Alexander Hamilton and Hamiltonianism Osman Gökhan Hatipoğlu * Abstract: The birth of the American Public Administration discipline has generally been considered a 20th Century development. However, the Foundation Era has deep and permanent impacts on the structure of the US Public Administration. During that Era, there appeared two distinct administrative views corely based on the conflict of opinion on the power of the central government, which dates back to the debates on the US Constitution. The debates that focus around this intellectual dichotomy of Hamiltonianism vs. Jeffersonianism/Madisonianism still maintain their heat at present. In this study, the works, the Federalist Papers and administration concept of Alexander Hamilton–one of the Founding Fathers - are examined with an aim to analyze the said dichotomy. It was concluded at the end of the study that the influences of the twohundred-years-old administrative concept of Hamilton still continues, and that Hamiltonianism is almost coded in the public administration discipline of USA. Keywords: American public administration discipline, America’s constitution, Alexander Hamilton, federalist papers, Jeffersonianism, Hamiltonianism, Madisonianism. * PhD student, Ankara University, Faculty of Political Sciences, 06590, Çankaya/Ankara/Turkey. Review of Public Administration, Volume 7, Issue 4, December 2013, p.51-80. 52 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. Introduction American Public Administration discipline has been dominantly influencing Turkish Public Administration discipline since the 1950s. Due to this influence that manifests itself both in the academic field and applied field, there is need for better understanding American Public Administration. The subject of this study is how works and thoughts of Alexander Hamilton, who, by his major contributions to the formation of the U.S. Constitution and U.S. Public Administration, is considered among “the founding fathers” of the United States of America, have influenced American management philosophy and practice. However, in the relevant Turkish literature there is not any explanatory study about Hamilton’s role in the founding era of the United States of America. The public administration literature in Turkey lacks the founding era of the United States, the founders’ philosophy of administration and the impacts of this first era on the current administrative science. This article aims to analyze this important field in the case of Alexander Hamilton and the Hamiltonian thought. In the relevant Turkish literature, the only study that can be considered about Hamilton is the Turkish translation of the Constitution-related Federalist Papers published in 1962.1 The founding era of the United States and the historical process that ended with the establishment of the federation should be known in order to better understand Hamilton’s views. To this end, first, the study will provide information about the historical process; then, of the Federalist Papers, one of the most important works on the U.S. Constitution and administrative structure, which were jointly written by Hamilton, Jay, and Madison, those written by Hamilton and his other works on the administrative science will be examined. Afterwards, Hamilton’s notion of administration, which can be called as Hamiltonianism,2 will be described, and his approach will be compared with the opposing views of the founding era. Finally, the influence of Hamilton’s thoughts and views on American Public Administration and policies that has continued to present times will be evaluated. The said translation was made and published by Mümtaz Soysal in 1962. See: Ralph H. Gabriel, (1960), Hamilton, Madison and Jay On the Constitution- Selections From the Federalist Papers, New York:The Liberal Arts Press, translated by Soysal, Mümtaz, (1962), Hamilton, Madison ve Jay- Anayasa Üzerine Düşünceler: Federalistlerin Makalelerinden Seçmeler, Yenilik Basımevi, İstanbul. 2 The term ‘Hamiltonianism’ is often used in the American literature on the field, particularly in the works on the concept of presidency and politics. See: Raymond Tatalovich and Thomas S. Engeman, (2003), The Presidency and Political Science: Two Hundred Years of Constitutional Debate, John Hopkins University Press: p. 214-232), Herbert J. Storing, (1995), Toward A More Perfect Union, (Ed. Joseph M. Bessette) , The AEI Press, Washington, (p. 411). Philip Abbott, (1996),The Exemplary Presidency: Franklin D. Roosevelt and the American Political Tradition, The University of Massachussetts Press (p. 20). 1 Alexander Hamilton and Hamiltonianism 53 American Public Administration Discipline: Its Roots American Public Administration is often studied as the discipline of the 20th century. The reason is that the theoretical developments in the discipline have mostly occurred in this century. Accordingly, the American Public Administration historians mostly tend to regard the people, who contributed to the discipline during the Progressive Era in the 20th century, as the founders of Public Administration. According to Güler (2006: 6), “in the administrative science, which is examined predominantly in the light of the case of the United States, the establishment of the field has been mainly attributed to an article written by Woodrow Wilson”. Indeed, this artificial milestone, which Wilson identified forth history of American Public Administration, causes the negligence of the history of the United States that dated back to more than a century before the date the articlewas published3. In one of the very few number of studies on the influences before that date, Martin (1987: 301-302) implied that American Public Administrationwas influenced by the 19th century French thought of Public Administration, and pointed to the similarities between these two disciplined. Çiner (2009:6), who lays emphasis on the same era, says, “The conception of public administration that emerged in France was adopted and defined by the Americans with the motive of distinguishing state administration and corporate management”. France’s notion of state and administration that stood out as one of the sovereign countries of the period, and which was once the colonial neighbor of the United States on the Continent of America, naturally influenced the United States. However, the U.S. public administration was influenced by the British Empire, by which it was governed as its colony. This influence was indirect, since the founders of the United States fought against the British sovereignty and made revolution. After the declaration of independence, a public administration understanding was synthesized in the intellectual world of the founders in the process of transition to the constitutional federal state. Although at that time, the British Monarch was declared as the natural enemy of the United States, due to the British-influenced knowledge of the founders, there had been an indirect and evolved influence of the British in the state order, which was constructed from scratch according to the social, political, and economic structure of the United States.4 The relationship between the British and American public administration is not the direct subject of this study. However, it is clear that the administration understanding of the founding era, when the indirect influence of Britain was Wilson’s said article, “The Study of Administration” was published in 1887; the U.S. Declaration of Independence was adopted in1776. 4 The U.S. and British public administration disciplines are very close to one another, and are classified as the Anglo-Saxon disciplines separately from the administrative science in Continental Europe. 3 54 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. intense, is important in exploring the origin of American public administration. Due to the widespread acceptance of Wilson’s article as the starting point of the discipline, the influence of the founders of the Constitutional Republic such as Alexander Hamilton, Thomas Jefferson, and James Madison in American Public Administration is overlooked. Thus, this study, with an aim to understand these influences, will scrutinize the thoughts, administration understanding of Hamilton, who was one of the most influential personalities among the founders both intellectually and practically, and his role in American public administration. However, in order to better understand Hamilton, it should be once more noted how the British understanding of the state, constitution and public administration naturally influenced the colony-born Hamilton with a British academic education.5 Hamilton’s views in favor of centralization and strong executive power, who strongly advocated federalism in the process of constitution-making, are still today advocated, and have counterparts in American public administration discipline. Aside from his intellectual influence over the discipline, as an active public administrator and an economic bureaucrat, he had also major role in the emergence of U.S. public administration practice. Hamilton, who was the first Secretary of Treasury of the federal state, established the first state bank and the finance, trade and customs bureaucracy of the country. Considering that at that time, in the United States, there were only four ministries responsible for all executive functions and the Post Office, the first government, which Hamilton took part, his important role in the establishment of public administration will be better understood.6 These experiences reinforce Hamilton’s role in the origin of American public administration discipline. The United States in the Era of Hamilton: From Colony to Independence; from Confederation to Federal State The first permanent European settlement in the present United States was established by the Spanish in mid-1500s at St. Augustine in Florida. The main development occurred in settlements in the north of the Atlantic coast, i.e. in Virginia, Massachusetts, New York, and other areas colonized by a growing tide of European immigrants [BIIP (Bureau of International Information Programs/U.S. Department of State's), 2011:6]. Most of the European immigrants, who came to the colonies in the early 17th century, were English. Others came from the Netherlands, Sweden, Germany, France, and later from Alexander Hamilton’s short life story is provided in Annex 1. Secretary of State (including foreign affairs) Thomas Jefferson; Secretary of Treasury; Secretary of War Henry Knox; Attorney General Edmund Randolph served in the first cabinet under the Presidency of George Washington. 