Indiana University of Pennsylvania Knowledge Repository @ IUP Theses and Dissertations 5-2014 Laryngeal Diadochokinetic Task Consistency in the Geriatric Population Jaclyn K. Hynson Indiana University of Pennsylvania Follow this and additional works at: http://knowledge.library.iup.edu/etd Recommended Citation Hynson, Jaclyn K., "Laryngeal Diadochokinetic Task Consistency in the Geriatric Population" (2014). Theses and Dissertations. Paper 1204. This Thesis is brought to you for free and open access by Knowledge Repository @ IUP. It has been accepted for inclusion in Theses and Dissertations by an authorized administrator of Knowledge Repository @ IUP. For more information, please contact [email protected]. LARYNGEAL DIADOCHOKINETIC TASK CONSISTENCY IN THE GERIATRIC POPULATION A Thesis Submitted to the School of Graduate Studies and Research in Partial Fulfillment of the Requirements for the Degree of Master of Science Jaclyn K. Hynson Indiana University of Pennsylvania May 2014 © 2014 by Jaclyn K. Hynson All Rights Reserved ii Indiana University of Pennsylvania School of Graduate Studies and Research Department of Special Education and Clinical Services We hereby approve the thesis of Jaclyn K. Hynson Candidate for the degree of Masters of Science 3‐24‐14 Signature on file ___________________________ ______________________________________________ 3‐24‐14 ___________________________ Lori E. Lombard, Ph.D., CCC‐SLP Professor of Speech‐Language Pathology, Advisor Signature on file _________________________________________________ 3‐24‐14 __________________________ David W. Stein, Ph.D., CCC‐SLP Professor of Speech‐Language Pathology Signature on file _________________________________________________ Cynthia McCormick Richburg, Ph.D., CCC‐A Professor of Audiology ACCEPTED Signature on file ________________________________________________ Timothy P. Mack, Ph.D. Dean School of Graduate Studies and Research iii ________________________________ Title: Laryngeal Diadochokinetic Task Consistency in the Geriatric Population Author: Jaclyn K. Hynson Thesis Chair: Dr. Lori E. Lombard Thesis Committee Members: Dr. David W. Stein Dr. Cynthia McCormick Richburg Consistent production of repetitive phonatory tasks requires intact fine motor control of laryngeal musculature. Repetition of glottal syllables /hʌ/ and /ʌ/, the two laryngeal diadochokinetic (LDDK) tasks, isolates laryngeal functioning by eliminating oral involvement during phonation. Existing literature has identified LDDK task performance as an assessment of laryngeal function with the potential to identify the presence of neuromuscular disorders. However, current research on LDDK does not provide sufficient normative data for its use as a meaningful clinical measure. The purpose of this study was to collect and compare data for /ʌ/ and /hʌ/ to determine production consistency in 47 normal participants between the ages of 60 and 90 years. Gender comparisons were also identified. Mean, standard deviation, and range were established for male and female participants 60 to 90 years of age. Results revealed no statistically significant task or gender differences. iv ACKNOWLEDGEMENTS Without the contributions of following individuals, this thesis would not have been possible, much less the enjoyable and enriching process that it was: Dr. Lori Lombard Caleb McKelvy Alan and Victoria Hynson The McKelvy and Murphy Families Hanna Gratzmiller Megan Liptak Caitlin Ferry Kathryn Young Lauren Azeles Maggie Bodenlos Dr. Lisa Price Dr. Cynthia Richburg Dr. David Stein IUP SLP Class of 2014 With sincerest gratitude, I wish to thank you all for your assistance, guidance, and encouragement during this process. v TABLE OF CONTENTS Chapter Page I REVIEW OF THE LITERATURE.......................................................................................... 1 Introduction..........................................................................................................................................1 Diadochokinesis..................................................................................................................................2 Laryngeal Diadochokinesis........................................................................................................4 Anatomy and Physiology of the Larynx....................................................................................5 Anatomy and Physiology ............................................................................................................5 Innervation .................................................................................................................................... 10 Neurologic Disease ..................................................................................................................... 11 Aging of the Larynx .................................................................................................................... 13 Gender Considerations ............................................................................................................. 