3474 MONTHLY WEATHER REVIEW VOLUME 135 Evaluation of Boundary Layer Similarity Theory for Stable Conditions in CASES-99 KYUNG-JA HA Division of Earth Environmental System, Pusan National University, Busan, South Korea YU-KYUNG HYUN Policy Research Laboratory, National Institute of Meteorological Research, Korea Meteorological Administration, Seoul, South Korea HYUN-MI OH Division of Earth Environmental System, Pusan National University, Busan, South Korea KYUNG-EAK KIM Department of Astronomy and Atmospheric Sciences, Kyungpook National University, Daegu, South Korea LARRY MAHRT COAS, Oregon State University, Corvallis, Oregon (Manuscript received 6 September 2006, in final form 29 January 2007) ABSTRACT The Monin–Obukhov similarity theory and a generalized formulation of the mixing length for the stable boundary layer are evaluated using the Cooperative Atmosphere–Surface Exchange Study-1999 (CASES99) data. The large-scale wind forcing is classified into weak, intermediate, and strong winds. Although the stability parameter, z /L, is inversely dependent on the mean wind speed, the speed of the large-scale flow includes independent influences on the flux–gradient relationship. The dimensionless mean wind shear is found to obey existing stability functions when z /L is less than unity, particularly for the strong and intermediate wind classes. For weak mean winds and/or strong stability (z /L ⬎ 1), this similarity theory breaks down. Deviations from similarity theory are examined in terms of intermittency. A case study of a weak-wind night indicates important modulation of the turbulence flux by mesoscale motions of unknown origin. 1. Introduction Monin–Obukhov (M–O) similarity is used to relate the flux–gradient relationship in the surface layer to the stability parameter, z /L, in stationary flow over homogeneous surfaces, where L is the Obukhov length. Actual surfaces are generally heterogeneous, to some degree. Even modest surface heterogeneity may influence the weak turbulence in stable boundary layers. Intermittency of the flux (Howell and Sun 1999; Corresponding author address: Kyung-Ja Ha, Division of Earth Environmental System, Pusan National University, Busan, 609735, South Korea. E-mail: [email protected] DOI: 10.1175/MWR3488.1 © 2007 American Meteorological Society MWR3488 Coulter and Doran 2002; Salmond 2005; Acevedo et al. 2006) may also influence the time-averaged flux– gradient relationship. The definition of the intermittency varies between studies. Normally, the nonstationarity of the turbulence is more complex than simple on–off behavior (Nakamura and Mahrt 2005). Turbulence intermittency can be related to internal interactions between turbulent mixing and the mean shear (Pardyjak et al. 2002; Fernando 2003), perhaps involving variation of the Richardson number about an equilibrium value. Or intermittency may be externally forced by mesoscale motions, such as internal gravity waves (Nappo 2002; Chimonas 2002) or horizontal meandering of the mean wind field (Anfossi et al. 2005). In addition, downward transport of turbulence toward the OCTOBER 2007 HA ET AL. 3475 FIG. 1. The 60-m tower instrumented with 7 levels of flux measurements. surface (Ha and Mahrt 2001), and associated increase of turbulence near the surface due to flux convergence of the turbulence energy, is not included in the surface layer similarity theory nor in the traditional concept of boundary layers where the turbulence is controlled by surface processes. The strongest turbulence may occur above the surface inversion (Mahrt 1985; Ohya et al. 1997; Banta et al. 2002). Both internal and external intermittency, as defined above, occur on scales larger than individual eddies and thus contrast with finescale intermittency associated with the substructure within individual eddies. For clear nights, the stratification is normally inverse correlated with mean wind speed since weaker mean winds correspond to smaller shear generation of turbulence and permit larger stratification. Here, we classify the nocturnal boundary layer flows in terms of the mean wind speed in addition to stability. Wind speed is a dimensional quantity and therefore cannot provide universal classification. From the point of view