article r ep r i n t THE INTERNATIONAL LAWYER Crim es A gainst H um anity in Bangladesh N IA L L M A C D E R M O T , Q.C. Reprinted from THE INTERNATIONAL LAWYER, Volume 7, Number 2, April 1973 A Quarterly Publication of the Section of International Law, American Bar Association Copyright © 1973 American Bar Association N IA L L M A C D E R M O T , Q.C.* Crim es A gainst H um anity in B angladesh t In April 1972 the w riter paid a visit to D acca with tw o objects in view. T he first was to obtain further inform ation for the study which the staff o f the International C om m ission o f Jurists was preparing on the events in E ast P akistan in 1971. This is now available.1 It contains a sum m ary o f the events and an analysis o f the légal im plications from the point of view of Pakistani internai law, international pénal law, the right o f selfdeterm ination, the rôle o f the U N , and the rôle o f India. T h e second object was to seek to persuade the governm ent o f Bangla desh that if, as stated, they are to bring to trial senior Pakistani générais and officiais on charges o f w ar crim e s'an d crim es against hum anity, they should do so under international pénal law before an international tribunal containing a m ajority o f judges from neutral countries. In order to explain why this was urged upon the Bangladesh govern m ent, the nature o f the violations o f hum an rights which occurred on both sides will be outlined briefly, followed by com m ents upon their im plica tions under international pénal law, before dealing with the trial procédures which the Com m ission suggested should be followed. T he serious violence began on the night o f M arch 25, 1971, at the end of three weeks o f inconclusive talks in D acca betw een Président Y ahya K han and Sheikh M ujibur Rahm an. T hese w ere aim ed at reaching agreem ent upon the broad lines o f a new constitution to replace the m ilitary régime which had usurped pow er in M arch 1969.2 *Secretary-G eneral International C om m ission o f Ju rists; form er M inister o f State in the G overnm ent o f the U nited Kingdom. tB ased on an address by the a uthor to the A m erican Bar A ssociation Section of International L aw on A ugust 16, 1972, at San Francisco. 'T h e E ve n ts in E a st Pakistan, 1971, available from the International C om m ission of Jurists, 109 route de C hêne, 1224 C hêne-B ougeries/G eneva, Sw itzerland. Price U .S. $3 (postage free). 2lt will be rem em bered that in élections to the E ast Pakistan C onstituent A ssem bly in D ecem ber, 1970, the A w am i L eague, led by Sheikh M ujibur R ahm an had won 167 o f the 169 E ast Pakistan seats, constituting a m ajority o f the entire A ssem bly. T he num ber o f seats allocated to W est Pakistan was 144. T he C o n stitu en t A ssem bly was due to m eet in D a cca on M arch 3, but P résident Y ahya K han postponed the m eeting for further talks. \ 476 In te rn a tio n a l L a w ye r, Vol. 7, N o . 2 Crimes Against Humanity in Bangladesh 477 During the three-w eek period, the Pakistan arm y rem ained in their cantonm ents, and it is hardly an exaggeration to say th at the Awami League led by M ujibur Rahm an had provided the de facto governm ent o f E ast Pakistan. Considering the prevailing tensions, there had been rem arkably little violence, apart from one m ajor ou tburst against the Biharis in Chittagong from 3 to 7 M arch.3 O n M arch 25 Président Y ahya K han flew back to W est Pakistan, and at 10 PM the arm y left their cantonm ent in D acca. A t the time it was said that their object was to restore law and order. L ater it was stated that the object was to forestall an arm ed uprising planned for the next morning by defecting Bengali troops and police, and by Awam i League supporters. In the C om m ission’s staff study neither o f these explanations was accepted, for reasons stated. The m ore simple and obvious explanation seem ed likely to be the right one, nam ely, th at w hen P résident Y ahya K han concluded th at there was no basis for agreem ent upon a constitutional settlem ent, he decided to reassert the authority o f his m ilitary régime over E ast Pakistan. It was not till 1:30 the next m orning th at Sheikh M ujibur R ahm an was arrested at his hom e, where he was waiting quietly for his captors —hardly the conduct o f a leader of a planned arm ed uprising. T he other A w am i League leaders fled, and on the next day proclaim ed a sovereign and independent State o f Bangladesh accom panied by a call to the Bengali people to resist the army. T h e main targets of the arm y’s attack at D acca w ere the U niversity, the police headquarters, various bazaars o r shopping areas, m any of the poorer quarters o f the city and the H indu areas. A t the U niversity the student halls were attacked. Light small arm s résistance cam e from one of the halls but was overcom e after som e 35 m inutes. T he arm y shooting continued, how ever, till about 7:00 A M . T he students killed were buried in a m ass grave dug with a bulldozer, and are believed to have num bered som e hundreds. T en o f the U niversity staff w ere taken from their quarters and shot perem ptorily. One o