15 Common Tests of Laryngeal Function.................................................................................... 16 Laryngeal Diadochokinesis......................................................................................................... 17 Existing LDDK Research........................................................................................................... 18 Tasks and Procedures ............................................................................................................... 19 Variables Affecting LDDK Values.......................................................................................... 21 Sample Size and Generalizability ......................................................................................... 24 Implications of Current Literature .......................................................................................... 25 II PURPOSE ...................................................................................................................................28 III RATIONALE..............................................................................................................................30 IV METHOD....................................................................................................................................31 Design................................................................................................................................................... 31 Participants........................................................................................................................................ 31 Recruitment................................................................................................................................... 31 Inclusion and Exclusion Criteria........................................................................................... 32 Final Sample Size......................................................................................................................... 32 Data Collection Procedures......................................................................................................... 33 Ethical Use of Data .......................................................................................................................... 35 Statistical Analysis .......................................................................................................................... 36 V RESULTS....................................................................................................................................38 VI DISCUSSION .............................................................................................................................42 VII LIMITATIONS ..........................................................................................................................44 VIII IMPLICATIONS........................................................................................................................48 REFERENCES .........................................................................................................................49 APPENDIX: CONSENT FORMS........................................................................................54 vi LIST OF TABLES Table Page 1 Multivariate Analysis of Task ...........................................................................................39 2 Descriptive Statistics for Consistency of LDDK Production................................40 3 Univariate Analysis of Gender..........................................................................................41 vii CHAPTER I REVIEW OF THE LITERATURE Introduction Several measures are available to evaluate laryngeal function. Such assessments are used to reveal both structural and neurologic changes affecting the vocal folds and their vibratory patterns. Surgery, aging, lesions, and neurologic disease can all cause disruptions in laryngeal functions, such as phonation and swallowing. Laryngeal diadochokinesis (LDDK), the topic of this study, examines fine motor control of laryngeal muscles by measuring the rate and consistency of phonatory tasks that require rapid, voluntary adduction and abduction of the vocal folds. Variations in the ability to adduct and abduct the vocal folds quickly and consistently, as measured by LDDK task performance, demonstrate changes in the fine motor control necessary for phonation and swallowing. Abnormal LDDK values may be early predictors of systemic neurologic disease or other conditions affecting fine motor control in the larynx. However, to use LDDK as a predictive and/or diagnostic measure of laryngeal function, data must be collected from the normal population. Sufficient data do not currently exist to determine whether the LDDK values obtained from a patient are abnormal. The larger study, of which this study is a part, aims to collect sufficient LDDK data to calculate normative values for male and female participants between the ages of 20 and 90 years. This smaller study has three purposes: (a) to determine if there is a difference between LDDK consistency of production for /hʌ/ and /ʌ/; (b) to establish normative values for non‐disordered participants between the ages of 60 and 90 years; and (c) to compare male and female values in that population. 