of turbulence similarity theory, the bulk Richardson number is preferable to the mean wind speed since it is nondimensional. However, wind speed serves as a more external variable in contrast to z /L, which depends on the turbulence itself. The mean wind speed does not inherit errors in the estimation of vertical gradients required for the Richardson number nor the ambiguity of defining the surface temperature. Banta et al. (2002) demonstrated that the speed of the low-level jet is a useful overall predictor of properties of the nocturnal boundary layer. Anfossi et al. (2005) found that with mean winds weaker than about 1.5 m s⫺1, the mean wind field becomes more dominated by nonstationary meandering motions. As a result of such nonstationarity of the mean flow and other processes noted above, the flux– gradient relationship may depend on the speed of the large-scale flow independent of the influence of stability. 2. Data We analyze 5-min averaged data from a 60-m tower taken during the Cooperative Atmosphere–Surface Exchange Study-1999 (CASES-99; Blumen 1999; Poulos et al. 2002; Ha and Mahrt 2003). The observations were made over relatively flat temperate grassland near Leon, Kansas, in October 1999. The main site includes a 60-m tower system (Fig. 1) with 8 levels of eddy correlation data based on Campbell sonic anemometers (CSAT), 34 levels of thermocouple data from 0.23 to 58.10 m (Sun et al. 2002), the R. M. Young propeller anemometer and wind vane data at 15, 25, 35, and 45 m, and aspirated thermistor data at 5, 15, 25, 35, 45, and 55 m. Thermistor data are linearly interpolated to 5, 10, 20, 30, 40, 50, and 55 m in this study. The radiosondes were also released at 270 m apart from the 60-m tower (e.g., Hyun et al. 2005). Turbulent fluxes and mean winds were evaluated from fast response data at 8 levels (10, 20, 30, 40, 50, and 55 m) of the 60-m tower and 2 levels (1.5 and 5 m) on a 10-m tower adjacent to the main tower. The data were collected at 20 Hz. The data were quality controlled following Vickers and Mahrt (1997). 3. Classification by wind speed The data are divided into three different mean wind speed regimes: strong-, intermediate-, and weak-wind regimes. The three regimes based on the mean wind speed at 5 m are Ûi ⱖ U ⫹ 0.55s, U ⫺ 0.55s ⱕ Ûi ⱕ 3476 MONTHLY WEATHER REVIEW TABLE 1. Classifications of observed wind and calculated z /L at 5 m. U is an average for total 23 nights, Ûi is mean of each night i, and s is std dev between the records for each night. Here, 䊉 denotes strong-wind cases, 䉺 denotes intermediate-wind cases 䊊 denotes weak-wind cases. Classifications of “S,” “I,” and “W” mean strong-, intermediate-, and weak-wind cases, respectively. Here, 䊉: U ⫹ 0.55s ⱕ Ûi, 䉺: U ⫺ 0.55s ⱕ Ûi ⬍ U ⫹ 0.55s, 䊊: Ûi ⬍ U ⫺ 0.55s A: 0 ⱕ z/L ⬍ 0.01, B: 0.01 ⱕ z/L ⬍ 0.1, C: 0.1 ⱕ z/L ⬍ 1, D: 1 ⱕ z/L ⬍ 10 Wind at 5 m Date Magnitude Shear z /L at 5 m Ûi Class 5–6 6–7 7–8 8–9 9–10 10–11 11–12 12–13 13–14 14–15 15–16 16–17 17–18 18–19 19–20 20–21 21–22 22–23 23–24 24–25 25–26 26–27 27–28 䉺 䊉 䉺 䉺 䊊 䊉 䉺 — 䊊 䊉 䊉 䊉 䉺 䊊 䊊 䉺 䉺 䉺 — 䉺 䊊 䉺 䉺 䊉 䊉 䊉 䉺 䊊 䉺 䉺 — 䉺 — 䉺 䊉 䉺 䊊 䉺 䉺 䉺 䉺 — 䉺 䊊 䉺 䉺 D B C C D B C C D B B A D D D D D D D C D C C 2.3 5.4 2.2 2.3 1.2 4.1 3.2 — 1.9 6.1 4.9 7.3 2.1 1.3 1.6 2.4 2.5 2.7 — 4.0 1.5 3.1 3.4 I S I I W S I — W S S S I W W I I I — I W I I U ⫹ 0.55s, and Ûi ⱕ U ⫺ 0.55s. Here, U is the mean wind speed averaged over all nights, Ûi is the mean wind speed of night i, and s is the standard deviation (Table 1). Data are selected from 21 nights where the flow remained in one regime during the entire night. The strong, weak, and intermediate wind cases are (6– 7, 10–11, 14–15, 15–16, 16–17), (9–10, 13–14, 18–19, 19– 20, 25–26), and (5–6, 7–8, 8–9, 11–12, 17–18, 20–21, 21– 22, 22–23, 24–25, 26–27, 27–28), respectively. For the strong-wind case, the 5-m average mean wind speed exceeds 4.1 m s⫺1, while the mean wind is less than 2.1 m s⫺1 for the weak-wind nights. Classification in terms of mean wind shear would have led to similar results. The stability is expressed as z /L, where L is the Obukhov length, L⫽ ⫺u 3 * kgw⬘T ⬘ 共1兲 Here, k is the von Kármán constant, g is the earth’s gravitational acceleration, is the potential tempera- VOLUME 135 ture, u is the friction