Asia-Pacific J. Atmos. Sci., 48(4), 423-431, 2012 DOI:10.1007/s13143-012-0038-y Parameterization and Mapping of Solar Radiation in Data Sparse Regions Ji-Long Chen1,2 and Guo-Sheng Li 1 1 Institute of Geographic Sciences and Natural Resources Research, CAS, Beijing, China Graduate University of Chinese Academy of Sciences, Beijing, China 2 (Manuscript received 29 October 2011; revised 7 June 2012; accepted 18 June 2012) © The Korean Meteorological Society and Springer 2012 Abstract: Knowledge of temporal and spatial variation of solar radiation is essential for many applications. In this work, a simple and feasible procedure is conducted to map the daily solar radiation for Liaoning province, one of the most important agricultural areas in China, but with sparsely measured solar radiation data. The daily sunshine duration are interpolated to the whole area, subsequently, solar radiation are calculated by Ångström-Prescott model, the generic parameters of which are determined by least square to minimize the overall fitting residual between the ratio of actual to potential sunshine duration and the ratio of actual to extra-terrestrial solar radiation of the sites where solar radiation are available. In other local regions with sparse data, mapping of the solar radiation could be done following the simple procedure. In the present study area, using the interpolated daily sunshine duration data by ANUSPLIN, Ångström-Prescott model with the generic parameters (a = 0.505, and b = 0.204) returns reasonable results, with the overall RMSE of 2.255 MJ m−2, and RRMSE of 16.54%. The daily solar radiation varies between 5.26 in December and 22.74 MJ m−2 in May, and shows an obviously spatial variation which is mainly contributed to the climate and topography. The substitution of solar radiation from nearby station is preferred to estimation by Ångström-Prescott model if the distance between the stations falls below the threshold of 135 ± 15 km. The RMSE of such substitution increases by approximately 0.157 MJ m−2 per 10 km. Key words: Solar radiation, mapping, variation, substitution 1. Introduction Solar radiation is the principal and fundamental energy for many physical, chemical and biological processes, and it is also an essential and important variable to many simulation models, such as agriculture, environment, hydrology and ecology. A good knowledge of the temporal and spatial distribution and variation is essential for such applications. To map the spatial variation of solar radiation, sufficient stations with solar radiation measurement equipment are needed for the desired area, this is practically impossible due to the cost and difficulty of maintenance and calibration of the measurement equipment (Hunt et al., 1998). The station measuring solar radiation is very sparse. For example, in USA, less than 1% of meteorological Corresponding Author: Guo-Sheng Li, Institute of Geographic Sciences and Natural Resources Research, Chinese Academy of Sciences, No.11A, Datun Rd., Beijing 100101, China. E-mail: [email protected] stations are recording solar radiation (NCDC, 1995). In China, more than 2000 stations have records of meteorological data; only 122 stations are recording solar radiation (Chen and Li, 2012). The ratio of stations recording solar radiation to those recording temperature is about 1:500 around the world (Thorton and Running, 1999). Therefore, developing method to estimate solar radiation for the site where no solar radiation is readily available has been the focus of many studies. Major methods including satellite-based model (Pinker et al., 1995; Schillings et al., 2004; Janjai et al., 2009), stochastic weather generation (Richardson and Wright, 1984; Hansen, 1999; Wilks and Wilby, 1999), spatial interpolation (Bechini et al., 2000; Xia et al., 2000; Ertekin and Evrendilek, 2007) and substitution from nearby station (Hunt et al., 1998; Trnka et al., 2005) have been developed to parameterize solar radiation over the desired area. Satellite can provide data continuously in space, and thus the satellite-based model is promising for estimation and parameterization of solar radiation over large, remote area, but the satellite data series are relatively short (De and Stewart, 1993) and may suffer from discontinuities associated with changes in sensor degradation (Podestá et al., 2004); moreover, many satellite-based models have difficulties to produce accurate results, the deviations between the results and the observation are up to 40% (Vignola et al., 2007; Janjai et al., 2009). Stochastic method may be useful for generating the average theoretical simulations. However, the generated data cannot be used for model validation and simulation analysis during a particular period since it cannot generate extreme weather condition and the day-to-day variations (Wallis and Griffiths, 1995; Liu and Scott, 2001). Spatial interpolation technique can predict values at unknown locations and create surface from the surrounding measured points. However, the principal problem is that it requires sufficient points and it is therefore limited since the stations of solar radiation measurement are spatially very sparse. Solar radiation data could also be substituted from nearby stations (Hunt et al., 1998; Trnka et al., 2005). It was proposed by Allen et al. (1998) as a possible