5 6 Alexander Hamilton and Hamiltonianism 55 Scotland and Northern Ireland. Both industry and agriculture developed in the Middle colonies, such as New York and Pennsylvania; besides, there, the development of the society was more varied and cosmopolitan. In the Southern colonies, the economy was primarily based on agriculture. There, both small farmers and wealthy aristocratic landowners, who had large plantations worked by African slaves, became influential (BIIP, 2011:8). These social and economic differences between the North and South caused long-term conflicts in the U.S. political life. The settlement of the American colonies was directly financed not by the British government, but by private capital groups. All settlements except Georgia emerged as companies of shareholders or as proprietorships chartered by the king. Some were governed strictly by company leaders, but over time, all of them developed a system of participatory government based on the British Constitution and traditions. The administrative problems faced with the Glorious Revolution of 1688-89 that imposed limits on the monarchy and greater freedoms for the people in Britain served the British colonies in the United States. Colonial assemblies under the sovereignty of Britain began to claim the right to act as local parliaments. They passed laws that limited the power of royal governors and expanded their own power (BIIP, 2011: 8-11). Britain’s 13 North American colonies became partially autonomous during the 1700s; they developed in terms of in population, economic strength, and culture. Britain, after winning victory in its war with France in the 1750s, which was partly fought in North America, increased its administrative and financial pressures in the Continent. Britain’s increased tax pressures and economic sanctions between 1763 and 1765 caused the reaction of colonies7. Reactionary movements that sparked in the Colonies led to the riot called the Boston Tea Party8 in 1773, and the elected representatives of colonies gathered in the First Continental Congress to which Hamilton attended as delegate in Philadelphia in 1774 (BIIP, 2011: 11-18). Following the agreement reached after the Congress, the American Revolutionary War began as a minor battle between British troops and armed 7 During that period, restrictions were brought to the opening of new lands for settlement; the Sugar Act of 1764 imposed taxes on luxury goods such as coffee, silk, and wine, and the importation of rum was banned. Later, the printing of paper money in the colonies was prohibited with the Currency Act of 1764.The Quartering Act of 1765 stipulated colonists to provide food and housing for royal troops. Finally, the Stamp Act of 1765 required the purchase of royal stamps for all legal documents, newspapers, licenses, and leases. 8 In 1773, the reactional nationalist movement, which began to be organized, attracted the colonial merchants to itself, who held anger with Britain that tried to control tea trade. In December, a group of rioters entered three British ships loaded with tea and threw all tea in the Boston Harbor. The British Parliament wanted to punish Massachusetts for this vandalism. The Parliament closed Boston harbor, and brought restricitons to local government. However, these new restrictions introduced under the name of “IntolerableActs” backlashed, and colonies decided to act together . 56 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. colonists on 19 April 1775. During the war, the Second Continental Assembly appointed a committee, headed by Thomas Jefferson to draw up a document outlining the colonies’ complaints against the king, and announcing their decision to break away. This document, which was called the Declaration of Independence, was adopted on 4 July 1776. After the war, with the political support of France, the independence, freedom, and sovereignty of the 13 former American colonies were acknowledged by the Treaty of Paris of 1783, and the colonies became the United States of America in line with the framework for their common struggle, which they signed before the war ended. This structure, which was called the Articles of Confederation provided for an extremely loose and fragile union, which George Washington described as a “rope of sand”.9 Owing to unrest among the states during the Confederate administration, five states held a convention at Maryland-Annapolis in 1786. The New York delegate Alexander Hamilton stated that the problems experienced in interstate trade were part of bigger economic and social problems, and argued re was need to reconsider the Confederation. Hamilton, with other delegates having the same opinion with him, and alsothanks to Washington’s support, paved the way for a second convention. In fact, the Continental Congress granted the convention to amend the Confederation Law. However, delegates put aside the Confederation Law aside, thinking that it was inadequate for the new nation, and created a new state model based on the separation of the powers of the executive, the legislature, and the judiciary. That is to say, the Second Convention turned into a founding parliament: Despite differences of opinion, a draft Constitution was prepared. It was enacted following the one-year approval process, and current United States of America was founded as a federal state. This cooperation about the Constitution is striking. However according to Zinn (2005:105), the Constitution was like a compromise protocol between slaveholding interests of the South and moneyed interests of the North. While the Northern delegates were in pursuit of laws regulating interstate commerce, the Southerns approved the Constitution in return for the continuance of slave trade. Alexander Hamilton shared major part of his views, which are still influential in the U.S. public administration in Federalist Papers, where he supported and advocated the Constitution in the constitution-making process. 9 In the Confederation, there was no common currency; there was no national military force. There was very little centralized control over foreign policy. Besides, there was no national system for imposing and collecting taxes. Alexander Hamilton and Hamiltonianism 57 The Hamilton Influence on the American Constitution In Article VII of the Constitution, which the states constituting the core of the United agreed on, the approval of nine states would be sufficient for the enforcement of the Constitution between the states ratifying it10. In the process of the ratification of the Constitution, heated debates occurred between the proponents of the Constitution led by politicians like George Washington and Benjamin Franklin and the opponents (Johnson, 2004: vi). The difference of opinion between the delegates, who advocated more independent states and a relatively weaker central government, and the delegates favoring a strong central government have had impacts on the American management philosophy that have continued to the present day. The Anti-Federalists opposed the Constitution, claiming that an extremely strong central government similar to monarchy could become tyrannical and oppressive (BIIP, 2011:24-25). The Federalists, including Alexander Hamilton, advocated that a democratic and strong government was envisaged by the Constitutional system, which was designed so as to ensure the separation of legislative and judicial powers and their mutual supervision (check and balance). In the fall of 1787 and the spring of 1788, when debates and voting were continuing, Hamilton, James Madison, and John Jay wrote a series of essays to support the process of ratification (Maggs, 2007: 801). 8511 essays comprising the Federalist Papers were hastily written in order to persuade the public opinion and potential delegates regarding the constitutions, whose draft was drawn up and submitted to the ratification of the states12. The essays have reputation and significance that go beyond its era. Today, everyone engaged in the U.S. Constitutional Law has to be familiar with the Federalist Papers. They are referred to as source of evidence in the court decisions related to the Constitution (Maggs, 2007: 802-803). In the United States, the Federalist Papers are the second most referenced historical source on the Constitution after the Constitution itself, and have become the subject of numerous studies. These papers, which are often referred in Supreme Court decisions as well, maintain their importance in the current jurisprudence in the United States. The consistent and coherent construction of the essays also plays role in this The original version of this text in the Constitution is as follows: “The Ratification of the Conventions of Nine States”, shall be sufficient for the Establishment of this Constitution between the States so ratifying the Same”, The United States Constitution, Article VII: http://www. house.gov/house/Constitution/Constitution.html, (12.12.2011). 11 A table showing the number, author, and subject of the Federalist papers is annexed herewith. 