velocity, and w⬘⬘ is the potential * temperature flux. In this study, L is evaluated from fluxes at level z rather than from surface fluxes. The ranges of z /L at 5 m are noted in the last column of Table 1 based on the stability classes: A (0 ⬍ z /L ⬍ 0.01), B (0.01 ⬍ z /L ⬍ 0.1), C (0.1 ⬍ z /L ⬍ 1), and D (1 ⬍ z /L ⬍ 10). Stability is closely related to mean wind speed. For example, the near neutral stability (class B) generally occurs on strong-wind nights, while the weakwind night tends to be very stable (class D). Exceptions occur. The use of 5-min fluxes leads to large scatter associated with large random flux errors compared to the 30-min or 1-h averages but leads to less capture of nonstationarity of the mean flow and turbulence within the flux calculation. Inclusion of nonstationarity by averaging the flux over longer time scales systematically alters the flux–gradient relationship, examined in a separate study. Use of 5-min averages instead of longer averages reduces this bias at the cost of increased scatter. 4. Evaluation of similarity relationships The flux–gradient relationship in the surface layer is usually posed in terms of M–O similarity theory, which relates nondimensional gradients to z /L. The nondimensional shear, m, is defined as m 冉冊 冉 冊 kz ⭸U z ⫽ L u ⭸z * 共2兲 The nondimensional shear is often parameterized in terms of the stability functions from Businger et al. (1971) and Beljaars and Holtslag (1991), respectively: m m 冉冊 冉冊 z z ⫽ 1 ⫹ 4.7 , L L 冋 共3a兲 冉 z z z ⫽1⫹ a ⫹ b ⫻ e⫺d共zⲐL兲 1 ⫹ c ⫺ d L L L 冊册 , 共3b兲 where a ⫽ 1, b ⫽ 0.667, c ⫽ 5, and d ⫽ 0.35. The Beljaars–Holtslag formulation reduced the overestimation of the nondimensional gradients for very stable conditions that occurred in Holtslag and De Bruin (1988). The Businger formula was derived for z /L ⬍ 1. Figure 2 shows the relationship between m and z /L (z ⫽ 5 m) for 6–7, 24–25, and 19–20 October. The vertical mean wind shear at the height of 5 m is obtained by logarithmic finite differencing between 1.5 and 10 m. For the weakest winds, the gradient depends on the method of estimating gradients and no preferred method emerges. The solid and dotted lines represent the curves based on Eqs. (3a) and (3b) respectively. OCTOBER 2007 HA ET AL. 3477 FIG. 2. The dependence of m on z /L for strong- (6–7 Oct), intermediate- (24–25 Oct), and weak- (19–20 Oct) wind cases at 5 m. Note that most cases with z /L ⬎ 0 occur with weak winds. For example, some near-neutral cases (small z /L) occur with weak winds associated with small u * but very small heat flux. A few cases of small z /L occur with large m and large Richardson number. This behavior was not sensitive to choice of averaging time, although sampling errors associated with the weak fluxes may be important. We conclude that the stability parameter z /L may not be an adequate indicator of the stability for weak turbulence and strong stratification. The nondimensional wind shear (Fig. 2) is well approximated by the empirical expression of Businger et al. (1971) for the strong and intermediate wind classes. In the weak-wind regime, the points are widely scattered even for small values of z /L. For large z /L, the values of m tend to occur between the two empirical curves in Fig. 2. For z /L less than one, where all three wind speed regimes contain data, the weak-wind regime exhibits much more scatter, presumably due to the stronger intermittency (section 5a) and larger random flux errors. These results suggest that the mean wind speed contains an independent influence not contained in the stability. To estimate the contribution of self-correlation, we construct randomizations of the original data based on the method of Klipp and Mahrt (2004). With this method, the original values of the mean shear and fluxes are randomized such that the values of the mean shear and fluxes for a given realization of the randomized data originate from different records. With no selfcorrelation, the correlation between m and z /L for the randomized data would be zero. The correlation between the nondimensional shear and z /L for the randomized data at 5 m is not significantly smaller than that for the original data (Fig. 3), suggesting that linear correlation cannot be confidently used as verification of the degree of physical relationship between the nondimensional shear and z/L, even though the slope is significantly less for the randomized data. 5. Turbulence statistics a. Intermittency We evaluate a simple index of intermittency (turbulence variability; Mahrt et al. 1998), written as FIG. 3. The relationship between m and z /L for observed and randomized 5-m data for strong- (6–7 Oct), intermediate- (24–25 Oct), and weak-wind cases (19–20 Oct). 