f them , Professor M unirazzam an, was later said to have been shot by accident, and his relatives were paid com pensation by the P akistan governm ent. T here could hardly be clearer confirm ation o f the illégal nature o f the shooting s. T he police headquarters were attacked with tanks. A ny who did not escape w ere killed. T he bazaars w ere burnt to the ground, as w ere large 3T he “ B iharis” is the nam e given to the U rdu speaking M oslem s who cam e from India to E ast Pakistan, m ostly from Bihar, at the tim e o f the partition o f India and the founding o f the State o f P akistan in 1947. T hey tended to rem ain in closely knit groups, concentrated in the m ain tow ns, continuing to speak U rd u and nev er becom ing fullÿ integrated into the Bengali-speaking com m unity. T here had been o utbursts o f com m unal strife against them a t earlier periods of tension. In te r n a tio n a l L a w y e r, Vol. 7 , N o . 2 478 IN TE R N A TIO N A L LAW YER areas o f the p oorer quarters and the H indu quarters. T he fleeing in habitants w ere m achine gunned. T he shooting continued interm ittently for 48 hours. According to conservative estim âtes, some tw o thousand to three thousand civilians were killed, T he effect in D acca was a cow ed population, but in other parts of the country a very différent situation prevailed. In many o f the main population centers defecting E ast Bengali soldiers and police, supported by A wam i League vigilantes, seized contro'l. T he W est Pakistan! army was besieged in their cantonm ents or forced to flee to seek reinforcem ents. In tw o places arm y com panies were wiped out. A s inform ation about the conduct of the army in D acca becam e known, vengeance was w reaked against the Biharis and some frightful m assacres resulted. In some places, such as Chittagong, it was up to two or three w eeks before the arm y regained control o f these other centers. W hen they did so, savage m easures o f repression followed, beginning first in tow ns and then in the surrounding villages. T he arm y w ere supported by R azakars, a locally recruited param ilitary force. In areas w here there w ere Biharis, the R azakars w ere recruited largely from the Biharis, but in many areas they w ere recruited from Bengalis who w ere loyal to the W est P akistan connection. L ater, when the arm y w ent to guard the frontiers with India, the task o f preserving “law and o rd e r” in the interior fell upon these auxiliaries and upon “ rangers” and police brought from W est Pakistan. T he général pattern o f repression was as follows: (1) People denounced as A w am i League supporters, students or H indus w ere simply taken out and shot. T he killing of H indus was justified on the grounds that “ H indus are enem ies o f the people.” T he arm y appear to have been the victim s o f their own propaganda, which erroneously proclaim ed that it was the H indus, acting as thé agents o f India, who had led the Awam i L eague and the people o f E ast Bengal to dem and autonom y. In fact, ail the leaders o f the Awam i League were M oslem s, and there w ere few H indus am ong its m em bership. (2) A ny areas or villages from which shots w ere alleged to have been fired, o r assistance given to guerrillas, w ere destroyed, and those o f the inhabitants who did not flee Were shot. (3) If any attem pt was m ade to blow a bridge, every building within 150 yards was razed to the ground. (4) Hindu villages were destroyed and those o f the inhabitants who did not flee w ere shot. T he scale o f the destruction o f villages was truly colossal, and was not confined to the initial period. Indeed it was intensified when the guerrilla forces trained in India returned after June. In te rn a tio n a l L a w y e r , V ol. 7 , N o . 2 Crimes Against Humanity in Bangladesh 479 T he resuit o f this system atic repression was a flood o f refugees to India on an unprecedented scale. W e have no reason to think that the Indian estim ate o f 10 million refugees is exaggerated. Tw o other features of the repression should be m entioned. R ape is alleged to have occurred on a very wide scale. T h e num bers m ay have been exaggerated, but the fact th at a spécial state agency has been created to deal with the resulting social problem o f unm arried m others is evidence o f the m agnitude of the problem . Secondly, there are m any accounts o f the torture o f political prisoners when, as occurred after June, the authorities arrested rath er than shot suspects. In some cases older suspects w ere m ade to w atch while the younger detainees w ere beaten. It is outside the scope of this subject to discuss the legality of the military assistance given by India to the M ukti Bahini guerrilla forces, though the C om m ission’s staff study does so. A s is well-known, the events in E ast P akistan w ere brought to a speedy term ination by the Indian invasion on D ecem ber 6 and the 12-day w ar leading to the surrender of the W est P akistan army. D uring the closing days o f the war, there was a further wave o f shootings of university teachers and o ther professional and leading persons among the Bengalis. It is not surprising