The National Clearinghouse for Alcohol and Drug Information A service of SAMHSA (http://www.health.org/govpubs/workit/index.htm) Department of Health and Human Services Public Health Service Substance Abuse and Mental Health Services Administration Center for Substance Abuse Prevention How to Use This Kit The Drug Free Workplace: A Guide for Supervisors and Managers Employee Fact Sheets #1 Why Have Drug-Free Workplace? #2 You Can Contribute to a Drug-Free Workplace #3 Is Someone You Care About in Trouble? #4 Why All the Fuss About Drugs #5 Drug Testing: What Does it Mean to You? #6 What Parents Need to Know #7 Alcohol, Tobacco, and Other Drugs - Making Prevention Work Employer Fact Sheets Employer Tip Shee #1 Why Should You Care About Having a Drug-Free Workplace? #2 The Components of a Drug-Free Workplace Program #3 Hallmarks of Successful Drug-Free Workplace Programs #4 Drug-Free Workplace Programs: Are they Worth the Time? #5 Creating a Drug-Free Workplace Policy #6 Employee Education #7 Supervisor Training #8 Employee Assistance Programs #9 Drug Testing #10 Outside Help and Consultants #11 Avoiding Problems With Alcohol, Tobacco, and Other Drugs #12 Evaluating Your Program Creating a Drug-Free Workplace: When the Issue is Safety Creating a Drug-Free Workplace: When Service Is Your Business How to Use This Kit Alcohol and other drug abuse is one of the most serious health problems affecting employers today. The costs are staggering -- more than $100 billion a year in accidents, lost productivity, and related problems. For smaller businesses in particular, one serious accident or one troubled employee can create major problems. The cost of one employee’s alcohol or other drug abuse can be devastating. In worksites across the country, employers are looking for practical ways to address alcohol and other drug abuse. Employers also are concerned about meeting the health needs of their employees and controlling the costs of health care and Workers’ Compensation. Most importantly, employers are asking for clear, simple steps for planning effective drug-free workplace programs. The Purpose of the Kit This kit offers guidance, specific strategies, and easy-to-follow steps for creating a drug-free workplace program or for enhancing an existing one. It was designed for owners and managers in businesses of all sizes, but especially smaller businesses. Often, these organizations do not have the resources to support employee health programs. The kit suggests low-cost approaches for a health program geared to alcohol and other drug abuse. This kit should be especially helpful for employers who don’t have much time to develop a program. They will find what many employers said they need: immediate, practical answers and easy-to-use materials. Two kinds of experts contributed to the development of this kit: • Specialists in drug-free workplace policy development, employee assistance programs (EAPs), and alcohol and other drug abuse prevention. • Business owners and managers -- the people who are on the front line every day and who have dealt with the problems that come with employee alcohol or other drug abuse. The advice and issues addressed in this kit came from employers who already have successful drugfree workplace programs, as well as from employers who would like to start one. Line staff and supervisors also contributed to the development of the kit. Using the Materials The following are simple steps for using this kit successfully: 1. Read all of the information in the kit before deciding about the type of program that is right for your organization. 2. Share the materials with others in your organization who can help with starting the program. Consider including senior managers, department heads, and employee and union representatives. 3. Make copies of the materials you plan to distribute. For example, all senior managers may need copies of the Supervisor’s Materials, and all employees may benefit from having copies of the Employee Materials. 4. Think about other help and resources that might be useful. For example, space is provided on each of the Employee Fact Sheets to add local resources such as phone numbers of alcohol and other drug treatment programs or counseling services. 5. Display the enclosed posters and decal in your organization, or give them to a designated manager or supervisor to post. Space is provided on each poster to include the phone number for your employee assistance program, if you have one, or of someone in your company who is designated to assist with health problems. Any or all of the materials in this kit can be photocopied and distributed to employees or adapted to meet the specific needs of your organization. While the kit contains information for creating a comprehensive program, you may decide that it is better to develop your program in phases over time rather than trying to accomplish too much at once. The important step is to make the decision to begin. You can make a difference. What you do today can make your organization healthier, safer, and more productive in the future. This kit was prepared under Contract Number 277-92-2106 by Cygnus Corporation. Graphics by CSR, Incorporated. Employer Materials The Employer Materials provide an overview of the components of an effective program -- from the rationale to the nuts and bolts of implementation. This information can help you decide what steps to take, the kinds of people to involve, and how to begin. It is important to keep in mind that there is no one right way to organize a drug-free workplace program. What’s right is what works for you and your organization. Employee Materials Employee education makes a program successful. The Employee Materials include a series of fact sheets that can be distributed, over time, as part of a continuing employee education effort. The fact sheets highlight the importance of a drug-free workplace, the effects of alcohol and other drugs on both job performance and family, and the health consequences of alcohol and other drug abuse. Employers can use the fact sheets as paycheck stuffers, memos, home mailings, or as part of scheduled training sessions. It is important to review these materials carefully before deciding how to use them. Supervisor Materials Supervisors have day-to-day responsibility for monitoring employee performance. They can be an early warning system for spotting performance problems that could be due to alcohol and other drug use. Supervisors or managers can implement the organization’s drug-free workplace policy and make sure troubled employees find the help they need. The Supervisor Materials in this kit answer basic questions about drug-free workplace programs. They clarify the supervisor’s role and responsibilities and offer suggestions for dealing with difficult situations. Supervisors will find a commonsense approach to good management. In some organizations the employer and the supervisor are one and the same. The Supervisor Materials are designed to assist people in both roles. Department of Health and Human Services Public Health Service Substance Abuse and Mental Health Services Administration Center for Substance Abuse Prevention (http://www.health.org/govpubs/workit/index.htm) Introduction This guide will provide you with the information you need to improve the productivity of your staff and protect their health and safety by tackling problems that may arise from alcohol and other drug abuse at your worksite. This guide is designed to make your job easier. It can be scary and tough to think about addressing alcohol and other drug use among the people you work with. But you don’t need to be scared, and you don’t have to be tough. Addressing alcohol and other drug abuse in the workplace is first and foremost a conduct and performance issue -- an employee who uses or abuses alcohol or other drugs on the job may at some point be an employee whose performance goes downhill. You will see it -and this guide tells you how to deal with what you see. To ensure that you have the best possible advice, the development of this guide involved discussions with supervisors, foremen, stewards, and managers across the country. You will find, as a result, a clear description of your role in a drug-free workplace program and the steps you can take to make sure the program is successful. In short, it is a guide to help you be the best manager or supervisor possible when handling job performance problems. Your Responsibilities As a supervisor, you have three main responsibilities within a drug-free workplace program: 1. Know Your Organization’s Policy Review your organization’s written drug-free workplace policy. If you don’t have a copy, ask your employer for one. Become familiar with what the policy permits and prohibits and the penalties for violating the policy. 2. Be Prepared to Explain the Policy to Employees As a supervisor you may be asked to explain the drug-free workplace policy to other employees. Be prepared to answer questions. Most of your employees will welcome a drug-free workplace program, but they will all have questions in the beginning. Below are examples of questions that you may be asked: What drugs are not allowed? Is alcohol allowed? What actions/behaviors are not allowed? (sale, use, etc.) What happens if someone violates the policy? Are we going to be drug tested? How accurate are drug tests? What happens if I refuse to take a drug test? What happens if someone tests positive? Is counseling or treatment available? Will insurance pay? How is my union involved? It is best to be ready with answers. If your organization’s policy does not address these and other possible questions, ask your employer for the answers. If all questions can be answered, it will help employees to accept and respect the program. 3. Know Your Role You are in a unique position to play a major part in a successful drug-free workplace program. You will need to know how to identify and address employee job performance problems. Always keep in mind that while some problems may be related to alcohol and other drugs, others are not. As a supervisor, your role is to observe and help improve employee job performance, to document work problems and successes, and to effectively implement your organization’s policies and programs. You are not expected to diagnose alcohol or other drug abuse or to provide treatment or counseling services to employees with job performance problems. Rather, your role is to conduct evaluations of job performance problems. Some organizations will have a formal employee assistance program (EAP). This means that there is a counselor available who is trained to assess the cause of employee job performance problems and offer assistance. If your organization has an EAP, find out how to refer employees with job performance problems to that service. Talk to your employer to make sure you understand what is expected of you -- when it is appropriate to refer an employee to the EAP and the procedures to use. Knowing your role in the organization’s drug-free workplace program will help you work well as part of the team. How to be Part of a Successful Drug-Free Workplace Program The following action steps can help you identify and handle employee job performance problems. Be Attentive The sooner a problem is identified, the sooner it can be corrected, especially when dealing with alcohol and other drug abuse. It is important to remain alert to any and all job performance problems such as: • rising accident rates • increased absenteeism or tardiness • decreased productivity • deteriorating coworker relationships. Although these problems can arise for many reasons, including a variety of personal problems, they may also be signs of alcohol or other drug abuse. Don’t make assumptions about the reason for a problem: your job is to be aware of problems on the job -- and to make sure that tasks are completed, deadlines are met, and things are running as smoothly as possible. Staying aware of what is happening in your work environment is the first step to doing an excellent job. Observe Suppose you see changes in an employee’s work patterns or performance . . . watch more closely. For example, you know an employee is making a habit of arriving late, calling in sick a lot, or having mood swings. Has there also been a drop in productivity or an increase in accidents? Remember, it is not your job to figure out the cause of the problem. Your job is to observe employee behavior and determine the effects of those behaviors on job performance. Changes in behavior may be related to alcohol or other drug abuse; they also may be the result of something else, such as a medical problem like diabetes or high blood pressure. Slurred speech or dizzy spells can be a sign of someone who is high, in need of insulin, or has had a stroke. It is important to call for help if you believe a situation may result in harm to yourself or others. Keep emergency numbers on hand, such as building security and your medical department or EAP. Document Job performance problems and other work-related conduct need to be documented. This means a written record should be kept that explains what you see. It should include the names of persons involved, the time, the date, what occurred, names of witnesses, and what actions were taken. Documentation should focus on job performance and should not include your opinions. The box to the right shows how you might use a standard form to document problems with work conduct. A similar form should be used to track job performance and attendance over time. Consistent and objective documentation of performance and conduct is critical when doing employee evaluations. Address Job Performance Problems Once you have documented the job performance problem, you should meet with the employee to discuss what you have seen. Make an appointment at a time and place when you think you will be relaxed and able to discuss the problem without distractions. When job performance problems occur, it is especially important to treat the employee with respect. Your job is to address the performance problem and encourage improvement, not to judge the employee. Be relaxed and maintain a nonjudgmental attitude; this will help keep the lines of communication open, solve the problem, and maintain good management-employee relations. Many supervisors report that starting a conversation with an employee about a performance problem is often the most difficult step. You may feel unsure about what to say or how to say it. Or you may find yourself wanting to avoid the discussion altogether. The information that follows will help you take the first step. How to Begin and End a Conversation Supervisor: Sarah, I want to talk with you about my observations regarding your work. You have been a good employee in the past, but lately I’ve noticed changes in your work performance. I want to make you aware of my concerns and hear from you as well, because it is important that you correct the problems as soon as possible. Employee: Well, I’ve just been tired lately . . . I know I’ve been late a couple of times. Supervisor: (Refer to specific documentation of Sarah’s job performance in the past month). Actually, you have been late 10 times in the last month, your productivity is down 25 percent, and you have called in sick 3 times in the past 3 weeks, always on a Monday or Friday. Has anything about your job changed that could explain these problems? Employee: What do you mean? Supervisor: For instance, are you having trouble with a specific job-related task or routine or with a coworker relationship that would cause you to be late or cause your productivity to be down? Employee: I don’t think so. I mean there are certain people I don’t really get along with, but that’s not what makes me late. I’ve been having problems at home. I guess it has been affecting work more than I thought. I get the message. I’ll try to do better. Supervisor: Sarah, it is important that your work performance improve. I will give you 2 weeks to correct the behaviors I mentioned before taking further disciplinary action. In the meantime I will remind you that the employee assistance program is available to you if you need help with personal problems that are affecting your job performance. When we meet again 2 weeks from Thursday, we will review your job performance again. Between now and our next meeting I expect you to be present at work and on time every day. If your attendance and tardiness do not improve, we will discuss further disciplinary actions. Note for Supervisor: (Further disciplinary action may include referring the employee to the EAP again, or to some other source of help in the community. Again, it is important that you follow the guidelines established by your employer as to how you should handle referrals.) It also is essential that you prepare a written summary of this meeting that includes the followup plan you made with the employee, then conduct the followup as scheduled. What to do if the Conversation Goes Off Track Employees often become defensive when their supervisor draws attention to a job performance problem. The employee may cry, show anger, or make excuses to take the focus off the real issue -job performance. When an employee becomes defensive, it is especially helpful to stay focused on job performance and conduct. While it is important to be understanding, it is not your job to counsel the employee about his or her personal problems. The goal of your meeting is to discuss and find solutions to the job performance problem. Barriers and How to Handle Them Confronting an employee about a job performance or conduct problem is not easy. No one can tell you how an employee will respond. Sometimes an employee may become upset with you, hoping this will make you back down from the confrontation. Being aware of potential barriers is the best way to decrease the chance of a negative reaction. The information below provides guidance for how to respond to some of the most common barriers. Barriers That Arise When Addressing Employee Problems Denial The employee denies that problems exist and insists that the supervisor or someone else in the company is out to get him or her. How To Respond: Stay calm. Have at hand documentation of the employee’s job performance and/or conduct and keep the conversation focused on performance issues. Threats The employee threatens you or the organization. "If you push me, I’ll go to an attorney . . . make a scene in the plant . . . quit here and now . . . ." How To Respond: Remind the employee that he or she may do whatever he or she chooses; however, as a supervisor your responsibility is to uphold the organization’s policy and find a solution that will help both the organization and the employee. If you think you are losing your objectivity or need help to resolve a conflict with a defensive employee, seek the help of another supervisor or manager. Rationalization The employee tries to avoid the issue by making excuses. "If this job wasn’t so stressful, I wouldn’t be making so many mistakes and wouldn’t be late so often." How To Respond: Stay focused on work performance. Avoid being distracted by excuses; let the employee know that help is available. Angry Outburst The employee becomes angry. He or she may cry, yell, or scream. This emotional outburst is intended to scare off the supervisor and cause him or her to drop the whole affair. (In a shouting voice with arms raised) "How dare you accuse me of being late to work and not getting my deliveries made on time!" How To Respond: Do not react! Wait until the employee has run out of steam and then continue where you left off; keep the focus on performance issues. If the employee continues to carry on, reschedule the meeting. Be Consistent Regardless of your personal relationship with an employee, it is important to treat each person the same when addressing job performance and/or conduct problems. This is not always easy to do. By following your organization’s procedures, you avoid playing favorites. This protects you from being accused of discrimination and can help your relationship with the people you supervise. Maintain Confidentiality All discussions of an employee’s job problems should be held in private. No one else should be able to hear the conversation. If employees choose to tell coworkers about their private concerns (e.g., results of a drug test), that is their decision. However, when an employee tells you something in confidence, you are obligated to keep it between the two of you. Be "up front" with the employee at the beginning of the meeting. If your employer requires that you report what will be said, it is important that you inform the employee before you begin the meeting. Although not a common problem, you could be sued if you disclose what is said in the meeting without the permission of the employee. Respecting employee confidentiality is critical to developing a trusting relationship with the people you supervise. Followup Taking followup action is a key part of your role in your organization’s drug-free workplace program. Followup means that you continue to observe and document the employee’s job performance and conduct. Followup ensures that the employee keeps to the agreement and that improvements are made. Before your followup meeting(s) with the employee, review the employee’s progress and decide what steps to take from there. If the employee’s job performance and/or conduct has improved, no further disciplinary action needs to be taken. However, you should continue to monitor his or her progress until you are sure the performance problem is resolved completely. If job performance or conduct has not improved as agreed, or if the employee refuses to acknowledge or correct his or her behavior, document these events and tell the employee the actions that you will take next. Inform the employee that help is available. Use the resources listed at the end of this guide and on the Employee Fact Sheets for referrals and/or refer the employee to the EAP. You may not know if an employee is in treatment for an alcohol or other drug problem. However, if an employee tells you that he or she is seeking help, support the recovery process but do not "enable." Read Employee Fact Sheets #2, #3, and #4 that came with this guide to learn about addiction, enabling, and recovery. Note: Being in treatment is not an excuse for poor job performance. Your responsibility is to make sure employees do a good job. Protect yourself and the employee’s rights by consistently following your organization’s disciplinary procedures if an employee’s job performance or conduct does not improve. Other Issues Reintegrating an Employee After Treatment Returning to work after or during treatment for alcohol and other drug abuse can be stressful. You can help lessen this stress by assuring the employee that you will maintain confidentiality and by carrying on with business as usual. Employees who return from inpatient treatment or who are enrolled in any type of outpatient treatment program need to know that they will be held accountable for their job performance and conduct. Clear guidelines should be established regarding how the employee’s progress will be monitored. For instance, the employee needs to be informed about periodic followup reviews, drug testing (if applicable), and in general, how your organization will handle his or her return to work (if the employee was away at an in-patient program). You may or may not know if an employee is attending an outpatient treatment program. Most employees are able to maintain a regular work schedule while receiving treatment during nonwork hours. However, sometimes employees will need time off from work to pull themselves together physically, even if they are not hospitalized. If an employee attends an inpatient treatment program, an intensive day treatment program, or any other type of counseling that will interfere with his or her regular work hours, you may need to know more about the situation, such as when and for how long the employee will be away from work. In 1992 the Americans With Disabilities Act (ADA) became law. There are certain provisions == "reasonable accommodations" -- with which employers must comply when an employee is in treatment for alcohol or other drug addiction. The ADA defines "reasonable accommodation" to mean, at least, a flexible work schedule so employees can attend treatment-related meetings (e.g., aftercare, support groups, counseling sessions). For more information about the ADA, call 1-800669-EEOC. It is important that you understand what the employee needs as well as what your employer expects of you in this situation. You will want to be able to support the employee as he or she resolves any performance problems, but you must also ensure that your employer’s expectations are met and that you follow your organization’s policy. Back-to-Work Conferences If the supervisor has been informed about an employee’s inpatient or intensive day treatment process, a back-to-work conference is often scheduled at the time an employee is discharged from treatment. This meeting usually includes the employee, his or her counselor, and the supervisor or another company representative. Sometimes a union representative will want to be included in the meeting, if applicable. The purpose of a back-to-work conference is to ensure that the employee knows the employer’s expectations once the employee returns to work. These expectations are often explained in a written contract that the employee signs. The recommendations of the treatment center staff are usually incorporated into the contract to ensure that the employee continues to stay free of alcohol or other drugs. Union Agreements If you are subject to a collectively bargained agreement, you will need to comply with that agreement. If you are unsure of the terms as they relate to your drug-free workplace program and/or your role, ask your employer or business agent to explain this to you, or obtain a copy of the agreement. Your Beliefs About Alcohol and Other Drug Abuse Despite the fact that the American Medical Association defined alcoholism as a treatable disease in the early 1950s, many people still believe that people with alcohol and other drug problems drink out of brown paper bags, live on the streets, and/or cannot hold a job. These beliefs are myths. Most alcohol and other drug abusers have nice homes, steady jobs, and do not drink out of brown bags. As a manager, it is important to be aware of your own beliefs about alcoholism and other drug problems so that they do not interfere with your job. As with any other managerial responsibility, personal beliefs and prejudices will need to be put aside. Employee Fact Sheets #1 through #4 are designed to provide information about alcohol and other drug abuse and addiction to help you be objective when dealing with an employee who has an admitted alcohol or other drug problem. Employees Who Report to Work Unfit For Duty If you are not sure how to manage an employee who reports to work unfit for duty, ask your supervisor for advice and follow your organization’s policy. In general, it