3478 MONTHLY WEATHER REVIEW VOLUME 135 FIG. 4. The dependence of z /L on the index of intermittency at (a) 5 and (b) 30 m. FI ⬅ F , abs共F 兲 共4兲 where F is the standard deviation of 5-min values of the friction velocity within a 1-h period and F is the friction velocity evaluated at 5 and 30 m. The 30-m level is typically above the intense part of the surface inversion layer, where the local value of the momentum flux is not representative of the surface momentum flux. Here, z /L is used as an informal stability parameter since 30 m is too high for the validity of M–O similarity with significant stability. Figure 4 shows the intermittency index for u for the strong-wind (dark circles), * intermediate-wind (open circles), and weak-wind (gray circles) nights. The intermittency index is small for z /L ⬍ 0.1 and increases roughly linearly with z /L in ln–ln coordinates (with large scatter) for z /L ⬎ 0.1. In general, the intermittency index is greatest for the weak-wind class. The intermittency, such as defined in Eq. (4), partly explains the greater scatter in the relationship between m and z /L for the weak-wind category (Fig. 2). The main qualitative features occur at both the 5- and 30-m levels, but 30 m contains more data with small z /L. b. Deviation from the similarity prediction for the flux–gradient relationship For the present data (Fig. 5), the large intermittency index generally corresponds to expected greater magnitude of the deviations from the fitted m–z /L relationship, but such deviations of m occur with either sign with roughly the same probability. The intermittency leads to larger scatter but no detectable systematic changes. For the strong-wind regime, the intermittency index is generally below 0.3 and deviations from similarity theory are small. 6. Dimensionless numbers To further examine the dependence of turbulence on stability, the relationship between z /L, the gradient Richardson number, and turbulent Prandtl number are now examined for the strong-, intermediate-, and weakwind classes. FIG. 5. The dependence of deviations from Businger’s relationship on the index of intermittency for (a) strong-, (b) intermediate-, and (c) weak-wind cases at the height of 5 m. OCTOBER 2007 HA ET AL. 3479 FIG. 6. The dependence of Ri on time for strong- (10–11 Oct), intermediate- (5–6 Oct), and weak- (18–19 Oct) wind cases at 10 m. a. Richardson number The gradient Richardson number, Ri ⫽ (g/)[(/z)/ (U/z)2], in the surface layer is predicted to be proportional to z /L (Businger et al. 1971): Ri ⫽ z ⲐL ⫻ 共0.74 ⫹ 4.7z ⲐL兲 共1 ⫹ 4.7z ⲐL兲2 . 共5兲 The relationship was originally intended for z /L ⬍ 1. For the selected nights at 10 m (Fig. 6), Ri remains less than 0.1 throughout the night for the strong-wind case but is more variable for the weak-wind regime with short periods of very high values. We have chosen 10 m for this part of the analysis because of more reliable behavior of the temperature gradient estimates at this level. With weak turbulence and very stable conditions, 10 m is probably above the surface layer. During the weak-wind night, Ri decreases to values below 0.25 during subperiods of “less weak” winds. The occasional large values of Ri for the weak-wind case do not necessarily occur for large values of z /L, and deviations from the M–O similarity relationship between Ri and z /L are large for the weak-wind regime (Fig. 7). Subperiods of large Richardson number sometimes correspond to small u but very weak heat fluxes and * therefore small values of z /L. Such small values incorrectly suggest near-neutral conditions. As a result, z /L is an incomplete measure of stability. Many of the observed values of Ri for the weak-wind regime are greater than the M–O prediction (solid line, Fig. 7) but still