GEOPHYSICAL RESEARCH LETTERS, VOL. 30, NO. 17, 1890, doi:10.1029/2003GL017601, 2003 Field relations among coseismic ground motion, water level change and liquefaction for the 1999 Chi-Chi (Mw = 7.5) earthquake, Taiwan Chi-Yuen Wang,1 Douglas S. Dreger,1 Chung-Ho Wang,2 Daniel Mayeri,1 and James G. Berryman3 Received 23 April 2003; revised 25 July 2003; accepted 25 July 2003; published 6 September 2003. [1] Field-based, basin-wide relations are discovered among coseismic ground motion, water-level change and liquefaction induced by the 1999 (Mw = 7.5) Chi-Chi earthquake, Taiwan. The relations imply thresholds of 4.4 m/s2 and 0.6 m/s in the spectral acceleration and velocity at 1 Hz, respectively, below which pore pressure does not change appreciably and above which pore pressure increases exponentially with increasing acceleration and velocity. Liquefaction occurs when the 1-Hz spectral acceleration and velocity and the peak ground acceleration exceed 16 m/s2, 2.4 m/s, and 2.5 m/s2 (0.26 g), respectively. Broad consistency between the present and previous results suggests that the relations may be transferable to other areas and may provide fundamental constraints for modeling coseismic pore-pressure increase INDEX TERMS: 5104 Physical Properties of and liquefaction. Rocks: Fracture and flow; 7212 Seismology: Earthquake ground motions and engineering; 7223 Seismology: Seismic hazard assessment and prediction; 8045 Structural Geology: Role of fluids; 8105 Tectonophysics: Continental margins and sedimentary basins (1212). Citation: Wang, C.-Y., D. S. Dreger, C.-H. Wang, D. Mayeri, and J. G. Berryman, Field relations among coseismic ground motion, water level change and liquefaction for the 1999 Chi-Chi (Mw = 7.5) earthquake, Taiwan, Geophys. Res. Lett., 30(17), 1890, doi:10.1029/2003GL017601, 2003. reported ground motion, coseismic pore pressure, and liquefaction at a single site in Imperial Valley, California. Here we report field-based, basin-wide relations among coseismic ground motion, pore-pressure buildup, and liquefaction, derived from data for the 1999 Chi-Chi earthquake. [3] Taiwan is a young mountain belt formed by the oblique collision between the Luzon arc of the Philippine Sea plate and the continental margin of the Eurasian plate since 5 Ma. The 1999 Chi-Chi (Mw = 7.5) earthquake ruptured the crust along a 80 km segment of the Chelungpu fault (Figure 1). Extensive liquefaction occurred in two Holocene sedimentary basins near the ruptured fault [Figure 1; National Center for Research on Earthquake Engineering, 1999; Central Geological Survey, 2000; Steward, 2001]. Seventy evenly distributed hydrologic stations (Figure 1) with 188 monitoring wells documented widespread coseismic changes in water-level across a large sedimentary basin [Hsu et al., 1999; Chia et al., 2001; Wang et al., 2001]. At the same time, a network of 60 broadband (nominal DC to 50 Hz) strong-motion stations (Figure 1c), sampling at 200 Hz, recovered an unprecedented amount of near-field ground-motion data for the ChiChi earthquake [Lee et al., 2001; Shin and Teng, 2001]. These data provide a rare opportunity for studying the relation among coseismic ground motion, water level change and liquefaction. 1. Introduction [2] Liquefaction, manifested by a loss of stiffness as a result of rising pore pressure in sediments, commonly occurs during or immediately after earthquakes. Fundamental understanding of the relation between dynamic loading and liquefaction in soils has been largely derived from laboratory studies begun in the 1960s [Seed and Lee, 1966]. Significant differences, however, occur between the laboratory and field conditions; thus field-based studies of the relations among seismic loading, pore-pressure buildup and liquefaction are very much needed for better understanding these processes. A critical obstacle to advances in this direction has been the scarcity of field data for ground motion and water level change in the same sedimentary basin during the same earthquake. Holzer et al. [1989] 1 Department of Earth and Planetary Science, University of California, Berkeley, California, USA. 2 Institute of Earth Sciences, Academia Sinica, Nankang, Taiwan, People’s Republic of China. 3 University of California, Lawrence Livermore National Laboratory, Livermore, California, USA. Copyright 2003 by the American Geophysical Union. 