Supplemental Material The Atomic and Electronic Structure of Exfoliated Black Phosphorus Ryan J. Wu1, Mehmet Topsakal1, Tony Low2, Matthew C. Robbins2, Nazila Haratipour2, Jong Seok Jeong1, Renata M. Wentzcovitch1, Steven J. Koester2, K. Andre Mkhoyan1* 1 2 Department of Chemical Engineering and Materials Science, University of Minnesota, Minneapolis, Minnesota 55455, United States Department of Electrical and Computer Engineering, University of Minnesota, Minneapolis, Minnesota 55455, United States *Corresponding author e-mail: [email protected] This PDF file includes Supplementary Text Figures S1 to S9 Tables S1 to S3 References 1 1. Full EDX map of a black phosphorus flake Figure S1 shows the full energy dispersive X-ray (EDX) spectroscopic map of the black phosphorus flake discussed in the “Identification of black phosphorus and thickness determination” section of the main text. As discussed in the main text, a large fraction of oxygen initially present on the flake originated from the PDMS (chemical formula: [C2H6OSi]n) used in the STEM sample preparation as explained in detail in the Methods section of the main text. To illustrate this point, Figure S1e shows the EDX map of silicon recorded in the same experiment. An example of the EDX spectrum from this experiment is also presented in Figure S1f showing all the peaks used to form these elemental maps (P, Si, O and C K peaks). Figure S1: EDX maps of few-layer black phosphorus. a, ADF-STEM image of black phosphorus flake with a thinner (4-layer) and thicker (8-layer) region deposited on amorphouscarbon coated TEM grid with 1 µm holes. Brighter ADF-STEM signal corresponds to the thicker region. b-e Phosphorus, oxygen, carbon and silicon EDX maps, respectively, recorded from the flake shown in panel a. White borders in panels c and d have been used to highlight the position of the flake. The ADF-STEM image and all elemental EDX maps are acquired simultaneously. The scale bars are 1 µm. f, An example of the EDX spectrum from this experiment showing all the peaks used to form these elemental maps. 2 2. Estimation of sample thickness based on ADF-STEM image intensity To estimate the number of layers present in a black phosphorus flake examined in the STEM, the ADF-STEM intensity from a region of interest was compared to the ADF-STEM intensity from the amorphous carbon support of the TEM grid, which was about tc=12 nm (from vendor specifications). The ADF-STEM intensities approximately scale with atomic numbers, Z1.7.1, 2 Now, using the carbon support as a reference, the thickness of black phosphorus flake can be estimated using following expression: 𝑡!" = 𝑡! !"# !!" !! !!!"# !! !.! , (S1) !"# where, 𝐼!" is the average ADF-STEM intensity across a region of interest on a black phosphorus !"# flake and 𝐼! is the average ADF-STEM intensity of a region of the carbon support near the flake recorded simultaneously. Zp=15 and Zc=6 are the atomic numbers of P and C, respectively. The resulting tbp from Eqn. (S1) is divided by the thickness of single black phosphorus layer to evaluate the number of layers present. To test the method’s reliability, it was used to estimate the number of layers present in the non-uniform thick black phosphorus flake shown in Figure S2a. The results were compared to those obtained from the application of a different thickness determination method used successfully for thin layered MoS23. The second method “Steps” can be described as follows4: ADF-STEM image, as shown in Figure S2a, has intensity steps, which indicates discrete changes in thickness across the flake (the line profile of the intensity across the thickness steps is shown in Figure S2b). The increase in intensity between each step corresponds to an increase in the number of layers. Three clear steps in the ADF intensity (labeled II, III and IV) with the same exact intensity differences can be seen. Taking the intensity difference between step II and III to be approximately the intensity of one layer, the number of layers at any point on the flake was determined using vacuum (0 layers) as the reference point and assuming a linear dependence of ADF intensity on number of layers3. The resulting layer count with intensity is shown as the right axis in Figure S2b. Table S1 compares the results of flake thicknesses determined using the carbon support as reference (applying Eqn. (S1)) and from the “Steps” method described above and used in literature3. Although small discrepancies exist, application of Eqn. (S1) yielded reasonably consistent results for thinner regions. These small discrepancies are likely due to small variations in the exact thickness of the carbon support film and effects of beam channeling5-7. 