is advisable that you have two management staff members verify that the employee is not fit to do his or her job. Document the conduct problems as objectively as possible. If there is a human resources or safety person in your organization, he or she should be notified and consulted about the situation. If all of the management personnel involved decide that the employee is not fit to do his or her job, the employee should be sent home via public transportation or with a family member, or be escorted home by another staff member. Do not let the employee drive home if he or she is not fit to perform the job. The manager should then decide, based on the organization’s policy, the disciplinary actions that should be taken. Alcohol or Other Drug Abuse of a Boss or Supervisor Alcohol and other drug abuse and addiction are serious illnesses that affect people in all walks of life, in all types of jobs, and of all ages. The issue is especially touchy when it is your boss who is having a problem with alcohol or other drug abuse. Handling alcohol or other drug abuse of an employer or another supervisor requires careful thought, and your response will depend on your relationship with him or her. It is not advisable to confront the situation on your own. Seek the help of another manager or a professional who can advise you about your options, or ask for help from your company EAP. Some addictions professionals are trained to help family members and friends learn about intervention -- a structured form of offering assistance. An addiction treatment center in your community probably has a staff member who is trained to do intervention. Employee Fact Sheets #2, #3, and #4 contain information about addiction and recovery that may be helpful. What to do if You Find Illegal Drugs at Work Use caution. Review your organization’s policy to see if guidelines have been established for how to handle these situations. Do not discard or transport the drugs yourself. Seek the help and guidance of another supervisor or manager. Contact your local police department. Following is a list that will help you find resources in your own community. Resources National Clearinghouse for Alcohol And Drug Information: 1-800-729-6686 Provides free or low-cost pamphlets, posters, and videos about alcohol and other drugs. The Center for Substance Abuse Prevention’s (CSAP) Workplace Helpline: 1-800-WORKPLACE Answers questions related to alcohol and drugs in the workplace and provides assistance to supervisors and managers regarding employee job performance problems that may be related to alcohol or other drug abuse. The Center for Substance Abuse Treatment’s (CSAT) Drug Information, Treatment, and Referral Hotline: 1-800-662-HELP 1-800-66-AYUDA (Spanish) Provides confidential information and treatment resources in your area. Public Library Provides information about alcohol and other drugs. Local Health Department Usually offers information about alcohol and other drugs and may provide treatment (look in the Blue Pages of your telephone book). There are different types of treatment available (see Fact Sheet #2). Some health departments sponsor seminars and workshops. Community Hospital/Drug Treatment Program/Community Mental Health Center Usually can answer questions or give written information. An addiction treatment program is usually the best place to call. Look up "alcohol" or "drugs" in the Yellow Pages of your telephone book to find a treatment center in your area. Trade or Professional Association Sometimes provides information on alcohol and other drug abuse prevention specific to your workplace. Many associations now provide drug-free workplace information to members. Self-Help Groups Provide help with problems of all kinds. The most well known is Alcoholics Anonymous. Narcotics Anonymous is for people with problems with other drugs. Other groups include Smokers Anonymous, Gamblers Anonymous, Debtors Anonymous, and Overeaters Anonymous. There are also groups for friends and family members of abusers. Examples of these groups include Al-Anon, Alateen, and Adult Children of Alcoholics (ACOAs). The telephone numbers for these groups can be found in the Yellow Pages of your telephone book. Read Employee Fact Sheets #2 and #3 to learn more about these groups. Do’s and Don'ts For Supervisors DO: prepare what you are going to say ahead of time. Have a plan and stick to it. Say what you have to say directly and clearly. find a place to meet that is private. What is said in the meeting must be kept confidential. focus on job performance and conduct -- not on suspected alcohol or other drug abuse, mental illness, or any other potential reason for performance problems. present written documentation of the job performance and/or conduct problems (late reports, absences, lower productivity, accidents, trouble with coworkers). treat all employees the same. Don’t let age, seniority, friendship, or sympathy affect your evaluation or allow you to make exceptions for some employees and not others. use a formal yet considerate attitude. If the interview becomes too casual, it will lessen the impact of your message. state your expectations for improved performance and/or conduct and what will happen if the expectations are not met within a specific period of time. Offer suggestions for improving performance and/or conduct. offer available resources (EAP, hotlines, etc.) to help employees get back on track if they say they are having personal problems. arrange for a second meeting to evaluate progress or to discuss disciplinary actions, if necessary. DON’T: try to diagnose the cause of the employee’s job performance or conduct problem. be distracted by tears, anger, or other outbursts. (Stay focused on job performance and conduct.) moralize or judge the employee. cover up for the employee or accept repeated unlikely excuses. back down. (Get a commitment for improved job performance and conduct.) threaten discipline unless you are willing and able to carry it out. argue with an employee. If the employee becomes resistant, reschedule the meeting instead. Employee Fact Sheet #1 Why Have a Drug-Free Workplace? It’s Important to Our Organization! . . . Having a drug-free workplace protects our health and safety. . . . Employees who are free of alcohol and other drugs have fewer accidents, make fewer mistakes, and are more productive. The Tragedy of Substance Abuse At Least Five Dead and 150 Hurt as Subway Derails On August 28, 1991, a New York subway operator crashed his train near a station in lower Manhattan. Five people were killed and 215 others were injured. The operator admitted that he had been drinking prior to the crash. After the crash his blood alcohol content was .21, over twice the legal limit in New York. People Who Drink and Drive . . . and Kill A young electrician had just returned from attending a marriage class with his fiancé. He stepped out of his truck and was struck and killed by a car speeding down the wrong side of the street. When police caught the driver, they discovered that he was drunk. The driver, a 27-year-old engineer, had a history of drunk driving and had been driving without a license since it was revoked in 1986. Two People Tell Their Story. . . "I never thought I’d become addicted to drugs! My husband and I tried cocaine at a party 3 years ago. Within 2 months we were using $3,000 worth of crack a month. To get enough money to support our habit, we cooked crack at home and my husband sold it on the street. We would come home from work and smoke until 2 or 3 a.m. When I got to work I’d spend half an hour in the bathroom pulling myself together. It was my boss who finally confronted me, pointed out the problems I was having on the job, and suggested that I seek help." Mary, age 32 "Before I stopped drinking I never went any place where alcohol wasn’t served. I didn’t go to the movies or out with friends. I always seemed to have problems with people at work, and I couldn’t wait to get home so that I could have my first drink of the evening. I knew I was hurting the people I cared about, but I didn’t want to admit that I had a problem. One night a year ago, my daughter had a party for a group of her high school friends. I got drunk, made a fool of myself, and embarrassed my daughter. That was a Friday evening. On Monday I checked myself into a treatment center. Being sober has really changed my life: I have more friends, I spend time with my children, and I get along better with my coworkers." Steve, age 50 Someone in Your Workplace May Have an Alcohol or Other Drug Abuse Problem . . . The patterns listed below may be signs that a coworker has a problem with alcohol or other drugs. Do you see someone you know? Work Habits William used to be a very organized worker. His work was always neat and on time. Lately, William’s desk is a mess, his work is sloppy, and he misses deadlines. Absenteeism Juanita was always an engineer you could count on -- always there and on time. For the past month, she’s been coming in late more often and she’s missed a lot of days. Accidents Leroy used to have a good safety record. Over the past 2 months, he’s been to the company nurse three times, and his supervisor has reported him for safety violations. Complaints Linda owns a small but growing landscape company, and she’s had to hire a lot of new people. Lately, customers have complained about two new employees who go off at lunch and don’t seem to do much in the afternoon. Everyone else is picking up the slack. Productivity Franco used to be a good salesman. Over the past year his sales have gone way down and he has missed meetings. Mood Tawana is a bank teller who was always well liked by her coworkers and customers, but lately she’s become more and more moody and hard to work with. Crime Ann owns a small machine shop. This past weekend the shop was broken into and tools and equipment were taken. Two of Ann’s employees were arrested. They had drugs on them at the time of the arrest. A Drug-Free Workplace: Why Do It? The Benefits of a Drug-Free Workplace Fort Myers Auto Truck Plaza, Fort Myers, Florida The people who run Fort Myers Auto Truck Plaza take pride in the service they provide to the truckers who stop there. When the owners decided to have a drug-free workplace policy, they developed a policy they could be proud of. They told their employees and customers about the policy and posted it where it could be seen by everyone. Employees think the policy is a great idea. They said they feel safer working in a drug-free workplace. The company has teenage employees, and their parents have said they wouldn’t want their children working for a company that didn’t have a drug-free workplace policy. Zingerman’s Deli, Ann Arbor, Michigan When Zingerman’s hires a new employee, the owners send out a clear message: "We care about your health and well-being." Zingerman’s believes in providing a supportive place to work. They have an employee assistance program (EAP) that provides help to employees with problems that affect their work -- from a family crisis to an alcohol or other drug abuse problem. This makes Zingerman’s a great place to work. The owners have also found that it’s good for business. Zingerman’s employee turnover rate is lower than the industry’s average, and they have many long-term employees who are loyal to the company. The Zingerman approach is summed up best by the words of an employee who got help: "Thank you for helping me to live a sober life. It’s great to work for people who are willing to make a difference." Employees Respond to A Drug-Free Workplace: "It really concerns me when I hear talk about people using drugs or alcohol at work. If they are using drugs at work, they may be high when they are driving to or from work. And I'm out there on the road with them. . ." Anita, age 25 salesperson "Why should it cost me because he's doing drugs. When he gets out there and has a wreck . . . hey, it costs me because it costs my insurance . . . and I have to pay more." Jamil, age 30 supervisor, utility company "I never expected to see drugs used at my work. Who wants to go to work and see people taking drugs or working while high on drugs?" Mary, age 55 assembly line worker "I'm not going to work around anybody who can hurt me because they had too much to drink." Bert, age 38 construction worker "In my business we provide services to customers in their homes. They have to feel sure that we're dependable and trustworthy. I think our customers are happier knowing that we have a drug-free workplace policy." Ladonna, age 32 owner, service business "The idea of drugs at work scares me. I've been operating these machines for years, and I know how dangerous they can be. I'd hate to think that I was working beside someone on drugs." George, age 57 machine shop foreman Your Role in the Drug-Free Workplace Program Know your organization’s policy and program. Find the answers to these questions: • What is my organization’s written policy? • What happens if I violate the policy? • Does my organization’s policy include drug testing? • Will my organization help me or my coworkers get help with an alcohol or drug problem? • How can I help promote a drug-free workplace? Follow your organization’s drug-free workplace policy. Report to work fit for duty. Come to work free of alcohol and other drugs. Don’t use alcohol or other drugs on the job. Seek help if you think you have a problem. Talk to your supervisor if you think a coworker may need help or if you see a policy violation. If your organization has a "concerned other" or "tip line," you can call it without giving your name. Where to Find Help National Hotlines If you or someone you know has a problem with alcohol or other drugs, call these hotlines for free, confidential help. The Center for Substance Abuse Treatment’s (CSAT) Drug Information, Treatment, and Referral Hotline: 1-800-662-HELP NarAnon (310) 547-5800 Toughlove 1-800-333-1069 Families Anonymous 1-800-736-9805 Center for Disease Control’s (CDC) National HIV/AIDS Hotline 1-800-342-2437 Parents Resource Institute for Drug-Free Education (PRIDE) (404) 577-4500 Publications The following list of readings can be ordered for free by calling the National Clearinghouse for Alcohol and Drug Information at 1-800-729-6686: Growing Up Drug Free: A Parent’s Guide To Prevention Helping Your Child Say No To Alcohol And Other Drugs (Bilingual) Alcoholism Tends To Run In Families What You Can Do About Drug Use In America (Bilingual) How Getting High Can Get You AIDS Ask for the telephone number of your State clearinghouse -- the RADAR Network -- from the National Clearinghouse for Alcohol and Drug Information. More information about alcohol and other drug abuse can be ordered for a fee from these publishers: Hazelden Educational Materials: 1-800-328-9000 Health Communications: 1-800-851-9100 Parkside Publishing: 1-800-221-6364 Performance Resource Press: 1-800-453-7733 Also check your local library or bookstore. Local Resources Look in your local telephone book for these numbers: Alcoholics Anonymous Alateen (for children of the user) Al-Anon (for family members and friends) Adult Children of Alcoholics (ACOAs) Narcotics Anonymous Nar-Anon (for family members and friends) Drug Treatment Center Cancer Society Lung Association County or State Addiction or Mental Health Agency County/Victim/Mental Health Hotline Other Employee Fact Sheet #2 You Can Contribute to a Drug-Free Workplace drug-free workplace means no drugs: no alcohol, marijuana, cocaine, speed, PCP, heroin, or other drugs at work. Even cigarettes and some prescription drugs can be a danger. Is alcohol a drug? Yes -- it alters your mood and can cause addiction. How about nicotine? Yes, that too. Why have a drugfree workplace? Because drugs keep you from doing your best on the job, and the effects can be dangerous to others as well. Think About These Facts: One out of every ten adults in the United States is already addicted to alcohol. Because addiction runs in families, many children of addicts are likely to become addicted themselves. Alcohol and other drug abuse can lead to unsafe sexual behaviors that result in getting the HIV virus or other sexually transmitted diseases (STDs). Marijuana can cause people to lose interest in hobbies, work, friends, and family; it can cause loss of drive and motivation. Because people who use marijuana don’t react as fast, on-the-job accidents are more likely to occur. Have YOU Crossed the Line? Many people who use alcohol or other drugs think they can stop any time, but before they know it, using drugs is a problem. For example, using alcohol or other drugs can become more important than spending time with family, hobbies, or doing well on the job. If so, the chances are good that abuse or addiction has begun. Before you say "not me," take this brief test: Self-Assessment Test Has anyone ever questioned you about your alcohol or other drug use? Have you ever used alcohol or other drugs alone? Have you ever missed work because you were sick from using too much alcohol or other drugs? Have you ever had trouble stopping once you started using alcohol or other drugs? Have you ever had legal problems because of your alcohol or other drug use? If you can’t use alcohol or other drugs, do you get jumpy, shaky, cranky, nervous, or have cravings? Are you in debt because of your alcohol or other drug use? Does it now take more alcohol or other drugs to get the same effect? Have you ever used alcohol or other drugs in the morning? Have you ever been in the hospital as a result of your drinking or drug use? Have you ever used alcohol or other drugs at work? If you answered "yes" to more than one of these questions, there may be reason for concern about abuse or addiction. Don’t Wait to Get Help It is important to notice the signs of abuse and addiction early so that you can seek help. Addiction to alcohol or other drugs is a serious disease. The longer you wait to find help, the harder it is to get better. In other words, the chances of staying healthy are better when alcohol and other drug abuse is stopped early. Changing your alcohol or other drug use is a decision only you can make. Where to Begin . . . Alcohol and other drug addictions can be stopped. If you have never used them, don’t start. If you think your use is causing problems, think about stopping. Seek help now. Ask your doctor about the effects of using alcohol or other drugs, or read, go to a lecture, or take a class. Using alcohol and other drugs can lead to addiction. "After I went to treatment the Addictions are chronic diseases. Chronic means that once you first time, I stayed clean for have the disease, you will have to live with it for the rest of your about 90 days. I remember I life. However, with treatment you can control the disease and didn’t believe I had a problem . live a healthy and productive life. Millions of Americans are . . I was in denial. I started now recovering from alcohol and other drug addictions. Their thinking about the "good times" lives are back on track. You can join them. I had using . . . I thought I was Recovery from alcohol or other drug addiction is a process. different from the people at AA. You start by staying away from alcohol and drugs one day at a I called an old dealer friend, time. The goal is to be sober. Being sober means you learn to and before I knew it, I was live without alcohol and other drugs. To do this, you often need wasted again. I started missing the support of other people: family members, friends, support days of work, getting high on groups, therapists, etc. the job . . . eventually I got When you’re tempted to use drugs again. Relapse occurs fired. I relapsed a few times when you return to your old pattern of alcohol or other drug use. before I finally quit and stayed Although relapse is part of the disease, it does not have to off drugs." happen to you. Watch out for relapse. John, age 32 service manager Can You Change? If you think your alcohol or other drug use is a problem, there are many ways you can get help. Some cost money and others do not. Helping yourself is the best way to help create a drug-free workplace. If you think you have a problem with alcohol or other drugs, contact some of the resources listed here to learn more about it or to find help. Types of Help Available Inpatient Treatment You spend time (weeks or months) in a treatment center where you are able to remain alcohol- and drug-free while you learn new ways of living without alcohol or other drugs. Referral to an outpatient "aftercare" program should also be provided to support you after you return home. Call your local addiction treatment center for help (look up "alcohol" or "drugs" in the Yellow Pages). Your local Health Department may also be helpful. Outpatient Treatment There are many types of outpatient treatment programs. Some meet several nights a week after work, and others meet during the day. Unlike inpatient or day out-patient treatment, where you stay at the center for some time, evening outpatient treatment often allows you to carry on with most of your normal daily activities. Treatment is usually done in groups. One-on-one counseling is also available. Call your local addiction treatment center for help (look up "alcohol" or "drugs" in the Yellow Pages). Your local Health Department may also be helpful. Ask someone you trust if he or she knows a counselor who treats addictions. See your doctor for a checkup. Support Groups Groups of people come together to help each other recover. Some of these groups are called 12-step programs, for example, Alcoholics Anonymous, Narcotics Anonymous, and Smoker’s Anonymous. There are also groups for family members of addicts, such as Al-Anon, Nar-Anon, Alateen, etc. Other 12-step programs include Gamblers Anonymous, Sex and Love Addicts Anonymous, Debtors Anonymous, Survivors of Incest Anonymous, Overeaters Anonymous, and Codependents Anonymous. There are also recovery support groups that do not use the 12 steps, such as Rational Recovery, Woman to Woman, and Secular Organizations for Sobriety (SOS). Look in the Yellow Pages or call a local treatment center for telephone numbers. Hotlines Hotlines exist to help with alcohol and other drug problems, and they can usually direct you to treatment centers and other help in your area. You can find these numbers in your Yellow Pages or by calling information. National hotlines that offer drug information and treatment referral include the following: 1-800-662-HELP Doctors, Psychologists, and Social Workers Doctors cannot read your mind; it is up to you to tell your doctor you think alcohol or other drugs might be a problem. It is important to find a professional who knows about addictions or who can refer you to a counselor who has training in addictions. Call a local mental health agency or treatment center and ask the staff to recommend a doctor or counselor in your area. Employee Fact Sheet #3 Is Someone You Care About in Trouble? Does This Sound Familiar? Chris has always been a great employee -- full of energy, happy, and a hard worker. But lately, Chris’ co-workers have noticed that something is wrong. Chris . . . is late to work more often and is out sick a lot . . . doesn’t pay attention and forgets things easily . . . needs a lot of help with work and asks coworkers to cover up for being late . . . seems to make and receive a lot of personal calls . . . avoids old friends in the office . . . is always tired. Chris’ coworkers are worried. Could Chris have a problem with alcohol or other drugs? marriage troubles? a sick or dying parent? a night job? a spouse or child with an alcohol or drug problem? As a matter of fact, Chris’ problem could be any of these. So how can you tell if someone has a problem with alcohol or other drugs? The sudden appearance of unusual behavior may be a sign of an alcohol or other drug problem. If it is, you will probably notice that the behavior is getting worse. Alcoholism and drug addiction are diseases that will get worse until they are treated or until the person dies. Alcoholism and other drug addiction affect the user’s health, behavior, and life. Look at these stages. Do you see someone you know? How to Help If someone you know shows signs of alcohol or drug abuse, you may want to help. But you need to know how. The best way to When you enable, you allow a help a user face an alcohol or other drug problem is to make sure person to avoid the negative you don’t ignore or cover up behaviors or mistakes that result results of using alcohol or from the abuse or addiction. When you cover up for someone, it other drugs. is called enabling. Some enablers are also codependent. After a while, you may feel angry because the user takes People who are codependent advantage of your patience and kindness. treat the user’s needs as more Codependent people are often raised in addicted families, which puts them at high risk for developing their own addictions. A important than their own codependent person may be addicted to drugs, other people, because they want to please work, sex, money, food, gambling . . . anything to try to ease the user. their emotional pain. If you are saying "not me," remember that people who enable and who are codependent are often in denial; they will not admit that there is a problem. Examples of Enabling and Codependency in the Workplace: You offer to take on more than your fair share of the work because a coworker is "going through a rough time" and is finding it hard to get her work done on time. A coworker who you suspect is high has caused an accident -- again. You know that if the boss finds out, your coworker will be fired. You feel sorry for him, so you cover for him by lying to the boss about how the accident happened. One of your employees seems to have a problem with alcohol; he is late a lot, and sometimes in the morning or after lunch he comes in smelling like alcohol. You convince yourself that it’s just a stage. You don’t want to get him in trouble; he has a family, and besides, he’s a great worker -- when he shows up. Examples of Enabling and Codependency in the Home: You often find yourself covering up your wife’s alcohol use. Last night, one of your neighbors saw you help her into the house; she was too drunk to walk. The next day, you made a point of telling your neighbor that your wife had gotten a horrible case of food poisoning last night and needed you to help her into the house. Your husband, Jim, was too hungover to get out of bed this morning, so you called his boss and said that Jim would be out sick today. Now you are worried because Jim’s boss sounded like he didn’t believe you and made a comment that this is the fifth time this month that Jim has been out "sick." Your husband caught your 18-year-old son stealing cash from his business and now wants to turn him into the police. You suspect he needed the money to buy cocaine, but you ask your husband not to turn the boy in because you believe he has learned his lesson. If you ignore, excuse, or cover a user’s behavior while drinking or using drugs, you are really just helping the user put off facing the problem -- that the drinking or