1 Diadochokinesis Diadochokinesis (DDK) is a widely used method of detecting motor function abnormalities. Leeper and Jones (1990) define DDK as “the function of arresting one motor impulse and substituting one that is diametrically opposed…. commonly examined through the use of rapid alternating motions” (p. 880). Oral DDK is frequently used as a perceptual method of oral‐motor assessment, but it does not have clearly defined parameters with regard to task design or administration procedures (Williams & Stackhouse, 2000). It is most often used by speech‐language pathologists in the clinical setting to evaluate fine motor control of oral articulators (e.g., lingua and labial muscles) as a way to screen for neuromotor disorders (Wang, Kent, Duffy, Thomas, & Weismer, 2004). The diametrically opposed, rapidly alternating motions described by Leeper and Jones (1990) are created by tasks of repeating syllables (e.g., /pʌ/, /tʌ/, and /kʌ/) individually and in various combinations of sequences. Oral DDK has been shown to be “a sensitive indicator of the presence and severity of neurological impairment and evolution of changes over time in both developmental and acquired disorders” (Gadesmann & Miller, 2008, p. 42). However, the selected syllables are variable, as is the use of sequences or lone syllables, dependent upon examiner choice (Kent, Kent, & Rosenbek, 1987). Nonsense syllables (e.g., /pʌtʌkʌ/) are preferable as stimuli over linguistically meaningful stimuli, as DDK is not designed to measure linguistic skill, but instead neuromotor ability. Thus, “one of the underlying assumptions in DDK tasks is that the observed level of performance is predominantly the result of neuromotor abilities and not linguistic competencies” (Williams & Stackhouse, 2000, p. 267). It stands to reason that this same assumption is applicable to DDK performed by the laryngeal muscles only (i.e., glottal syllable repetition for LDDK tasks). 2 Oral DDK research also evidences the sensitivity of consistency, accuracy, and rate of production as measures of neuromotor control. Williams and Stackhouse (2000) even found that consistency, the measure being examined in this study, was a more sensitive measure than accuracy and rate in children between the ages of 3‐ and 4‐years. In that study, children with phonological delays were inaccurate, but consistent in their errors, while children with motor programming deficits had inconsistent productions. Although Williams and Stackhouse (2000) examined DDK productions of children and not adults, Wang et al. (2004) found that adult TBI participants had longer and less consistent DDK syllable durations than the control group, as well as slower rates. Furthermore, Ackermann, Hetrich, and Hehr (1995) found that patients with Parkinson’s disease, Huntington’s chorea, Fredreich’s ataxia, and cerebellar syndromes demonstrated abnormal DDK performance regarding at least one of four measures: rate, median syllable duration, variance of median syllable duration, and articulatory precision. Ackermann et al. (1995) also found that patients with Parkinson’s disease and Friedrich’s ataxia had a “highly specific profile of diadochokinesis performance” (p. 15). This evidence supports the contention that DDK rate and consistency are sensitive measures for assessing and even differentiating among motor disorders. Although there are limited normative data available for DDK, secondary to the perceptual nature and variable task designs, there is sufficient evidence that DDK is a valid and sensitive test of neuromotor abilities. Despite the limited normative data, oral DDK is a widely used, practical method of assessing motor coordination and control as a way to screen for motor and neurologic disorders. The evidence of its sensitivity gives support to the idea that DDK may have clinical utility for any body mechanism that can perform diametrically opposed tasks in rapid 3 succession (e.g., the larynx). However, research has shown that without the combination of oral DDK perceptual measurement with an objective measure of performance (e.g., simultaneous sound spectrogram) and collection of data with standardized tasks and procedures, reliability is subject to human error (Gadesmann and Miller, 2008). Therefore, when applying DDK assessment to the larynx (i.e., LDDK) with the intention of using the assessment as a diagnostic or outcome measure, procedures and tasks must be defined and standardized, as well as objectively measured. Normative data must then be obtained if LDDK is to be established as a reliable protocol for the detection of dysfunction. Laryngeal Diadochokinesis Verdolini & Palmer (1997) describe LDDK as a clinical test used to assess laryngeal function through the “repeated production of glottal plosives for several seconds as consistently and quickly as