P a g e The aim of the meeting would be to present to the regulators and invited experts the selected case studies with the view to (a) identifying the gaps in the existent regulatory frameworks for regulating current and forthcoming synthetic biology food/feed products/applications (outcome of objective 1), and (b) discussing possible approaches to address the identified gaps, e.g. prioritizing research directions, possibilities for international harmonization of regulatory frameworks, etc. Following the completion of the facilitated meeting the project team will compile a draft report to include: A summary of outputs already included in Deliverables 1 and 2 The findings from the meeting, i.e. identified gaps in terms of “fitness of purpose” of current regulatory frameworks to regulate such products Recommendations for potential approaches to address the identified gaps Recommendations for feasible and appropriate implementation mechanisms The draft report will be finalized, presented and discussed in detail with the FSA project officer during the last project meeting which is scheduled for the end of project month 6. A final report will be completed following FSA and peer review comments on the draft report. 115 | P a g e 8. Annexes Annex I: Outline of the major current major technological areas or sub-fields of Synthetic biology. The analysis shown in the table is based mainly on information published in COGEM report 2013. Technological area or sub-field DNA synthesis / Synthetic genome What it is The synthesis of artificial DNA (oligos, genes or a complete genome). Applications Facilitating other applications, such as metabolic pathway engineering. Current challenges It is not yet possible to synthesise very long strands of DNA in an uninterrupted process without any errors. For this reason shorter pieces of DNA are produced and then joined together. Various techniques have been developed to do this. The most commonly use techniques for DNA synthesis are (from “small to large”): chemical coupling of nucleotides (synthesis of Efficacy Near future directions The error margins in the chemical synthesis of DNA are still relatively large compared with natural replication145. It is expected that the focus of DNA synthesis will in future shift from the reconstruction of copies of existing genes (as in genetic modification) to the design of new genetic circuits and functions (a characteristic feature of synthetic biology)146. The error margin in the current chemical synthesis process is around 10-2 to 10-3 (or 1–10 errors per kbp) (Matzas M et al. (2010). High-fidelity gene synthesis by retrieval of sequence verified DNA identified using high-throughput pyrosequencing. Nature Biotechnology 28 November 2010). In comparison, the error margin of natural DNA replication in prokaryotic and eukaryotic cells lies between 10-7 and 10-8 thanks to the various proofreading and mismatch repair systems. Ma S, Saaem I, Tian J (2012). Error correction in gene synthesis technology. Trends in Biotechnology, mart 2012 vol. 30, no 3; Schofield MJ, Hsieh P (2003). DNA mismatch repair: molecular mechanisms and biological function. Annu. Rev. Microbiol. 57, 579-608; Li GM (2008). Mechanisms and functions of DNA mismatch repair. Cell Res. 18, 85-98; Tian J et al. (2004). Accurate multiplex gene synthesis from programmable DN A microchips. Nature 432, 1050-1054; Carr PA et al. (2004). Protein-mediated error correction for de novo DNA synthesis. Nucleic Acids Res. 32, e162; Hoover DM, Lubkowski J (2002). DNA Works: an automated method for designing oligonucleotides for PCR based gene synthesis. Nucleic Acids Res. 30, e43; Xiong AS et al. (2004). A simple, rapid, high-fidelity and cost-effective PCR based two-step DNA synthesis method for long gene sequences. Nucleic Acids Res. 32, e98. 146 Carlson R (2009). The changing economics of DNA synthesis. Nature biotechnology commentary. vol. 27:12 1091 – 1094. 145 116 | P a g e Technological area or sub-field What it is Applications Current challenges Efficacy Near future directions Many of the registered components have not been properly characterised and do not always work in the ways for which they were designed149. Input from computational biology is imperative150. Optimised cost production. small fragments up to 200 bases); use of DNA ligases (joining small fragments with overlapping sequences); polymerisation (based on polymerase chain reaction (PCR)) for fragments up to 15 kilo base pairs (kbp); recombination (joining large DNA fragments (from 100 kbp) or constructing a complete genome in vitro or in vivo (e.g. in yeast cells)). Metabolic pathway engineering Also brief reference to regulatory circuits Inserting combinations of genes into an organism to introduce a new or altered function. Metabolic pathway engineering takes genetic modification a step further; instead of inserting one or few genes it engineers a Fundamental research, production of highvalue chemicals, biofuels, pharmaceutical products (e.g. artemisinin), bioremediation. Optimisation of existing components / Biobricks. Complexity: In 2011 the highest level of complexity of introduced metabolic pathways with combinations of genes was around 10 to 15 introduced genes148. 