SCIENCE INQUIRY, ARGUMENT AND LANGUAGE Science Inquiry, Argument and Language A Case for the Science Writing Heuristic Edited by Brian M. Hand University of Iowa, USA SENSE PUBLISHERS ROTTERDAM / TAIPEI A C.I.P. record for this book is available from the Library of Congress. ISBN 978-90-8790-250-6 (paperback) ISBN 978-90-8790-251-3 (hardback) ISBN 978-90-8790-252-6 (e-book) Published by: Sense Publishers, P.O. Box 21858, 3001 AW Rotterdam, The Netherlands http://www.sensepublishers.com Printed on acid-free paper All rights reserved © 2008 Sense Publishers No part of this work may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilming, recording or otherwise, without written permission from the Publisher, with the exception of any material supplied specifically for the purpose of being entered and executed on a computer system, for exclusive use by the purchaser of the work. TABLE OF CONTENTS Acknowledgements vii Executive Summary ix Introducing the Science Writing Heuristic Approach Brian M. Hand 1 Creating Border Convergence between Science and Language: A Case for the Science Writing Heuristic Lori Norton-Meier Transforming Pedagogy: Embedding Language Practices within Elementary Science Classrooms Lori Norton-Meier, Lynn Hockenberry, Sara Nelson, and Kim Wise 13 25 Factors Influencing Implementation of the Science Writing Heuristic in Two Elementary Science Classrooms Andy Cavagnetto 37 Analysis of the First Year of a Three-Year SWH Implementation within K-6 Classrooms Recai Akkus 53 Implementing Inquiry with the SWH in 7th Grade Biology Classes: A Teacher’s Perspective Olivia Eun-Mi Yang 73 Promoting High-Order Thinking through the Use of the Science Writing Heuristic Bruna Irene Grimberg 87 v TABLE OF CONTENTS Secondary Students’ Perceptions of the SWH Approach to Nonconventional Writing: Features that Support Learning of Biology Concepts and Elements of Scientific Argumentation Liesl M. Hohenshell Quality of Teacher Implementation of the SWH Approach Sozan Omar Teacher Change, Critical Pedagogy, and Students’ Learning within Secondary Science Writing Heuristic Classrooms Murat Gunel Instruction by Using the Writing Heuristic Thomas J. Greenbowe and K.A. Burke 99 111 127 139 Orienting and Mentoring Chemistry Teaching Assistants to Use the Scientific Writing Heuristic K.A. Burke 151 The Laboratory-Lecture Correlation: From the Science Writing Heuristic to the Traditional Organic Chemistry Laboratory Jacob D. Schroeder 165 Promoting Sustainable Leadership within the Reform System Thomas L. Alsbury 177 The Case for the SWH Approach Brian M. Hand 195 vi ACKNOWLEDGEMENTS To build the research program described in this book takes the work of lots of people over a long period of time. I would like to express my thanks to the following. Firstly, my wife and best friend Carol, and my children Atlanta, Meegan and Marsden, whose love and support has enabled me to have the space to do what I really enjoy. Secondly, I would like to thank all the contributors who have been part of the research collective and have made significant contributions to this endeavour. I have enjoyed all the discussions, debates, arguments, and negotiations and am better for them. Thirdly, I would like to thank Carolyn Wallace for getting me started on the whole process, and Larry Yore, Vaughan Prain and Lori Norton-Meier for constantly challenging me to think through issues and to go beyond the obvious. Fourthly, I would like to thank all the participating school districts, teachers, and students who have enabled all of us to conduct this research. I would like to especially thank the Boone School District for what is now closing on a decade of research being conducted at their schools. Lastly, I would like to thank Shari Yore for taking on the task of technical editor and making some of us actually make sense, and Tracie Miller for help in coordinating all the necessary publishing details. vii EXECUTIVE SUMMARY There is currently much debate in the science education community and in education generally about the need to involve students in practices that will make them scientific literate citizens of the world. An important component of this goal is to ensure that students can be involved in science inquiry activities, adopt the argumentation strategies used by scientists, and use the language of science. Science learning is no longer about replicating the language of science – that is, using the big words of science without understanding their meanings – but rather students need to be able to distinguish science claims from pseudoscience, to understand what constitutes evidence, and to link questions, claims, and evidence together in forming strong science arguments. To achieve this, students need to be able to have experiences of these processes as a part of their normal science studies within school. The research described in this book addresses the use of an approach codeveloped by the editor and Carolyn Wallace, called the Science Writing Heuristic (SWH) approach, to achieve the aims described above. The SWH approach requires students to pose questions, make claims about their inquires, use the data in logical ways to structure reasoned evidence to support their claims, examine what scientists and others say about their investigations, and then to