alternative to obtain the solar radiation for the site where no solar radiation is available. The precision of this method decreases with the increase of the distance between the two stations, and the acceptable distance depends on the intended use of solar radiation. Some authors investigated the threshold distance below which the substitution from nearby station is 424 ASIA-PACIFIC JOURNAL OF ATMOSPHERIC SCIENCES superior to empirical models, and showed that the threshold distances varied largely from 100-200 km in Central Europe (Vanícek, 1984) to 385-400 km in Ontario of Canada (Hunt et al., 1998). However, the study carried out by Trnka et al. (2005) claimed that it was better to use Ångström-Prescott model (A-P) model rather than substitution of solar radiation from nearby station, even where such data are available from a station as close as 17 km away. In other regions, such threshold distance should be studied and re-computed before the consideration of this method. Liaoning province with an area of 145,900 km2, situated in the southern part of the Northeast china, is a leading province in respect of agricultural productivity in China. The topography and soils and even climate in the province are quite favorable to agriculture, and hence the eco-environmental models and crop growth simulation are widely studied. However, the meteorological stations recording solar radiation are very sparse; only 3 meteorological stations provide solar radiation recorders. Moreover, no literature reported the study on solar radiation estimation for this region, and the knowledge of the temporal and spatial distribution and variation of solar radiation is limited. Therefore, the objectives of the present study are (1) to estimate and parameterize daily solar radiation over the province; (2) to map the temporal distribution and spatial variation of daily solar radiation; and (3) to study the threshold ê Fig. 1. Study area and the distribution of the study sites. distance below which the substitution from nearby station is superior to empirical models. 2. Materials and method a. Study area Liaoning province lies between longitude 118o53' and 125o46'E, and latitude 38o43' and 43o26'N (Fig. 1). It consists of the three approximate geographical regions; the mountain regions in the east which is dominated by Changbai Shan and Qianshan ranges; the Liaohe Plain in the middle, as a part of the Northeastern China Plain, has sedimentary deposits from the Liaohe River and other tributaries, the plain has abundant water and fertile soil, and is the main farming area and commodity grain base in the province; and the highlands in the west which is connected with Inner Mongolian plateau. Liaoning has a continental monsoon climate, with a hot, rainy summer; and a short, windy spring. The mean annual temperature is 4~10oC. The rainfall is rather concentrated, with a mean annual precipitation of 400-1,000 mm. The east mountainous region of Liaoning is the humid area with abundant rainfall, while the northwest part of the province is frequently attacked by drought in spring, since the rainfall is comparatively limited in this area. 30 November 2012 terrestrial Ra and potential sunshine duration Ho are calculated using the equations detailed by Allen et al. (1998). b. Site There are only 3 meteorological stations (Dalian, Chaoyang and Shengyang, Fig. 1) measuring solar radiation in Liaoning province. On the contrary, sunshine duration is routinely measured at most meteorological stations. A total of 39 stations with long-term available records of sunshine duration covering the period between 2005 and 2009 are used in this study. 27 stations, 3 of which simultaneously measuring solar radiation and sunshine duration, are located in Liaoning province, and the reminder in the adjoining Jilin (6 sites) and Hebei (2 sites) provinces and Inner Mongolia Autonomous Region (4 sites) are involved in order to avoid the misestimates in margin areas caused interpolation. The mapping of stations roughly ranges from latitude 38o to 52oN, from longitude 116o to 130oE, and from 49 to 910 m altitude. Figure 1 shows distribution of the study meteorological stations. c. Data collection and check Daily solar radiation and sunshine duration data of the study stations from 2005 to 2009 are used in the present study. The data were obtained from the National Meteorological Information Center (NMIC), China Meteorological Administration (CMA). Sunshine duration is measured by Jordan sunshine recorder for all stations, and solar radiation is measured using pyranometer (Chen et al., 2011). Preliminary quality control tests were conducted by the suppliers. We further checked the data according to the following criterions: (a) Records with missing data which were replaced by 32766 were removed from the data set, (b) Daily solar radiation larger than the daily extra-terrestrial solar radiation, or daily sunshine duration larger than daily potential sunshine duration were removed from the data set. Omission of data varied from 0 to 0.28% (average 0.05%) due to criterion b. d. A-P model and calibration Many empirical models have been developed to estimate solar radiation using other easily available meteorological variables, such as sunshine duration, maximum and minimum temperatures. It is generally recognized that the sunshinebased