148 Schmidt M, Pei L (2011). Synthetic Toxicology: Where Engineering Meets Biology and Toxicology. Toxicol. Sci. (2011) 120 (suppl 1): S204-S224. 149 Schmidt M, Pei L (2011). Synthetic Toxicology: Where Engineering Meets Biology and Toxicology. Toxicol. Sci. (2011) 120 (suppl 1): S204-S224; Kean S (2011). A lab of their own. Science News Vol. 333 no. 6047 pp. 1240-1241. 150 To be suitable for standardisation and use in metabolic pathway engineering, BioBricks must possess a large number of specific properties, such as specificity, orthogonality, sensitivity, robustness, compatibility and adjustability. In future, computer models will play an important part in the standardisation and rational design of synthetic organisms with new functions. The results of a study to develop the first computer model of a complete bacterium were recently published. The scientists made a computer model of the bacterium Mycoplasma genitalium which maps a considerable number of molecular interactions in the organism based on 1900 experimentally determined parameters (COGEM report 2013), 117 | P a g e Technological area or sub-field Minimal genome organism Also brief reference to orthogonal life approaches What it is Applications whole pathway into an organism with the view to produce a desirable output, e.g. pharmaceutical component, odorount, fuel, plastic, etc. Vehicles: Microorganisms (bacteria, yeast), plants, plant cell cultures. The products of greatest interest are those that are produced only in small quantities in their natural form or are difficult to process. Regulatory circuits refers to the engineering of novel internal circuitry that would enable a cell / an organism to produce a desired product. An example of such circuits and the underlying technology is given in Lucks et al. (2011)147. Making a model organism which only performs the most essential functions (top-down). A minimal genome organism is an organism that possesses only the most essential hereditary Creating model organisms, fundamental research. A model organism can function as an optimal chassis organism Current challenges Efficacy Near future directions Cost/benefit analysis of the production. Identifying the best “model organisms” to work with. Standardising the minimal genome model organisms to employ as vehicles. Variable efficacy depending on the minimal genome organism involved. Researchers have succeeded in removing about 15% to 30% of the genome of E. coli9 and are working on a eukaryotic model system for a synthetic version of the yeast S. Lucks JB et al. (2011) Versatile RNA-sensing transcriptional regulators for engineering genetic networks. PNAS 108(21): 8617-8622. [Available online: http://www.pnas.org/content/108/21/8617.full.pdf+html] 147 118 | P a g e Technological area or sub-field What it is Applications material needed to survive in a nutrient medium. They can only survive under controlled conditions. The number of necessary genes / minimal genome organism vary. The results of a computer model of a minimal cell with 241 essential genes, based on the bacterium E. coli, were published in 2012151. for ‘plugging in’ natural or synthetic genes and metabolic pathways for the production of high-value substances153. Potential host cells for use as a chassis or production platform include E. coli, B. subtilis, S. cerevisiae and Pseudomonas putida154. Orthogonal life approaches are summarised in MoeBehrens et al. (2013)152. In brief, it refers to engineered firewalls that would prevent the transfer of synthetic trains to natural organisms/systems. Current challenges Efficacy Near future directions cerevisiae. In the Synthetic Yeast Genome Project 2.0, researchers are systematically replacing the natural chromosomes with fully synthetic genomes155. Shuler ML, Foley P, Atlas J (2012). Modeling a minimal cell. Methods Mol. Biol. 881, 573 – 610. Moe-Behrens et al. (2013) Preparing synthetic biology for the world. Front Microbiol. 2013: 4-5. Published online 2013 January 25. doi: 10.3389/fmicb.2013.00005 [Available online: http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3554958/] 153 Baker M (2011). Synthetic Genomes: The next step for the synthetic genome. Nature vol. 473 P403-408, 19 May 2011. 