0094-8276/03/2003GL017601$05.00 HLS 2. Coseismic Water-Level Change (Cw) and Liquefaction [4] The Choshui River fan, a Holocene alluvial fan, lies on the west of the uplifted Pleistocene Pakuashan anticline (Figure 1). In the upper aquifer, the focus of this study, Cw was less than 0.5 m over most part of the Choshui River fan; but in an area of 100 km2 west of the Pakuashan anticline Cw exceeded 3 m. [5] The distribution of liquefaction was highly uneven. Most of the 75 reported liquefaction sites occurred within a distance of 30 km from the ruptured Chelungpu fault; 3 sites along the coast occurred in landfills. No liquefaction occurred on the uplifted Pleistocene ridges where consolidated sediments are exposed. Of the 13 reported liquefaction sites on the Choshui River fan, nine occurred in the 100 km2 area where Cw in the upper aquifer exceeded 3 m (Figure 1a). This corresponds to an average of 101 site/km2, as compared with 103 site/km2 over the rest of the Choishui River fan. Since no Cw data are available for the Taichung Basin, a similar correlation cannot be made. The patterns of Cw in the lower aquifers, discussed earlier [Hsu et al., 1999; Chia et al., 2001; Wang et al., 2001] showed no correlation with the occurrence of 1 - 1 HLS 1-2 WANG ET AL.: FIELD RELATIONS FOR CHI CHI EARTHQUAKE liquefaction, suggesting that liquefaction occurred in the upper aquifer. This is consistent with the fact that the nearsurface sediments are the youngest and least compacted, and thus most liquefiable. [6] The water pressure 1 hr prior to the earthquake at a depth of 10 m, normalized by sediment overburden, is shown in Figure 1b. No apparent correlation appears between this and the coseismic pore-pressure change or liquefaction occurrence. 3. Coseismic Ground Motion and Liquefaction [7] After the effect of instrument drift was corrected [Iwan and Chen, 1995], the peak ground acceleration (Pga), the spectral acceleration (Sa) and the spectral velocity (Sv) are calculated from the seismic records [Jennings, 1983]. Figure 1c shows that Pga decreases with distance from the ruptured fault. It also shows that all liquefaction sites (except 3 sites along the coast in landfills) lie within the area where Pga exceeded 2.5 m/s2, or 0.26 g. However, some basin areas, e.g., around hydrological stations ES, HH and KC (Figure 1c), where Pga exceeded 0.26 g, show no evidence of liquefaction. [8] Figure 2a shows the distribution of Sa at 1 Hz with zero damping. All but one inland liquefaction sites occurred in areas where Sa at 1 Hz > 16 m/s2. The areas around the stations ES, HH and KC, where no liquefaction occurred, are below the Sa-threshold for liquefaction. Similarly, all but one inland liquefaction sites occurred in areas where the 1-Hz Sv 2.4 m/s (Figure 2b) and the stations ES, HH and KC are also below the Sv-threshold. At frequencies away from 1 Hz, neither Sa nor Sv show a correlation with liquefaction (Figure 2c, for Sa at 0.1 Hz), suggesting that coseismic consolidation and liquefaction of sediments may be a function of the frequency of the impinging seismic waves. 4. Relations Among Coseismic Water-Level Change and Ground Motion Figure 1. (a) Contours show Cw in m. Hydrological stations with coseismic water-level changes in upper aquifer are shown in triangles, and liquefaction sites are in open diamonds. Inset map shows location of study area; major structures indicated by 1, 2, 3 and C are Coastal Plain, Western Foothills, Central Ranges and Chelungpu fault, respectively. (b) Contours show initial water pressure (1 hour prior to earthquake) at a depth of 10 m, normalized by sediment overburden, revealing no correlation between initial condition and liquefaction. (c) Contours show Pga in m/s2. Open triangles show strong-motion seismic stations. All inland liquefaction occurred in basins where Pga exceeded 2.5 m/s2 or 0.26 g. However, no liquefaction occurred in some basin areas where Pga exceeded 0.26 g, such as at hydrological stations ES, HH or KC. [9] Since Cw , Pga, Sa and Sv all show spatial correlations with liquefaction, we may expect correlations to exist among Cw , Pga, Sa, and Sv . To test this hypothesis we interpolate Pga, Sa and Sv at the locations of the 20 hydrologic stations that lie within the strong-motion network on the Choshui River fan and examine the relationship between the interpolated Pga, Sa and Sv and the corresponding Cw in the upper aquifer. The wells with negative Cw lie outside the strong-motion network and are excluded from this analysis. Strong correlation appears between Cw and Sa (Figure 3a) and between Cw and Sv (Figure 3b), even though several relevant parameters, e.g., the spatial variations of permeability and the thickness of the confining layer (Lorraine Wolf, personal communication, 2002), are not included in this analysis. Fitting the data with an exponential function, we obtain the following empirical relations: Cw ¼ 0:048½expðSa =4:4Þ 1 and Cw ¼ 0:036½expðSv =0:6Þ 1; WANG ET AL.: FIELD RELATIONS FOR CHI CHI EARTHQUAKE HLS 1-3 Figure 3. (a) Cw plotted against Sa at 1 Hz. Data at hydrological stations are shown in dots. Central curve is best fit; bounding curves show confidence of fit. (b) Cw plotted against Sv at 1 Hz. Central curve