possible” (p. 219). The repetitive production of glottal syllables requires the arytenoid cartilages to open and close in a controlled, rapid and repetitive manner. Because the syllables are produced at the level of the glottis and do not involve oral articulation, laryngeal function can be isolated in assessment. Like DDK, LDDK has been shown to be a sensitive and valid test of neuromotor function, but sufficient normative data do not exist (Boutsen, Cannito, Taylor & Bender, 2002; Fung et al., 2001; Leeper & Jones, 1991; Modolo, Berretin‐Felix, Genaro, & Brasolotto, 2011; Ptacek, Sander, Maloney & Jackson, 1966; Sander, Maloney, & Jackson, 1966; Shanks, 1966; Renout, Leeper, Bandur & Hudson, 1995; Verdolini & Palmer, 1997). The current study aims to provide such normative LDDK data, but first, it is important to understand the anatomical and physiologic integrity of the larynx, crucial to the ability to perform the diametrically opposed glottal tasks in rapid succession. 4 Anatomy and Physiology of the Larynx Understanding the structures, movements, and innervation of the larynx is critical to comprehending laryngeal functions of phonation and swallowing, as well as the fine motor control required to perform LDDK tasks. The laryngeal mechanism’s ability to perform functions that are both vegetative (e.g., coughing, swallowing, thoracic fixation) and communicative (e.g., phonation) is reliant upon the integrity of the cartilaginous framework, the articulation of laryngeal muscles with laryngeal cartilages, and the innervation of those muscles. Changes or damage to this anatomy can affect functioning of the entire mechanism, functioning that can be measured through LDDK assessment. Five aspects of laryngeal functioning are important to understand: 1) the anatomy and physiology; 2) the innervation; 3) the effects of neurologic disease; 4) the effects of aging; and 5) gender considerations. Anatomy and Physiology The larynx, located at the level of the third through sixth cervical vertebrae in the anterior neck, is a mostly cartilaginous organ that connects the respiratory system to the vocal tract. It is suspended from the hyoid bone by infrahyoid muscles, enabling the larynx to be elevated during a swallow. The larynx’s vegetative and communicative functions are enabled by the complex arrangement of connective tissue, muscles and mucous membranes (Stemple, Glaze, & Klaben, 2010). Congenital or acquired deviations from normal, possibly resulting from surgery, lesions, aging or disease, often cause functional deviations. There are nine laryngeal cartilages including three single cartilages (epiglottic, thyroid and cricoid) and three sets of paired cartilages (arytenoid, corniculate, and 5 cuneiform). These cartilages protect and support the soft tissues that preserve the airway. There are three levels of airway protection that comprise the laryngeal valve. The aryepiglottic folds form the upper boundary of the larynx, connecting the epiglottis and arytenoid cartilages. During a swallow, the epiglottis tips posteriorly and inferiorly to cover the entrance of the larynx and protect the airway, serving as the first sphincter of the laryngeal valve. The ventricular folds are superior to the thyroarytenoids and the ventricle of Morgagni, providing medial closure if necessary and forming the second sphincter of the laryngeal valve. The ventricular folds, or false vocal folds, may be activated during effortful voice production (e.g., muscle tension dysphonia) or to increase intrathoracic pressure for extreme vegetative functions (e.g., coughing and sneezing). The thyroarytenoids, or true vocal folds, are the third and final sphincter of the laryngeal valve, providing medial closure for vegetative and non‐speech tasks, protecting the airway (Stemple et al., 2010). The true vocal folds are also the source of phonation. As air is exhaled from the lungs in a controlled manner with the activation of thoracic and abdominal muscles, the thyroarytenoids adduct and abduct to command the airflow. Vocal fold adduction causes the airway to form a narrow constriction. Air passing through the constriction triggers the Bernoulli effect, which perpetuates vocal fold vibration, producing sound (Stemple et al., 2010). Phonation can be sustained as long as there is adequate airflow and adductory muscles maintain the constriction. When the vocal folds abduct, eliminating the glottal constriction, phonation ceases. The intrinsic laryngeal muscles control the length, tension and position of the vocal folds by changing cartilage positions and glottal configuration. There are five intrinsic laryngeal muscles, four adductors and one abductor. The adductor muscles are the 6 cricothyroid, thyroarytenoids, lateral cricoarytenoids, and interarytenoid muscles. The abductor muscle is the posterior cricoarytenoid. Activation of a single or combination of intrinsic laryngeal muscles can cause abrupt changes in vibration patterns (Zhang, 2009). These vibratory patterns determine voice quality (Qui & Schutte, 2007). Fine motor control of the intrinsic laryngeal muscles