stand back and reflect on what they have learnt from their inquires. Importantly, the SWH embeds this argument structure within the inquiries students complete as a central core function of their science experience. Students are expected to develop arguments using the language of science to talk, read, and write about the concepts they are investigating. The research reported in this book examines the use of the SWH approach across the entire education spectrum from early childhood to the university setting. We have used the approach from the pre-kindergarten classroom to first year chemistry laboratory classes in a major university. The research has adopted a range of methods to address issues of whether the approach will help students’ understanding of science concepts, if teacher implementation has an impact on student performance, and in trying to identify the pedagogical strategies necessary for successful implementation. All the researchers, regardless of the particular questions they addressed, have focused on trying to understand how the SWH approach can be used within classrooms to benefit all learners. The results of this research across all these grade levels highlights three consistent findings. These are: – The quality of implementation of four identified pedagogical foci is critical to student success. ix BRIAN HAND – Language is an absolutely critical element of the whole process. – The embedded nature of argumentation is critical to helping students build understanding of argument. The importance of these findings highlights the need for us to continue to explore the concepts of language and embeddedness of argument as critical features of science classrooms. x BRIAN M. HAND INTRODUCING THE SCIENCE WRITING HEURISTIC APPROACH As a science teacher in the late seventies and through the eighties, I was concerned with ensuring that all students in my classes were familiar with laboratory activities and used the format of science reports of hypothesis, method, observation, data, results, and conclusions. It was my responsibility to involve students in the processes of science and to build their science knowledge. As long as the students were able to complete the activities, report using the scientific format, and complete the tests given, I was comfortable in the knowledge that I was doing a good job teaching my students. Student discussions were rarely about what they wanted to engage with because I wanted, and needed, to ensure that I was able to cover the necessary curriculum. I was concerned about students and tried to ensure that the classroom environment was comfortable and where all students were valued. So what caused my change? Moving into research and higher education caused me to look much more carefully at classrooms, teaching, and learning. While I am a little slow in picking up things, trying to match theoretical understandings to what occurs in classrooms required a shift in thinking. Suddenly, the complexity of trying to link teaching, learning, science inquiry, science argument, and language to learn strategies required me to appreciate that there is no simple solution. There is no simple cause and effect solution – we are bound up in complexity. Hence, the beginning of the journey… INTRODUCTION The focus on language, as viewed in terms of the concept of science literacy, has shifted many times over the last century. Much of the early focus on science literacy was ensuring that a learner could read the science textbook and use the words of science correctly. However, the various standards documents in the middle of the 1990s changed the emphasis from replication of terminology to a focus on the ability to (a) use language to build understanding of the topic and (b) communicate to a broad audience the science knowledge gained from studying the topic. This shift in emphasis has meant that attention is now focused on the relationship between language and science. Students are expected to do much more than simply remember lists of facts, spell words correctly, or recognize the science words in the text (because they appear in bold). Language is critical to the Brian M. Hand (ed.), Science Inquiry, Argument and Language, 1–11. © 2008 Sense Publishers. All rights reserved. BRIAN M. HAND construction of science knowledge, the debates and arguments of science, and to the dissemination of science knowledge. Using the Science Writing Heuristic (SWH) approach for inquiry investigations, we can help students participate in science disciplines in ways that resemble the thoughtful methods employed by ‘real’ scientists. Students develop their capacities to formulate scientific arguments and learn the language of science through its use. Norris and Phillips (2003) clearly defined for us the two essential senses of literacy that frame science. The first is the derived sense of literacy in which “reading and writing do not stand only in a functional relationship with respect to science, as simply tools for the storage and transmission of science. Rather, the relationship is a constitutive one, wherein reading and writing are constitutive parts of science” (p. 226). For Norris and Phillips, this is critical because these constituents are the “essential elements of the whole” (p. 226); that is, remove these language elements