3 Figure S2: Thickness determination using image intensity. a, Low-magnification ADFSTEM image at an edge of a black phosphorus flake. Intensity step changes can be seen which indicates a discrete change in the number of layers. b, Intensity profile across the horizontal length of the red rectangle shown in a, averaged along the vertical length of the rectangle. Flat Intensity plateaus represent areas of uniform thickness. The scaling of layer count with intensity is shown on the right axis. Table S1: Comparison of two thickness determination methods. Method Based on Eqn. (S1) Based on “Steps” Area I 0 0 Number of layers Area II Area III Area IV 4.2±0.8 5.4±0.9 6.8±0.9 4 5 6 Area V 12.4±1.3 11 3. Improving signal-to-noise ratios in ADF-STEM images The ADF-STEM images presented in figure 3 have been processed to improve the signal to noise ratio. It is worth noting, however, that the raw images themselves already contain atomically resolved information. Figure S4 shows the raw images used to form figure 3 of the main text as well as their corresponding Fourier transformed images (FFTs). Within each FFT, the smallest periodicity (circle in yellow or green) corresponds to the highlighted spacing observed between atomic columns in each image. 4 Figure S3: Raw images and corresponding FFTs. a, raw image used to construct figure 3a. b, raw image used to construct figure 3b. c, raw image used to construct figure 3d. The fast Fourier transform (FFT) of each image (a-c) is shown in the insets. The yellow and green circles highlight the periodicities in the image corresponding to the observed spacings (indicated in the real images). To improve signal-to-noise ratios in ADF-STEM images, raw images were treated with FFT-based low- and high-pass filtration and several images were cross-correlated. Listed below is the step-by-step procedure applied to generate the ADF-STEM images presented in Figure 3 of the main text: Step 1: A raw large-area ADF-STEM image with dimensions of 2048×2048 pixel2 is filtered using FFT-based low- (1.7 Å-1) and high-pass (0.1 Å-1) filter. A 512×512 pixel2 sized section of the original raw ADF-STEM image is shown Figure S4a. Step 2: The new filtered image is cut 4×4 into 16 individual images, 512×512 pixel2 in size. One of these 16 individual images, corresponding to Figure S4a, is shown in Figure S4b. Step 3: Out of 16 individual images 15 images are cross-correlated to one of the images chosen as reference. All 16 cross-correlated images are then added to further reduce the statistical noise of the image. Figure S4c is resulting image after this step. Step 4: The ADF-STEM image obtained after the Step 3, is normalized into regular 0 (minimum) to 1 (maximum) intensity range and displayed using black-red-yellow false color map as shown in Figure S4d. 5 Figure S4: ADF-STEM images describing image-processing steps. a, 512×512 pixel2 section of a raw ADF-STEM image of black phosphorus with original size of 2048×2048 pixel2. Black phosphorus sample in this image is oriented along the [101] crystallographic direction. b, FFTbased low- and high-pass filtered version of the ADF-STEM image in panel a. c, ADF-STEM image of black phosphorus after combining 16 cross-correlated individual images like one in b. d, The same ADF-STEM images as in c after black-red-yellow false color map application. The ADF-STEM image of black phosphorus shown in Figure 3a of the main text was processed as described above. In this case however, in processing Step 3, 224 individual images out of 14 raw images with 2048×2048 pixel2 size were cross-correlated. The ADF-STEM image shown in Figure 3b of the main text is just a section of the processed image shown in Figure S3d. The ADF-STEM image shown in Figure 3d of the main text is a FFT-based low- and high-pass filtered and then Gaussian blurred image without further cross-correlation processing. 4. DFT calculated band structures of black phosphorus for different thicknesses As discussed in detail in the main text and Methods section, the band structure and density of states (DOS) of black phosphorus were calculated in the framework of density functional theory (DFT) as implemented in Vienna ab initio Simulation Package (VASP) code. The resulting band structure of black phosphorus calculated for 1-, 2-, 3-, 4-layer and bulk cases are shown in Figure S5. All band gap, Eg, values as well as DOS presented in the main text are deduced from these calculations. 