other drug use has become more important than the person’s job or family. Take Action Confronting someone can be scary. Here are some common fears and some reassuring facts: Even if you are ready to confront someone, the person may not be ready to listen. A user is in denial when he or she won’t admit that the problems are due to drinking or other drug use. Users who are in denial may say things like: "Who me? I don’t have a problem; you have the problem . . ." "I couldn’t have a problem. I have a good job and hardly ever miss a day." "I could stop if I wanted to; I just don’t want to." "You don’t know what you’re talking about." "It’s none of your business." For Family and Friends: Remember that millions of people have been hurt by someone else’s alcohol or other drug use. You are not alone. You can and should get help even if the user won’t. There are lots of self-help groups for friends and family of alcohol and other drug abusers. These groups can show you new ways to respond to the user so you don’t feel as hurt or scared. And maybe when the user sees the change in you, he or she may realize that it’s time to make some changes too. A trained addictions counselor can help you arrange an intervention where friends and family confront the user and encourage him or her to seek help. For Coworkers: Don’t let a drug-using coworker put your health, safety, or job in danger. If you suspect that someone is using alcohol or other drugs on the job or is coming to work high, don’t help the user avoid facing the con-sequences of his or her behavior. If an impaired coworker threatens your safety, tell a supervisor right away. If you see a coworker get high or deal drugs on the job, report it to a supervisor as soon as you can. If a coworker asks you for help, refer him or her to the help and hotlines listed below. If your company has an employee assistance program (EAP), you may want to talk to an EAP counselor about how to handle the coworker’s alcohol or other drug use. Employee Fact Sheet #4 Why All the Fuss About Drugs? When you think about it, alcohol and other drugs can rob you of everything you have worked so hard for: your health, family, and friends. Illegal drug use can result in being arrested and having to pay fines. Sometimes alcohol and other drug use can cost you your job. Why Risk It? Not everyone who uses alcohol or other drugs becomes addicted. However, no one can predict who will and who won’t become addicted. What if it’s you? You may think that an alcoholic or drug addict is a person on the street who drinks out of a brown paper bag or who uses "hard" drugs. Not true. Alcohol and other drugs can affect any one of us -- in all walks of life, at any age, and in all types of jobs. How Can You Spot Abuse or Addiction? Sometimes it’s not easy. There are different patterns of abuse and addiction. Some people are "binge" users: they get into trouble by drinking alcohol or using other drugs off and on -only on the weekends or maybe only once a week -- as an escape. Others are "maintenance" users: they use alcohol or other drugs regularly -- often every day -- to feel "normal." Although people use and abuse drugs in different ways, one thing is certain: if you become addicted, the disease will progress . . . and troubles will increase. Think About It . . . Alcohol and Other Drugs Cost Money The cost of alcohol and other drug abuse can be high. For example, cocaine is very expensive; you may know people who have sold their personal belongings to buy it. But the cost of the drug is only the beginning . . . soon to follow are: • Lots of doctor bills -- you get sick more often • Legal bills and fines due to DWIs, accidents, marital problems • Higher insurance bills • Lost pay -- you could lose your job • Debts -- you borrow money to support your habit • You may even begin stealing to buy your drug of choice "The first thing I did when I got home was fix a drink, and I would drink until I went to bed. I looked forward to drinking like you look forward to seeing an old friend. I planned my social life around drinking. Pretty soon I started using a little bit of cocaine in the morning to take the edge off the hangovers. Before I knew it, a little bit turned into selling my VCR and other things to buy more cocaine, and my boyfriend left because we always fought when I was high -- and I was high all of the time." Ann, age 27, schoolteacher What About Your Friends and Family? Drug use can tear relationships apart: Friends and family start to question you about your drug use -- they begin to distrust you. The people you love start to avoid you. You begin to feel alone -- especially because you need to hide your habit. Fear sets in. You start having more and more fights with people at home and on the job. You think about getting and using the drug all the time -- it becomes more important than your family or friends. "I used to stop at the bar for a few beers on my way home from work every day. By the time I finally got home, I was usually pretty lit. My wife would get really angry, and we would end up in a big fight -- the children would be crying, and she and I would be yelling at each other. She would always threaten to leave because of my drinking, but I didn’t think she’d ever do it. Then one day when I came home, she and the children were gone." "I have a 3-year-old daughter who goes to day care. Every day I pick her up on my way home from work, but twice in the past month I was 2 hours late because I stopped to buy cocaine on my way home. When I got to the dealer’s house, I started using the coke I’d bought. Before I knew it, a couple of hours had passed. When I finally got to day care to pick my daughter up, she was crying and scared I wasn’t ever going to come for her. Ever since then, she’s been waking up in the middle of the night with bad dreams." Alan, age 42 computer technician Tia, age 24 secretary What About Your Health? Using alcohol and other drugs can hurt your health. Addiction to any drug, including nicotine, can make you lose control over when and where you use drugs and how often you use them. Nicotine Smoking cigarettes or chewing tobacco gives you bad breath, yellow teeth, lung disease, heart disease, and many types of cancer (especially throat, mouth, and lung). Most adults who smoke cigarettes wish they didn’t. If you started smoking when you were young, you may have thought you could quit when you got older. But as the addiction progresses, it becomes harder to stop -much harder than you ever thought it would be. More people die from the results of smoking than from any other addiction. You may have even stopped before but then started again. Most people who quit smoking have withdrawal for a while: headaches, nicotine cravings, anxiety, upset stomach, and/or mood swings. You may think you can’t bear these feelings, so you start smoking again. Returning to your old pattern is called a relapse. If you don’t think cigarettes are addicting, talk to ex-smokers and ask them how they quit and what was the hardest part. Then get some help so you can stop smoking too. Alcohol Alcohol travels to every cell in the body, every tissue, and every organ. Over time, using too much alcohol can damage your heart, raise your blood pressure, and cause cancer, liver disease, and brain damage; it can give you ulcers, weaken your muscles, and can even lead to death. Problems with alcohol usually develop over time. Some people become sick quickly; others drink for years without knowing that their body is being damaged. Many people suffer withdrawal symptoms when they try to stop: headaches, anxiety, or the shakes. At work, the withdrawal can make it hard for you to concentrate, and you may become short-tempered. As the addiction gets worse, so do the withdrawal symptoms -- you become more and more anxious and have stronger cravings. In the late stages of the disease, some people in withdrawal see and hear things that aren’t really there. Continuing to use alcohol once an addiction has developed can result in liver and brain damage that may not be reversible. It can tear your family apart. Also, a pregnant women who drinks alcohol may have a baby born with fetal alcohol effects (FAE) or fetal alcohol syndrome (FAS), which are characterized by mental and physical problems. Amphetamines (Speed) and Cocaine As the addiction to these drugs gets worse, you become obsessed with getting the drug. You cannot stay focused on tasks. You lose your appetite. Your behavior becomes extreme; you are always either really excited or really depressed. It’s not that hard to overdose on speed or cocaine because once you start using, you want more and more of the drug to keep the high going. So that’s what you do: get high again and again, usually until the money runs out. When the drug starts to wear off, you feel depressed and tired, so you keep using the drug. Before you know it, you’re hooked. Marijuana Regular use of marijuana causes a loss of interest and motivation: You become lazy and don’t care about making life better. You begin to feel depressed. It can also damage your lungs. It affects the brain and may cause you to become fearful as well as forgetful. Focusing on tasks is difficult. You become more interested in getting high than in spending time with friends; you may lose "straight" friends. You lose the energy and drive to be involved in fun activities that don’t include using pot. PCP, LSD, Designer Drugs These drugs bring to mind hallucinations -- seeing and hearing things that are not really there. When this happens to you at work, you could do foolish or dangerous things. These drugs make you think you are stronger and more powerful than you really are. Accidents are more likely to happen due to poor judgment, and concentrating becomes really hard. Sometimes people who are high on these drugs become anxious and violent, and this can lead to fights and other negative behaviors on the job. Prescription Drugs Sometimes drugs prescribed by a doctor for anxiety or pain can lead to abuse or addiction. Many people become hooked on these drugs without realizing it. Using prescription drugs that change your mood can affect your job performance and could contribute to accidents or costly mistakes at work. It is important that you talk to your doctor to be sure you understand the effects of any drug you might take. If you want to know about the risks, ask your doctor to explain them to you, or ask any pharmacist. It’s better to be careful than to risk becoming addicted. Heroin and Other Opiates An opiate is a drug that makes you sleepy and lessens pain at the same time. There are legal uses for some opiates: A doctor might give an opiate to ease pain, stop diarrhea, or calm a cough. Heroin is an opiate; it’s effects on the body are similar to the other opiates given by doctors. However, heroin often contains a lot of impurities that add to its harmful effects. Sometimes opiates are taken as pills; other times they are injected. Whether a person starts using opiates given by a doctor or uses them to change his or her mood (get high), long-term use can result in these problems: abuse or addiction; tolerance (when it takes more of the drug to get the same effect); and dependence (when pain occurs if the drug use is stopped). Being hooked on any type of opiate can disrupt your life, family, and job. What About Drugs and AIDS? A person who injects (shoots) drugs and shares needles is at greater risk for being exposed to the HIV virus that causes AIDS. Alcohol and other drugs affect your judgment; many people who use alcohol and other drugs choose unsafe sexual behaviors either while high or to help pay for their drugs. This behavior puts you at great risk for getting AIDS and other sexually transmitted diseases (STDs). Why Does Your Employer Care? "My drug use was really starting to affect my job; I was coming in late a lot and calling in sick more often. Sometimes I would even get high during my lunch hour. I realized that if I kept getting high, I might lose my job . . . and that scared me. My company has a policy that if anyone comes forward wanting help, they will be given help; and if they continue to stay sober, they can keep their job. That was a real relief to me because I have a family to support, and I can’t afford to lose my job." Chris, age 26, retail manager A Drug-Free Workplace Contributes To: happier, safer employees decreased insurance costs better performance better profits and thus fewer accidents better raises increased productivity and fewer worries overall. Healthy employees mean a healthier and safer workplace. A Drug-Free Workplace Program may give you a chance to get help if you have a problem with alcohol or other drugs or if you just want to help a coworker or family member who is in trouble. So it pays to pay attention to the concern about drugs! Employee Fact Sheet #5 Drug Testing: What Does It Mean To You? Drug testing is one action an employer can take to see if employees or job applicants have used drugs. Drug tests can identify alcohol, prescription drugs, and illegal drugs in a person’s body. Your employer may choose to test for one or all of these substances. Employers begin drug testing to protect their workers and their workplaces from the negative effects of alcohol and other drugs. What Types of Drug Tests Are There? Urine Screen: The most common way to test for drugs is a urine test. This involves giving a urine sample, which goes through a series of chemical tests. The results tell whether or not leftover traces of drugs are in your body. A urine test does not tell if you are under the influence of drugs at the time of the test. It only reveals that alcohol or drugs were used sometime in the recent past. Blood Test: A blood test measures the actual amount of alcohol or other drugs in your blood at the time of the test. Saliva and Hair Tests: Researchers are studying the testing of hair and saliva to detect alcohol and other drug use. Early results suggest that testing saliva may be a valid testing method. It has not yet been determined how accurate and reliable hair testing is. Breath Alcohol Test: A breath test is the most common test for finding out how much alcohol is in the blood. A breath alcohol test does tell if the person is impaired by alcohol at the time of the test. When COULD You Be Drug Tested? Below are some of the situations in which your employer may ask employees to take a drug test. Read the drug testing policy for your workplace to make sure you understand the details of the program. Pre-Employment Tests: To decrease the chance that a current drug user will be hired, some employers test job applicants at the time of a job offer. The job offer depends on a negative drug test result. being fit for duty (For Cause), or has a documented pattern of unsafe work behavior (Reasonable Suspicion), the employee may be asked to take a drug test. Random Tests: To discourage drug use among all employees, an employer may ask employees to take drug tests at random and unpredictable times. Post-Accident Tests: An employer may test employees who are involved in an accident or unsafe practice incident to find out if alcohol or other drug use was a factor. Post-Treatment Tests: When an employee has taken time off from work to go through an inpatient treatment program or when an employee is participating in some form of outpatient treatment, an employer may arrange for random testing of that employee to ensure the employee remains sober. This form of testing only applies when the employer knows that the employee is involved in a treatment program. It may not be necessary for the employee to inform the employer of the decision to seek treatment. Why Drug Test? Employers set up drug testing programs for many reasons: Federal or State Regulations: Some workplaces must comply with a Federal or State agency’s drug testing requirements. For example, the Department of Transportation, Department of Defense, Department of Energy, and Nuclear Regulatory Commission are Federal agencies that require contractors working for them to set up drug testing programs. Safety Concerns: Use of alcohol or other drugs on the job can result in accidents, safety problems, and other costly mistakes. As a result, many employers choose to protect their employees and their workplace by starting a drug testing program. High Costs of Alcohol and Other Drug Abuse: Research has shown that alcohol and other drug use at work costs money. Workplace drug abuse often results in lower productivity, higher Workers’ Compensation claims, more time away from work, and higher medical costs. It also has been linked to crime on the job and can affect employee mood and well-being. Your employer may test employees for all or none of these reasons. Refer to the drug testing policy for your workplace to find out the reasons for drug testing. If you have questions, ask your supervisor, manager, or union steward for further details. Are Drug Tests Accurate? Yes, if they are done using the guidelines of the Department of Health and Human Services (DHHS), drug tests are very accurate. These guidelines require that certain procedures be followed: Chain of Custody: A chain of custody form is used to document the handling and storage of a urine specimen from the time it is collected until the time it is disposed of. It links you to your urine sample. It is written proof of all that happens to the specimen while at the collection site and the laboratory. Initial Screen: The first test done on a urine sample is called an initial screen. This test alone is not always accurate or reliable. If the initial screen is positive, a second test should be done. Confirmation Test: A second, confirmatory test (by gas chromatography/mass spectrometry, or GC/MS) is highly accurate and will rule out any false positives (mistakes) from the initial screen. For a test result to be reported as positive, both test results must agree. Medical Review Officer: A medical review officer (MRO) is a licensed medical doctor who has special training in the area of substance abuse. If your drug test is positive, the MRO reviews the results, makes sure the chain of custody procedures were followed, and contacts you to make sure there are no medical or other reasons for the result. It is only at this point that the MRO may report the positive test result to the employer. Medications can sometimes cause a positive test result. If this is the case, and if a doctor prescribed the medicine, the test is reported as negative. The DHHS requires that these and other guidelines be met for a drug testing laboratory to be certified. If you are interested in learning more about the testing procedures that your organization is using, refer to the official policy or ask your supervisor, manager, or union steward for information. You can order a free copy of the Mandatory Guidelines for Federal Workplace Drug Testing Programs from the National Clearinghouse for Alcohol and Drug Information (1800-729-6686). What Can I Expect When I Go For A Drug Test? When reporting to the test site, you may be asked for a picture identification. After you provide a urine sample, the bottle should not leave your sight until it is sealed with special "evidence" tape. You should sign the label on the container. You will then be asked to sign a record book stating that the sample collected was yours. The specimen is then shipped to a laboratory for testing. If the seal is broken, or if you do not sign the container, a DHHS-certified laboratory will not test the sample. Will I Have Privacy When Giving the Sample? In most cases, employers ensure your privacy as you give your sample. In some cases, however, someone may need to see you give your sample. For example, if there is reason to believe that an employee has tried to tamper with the sample, another specimen may be collected with someone of the same sex watching to ensure honesty. In some cases, you may be asked to give a sample with someone watching to ensure honesty as part of a followup or return-to-work drug test. Who Will Know the Results of the Drug Test? Confidentiality is very important. Confidentiality means that your drug test results will be kept private, and that only persons who need to know will receive the drug test results. This might be the supervisor, manager, union representative, or someone in the medical or personnel department. Often, employees are asked to sign a release form that states who will receive the test results. A drug test is reported as positive or negative; the amount of the drug(s) found is usually not reported. Confidentiality should also mean that drug test results will not be part of an employee’s personnel file. Talk to your manager, supervisor, union representative, or employer to discuss how your organization plans to protect your confidentiality. Will I Test Positive For Drugs If I am Around Someone Who is Using Drugs, or if I Eat Foods With Poppy Seeds? The Addictions Research Center did a series of studies showing that the chances are very small that you could test positive for marijuana at DHHS cutoff levels after being in a room with marijuana smoke. At most, "trace" levels of the drug might be found, and this would mean a negative test result if using DHHS guidelines. Early results of studies on exposure to cocaine and methamphetamine smoke also suggest that the chances of testing positive under DHHS guidelines are small. Because poppy seeds contain small amounts of opium, eating food with poppy seeds can cause you to test positive for opiates. MROs are aware of this, and are trained to report the test as positive only if there is also physical evidence of drug abuse. Is Drug Testing Legal? Yes, in most cases it is legal for an employer to test employees for drugs. No Federal laws prohibit drug testing at this time; however, some States do prohibit or restrict certain types of drug testing. For more information about your State laws, call your State Attorney General’s office. You have the right to know the details of the drug testing policy at your workplace and what your employer expects of you. If you have questions, ask your supervisor, manager, or union steward. Employee Fact Sheet #6 What Parents Need to Know . . . Helping Your Children Steer Clear of Alcohol and Other Drugs It can be scary to think that your child might use alcohol or other drugs. It may help you to know that many parents share your fears. But don’t let fear hold you back. Now is the time to do something. Children are being exposed to drugs at younger ages. Some parents want to believe that their young children have never tried drugs and won’t ever develop a drug problem. The facts are . . . Children are pressured to use drugs . . . 1 in 4 children in 4th grade say there is peer pressure to use marijuana. Almost half of 6th graders report peer pressure to drink alcohol. Almost half of 4th, 5th, and 6th graders say they feel pressured to smoke cigarettes. 1 in 4 children in 4th, 5th, and 6th grades feels pressured to use crack/cocaine. Children use drugs to fit in . . . 4 in 10 children in 4th, 5th, and 6th grades say they would begin using alcohol to fit in and feel older. 4 in 10 children in 4th, 5th, and 6th grades say they would use crack/cocaine to fit in and feel older. Some children already use drugs . . . 2 percent of all 12th graders get high on marijuana every day. 13 percent of 8th graders and 30 percent of seniors had binged on alcohol (consumed 5 or more drinks in a row) in the 2 weeks just before the survey. Drugs are available to children . . . A recent study indicated that half of 11th and 12th graders said it would be easy to buy drugs at school. 