less than the relation of Ri ⫽ z /L (dotted line). Deviations from the M–O prediction are much less for the intermediate and strong-wind regimes. Within the scatter of the data, Ri becomes independent of z /L for large values of z /L, suggesting z-less turbulence; z /L should not be used as the stability parameter for these cases. For the weak-wind regime, one could argue that Ri is independent of z /L for the entire range of z /L (Fig. 7). Figure 8 displays the eddy diffusivity for momentum as a function of time (Figs. 8a–c) and z /L (Figs. 8d–f) for strong- (16–17 October), intermediate- (22–23 October), and weak- (19–20 October) wind cases. The eddy diffusivity decreases approximately exponentially with increasing z /L for all three cases. The close relationship is partly due to the fact that the eddy diffusivity FIG. 7. The dependence of Ri on z /L for strong- (10–11), intermediate- (5–6), and weak- (18–19) wind cases at 10 m. 3480 MONTHLY WEATHER REVIEW VOLUME 135 FIG. 8. The dependence of the eddy diffusivity for momentum on (a)–(c) time and (d)–(f) z /L for strong-, intermediate-, and weak-wind cases at 10 m. is proportional to the square of the friction velocity while z /L is inversely proportional to the cube of the friction velocity. The diffusivity Km is in general one or more orders of magnitude smaller for weak winds compared to windier conditions (Fig. 8). 7. Mesoscale modulation during the weak-wind night b. Eddy Prandtl number The eddy Prandtl number is defined as the ratio of eddy diffusivity for momentum, Km, to that for heat, K h: Km ⫽ ⫺w⬘u ⬘ ⫺w⬘T ⬘ , Kh ⫽ , ⭸UⲐ⭸z ⭸Ⲑ⭸z increasing z /L, which may also be due to selfcorrelation related to shared values of the heat and momentum flux. and Pr ⫽ Km . Kh 共6a,b,c兲 Figure 9 shows the time evolution of the Prandtl number for the strong-, intermediate-, and weak-wind case study days. For the strong- and intermediate-wind nights, the eddy Prandtl number approaches values near unity. Values of the Prandtl number much greater than unity on the weak-wind night may be due to transport of momentum by nonlinear gravity waves. The eddy Prandtl number increases with the Richardson number for all three case studies although the large self-correlation between the eddy Prandtl number and Richardson number prevents definite physical conclusions. The eddy Prandtl number decreases slightly with With weaker mean winds, mesoscale motions emerge as an important influence on the wind and turbulence fields. We find important modulation of the turbulent flux on all of the weak-wind nights, although the time scale of such modulation varies between nights. These modulating motions are sometimes coherent across the entire tower layer and sometimes confined to thin layers near the surface. The turbulence on 18–19 October is modulated by wavelike modes with a period of roughly 2 h (Fig. 10). This motion is superimposed on other motions with a variety of time scales. The main mesoscale mode is not a pure linear wave in that the wind accelerations are often abrupt, assuming a microfront behavior. About 5 different mean wind maxima can be identified, which generally lead to increased turbulence (Fig. 11) but less definable structure in the temperature field. Several of the events are coherent throughout the entire tower layer, although the first one appears to start at the lower levels. The last event at 0515 LST is associated with cooling particularly in OCTOBER 2007 HA ET AL. 3481 FIG. 9. (a)–(c) The time evolution of Pr for strong- (10–11 Oct), intermediate- (24–25 Oct), and weak- (19–20 Oct) wind cases at 10 m. (d)–(f) The relationship between Pr and Ri for the three wind cases. (g)–(i) The relationship between Pr and z /L for the three wind cases. the lowest 5 m and a change of mean wind direction from westerly to northeasterly, apparently associated with a density current. The surface turbulence and fluxes are modulated by these variations of the wind field (Fig. 11). There is some evidence that the surface turbulence lags the accelerations at the top of the tower. However, the 2-m turbulence is better related to the mean wind speed at 55 m than the noisier wind speed at 2 m (not shown). The wind event at 2120 LST causes the largest increase of turbulence during the night while the wind acceleration around midnight shows little enhancement of the turbulence at any level within the tower layer. During the stronger wind part of the mesoscale mode, the standard deviation of vertical velocity (w) increases by more than 100% (Fig. 11) while the surface stress increases by about a factor of 5! Various computations of the bulk or gradient Ri are highly correlated to the mean wind speed itself and do not lead to improved prediction of the turbulence. Unfortunately, such important mesoscale modes are not adequately captured by existing numerical models (study in progress). 