and there is no science. Science is not something that can be done without language. To this derived sense of science literacy, I would expand Norris and Phillips’ definition to include the different modes of representation. While this is implicit within reading and writing, there is a need to understand that different modes of science are integral to the concept of reading and writing; that is, science is more than just text. Other modes used by scientists to construct understanding include graphs, equations, tables, diagrams, and models. The second essential sense of literacy is the fundamental sense of science literacy. For Norris and Phillips (2003), the fundamental sense involves the “reasoning required to comprehend, interpret, analyze, and criticize any text” (p. 237). Importantly, they argued that science has to move past oracy and the oral traditions because “without text, the social practices that make science possible could not be engaged with” (p. 233). The important recording, presentation and representation of ideas, and debates and arguments that constitute the nature of the discipline are not possible without text. These two essential senses of literacy are critical to the development of scientific literacy. Simply viewing the acquisition of science content knowledge (the derived sense) as success denies the importance of being able to apply the reasoning structures of science (the fundamental sense) required for reading and writing about science. For all the people involved in the research reported in this book, the focus is on both senses of literacy. There is a focus on developing and improving students’ understanding of the knowledge of science, as well as promoting the use of language as a critical element of building the reasoning structures necessary for engaging in science. SCIENCE INQUIRY The concept of using inquiry as a critical element of science teaching has a long history originating with the learning cycle in the 1960s through to the current emphasis in national documents. For example, the U.S. National Science Education Standards (National Research Council [NRC], 1996) have mandated the use of inquiry strategies in order to improve science literacy. Success will result in 2 INTRODUCING THE SWH APPROACH students becoming literate members of society who are able to think critically using scientific argumentation processes. However, current studies indicate that getting students to become critical thinkers who engage with high-order cognitive activity within science is not easily achieved; and it requires structured support for students to become proficient at using the appropriate reasoning strategies (Bransford, Brown, & Cocking, 1999). For Wellington and Osborne (2001), the emphasis on inquiry leading to reasoning and science argument is critical because: Put simply, learning to think is learning to reason. Learning to reason requires the ability to use the ideas and language of science. … Moreover, learning to reason in science requires the ability to construct arguments that link evidence and empirical data to ideas and theories. Practical work alone is insufficient to create a bridge between observation and the ideas of science. (p. 83) Building on the arguments of Norris and Phillips, inquiry teaching needs to capture both the fundamental and derived senses of literacy such that students develop abilities, critical thinking, habits of mind, and communications in the context of inquiry science; these cognitive and metacognitive attributes result in understanding the nature of science, scientific inquiry, and the big ideas of science. Literacy practices of the science discourse community serve as the dialectic between the sensory experiences of the inquiry and the cognitive state of understanding the central concepts of science. From this position, knowledge is viewed as being constructed by an individual with language having its own meaning for each individual; thus, public knowledge becomes a process in which meaning is negotiated (Lerman, 1989). This process of negotiation will enable a shared and consistent meaning to be attached to the language (Prawat, 1989). Bransford et al. (1999, p. 229) emphasized the concept of language as critical to learning because “student’s personal knowledge [is] the foundation of sensemaking.” They further believe that students need to understand the role of language in developing skills of how to ‘argue’ the scientific ‘evidence’ they arrive at; the role of dialogue in sharing information and learning from others, and how the specialized, scientific language of the subject matter, promotes deep understanding of the concepts. (p. 299) Thus, science inquiry, as a central tenet of science, and the learning of science need to address the importance of language and argumentation in the construction of science knowledge. ARGUMENTATION Argumentation is a fundamental tradition of science communities. Each science community has an associated view of knowledge, plausible reasoning, patterns of argumentation, and variation in the evidence used to establish or justify knowledge claims. The use of canonical science ideas, models, and overarching theories in arguments are fundamental to the interpretation of data, augmentation of evidence, 3 BRIAN M. HAND and scientific