THE PRINCIPAL FINANCIAL GROUP® (PFG)
FORTUNE 500® Company. Listed on the NYSE (ticker: PFG). Constituent stock of Standard & Poor’s (S&P) 500® Index
Global
Investment
Management
137
years* of history
Since 1879
14,800 employees worldwide**,
recognized with Workplace Excellence
Asset
Allocation
Expertise
Retirement
Leadership
70
over
years* Pension
Management Experience
AUM:
US$572.7
billion
$572.7
1
$483.2
19.2 millionr clients and
over 11.5 million* pension
plan members in more
than 70 countries*.
$519.3
$527.4
$403.0
$318.8 $335.0
2010
2011
2012
2013
2014
2015
2016
Global Investment and Retirement Management
Simply Driven
Global Business Operation in 18 countries* throughout Asia, Australia, Europe, Latin America and North America.
U.S.
UK
PRINCIPAL
FINANCIAL GROUP
Headquarters
Des Moines, Iowa
Netherlands
China
China
Joint Venture with
(China Construction Bank)
Ireland
Germany
Hong Kong
Hong Kong
Malta
Mexico
Chile
UAE
Latin America
Japan
India
(Joint Venture with Punjab
National Bank)
Brazil
Brazil
(Joint Venture with
Banco de Brazil)
Advisory Service
Annuities
Asset Management
Islamic Institutional Asset Management
India
Mutual Funds
Pensions
Pensions – Mandatory
Pensions – Voluntary
Malaysia
Thailand
Australia
Singapore
Indonesia
South East Asia Region
(Joint Venture with CIMB)
PRINCIPAL GLOBAL INVESTORS (PGI)
Asset management arm of PFG
402.7
US$
billion assets in
aggregate*
15
66%
of our rated
US mutual funds have a
4 or 5 star Morningstar
rankings*
th
largest advisorsold fund family in
U.S. Mutual Funds2
553
Signatory for
United Nations-Backed
Principles for Responsible
Investment (PRI) and
overall A+ score in 2015
PRI Report^
Investment
Professionals & over
1,750 employees*
MULTI-BOUTIQUE STRATEGY
13
Network of more than
specialized investment boutiques, a single point of access to
world-class investment boutiques and expertise in:
Global Equities
Real Estate
Investment
Stable Value & Fixed
Income
Global Fixed Income
Institutional Equities
Management
Global Equities
Management
Preferred Securities
High Yield Bonds
& Leveraged Loans
Emerging Market
Fixed Income
Asset allocation
Shariah – compliant
Investment
Equities,
Fixed Income,
Asset Allocation
Strategies
Currency &
Macro Fund
BUSINESS IN HONG KONG
• Principal is a provider of investment and retirement solutions in Hong Kong. We combine our
capabilities in Global Investment Management, Retirement Leadership and Asset Allocation Expertise
to provide retirement and asset management to businesses, individuals and institutional clients.
• We offer award-winning mutual funds and investment products through our family of companies,
all of which are member companies of the Principal Financial Group®.
PENSION
2016 MPF
Scheme of the
Year
20 years
at The MPF
Awards 20164
of establishment
Top 5
MPF Provider
in HK+
50.3B
HKD in
asset size3
covering
covering
29,000
Employers3
587,000
Employees/
Members3
MUTUAL FUNDS
Experience
20 Years of Establishment
Expertise
Diversified Product Range
offered by Multi-boutique
Performance
Power To Exceed
Under Any Conditions
Competitive Performance
HOUSE AWARDS - FIXED INCOME
US Fixed Income
Contact Information:
E-mail
Hotline/Contact No.
Fax
Principal MPF Scheme Series 800, Principal MPF Scheme Series 600, Principal Trust Company (Asia) Limited Retirement Scheme
MPF/ORSO Schemes
[email protected]
2827 1233
2827 1707
Mutual Funds Products
[email protected]
2117 8383
General: 2801 5690
Dealing: 2918 1461
Principal MPF – Smart Plan, Principal MPF – Simple Plan, Principal Central Provident Fund
MPF Schemes
ORSO Schemes
[email protected]
2802 2812 (For Members)
2519 1188 (For Employers)
2827 1707
2827 8112
2511 9559
Footnotes:
*
**
Δ
^
+
1
As of 30 June 2016.
As of 30 September 2015. https://secure02.principal.com/publicvsupply/GetFile?fm=WW55&ty=VOP&EXT=.VOP
As of 31 March 2016.
PRI Pilot Assessment Report, September 2015.
Source: Gadbury Group Limited, as of 30 June 2016.