12 Hamilton, in view of the need for starting propaganda in order to advocate the planned changes in the administration with the constitution, began to publish the Federalist Papers in four of five newspapers in New York from October 1787 on. The Federalist Papers were written under the pseudonym “Publius” by Alexander Hamilton, James Madison, and John Jay, and were prepared as a result of intensive work that reached four essays a week. 10 58 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. importance. According to Gabriel, “It is not possible not to bow with respect to the soundness of judgment which the Federalists, who emerged as the advocates of the Constitution following its preparation, displayed, whatever their underlying motives” (Gabriel, 1960: x). The essays played major role in the ratification process of the Constitution. Another important reason was that the essays, which primarily defended a centralist, strong government, were more easily welcomed by the public during a period, when the Confederation experienced instability due to the administrative weaknesses. Accordingly, a study on the U.S. Constitution describes that period as follows: “The Confederation government was not strong enough to govern the new nation. It lacked an executive branch and a system of national courts. It could not regulate trade between the states or could tax the states or their citizens. After the Revolutionary War, the nation entered a period of unstable commercial and political conditions. If conditions had been better, Alexander Hamilton and his supporters would have had little success in their campaign for a new Constitution” (BIIP, 2004). The preparation of the Constitution by the elite and rich is still the target of harsh criticisms in the relevant literature. According to Zinn (2005: 106), the Constitution, which illustrates the complexity of the American system, serves the interests of wealthy elites, but at the same time, does enough for small property owners, for middle-income mechanics and farmers, where it finds a broad base of support. Hence, the elites, by a centralist and strong government, could exert sovereignty over the society. Likewise, according to Beard (1935: 21) it was inevitable that the rich control the state in line with their interests, and the majority of drafters of the Constitution had direct economic interests to found a strong federal state. Beard wanted to confirm his thesis, and to this end, examined economic backgrounds and political views of fifty-five people, who gathered in Philadelphia to prepare the Constitution13. Beard stated that manufacturers, for protectionist customs tariffs; land owners for protection, as they invaded the Indian territories; slave owners, for federal security against rebellions and fugitives, and holders of securities for taxation at national level in order to be able to pay these, were participated in the making of the Constitution (Beard, 1935: 20-24). As it is seen, criticisms concentrate on the consensus reached on the Constitution, which Hamilton strongly advocated. That is to say, it is asserted that the said consensus arose from the unity of interest, rather than the Constitution’s ideational strength and its convincing nature. 13 According to Beard, Benjamin Franklin had a wealth of $150.000; Washington had vast lands; Madison had plantations worked by slaves; Hamilton had connections with interest groups through his father, wife, and brother (Beard, 1935: 21). Alexander Hamilton and Hamiltonianism 59 Hamilton’s Understanding of Government Hamilton does not have any work, where he directly reflected his views of Public Administration. The Federalist Papers comprise Hamilton’s most of his written works. Besides, the major sources for better understanding Hamilton’s thoughts are the reports, which he submitted to the Convention and his personal correspondence. Therefore, in order to interpret Hamilton’s thoughts in terms of administrative science, as the primary source, the Federalist Papers and as the secondary source, the Convention reports have been used in this study. The analysis of the Federalist Papers as the primary source indicates that Hamilton’s most important thoughts, which later have referred to as Hamiltonianism, are based on a strong and centralist executive power. With an aim to comprehend Hamilton’s idea of administration and his practices in public administration as a bureaucrat and his relevant reports have been reviewed. To this end, Hamilton’s economic reports and his views of the Army, which are directly or indirectly relevant to public administration, have been considered together with its implications today. Strong Central Government: The Idea of Energetic President According to Hamilton, the most important element of public administration was the executive power, and the executive power was vested in the President. The government needed a great power to carry out its duties; the executive power could work consistent with the republic only when it was energetic (Morris, 1957: 157-158). Hamilton, in the Federalist Papers, approached to the executive power and the President based on identicalness. Hamilton used these two words almost interchangeably, and often laid emphasis on the importance of the President’s energy and powers. Hamilton concerning that his conception of the Presidency, because of his emphases, could be associated with the British Monarchs and tyranny, had to defend himself regarding this matter (Morris, 1957: 155). For example, Hamilton, in his Federalist Paper No. 67, said, “it is impossible not to bestow the imputation of deliberate imposture and deception upon the gross pretense of a resemblance between a king of Great Britain and a magistrate of the character marked out for that of the President of the United State” (Hamilton et al., 2004: 480-481). Besides, in his Federalist Paper No. 69, he continued to argue for the powers of the President. He stated that the President would be elected for four years by the people of the United States, and would be re-eligible as long as the country’s confidence in him continued. Thus, there was a total difference between the President and the King of Great Britain possessing the crown as a patrimony descendible to his heirs forever, who was a hereditary monarch. Even the Governor of New York was closer to the King in terms of status. The reason was that the four-year Presidential term was not long 60 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. enough to establish tyranny that would jeopardize the whole country. On the other hand, there was more resemblance between the Governor of New York and the King of Great Britain. The Governor, with his three-year term of office in a single state and his right to infinite re-eligibility, could establish a more dangerous patronage (Hamilton et al., 2004: 491-495). In most part of his Federalist Paper No. 69, Hamilton compared the President and the King; he defended the Constitution against the opposers, by making an analogy between the Presidency and Monarchy. According to Hamilton, the U.S. President is liable prosecution and punishment upon conviction of treason, bribery, or other high crimes or misdemeanors before the law. However, the King of Great Britain was sacred and inviolable in case of any kind of crime. The President had the power to return a bill for reconsideration. Yet, the bill would become a law when approved by two-thirds of the two branches of the legislature. On the other hand, although rare in practice, the King of England had power to veto any law. The President had a qualified negative, while in the Monarchy, there was an absolute negative (Hamilton et al., 2004: 494-495). Hamilton continued with his arguments by emphazising thatregarding war and foreign affairs,the President likewise would need the approval of legislative body, whereas the King of England had absolute powers on these matters. Hamilton claimed that the assertions that an energetic, powerful President (Executive) was contrary to the nature of a republican government were wrong.14 The energy in the Office of President was a prominent quality of good administration. This energy was essential for the protection of the society against foreign attacks; for the steady administration of the laws; for the protection of property against oppressive attempts that suspended the operation of laws, and for the security of freedoms against the ambitious, factionist and anarchistic assaults. The ingredients of this energy were the first unity to be followed by duration, an adequate provision for its support; and competent powers, respectively. The President had to be safe in the Republican sense; the ingredients of this safety were full dependence on the people and full responsibility (Hamilton et al., 2004: 500-501). Hamilton also strongly argued for the re-eligibility of strong President, which he emphasized its importance for the Presidency. According to Hamilton, exclusion would prevent a successful President from continuing to of useful thins for the country, demotivation of the person holding the highest position of the country, and the depriving the society of the advantage of benefiting from the experience of the administration. Another ill effect of exclusion was that in case the key staff in the President’s team was banished from the administration, this would jeopardize the public safety in emergencies of the state (Hamilton et In the Federalist Papers, Hamilton used the word “Executive” in the meaning of the President. 