80 percent of all 12th graders say it would be easy to get marijuana. Studies show that the younger a child is when he or she first uses alcohol, marijuana, or cigarettes, the more likely it is the child will have some type of drug abuse problem later in life. Why Do Children Choose to Use Drugs? Children care a lot about what other children think. Sometimes the desire to be popular or "cool" can lead children to do things that are dangerous. When children try to make other children do something they shouldn’t, like use alcohol, tobacco, or other drugs, it’s called negative peer pressure. Peer pressure can be positive too. Positive peer pressure is when children encourage each other to do things that are good for them, such as joining school clubs, studying for tests, or learning good ways to say "no" to negative peer pressure. Will My Child Use Drugs? Hopefully not. The following chart describes traits shared by children who are good at saying no to negative peer pressure. Check off all that apply to your children. Work on any that you can’t check off at this time so that you improve your children’s chances of resisting negative peer pressure. Self-confident Friends don’t use drugs Knows about dangers of drug use Is not often home alone after school Enjoys fun and educational activities Is proud to be trusted with chores and is praised for doing them well Likes school Able to make own decisions Has good relationship with parents The Importance of Self-Esteem Your child is less likely to use drugs if he or she has high self-esteem. People with high self-esteem feel good about themselves. Studies show that people who have drinking and drug problems usually have low self-esteem. The following are some ways you can help increase your child’s self esteem: • • • • Give lots of praise for effort as well as success. Teach your child to set realistic goals. Give your child regular responsibilities. Show your children that you love them with lots of hugs, kisses, and saying "I love you," because children are never too old to be told that they are valued. Be A Role Model Remember that your children look up to you -- you are their most important role model. Because children copy adult behavior, being a good role model means that you show with your actions the proper way to behave. When it comes to setting a good example for children about alcohol, tobacco, and other drug use, consider these guidelines: DO: • • DON’T: find outlets other than drinking or smoking when you feel stressed emphasize the health benefits of not drinking, smoking, or using illegal • • give your children mixed messages by letting them drink at home but not when they are out allow illegal drugs in your house • drugs show your children how to deal with peer pressure by setting a good example. involve your children in your alcohol or other drug use; they shouldn’t get your beers or light your cigarettes. • The Importance of TLC Talk Take time to talk with your child. Do it now; don’t wait until there is a problem. Tell your children that it’s important not to use alcohol, tobacco, or other drugs because it can make them sick and cause them to lose their friends and self-respect. Using drugs also can result in making bad decisions. When children are high, they are less able to judge the risks of behaviors such as unprotected sex, which can result in being infected with the HIV virus. Using drugs can also get children in trouble with the law. Alcohol is an illegal drug for minors, and tobacco is an illegal drug for children under 16 years of age in most States. Listen Ask your child if he or she has been pressured to try illegal drugs. Help your child think up good ways to say "no" to negative peer pressure. Encourage your child to ask questions. If you don’t know the answers, say so! Maybe you and your child can look for the answers together. Care Care enough to make family rules about your child not smoking, drinking alcohol, or using other illegal drugs. Explain what the punishment will be for breaking the rules, and make sure you are willing to enforce them. Try to avoid doing the things you won’t let your child do. Also, care about your child’s activities outside the home -- encourage him or her to take part in hobbies, sports, school clubs, or community events. Children who are busy with fun activities are less likely to try drugs out of boredom. How Can You Tell if a Problem Already Exists? Have you noticed • • • • slipping grades, tardiness, or "skipping" or "cutting" classes? frequent fights with parents or siblings? new friends (especially ones who use drugs)? unusual mood swings, eating habits, or sleeping patterns? • • • • depression or loss of interest in activities and hobbies? disappearance of money or valuables? trouble with the law in or out of school? increased use of room deodorizers or incense? What To Do If You Think Your Child Is Using Drugs If you think your child has used alcohol or cigarettes, explain that using drugs is illegal and bad for your child’s health. If you are afraid your child is using other drugs or has developed a drinking problem, call a trained addictions counselor. If your workplace has an employee assistance program (EAP), call the program for help. Look in the telephone book under "addiction," "alcohol," or "drug treatment." Call your health department, area hospitals, treatment facilities, or your child’s school counselor for information. Your child may not need treatment, but you should speak with a professional about your concerns. If your child does have a problem, it is very important for the whole family to take part in the treatment. Sometimes, certain family members don’t want to get involved in the therapy. Usually it’s because they are covering up problems of their own. Don’t let that stop you from getting help. Sometimes help for young children and teens is hard to find. Don’t give up. Help is available, even though it may not be easy to find. Employee Fact Sheet #7 Alcohol, Tobacco, and Other Drugs Making Prevention Work Actions for Families The following tips can help keep your family free of the consequences of using or abusing alcohol, tobacco, and other drugs (ATOD): • Establish and enforce rules against underage drinking. Keep alcohol, tobacco products, and prescription drugs out of the reach of children too young to adhere to such rules. Do not use or store illegal drugs in your home. Avoid exposing others to tobacco smoke and acknowledge that smoking is unhealthy. Do not use alcohol if you are pregnant, plan to drive or engage in a physical activity, take medications, or cannot keep your drinking moderate. • Be clear and consistent in stating your expectation that underage youth in your charge will not use ATOD. Let other parents know your views if your children are going to be guests in their homes. • Be aware of the connection between alcohol and other drugs and sexually transmitted diseases, including HIV/AIDS. Using alcohol and other drugs can lead to unplanned and unprotected sex. Many drugs, including alcohol and tobacco products, also interfere with the body’s immune system. • If a family member exhibits signs of an ATOD problem, be prepared to connect your loved one with appropriate help in your area. Learn about alcoholism, addiction, and dependence and find helpful resources in your area. • Help your children understand that they are not responsible for problems adults experience and that adult behavior while under the influence of ATOD does not necessarily reflect true attitudes. Learn what you can do to help buffer stress for children in this situation and reduce their risk of developing serious problems in their own lives. • Help children and adolescents learn the health, safety, and legal consequences of using ATOD; be sure they understand that alcohol and tobacco are drugs and are as dangerous as illegal drugs. • Model low-risk alcohol use and ask others in your community to do so as well. Be a responsible host. • Model and encourage good health practices: Serve balanced and nutritious meals at regular times, and plan ATOD-free family activities. Encourage individual expression and creativity and respect for nature and the human spirit. • Be sure your children have easy access to a wide range of appealing, ATOD-free activities and safe, monitored areas where they can gather. • Discuss alcohol and tobacco advertising with your children. Ask what they think about these messages, whether they understand their purpose, and whether they recognize that these messages do not teach the harmful effects of using these products. • Support proposed public policy changes likely to make your community, your State, and the country a safer and healthier environment. For instance, some communities are placing restrictions on unsupervised cigarette machines. Elsewhere, alcohol sponsorship of athletic events, rock concerts, and community festivals is under scrutiny. • Be a positive role model. Do not engage in any illegal, unhealthy, or dangerous ATOD use; provide an example consistent with your messages to youth. • Provide lots of love, support, and encouragement; help your child learn to do something well. EMPLOYER MATERIALS Employer Tip Sheet What's In It For You #1 Why Should You Care About Having a DrugFree Workplace? Describes the reasons for and benefits of a drug-free workplace program #2 The Components of a Drug-Free Workplace Program Provides a brief overview of the components of a drugfree workplace program #3 Hallmarks of Successful Drug-Free Workplace Programs Suggests ways to ensure successful implementation of your program #4 Drug-Free Workplace Programs: Are They Worth the Time? What Are the Risks, Costs, and Benefits? Helps employers assess the costs, risks, and benefits of starting a program #5 Creating a Drug-Free Workplace Policy Explains the basics of developing a policy that is tailored to your organization’s needs #6 Employee Education Suggests ways to provide alcohol and other drug abuse education in the workplace: who, what, when, where, and why #7 Supervisor Training Provides guidelines for training supervisors and outlines their roles and responsibilities #8 Employee Assistance Programs (EAPs) Describes options for developing an EAP and gives tips for finding a qualified EAP provider #9 Drug Testing Provides information and guidance to help develop a sensible and reliable drug testing program #10 Outside Help and Consultants: Do You Need Them? How To Find Them...What They Cost Discusses options for enlisting the help of consultants as well as ways to find them #11 Avoiding Problems With Alcohol, Tobacco, and Other Drugs: Making Prevention Work Provides 13 action steps toward preventing alcohol and other drug use in the workplace #12 Evaluating Your Program Shows ways to evaluate the success of your drug-free workplace program Employer Tip Sheet #1 Why Should You Care About Having a DrugFree Workplace? Alcohol and other drug abuse is widespread in our society, and it affects us all in many ways. Although national, State, and local efforts have begun to show encouraging results, the problem of alcohol and other drug abuse remains a serious issue. No workplace is immune. In 1991 the National Institute on Drug Abuse reported that 68 percent of illicit drug users were employed. Employers who think alcohol and other drug abuse will never be a problem in their workplace should consider this: Job applicants who can’t pass a drug test tend to apply to companies that don’t test. To find out if your Workers’ Compensation carrier offers a premium Employers with successful drug-free workplace programs report discount, call your decreases in absenteeism, accidents, downtime, turnover, and theft; local division of increases in productivity; and overall improved morale. Workers’ Comp., insurance company, or Employers with longstanding programs report better health status State’s attorney among many employees and family members and decreased use of general. medical benefits. Employers who have implemented drug-free workplace programs have important experiences to share: • • • Some organizations with drug-free workplace programs qualify for incentives, for example, decreased premium costs for certain kinds of insurance, such as Workers’ Compensation. • Employers find that employees, employee representatives, and unions often welcome drugfree workplace programs. If you don’t have a program, your employees may be wondering why. • Employers with drug-free workplace programs find that current users of alcohol and other drugs prefer organizations that do not have such programs. An effective program can keep you from being the employer of choice for users, abusers, and addicts. The Drug-Free Workplace Act: The Basics Programs aimed at health promotion and alcohol and other drug abuse prevention in the workplace are not new. Recent legislation, however, has reinforced the importance of the workplace in combating alcohol and other drug abuse. In 1986 the President signed an Executive Order mandating that all Federal agencies be drug-free. In 1988 Congress passed the Drug-Free Workplace Act, which requires Federal grantees and recipients of Federal contracts of $25,000 or more to comply with the following: • The employer must have a written policy that explains what is prohibited and the consequences of violating the policy. • Employees must read and consent to the policy as a condition of employment on the project. • The employer must have an awareness program to educate employees about alcohol and other drug abuse and addiction, the employer’s policy, and available help, counseling, and assistance. • Employees must disclose any conviction for a drug-related offense in the workplace to the employer within 5 days after such conviction. • Employers must disclose any conviction for a drug-related offense in the workplace to the Federal agency with which the employer has a grant or contract within 10 days after receiving notice from the employee or others. • Employers must make an ongoing effort to maintain a workplace free of drugs. Are You Required to Have a Drug-Free Workplace Program? • • • • Do you have a Federal grant? Do you have a Federal contract valued at $25,000 or more? Do you have any subcontracts that include a drug-free workplace requirement? Are you subject to any Federal agency regulations, such as those of the Department of Transportation, Department of Defense, or Nuclear Regulatory Commission? If you answered "yes" to any of these questions, you are probably required to have a program. Even if you are not required to comply with the Drug-Free Workplace Act, it provides guidelines that you can use to develop a drug-free workplace program. If you have questions about whether you are required to have a program in your workplace, call the CSAP’s (Center for Substance Abuse Prevention) Workplace Helpline at 1-800-WORKPLACE for assistance. The Helpline is a free and confidential service of the Center for Substance Abuse Prevention, an agency of the Federal Department of Health and Human Services. Drug-Free Workplaces: Other Elements Many drug-free workplace programs go beyond having a policy and providing education about alcohol and other drug abuse. Some other options are listed below: Training for Supervisors, Stewards, Managers, and Business Agents. In larger workplaces, people in supervisory positions are often closest to employees; therefore, they are usually the best ones to be responsible for implementing the policy and increasing employee awareness about alcohol and other drugs. To do this, they will need the right knowledge and skills. For further information about training and education, see Tip Sheet #6 and #7, the Supervisor’s Guide, and the Employee Fact Sheets. Employee Assistance or Referral Programs. In some cases it may be necessary to refer troubled employees for treatment or counseling. Increasingly, employers do this through an employee assistance program (EAP). An EAP can help to connect troubled employees with counseling or treatment for alcohol, drug, and other problems. EAPs can also assist with related personal and family problems. For further information on EAPs, see Employer Tip Sheet #8 and #10 as well as the resource lists in the Supervisor’s Guide and the Employee Fact Sheets. Drug Testing. Drug testing may be required by Federal, State, or local regulations. Some employers choose to test even when it isn’t required. In some cases, testing is included in agreements between employers and unions. For further information on testing, see Employer Tip Sheet #2 and #9 and Employee Fact Sheet #5. If You’re Not Required, Why Bother? Long before there was a Drug-Free Workplace Act, a number of larger employers and unions offered ways to help employees and their families find help for alcohol and other drug problems. Even before there were statistics to prove it, employers knew that alcohol and other drug abuse costs them money. Encouraging employees to find help when they need it saves money. It may even save an employee’s life, family, or job. Creating a drug-free workplace program or enhancing an existing program can be an important part of solving one of our country’s most persistent and serious problems and can lead to a healthier, more productive work force. Employer Tip Sheet #2 The Components of a Drug-Free Workplace Program No two workplaces are the same, and no two employers will take exactly the same approach to addressing alcohol and other drug abuse. The chart below shows a number of options for starting or expanding a drug-free workplace program. Some employers may be interested in only one component; others may want to implement several or all of them. The decision will depend on the level of concern about the problem, the potential for alcohol and other drug abuse at the worksite, and the available resources. Remember, there is no one "right" way to start a drug-free workplace program. Each component in the chart is explained in greater detail in the following sections of this kit. Taken together, they provide a comprehensive approach to developing a drug-free workplace program. Components of a Drug-Free Workplace Program Needs Assessment As with any other organizational change, assessment is the first step. A careful needs assessment can lead to early program success. The needs of an employer with 200 employees, 75 of whom drive company vehicles, will be very different from the needs of an employer with only 8 employees who work all day on computers. Local resources also will vary from one community to the next. For help with assessing needs and resources, see Employer Tip Sheet #4. Policy Development A written policy tells everyone the organization’s position on alcohol and other drug abuse and explains what will happen if the policy is violated. This is the central component of most programs. Employers often ask if they can "borrow" another employer’s policy and tailor it to their workplace. While this is certainly possible, it is best to draft a policy that meets your own organization’s specific needs. Many employers find it helpful to involve supervisors and employee and union representatives in drafting a policy. These people can offer practical ideas and help to write a wellrounded policy. In general, employees who contribute to a policy are more likely to willingly comply with it. They’ll also be better able to explain it to others. For help with policy development, see Employer Tip Sheet #5. Employee Education A plan for introducing the drug-free workplace program to employees and for informing them about alcohol- and other drug-related issues will be important to the program’s overall success. The educational components in this kit provide the basic facts about alcohol and other drug abuse and guidelines for informing and educating employees. For help with the educational component of a drug-free workplace program, see Employer Tip Sheet #6 and the Employee Fact Sheets. Supervisor Training If your organization has managers or supervisors, they can provide valuable support in introducing and carrying out a drug-free workplace program. They cannot do it alone, however; they will need guidance, direction, and support. For assistance with training supervisors, work group managers, or union representatives, see Employer Tip Sheet #7, the Supervisor’s Guide, and the Employee Fact Sheets. Employee Assistance Program (EAP) An EAP is one way for an organization to offer help to employees with personal problems, including problems with alcohol and other drugs. This component can be a sign of employer support and a source of improved productivity. Although not every employer will want or be able to afford an EAP, it is worth considering. Low-cost options for offering an EAP are available, making this component within reach even for companies with limited resources. For more information about EAPs, see Employer Tip Sheet #8. Drug Testing Some employers believe that a drug-free workplace program and drug testing are the same. In fact, drug testing is only one possible component of a drug-free workplace program. Drug testing has its place and can be helpful. It can also be a source of controversy, anxiety, and concern among employers and employees. Therefore, it is a big decision. A successful drug testing program requires careful planning, consistently applied procedures, strict confidentiality, and provisions for appeal. For detailed information about drug testing, see Employer Tip Sheet #9 and Employee Fact Sheet #5. Drug-Free Workplaces: No Two Are the Same Many options for creating a drug-free workplace program are available to employers. The Employer Tip Sheets in this kit are designed to help you make the best choices to protect your organization and the health and welfare of your employees. Just as no two businesses or organizations are exactly alike, no two drug-free workplace programs will be the same. Shape your drug-free workplace program to meet the needs of your organization -- for now and for the future. Checklist For Program Development ___ Assess organizational needs (Tip Sheets #1 through #4) ___ Identify available resources (Tip Sheets #4 and #10) ___ Create a drug-free workplace policy (Tip Sheets #3 and #5) ___ Determine if an EAP will be available (Tip Sheet #8) ___ Determine if drug testing will be included (Tip Sheet #9) ___ Train supervisors (Tip Sheet #7, Supervisor’s Guide, and Employee Fact Sheets) ___ Educate employees (Tip Sheet #6 and Employee Fact Sheets) ___ Evaluate your program (Tip Sheets #3 and #12) Employer Tip Sheet #3 Hallmarks of Successful Drug-Free Workplace Programs Employers who have successfully implemented drug-free workplace programs offered these suggestions to employers who are just beginning to address the issue of alcohol and other drug abuse in their own organizations: Think Things Through Starting a drug-free workplace program requires careful planning. It’s important to think ahead, define clear goals for the program, and seek advice from other employers with experience when you need it. Learn as much as you can about existing programs and policies before you begin. Involve Employees Work with your most valuable resource: your employees. They can help get the message out, clarify goals, and make sure the program fits into the daily reality of your workplace. Showing employees that you value their input vests them in the program and helps to make it work. Most estimates indicate that at least 8 out of 10 of your employees are probably not abusing alcohol or other drugs - they are already part of the solution. Emphasize Fairness Drug-free workplace programs are serious business. Violating a drug-free workplace policy could mean that someone will lose a job or not be offered one. Protect your organization with procedural rules that are clear, fair, and consistently applied. The policy should also include provisions for appeal. With these steps in place, employees are more likely to support the program and trust that the employer will carry it out fairly. Consider the Collective Bargaining Process Where drug testing is a mandatory subject of collective bargaining, the rules for involvement of employee representatives are clear. Even when drug testing is not subject to collective bargaining, or when it is mandated by law, discussing the drug-free workplace policy with union representatives can be very useful. They may have model programs or other ideas to offer, and they can be very helpful in communicating program purpose, procedures, and policies to the employees they represent. Protect Confidentiality Employees will support and have faith in your drug-free workplace program when their confidentiality is protected. If employees choose to tell coworkers about their private concerns (e.g., results of a drug test), that is their decision. However, when an employee tells you something in confidence, you are obligated to keep it between the two of you. To ensure employee support of the program and avoid legal problems, make confidentiality a priority and spell out the penalties for anyone who violates it. (See the Supervisor’s Guide for more information about confidentiality.) Ensure Accurate Testing and Objective Review If your program includes alcohol or other drug testing, satisfy yourself and your employees that samples are correctly collected; the chain of custody is flawless; the tests are conducted by properly trained and supervised laboratory technicians using equipment that is appropriately maintained; laboratory performance and accuracy is independently reviewed; and results are communicated through a medical review officer (MRO) trained to render judgments. Ensure Proper Use of the Program Fair procedures and provisions for appeal reduce the possibility of misunderstandings between employers and employees. Train your supervisors to carry out their roles in the drug-free workplace program appropriately, and review and evaluate their performance in this area to prevent misuse of the program. Ask For Legal Review Whether you write the first draft of your policy yourself or tailor an existing policy to your needs, having your program, policy, and procedures reviewed by an attorney experienced in labor and employment matters in your State is extremely important. An attorney can advise you on any relevant State laws governing drug-free workplace programs or employer testing, and on how the Americans With Disabilities Act (ADA) may affect your program implementation. An attorney can also alert you as laws and regulations change over time. (See the Supervisor’s Guide, "Other Issues" section, for more information about the ADA.) Pay Attention to the "Human" Factor A drug-free workplace program that communicates care and concern for employees is more likely to succeed than one that seems scary or that intimidates employees. Providing assistance for employees with alcohol or other drug problems is one way employers can communicate that they care. Not every organization can afford to cover the costs of treatment for alcohol or other drug abuse; however, you can encourage employees to seek outside help and make it clear that help is available. Ensure Good Communication and Ongoing Review Explain your drug-free workplace program by using a variety of communication strategies. The message should be clear from the start. Effective ways to communicate include written materials, charts, meetings, question-and-answer sessions, and a suggestion box. Employers who are successful at this know it is important to repeat the message periodically, watch how the program works on a day-to-day basis, invite feedback, and revise the program as needed to meet the specific needs of the workplace. Stay Current Drug-free workplace programs are being studied and improved all the time. Keep current by joining local drug-free advocacy groups or coalitions. Some trade and professional associations also provide up-to-date information about drug-free workplace issues. Some employers ask an employee group to periodically review the program and suggest appropriate changes. Address Concerns and Barriers Employers with successful drug-free workplace programs report that they had a number of barriers to overcome before implementing a successful program. The following are examples of common barriers you may face as you consider implementing a program: Is my company too small? No organization is too small to be concerned about creating a workplace free of the effects of alcohol and other drug abuse. Problems related to alcohol and other drug abuse can arise in a workplace of any size, and a workplace without a policy or program is exactly where problems are likely to occur. Will a drug-free workplace program cost too much money? You can be part of the solution without spending a lot of money. Although smaller businesses usually have fewer resources for hiring outside trainers or for paying for treatment, they can do something. Free or low-cost assistance is often available. Implementing a drug-free workplace program in stages is another option; for example, you could begin by establishing a clear policy that defines the company’s expectations. That way, everyone knows what to do if an alcohol or other drug problem arises. The materials in this kit offer suggestions to help you minimize the cost of a program. Will I be sued? Drug-free workplace policies, drug testing, and personnel actions that are tied to violating a drug-free workplace policy are widely accepted employment practices. As long as confidentiality is protected and the employer implements the policy in a fair and consistent manner, the chances of being sued are minimal. Again, have your policy and procedures reviewed by an attorney who is experienced in labor and employment matters in your State -before you put the policy/program in place. Do I need to bother? . . . Wouldn’t I know if employees were abusing alcohol or other drugs? Abuse and addiction are serious, complex, and progressive illnesses. You may not "know" about an employee’s condition until the later stages of the disease process because that is when problems related to abuse or addiction become most apparent. So you may or may not know if employees are abusing alcohol or other drugs. Organizations that don’t have drug-free workplace programs tend to be places where alcohol or other drug abusers want to work. Having a program in place now can reduce costly problems in the future. In addition to all of the other health, safety, and security risks that can arise, no employer wants to be the employer of choice for people who abuse alcohol or other drugs. Will having a program create negative attitudes among employees? Employees will be concerned and have