th at in the early days, after the surrender, there w ere some savage reprisais. O ne incident, in which form er R azakars w ere bayonetted to death on the Sports G rou nd at D acca, received world-wide publicity since it occurred in front o f télévision cam éras. This and similar incidents occurred before any new governm ental authority had been established. W hen Sheikh M ujibur R ahm an was released and returned, he used ail his authority to stop thèse reprisais, and prom ised that those responsible for “ w ar crim es” would be dealt w ith by due process o f law. In considering the atrocities com m itted on both sides, a distinction is to be draw n betw een crim es com m itted as part o f a system atic policy o f repression carried out by a disciplined arm ed force, and crim es com m itted by undisciplined and frenzied m obs. T he distinction is brought out clearly in the rem arkable accounts given by A nthony M ascarenhas. H e was a notable journalist from W est P akistan, a C hristian who came originally from G oa, and who was an official correspondent attached to the 9th Pakistani D ivision stationed in the Com illa area. H orrified by the brutality o f the arm y repression, he later fled to the w est and published his account o f w hat he saw. A m ongst other things, he speaks o f the opérations directed against the civilian population know n officially as “ kill and burn” m issions. T here could hardly be clearer evidence o f the violation o f the G en ev a C onventions. O ne may w onder how it is possible that a disciplined arm y would carry out such violations o f hum an rights. T hree factors are perhaps relevant. In te r n a tio n a l L a w y e r, V ol. 7, N o . 2 480 IN TE R N A TIO N A L LAW YER F irst, it m ust be rem em bered th at the arm y were exposed to ail the d ifficu ltés o f an arm ed force, fighting against an insurgent guerrilla force disguised in civilian clothing, and operating under cover o f a generally sym pathetic civilian population. Secondly, the arm y did w hat it did in the cause o f patriotism and in the cause o f religion, and for them this was the same cause. Pakistan was founded as an Islam ic state, and alm ost its sole unifying feature was the Islam religion. T hose who were seeking to w eaken or dism em ber the unity o f the state w ere seen as enem ies o f Islam. The war against them was a holy war. Thirdly, there was a m assive barrier betw een the opposing forces in the language barrier. Evidence show s that the w orst crim es in arm ed conflicts occur betw een people who cannot com m unicate with each other. O ne has only to think in recent tim es o f the Mi Lai m assacre, or o f the little publicized destruction o f E ritrean villages, and annihilation o f their inhabitants by Am haric- speaking soldiers o f the Ethiopian arm y. W hilst none o f these factors excuse, they m ay help to explain how these atrocities occurred. International Pénal Law M any o f the brutalities com m itted were, of course, violations o f w hat P rofessor F rank N ew m an term s the International Bill o f H um an Rights, i.e., the U niversal D éclaration, the two International C ovenants and the O ptional Protocol. T he C ovenant on Civil and Political Rights recognizes th at there m ay be some dérogation from thesç rights in time o f public em ergency “ to the extent strictly required by the exigencies o f the situ ation ,” and provided that they do not involve discrim ination. But no déro gation is allowed from the articles dealing with the right to life; torture, cruel and inhum an or degrading treatm ent or punishm ent; the right to récognition as a person before the law; and the right to freedom o f thought, conscience and religion. T hese breaches do not, o f course, at present give rise to any enforcem ent procédures or sanctions. It can also be argued that som e breaches o f the C onvention on the Elim ination o f Racial D iscrim ination occurred. T here is a procédure for subm itting com plaints about violations to a U .N . C om m ittee, but it was never invoked. Perhaps the clearest breaches in international law were those o f A rticle 3 o f the G eneva C onventions dealing with “arm ed conflicts not o f an international ch aracter,” a category into which the hostilities clearly fell until D ecem ber 6, when the Indian invasion converted the struggle into an international war. A rticle 3 provides that “ Persons taking no active part in the hostilities . . . shall in ail circum stances be treated with hum anity without any adverse distinction founded on race, colour, religion or faith, sex, In te rn a tio n a l L a w ye r, Vol. 7 , N o . 