models, in particular the Ångström-Prescott (A-P) model (Ångström, 1924; Prescott, 1940), perform best (Iziomon and Mayer, 2002; Podestá et al., 2004; Trnka et al., 2005). A-P model was proposed by Ångström (1924) and further modified by Prescott (1940). The original form of this model is: Rs H- + b -----= a -----Ra Ho 425 Ji-Long Chen and Guo-Sheng Li (1) Where Rs is daily actual global radiation (MJ m−2), Ra is daily extra-terrestrial solar radiation (MJ m−2), H is daily actual sunshine duration (h), Ho is daily potential sunshine duration (h), a and b are empirical parameters which are calibrated from regression analysis between H/Ho and Rs/Ra. The extra- Ra = 37.6d ( ω sin ϕ sin δ + cos ϕ cos δ sin ω ) (2) 2π- n⎞ d = 1 + 0.033 cos ⎛⎝ -------365 ⎠ (3) 2π- n – 1.39⎞ δ = 0.4093 sin ⎛⎝ -------⎠ 365 (4) ω = arc cos ( – tan ϕ tan δ ) (5) Ho = 24ω ⁄ π (6) Where d is the relative distance between the sun and the earth, ω is sunset hour angle (rad), ϕ is latitude (rad), δ is solar declination angle (rad), n is the number of the day of year starting from the first of January. A-P model is widely used for its simplicity and significant performance. The principal limitation is that it requires calibration using the measured solar radiation data and it is therefore open to question how to determine the parameters for other locations where no solar radiation is available, this is especially difficult in data sparse regions. Lots of literatures reported the calibrated parameters for different places, and showed that they varied from location to location. While in a local extent, Richardson and Wright (1984) found that the spatial variations of these parameters were very small, so they averaged them to come up with generic values. In the present study area, each site (grid) is assigned the same parameters which are determined by least square regression to minimize the overall fitting residual between H/Ho and Rs/Ra of the 3 sites (Dalian, Chaoyang and Shengyang) where solar radiation are available, and the final generic parameters (a = 0.505, and b = 0.204) and calibrated parameters at the single site are presented in Table 1. Two metrics, root mean square error (RMSE) and relative root mean square error (RRMSE) (%), are used to assess the performance of the A-P model (Table 1). The smaller the value, the better is the model’s performance. The scatter plots of the observed solar radiation and the estimated by A-P model using the generic parameters show that there is a good agreement between the observation and the estimation as shown in Fig. 2, where the points tend to line up around the 1:1 line, indicating that the observation are close to the estimation. The overall accuracy (RMSE = 2.159 MJ m−2, and RRMSE = 15.84%) and the scatter Table 1. The generic parameters and calibrated parameters at the single site and the prediction residuals of the A-P model. Stations a b RMSE RRMSE Dalian Chaoyang Shengyang Overall 0.509 0.481 0.498 0.505 0.173 0.232 0.215 0.204 1.760 2.415 1.964 2.159 13.10% 17.29% 14.64% 15.84% 426 ASIA-PACIFIC JOURNAL OF ATMOSPHERIC SCIENCES Fig. 2. Scatter plots of the solar radiation observation vs. estimation by the A-P model using the generic parameters. plots suggest that the A-P model using the generic parameters can return reasonable results in the study area. e. Interpolation of sunshine duration The direct interpolation of solar radiation is not a viable approach as the stations measuring solar radiation are spatially very sparse. On the contrary, the satiations of sunshine duration observation are much denser, and therefore, alternatively, we can interpolate sunshine duration from these stations and then use the A-P model to compute solar radiation for the whole area. In the present work, we generated the historical (2005-2009) daily sunshine duration girds with the resolution of 5 km × 5 km using the thin-plate smoothing splines with ANUSPLIN software (Hutchinson 2002), which is well suited to interpolating noisy climate data, and has performed well in comparisons to other interpolation techniques (Hutchinson and Gessler, 1994; Price et al., 2000; Jarvis and Stuart, 2001). ANUSPLIN is based on plate smoothing splines as described by Hutchinson (1984) and Wahba (1990), it enables more than two independent variables to be incorporated into the spline functions. The variables most commonly included in ANUSPLIN specifications are latitude and longitude, additional independent variables or co-variates can be any factors associated to geographic variation of climate. f. Accuracy assessment Although the A-P model using the generic parameters can return reasonable results in the study area. The error of the sunshine duration interpolation will be transferred into solar radiation estimation at the grid where sunshine duration is not measured, but interpolated from nearby stations. To assess the final accuracy of solar radiation estimation by A-P model with the interpolated sunshine duration, 3 stations (Dalian, Chaoyang and Shengyang) which simultaneously measure solar radiation and sunshine duration were excluded from the sunshine duration interpolation data. The measured against the interpolated sunshine duration, and the measured solar radiation against the estimated by A-P model with the interpolated sunshine duration 30 November 2012 Ji-Long Chen and Guo-Sheng