14 Alexander Hamilton and Hamiltonianism 61 al., 2004: 519-520). For Hamilton, prohibiting the re-election of the President is an ill effect (Hamilton et al., 2004: 511). Hamilton argued for the President’s power to veto as a measure that would restrict the arbitrariness of the legislative body, and that would prevent the enactment of improper laws. According to him, instead of an absolute, giving the President the qualified negative–that is, requirement of qualified majority for the enactment of a law submitted to be reviewed–would ensure more the legislative body’s more effective representation of public conscience (Hamilton et al., 2004: 528-529). Hamilton believed the President should have an absolute sovereignty over public administration. For him, it was appropriate to grant, by the U.S. Constitution, important powers to the President to determine public administration bureaucracy. However, unless otherwise stated in the Constitution, empowered the President of the United States to nominate, with the advice and consent of the Senate, to appoint ambassadors, ministers, Chairman, and members of the Supreme Court and other bureaucrats. According to Hamilton, the President, with this provision that required the cooperation of the Senate, without influenced by prejudice, family ties, and personal attachment or with popularity concerns, would appoint eligible persons to the positions (Hamilton et al., 2004: 544-546). According to Hamilton, the powers granted to the President by the Constitution would make him powerful enough. These powers did not pose any threat to the Republican sense or democracy, because he would be elected for a specific period of time by those, who were elected by the people. In addition, they might be tried, dismissed from the office, and they were subject to common laws. Thus, they were accountable to the people and responsible against laws (Hamilton et al., 2004: 548-550). Gabriel (1960:xii) stated that the office of the President, as an office cunningly devised office to keep the President responsible to the people, gave him powers that would enable him to make bold action, and the office he would hold would be restricted so as to prevent the President from emerging as a dictator. Protectionist Trade, Plutocratic Economy, and the Army Prepared for War Aside from being a soldier, legist, and politician, Hamilton was a prominent financier and economist. Thus, he was appointed as the Secretary of Treasury in the first federal government. Hamilton was the one, who conformed the American economy, which presented a messy and disorganized picture during the federation era, to the federal order, and who established a centralist economic structure. The important reports written by Hamilton while he was serving as the U.S. Secretary of the Treasury led to the emergence of political 62 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. and economic institutions and/or concepts such as Bank of America, public loans, amortization fund, mint, industry improvement plans, regulatory legislation, tariff policy, and taxation (Irwin, 2004: 802-803). Hamilton’s report titled, “Report on Manufacturers” was a comprehensive study that advocated the state’s support of manufacturing by strong arguments. The Report began with the attack against the French physiocratic doctrine that believed agriculture was the source of welfare (Hamilton 1791: 1-2). In the Report, it was stated that manufacturing was no less valuable or productive than agriculture, and its economic advantages, such as the increased productivity, the division of labor and employment were highlighted. According to the report, manufactures should be supported by government at the initial stage. Therefore, government should guide and promote manufacturing. Moreover, such government subsidies in other countries required the support of manufacturers by government for competitive purposes (Irwin, 2004: 803-804). The report argued that along with explicit support, the general course of the administration (public administration) should be steered in such a way so as not to injure manufacturers (Hamilton, 1791: 19). The Report on Manufacturers aimed at especially increasing customs tariffs in practice15. Hence, after Hamilton’s report, which aimed to increase tax revenues through imports and to incentivize importers rejected in Congress, most of the tariffs suggested in the report began to be put into practice. According to Irwin (Irwin, 2004: 809), in fact, the tariffs proposed in the Report supported industry, the wealth, the strength, the independence and its inwardoriented attitude. However, the main aim of the Report was the financing of public debt via increased taxes. Consequently, conservatives who wanted to avoid tax, shifted their support from the Federalists to the Jeffersonian Republics in the 1790s (Irwin, 2004: 800-801). The supportive attitude of Hamilton, who favored manufacturers for the economy, towards the U.S. bourgeois of the period, which began to flourish particularly in this sector became a constant subject of criticism. Hamilton was blamed by behaving plutocratically in the management of economy. Zinn (2005: 107-108) saysas Hamilton believed that government should cooperate with the richest elements of society in order to strengthen itself, he proposed to Congress a series of laws and those laws were enacted. Under this philosophy, a Bank of the United States was established; a tariff was approved to help the manufacturers; the full value of the war bonds, which were concentrated in a 15 In the report, incentives for manufacturers and limitations and taxes imposed on imports of manufactured goods were planned in detail to the extent that taxes which were recommended o be imposed on products such as steel, iron cocoa, and chocolate were set forth in figures (Hamilton, 1791: 20-22). Alexander Hamilton and Hamiltonianism 63 small group of wealthy people, was paid. The said bond redemption was made from taxes collected via the enacted tax laws (Zinn, 2005: 108). With the federal bureaucracy, which was significantly expanded thanks to the New Deal and Fair Deal16 initiatives in the late 1940s, scientists and politicians often voiced their admiration for Hamilton, whom they saw as the founder of American Public Administration and planning. It was written in an article published in New York Times that Alexander Hamilton coined planned economy 130 years before Stalin, and that planning became an element of the U.S. administration with the publication of Hamilton’s Report on Manufacturers (White, 2000: 59-60). White (2000: 60) referred to Hamilton’s management of public debt and treasury, and said, “Alexander Hamilton is not only the greatest genius of administration, but also one of the greatest administrators of all times.” According to another interpretation about that period, the foundations of the alliance between big capitalists and the government, which deepened and developed during the Second World War, were laid down with the proposals of Alexander Hamilton to Congress (Zinn, 2005: 441). The influence of Hamilton’s views of the economy reflected in the neoliberal approach, which gained prominence in the late 20th century as well. Reagan quoted Hamilton’s words in Federalist 79, “a power over a man’s subsistence amounts to a power over his will”, and said that welfare programs of governments created a state of dependency, and dragged many people in America’s inner regions to a new kind of slavery. Hamilton was once again got into the debates due to the budget deficits increased during the Reagan era. Hamilton’s discourse, “the debt is a national blessing, if it is not excessive” came onto the agenda; even the Washington Post wrote, “the national debt has finally, in Hamilton’s words, has become ’excessive‘” (Knott, 2002: 191). Hamilton advocated that the army should be strong and and should always be prepared for war. For him, military expenditures should be financed by additional taxes, when necessary. Hamilton voiced his thoughtsin the Federalist Papers as well. In this regard, Gabriel (1960:x) stated that there was need for military force to respond to threats from outside; the federal government should be equipped with powers that would make it possible to sustain and use this The “New Deal” was the name given to the post-Great Depression policies aimed at increasing demand and fostering economic growth through government spending. The “Fair Deal” was a post-war restructuring program adopted immediately after, and as a continuation of this period. A central regulatory approach for the rapid development of the capitalist system rejects totalitarianism. With this program, a central regulatory approach that rejected totalitarianism for rapid development of the capitalist system was put forth. The liberal system would be supported by the hands of the state; the society, whose level of living conditions improved and whose income increased thanks to social reforms, would support economic growth with its consumption expenditures. The primary objective of these policies, which intervened in employment, minimum wage and the tax system, and which boosted state spending, was to expand the capitalist system by creating a welfare state via the state incentives and support. 16 64 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. military force. “Undeniably, management of foreign policy and tax collection needed for war are among these powers” (Gabriel, 1960: x). Hamilton favored that a government entrusted with these powers should be capable of mobilizing the army at any time (Morris, 1957: 334). Hamilton supported peaceful relations with the Indians. He advocated the idea of assimilating the Indians by means of trade (Morris, 1957: 337). Thus, it can be concluded that Hamilton perceived European countries as a threat. With respect to war, Hamilton, because of his doctrine, “To be prepared for war”, was blamed to be pro-war and offensive. According to Govan (1975: 475476), some American historians thought that Hamilton admired Julius Caesar17. Govan (1975:475-476) supported this assertion as follows: “Julian Boyd, the editor of Jefferson’s papers, also states that Hamilton considered Caesar to be one of the greatest figures of history, and attributesHamilton’sinfluenceand information the assertion by Louis-Guillaume Otto, the French chargé d'affaires, that Washington, in all things, seemed “to wish to resemble Caesar.” However, Govan (1975: 476-477), in his study, argued that such assertions were not true. Govan stated that in Hamilton’s 21st number of the Federalist Paperand in his letters to Washington, referred to Caesar as despot, and thought that such despotism was a possible threat to confederation states that could not yet been united (Govan, 1975: 477). Such arguments based on despotism, militarism and strong army that still revolve around Hamilton’s name are not groundless. The power and military sovereignty of the U.S. army, whose rationale is underlined in Hamiltonianism, marked the 20th century. Probably the most important influence of Hamilton in the U.S. understanding of administration is the U.S. foreign policy based on the abovestated militarist power. Accordingly, Hamilton came onto the agenda during the debates over the United States’ involvement in NATO. Although Jefferson and Madison favored a legal control over the use of power, Hamilton’s belief in a separate executive power once again became the subject of debate; those who favored the involvement in NATO adopted Hamilton’s thought that the President should have the power to respond to hostilities without consulting Congress (Knott, 2002: 141-144). The militarist approach, which Hamilton suggested for the U.S. foreign policy two hundred years ago, still prevails today. 