2 Crimes Against Humanity in Bangladesh 481 birth or wealth or any other similar criteria.” T here are also spécifié prohibitions of m urder, m utilation, cruel treatm ent, taking o f hostages, and humiliating or degrading treatm ent. U nfortunately, no spécifié sanctions are provided. E ven the duty to search out and bring to justice persons who com m itted “grave m easures” does not apply to breaches o f A rticle 3. It has been widely alleged by the Bangalees, as the people of Bangladesh are called, that the P akistan arm y was guilty o f genocide. G enocide has become a highly em otive term widely used to cover any large-scale killings. U nd er the G enocide C onvention, genocide m eans the killing o f m em bers o f a national, ethnie, racial o r religious group as such, with intent to destroy the group in whole or in part; it also includes the doing of certain o ther acts with that intent, including deliberately inflicting on the group, conditions of life calculated to bring about their physical destruction in whole or in part. We belive th at there would be great difficulty in establishing the intent to destroy the Bengali people as such, though there may have been spécifié incidents in which the necessary intent could be established. In the case o f the attacks on H indus, how ever, there seem s to be a strong prim a fa c ie case o f the intent to destroy them “as such.” T he question w hether the attacks on Biharis were genocide m ust also be considered. T he Biharis appear to have been an identifiable national, ethnie or racial group. T he m ore diffîcult question is w hether acts o f m ob frenzy carried with them the necessary intent to constitute this crim e. T he C om m ission’s Staff Study inclines to the view that they do not, but th at individuals who consciously stirred up the m ob with this intent would be guilty o f genocide. T he G enocide C onvention had been ratified by P akistan, but at the time o f these events the governm ent had not enacted the necessary législation in accordance with A rticle 5, to give effect to the C onvention under Pakistani law and provide effective penalties. H ow ever, under the C onvention, gen ocide is declared to be “a crim e under international law ” and so, at least w hen the C onvention was ratified by Pakistan, genocide becam e a crim e u nder international law applicable to ail persons resident within Pakistan. It follows th at while a person could not be charged under Bangladesh law with genocide, save under retroactive législation, no elem ent of rétroaction would arise if charges w ere preferred under international pénal law. The G enocide C onvention provides expressly in A rticle 4 that persons com m itting genocide “ shall be punished” w hether they are constitutionally recognizable rulers, public officiais or individuals. A m ore difficult question is w hether the defense of “ superior o rders” is available. A clause in the original draft which would have excluded it was left out. H ow ever, if, as I believe, the N urem berg Principles are declaratory o f général principles o f international pénal law, then superior orders would not provide a defense. In te rn a tio n a l L a w y e r, Vol. 7, N o . 2 482 IN TE R N A TIO N A L LAW YER T his leads us to consider the scope of custom ary international pénal law and the concept o f “crim es against hum anity.” T he N urem berg Principles as form ulated by the International Law C om m ission and approved by the U .N . G eneral Assem bly are, of course, the principal statem ent on this subject, and contain a well-known définition of w ar crim es and crim es against hum anity. C rim es against hum anity are defined as “ m urder, exterm ination, enslavem ent, déportation and other inhum an acts done against any civilian popu lation or persécution on political, racial or religious grounds [when done] in the execution o f o r in connection with any crime against peace or any war crim e.” C rim es against peace are, in effect, acts o f international aggression, and w ar crim es are “violations o f the laws or custom s of w ar.” M any em inent authorities take the view that this définition restricts w ar crim es and, in conséquence, crim es against hum anity to crim es in con nection with international wars. T he C om m ission’s Staff Study respectfully argues to the contrary. In summarising the argum ents, the need for brevity results in a m ore dogm atic statem ent than is w arranted: (1) T he N urem berg Principles them selves dérivé from the C h arter of the N urem berg International M ilitary Tribunal. A s the Tribunal was set up to try crim es com m itted in connection with an international war, it is not surprising th at the term inology used relates more specifically to an inter national w ar situation. But, as the Tribunal itself said, that C h arter was “ the expression o f international law existing at tfie time o f its création.” If that be right, then the concept o f crim es against hum anity can be o f a m uch wider scope, and not limited to international wars. Support for this view is to be found in the ancient doctrine o f hum anitarian intervention, by which a state could be prevented from acting tow ards its own nationals in such a way as to shock the conscience o f mankind. (2) In any case, the laws of w ar are not restricted to international wars. A lthough the G en eva C onventions do not provide enforcem ent procédures for breaches o f A rticle 3, this article is nonetheless part o f the laws o f war, and breaches o f it in international w ar situations are “violations o f the laws or custom s of w ar.” (3) T he U .N . A ssem bly in resolution after resolution has declared apar theid and various o f the practices carried out under that policy to be “a crime against hum anity.” T he subject is dealt with fully in the report of the U N W orking G roup o f Experts which studied apartheid from the point of view o f international pénal law (E /C N .4/1075, Feb. 15, 1972). (4) Finally, and perhaps strongest o f ail, the C onvention on the N on-A pplicability of Statutory Lim itations to W ar C rim es and C rim es In te rn a tio n a l L a w y e r, Vol. 7 , N o . 