explanation. Explanations must be consistent with observational evidence about nature, emphasize physical causality, and facilitate accurate predictions, when appropriate, about the systems studied. Arguments and related knowledge claims should be logical, respect the rules of evidence, be open to criticism, report methods and procedures, and make knowledge public (NRC, 1996). Effective argumentation leads to scientists’ understanding of the natural world and to establishing canonical science knowledge. Arguments have three generally recognizable forms: analytical, dialectical, and rhetorical. Duschl, Ellenbogen, and Erduran (1999, p. 1) stated: Essentially in the analytical approach an argument proceeds inductively or deductively from a set of premises to a conclusion. For analytical arguments of categorization, the form is the syllogism [a=b, b=c, therefore a=c]. For the analytical argument of causation, the form is material implication: If p then q; p therefore q.Dialectical arguments are those that occur during discussion or debate and involve reasoning with premises that are not evidently true. They are not totally based on knowledge and probability but on the refutation of the counterclaims and rebuttals. Rhetorical arguments are oratorical in nature and are represented by the discursive techniques employed to persuade an audience. These arguments focus on persuasion by presenting a more compelling case than the alternative cases. Phillips and Norris (1999), and Yore, Bisanz, and Hand (2003) argued for the importance of requiring students to understand scientific argumentation and reasoning involving claims, evidence, warrants, counterclaims, rebuttals, and certainty because they are essential attributes of science-literate populations. In transferring these ideas to the context of the science classroom, Driver, Newton, and Osborne (2000, p. 291) stated that rhetorical argument “is one sided and has limitations in educational settings.” They believe that these forms of argument occur when “teachers marshal evidence and construct arguments for the pupils.” Instead, a “dialogical or multivoiced” interpretation of argument is a much better form in that it encourages students to take different positions over “the claims advanced,” thereby improving the quality and nature of the argument put together. However, as Osborne, Simon, and Erduran (2002, p. 4) pointed out, “just giving students scientific or controversial socio-scientific issues to discuss will not prove sufficient to ensure the practice of valid argument.” Building on the work of Kuhn (1991), Osborne et al. posited that students need to be explicitly taught about argument through instruction, task structuring, and modeling. Driver et al. (2000, p. 290), in defining the difference between logic and argument, stated that arguing is a “human practice that is situated in specific social settings.” Argument can be both an individual activity done through thinking and writing, or it can be a negotiated social act. Translating these activities into the classroom so that students can build an understanding of and be able to practice scientific argument requires argumentation to be built into a “designed sequence of instruction that provides opportunities” for student growth (Duschl & Ellenbogen, 2002, p. 3). Importantly, Duschl and Ellenbogen believe that the traditional 4 INTRODUCING THE SWH APPROACH discourse patterns used by teachers do not encourage or even allow the type of discourse that scientists undertake when they build arguments for scientific claims. Building on this position, Wallace and Narayan (2002, p. 4) suggested that, for students to be engaged in science where argumentation is a core component, they need to be involved in “learning to use language, think and act in ways that enable one to be identified as a member of the scientific literate community and participate in the activities of that community.” Kelly, Bazerman, Skukauskaite, and Prothero (2002) further emphasized this need by stating that students must learn the kinds of claims people make; how they advance them; what literatures people rely on and how these literatures are invoked within arguments; what kind of evidence is needed to warrant arguments and how that evidence can be appropriately developed, analyzed, and interpreted given community standards; what kinds of concepts are appropriately evoked; and what kind of stance authors can appropriately take as contributors to their fields. As students engage in serious writing practices, they move beyond a simple formal approach to science to active work with scientific evidence, knowledge, and concepts. (p. 3) For Lemke (1990), this requires teachers to create situations in which students can talk science in contexts resembling real science contexts. Thus, students must be involved in inquiry activities that require them to build explanations and participate in argumentation processes. As part of this process, students must also have opportunities to engage with ill-structured authentic issues where there is more than one plausible solution or answer. This requires them to think critically through the relative value of each answer or solution and implement appropriate reasoning strategies to argue for a solution to the problem. THE SCIENCE