8. Mixing length Above the surface layer, the flux–gradient relationship is often posed in terms of a mixing length. Mixing length formulations for the stable conditions were examined based on Louis et al. (1981) shown in Eq. (8a) and Ha and Mahrt (2001) shown in Eq. (8b), where 3482 MONTHLY WEATHER REVIEW FIG. 10. One-minute averaged wind speed during the weak-wind night of 18–19 Oct for the observational different levels. Kh ⫽ ⫺ w⬘T ⬘ and ⭸Ⲑ⭸z 冏 冏 Kh ⫽ l h2 ⭸U , ⭸z lh共Ri兲 ⫽ l0h共Ri兲 ⫽ l0关1 ⫹ 15Ri共1 ⫹ 5Ri兲1Ⲑ2兴⫺1Ⲑ2 冋 lh ⫽ l0 exp共c1Ri兲 ⫹ 册 c2 , Ri ⫹ c3 共7a,b兲 and 共8a,b兲 where c1 ⫽ ⫺8.5, c2 ⫽ 0.15, and c3 ⫽ 3.0. Figure 12 shows the mixing length as a function of Ri at 30 m. The solid and dotted lines indicate the formulations in Eq. (8a) and Eq. (8b), respectively. The mixing length lh from Ha and Mahrt (2001) decreases more rapidly with Richardson number than that of the Louis formulation. Usually the magnitude of the mixing length is smallest in the early evening (gray circle) and early morning (open triangle) periods. Compared with observations, the mixing length from Ha and Mahrt (2001) shows better agreement than Louis et al. (1981) for our data, although the purpose of the Louis scheme is to parameterize fluxes over a relatively large grid area with coarse vertical resolution. For the strong-wind case, Ri lies within a narrow range centered about 0.2, while the mixing length values extend over a broad range of values, suggesting that Ri is not the only important influence on the mixing length. The deviation of the mixing length from Eq. (8) is not systematically related to the intermittency index. 9. Conclusions Surface layer similarity theory was evaluated for the nocturnal boundary layer separately for different wind regimes. While z /L is significantly inverse correlated VOLUME 135 FIG. 11. The relationship between the std dev of vertical velocity (w) at 2 m and the wind speed at 55 m during the weak-wind night of 18–19 Oct. with mean wind speed, some small values of z /L occur for weak winds and some large values of z /L occur for strong winds. In some cases of weak turbulence, z /L was found to be a misleading indicator of the stability. For example, weak turbulence, strong stratification, and large Richardson number sometimes corresponded to small near-neutral values of z /L. Since the dependence of the flux–gradient relationship on stability is different for the different wind regimes, stability by itself is an incomplete predictor for the flux–gradient relationship. The similarity theory is least valid for weak-wind conditions. The somewhat independent role of the strength of the large-scale flow may be related to shear generation of turbulence on the underside of the low-level jet for stronger wind cases and the increased influence of waves/meandering on the turbulent flux–gradient relationship for the weakwind cases. However, a successful independent nondimensional parameter representing such influences could not be identified. For weak winds, meandering of the wind vector, density currents, and difficulties estimating weak fluxes all influence the estimated flux–gradient relationship. While intermittency greatly increased the scatter in the flux–gradient relationship, intermittency did not lead to significant systematic deviations from similarity theory. The relationship between z /L and Ri is not well defined for weak-wind conditions. The eddy Prandtl number did not show a well-defined dependence on z /L. An existing formulation of the mixing length based on Ri rather than z /L performed well. 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