2 Crimes Against Humanity in Bangladesh 483 Against H um anity, which entered into force on N ovem ber 11, 1970, p ro vides in Article 1 : N o statutory limitation shall apply to the follow ing crim es, irrespective o f the date o f their com m ission: (a) War C rim es [as defined in the N urem berg Principles] . . . (b) C rim es against humanity w hether com m itted in tim e o f war or in tim e o f peace, as they are defined in the N urem berg Charter and confirm ed by resolutions o f the G eneral A ssem b ly . . . . Pakistan voted for this C onvention. A lthough P akistan has not so ratified it as to be bound by the restrictions on periods o f statutory lim itation, it is subm itted that her affirmative vote involves acceptance that crim es against hum anity are not restricted to international w ar situations. T he m atter is o f practical im portance, since it affects the question w heth er, if Bangladesh does set up an international tribunal, it will be able to try under international pénal law persons alleged to have com m itted “ crim es against hum anity.” In this case, the défendants would be entitled to the procédural protections for a fair trial provided for in the N urem berg P rin ciples. T rial Procédures T he prelim inary question is w hether the P akistani générais and senior officiais should be tried at ail. It is by no m eans certain th at they will be. Im m ensely im portant political considérations are involved, apart from the question w hether sufficient evidence is available to establish responsibility o f the accused for the crim es w hich were com m itted. In the W estern world there seem s to be a considérable body o f opinion which thinks there ought not to be any trials o f those alleged to be responsible. A pproaching the m atter as a lawyer, it is difficult to see why persons said to be responsible for terrible crim es com m itted on a m assive scale should not be brought to justice, especially w hen private vengeance has been deterred by assurances that those responsible would be brought to trial. It is, o f course, true th at with notable exceptions, such as the trial o f L ieutenant C alley, it is usually only enem y forces who are brought to trial for w ar crim es. But this does not seem to be a good reason for bringing no one to trial at ail. In any event, as we have seen, there is a duty to punish, and therefore to prosecute, those who are responsible for genocide. If there is to be a trial, w hat kind o f court should there be? Sheikh M ujibur R ahm an asked at an early stage in public speeches that an inter national tribunal should be sent to Bangladesh to try “ war crim inals.” U nfortunately, there is no one able and willing to set up such a tribunal. T he efforts within the U .N . to prom ote the establishm ent of an inter In te r n a tio n a l L a w y e r, Vol. 7 , N o . 2 484 IN TE R N A TIO N A L LAW YER national criminal court have, for the tim e being at least, foundered. Even more m odest proposais, such as the U .N . High C om m issioner for H um an Rights, so sturdily prom oted by A m bassador Rita H auser, have been blocked. T here are, it seem s, too m any governm ents with too m any skeletons for them to agree to any effective enforcem ent m achinery for human rights. T h e C om m ission’s purpose in Bangladesh was to try to persuade the governm ent that, if they do hold such a trial, they should them selves constitute an International C o u rt for the purpose, much in the way that the victorious allies did at N urem berg and T okyo after W orld W ar II. They w ere urged to go further than the allied pow ers did, and instead of having a tribunal o f the victors to try the vanquished, to have a tribunal with a m ajority o f neutral judges. T hey w ere also urged to prefer charges under international pénal law and not m erely under dom estic law. T h ere are tw o argum ents which may weigh heavily with them, nam ely, th at this is the only way o f trying charges o f genocide w ithout retroactive législation, and it is the only way o f persuading world opinion that the trial is an act o f justice and not an act o f vengeance. T h e argum ent that they would be making légal history I found to have less appeal for them. It tends to be only lawyers, and only some law yers at that, who are interested in légal innovation. F o r them it is an attractive argum ent. A t least it could be said that some lasting benefit would be derived for hum anity from ail the suffering o f the Bengali people, if it helps to carry us a few paces further along the road to the international enforce m ent o f hum an rights. In te rn a tio n a l L a w ye r, V ol. 7 , N o . 2
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