154 Royal Academy of Engineering (2009). synthetic biology: scope, applications and implications. London. 155 Posfai G et al. (2006). Emergent Properties of Reduced-Genome Escherichia coli. Science 312, 1044 (2006); Dymond JS et al. (2011). Synthetic chromosome arms function in yeast and generate phenotypic diversity by design. Nature 477,471–476(22 September 2011); Dymond J, Boeke J (2012). The Saccharomyces cerevisiae SCRaMbLE system and genome minimization. Bioengineered bugs 3, 168-171. 151 152 119 | P a g e Technological area or sub-field Protocell What it is Applications Making a partially or entirely synthetic cell (bottom-up). A protocell is the simplest artificial chemical model of a living cell and consists of organic and/or inorganic elements that mimic the function of some, but not necessarily all, natural cell components and molecules. A functional definition of a cell is that it consists of a number of self-organising subsystems: a metabolic system, a form of hereditary information for reproduction, and a shell to enclose and contain the system. This enables cells to maintain themselves, grow, replicate and evolve156. No protocell has yet been developed that satisfies all these criteria. Fundamental research, developing drug delivery systems. Protocells are also potential platforms for the production of chemical components and the development of drug delivery systems in the medical sector157. Current challenges Efficacy Near future directions Developing a cell that is much less complex than a “natural” cell to facilitate its employment for mass production of products of interest. A protocell needs to (a) have fully functionable membranes, (b) be able to reproduce (not only replicate), (c) be resistant to mutations. Progress technology to three areas highlighted in the column of efficacy. Rasmussen S, Bedau MA, Chen L et al. (2009). Protocells: Bridging nonliving and living matter. Cambridge: The MIT Press; Dzieciol AJ, Mann S (2012). Designs for life: protocell models in the laboratory. Chem Soc Rev. 41:79-85.; Jewett MC, Forster AC (2010). Update on designing and building minimal cells. Curr Opin Biotechnol. 21: 697– 703. 157 Liu et al. (2009). Porous nanoparticle supported lipid bilayers (protocells) as delivery vehicles. J. Am. Chem. Soc. 131, 1354 – 1355; Zepik HH et al. (2008). Lipid vesicles as membrane models for toxicological assessment of xenobiotics. Crit. Rev. Toxicol. 38, 1-11. 156 120 | P a g e Technological area or sub-field Xenobiology What it is Chemical synthetic biology, or the introduction of an alternative genetic alphabet. The developments in xenobiology can be divided into various different categories. For example, a distinction can be made between the development of alternative nucleic acids that are still recognised by natural DNA and RNA polymerases, and the development of nucleic acids that are not compatible with the existing natural system. Another division can be made according to the type of alteration made to the DNA: • Modifying the structure and composition of DNA: creating xDNA (expanded DNA) and yDNA (wide DNA), for example by adding an extra benzene ring or fluorescent molecule. • Replacing the backbone: creating xeno-nucleic acids Applications Fundamental research, production of molecules with specific properties. Mainly medical applications are concerned. Current challenges XNAs are difficult to produce in large quantities and are usually not replicated by polymerases. Efficacy Near future directions An orthogonal system that cannot interfere with the natural DNA system is considered by some researchers to be the ultimate biosafety tool. However, because so much remains unknown about these new systems and their functioning, research will have to be done into their consequences for living systems and the environment (Is stable replication and functioning possible in cells with a (partially) orthogonal system? What possible interactions are there with existing organisms and what will the consequences be?). 121 | P a g e Technological area or sub-field What it is Applications Current challenges Efficacy Near future directions (XNAs), for example glycol nucleic acid (GNA) or these nucleic acid (TNA). • Expanding the codons: for example, from four bases (ATGC) to six bases (ATGCPZ), and codons consisting of four bases instead of three bases. 