questions about any new policy or program. Because of the sensitive nature of a drug-free workplace program, it is important to involve employees, listen to their questions and concerns, and explain why the decision has been made to implement a drug-free workplace program in the organization. If the program is presented in a positive way -- not as punishment -- the chances are good that employees will respond positively. Employer Tip Sheet #4 Drug-Free Workplace Programs: Are They Worth the Time? What Are the Risks, Costs, and Benefits? How can you judge if your organization will benefit from a drug-free workplace program? The following information can help you assess the risks, costs, and benefits in relation to your own needs and resources. Assessing Your Workplace The assessment process is not an exact science. There are no right or wrong answers. One way to begin an assessment is to analyze the cost of alcohol and other drug abuse, such as health care utilization costs and losses due to theft, absenteeism, and accidents. Monitoring these same costs over time can help you assess the impact and success of your drug-free workplace program. The risks, costs, and benefits will differ with every organization. A careful assessment can show which program options offer clear advantages and are affordable and which ones are not needed at this time. The following are some questions you should ask when deciding the best course of action. What Are the Risks? Consider for a moment a variety of scenarios in which a substance abuser might affect your workplace: Do certain employees perform key functions of the organization? Brokers handling large sums of money Technicians monitoring essential equipment such as computers, nuclear power dials, etc. Salespersons representing the company Do you have employees in positions where alcohol or other drug abuse would be difficult to detect? Employees who work at home Traveling salespersons Home health care workers Do you have employees in "safety sensitive" jobs? Driving vehicles Operating machinery Managing a place of public entry such as a security checkpoint Do you have employees in "security sensitive" jobs? Responsible for inventory or stock Responsible for ideas, products, plans, and proprietary material Responsible for financial accounting or cash Responsible for confidential documents Then ask: Can you afford to lose a valuable employee who is in trouble? • Will loss of the employee affect this year’s productivity and bottom line? • How much will it cost to recruit, hire, and train someone new? • What do you predict would happen to production and client satisfaction if an alcohol or other drug abuse problem goes unresolved? For some employers, one accident, one major financial problem, or one breach of confidentiality can place the entire operation in jeopardy. If someone in your workforce is not fit to perform his or her job because of alcohol or other drug abuse, the risk may be significant. What Are the Benefits? Drug-free workplace programs can have both short- and long-term benefits. Employers who have already started drug-free workplace programs report significant benefits: Short-Term Benefits: Cost savings and incentive programs offered by Medical and health insurance carriers Property, casualty, and liability insurance carriers Workers’ Compensation insurance carriers Less chance that a current user/abuser will apply for a job or be hired Ability to respond quickly when problems with alcohol or other drug abuse arise Fewer accidents Fewer disciplinary actions Reduced losses due to absenteeism, theft, and fraud Long-Term Benefits: Improved employee morale and productivity Lower costs due to losses and errors Reduced costs of insurance claims Greater employee awareness about alcohol and other drug abuse as well as other health issues Earlier identification and resolution of problems affecting job performance Decreased legal costs and costs of hiring and training new employees The Costs of Alcohol and Other Drug Abuse In 1989 the Department of Labor took a comprehensive look at the costs of alcohol and other drug abuse in the workplace. Some costs were easy to see. Others were hidden costs employers might not normally think about. The list below offers a basis for assessing the possible costs of alcohol and other drug abuse in your workplace: Absenteeism Wages paid for days absent or for time tardy Wages paid for temporary staff to fill in Accidents/Damage Wages paid for days absent Wages paid for unproductive hours during downtime Wages paid for temporary personnel Increased expenses for medical claims Cost of replacing damaged equipment Legal fees, court fees, investigative fees, travel costs Health Care Increased costs for insurance, physicians, and hospitalization E l ti l t Administrative costs Theft/Fraud Wages paid for unproductive hours during downtime Cost of repairing damage or replacing stolen items Cost of hiring security services and/or consulting services Legal fees, court fees, investigative costs, travel costs In addition, business opportunities may be lost because people are not on the job or are not fully productive. Another major cost is the time spent by coworkers, supervisors, and administrators who must find ways to get the work done when someone is not pulling his or her weight. Keep in mind that while there may be more cases of alcohol and other drug abuse in larger firms than in smaller ones, a single troubled employee can have a major impact on a smaller firm. Calculating the Cost of a Drug-Free Workplace Program A common response to the idea of a drug-free workplace program, especially among smaller organizations, is "Fine, I’d like to do something, but what will it cost me?" The costs will vary depending on how much you want to do (a decision based on your assessment of the risks), how much help you can get from your local community and other resources, your geographic location, whether or not you hire consultants, and other details of your overall program. As you review your costs, keep in mind that a drug-free workplace program will also bring the benefits listed in the previous section. A drug-free workplace program could include costs for: Policy development and review Employee education and training Supervisor training Employee assistance Drug testing To find out how much your particular program will cost, use the worksheet above. First, break the program into components or tasks, then estimate the number of hours that might be spent by you or others on each one and multiply by the hourly rates. Below are some of the tasks that are typically involved in developing a program: • Write a policy or develop a program with the assistance of this kit and technical advice from CSAP’s Workplace Helpline (1-800-WORKPLACE). Costs should include a review by your attorney. • Train your supervisors or employees yourself, using the materials in this kit to assist you. • Consult with other employers in your area who are addressing the problem of alcohol and other drug abuse in the workplace. Work together on shared program costs to save time and money. • Create an employee team to develop a policy and implement training under your direction. • Ask your insurance company for assistance with developing a program and educating employees. Also, ask for help in reviewing alcohol and other drug abuse treatment options that may be covered under your insurance plan. • Hire a counselor or substance abuse expert by contacting a local hospital, treatment center, or employee assistance program provider. Ask for help with developing your policy and/or providing training to your supervisors, who would then train your employees. Treatment options for troubled employees or referrals to treatment facilities might also be included. • Consult a local drug-free workplace consortium for help. You CAN Do Something Even the smallest organization with minimal resources can support a drug-free workplace. For example, even if you can’t offer insurance coverage for treatment, you can help your employees and save rehiring and retraining costs by: • assuring employees continued employment if they successfully seek treatment on their own for an alcohol or other drug abuse problem; • offering sick or unpaid leave while they are recovering; • helping employees find the best local treatment for the cost; and/or • offering to share the cost of treatment. Can You Make a Personal Commitment? The employers and employees who contributed to this kit repeatedly emphasized that a key ingredient of a successful drug-free workplace program is a personal commitment to the program. Comments like the following indicate the importance of commitment by the organization’s leadership. "The employer needs to be a role model for a company with a drug-free program -no more three-martini lunches." "A workplace will only be drugfree if the program applies to everyone -- employees, managers, and owners alike." "There can’t be any favoritism or bias -- the program has to treat everyone who might need help in the same way." Any employer who plans to do something about alcohol and other drug abuse should ask a few key questions: • Am I ready to be a role model? Can I set the example that I want everyone to follow? • Can I ensure that my program will apply to all levels of the organization? • Am I ready to support the program and the policy for all employees, not just those in favored positions? Conversely, am I willing to insist that troubled employees get help, regardless of their rank? Weighing the Risks, Costs, and Benefits With the risks, costs, and benefits in mind, only you can decide the best course of action for your organization. Below is a sample of what other employers have found: "Like any company, I found that I wasn’t immune to substance abuse. My best worker got himself in trouble, and I just couldn’t sit back and do nothing. I created a policy, informed my managers, and had them tell the employees exactly what the company expected and the consequences of drug use on the job. I can’t offer treatment, but I give time to recover -- it’s better than trying to replace good people. Sure it costs me something -- but my employees seem grateful that I took action and now everyone knows what to expect." Owner of a data processing company "At first it seemed like too much trouble. But I called my insurance company and got help from some other employers in the area who were dealing with this problem. It isn’t so hard, and although my employees were surprised when I first told them about the program, they seem fine about it now, even relieved -- not to mention that in the last 2 years, my insurance costs and absenteeism have both gone down." Owner of a print shop "At the very least, a drug-free workplace program means that when a substance abuse problem comes up, everyone knows what to do. For me, a quick response and the prevention of a single transaction mistake or theft means the difference between a good bottom line and a disappointing one." Manager of a real estate company "I just can’t do all of the parts of a full drug-free workplace program right now. But I’ve learned a lot about this issue. I know that, at best, a drug-free workplace program can save a life. For some employees, awareness -- asking questions about themselves and drugs -- and knowing that my policy is there can open the door to change. I can encourage them to seek treatment. I really believe that a worker who is recovering is a productive worker, and better than no worker or someone who doesn’t know the job." Manager of a chemical company "Boiled down, what I’m saying to my employees is this: The safety, health, and productivity of this workplace, the employees, and the public are all things I value highly, and threatening them by using or abusing substances puts your employment at risk. If you don’t listen, you could be disciplined or lose your job. I’ll answer whatever questions you have because this is important. That’s it. That’s the bottom line." Owner of a trucking company Employer Tip Sheet #5 Creating a Drug-Free Workplace Policy A written drug-free workplace policy is one of the essentials of an effective program. Nevertheless, employers interested in creating a policy for the first time share some common concerns. Why Put the Policy on Paper? A written policy helps both the employer and employees to focus on important details. Other reasons for putting the policy in writing include: • It may be required -- for example, by the Drug-Free Workplace Act or by an insurance carrier. • It makes legal review possible. • It provides a record of the employer’s effort and a reference if the policy is challenged. • It may protect the employer from certain kinds of claims by employees. • A written policy is easier to explain to employees, supervisors, and others. Can a Policy Be Borrowed From Someone Else? If policies for similar organizations or work settings are available, it may not be necessary to develop one from scratch. Sample policies are likely to be found through a variety of sources: from other employers, through community alcohol and other drug organizations, or from CSAP’s Workplace Helpline at 1-800-WORKPLACE, which can provide copies of sample policies. Before you adopt an existing policy, however, make sure it fits your organization and your priorities. Also, consider contacting the employer who wrote the policy to ask a few questions: • Is the policy still in place? • Has it been changed in any way? How? Why? • What aspects of the policy have been most successful? Least successful? • Have there been any implementation problems? How were they solved? A borrowed policy may not contain everything you need. When modifying or adopting an existing policy, consider these questions before you start to cut and paste:* • Are there Federal, State, or local laws/regulations that apply to my workplace? • Are any of my employees covered by the terms of a collectively bargained agreement? • What philosophy and goals should the policy emphasize? Prevention? Punishment? Treatment? • Who will be covered by the policy? All employees? Employees in certain jobs? Consultants? Contractors? • What substances and behaviors will be prohibited? • Will the policy include any form of drug or alcohol testing? • When will the policy apply? During work hours? At events after hours? • Where will the policy apply? In the workplace? Outside the workplace while on duty? Off duty? • Who will implement and enforce the policy? * Adapted from "Guide for Drug Free Workplace Policy Makers: Issues, Options, and Models," Center for Substance Abuse Prevention, Substance Abuse and Mental Health Services Administration, U.S. Department of Health and Human Services, 1992. Where To Go For Help Drug-free workplace groups and coalitions in your community may have model policies or be able to connect you with other employers who already have a policy or program in place. Since the Drug-Free Workplace Act was passed, many local and national programs have been set up to help employers create effective policies. Many of these programs were created by and for employers in your community. Finding these resources may take more than one telephone call or letter, since there may not be a centralized list in your State or local area: • • • • • • Look in the phone book under your city or town’s name and look for entries like "Drug-Free Business Initiative" or "Coalition for Drug-Free Workplaces." Call or write your State’s office for alcohol and drug abuse services and ask if they have a list of groups in or near your community. Call or write your local mayor’s office, police department community relations office, office of economic development, or business relations office and ask if they have a list of coalitions. Call or write your State or local Small Business Administration and ask if they know of resources or consortia in your area. Call or write your chamber of commerce or business, trade, or professional association and ask if they have services to help employers start a drug-free workplace program. Call CSAP’s Workplace Helpline at 1-800WORKPLACE. What Belongs in a Policy? Whether you create your own policy or decide to adopt all or part of someone else’s, a successful policy will include the following: A Rationale The reason for the policy What it is designed to do How it was developed Expectations and Prohibitions "We are a small, family-owned company with many long-term employees. In the back of our minds, we always knew that if an employee had an alcohol or drug abuse problem we would do everything we could to help him or her find treatment, but we didn't have a written policy. Then one day someone who had been with our company for 3 years came to us about an alcohol problem. We realized that we didn't know where to send her or whether we could hold her job while she went for treatment. It motivated us to put our policy in writing. The process of formalizing the policy helped us look for more information about drug-free workplace programs, think about our options and procedures, and then tell our employees about the company's policy in case this happened again." Owner of a printing company The employee behaviors that are expected Exactly what substances and behaviors are prohibited Consequences and Appeals Precisely what will happen if an employee violates the policy Procedures for determining if an employee has violated the policy How appeals will be handled Benefits and Assurances Efforts to help employees comply with the policy How requests for help will be handled How employee confidentiality will be protected How fairness and consistency will be maintained Should You Invite Others To Help? It pays to involve employees and others in developing the policy. Employers continually find that when employees have been consulted about a new policy and believe their voices have been heard, they are more likely to cooperate. Some employers set up a task force or employee group to help develop their policy. Others solicit broad review and comment before adopting a policy. When employees are represented by a union, the policy may be an issue for collective bargaining. Union representatives can offer ideas and programs that will make the policy operate more smoothly. Before You Put a Policy in Place It’s always advisable to have a draft of a new drug-free workplace policy reviewed by an attorney experienced in labor and employment matters. Implementing the policy will have implications for the job security of employees with alcohol or other drug problems. Given the potential consequences of violating the policy, legal review is critical. Legal review is also important because of the growing and ever-changing body of laws and regulations about drugs in the workplace. Employer Tip Sheet #6 Employee Education Educating your employees about alcohol and other drug abuse is important: • It gives the program a high priority and says that everyone in the organization needs to be involved" • It fosters a spirit of cooperation -- "We’re all in this together." • It helps to dispel myths about alcohol and other drug abuse and acknowledges the impact of substance abuse on friends, family members, and coworkers. • It encourages employees to buy into the program and reinforces the importance of addressing alcohol and other drug abuse in the workplace. Setting the Tone Your employee education program will be more effective if it doesn’t sound like a "from the topdown" mandate. How you communicate with employees and the tone you take will be crucial to the success of your program. A positive approach... . . . lets employees know the program is intended to improve the work environment for everyone. The message is: "This is OUR problem, and here’s how WE can solve it." . . . supports employees: "If you have a problem, we want to give you a chance to get help." A negative approach... . . . takes a more punitive, judgmental attitude. The message is: "You’d better watch out or you might be in trouble. We have our eye on you." . . . threatens and scares employees: "One mistake and you’re out of here." Setting a positive tone doesn’t mean you have to coddle alcohol or other drug abusers. Some employees may need counseling or drug treatment. Although the majority of your workforce probably do not have alcohol or other drug problems, most employees welcome an organization’s efforts to help employees who do need it. When and Where There is no one right way to educate your employees. You may want to start with a modest effort. Over time you may choose to add other elements to the program. Employee education can include the following elements: • A meeting with staff members or department heads to explain the organization’s policy and the drug-free workplace program Informational materials about the company’s program and about alcohol and other drug abuse -pamphlets, flyers, paycheck stuffers, home mailings, free videos, and so on • Posters and signs reminding employees that yours is a drug-free workplace and that your worksite promotes healthy activities like smoking cessation, regular exercise, and good eating habits. The most important point is to keep the focus of the program clear and consistent. Several small steps toward employee education throughout the year are better than one large meeting with no followup. • Who Even though this section of the kit is about employee education, everyone benefits from education about alcohol and other drug abuse. Owners and top management, supervisors, and employees at all levels need to know about the problems associated with substance abuse and the benefits of a drugfree workplace program. To ensure the success of your drug-free workplace program, ask all upperlevel managers to become familiar with the Employee Fact Sheets and the Supervisor’s Guide provided in this kit. The Minimum When resources for employee education are limited, at a minimum you need to inform your employees about the company’s drug-free workplace policy. A policy briefing should address the following: • The rationale for the policy -- what the law requires, why the program is important to your organization, and the cost of alcohol and other drug problems in the workplace • Details of the policy, including the consequences for violating it • Available help for employee problems, such as an employee assistance program (EAP), if applicable, or referral to other local resources. Providing your employees with some basic information about alcohol and other drug abuse also reinforces your policy and communicates that you care about their welfare. Extending the education to their family members can promote that concept, and can improve the chance that a troubled employee will be identified by a spouse or child. Providing basic information can be done through brief meetings, brochures and other written materials, videos, home mailings, and so on. The content might include the following: • Hazards of alcohol and other drug abuse in the workplace (increased accidents, decreased productivity, etc.) • How to recognize a potential alcohol or other drug problem of coworkers, family members, or friends (what to do and what not to do) • The nature of alcohol or other drug abuse and some ways addiction can be treated • Available resources within the organization or in the community. A variety of informational items are provided in this kit. See the Supervisors’ Guide and the Employee Fact Sheets for more information about alcohol and other drug abuse, addiction, and recovery, and for telephone numbers of helpful resources. National, State, and local resource organizations also offer free informational materials. Employee Education Planning Checklist ___ Obtain and review materials. (See the Employee Fact Sheets and Supervisor’s Guide for resources.) Also, some publishing companies sell pamphlets to businesses. See the Employee Fact ___ Tell the person who will be distributing the materials to fill in the local resource phone numbers in the spaces provided on the last page of each Employee Fact Sheet and on the posters. ___ Plan for informational sessions or distribution of materials over the long term (rather than a one-shot presentation). ___ Involve key staff in planning and followup. ___ Schedule followup meetings and/or distribute materials on a regular basis. ___ Provide referral and resource lists. Employer Tip Sheet #7 Supervisor Training The Supervisor’s Role Supervisors have a variety of responsibilities within a drug-free workplace program. Supervisors should: • Know the organization’s program and policy, including the rationale for the program and specific details about drug testing procedures, if applicable, as well as other components • Be able to explain the program to employees • Know where to refer employees for help and information • Understand and accept the importance of supervision as a tool for implementing the policy -recognizing that the supervisor is the best judge of employee performance. Supervisors are not expected to provide substance abuse counseling. Neither should they try to diagnose alcohol or other drug problems. If a supervisor suspects an alcohol, drug-related, or other problem, particularly as evidenced by poor job performance or conduct, the employee should be referred for professional evaluation and assistance. The Supervisor: Enforcer or Advocate? Because an important responsibility of supervisors is to observe and evaluate employee job performance, they can be effective advocates for employees. They can encourage employees to deal with work-related problems that may or may not be connected with alcohol or other drug use. They also can suggest sources of help and support, such as an employee assistance program (EAP) or local treatment program, when an employee has problems. If an employee has been given a chance to improve job performance but hasn’t changed his or her behavior, the supervisor may need to take a more forceful approach. Still, the emphasis should be on improving the employee’s job performance, not on judging the employee. What Supervisors Need To Know All supervisors should be provided with basic information about the program and their role in carrying it out. This includes: • The rationale and specific details of the program startup and implementation • The supervisor’s specific responsibilities for initiating and carrying out the drug-free workplace policy and program • Ways to use the Employee Fact Sheets and/or posters and decal in this kit as a source of information and employee education • How to recognize and deal with employees who have job performance problems that may or may not be related to alcohol or other drugs, including personal and family problems. Guidelines For Effective Supervision Be attentive. Be ready to recognize employee problems (e.g., accidents, frequent lateness, mood swings) that may or may not be related to alcohol or other drug abuse. Observe. Focus on specific aspects of job performance. Document. Keep an ongoing record of the employee’s performance. Focus on job performance. Avoid judging, diagnosing, or counseling the employee. Be thoughtful. Stay nonjudgmental and recognize the employee’s point of view. Be straightforward. Stick to the facts of job performance; don’t get sidetracked. Be consistent. Follow the same procedures for all employees. Maintain confidentiality. Discuss employee problems in private and keep the discussion between the two of you. Refer. Encourage troubled employees to seek help from the resources available in the workplace or the community. 