Li 427 Table 2. Precision of the substitution of solar radiation from the remaining stations. Stations Dalian Chaoyang Shengyang RMSE RRMSE RMSE RRMSE RMSE RRMSE Dalian - - 5.077 36.35% 4.971 37.10% Chaoyang 5.077 37.82% - - 4.399 32.83% Shengyang 4.971 37.03% 4.399 31.50% - - Table 3. Interpolation and the integrated Precision. Stations Interpolation Integrateda RMSE RRMSE RMSE RRMSE Dalian 1.781 25.20% 2.154 16.03% Chaoyang 1.514 22.38% 2.522 18.12% Shengyang 1.336 20.21% 2.068 15.42% Overall 1.561 22.91% 2.255 16.54% a Final accuracy of solar radiation estimation by A-P model with the interpolated sunshine duration are compared, the results are presented in Table 3. When the interpolated sunshine duration is used, A-P model returns the overall RMSE of 2.255 MJ m−2 and the RRMSE of 16.54%, suggesting that Å-P model with the generic parameters (a = 0.505, and b = 0.204) and the interpolated sunshine duration can return reasonable results. Although the sunshine duration interpolation returns the overall RMSE of 1.561 h and the RRMSE of 22.91%, the error caused by interpolation only accounts for 4.23% of the final error of solar radiation estimation. 3. Result and discussion a. Temporal distribution of sunshine duration and solar radiation Figure 3 shows the temporal distribution of daily solar radiation and sunshine duration for the study area. These figures are based on the averaged daily data of 2005-2009 of the whole study area. The daily sunshine duration varies between 1.57 and 10.93 h, with the annual mean daily value of 6.82 h. The monthly mean daily sunshine duration varies between 5.55 and 7.96 h, with two peaks observed in May and September, and the lowest in December. Actual sunshine duration decrease in June while the potential sunshine duration increases to the maximum value, the actual sunshine duration in July and August are also lower than those in May, this is attributed to the increase in rainy days from June to August, coinciding with the rainy season in the study area. Under the influence of the continental monsoon climate, the rain mainly clusters in summer (June to August), which could account for 60-75% of the total annual precipitation in Liaoning province. Daily solar radiation varies between 5.26 and 22.74 MJ m−2, and the monthly mean daily values varies between 7.55 and 19.01 MJ m−2, with the highest peak observed in May, and the lowest in Fig. 3. Temporal distribution of daily sunshine duration (a) and solar radiation (b). December, yielding a pattern similar to that of daily extraterrestrial solar radiation. However, the actual solar radiation decreases in June due to more attenuation of the solar radiation in the rainy days, while extra-terrestrial increases to its maximum value. b. Variation of solar radiation The map of the daily solar radiation should be presented to illustrate the spatial variation of the daily solar radiation. However, we only present the spatial distribution of the monthly mean daily solar radiation in Fig. 4. Solar radiation shows an obviously spatial variation. It generally decreases from south to north in January, February, March, November and December, this is mainly due to the change of the suns declination, causing a decrease of the extraterrestrial horizontal radiation from south to north. During June to September, the eastern part receive less solar radiation than the rest part of the province, this is probably because most parts of the east are mountain and forest areas. Under the influence of the warm-humid monsoon and topography, the rain extensively clusters in this area, and causes more cloud formation, thus reducing solar radiation. While higher solar radiation occur in northwest part which is connected with Inner Mongolian plateau where is frequently attacked by drought and presents a climate with low precipitation and cloud cover, thus causing clearer skies, and, therefore, less attenuation of the total solar radiation. The coefficient of variation, calculated as the ratio of standard deviation to arithmetic mean, is adopted to measure the variation of solar radiation, and coefficient of spatial variation of the whole study area for each day is presented in Fig. 5. The coefficient of variation ranges from a minimum of 2.29% in March to a maximum of 20.64% in July. It is noted that the coefficient of variation shows a generally opposite change trend to sunshine duration. The sunshine duration is lower in summer and winter and higher in spring and autumn, while the vari- 428 ASIA-PACIFIC JOURNAL OF ATMOSPHERIC SCIENCES Fig. 4. Spatial distribution of the monthly mean daily solar radiation. the warm-humid south-east monsoon starting from the pacific reaches to the area, and gradually becomes to the strongest in July, causing large precipitation in the eastern mountain area, while the low precipitation and cloud cover in the northwest part. Such climate pattern increases the spatial difference of the solar radiation, and, therefore, the larger spatial variation. While the solar radiation in spring and autumn are more stable in space, with the lower coefficient of variation. Fig. 5. Coefficient of spatial variation of the whole study area for each day of the year. Fig. 6. Relation between coefficient of variation and sunshine duration. ation is larger in summer and winter and lower in spring and