6 Figure S5: Calculated band structures of black phosphorus for different number of layers. a, Primitive Brillouin-zone of a simple orthorhombic lattice. b-f, Calculated energy band structures for 1- to 4-layers and bulk black phosphorus along high-symmetry directions. Zero of the energy was set to Fermi level (EF) and band gaps were shaded. 5. Deduction of EELS P L3 edge from L2,3 edge As discussed in the main text for direct comparison of measured core-level EELS data with calculated DOS, P L3 edge should be used instead of the commonly measured P L2,3 edge. The step-by-step procedure used in our analysis to deduce the EELS P L3 edge from experimental EELS P L2,3 data is as follows: A raw EEL spectrum of P L2,3 edge with onset at 130.3 eV sits on top of the Si L2,3 edge which originates from the PDMS (chemical formula: (C2H6OSi)n ) used in STEM sample preparation (see section 1 above for details) as shown in Figure S6. The background of P and Si L2,3 edges from the raw spectrum was first subtracted using a power-law function8 fitted to the pre-edge of the Si L2,3 edge. Subsequently, a separately collected (under the same operating conditions) EEL spectrum of Si L2,3 edge from PDMS was subtracted from the main spectrum (the background of this Si L2,3 edge from PDMS was removed using the same procedure described above and intensity was normalized). At this point, properly background-subtracted P L2,3 edge is available for further analysis (see Figure S6). 7 Figure S6: Deduction of P L3 edge from raw EELS data. From top to bottom: raw EELS from black phosphorus; background subtracted spectrum; background subtracted EEL spectrum of Si L2,3 edge from PDMS; Si L2,3 edge signal subtracted spectrum of P L2,3 edge from black phosphorus; P L3 edge deduced from P L2,3 edge. Deduction of the L3 edge from experimentally measured L2,3 edge is described by Batson , in the example of measured Si L2,3 edge. Since the L2,3 edge contains signals from 2p1/2 → 3s + 3d (L2 edge) and 2p3/2 → 3s + 3d (L3 edge) electronic transitions that differ from each other by an energy shift of ΔE corresponding to differences between 2p1/2 and 2p3/2 core states and number of electrons in each of these states (2p1/2 state contains 2 electrons while 2p3/2 has 4 electrons), the deduction of the L3 edge spectrum, SL3(E) from total L2,3 edge EEL spectrum, SL2,3(E), can be obtained using the simple deconvolution algorithm below:9 9 𝑆𝐿! 𝐸 = 𝐹𝑇 !! !" !"!,! ! !" ! ! !!.!! !!!! , (S2) where FT and FT-1 indicate direct and inverse Fourier transform operations. For application on black phosphorus a value of ΔE=0.85 eV was used as an energy difference between 2p1/2 and 2p3/2 core states10, 11. Application of this algorithm produces well behaving P L3 edge from measured and background-subtracted P L2,3 edge as can be seen in Figure S6. 8 6. Low Loss EELS Comparison The low loss EELS of black phosphorus is sensitive to the number of layers especially for near atomically thin specimens. Features in EEL spectra originating from surface plasmon excitations and interband transitions (2-11 eV) begin to be discernible around ~ 20 layers (~10 nm) where the intensity of the surface plasmon peaks (~2 and 11 eV) are comparable to that of the bulk plasmon (19.3 eV). As discussed in the main text, this occurs because, unlike bulk plasmons, surface plasmons do not scale with the number of layers. Figure S7: Comparison of EEL spectra with thickness. a and b, EELS from black phosphorus before and after background subtraction, respectively: from top to bottom: 3-layer; 4-layer, 8layer, 20-layer, bulk. Both a and b were normalized at the maxima of the bulk plasmon peak (feature at 19.3 eV). For b, background from the zero loss peak was first subtracted as discussed in section S5 before normalization. 7. Black Phosphorus Device Degradation Experiments A notable limitation of black phosphorus use for the fabrication of FETs and other devices is its susceptibility to oxidation under ambient conditions12, 13. Figure S8a shows optical images of a substrate gated FET made using an exfoliated black phosphorus flake captured immediately after fabrication and after approximately 8 hours of exposure to ambient conditions (see Methods section in main text for details). Within this period, the device was subjected to periodic testing and continuous illumination under ambient light conditions. The FET On-Off current ratio versus time exposed to atmosphere is shown in Figure S8b. It is observed that the efficiency of the gate