0. Follow up. Continue to assess employee job performance over a period of time. How To Provide Supervisor Training Supervisor training can be provided in a variety of ways, depending on available time and resources. These can include: • Training the supervisors yourself • Having a consultant from a local community agency or EAP conduct the training (they may offer role playing and other training methods that are not possible with written materials only) • Using the Supervisor Materials and Employee Fact Sheets in this kit, as well as any other materials provided by the employer or a consultant. Supervisor Training Checklist ___ Decide how supervisor training will be done -- where, when, by whom, and with what materials. H ld ti t i f i b t th d f k l th organization’s policy, and their role in carrying it out. ___ Distribute the Supervisor’s Guide and Employee Fact Sheets. ___ Instruct supervisors to fill in the local resource phone numbers on the last page of each Employee Fact Sheet before distributing them (if you have not already done so yourself). ___ Schedule followup training or use the materials in this kit as self-instructional guidance. ___ Follow up with additional resources, booster sessions, question-and-answer sessions, and program review. Employer Tip Sheet #8 Employee Assistance Programs Employee assistance programs (EAPs) are one of the most effective ways to deal with alcohol and other drug problems in the workplace. They can enhance the work climate of an organization and promote the health and well-being of everyone involved. EAPs are usually multifaceted programs designed to assist employees with personal problems that affect their job performance. Although some EAPs focus primarily on alcohol and other drug problems, most EAPs address a wide range of employee problems: stress, marital difficulties, financial trouble, and legal problems. Most EAPs offer a range of services: employee education (onsite or off-site), individual and organizational assessment, counseling, and referrals to treatment. EAPs can also train supervisors for your program. In general, the more comprehensive the services, the more the EAP provider will charge for them. Types and Costs of EAPs EAPs come in a variety of shapes and sizes and the cost will vary accordingly. Factors include the types of services provided, the number of employees, the type of industry, regulatory requirements, drug testing policy, location, and family coverage. Just as an example, the chart below indicates average costs for an EAP in the Washington, DC, area. Annual EAP Costs per Number of Company Employees Number of Employees Cost Range Cost Mean Number of Employees Cost Range Cost Mean More than 5,000 $14-25 $20.29 100-250 $24-60 $32.70 1,000-5,000 $17-39 $20.42 26-100 $29-75 $36.70 500-1,000 $21-36 $25.00 Fewer than 25 $30-100 $50.00 250-500 $23-45 $27.31 Consortium $10-25 $18.00 Estimates are from Corporations Against Drug Abuse, a Washington, DC, consortium and nonprofit organization. "As a manager, I believe there are many benefits of an EAP. One of the first changes I noticed was an improvement in employee attitudes. Over time, patterns of tardiness and absenteeism have lessened, and I’ve noted an improvement in coworker and customer relationships. It’s been 2 years since we implemented the EAP, and we’ve also begun to see a decrease in benefit dollars spent. Workers are sick or late less often, our accident rate has decreased, we have fewer Workers’ Comp. claims, and our overall health care utilization has been reduced." Manager, large retail corporation "In a big company, when an employee has a drug or alcohol problem that affects his or her work, other employees can usually take up the slack. In my company of 10 people, if one employee is unproductive because of alcohol or other drugs, my business suffers. I can’t afford to lose time and money due to an employee’s drug problem; but hiring and training a new employee can be expensive. I joined an EAP consortium, and now I can afford to offer my employees help." Owner, computer graphics company Types of EAPS: Internal/In-House Programs. These are most often found in large companies with substantial resources. The EAP staff is employed by the organization and works on-site with employees. Fixed-Fee Contracts. Employers contract directly with an EAP provider for a variety of services, e.g., counseling, employee assessment, and educational programs. Fees are usually based on the number of employees and remain the same regardless of how many employees use the EAP. Fee-for-Service Contracts. Employers contract directly with an EAP provider, but pay only when employees use the services. Because this system requires employers to make individual referrals (rather than employees selfreferring), care must be taken to protect employee confidentiality. Consortia. An EAP consortium generally consists of smaller employers who join together to contract with an EAP service provider. The consortium approach helps to lower the cost per employee. Peer-Based Programs. Less common than conventional EAPs, peer- or coworker-based EAPs give education and training, assistance to troubled employees, and referrals -- all through peers and coworkers. This type of program requires considerable education and training for employees. Benefits of EAPs Employee assistance programs offer a variety of benefits: • They can assist with policy development, employee education, and supervisor training. • They can take the pressure off supervisors and managers, who feel responsible when employees’ personal problems affect job performance. • They offer an alternative to firing, thereby saving the costs of recruiting, rehiring, and retraining. • They offer access to treatment for employees with problems that affect their job performance. • They have been linked to decreases in accidents, Workers’ Compensation claims, absenteeism, health benefit utilization, and turnover rates. • They can assist employers in complying with drug-free workplace laws. "Using an EAP helps us prevent an employee’s personal problems from leading to costly declines in performance and productivity. The EAP counselor can often identify and resolve employees’ personal problems in the early stages. This allows our employees to return to their normal level of productivity in a timely manner." Partner in a law firm "When we first started using an EAP, I assumed it would be the employees with chronic job performance problems who would use the service the most. However, when we reviewed the program at the end of the first year, we discovered that the majority of the employees who used the EAP were self-referred. When annual reviews were conducted, several supervisors noted an overall improvement in productivity and employee morale." Manager of a bank Finding a Qualified EAP Provider EAP Professional Associations The first step in implementing an EAP is to find a qualified service provider. Currently there are no national licensure programs for EAP providers, although several States are considering such programs. Two professional associations, the Employee Assistance Professionals Association (EAPA) and the Employee Assistance Society of North America (EASNA), have developed certification procedures for EAP providers. The Certified Employee Assistance Professional (CEAP) credential indicates satisfactory knowledge about addictions, intervention, and related skills. For a fee, EAPA and EASNA can also provide directories of EAP providers by area or region. EASNA (810) 545-3888 EAPA (703) 522-6272 Other Ways To Locate EAP Services "I was afraid the EAP would require us to set up a prepackaged program that would cost a lot of money. Instead we worked out a program where employees can receive three sessions for assessment and short-term counseling. Then, if the problem is more serious, the EAP will refer the employee to an appropriate treatment program in the community." Manager, printing company A variety of options are available for identifying EAP services. These options include contacting organizations that describe themselves as EAPs and contacting other sources of health care. Consider the following possibilities: • Join with other employers and contract with an EAP provider. Consult the Yellow Pages (look under "employee assistance programs" or "drug abuse information and treatment centers"), contact your chamber of commerce or trade association, or call CSAP’s Workplace Helpline at 1-800-WORKPLACE. • Call local hospitals and ask about available EAP services. • Contact a health maintenance organization (HMO) that provides alcohol and other drug abuse treatment services and ask about EAP possibilities. • Contact a local mental health or substance abuse professional in private practice and negotiate a contract for EAP services. • Inquire if insurance carriers cover EAP services or can help to identify local or regional EAP providers. • Talk with other employers who have successful EAPs. Questions To Ask Not every EAP will be right for every organization. To determine whether or not a particular EAP will be able to meet your specific needs, ask the EAP provider the following questions: • Do the staff members who will be assigned to my organization hold the CEAP credential? • Do members of your staff belong to a professional EAP association? • What is the education level of each member of your staff? • Do you have references that we can contact? • Do you provide on-site employee education and supervisor training services? • What cost/fee programs do you offer? • Will you do on-site visits? Are you able to conduct a needs assessment of our organization? • What types of counseling services are available to employees? How many sessions? • How easy will it be for employees to use the EAP? Where and how often is the EAP available to employees? • To which programs and services do you make referrals—and why? • Does the EAP have a system for evaluating the effectiveness of the program? Secure support and endorsement for the idea from top managers. Review financial resources and determine a budget for the EAP. Checklist for Starting an EAP Identify the organization’s rationale and goals for the EAP. What needs do you want the EAP to meet? Identify and select a service provider that is right for your organization. Write an EAP policy and procedures statement and distribute it to all employees. Schedule a meeting with employees to answer questions and discuss the services available from the EAP. Arrange for periodic program evaluation to take an objective look at the EAP’s operation and performance. For example: How many employees are using the EAP? How many are self-referred versus those who are referred by supervisors? What services are being provided? What benefits have resulted from the EAP? For other tips on finding and using EAP services in your community, see Employer Tip Sheet #10. Employer Tip Sheet #9 Drug Testing What is Drug Testing? Drug testing is one way you can protect your workplace from the negative effects of alcohol and other drug abuse. A drug testing program can deter people from coming to work unfit for duty and also discourage alcohol and other drug abusers from joining your organization in the first place. Some employers believe that a drug-free workplace "Drug testing was a big decision for program and drug testing are one and the same; however, me, and I had a lot of questions: Is it drug testing is only one element of a program. Drug testing legal to drug test my employees? may be appropriate for some organizations and not others. How should I go about informing my In some cases drug testing is required; in others, it is workers that we’re implementing this optional (see Employer Tip Sheet #1 and #2). When drug new policy and program? How much testing is optional, the decision about whether or not to test will it cost? What do I do if an will depend on a variety of factors such as the cost, employee tests positive? Do I have to appropriateness, and feasibility. offer treatment? Can we afford to help employees with drug problems? WHY Drug Test? Fortunately, I knew another business When considering a drug testing program, the first question owner in my community who had to ask is, "Am I required to drug test some or all of my recently started a testing program. I employees?" If not, then ask, "Are there other reasons I called her for advice, and she was should consider drug testing?" Below are some of the most able to give me some resources to get frequent reasons employers give for having a drug testing started.Iquot; Owner, program: manufacturing company • To comply with Federal regulations, e.g., the Department of Transportation, Department of Defense, Nuclear Regulatory Commission, and Department of Energy • To comply with customer or contract requirements • To comply with insurance carrier requirements • To match other employer efforts, and to minimize the chance of hiring employees who may be users or abusers • To reinforce the company position on "no drug use" • To identify current users and abusers and refer them for assistance • To establish grounds for discipline or firing • To improve safety • To convince "casual users" that the cost of using is too high • To deter "recreational" drug use that could lead to addiction • To reduce the costs of alcohol and other drug abuse in the workplace • To give recovering users another reason to stay sober (relapse prevention). When Should You Drug Test? Below are examples of situations in which drug testing might be appropriate or necessary: P E l t T t Off i l t l ft ti d t t lt Goal: To decrease the chance of hiring someone who is currently using or abusing drugs. Pre-Promotion Tests. Testing employees prior to promotion within the organization. Goal: To decrease the chance of promoting someone who is currently using or abusing drugs. Annual Physical Tests. Testing employees for alcohol and other drug use as part of their annual physical. Goal: To identify current users and abusers so they can be referred for assistance and/or disciplinary action. Reasonable Suspicion and For Cause Tests. Testing employees who show obvious signs of being unfit for duty (For Cause) or have documented patterns of unsafe work behavior (Reasonable Suspicion). Goal: To protect the safety and well-being of the employee and other coworkers and to provide the opportunity for rehabilitation if the employee tests positive. Random Tests. Testing a selected group of employees at random and unpredictable times. Most commonly used in safety- and security-sensitive positions. Goal: To discourage use and abuse by making testing unpredictable, and to identify current users and abusers so they can be referred for assistance and/or disciplinary action if needed. Post-Accident Tests. Testing employees who are involved in an accident or unsafe practice incident to help determine whether alcohol or other drug use was a factor. Goal: To protect the safety of the employees, and to identify and refer to treatment those persons whose alcohol or other drug use threatens the safety of the workplace. Treatment Followup Tests. Periodically testing employees who return to work after participating in an alcohol or other drug rehabilitation program. Goal: To encourage and ensure that employees remain drug-free after they have completed the first stages of treatment. How To Implement a Drug Testing Program An effective drug testing program needs a drug testing policy. This may be part of the organization’s drug-free workplace policy, or it may be a separate document. It should be distributed to all employees. The best protection against future legal challenges is to write a policy that is as detailed and specific as possible. What Should a Drug Testing Policy Include? The Drugs You Are Testing For Laboratories can test for a wide variety of drugs. Generally, employers test only for those that are most commonly used and abused: cocaine, phencyclidine (PCP), opiates, amphetamines, and cannabinoids (marijuana). Some employers also test for alcohol. Who Will Be Tested and Under What Conditions While the overall drug-free workplace policy should apply to everyone in an organization, the drug testing policy may apply only to some employees. Therefore, the testing policy should clearly identify the employee positions included in the testing program. The policy should also indicate under what circumstances employees in each position will be tested. Employers who are required to drug test by one or more Federal agencies should refer to the specific regulations to determine the types of testing that are required (i.e., random, post-accident, etc.). Employers whose employees are members of a union or collective bargaining unit should know that unless drug testing is required by law or regulation, it will likely be a mandatory subject of bargaining. The Consequences of Testing Positive or Refusing To Take a Test Before beginning a drug testing program, carefully consider how you will handle a positive drug test result. The actions that will be taken in response to a positive drug test should be clearly detailed in the written policy. Although there are many options, common responses include referring the employee for treatment, disciplinary measures, or discharge. Examples: If an applicant tests positive, she or he is usually denied employment. Some employers will allow the applicant to reapply after a period of time (e.g., 3 months). If an employee tests positive as part of a post-accident or reasonable suspicion test, the first response should be to remove that person from his or her position, especially if the job is safety-related. An employee who tests positive may be given paid or unpaid leave and referred to the employee assistance program (EAP) or other substance abuse assessment service, if available. Some employers automatically discharge anyone who tests positive. Usually, refusing to provide a sample for testing or attempting to tamper with, contaminate, or switch a sample is considered grounds for discipline or discharge. It is important to have guidelines in place that explain the organization’s procedures for appeal should an employee test positive. The appeal process will vary depending on the nature of the work done, State laws, contractual requirements, etc. It is essential, however, to provide written guidelines for how such situations will be handled. See Tip Sheet #10 for resources to help you determine the most appropriate process. Who Pays for the Drug Test Normally, employers pay for drug tests. Sometimes employers require the employee to pay for the test, and if the results are negative, the employer reimburses the employee. If employees are expected to pay, this should be stated in the written policy. The cost of a drug test at a DHHS-certified laboratory will vary depending on the services provided and the geographic location. While the cost may be slightly higher than with a noncertified laboratory, the added security and accuracy will protect you in a court of law should a test result be challenged. Contact CSAP’s Workplace Helpline at 1-800WORKPLACE to find a DHHS-certified laboratory in your area. Drug Testing Procedures A clear written description of the procedures that will be used for drug testing should be included either in the drug testing policy or in a separate document. For organizations doing contract work, the procedures may vary from one contract to the next and would best be outlined in a separate document. Below are examples of the type of information to include: • Where employees will give their samples (name and phone number of the collection site) • Where the samples will be tested (name and phone number of the testing laboratory) • How results will be reported (will the laboratory contact the individual, or will a designated person in the company tell the employee?) Employers will also want to know these terms: • Chain of Custody. A chain of custody form is used to document the handling and storage of a urine specimen from the time it is collected until the time of disposal. This form links the individual Drug Testing Methods Several different methods of drug testing are available. Each has its advantages and disadvantages. Urine Test: The most common form of drug testing is to analyze a sample of urine for traces of drugs. A positive test result only indicates that a drug was used sometime in the recent past; it does not tell whether or not the person was under the influence when giving the sample. For detecting alcohol, a urine test is accurate but is not used because it correlates poorly with blood levels when usual collection procedures are used. Blood Test: A blood test measures the actual amount of alcohol or other drugs in the blood at the time of the test. Unlike the urine test, the results tell whether or not the person was under the influence at the time the test was done. Saliva and Hair Tests: Researchers have begun studying the testing of hair and saliva to detect alcohol and other drug use. Early results suggest that testing saliva may be a valid testing method. The accuracy, reliability, and interpretation of hair testing have not yet been determined. Breath-Alcohol Test: A breath test is currently the most common method of testing for alcohol. The results tell if the individual is under the influence of alcohol at the time the breath sample is taken. Alcohol stays in the body for a relatively short period of time; therefore, unless a person is under the influence at the time the specimen is collected, a breath test for alcohol will not detect abuse off the job (which can affect on-the-job performance). to the urine sample. It is written proof of everything that happens to the specimen while at the collection site and the laboratory. • Confirmation Tests. The first test of a urine sample is called an initial test. This test is fairly accurate and reliable but can also detect over-the-counter medications. Therefore, if the initial test is positive, a second test (by gas chromatography/mass spectrometry, or GC/MS) should be done on the sample immediately. This confirmatory test is highly accurate and will rule out any false positives (mistakes made) on the first test. • DHHS Cut-Off Levels. A cut-off level is a value that is used to determine whether a drug test is positive or negative. Many employers use the cut-off levels established by the Department of Health and Human Services. These cut-off levels have been proven accurate and reliable, as well as defensible in a court of law. Medical Review Officer Department of Health and Human Services (MRO). Although not Cut-Off Levels always required, an MRO as of April 1993 is an important part of an effective drug testing Initial Confirmatory program. An MRO is a licensed medical doctor Cocaine 300 ng/ml 150 ng/ml who has special training in substance abuse. Using Phencyclidine 25 ng/ml 25 ng/ml an MRO helps to protect both the employer and the employees. For example, Opiates 300 ng/ml 300 ng/ml if a drug test is positive, the MRO reviews the Amphetamines 1,000 ng/ml 500 ng/ml results, makes sure the chain of custody Cannabinoids 100 ng/ml 15 ng/ml procedures were followed, and contacts the employee to make sure that there are no medical or other legitimate reasons for the positive result. For example, some prescription medications can cause a positive test result. If this is the case, and if a doctor prescribed the medicine, the test is reported as negative. Otherwise, the MRO reports the positive test result to the organization. Only after the MRO has reached his or her final conclusion does the MRO report the result to the employer. What About Legal Challenges? Many States have drug testing laws that determine what an employer can and cannot do. Resources are available to help you find out if there are any State drug testing laws you must comply with. An attorney with experience in labor and employment issues, or a professional consultant specializing in workplace drug testing can help ensure that the testing rules and procedures as outlined in your policy are in compliance with State regulations. Avoid legal problems by using procedures that are clear, fair, consistent, and documented in a written policy. Because employment decisions based on a test result can be contested, it will be to your advantage to have a detailed policy and to understand the protections that are available to you. Drug Testing Checklist Identify any Federal or State laws with which you must comply. (Call your State’s attorney general or talk with legal counsel.) If applicable, talk with union officials. Identify and contact a DHHS-certified laboratory to set up a drug testing contract. Visit the laboratory if possible. Identify and contact a specimen collection site to set up a drug testing contract. (Ask the laboratory for suggestions.) Visit the site if possible. Contract with a medical review officer. Call CSAP’s Workplace Helpline at 1-800WORKPLACE to locate qualified MROs. Develop a system to protect the confidentiality of employee drug testing records. Call CSAP’s Workplace Helpline for assistance. Designate the person who will receive the test results from the lab, and make sure he or she is aware of confidentiality issues. (See the Supervisor’s Guide for more information about confidentiality.) Write a clear, consistent, and fair policy incorporating suggestions from this tip sheet. Call CSAP’s Workplace Helpline if you need assistance. Have your policy reviewed by legal counsel. Notify employees 30 to 60 days before the testing program goes into effect. (See Employer Tip Sheet #6 for the benefits of employee education about drug testing and other drug-free workplace program components.) Communicate to employees that you will abide by the policy also. Employer Tip Sheet #10 Outside Help and Consultants Do You Need Them? How To Find Them . . . What They Cost Types of Outside Help Several sources of outside help are available to employers who want to start or expand a drug-free workplace program. Which source is most appropriate will depend on the type of program and the assistance needed. Free and Low-Cost Services CSAP’s Workplace Helpline 1-800-WORKPLACE. The Helpline provides telephone consultation to assist employers and union representatives with policy development, drug testing, employee assistance, employee education, supervisor training, and program implementation. It offers resource referrals and free publications. Helpline information specialists are trained to provide information tailored to each organization’s unique characteristics. Lists of drug testing labs certified by the Department of Health and Human Services are available free of charge, and networking help is available for finding a medical review officer (MRO). Local Drug-Free Business Initiatives and Workplace