17 According to Govan, Dumas Malone, Julian Boyd, and Douglas Adair are among these writers. Alexander Hamilton and Hamiltonianism 65 The Hamilton Influence in American Political Life and Public Administration: The Hamiltonianism/(MadisonianismJeffersonianism18) Conflict Although Hamilton and Madison collaborated in writing the Federalist Papers, following the ratification of the Constitution, differences of opinion between them became more apparent. In the new post-Constitution administration, Madison, Jefferson, and Monroe joined the The Democratic-Republican Party, whereas Hamilton, Washington and Adams chose the rival Federalist Party. The differences of opinion mostly concentrated on the power of federal government and the groups, whose interests would be protected. Over time, these ideas have been identified with the names of the pioneers of the opinions as HamiltonianismandJeffersonianism/Madisonianism. BIIP (2011:26-27) interprets this divergence as follows: “The Federalists, led by Washington, Adams, and Alexander Hamilton, generally represented trade and manufacturing interests. They feared anarchy and believed in a strong central government that could set national economic policies and maintain order. They had the mostsupport in the North. Republicans, led by Jefferson, generally represented agricultural interests. They opposed a strongcentral government and believed in states’ rights and the selfsufficiency of farmers. They had the most support in the South”. Gabriel (1960: 3-4) approaches to the conflict between Hamilton and Jefferson in terms of their personal qualifications: “Hamilton served in the army as aide de camp to George Washington before working as lawyer. Therefore, his essays never lack order, system and energy. He is a conservative man in terms of his basic attitude and the goals he wants to achieve. But, he is quite radical in the tools he used, and for instance, in discernment debates in his articles: He is ready to follow the quickest way to achieve his goal. It is possible to perceive his habit of order that comes from his military background, in his willingless to organize the state power. He is quite the opposite of Jefferson. Jefferson attempted to control the state power rather than organizing it.” As it is seen, Hamilton is often blamed by favoring the aristocrat and the rich and by advocating the sovereignty of a more elitist administration more than any other founding father of the United States. According to Zinn (2005: 102), Hamilton, who was one of the most forceful and smart leaders of the new aristocracy that emerged in the United States after the British sovereignty, was 18 While Jeffersonianism is often used to name the distinction, where differences in political attitudes are accentuated, Madisonianism is opposed to Hamiltonianism particularly in the attitudes regarding the power of central authority. Meanwhile, Jeffersonianism and Madisonianism can be interchangeably used. The said term confusion makes the review of the relevant literature difficult. 66 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. close to aristocracy and plutocracy. The author describes the Hamiltonian viewas follows: “The rich and well-horn should be given a distinct permanent share in the government. The people are turbulent and changing; a democratic assembly who annually revolve in the mass of the people cannot steadily pursue the public good” (Zinn, 2005: 102). According to Gabriel (1960: xi), “It is not possible not to sense that Hamilton, from time to time, tended to consider the people same with masses, to underestimate them and to distrust the common sense of the people”. Despite these severe accusations, there are many Hamilton admirers among the U.S. academicians. Even a school defending Hamilton’s thoughts was founded.19According to this school, the Hamiltonianism is not elitist or anti-democratic; but, it is concerned about the problematic structure of democracy (Knott, 2002: 199). Madison, who later separated paths with Hamilton, criticized Hamilton on every occasion regarding extremely strong central government, which he regarded as anti-democratic. Madison, in his letter to his friend, said about the term, “General Werfare” mentioned in Hamilton’s famous Report on Manufacturers’ that “the Federal Government was limited to specific powers. Moreover, this restriction was brought by the greatest champion of views for enhancing the powers granted to the government”. The champion implied here is undoubtedly Hamilton (Irwin, 2004: 802). Madison’s main difference of opinion clearly manifests itself in this satire. It is seen that Hamilton’s influence on American politicians has begun to increase in the 20th century. This influence becomes prominent especially in the Republican governments. The 29th President of the United States Warren G. Harding and his predecessor, the 30th President of the United States Calvin Coolidge regarded Hamilton as one of the greatest founders of the United States (Knott, 2002: 104). President Harding, in his letter to Vandenberg, who was the publisher of books“The Greatest American, Alexander Hamilton” and“If Hamilton Were Here Today”, expressed his views about Hamilton as follows: “No man's life ever gave me greater inspiration than Hamilton’s no man's life ever made greater contribution to the founding and the functioning of constitutional America”. The President, in one of his addresses in 1904, glorified the importance of Hamilton for the United States: “The greatest genius of the Republic Alexander Hamilton was with us at the times when we needed him most. If Hamilton did not exist, there would not be an American Republic that surprises the world with what it has today and its development would not exist either”. The President Harding maintained that Hamilton’s nationalism 19 An important group of social scientists, who considered Hamilton a leading revisionist, was gathered under the roof of militarist, elitist and new conservative Straussianism School, which was called after Leo Strauss. According to Strauss, Hamilton was a high-ranking statesman (Knott, 2002: 199). Alexander Hamilton and Hamiltonianism 67 constituted the foundations ofthe present Republican Party. He also said that Hamilton’s nationalism reinforced the existing Union and laid the foundations of the existing Federal government (Knott, 2002: 104). The Jefferson-Hamilton conflict continued to remain on the agenda until mid-20th century. The President Truman, who was the architect of the U.S. Cold War policies, considered Thomas Jefferson “as the champion of the forgotten man”. However, he often criticized Alexander Hamilton’s elitism both publicly and privately (Knott, 2002: 144-150). According to Truman, Hamilton sometimes tended to behave on the autocratic side of administration, and admired the British ruling classes. Truman believed that Jefferson made the greatest contribution to the U.S. Administrative system. Jackson and Jefferson’s populism and pro-people attitude was much more valuable than Hamilton’s elitist approach. According to Truman, Jefferson challenged the Federalists, who, he believed, were suffocating the content of true democracy of the New Republic, and Jackson conducted a gradual revolution against reactionary forces within federal government (Knott, 2002: 144-155). Truman, in one of his speeches during his presidential campaign in 1948, said that Hamilton frankly affirmed his belief that government should be controlled by the rich and nobles. According to him, Hamilton believed that government should be aristocratic, and that it should operate chiefly in the interest of wealth and privilege. Truman argued that Hamilton’s counterpart in 1948 was the Republican Party. Truman, by his words, “The followers of Alexander Hamilton also banded themselves together as a political party. This, the party of conservatism, the party of rule by the privileged few, has its counterpart in our national life today”, implied the Republican Party (Knott, 2002: 142). Quite paradoxically, it is observed Truman, who constantly criticized Hamilton and often voiced his Jeffersonianism, followed a Hamiltonian path in international policies. The Hamiltonianism strongly influenced the Truman Doctrine and practice, which was the basis of the Cold War policies of the United States. Hamilton’s belief that the executive authority should exercise its power separately contradicts with Jefferson and Madison’s view of controlling the exercise of the executive power. In the Cold War Era, conservatives20 were distressed by the Truman era’s inclination to be internationally active and by a United States involved in NATO. That group of conservatives were disturbed by the idea that the President could respond to a likely Soviet attack to NATO allies without waiting for Congress’ declaration of war (Knott, 2002: 141-155). It can be said in view of this example that the Jefferson-Hamilton conflict was fake at least in terms of macro policies of the state, and that Hamilton is the 20 Here, it is understood that persons, who fall into the definition of conservative, are those, who advocate the adoption of policies internationally isolated from the world. 