modulation decreases by several orders of magnitude before device failure. Similarly, the conductivity at fixed gate and drain bias displays a clear exponential decrease with continued atmospheric exposure (Figure S8b), similar to previous studies12-14. However, the device failed in 9 a shorter time than those previously reported13 and the final failure occurred as a result of a break in the black phosphorus flake near the lower Ti-Au contact (it can be seen in the lower image of Figure S8a). While earlier suggestions that oxidation of black phosphorus can be responsible for device degradation, our observations indicate that additional factors associated with the electrical measurement itself could also affect the device performance. Figure S8: Black phosphorus device degradation. a, Optical micrographs of black phosphorus-based FET before start of degradation experiments (top) and after device failure (bottom). Scale bars are 3 µm. b, (top) On-Off current ratio versus time exposed to atmosphere for the FET at a gate bias VGS = -40 V and source-to-drain voltages VDS = -0.5 V and -4 V. The On current is defined at VGS = -40 V and the Off current is determined at the minimum current between VGS = -40 V and +40 V. (bottom) Channel conductivity normalized to length and width versus time exposed to atmosphere at VGS = -40 V and VDS = -0.5 V. 8. EDX quantification for effects of oxidation For characterization of compositional changes with oxidation of black phosphorus at ambient conditions, STEM-EDX analysis was performed on a flake before and after oxidation. Figure 6a in the main text shows a simultaneously acquired low-magnification ADF-STEM image and STEM-EDX maps of a flake before and after oxidation. The flake, after initial STEM-EDX analysis, was removed from the microscope and exposed to the atmosphere for 10 about 40 hours in order for the oxidation to take place. microscope and analyzed again with EDX. It was reinserted back into the For quantification of the EDX maps, only areas of the flake hanging over a hole on the carbon support were used. Table S2 summarizes fractions of all elements that were present in the flake before and after oxidation. The detected Si atoms, both before and after oxidation, originated from PDMS used during the STEM sample preparation. For every Si atom in PDMS (with chemical formula: [C2H6OSi]n), one O atom and two C atoms are also present that are neither a part of the original or oxidized black phosphorus. Table S3 shows the recalculated compositional analysis presented in Table S2 after subtracting the Si, O and C contributions from PDMS. Table S2: Fractions of elements present in black phosphorus flake before and after oxidation quantified from EDX data. Element Phosphorus Carbon Oxygen Silicon Elemental fractions (at%) Before After 70.23 23.06 9.59 4.96 16.89 70.97 3.29 1.01 Table S3: Fractions of elements present in black phosphorus flake before and after oxidation quantified from EDX data after removal of Si, O and C contributions from PDMS. Element Phosphorus Carbon Oxygen Elemental fractions (at%) Before After 80.61 24.03 3.46 3.06 15.93 72.91 9. Diffraction patterns for effects of oxidation To obtain additional information about structural changes of black phosphorus after oxidation, position averaged convergent beam electron diffraction (PA-CBED) patterns15 were recorded from the samples before and after oxidation. Two such before and after oxidation PACBED patterns are shown in Figure S9. The central bright disk in both PA-CBED patterns 11 corresponds to the direct unscattered beam. The PA-CBED pattern from the pristine black phosphorus flake (Figure S9a) shows Bragg angle scattered disks as would be expected from a crystalline material. The PA-CBED pattern obtained from an oxidized flake (Figure S9b), on the other hand, does not show any diffracted disks, which indicates that the material is indeed amorphous. Figure S9: PA-CBED patterns obtained from black phosphorus before and after oxidation. a, PA-CBED pattern from a pristine black phosphorus flake. b, PA-CBED pattern after oxidization. Intensity inverted PA-CBED patterns are shown in the bottom panels for clarity. The vertical band in each pattern is an artifact. All scale bars are 1 Å-1. References 1. 2. Hartel, P., Rose, H. & Dinges, C. Conditions and reasons for incoherent imaging in STEM. Ultramicroscopy 63, 93-‐114 (1996). Krivanek, O.L. et al. Atom-‐by-‐atom structural and chemical analysis by annular dark-‐field electron microscopy. 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