is best fit; bounding curves show confidence of fit. (c) Cw plotted against Pga. No correlation between these parameters is apparent. Figure 2. (a) Contours show Cw in m/s2 at 1 Hz, revealing strong correlation between liquefaction and basin area with Sa at 1 Hz exceeded 16 m/s2. Open triangles show strongmotion seismic stations. Hydrological stations ES, HH and KC are in areas below this liquefaction threshold. (b) Contours show Sv in m/s at 1 Hz, revealing strong correlation between liquefaction sites and basin area with Sv at 1 Hz exceeded 2.4 m/s; stations ES, HH and KC are in areas below this threshold. (c) Contours show Sa in m/s2 at 0.1 Hz; no correlation occurs between liquefaction and Sa at this frequency. where Cw , Sa and Sv are in m, m/s2 and m/s, respectively. The goodness of these fits is given by the correlation coefficients of 0.98 and 0.97, respectively. However, no correlation appears between Cw and Pga (Figure 3c). Thus no Pga-threshold for the coseismic pore-pressure buildup may be established. 5. Discussion [10] Lee et al. [2002] calculated the coseismic elastic strain in the Chi-Chi earthquake and showed that the observed Cw in the upper aquifer has the expected polarity from the coseismic strain model [Wakita, 1975; Muir-Wood and King, 1993; Roeloffs, 1996]. However, the magnitude of the calculated strain [Figure 4 in Lee et al., 2002] is much too small to explain the Cw in the upper aquifer. HLS 1-4 WANG ET AL.: FIELD RELATIONS FOR CHI CHI EARTHQUAKE [11] The empirical relations between Cw and Sa and between Cw and Sv imply thresholds of Sa 4.4 m/s2 and Sv 0.6 m/s, below which there is little buildup of coseismic pore-pressure; above which pore-pressure increases exponentially with Sa and Sv . Manga et al. [2003] calculated the pore pressure and the particle velocity in a watershed at Sespe Creek, CA, induced by several large earthquakes and estimated a threshold of particle-velocity of 0.05 to 0.2 m/s for the buildup of excess pore pressure. The difference in magnitude between this and the Sv-based threshold (0.6 m/s) reflects the fact that Sv at 1 Hz is significantly greater in magnitude than the peak particle velocity. Holzer et al. [1989] measured coseismic ground acceleration and pore-pressure change at the Wildlife site in the Imperial Valley, California, which underwent liquefaction during the 1987 Superstition Hills earthquake. They showed that the onset of pore-pressure buildup occurred when Pga exceeded 0.21 g, followed by liquefaction, in agreement with the basin-wide result of the present study (Figure 1c). Such agreement suggests that the results of this study may be transferable to other basin settings. [12] An empirical relation g 1.2 z (Pga)/Vs2, where z is depth in m, Vs is shear-wave velocity in m/s, and Pga is in m/s2, was established to estimate the shear-strain amplitude required for the onset of pore-pressure buildup in sediments under dynamic loading [Dobry et al., 1982; Vucetic, 1994]. This provides a lower bound for the shear-strain amplitude required for liquefaction. The depth of the coseismic liquefaction at the YL site is unknown but may be estimated from Cw and the effective-stress principle [Terzaghi et al., 1996], i.e., the effective overburden at the liquefaction depth prior to the earthquake is equal to the coseismic increase in pore pressure. The coseismic water-level rise at the YL station was 6.55 m, implying a pre-seismic effective overburden of 6550 Pa and a liquefaction depth of 4 – 7 m, depending on the bulk density of the sediments and the thickness of the saturated column above the liquefied layer. Assuming an average depth of 5 m, Vs = 116 m/s at this depth [Satoh et al., 2001] and a Pga of 2.5 m/s2 (0.26 g), we obtain a lower bound of 1.1 103 for g required for liquefaction at the YL site. Laboratory studies of a variety of sands under cyclic loading show that liquefaction occurs when the shear-strain amplitude exceeded 103 [Dobry et al., 1982; Vucetic, 1994]. Thus there is a very good agreement between field and laboratory results on the strain amplitude required for liquefaction, providing a justification for using laboratory data in field assessment of earthquake hazards. [13] In summary, field-based relations among ground motion, pore-pressure increase and liquefaction are presented. Good agreement between the field and laboratory results provides justification for applying the laboratory results to field conditions. While acknowledging the need for further field testing, we believe the relations presented in this study may be valuable in predicting the coseismic buildup of pore-pressure and the liquefaction potential in sedimentary basins and thus may be useful in earthquake hazard assessment. [14] Acknowledgments. 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