Coalitions. Local initiatives and coalitions link employers who are interested in drug-free workplace programs. The coalitions may provide sample policies, technical assistance, low-cost drug testing services, and ongoing training sessions for supervisors. Some have developed special low-cost employee assistance programs designed for smaller employers. They may also have information about, and experience with, the services and costs of laboratories and MROs in your area. For help with finding local initiatives and coalitions: • Look in the phone book under your city or town’s name and look for entries like "Drug-Free Business Initiative" or "Coalition for Drug-Free Workplaces." • Call or write your State or county office for alcohol and drug abuse services and ask if they have a list of groups near your workplace. • Call or write your local mayor’s office, police department’s community relations office, office of economic development, or business relations office and ask if they have a list of coalitions. • Call or write your chamber of commerce, or business or trade association and ask if they have services to help employers start a drug-free workplace program. • Call CSAP’s Workplace Helpline at 1-800-WORKPLACE. Professional Associations. Professional associations sometimes have a list of programs and individuals who provide assistance and referral services for employers. Fee-Based Services Drug-Free Workplace Consultants. Some employee assistance and management consulting firms specialize in helping employers and employees develop drug-free workplace policies and programs. Call your State alcohol or drug abuse agency for a list of employee assistance providers and treatment programs available in your area; they can also provide information about drug testing laws. Attorneys, Arbitrators, and Mediators. Some law, arbitration, and mediation professionals specialize in helping organizations develop drug-free workplace policies. They also can assist in preventing or resolving policy disputes. Drug Testing Labs. Many drug testing labs provide assistance with writing a policy and doing education programs, while charging only for their drug testing services. Contact CSAP’s Workplace Helpline at 1-800-WORKPLACE for a list of DHHS-certified laboratories. Health Insurance Carriers. Review your medical or health insurance policies and consult with your carrier or agent. Alcohol and other drug abuse coverage varies depending on the services you want to provide for your employees. Some carriers offer "preferred provider programs," which cover all or part of the costs of alcohol and other drug abuse treatment for employees who receive treatment at a preferred provider facility. Contact your carrier to inquire about options for treatment coverage. How Much Will It Cost? Fees for outside assistance vary considerably. So do the costs of participating in a drug-free business initiative or consortium. Below are typical costs for a variety of services: Consultants, attorneys, and mediators: Costs vary from about $30 to more than $100 per hour, depending on skills and qualifications. Drug testing services: Costs range from less than $10 up to $35 for an initial screen and $25 to $75 for a confirmatory test, depending upon how many drugs the employer is testing for. Employee assistance services: See Employer Tip Sheet #8 for a chart of sample costs. Residential treatment: Usually there is a flat fee for 28 to 30 days of residential treatment. Costs can range from $3,000 or less to more than $20,000. Outpatient treatment: Usually there is a flat fee for 30 to 90 days of intensive outpatient treatment. Costs can range from less than $2,000 to $8,000 or more. Group addictions counselors: Long-term less intensive group counseling (usually 12 months) can range from $25 to $60 or more per session. Individual addictions counselors: Counselors generally work on an hourly fee basis. Costs can range from less than $50 to more than $100 per hour. Negotiating For Services In some cases, help comes right to an employer’s door in the form of organizations that market their services directly. Whether in response to a marketing effort or as part of an aggressive search for services, a few rules for negotiating with outside firms, consultants, or coalitions can be helpful. Be Clear About What You Want and Can Afford for: Policy development Policy critique/legal review Implementation planning Written materials for employees Employee briefing sessions Supervisor training Forms creation Laboratory selection Medical review officer selection Employee assistance provider selection Contracts negotiation Ask Questions About: Fees and how they are calculated What work will be done Who will do the work and what qualifications they have When work will be completed What results can be anticipated Who you can call for references If the Costs Seem Too High: Ask if the work can be done in phases Ask about payment plans Ask what could be done within your budget Get two or more bids Since alcohol and other drug abuse is an issue of increasing concern in the workplace, a growing number of individuals and groups are available to help address employers’ concerns. There is usually, although not always, no obligation to pay for a service until a formal agreement has been reached and a contract signed. Employer Tip Sheet #11 Avoiding Problems With Alcohol, Tobacco, and Other Drugs Making Prevention Work Actions for Employers • • • • • • • • • • • • • Announce that prevention of alcohol, tobacco, and other drug (ATOD) problems is a major corporate focus and that you expect everyone to take part in this collective effort. Be aware of the potential risks that ATOD pose for any business or organization: increased absenteeism, tardiness, and use of sick leave and health services; higher insurance and Workers’ Compensation costs; more injuries, fatalities, and thefts; lower productivity and product quality; and reduced employee morale and higher turnover. Be aware of the connection between alcohol and other drugs and sexually transmitted diseases, including HIV/AIDS. Using alcohol and other drugs can lead to unplanned and unprotected sex. Many drugs, including alcohol and tobacco products, also interfere with the body’s immune system. Fully explain the benefits and procedures of your drug-free workplace program or policy to all employees. Host alcohol-free events, emphasizing the company commitment to preventing injury or death associated with drinking and driving, especially around the holidays. Provide food and beverages in company settings that encourage a healthy lifestyle. Be a positive role model consistent with your messages to your employees. Do not engage in any illegal, unhealthy, or dangerous ATOD use. Sponsor or help with prevention services in your community that would benefit your employees and their families. Include prevention/healthy lifestyle articles in your company materials. Consider formulating a corporate performance standard that encourages community involvement to prevent ATOD problems as part of an ongoing commitment to making the community a better place in which to live and do business. Appoint a corporate representative to serve on and support any ATOD prevention-oriented programs or community partnerships in your area. Take a comprehensive approach to prevention efforts. Serve as a leader, supporter, or active participant in other community-based efforts to prevent ATOD use by youth. Encourage and support employees and their family members to ask for help for an alcohol, tobacco, or other drug problem. Treatment is more cost-effective than incurring potential safety problems and lost productivity due to drug-related problems. Employer Tip Sheet #12 Evaluating Your Program Program evaluation is an important part of any drug-free workplace program. Periodic evaluation lets you know if you are saving money and improving your bottom line. There are several ways to evaluate your program. Some employers hire a consultant, while other elect to conduct their own evaluations. For organizations with limited resources, this section offers guidelines for conducting a basic evaluation of your drug-free workplace program. Step One: Establish a baseline; in other words, assess your organization as it is today. Specifically, check your company records for the past 2 years and figure out the incidence and prevalence of some or all of the following factors, which can be indicators of problems with alcohol or other drug abuse: Absenteeism Tardiness Health care benefit utilization Workers’ Compensation claims Theft Accidents Turnover Estimate the costs of these factors in dollars, if possible. If records are not available for years past, start tracking the trends now. Also talk to employees at all levels of the organization to assess the current overall morale of the staff. This will give you baseline data for determining the impact of your program during the coming years. Step Two: Start your drug-free workplace program. Use the information in this kit as well as other available resources to help you plan and implement your program. Step Three: Review the records at the end of the first year (and in subsequent years) for the factors listed above. Also reassess employee morale. Compare the results to your baseline data. Have there been any changes? Determining the success of your program will depend on your original goals. Revisit your original goals. Ask employees and supervisors to offer feedback. Talk to employees and supervisors about their perceptions of the impact of the policy and/or program. Cost savings may take some time to accumulate, but improved employee morale may be evident right away. Step Four: Establish an ongoing plan for evaluating your program to assess the cost/benefits of continuing your drug-free workplace program. Step Five: Use the results to modify your program. Establish a regular review period -- perhaps annually -- and use that time to assess the progress of the program. Determine the steps needed in the next year to reach your program goals. Consider developing a committee of employees from all levels of the workforce to assist in both the ongoing evaluation and the implementation of program changes. Creating A Drug-Free Workplace When the Issue is Safety U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES Substance Abuse and Mental Health Services Administration Center for Substance Abuse Prevention The presentations herein are those of the authors and may not necessarily reflect the opinions, official policy, or position of the Center for Substance Abuse Prevention (CSAP), the Substance Abuse and Mental Health Services Administration (SAMHSA), the Public Health Service, or the U.S. Department of Health and Human Services. All material appearing in this book, except quoted passages from copyrighted sources, is in the public domain and may be used or reproduced without permission from CSAP or the authors. Citation of the source is appreciated. CSAP Production and Editing Officer: Joan White Quinlan Robert W. Denniston Director, Division Public Education and Dissemination Charlie Williams, CEAP Public Health Advisor, Workplace Community Prevention Branch CSAP Mission Statement The Center for Substance Abuse Prevention (CSAP) supports and promotes the continued development of community, State, national, and international, comprehensive prevention systems. CSAP strives to connect people and resources with effective and innovative ideas, strategies, and programs, aimed at reducing and eliminating alcohol, tobacco, and other drug (ATOD) problems in our society. CSAP’s prevention programs and models, tailored to specific cultures and locales, capitalize on broad-based community involvement and enhanced public and professional awareness of prevention. Introduction Alcohol and other drug abuse (AOD) in the workplace can create problems that may jeopardize the safety of employees and customers. This pamphlet is intended to be used as a quick and easy reference guide to low-cost steps an employer can take to prevent workplace-related AOD problems. Smaller businesses especially, many of which are seeing their profit margins decreased by ever-increasing workers’ compensation payments, will find this information very useful as a guide to readily available resources. This resources can help them prevent AOD-related problems from negatively affecting workplace safety and the well-being of their greatest asset -- their employees. [Place for your organization name/State] hurt if I didn’t. -Owner of a construction firm in Iowa FACT: Although the total number of drinkers has shown a downward trend, the number of heavy drinkers has changed little since 1988. About 10 million Americans are considered heavy drinkers, defined as drinking five or more drinks per occasion on five or more days in the past 30 days (1992 National Household Survey on Drug Abuse, Substance Abuse and Mental Health Services Administration [SAMHSA]). In a company with 10 employees, just 1 employee with an alcohol or other drug problem can be devastating to productivity and profits. Getting Started The majority of Americans who are employed today work in businesses with fewer than 50 employees. As every employer knows, people do not leave their personal problems at home when they come to work. Large numbers of employees alcohol abuse and other drugs. FACT: The majority (66.5 percent) of current (past month) illicit drug users 18 or older are working either full-time or part-time (1992 National Household Survey on Drug Abuse, SAMHSA). FACT: Drug use is greatest among employees in the construction, wholesale trade, and retail trade industries. FACT: Alcohol and other drug use costs American businesses an estimated $102 billion every year in lost productivity, accidents, employee turnover, and related problems (Economic Costs of Alcohol and Drug Abuse and Mental Illness: 1987, ADAMHA, 1990). Since Congress passed the Drug-Free Workplace Act in 1988, many businesses have taken the first steps to establish a safe, drug-free workplace. You need not start from scratch. There are many simple and inexpensive ways to begin to develop a drug-free workplace. The important things are to become informed, make a commitment, and get started. When the Issue is Safety Developing a drug-free workplace program is especially important in businesses where safety is an issue. Accidents and injuries can create severe hardships, not just for the victims, but also for the employer. A serious incident, especially if related to alcohol or other drug use, can shut down a small business. FACT: Drug users at a minimum consume almost twice the medical benefits as nonusers, are absent 1.5 times as often, and make more than twice as many workers’ compensation claims. FACT: Every year, more than 17,000 motor vehicle fatalities are attributed to alcohol use (National Highway Traffic Safety Administration press release, May 1994). If you’re in any kind of manufacturing, no matter how small the company, you have to be concerned about safety hazards caused by drug users. It may be something as simple as driving a forklift, but people can get hurt. -Owner of a small manufacturing company in Connecticut I found out the hard way that employees often have multiple problems associated with drug use. Some of my employees had lines of credit with me. One who got injured in an accident while driving a tractor had a $3,500 line of credit. Then, I found out he was using it to finance his cocaine habit! -Owner of a paving firm in suburban Maryland Potential Benefits of a Drug-Free Workplace • • • • • • • Reduced absenteeism, tardiness, sick leave, and personal time off Reduced employee discipline problems Reduced workers’ compensation costs Improved customer satisfaction Increased productivity Improved employee morale and motivation Improved community image For More Information . . . Drugs at Work is a video that describes the costs of alcohol and other drug abuse in the workplace and provides examples of current programs in government and private companies. Call the National Clearinghouse for Alcohol and Drug Information (NCADI) at 800-729-6686 to request a copy. The cost of this video is $12.50. NCADI accepts VISA of MasterCard, checks, and purchase orders (minimum of $25). Ask for inventory number VHS02 when placing your order. The First Step: A Clear Policy You have probably heard about companies that offer so many benefits that employees rarely leave. For owners and managers of small businesses, it’s a different story. Providing even the most basic benefits is not easy for small businesses. Health care and workers’ compensation costs are soaring. Working toward making your workplace drug-free does not have to drain your company’s budget. You can take a number of small steps with little or no cost that could save you money. They will also improve with health, morale, and well-being of your employees. The first and most important step is to develop a policy that makes your position about alcohol and other drug use in the workplace very clear. As the owner of a business, you have clear guidelines on attendance, performance, conduct, and even smoking in the workplace. But do you have a policy that tells your employees not to use drugs? A well-designed policy should: It is the greatest thing you can do for yourself and your employees, and it doesn’t have to cost a lot. The most expensive thing you can do is nothing. -Owner of a small manufacturing firm in Georgia • Explain why a policy is needed and important -- that is, describe the goal of a drug-free workplace. • Make it clear that alcohol and other drug use on the job violates company policy and will not be tolerated. • State specific consequences for violating the policy. • Define specific ways for employees and family members to obtain help for alcohol, drugs, or family problems. • If screening is part of the program, share how, when, and under what conditions employees will be tested for alcohol and/or drug use. Once a policy is adopted, all employees will know what you expect from them and what they can expect from you. A sample policy is included for your adaptation. Most employers say it looks like an insurmountable mountain at the beginning. You have to think of so many things. For people who’ve never done a policy statement, that alone can seem overwhelming. But then a lot of the people we work with say they’re glad they had it in place, because situations have come up where they needed it. Also they’ve seen reductions in accident rates and costs for health care and workers’ comp. -Organizer of drug-free workplace programs in Florida Sample Policy Your Company’s Letterhead (Name of Business) is committed to providing a safe work environment and to fostering the well-being and health of its employees. That commitment is jeopardized when any (Name of Business) employee uses illegal drugs or alcohol on the job, comes to work with these substances present in his/her body, or possesses, distribute, or sells drugs in the workplace. (Name of Business) has established the following policy with regard to alcohol and other drugs to ensure that we can meet our obligations to our employees, shareholders, customers, and the public. The goal of this policy is to balance our respect for individuals with the need to maintain a safe, productive, and drug-free environment. The intent of this policy is to offer a helping hand incompatible with working at (Name of Business). 1. It is a violation of our policy for any employees to possess, sell, trade, or offer for sale illegal drugs or otherwise engage in the use of illegal drugs or alcohol on the job. 2. It is a violation of our policy for anyone to report to work under the influence of illegal drugs or alcohol -- that is, with illegal drugs or alcohol in his/her body. 3. It is a violation of our policy for anyone to use prescription drugs illegally. (It is not a violation of our policy for an employee to use legally prescribed medications, but the employee should notify his/her supervisor if the prescribed medication will affect the employee’s ability to perform his/her job.) 4. Violations of this policy are subject to disciplinary action ranging from a letter of reprimand, to suspension from work without pay, up to and including dismissal. It is the responsibility of our supervisors to counsel employees whenever they see changes in performance or behavior that suggest that an employee has an alcohol or other drug problem. Although it is not the supervisor’s job to diagnose the employee’s problem, the supervisor should encourage such an employee to seek help and tell him/her about available resources for getting help. Because all employees are expected to be concerned about working in a safe environment, they also should encourage their fellow employees who may have an alcohol or other drug problem to seek help. For More Information . . . Additional sample policies from existing programs in a variety of industries and settings may be obtained by calling the Center for Substance Abuse Prevention’s (CSAP) Workplace Helpline 800-WORKPLACE. Next Steps We were working on a project for a Department of Defense contractor, and I was afraid they’d pull the contract if they found out anyone was using drugs on the job. One of my men was behaving very strangely. Two days in a row he had minor accidents -- he cut his finger, then he skinned his knee. I told the guy I wanted to drug-test him. He made a big fuss, but then he admitted he’d used marijuana over the weekend. He said he wasn’t the only one. Fortunately, he got help. Until then I’d had a simple policy saying employees could be tested because of the government contract, but I expanded the policy to include very specific procedures about how we were going to deal with employee problems. -Manager of an electronic components manufacturer in Santa Clara, California A policy is only the first step. Here are some other steps you can take to become better informed: • Ask other employers how they are dealing with alcohol and other drug use in the workplace. • Ask your health insurance agent about coverage for alcohol and other drug-related problems for your employees and their family members. • Join with other employers who have already purchased employee assistance program (EAP) services. Cost vary but are usually in the range of $15 to $25 per employee per year. • Call your trade association. Most trade associations offer informational materials on drugfree workplace programs. Example include: o American Subcontractors Association 703-684-3450 o Associated Builders and Contractors 703-812-2000 o National Association of Manufacturers 800-637-3005 o National Association of Plumbing-Heating-Cooling Contractors 800-533-7694 o Painting and Decorating Contractors of America 703-359-0826 • Ask your employees for their input on the new program. One way to do this is to hold a brown bag lunch for your employees to increase their awareness and support for a drug-free workplace. • Call the health or human resource department of large companies in your area. Seventy-five percent of large businesses (1,000 or more employees) are doing something, including offering EAP services to their employees and their family members, and many are willing to assist smaller businesses in addressing the problem. • Find out what your community and business groups are doing to help prevent alcohol and other drug problems in your community. Elements of a Comprehensive Drug-Free Workplace Program • • • • • A clear, consistent policy. Training for supervisors about the company’s program. Education for employees about the company’s program and about the effects of AOD abuse. Access to an employee assistance program. Identification of illegal drug use, including a drug testing program, if appropriate. You do not have to implement all of these elements at once, but you can take that first step. One Example of a Business Owner Taking Action Chamberlain Contractors is an asphalt paving company with approximately 70 employees, located in Laurel, Maryland. According to its president, Harold Green, the company developed its EAP through the "back door" -- a safety awareness program. In the late 1980’s the company had high workers’ compensation costs and frequent vehicular accidents: in 1987, for example, the company’s workers’ compensation costs were $97,000. In 1991, those costs were $22,000, and the company had gone for more than two years with neither a vehicular accident nor an on-the-job injury. This dramatic drop corresponded to the establishment of an EAP. (Source: Promoting Health at Work, Fall 1993.) The company holds quarterly half-day meetings with all employees during which safety and EAP issues are discussed. These meetings give employees the opportunity to voice concerns and express their expectations of the EAP. According to Green, a strong case can be made for the argument that EAPs save small businesses money. Managers must support the program, and employees must play a strong role in its development and implementation. The program has saved a couple of lives. One person was almost killed in an accident, and we lost a couple of vehicles due to drunk driving. Since the program started, there may have been no accidents. -Owner of a taxi company in Illinois I think something as simple as signs saying "No use of drugs or alcohol allowed" can make a difference. People obey "No smoking" signs, but often they aren’t even aware of an alcohol or drug policy. -Organizer of drug-free workplace programs in Texas For More Information . . . Finding Solutions is a video that focuses on how to provide information to employees, promote worker involvement in drug-free workplace programs, and build on community linkages to prevent alcohol and other drug problems in the workplace. Call NCADI at 800-729-6686 to request a copy. The cost of this video is $12.50. NCADI accepts VISA of MasterCard, checks, and purchase orders (minimum of $25). Ask for inventory number VHS07 when placing your order. Common Concerns Tardiness is gone and the Monday "can’t-come-to-work-because-I-have-the-flu syndrome" is gone. Sloppy work, bad work, or unfinished jobs are gone too. A couple of years ago, before eployees were in treatment, we used to get a lot of customers complaints. We don’t anymore. -Owner of a manufacturing firm in Oregon What benefits will I see from setting up a drug-free workplace program? Some of the benefits are economic. Employers frequently cite reductions in workers’ compensation costs, for example. An effective program helps to cut back on accidents, mistakes, and employee turnover. It can save an employer hundreds or thousands of dollars every year. Other benefits are less tangible but just as important; for example, an effective program can significantly improve the climate of the workplace and employee morale. What do I do if I am fairly sure an employee has an alcohol or other drug problem? Do not accuse the employee of having an alcohol or other drug problem. Address the problem on the basis of the employee’s work performance and conduct. If you have an alcohol and other drug policy in place, follow through on it objectively and fairly for all employees. If you do not have a policy, you can stop the employee from performing the job to protect the safety of other employees, the public at large, or your company’s reputation. Call the CSAP Workplace Helpline at 800WORKPLACE to find out whether local, State, or Federal laws apply to your situation. Someone came into our office looking for a job. "We do drug testing here," I told him. "That’s why I came," he said. "When my life is on the line and in my co-worker’s hands, I want to know that he’s not high -- and your program makes me feel safe." -Owner of a marine supply and building company in Washington Am I required to do drug testing? The Federal Drug-Free Workplace Act does not require employers to do drug testing. However, some Federal agencies, such as the Department of Transportation and the Department of Defense, have specific drug-free workplace regulations governing safety and security and many now require alcohol and other drug testing. If I do drug testing, how much is it likely to cost, and how do I find a good drug testing laboratory? Depending on the types of tests performed and number of substances being tested for, drug testing costs between $20 and $50 per drug test. Drug testing consortiums can help make drug testing services more affordable for smaller businesses. Information about laboratories certified by the U.S. Department of Health and Human Services may be obtained by calling the CSAP Workplace Helpline at 800-WORKPLACE. Employers almost always say, "That’s not for us -- we’re too small." Then, when they realize how easy and inexpensive it is and that this is something a small business can really use, they want to sign on. After that we hear from them a lot. Many employers in small businesses feel very isolated. We give them a place where they can bounce their ideas off of sympathetic listener. -Director of an EAP in rural Virginia What is an employee assistance program? An EAP is a confidential service that helps employees deal with a variety of personal problems that may be interfering with their work performance. Consulting an EAP, as with any form of counseling, should be voluntary, although in many cases managers and supervisors can strongly recommend that an employee seek assistance from an EAP and tie this in with a performance evaluation. More than ever before, EAP services are available to smaller businesses at affordable costs. What is the role of supervisors and supervisor training? Effective supervision is one key to a drug-free workplace program. One of the most important considerations is the need to focus on job performance and avoid attempting to become a counselor or diagnostician. Supervisors should be able to recognize patterns of behavior that might indicate employee problems -- and be prepared to refer employees to appropriate sources of help. Training for supervisors is essential for an effective workplace program. How can I prevent alcohol and other drug problems in my workplace? Develop a clear and consistent written policy for a drug-free workplace. Obtain information and, if possible, hands-on training for your supervisors and employees. Find out what resources and services are available in your community and provide the information to your employees and their family members if possible. What are the benefits of an AOD-free workplace to my employees? Employees typically report improved morale, less worry about their own safety, and a more positive attitude about their job and toward their employers. For More Information . . . CSAP operates a Workplace Helpline (800-WORKPLACE, 9 a.m.