autumn, the correlation between them are statistically significant (Fig. 6, r = −0.593, p < 0.001). In general, at the end of May c. Substitution of solar radiation from nearby stations It is an alternative to substitute daily solar radiation from nearby stations. In the present work, if the measured solar radiation at each of the stations is replaced by the data at the remaining stations, the returned RMSE and RRMSE are very large, with the average RMSE of 4.816 MJ m −2, and the RRMSE of 35.44% (Table 2). As the solar radiation data are spatially very sparse in the study area, it is difficult to plot the precision versus distance relationship. The studies carried out by Hunt et al. (1998) and Trnka et al. (2005) showed that the RMSE between the substitution and measured values could be described as a function of distance in a curvilinear manner. However, within a moderate distance, the relationship could also be well described as a linear function, which was reported by Podestá et al. (2004) in Pampas of central-eastern Argentina. In the present study, we assume that the relationship can be described in a linear manner within the moderate distance, the RMSE increases by approximately 0.157 MJ m−2 day−1 per 10 km, which is similar to 0.15 MJ m−2 d−1 per 10 km in Czech 30 November 2012 Ji-Long Chen and Guo-Sheng Li and Austrian (Trnka et al., 2005). The threshold distance point at which the substitution of solar radiation from a nearby station gives the same precision with that of the A-P equation is calculated, substitution from the nearby station within the threshold distance is preferred to A-P model. The distance is approximately 135 ± 15 km. The threshold distance in our study area is much smaller than 385-400 km in Ontario of Canada (Hunt et al., 1998), while within the range of 100-200 km in Central Europe (Vanícek, 1984). ê d. Variation of clearness index The clearness index, which is defined as the ratio of the daily actual solar radiation to the extra-terrestrial irradiation following the notations of the European Solar Radiation Atlas (ESRA, 2000), is used as the criterion for sky conditions in this study, and the daily clearness index curve is presented in Fig. 429 7. The index varies between 0.261 in July and 0.711 in December, with an average of 0.499. This means that about half of the extraterrestrial irradiation reaches the ground. The smaller indexes occur in summer, corresponding to the rainy season in the study area. The cloud coverage and the optical thickness of the atmosphere, including the turbidity of the air mass, cause higher fraction of the solar radiation attenuation, including the absorbed and scattered by the atmosphere, thus reducing that reaching the surface. In winter, the northwest wind is prevailing due to the influence of the northern high pressure. It brings dry and cold air to the province, the precipitation is low, and thus causing higher clearness index. Although the clearness index strongly depends on latitude, to the local extent, it shows a seasonal behavior as shown in Fig. 8. The clearness index generally decreases from south to north in winter; this means that the latitude is dominated. In summer and autumn, lower clearness index occur in the eastern part where most parts of which are mountains, while higher clearness index are observed in the northwest part which is connected with Inner Mongolian plateau, this indicates that the topography and climate are dominated. 4. Conclusion Fig. 7. Clearness index of the study area for each day of the year. Fig. 8. Variation of the monthly mean daily clearness index. Knowledge of temporal and spatial variation of solar radiation is essential for many applications, such as ecological and crop growth models, evapotranspiration estimation. In spite of its significance, such information is limited, especially in data 430 ASIA-PACIFIC JOURNAL OF ATMOSPHERIC SCIENCES Acknowledgments. The work was supported by the Geological Survey program of China Geological Survey (GZH201200503, 1212010611402) and Special Fund for Land and Resources Research in the Public Interest (201111023). We thank the National Meteorological Information Center, China Meteorological Administration for providing the long-term data records. Many thanks go to the anonymous reviewers for the comments on the manuscript. Edited by: Tadahiro Hayasaka REFERENCES Allen, R. G., L. S. Pereira, D. Raes, and M. 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In the present study area, the A-P model with the generic parameters (a = 0.505, and b = 0.204) and interpolated sunshine duration returns reasonable results, with the overall RMSE of 2.255 MJ m−2, and RRMSE of 16.54%. In other local regions with sparse data, the study on mapping of the solar radiation could be carried out following the simple procedure, and the validation should be investigated in other regions with greater availability of solar radiation measurement. In the present study area, substitution of solar radiation from nearby station is preferred to estimation by A-P model if the distance between the stations falls below the threshold of 135 ± 15 km. The RMSE of such substitution increases by approximately 0.157 MJ m−2 per 10 km. The daily solar radiation varies between 5.26 in December and 22.74 MJ m−2 in May. 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