WRITING HEURISTIC APPROACH Current efforts in science education have highlighted the need for writing-to-learn strategies to be used in science classrooms (Yore et al., 2003). These strategies recognize the value of having students articulate their understandings in different ways as a means to construct a richer conceptual framework of science knowledge. Importantly, these strategies are based on incorporating authentic writing tasks that extend students’ needs to engage with the demands of science, rather than seeing writing as note-taking, fill in the gap, or complete the sentence type exercises (Prain & Hand, 1996). Writing-to-learn tasks incorporate the need for students to access canonical science knowledge and, thus, engage the nature of science and their epistemologies and reasoning strategies as a framework to build understanding (Hand, Prain, Lawrence, & Yore, 1999). The SWH is an example of this type of writing activity. After a chance meeting at the National Association for Research in Science Teaching annual conference in Chicago in 1997 with Carolyn Keys, we joined forces to explore the idea of building a framework that would link inquiry, argumentation, and an emphasis on language. The result was the development of 5 BRIAN M. HAND the Science Writing Heuristic approach. The SWH approach (see Table 1) consists of a framework to guide activities as well as a metacognitive support to prompt student reasoning about data. Similar to Gowin’s Vee heuristic (1981, p. 157), the SWH provides learners with a heuristic template to guide science activity and reasoning in writing. Further, the SWH provides teachers with a template of suggested strategies to enhance learning from laboratory activities. As a whole, the activities and metacognitive scaffolds seek to provide authentic, meaning-making opportunities for learners. The negotiation of meaning occurs across multiple formats for discussion and writing. The SWH is conceptualized as a bridge between informal, expressive writing modes that foster personally constructed science understandings and more formal, public modes that focus on canonical forms of reasoning in science. In this way, the heuristic scaffolds learners in both understanding their own laboratory activity and connecting this knowledge to other science ideas. The template for student thinking (see Table 1) prompts learners to generate questions, claims, and evidence for claims. It also prompts them to compare their laboratory findings with other sources, including their peers, information in the textbook, Internet, etc. The student template prompts learners to reflect on how their own ideas have changed during the experience of the laboratory activity. The SWH can be understood as an alternative format for laboratory reports as well as an enhancement of learning possibilities of this science genre. Instead of responding to the five traditional sections of purpose, methods, observations, results, and conclusions, students are expected to respond to prompts eliciting questioning, knowledge claims, evidence, methods, description of data, and observations, and to reflect on changes to their own thinking. Table 1. The two templates for the SWH: Teacher template and student template The Science Writing Heuristic, Part I: A template for teacher-designed activities to promote laboratory understanding 1. Exploration of pre-instruction understanding through individual or group concept mapping 2. Pre-laboratory activities, including informal writing, making observations, brainstorming, and posing questions 3. Participation in laboratory activity 4. Negotiation phase I – writing personal meanings for laboratory activity (e.g., writing journals) 5. Negotiation phase II – sharing and comparing data interpretations in small groups (e.g., making group charts) 6. Negotiation phase III – comparing science ideas to textbooks for other printed resources (e.g., writing group notes in response to focus questions) 6 The Science Writing Heuristic, Part II: A template for students 1. Beginning ideas – What are my questions? 2. Tests – What did I do? 3. Observations – What did I see? 4. Claims – What can I claim? 5. Evidence – How do I know? Why am I making these claims? 6. Reading – How do my ideas compare with other ideas? INTRODUCING THE SWH APPROACH 7. Negotiation phase IV – individual re- 7. Reflection – How have my ideas flection and writing (e.g., creating a presen- changed? tation, such as a poster or report, for a larger audience) 8. Exploration of post-instruction understanding through concept mapping While the SWH recognizes the need for students to conduct laboratory investigations that develop their understanding of scientific methods and procedures, the teachers’ template seeks to provide a stronger pedagogical focus for this learning. In other words, the SWH is based on the assumptions that science genres in school should reflect some of the characteristics of scientists’ writing and be shaped as pedagogical tools to encourage students to ‘unpack’ scientific meaning and reasoning. The SWH is intended to promote both scientific thinking and reasoning in the laboratory and metacognition, where learners become aware of the basis of their knowledge and are able to monitor more explicitly their learning. Because the SWH focuses