68 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. architect of the U.S. policies that have risen above his idea of strong army especially after World War. With the Reagan-era policies, even liberals, who criticized Hamilton of being plutocrat, were obliged to review their stance because of Hamilton’s support of the conception of national power (Knott, 2002: 188). Conservative circles, chiefly neoconservatives, who feared the erosion of the executive power that began with President Nixon and deepened under Jimmy Carter, relied upon Hamilton’s thesis of strong presidency. Accordingly, strong office of presidency should be capable of acting within the principles of emergency response and secrecy without the restrictions of Congress, because a strong system of presidency is vital for a United States that wants to win Cold War (Knott, 2002: 188-189). It is seen that the Jefferson supporters sharply criticized Hamilton even over his personal life. According to Cooke (1967: 107), who is closer to the Jeffersonian views, “Hamilton, by dueling Burr, in fact, committed suicide; thus, he chose to abandon his family, just as his father had. The author argued that many issues related to the federalist era are suppressed; during the crisis with France in the late 1790s, Hamilton dreamed of Napoleonic dreams of invasion (Cooke, 1967: 107). While Hamilton supported the expansion of the United States towards Louisiana and Florida, and advocated that lands of Louisiana could only be acquired by war, Jefferson managed to purchase Louisiana through diplomatic channels. This situation, while showing Jefferson’s peaceful side, Hamilton was regarded as an emerging imperialist, the would-be Napoleon of the New World (Cooke, 1967: 77). Cooke (1967: 78) compared Jefferson and Hamilton as follows: “Although Hamilton seemed to sublimate tradition, he is the most radical of the founders, and is the symbol of belief in modernism. On the other hand, Jefferson is the prototype of American conservative: He was a Virginian aristocrat and a status quoist with an idealized vision of an agricultural America”. When all these Jeffersonian and Hamiltonian views are considered as a whole, these tendencies, which are called Jeffersonianism and Hamiltonianism, and which has led to a dichotomy in the U.S. political life and public administration, differ in the following basic aspects: 1- Hamilton advocated federal nationalism, whereas Jefferson favored a populist republic. 2- Hamilton argued for a powerful executive body, which autonomously exercised its power of supervision. Jefferson advocated that a strict legal supervision should be exercised on the power of the executive body. 3- Hamilton favored an autocratic elitism for the ruling class. Jefferson took a populist and pro-people stance. Alexander Hamilton and Hamiltonianism 69 4- While Hamilton prioritized the interests of wealthy and privileged class, Jefferson defended the interests and the rights of the middle class as well. 5- Hamilton advocated that economy should be under full control of central government, whereas Jefferson and Madison were opposed to the idea of the centralization of economy, even to the idea of a national bank.21 6- Hamilton favored an aggressive and pro-war stance in foreign affairs. Jefferson advocated more passive and pro-peace policies. 7- Hamilton was pro-modernist and radical. Jefferson was a stricter conservative, and was a landowner aristocrat. Thus, while Hamilton had an understanding of economy that gave priority to trade and industry, Jefferson adopted a pro-agriculture status quoist approach. Hamilton and the Discipline of Public Administration According to Bowman (1956: 40-41), Hamilton was monarchist in in philosophy and mercantilist in practice. He was the admirer of the Hobbesian22 system of the theory of the 18th century British Constitution and its conveyor to the United States. Some think that Hamilton’s argument for strong President is close to Hobbes, who advocated controversial boundaries, natural law and rational state, but also was in favor of a monarchic, powerful state. An example, which is often given is the declaration of independence by Washington in the 1793 British-French War. According to the Constitution, the power of declaring dependence, which is in some sense the opposite of the power of declaring war entrusted with the Congress, should alse granted to the Congress. The exercise of this power solely by the President is a Hamiltonian attitude (Bowman, 1956: 24). According to the author, the idea of providing the President with powers above the legislature stemmed from Hamilton’s influence ideational and personal influence (Bowman, 1956: 24). On the other hand, Rosano (2003:67) says Hamilton was closer to Hobbes regarding only rational state and natural law. For Rosano, in fact, Hamilton preferred Locke’s participatory administrative approach based on the separation of powers to absolute monarchy. Despite these different interpretations, it can be said that Hamilton’s idea of strong central executive body stands closer to monarchy on the spectrum ranging from monarchy to popular democracy. The conflict, which began with Jefferson and Madison’s stance closer to democracy favoring the restriction of the powers of the executive that was almost identified with the President’s personality, and laying more emphasis on other powers, has been discussed in For difference of opinion on National Bank, see: Anıl Nair, David Ahlstrom, (2008), ‘Balancing Hamiltonian and Jeffersonian Contradictions Within Organizations’, Journal of Management Inquiry, 20, No.10:8,s.1-13. 22 The Hobbesian system advocates an absolutist, strong and competent state. 21 70 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. the previous part. In this part, the implications of this conflict and particularly those of Hamiltonianism in the mainstream thoughts in the U.S. public administration discipline will be discussed. The Founding Era: The Birth of Bureaucracy and Commercial Republic According to Green (2002: 542), Hamilton, who is considered by historians and biographers to be the administrative genius of the U.S. Founding Era, “In just 10 years Hamilton put in place an administrative infrastructure that set the young nation on course for becoming an opulent commercial republic.” Indeed, Hamilton carried his thoughts on constitutional philosophy, economy, trade, army, and bureaucracy to the U.S. public administration at that time. As stated in the previous parts, different approaches in American administrative science originate from one of the two traditions that often contradict with each other. Those from Hamiltonian tradition are in pursuit of an energetic state equipped with a strong administrative device Alexander Hamilton had advocated. In Hamiltonian approach, the matter of administration is effective achievement of publicly determined objectives. On the other hand, the Madisonian/Jeffersonian model cautiously approaches the idea of a government with too much elbowroom. The main idea of this approach is the thesis that “concentration of executive power is worrisome, and the competition of political interests mitigates the risk of bureaucracy’s threat to freedom” (Kettl, 1993: 55-56). On the other hand, under his own presidency, Jefferson, who was asserted to adopt the opinion opposite to that of Hamiltonian, continued his way by strengthening bureaucracy, which he jointly established with Hamilton. It can be said that Hamilton’s political, economic, and administrative thoughts synthesized European theorists such as David Hume, Malachi Postletwayt, Jacques Neckar, Sir James Steuart, Vattel Jean Baptist Colbert, and Adam Smith (Green, 2002: 543-544). Hamilton, who adapted many of their ideas to the American Public Administration, did not also fail to criticize them. He criticized Adam Smith’s “invisible hand” theory, and argued that the market should be under the control of the state (Green, 2002: 544). Hamilton’s protective attitudes towards manufacturing and trade, and his notion of strong state are the main grounds for his relevant criticism. His constitutional opinions that a strong national government would be a more effective protector of rights and more stimulating for prosperity than the states are still a “force majeure23”in the politics of American federalism (Green, 23 This term is used in the meaning of “the determining force”.. Alexander Hamilton and Hamiltonianism 71 2002: 544-547). Hamilton, believing that American people had a strong commercial bent, devoted himself to the development of a commercial republic as exemplified in the new Constitution. Hamilton, who followed a liberal line, believed that the form of republicanism would be evolved from preoccupation with military and religious glory to commerce and agriculture, which were spiritually lower but more peaceful objectives (Green, 2002: 547-550). The central banking model developed by Hamilton is still important, and constituted the basis of Canada Central Bank and the U.S. Federal Reserve System. Hamilton created a synthesis suitable for the American regime, which can also be called political economy. The political-economic cast, which emerged with this synthesis, and which today reflects in institutions, still continues, and prevails in general administrative thought and practice. According to an assertive interpretation of this situation, “The American public administration flows from and contributes to the commercial character of the regime” (Green, 2002: 544). The Hamilton Influence in Contemporary Public Administration American public administration has theoretically developed with machine production and Fordism, and the influence of Hamiltonian vision in the discipline increasingly continued in the 20th century. This influence manifested itself in two areas. The need for strong professional army, as Hamilton suggested, which arose with the American-Spanish War (1898) accelerated the rise of Hamiltonianism (Kettl, 1993: 55-56). It is not surprising that the United States, which joined two big World Wars, and which pursued an imperialist foreign policy particularly in the post-Cold War period, favored Hamilton’s doctrine of an army prepared for war above all kinds of philosophies. The second influence was experienced by the emergence of the need for a centralist and normative bureaucracy with Wilson and Taylorism. According to Uveges, growing urbanization in the United State sowing to increased in- and outmigration towards the end of the 19th century, increased industrialization in cities, corruption in public administration and bureaucracy, and most importantly, the need for the management of over-developed capitalism in a centralized and normative manner brought Hamiltonianism to the forefront (1982: 14-15).24 The reflection of these developments and scientific management approach manifested itself in the form of strong, steady, and aggressive governments and a strong bureaucracy. Although the search for efficiency that intensified