-8 p.m. Eastern Time, MondayFriday) staffed by drug-free workplace specialists who can answer many of your questions and provide you with individualized technical assistance. Appendix A Hotlines and National Resources WORKPLACE HELPLINE 1-800-WORKPLACE Center for Substance Abuse Prevention Technical assistance for employers and community organizations, including: • • • • Sample drug-free workplace policies Employee assistance program information Drug testing information Complimentary drug-free workplace resource materials CSAP’S NATIONAL CLEARINGHOUSE FOR ALCOHOL AND DRUG INFORMATION 1-800-729-6686 (se habla espanol) 1-800-487-4889 (TDD) Center for Substance Abuse Prevention • • • More than 10,000 items on alcohol and other drug abuse (at no cost) including all the CSAP drug-free workplace resources materials mentioned in this pamphlet. Drug-free workplace videotapes - employer and employee versions. U.S. Department of Labor’s Substance Abuse Information Database (SAID) on floppy diskette providing information about drug-free workplace programs. CENTERS FOR DISEASE CONTROL AND PREVENTION 1-800-458-5231 1 800 243 7012 (TDD) Information, publications, and referral on HIV/AIDS in the workplace U.S. DEPARTMENT OF TRANSPORTATION (DOT) 1-800-225-3784 202-366-3784 DOT drug-free workplace transportation regulations and guidance documents U.S. SMALL BUSINESS ADMINISTRATION (SBA) 202-401-3784 Information from the SBA that can help you implement a drug-free workplace program. EMPLOYEE ASSISTANCE PROGRAMS Employee Assistance Professionals Association, (EAPA), Arlington, Virginia 703-522-6272 Employee Assistance Society of North America, (EASNA), Berkley, Michigan 810-545-3888 • • • Professional association representing EAP providers Information about EAPs Referrals to available EAP resources STATE ASSOCIATIONS 202-783-6868 National Association of State Alcohol and Drug Abuse Directors, Inc. (NASADAD) • Referrals to your State Government’s Alcohol and Other Drug Agency Appendix B References Center for Substance Abuse Prevention 1993 Promoting Health at Work - "Substance Abuse Prevention: It’s Your Business." Rockville, MD: U.S. Department of Health and Human Services. Hartwell, T.D., M.T. French, F.J. Potter, P. Steele, G.A. Zarkin, F. Nathaniel 1994 Prevalence, Cost and Characteristics of Employee Assistance Programs. Research Triangle Park, NC: Research Triangle Institute (in press). National Highway Traffic Safety Administration 1994 Press Release, Secretary Federico Pena. Washington D.C.: U.S. Department of Transportation. Rice, D.P., S. Kelman, L.S. Miller, and S. Dunmeyer 1990 The Economic Costs of Alcohol and Drug Abuse and Mental Illness. Washington D.C.: U.S. Department of Health and Human Services. Substance Abuse and Mental Health Services Administration 1993 National Household Survey on Drug Abuse: 1992. Rockville, MD: U.S. Department of Health and Human Services. Creating A Drug-Free Workplace 2 When Service is Your Business U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES Substance Abuse and Mental Health Services Administration Center for Substance Abuse Prevention The presentations herein are those of the authors and may not necessarily reflect the opinions, official policy, or position of the Center for Substance Abuse Prevention (CSAP), the Substance Abuse and Mental Health Services Administration (SAMHSA), the Public Health Service, or the U.S. Department of Health and Human Services. All material appearing in this book, except quoted passages from copyrighted sources, is in the public domain and may be used or reproduced without permission from CSAP or the authors. Citation of the source is appreciated. CSAP Production and Editing Officer: Joan White Quinlan Robert W. Denniston Director, Division Public Education and Dissemination Charlie Williams, CEAP Public Health Advisor, Workplace Community Prevention Branch CSAP Mission Statement The Center for Substance Abuse Prevention (CSAP) supports and promotes the continued development of community, State, national, and international, comprehensive prevention systems. CSAP strives to connect people and resources with effective and innovative ideas, strategies, and programs, aimed at reducing and eliminating alcohol, tobacco, and other drug (ATOD) problems in our society. CSAP’s prevention programs and models, tailored to specific cultures and locales, capitalize on broad-based community involvement and enhanced public and professional awareness of prevention. Introduction Alcohol and other drug abuse (AOD) in the workplace can adversely affect the ability of a business to provide quality services to its customers. This pamphlet is intended to be used as a quick and easy reference guide to low-cost steps an employer can take to prevent workplace-related AOD problems. Smaller businesses in particular, many of which are in the service sector, will find this information useful as a guide to readily available resources. These resources can help them prevent AOD-related problems that can adversely affect their company’s ability to provide quality customer services. [Place for the name and address of your company/chamber/organization] In the past, the focus has been on things like train derailments or the Valdez incident. No one is pointing the finger at service-oriented businesses, where the problem is hard to detect. -Owner of a chain of automobile repair shops in Texas FACT:About 10 million Americans (5 percent of the population) are heavy drinkers, defined as drinking five or more drinks per occasion on five or more days in the past 30 days (1992 National Household Survey on Drug Abuse, Substance Abuse and Mental Health Services In a company with 10 employees, just 1 employee with an alcohol or other drug problem can be devastating to productivity and profits. Getting Started Small service-oriented businesses that employ young people in entry- level jobs are extremely vulnerable to alcohol and other drug problems. As every employer knows, people don’t leave their personal problems at home when they come to work. Large numbers of employees abuse alcohol and other drugs. According to the 1992 National Household Survey on Drug Abuse (NHSDA) by SAMHSA, illegal drug use is greatest among employees in the construction, wholesale trade, and retail trade industries. This survey also found that illegal drug use is highest in the 18- to 24-year-old age group, many of whom are just entering the small business workforce. FACT: The majority (66.5 percent) of current (past month) illicit drug users 18 or older are working either full-time or part-time (1992 NHSDA). FACT: Alcohol and other drug use costs American businesses an estimated $102 billion every year in lost productivity, accidents, employee turnover, and related problems (Economic Costs of Alcohol and Drug Abuse and Mental Illness: 1987, ADAMHA, 1990). Since Congress passed the Drug-Free Workplace Act in 1988, many businesses have taken the first steps to establish a safe, drug-free workplace. You don't have to start from scratch. There are many simple and inexpensive ways to begin to develop a drug-free workplace. The important things are to become informed, make a commitment, and get started. When Service is Your Business He was our bookkeeper for just six months, and that was two years ago -- but we’re still coming across mistakes he made. -Manager of a pharmacy in Oregon Owners and managers of service-oriented businesses often say they do not need a drug-free workplace program because they do not really have a problem. Yet an employee with an alcohol and other drug problem can be a hidden time bomb. Employees who deal with cash, numbers, and customers can keep such a problem hidden for years. They may not be injuring anyone physically, but their impact can be devastating. FACT: Drug users at a minimum consume almost twice the medical benefits as nonusers, are absent 1.5 times as often, and make more than twice as many workers’ compensation claims. FACT: Among 20- to 34-year-old full-time employed Americans, 20.2 percent used an illicit drug in the past year and 9.5 percent used an illicit drug in the past month, including significant marijuana and cocaine use. I was at a meeting of my business association and we got around to talking about the drug thing. I said, "All the big companies in town are doing drug testing. And they’re firing people or not hiring them in the first place. Guess where those people are coming to work. To us." We decided we had to do something just to protect ourselves. -Owner of a discount store in South Carolina with 30 employees, most of them unskilled and under 25 years old Potential Benefits of a Drug-Free Workplace Reduced absenteeism, tardiness, sick leave, and personal time off Reduced employee discipline problems Reduced workers’ compensation costs Improved customer satisfaction Increased productivity Improved employee morale and motivation Improved community image For More Information . . . Drugs at Work is a video that describes the costs of alcohol and other drug abuse in the workplace and provides examples of current programs in government and private companies. Call the National Clearinghouse for Alcohol and Drug Information (NCADI) at 800-729-6686 to request a copy. The cost of this video is $12.50. NCADI accepts VISA of MasterCard, checks, and purchase orders (minimum of $25). Ask for inventory number VHS02 when placing your order. The First Step: A Clear Policy • • • • • You have probably heard about companies that offer so many benefits that employees rarely leave. For owners and managers of small businesses, it’s a different story. Providing even the most basic benefits is not easy for small businesses. Health care and workers’ compensation costs are soaring. Working toward making your workplace drug-free does not have to drain your company’s budget. You can take a number of small steps with little or no cost that could save you money. They will also improve with health, morale, and well-being of your employees. The first and most important step is to develop a policy that makes your position about alcohol and other drug use in the workplace very clear. As the owner of a business, you have clear guidelines on attendance, performance, conduct, and even smoking in the workplace. But do you have a policy that tells your employees not to use drugs? A well-designed policy should: Explain why a policy is needed and important -- that is, It is the greatest thing you can describe the goal of a drug-free workplace. do for yourself and your Make it clear that alcohol and other drug use on the job employees, and it doesn’t have violates company policy and will not be tolerated. to cost a lot. The most expensive State specific consequences for violating the policy. thing you can do is nothing. Define specific ways for employees and family members -Owner of a small to obtain help for alcohol, drugs, or family problems. manufacturing firm in Georgia If screening is part of the program, share how, when, and employing young people under what conditions employees will be tested for alcohol and/or drug use. Once a policy is adopted, all employees will know what you expect from them and what they can expect from you. A sample policy is included for your adaptation. We try to help our workers. Given the nature of our industry, we recognize that some people are going to have problems. We’re concerned about working with our people and not just pushing them out, because we know if we did that we’d be pushing out a lot of them. -Manager of a chain of fast-food restaurants in New York Sample Policy Your Company’s Letterhead (Name of Business) is committed to providing a safe work environment and to fostering the well-being and health of its employees. That commitment is jeopardized when any (Name of Business) employee uses illegal drugs or alcohol on the job, comes to work with these substances present in his/her body, or possesses, distribute, or sells drugs in the workplace. (Name of Business) has established the following policy with regard to alcohol and other drugs to ensure that we can meet our obligations to our employees, shareholders, customers, and the public. The goal of this policy is to balance our respect for individuals with the need to maintain a safe, productive, and drug-free environment. The intent of this policy is to offer a helping hand to those who need it, while sending a clear message that illegal drug use and alcohol abuse are incompatible with working at (Name of Business). It is a violation of our policy for any employees to possess, sell, trade, or offer for sale illegal drugs or otherwise engage in the use of illegal drugs or alcohol on the job. It is a violation of our policy for anyone to report to work under the influence of illegal drugs or alcohol -- that is, with illegal drugs or alcohol in his/her body. It is a violation of our policy for anyone to use prescription drugs illegally. (It is not a violation of our policy for an employee to use legally prescribed medications, but the employee should notify his/her supervisor if the prescribed medication will affect the employee’s ability to perform his/her job.) Violations of this policy are subject to disciplinary action ranging from a letter of reprimand, to suspension from work without pay, up to and including dismissal. It is the responsibility of our supervisors to counsel employees whenever they see changes in performance or behavior that suggest that an employee has an alcohol or other drug problem. Although it is not the supervisor’s job to diagnose the employee’s problem, the supervisor should encourage such an employee to seek help and tell him/her about available resources for getting help. Because all employees are expected to be concerned about working in a safe environment, they also should encourage their fellow employees who may have an alcohol or other drug problem to seek help. For More Information . . . Additional sample policies from existing programs in a variety of industries and settings may be obtained by calling the Center for Substance Abuse Prevention’s (CSAP) Workplace Helpline 800-WORKPLACE. Next Steps • • • Sure I’d do something if it didn’t take a lot of money. Who wouldn’t? But right now I’m struggling just to provide my employees with a decent health plan. -Owner of a dry goods store in Vermont A policy is only the first step. Here are some other steps you can take to become better informed: Ask owners and managers of other service-oriented businesses how they are dealing with alcohol and other drug use in the workplace. Talk with local business groups like the Chamber of Commerce to see what kinds of drugfree workplace programs, policies, and resources they can recommend. Many community-based coalitions have made drug-free workplaces a high priority and have developed initiatives with local chambers of commerce throughout the country. Ask your health insurance agent about coverage for alcohol and other drug-related problems for your employees and their family members. • • • • Join with other employers who have already purchased employee assistance program (EAP) services. Costs vary but are usually in the range of $15 to $25 per employee per year. Ask your employees for their input on the new program. One way to do this is to hold a brown bag lunch for your employees to increase their awareness and support for a drug-free workplace. Call the health or human resource department of large companies in your area. Seventy-five percent of large businesses (1,000 or more employees) are doing something, including offering EAP services to their employees and their family members, and many are willing to assist smaller businesses in addressing the problem. Find out what your community and business groups are doing to help prevent alcohol and other drug problems in your community. Elements of a Comprehensive Drug-Free Workplace Program A clear, consistent policy. Training for supervisors about the company’s program. Education for employees about the company’s program and about the effects of AOD abuse. Access to an employee assistance program. Identification of illegal drug use, including a drug testing program, if appropriate. You do not have to implement all of these elements at once, but you can take that first step. One Example of a Business Owner Taking Charge Chamberlain Contractors is an asphalt paving company with approximately 70 employees, located in Laurel, Maryland. According to its president, Harold Green, the company developed its EAP through the "back door" -- a safety awareness program. In the late 1980’s the company had high workers’ compensation costs and frequent vehicular accidents: in 1987, for example, the company’s workers’ compensation costs were $97,000. In 1991, those costs were $22,000, and the company had gone for more than two years with neither a vehicular accident nor an on-the-job injury. This dramatic drop corresponded to the establishment of an EAP. The company holds quarterly half-day meetings with all employees during which safety and EAP issues are discussed. These meetings give employees the opportunity to voice concerns and express their expectations of the EAP. According to Green, a strong case can be made for the argument that EAPs save small businesses money. Managers must support the program, and employees must play a strong role in its development and implementation. I think something as simple as signs saying "No use of drugs or alcohol allowed" can make a difference. People obey "No smoking" signs, but often they aren’t even aware of an alcohol or drug policy. -Organizer of drug-free workplace programs in Texas For More Information . . . Finding Solutions is a video that focuses on how to provide information to employees, promote worker involvement in drug-free workplace programs, and build on community linkages to prevent alcohol and other drug problems in the workplace. Call NCADI at 800-729-6686 to request a copy. The cost of this video is $12.50. NCADI accepts VISA of MasterCard, checks, and purchase orders (minimum of $25). Ask for inventory number VHS07 when placing your order. Common Concerns Many owners of small businesses have a very small group health, disability, or workers’ compensation plan. One or two people filing claims can drive their costs way up. Bigger firms with larger profit margins can handle it, but for a small employer it can be deadly. -Manager of a company that provides security guards in California What benefits will I see from setting up a drug-free workplace program? Some of the benefits are economic. Employers frequently cite reductions in workers’ compensation costs, for example. An effective program helps to cut back on accidents, mistakes, and employee turnover. It can save an employer hundreds or thousands of dollars every year. Other benefits are less tangible but just as important; for example, an effective program can significantly improve the climate of the workplace and employee morale. What do I do if I am fairly sure an employee has an alcohol or other drug problem? Do not accuse the employee of having an alcohol or other drug problem. Address the problem on the basis of the employee’s work performance and conduct. If you have an alcohol and other drug policy in place, follow through on it objectively and fairly for all employees. If you do not have a policy, you can stop the employee from performing the job to protect the safety of other employees, the public at large, or your company’s reputation. Call the CSAP Workplace Helpline at 800WORKPLACE to find out whether local, State, or Federal laws apply to your situation. I wanted to know what my rights were as opposed to the employee’s rights. This business operates on a narrow profit margin. A lawsuit from an employee could finish me. -Owner of a convenience store in Massachusetts who learned about his legal rights in a drug-related situation by consulting with a local EAP consortium Am I required to do drug testing? The Federal Drug-Free Workplace Act does not require employers to do drug testing. However, some Federal agencies, such as the Department of Transportation and the Department of Defense, have specific drug-free workplace regulations governing safety and security and many now require alcohol and other drug testing. If I do drug testing, how much is it likely to cost, and how do I find a good drug testing laboratory? Depending on the types of tests performed and number of substances being tested for, drug testing costs between $20 and $50 per drug test. Drug testing consortiums can help make drug testing services more affordable for smaller businesses. Information about laboratories certified by the U.S. Department of Health and Human Services may be obtained by calling the CSAP Workplace Helpline at 800-WORKPLACE. In retail establishment, one of the biggest problems caused by drug users is petty theft. A lot of these employers believe you can get rid of a troubled employee more easily than you can deal with the problem. The only problem with that is the employer may face high turnover and low morale as a result. That’s not good for business either. Beside, if your salesperson is stoned all the time, it can drive away customers. The cost of a substance abusers can put you out of business. -Store manager in Wisconsin What is an employee assistance program? An EAP is a confidential service that helps employees deal with a variety of personal problems that may be interfering with their work performance. Consulting an EAP, as with any form of counseling, should be voluntary, although in many cases managers and supervisors can strongly recommend that an employee seek assistance from an EAP and tie this in with a performance evaluation. More than ever before, EAP services are available to smaller businesses at affordable costs. EAPs aren’t just for alcohol and other drug abuse. Usually about 30 percent of the cases are directly drug-related. EAPs also deal with personal, family, and financial problems. But when you scratch the surface, you often find alcohol and other drugs are part of it. -CEO of a national EAP company What is the role of supervisors and supervisor training? Effective supervision is one key to a drug-free workplace program. One of the most important considerations is the need to focus on job performance and avoid attempting to become a counselor or diagnostician. Supervisors should be able to recognize patterns of behavior that might indicate employee problems -- and be prepared to refer employees to appropriate sources of help. Training for supervisors is essential for an effective workplace program. We train supervisors in the skill of constructive confrontation. We make it clear they’ve got to document the employee’s job performance and keep a running account of what’s wrong. Then they set up a letter of objectives stating what’s wrong and how to make it better. The performance of a nontroubled employee will improve rapidly, but an employee with an alcohol or drug problem won’t be able to manage so well. That’s when the EAP comes in. If the employee says, "Do I have to go?" we tell the employer the best response is, "You’ll go if you’re smart." You make them an offer they can’t refuse. -EAP director in suburban Maryland For More Information . . . CSAP operates a Workplace Helpline (800-WORKPLACE, 9 a.m.-8 p.m. Eastern Time, MondayFriday) staffed by drug-free workplace specialists who can answer many of your questions and provide you with individualized technical assistance.
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