on canonical forms of scientific thinking, such as the development of links between claims and evidence, it also has the potential to build learners’ understandings of the nature of science, strengthen conceptual understandings, and engage them in an authentic argumentation process of science. The SWH emphasises the collaborative nature of scientific activity, i.e., scientific argumentation, where learners are expected to engage in a continuous cycle of negotiating and clarifying meanings and explanations with their peers and teacher. In other words, the SWH is designed to promote classroom discussion where students’ personal explanations and observations are tested against the perceptions and contributions of the broader group. Learners are encouraged to make explicit and defensible connections between questions, observations, data, claims, and evidence. When students state a claim for an investigation, they are expected to describe a pattern, make a generalization, state a relationship, or construct an explanation. The SWH promotes students’ participation in setting their own investigative agenda for laboratory work, framing questions, proposing methods to address these questions, and carrying out appropriate investigations. Such an approach to laboratory work is advocated in many national science curriculum documents on the grounds that this freedom of choice will promote greater student engagement and motivation with topics. However, in practice, much laboratory work follows a narrow, teacher agenda that does not allow for broader questioning or more diverse data interpretation. When procedures are uniform for all students, where data are similar, and where claims match expected outcomes, then the reportage of results and conclusions often lacks opportunities for deeper student learning about the topic or for developing scientific reasoning skills. To address these issues, the SWH is designed to provide scaffolding for purposeful thinking about the relationships between questions, evidence, and claims. 7 BRIAN M. HAND EMBEDDING LANGUAGE AND ARGUMENTATION PRACTICES There has been an ongoing debate about the best approach to introduce language instruction within classrooms, particularly in relation to science classrooms. The work of Halliday and Martin (1993) clearly emphasized the need for students to engage with the structure of the genres of science as a precursor to doing science. This position adopts the view that there is a need to learn to use the language prior to learning the science. For example, students need to learn the structure of the laboratory report prior to using the format to engage with laboratory activities. Gee (2004) argued for the opposite position; i.e., we need to embed language within the learning experience. In this position, language is viewed as a learning tool; and there is no separation between learning how to use language and learning science. Klein (1999), in his review of the writing-to-learn literature, suggested there is no conclusive evidence for the learning-to-use language position. On the other hand, Prain (2006) suggested that using the language as a learning tool position offers much more potential for learning gains than learning about language separate from the context of its use. While there is much debate about the relative merits at the extremes of these positions, Hand and Prain (2006) have argued for some convergence of these positions. They believe there is a continuum of positions such that, while there is a requirement for students to engage with the language of the discipline as a learning tool in order to learn the content, students also need to understand the structure of the genres used within science. Klein (2006), in discussing the relative importance of first- and second-order cognitive science with respect to science literacy, stated that there is no one position in terms of language that should be adopted. He suggested that in the middle of the spectrum are practices that integrate expressive features of human thought and language with denotative features of authentic science text, such as concept mapping, graphing and the SWH. The result is that contemporary reforms in science literacy education accommodate students’ cognition and language, while preparing them to participate in disciplinary knowledge construction. Furthermore, the central hypothesis overarching these interpretations is that enhanced science literacy in the fundamental sense will result in improved understanding of the big ideas of science and fuller participation in the public debate about science, technology, society, and environment issues – the derived sense of science literacy. (p. 171) The importance of recognizing the need to have some middle ground also applies to the concept of science argument. Much of the work done by Osborne and his colleagues is based on the work of Halliday and Martin. Their work focused on promoting argument as a structure to be learnt prior to using argument within class. They suggested “argument is a discourse that needs to be explicitly taught, through the provision of suitable activity, support, and modeling” (Simon, Erduran, & Osborne, 2006, p. 237). While I agree with Osborne and his colleagues on the 8
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