122 | P a g e Annex II: Findings from the BBSRC/EPSRC Dialogue (verbatim citations from Executive Summary of the report, pages 7-13) Findings from the dialogue showed that there was conditional support for synthetic biology - while there was great enthusiasm for possibilities of the science; there were also fears about control; who benefits; health or environmental impacts; misuse; and how to govern the science under uncertainty. There was great uncertainty as to what synthetic biology would do and where it was going. Who was driving development of synthetic biology was a big topic of debate. Five Central questions emerged from the dialogue: What is the purpose? Why do you want to do it? What are you going to gain from it? What else is it going to do? How do you know you are right? A key hope was that the science could address some of the big issues facing society today, such as global warning, serious diseases, energy problems and food security. The prospect of being able to make progress towards these goals was a significant factor in the acceptability of the research. (p.7) With respect to food and crop applications specifically, the dialogue found: Though the claims were contested, participants were initially encouraged by the potential of synthetic biology to address issues such as food scarcity. However, concerns arose regarding who would benefit from and own the technology. Prominent concerns were the ability of large corporations to patent developments and create monopolies. This could potentially maintain dependence of developing countries on the West. The potential impact on the surrounding environment - potentially through crosscontamination of other plants, or through pesticide resistance - was also a concern. 123 | P a g e Transparency was also important in terms of food labelling so that the public could identify food produced from synthetic biology and make choices regarding consumption. There were concerns that ‘synthetic food’ may limit the availability of organic or conventional crops. Regarding regulations there was the need to open up to control to the scrutiny of others. Ultimately, control was not just about a technical debate around risk and could not be separated from social, economic and cultural dimensions of science. Greater thought needs to be given to the institutional arrangements to create the conditions for synthetic biology to be developed in useful and socially acceptable ways. 124 | P a g e Annex II: Agenda of the facilitated one-day meeting that was held in Fera on the 18th November 2013 to assess current regulatory frameworks. The participants in the meeting (shown below) represented a wide expertise. After the initial session they were divided into two breakout groups (shown below) each of which addressed three case studies. 13F01 10:30 – 10:45 Arrival at Fera Coffee / tea 10:45 – 10:50 Introduction of participants – Tour de table 10:50 – 11:20 Presentation of project & results – Villie Flari Outline of the day – anticipated outputs – V. Flari 13F01/09F01 11:20 – 12:30 13F01 Breakout groups – Case studies 12:30 – 13:15 Lunch break 13:15 – 15:00 Breakout groups – Case studies 15:00 – 15:20 Coffee break 15:20 – 16:00 Feedback to whole group (20 min per group) 16:00 – 16:45 Group discussion: Sum up of findings and way forward 16:45 Adjourn 125 | P a g e Breakout groups and case studies Breakout groups Group 1 Participants Expertise Case studies Room Martin Carnell Qasim Chaudhry GM policy department, Defra Toxicologist and Emerging Sciences and Technologies specialist, Fera Which? Magazine and EFSA Management Committee Risk Analyst and Emerging Sciences and Technologies specialist, Fera Health and Safety Executive, UK Molecular biologist, FSA advisor Project officer, FSA CS1.1: Coenzyme Q10 synthesised by synthetic biology microbes. CS 1.2: Yeast that can generate vanilla (and potentially other) flavours in food products in situ. CS1.3: Enhanced levels, and potentially a multitude of supplements (different vitamins, antioxidants, etc.) by a single strain of synthetic biology probiotic bacteria. CS 2.1: Synthetic biology microbes to produce new feedstock compounds. CS 2.2: Same as CS 1.2 CS 2.3: Non-leguminous crops able to fix atmospheric nitrogen – reducing the need for synthetic fertilisers. 13F01 Sue Davies Villie Flari (facilitator) Michael Paton Sandy Primrose Jane Ince158 (11:20 – 12:30) Group 2 James Blackburn Christine Henry Sarah Hugo (facilitator) Sandy Lawrie Claire Marris Lei Pei Richard Thwaites Jane Ince (13:15 – 15:00) GM Inspectorate, Fera GM Inspectorate, Fera GM Inspectorate, Fera Regulator, FSA Social scientist, Kings College London Biotechnologist - Consultant, Biofaction.com159 Molecular biologist, Fera 09F01 158 Project officer from the Food Standards Agency, UK. Additionally, Rosanna Mann and Laura Inman participated partially (during the first session of the meeting) via audio conference. 159 http://www.biofaction.com 126 | P a g e
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