after the 1950s downsized the state, it did not neutralize bureaucracy. These searches 24 According to Uveges (1982: 14-15), a Hamiltonianism style, where classical Hamiltonianism was expressed in scientific principles, became influential in the 20th century public administration discipline, which has started with the influence of Wilson and Taylor, between two World Wars. 72 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. chose “effectiveness and efficiency” as the economic objectives that would downsize bureaucracy, while, at the same time, would increase its control and power. A study, which interprets the relationship of Marshall Dimock’s views of public administration,25 who was one the theorists of that period, with the Hamiltonian vision, mentions Dimock’s view that “public administration’s legislative, executive functions and its other functions are in an integration, albeit their separate identities” (Green, 1994: 2067). Dimock’s holistic approach also reflects Hamilton’s view that public administration incorporates all three powers of the state, and that the executive body, in its details, integrates them to one another (Green, 1994: 2065). Dimock maintained that judgment, decisionmaking and strategy needed for administrative affairs should be centralized which are inherently political, and that public administrator should have full power of decision-making that will allow him to preserve his energy. These views of Dimock are, in essence, parallel to Hamilton’s vision of an energetic executive (Green, 1994: 2067). Dimock argued for strongly managed, vigorous, i.e., innovative, risk-taking, changing and competitive public institutions, and advocated that public institutions should be legally framed so as to be governable and accountable, and they should be equipped with a flexible power within that frame (Green, 1994: 2067). Dimock’s Hamiltonian vision of bureaucracy and public administration reflected in new approaches in the discipline that emerged after the New Deal too. For example, NPM (New Public management) is an efficiency-oriented that views citizens as customers. Frederickson, who is one of the founders of the NPM, points to a new bureaucracy and a strong government for NPM (Ciğeroğlu, 2009:8). Frederickson and Kevin (2003:59-60), in their book, which they analyzed the philosophy of Public Administration in the United States, state that their understanding is closer to the Hamiltonian vision rather than the Madisonian view, and that the NPM theory is about Hamiltonianism, and other leadership-oriented approaches. The Hamiltonian vision adopted by Frederickson is clearly reflected in the author’s book on the philosophy of public administration, Sprit of Public Administration. Frederickson (1997:125) states that in the New Public Management, three particularly important concepts26 prevail. Among these, as for leadership, modern emphasis is placed on “strong, heroic, and muscular” leaders, rather than competent bureaucrats. This definition exactly overlaps with Hamilton’s description of strong President. Marshall Dimock played an important role in the establishment of TODAİE and the development of the public administration discipline in Turkey. For detailed information about Marshal Dimock’s studies in Turkey, see: Mıhçıoğlu, Cemalettin, (1968), Türkiye Çağdaş Kamu Yönetimi Öğretiminin Başlangıç Yılları, SBF Yayınları, Ankara. 26 The other two concepts are contracting out and governance. 25 Alexander Hamilton and Hamiltonianism 73 As post-modern approaches, where in the U.S. public administration, the state or bureaucracy is excluded more, are based on a participatory and more democratic philosophy, are labeled as Madisonian (Sturgis, 1994). For example, multi-actor governance approaches that trivialize the role of the state are more Madisonian theories. The Public Choice Theory as a model, which takes its origin from Madisonianism, is built on the Madisonian philosophy (Grofman and Witmann, 1989:7-8). Thus, Frederikson, with a Hamiltonian vision, stands aloof from governance as it will emty the content of the state device. Governance requires strong political and administrative institutions (Ciğeroğlu, 2009:15). The reason is that these institutions are of vital importance in the event the market fails. It can be asserted that this view of Frederickson is in conformity with the Austrian School’s understanding of liberalism, under which regulatory/supervisory state monitors the functioning of the market, and that in the Austrian School, a secret Hamiltonian centralism is behind the state’s small role. Conclusion The influences of the U.S. Founding Era continue to exist in the political, economic, and legal life of today’s United States. Some think that American science of public administration has promptly emerged in the 20th century. However, the birth of American Public Administration took place during the founding era, when American state tradition had begun, but whose effects are overlooked by researchers. That period has strong influence in the theories and practices of today’s American Public Administration. There are two main movements in the U.S. Public administration discipline, which are said to be contrary to one another that have lasted from the founding era up to the present. Hamiltonianism, which refers to the political ideas and principles associated with Alexander Hamilton, represents the understanding of strong army, centralized-control economy and strong bureaucracy. Jeffersonianism/Madisonianism advocates an understanding of administration, where the the role of state is less, and where a democratic and popular administration prevails rather than central bureaucracy. In fact, the theoretical differences that are argued to exist between the approaches of Jefferson/Madison and Hamilton to administration are not very obvious and deep in practice. It is seen that both visions have been represented in the U.S. Governments throughout the 20th century. However, the United States does not compromise Hamilton’s idea of strong central government and strong President, whichever one of the two parties, which more or less represent these two visions, comes to power. Thus, it can be said that this split that stemmed from establishing the balance among the states and strengthening the 74 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. federation during the founding era is, for today, seems artificial like football team fanship. In American public administration theories, some fluctuations in the mainstream concerning reducing the role of the state and sharing the government with other actors of the administration can be perceived in contrast to Hamilton’s idea of strong bureaucracy and centralist approach. The only difference here is the delegation of social, but cashable, or revenue-yielding services of public administration to the private sector. In brief, the role of controlling the market, which Hayek tailored for the state in public administration, has been converted into Hamilton’s strong central administration. Today, in the U.S. public administration, there are many regulatory agencies that carry out the regulatory, supervisory and control functions, which are asserted to serve independent from politics. As Fişek (1971: 115) said, “In America, contrary to England, feudalism, from the very beginning, remained an ‘unknown’ entity and society started off from a purely bourgeois basis”. The U.S. Constitution, despite its democratic appearance, has been designed so as to observe the interests of this bourgeois. As wealthy people strictly adhered to their property, who were far from representing all classes of the society, the founding fathers such as Hamilton, Jefferson, and Madison constructed the U.S. public administration to protect this purely bourgeoisie basis. In conclusion, it can be asserted that whatever the course of developments in the U.S. public administration discipline, the need for the administrative device of capitalism, powerfulness of which was coded by Hamilton, will persist, and the loss of power in administration or bureaucracy will remain limited to the sharing of the field with economic benefits, which is controlled by the administration, with the market. References UBPB[UlusalBilgiProgramlarıBürosu/ ABD DışİşleriBakanlığı], “Kısa ABD Tarihi”,http://turkish.turkey.usembassy.gov/media/pdf/abd_kisa_tarih.pdf (15.12.2011). Beard, Charles, (1935), An Economic Interpretation of Constitution of United States, Macmillan, New York. Bowman, Albert H., (1956), Jefferson, Hamilton and American Foreign Policy , Political Science Quarterly, Vol. 71, No. 1 (Mar., 1956), pp. 18-41, s:40-41. Ciğeroğlu, Mısra (2009), “H. George Frederickson ve Kamu Yönetimi Disiplinindeki Yeri”, YBAD Lisansüstü Seminer Çalışmaları, No: 5, http:// yonetimbilimi politics. ankara.edu.tr /mcigeroglu.pdf(13.01.2012), s.8. Cooke, Jacob E. (1967), Alexander Hamilton: A Profile, Hill and Wang, New York. Çiner, Can Umut, (2009), “Fransız Yönetim Düşüncesinin Gelişimi: Polis Biliminden Örgüt Bilimine”, AmmeİdaresiDergisi, Cilt 42, Sayı 1, s.1-22. Alexander Hamilton and Hamiltonianism 75 Fişek, Kurthan, (1971), “Genesis of Bureucracy in England ant the US of America”, SBFDergisi, C. 26, S. 1, s. 115. Frederickson, George H. (1997), The Spirit of Public Administration, Josey Bass Publishers, San Fransisco. Frederickson, George H., Smith Kevin B., (2003), The Public Administration Theory Primer, Westview Press, Boulder. Gabriel, Ralph H., (1960), Hamilton, Madison and Jay On the Constitution- Selections From the Federalist Papers, New York: The Liberal Arts Press, Çev: Soysal, Mümtaz, (1962), Hamilton, Madison ve Jay- Anayasa Üzerine Düşünceler: Federalistlerin Makalelerinden Seçmeler, YenilikBasımevi, İstanbul. Govan, Thomas P., (1975), “Alexander Hamilton and Julius Caesar: A Note on the Use of Historical Evidence”, William and Mary Quarterly, Third Series, Vol. 32, p. 475480. Green, Richard T., (1994), Static Law and Dynamic Administration: MarshallDimock’s Assault on the Legal Profession, International Journal of Public Administration,V. 17, 11, p. 2055-2084. Green, Richard T., (2002), “Alexander Hamilton: Founder of the American Public Administration”, Administration & Society, November 34: 541-562, 542. Grofman, Bernard, Witmann, Donald, (1989), The Federalist Papers and the New Institutionalism, Agathon Press, New York. Güler, BirgülAyman, (2006), Yönetim Düşünü İçin Araştırma Alanını Belirlemek, Çalışma Notu, Mart 2005- Ocak 2006. Hamilton Alexander, (5 Aralık 1791,Temsilciler Meclisi),” Report on Manufacturers”, http://www.constitution.org/ah/rpt_manufactures.pdf, (21.02.2012) Hamilton, Alexander, James Madison, John Jay (2004), The Federalist Papers, Cynthia Brantley Johnson (ed.), Pocket Books, New York. Irwin, Douglas A., (2004), “The Aftermath of ‘Report on Manufacturers’”, The Journal of Economic History, Vol.64, No.3, p. 800-821. Kettl, Donald F., (1993), Sharing Power: Public Governance and Private Markets, Washington, Brookings Institution, Frederickson, H. George (1997), The Spirit of Public Administration, San Fransisco, The Jossey Bass Publishers, p.55-56. Knott, Stephen F., (2002), Alexander Hamilton and the Persistence of Myth, University Press of Kansas, Lawrence. Maggs, Gregory E., (2007), “A Concise Guide to the Federalist Papers as a Source of the Original Meaning of the United States Constitution”, Boston University Law Review, 87, p.801-842. Martin, Daniel W., (1987), “Déjà Vu: French Antecedents of American Public Administration”, Public Administration Review, July-August 1987, p. 297-303. Morris, Richard B., (1957), The Basic Ideas of Alexander Hamilton, New York: Pocket Books. 