Principal is recognized as Workplace Excellence in below areas:
– One of 100 companies to be named one of the World’s Most Ethical Companies by the Ethisphere Institute in 2015,
which recognizes organizations that have had a material impact on the way business is conducted by fostering
a culture of ethics and transparency at every level of the company. This is the fifth year The Principal has been
recognized by Ethisphere. March 2015.
– Recognized by Forbes as one of America’s Best Employers – ranking 63rd out of 500 companies, and four among
“banking and financial services” companies. March 2015.
2 Strategic Insight Mutual Fund Management Companies Rankings and Analysis, June 2016.
3 As of 30 June 2016, after the completion of Principal’s acquisition of AXA’s pension business on 1 September 2015. The
AUM includes both MPF and ORSO businesses.
4 The 2016 MPF Awards is based on performance, fees and administration assessments as of 31 December 2015. For details
of the source and assessment criteria, please refer to http://www.mpfratings.com.hk/english/ratingsandawards/ratings
Disclaimer
Investment involves risks. Past performance of any particular fund or product mentioned in this document is not indicative
of future performance of the relevant fund or product, and the value of the each fund or product mentioned in this
document may go down as well as up. You should not invest solely in reliance on this document. There is no assurance on
investment returns and you may not get back the amount originally invested.
You should consider your own risk tolerance level and financial circumstances before making any investment choices. If you
are in doubt as to whether a certain fund or product mentioned in this document is suitable for you (including whether it is
consistent with your investment objectives), you should seek legal, financial, tax, accounting and other professional advice
to ensure that any decision made is suitable with regards to that your circumstances and financial position, and choose the
fund(s)/product(s) suitable for you accordingly.
The information contained in this document has been derived from sources believed to be accurate and reliable as of the
date of publishing of this document, and may no longer be true, accurate or complete when viewed by you. The content
is for informational purpose only and does not constitute an offer, a solicitation of an offer or invitation, advertisement,
inducement, representation of any kind or form whatsoever or any advice or recommendation to enter into any transactions
in respect of the funds/products referred to in this document. This document is not intended to be relied upon as a
forecast, research, or investment advice regarding a particular investment or the markets in general, nor is it intended
to predict or guarantee the performance of any investment. The information does not take account of any investor’s
investment objectives, particular needs or financial situation. You should not consider the information as a comprehensive
statement to be relied upon. All expressions of opinion and predictions in this document are subject to change without
notice.
All figures shown in this document are in U.S. dollars unless otherwise noted.
Subject to any contrary provisions of applicable law, neither the companies, nor any of their affiliates, nor any of the
employees or directors of the companies and their affiliates, warrants or guarantees the accuracy of the information
contained in this document, nor accepts any responsibility arising out of or in connection with any errors or omissions of
the contents set out in this document.
This document is the property of Principal Investment & Retirement Services Limited that no part of this document may
be modified, reproduced, transmitted, stored or distributed to any other person or incorporation in any format for any
purposes without Principal Investment & Retirement Services Limited’s prior written consent.
Principal Global Investors is the asset management arm of the Principal Financial Group ® (The Principal ®)¹ and includes
the asset management operations of the following subsidiaries of The Principal: Principal Global Investors, LLC; Principal
Real Estate Investors, LLC; Principal Enterprise Capital, LLC; Spectrum Asset Management, Inc.; Post Advisory Group, LLC;
Columbus Circle Investors; Edge Asset Management, Inc.; Morley Financial Services Inc.; Finisterre Capital, LLP; Origin
Asset Management, LLP; Principal Global Investors (Europe) Limited; Principal Global Investors (Singapore) Ltd.; Principal
Global Investors (Australia) Ltd.; Principal Global Investors (Japan) Ltd.; Principal Global Investors (Hong Kong) Ltd.; CIMBPrincipal Islamic Asset Management Sdn. Bhd.; and the majority owned affiliates of Principal International, Inc. Assets
under management includes assets managed by investment professionals of Principal Global Investors under dual employee
arrangements with other subsidiaries of The Principal and assets managed in accordance with investment advice provided
by Principal Global Investors through the delivery of a model.
1
“The Principal Financial Group” and “The Principal” are registered trademarks of Principal Financial Services, Inc., a
member of the Principal Financial Group.
This document has not been reviewed by any regulatory authority in Hong Kong.
This document is issued by Principal Investment & Retirement Services Limited.
Website: www.principal.com.hk
Address: 27/F, Hopewell Centre,183 Queen’s Road East, Hong Kong
Last update: September 2016