76 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. Nair, Anıl, Ahlstrom, David, (2008), ”Balancing Hamiltonian and Jeffersonian Contradictions Within Organizations”, Journal of Management Inquiry, c.20, No.10:8, p.1-13. Rosano, Michael J., (2003), “Liberty, Philantrophy and Power in Alexander Hamilton’s Conception of Human Nature”, American Journal of Political Science, Vol. 47, No:1, p. 61-74. Sturgis, Amy, H., (1994), “The Rise, Decline, and Reemergence of Classical Liberalism”, The LockeSmith Institute, http://www.belmont. edu/lockesmith/ liberalism _essay/ the_reemergence.html (17.01.2012). Uveges, Joseph A., (1982), Public Administration- History and Theory in Contemporary Perspective, New York: Marcel Dekker Inc. Uluslararası Bilgi Programları Bürosu, (A.B.D.) (2004), Ed. Jack W., Amerika Hakkında-Açıklamalı Amerika Birleşik Devletleri Anayasası, worldbookinc., Web: turkish.turkey.usembassy. gov/media/pdf/abd-anayasasi.pdf adresinden 20.12.2011. White, Richard D.,(2000), "Political Economy and Statesmanship: Smith, Hamilton, and the Foundation of the Commercial Republic" Public Administration Review, 60. Zinn, Howard, (2005), Amerika Birleşik Devletleri Halklarının Tarihi, İmgeKitabevi, Ankara. Alexander Hamilton and Hamiltonianism 77 ANNEX 1. Biography of Alexander Hamilton Alexander Hamilton was born in the Caribbean Leeward Islands, which was a British colony on 11 January 1757. Hamilton, who worked for a trading company in his childhood, moved to Boston in 1772 through the help of wealth men, who recognized his genius. He studied law in King’s College, which would later be renamed Columbia University. Following his education, he joined the army, and in 1776, Hamilton was commissioned a captain, and was given command of an artillery company. One year later, he was promoted to the rank of lieutenant colonel, and soon became the senior aide to General Washington. In 1780, he married Elizabeth Schuyler, and then, resigned his position as the senior aide. The following year, he was appointed as commander of New York and Connecticut light infantry battalion, was sent to Virginia. Five months after being appointed to the army for the second, Hamilton resigned his commission. In 1782, he was appointed as Continental receiver of taxes for the state of New York, and the same year, he was elected as a delegate for the state of New York to the National Congress. In 1783, Hamilton resigned from the Continental Congress due to differences of opinion in the Confederation Congress, and opened a law office in New York. However, in 1786, with the support of Washington, he attended to the Congress held in Annapolis as the delegate for New York. Hamilton, who also attended to the Second Congress, where the Constitution was prepared, was appointed as the Secretary of Treasury to the first government founded following the completion of the ratification process of the Constitution, which he supported by his Federalist essays. Hamilton returned to the army after his duty in the first government. In 1800, he resigned from the army, and continued to live in New York. He continued to engage in politics, albeit not actively, and played major role in the failure of Adam government with his sharp criticism. On 12 July 1804, he died at the end of his duel with Aaron Burr, whom he made enemy of him because of his criticisms. Hamilton’s Published Works Apart from Federalist Papers: First Report on the Public Credit: Submitted to the House of Representatives on 14 January 1790. Bill of Operations of the Act Laying Duties on Imports: Submitted to the House of Representatives on 23 April 1790. Second Report on Public Credit: “Report on a National Bank”: Submitted to the House of Representatives on 14 December 1790 Report on the Establishment of a Mint: Submitted to the House of Representatives on 28 January 1791. 78 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. Report on Manufactures: submitted to the House of Representatives on 5 December 1791. ANNEX 2. The Federalist Papers by Date, Title, and Number Federalist Number (*) M'lean Newspaper Edition Edition Date October 27, 1787 November 14,1787 Federalist Title General Introduction 1 - 6 - 7 - 8 - 9 - 11 - 12 - November 24,1787 November 27, 1787 13 - November 28, 1787 Advantage of the Union in Respect to Economy in Government 15 - December 1, 1787 The Insufficiency of the Present Confederation to Preserve the Union 16 - December 4, 1787 The Same Subject Continued: The Insufficiency of the Present Confederation to Preserve the Union 17 - The Same Subject Continued: The Insufficiency of the Present Confederation to Preserve the Union 21 - December 5, 1787 December 12, 1787 22 - December 14, 1787 The Same Subject Continued: Other Defects of the Present Confederation 23 - December 18, 1787 The Necessity of a Government as Energetic as the One Proposed to the Preservation of the Union 24 - December 19, 1787 The Powers Necessary to the Common Defense Further Considered 25 - The Same Subject Continued: The Powers Necessary to the Common Defense Further Considered 26 - December 21, 1787 December 22, 1787 - December 25, 1787 The Same Subject Continued: The Idea of Restraining the Legislative Authority in Regard to the Common Defense Considered - December 26, 1787 The Same Subject Continued: The Idea of Restraining the Legislative Authority in Regard to the Common Defense Considered 27 28 November 15,/1787 November 20, 1787 November 21, 1787 Concerning Dangers from Dissensions Between the States The Same Subject Continued: Concerning Dangers from Dissensions Between the States The Consequences of Hostilities Between the States The Union as a Safeguard Against Domestic Faction and Insurrection The Utility of the Union in Respect to Commercial Relations and a Navy The Utility of the Union in Respect to Revenue Other Defects of the Present Confederation The Idea of Restraining the Legislative Authority in Regard to the Common Defense Considered Alexander Hamilton and Hamiltonianism 79 30 29 December 28, 1787 Concerning the General Power of Taxation 31 30 January 1, 1788 The Same Subject Continued: Concerning the General Power of Taxation 32-33 31 January 2, 1788 The Same Subject Continued: Concerning the General Power of Taxation 34 32 January 5, 1788 The Same Subject Continued: Concerning the General Power of Taxation 35 33 January 5, 1788 The Same Subject Continued: Concerning the General Power of Taxation 36 34 The Same Subject Continued: Concerning the General Power of Taxation 29 35 January 8, 1788 January 9, 1788 59 58 February 22, 1788 Concerning the Power of Congress to Regulate the Election of Members 60 59 February 23, 1788 The Same Subject Continued: Concerning the Power of Congress to Regulate the Election of Members 61 60 February 26, 1788 65 64 66 65 67 66 68 67 69 68 70 69 71 70 March 8, 1788 March 11, 1788 March 12, 1788 March 14, 1788 March 15, 1788 March 18, 1788 72 71 March 19, 1788 The Same Subject Continued, and Re-Eligibility of the Executive Considered 73 72 74 73 The Provision For The Support of the Executive, and the Veto Power The Command of the Military and Naval Forces, and the Pardoning Power of the Executive 75 74 March 21, 1788 March 25, 1788 March 26, 1788 76 75 April 1, 1788 The Appointing Power of the Executive 77 76 April 2, 1788 The Appointing Power Continued and Other Powers of the Executive Considered Concerning the Militia The Same Subject Continued: Concerning the Power of Congress to Regulate the Election of Members The Powers of the Senate (Continued Jay’s Federalist Paper March 7, 1788 No. 64) Objections to the Power of the Senate to Set as a Court for Impeachments Further Considered The Executive Department The Mode of Electing the President The Real Character of the Executive The Executive Department Further Considered The Duration in Office of the Executive The Treaty Making Power of the Executive 78 (**) The Judiciary Department 79 (**) The Judiciary Continued 80 Review of Public Administration, Volume 7 Issue 4, December 2013, p.51-80. 80 (**) The Powers of the Judiciary 81 (**) The Judiciary Continued, and the Distribution of the Judicial Authority 82 (**) The Judiciary Continued 83 (**) The Judiciary Continued in Relation to Trial by Jury 84 (**) Certain General and Miscellaneous Objections to the Constitution Consi dered and Answered 85 (**) Concluding Remarks Source: Compiled bused on Maggs, Gregory E. (2007) p. 842-847. (*) At that time, the Federalist Papers were published in four different Newyork newspapers. In the M’Lean editon, numbering of essays is different. In this table, M’Lean version has been used. (**) These papers are of uncertain date, since they are unpublished in newspapers.
© Copyright 2025 Paperzz