is vital for any phonatory task, particularly in the performance of the repetitive and precise syllable productions used in LDDK. The cricothyroid contracts to bring the cricoid and thyroid cartilages closer together, causing the vocal folds to stretch and lengthen anteriorly. This movement enables the speaker to control the frequency of vocal fold vibration, or the pitch of their voice. The thyroarytenoid muscles contribute to the overall shape and the edge of the vocal folds, as well as the closure patterns of the glottis. There are two components of each thyroarytenoid, the thyromuscularis and the thyrovocalis (Stemple et al., 2010). Contraction of the thyroarytenoids shortens the folds and causes the mass of the folds to shift to the medial edge. Thus, the thyroarytenoids are involved in fundamental frequency, intensity, medial compression, and glottal closure (Stemple et al., 2010; Zhang, 2009). The lateral cricoarytenoid contracts to medially rotate the arytenoid cartilages, causing the vocal folds to adduct. The interarytenoids contract to pull the arytenoid cartilages closer together, resulting in adduction of the vocal folds, particularly at the posterior portion of the glottis. The posterior cricoarytenoid muscle contracts to laterally rotate the arytenoids, causing the vocal folds to abduct for both respiration and unvoiced sound production (Stemple et al., 2010). The fine motor control of these intrinsic laryngeal muscles is paramount to successful LDDK task performance. 7 Speech is a prime example of the fine motor coordination abilities of the human body. Kent, Kent, Weismer, and Duffy (2000) described speech as, “a remarkable motor accomplishment in which sound segments are produced at rates of up to 30 per second in a precisely coordinated action that requires more muscle fibers than any other human mechanical performance” (p. 273). The speed and coordination with which fine motor adjustments must be made during speech, and also swallowing, require that central nervous system (CNS) and peripheral nervous system (PNS) function be unimpaired (Kent et al., 2000). Disruptions in CNS and PNS functions can result in motor speech disorders (e.g., the dysarthrias) and consequently affect the speed and consistency with which oral DDK and LDDK syllables can be produced. Similar to speech, LDDK performance is the quintessential embodiment of fine motor control in the human body. Repeated, rapid activation of the adductory and abductory intrinsic laryngeal muscles (e.g., LDDK glottal syllable tasks) requires significantly greater fine motor control than more passive laryngeal activities, such as sustained phonation. Whereas in sustained phonation the adductory muscles are initially activated during exhalation in order to trigger the Bernoulli effect and establish the passive, “flow‐induced self‐oscillating system” (Stemple, Glaze, & Klaben, 2000, p. 55), LDDK tasks push the fine motor control limits of the adductory and abductory muscles. Like oral DDK, which is “seen as a particularly sensitive index of motor speech impairments because it requires maximum performance” (Ziegler, 2002, p. 556), LDDK requires maximum performance of agonistic and antagonistic muscle groups (i.e., adductory and abductory intrinsic laryngeal muscles). In order to perform the adductory and abductory glottal syllable tasks, the CNS must communicate with the PNS to alternate activation of the 8 adductory and abductory intrinsic laryngeal muscles as quickly and consistently as possible. This communication will be discussed in depth in the innervation section. As a logical extension of oral DDK research, individuals with motor disorders will likely demonstrate decreased rate, accuracy and consistency of LDDK performance (Verdolini & Palmer, 1997; Williams & Stackhouse, 2000; Ziegler, 2002). Thus, normative LDDK rate and consistency values are important to establish, as abnormal values may reflect the fine motor coordination deficits often symptomatic of neurologic disease, lesions, or peripheral nerve injury (Love & Webb, 1992). Even in the presence of intact motor control, structural abnormalities can still interfere with the ability of the laryngeal muscles to contract and articulate with cartilages to achieve phonation, as well as to rapidly and consistently perform the alternating movements required for LDDK tasks. Benign lesions (e.g., nodules, vocal cysts, or polyps) present in the lamina propria of the thyroarytenoids, increases the mass of the affected fold(s), slowing the potential vibratory rate. If only one fold is affected, that fold will have increased mass and the symmetry of vibration may be skewed. Asymmetrical vibration can affect rate and may also affect consistency. Increased medial compression can compensate for most structural abnormalities in attaining glottal closure, but some abnormalities (e.g., larger benign lesions and laryngeal cancer) are significant enough in size to prevent glottic closure. Laryngeal cancer can obstruct glottal closure ability by causing mass and flexibility changes in the affected vocal fold(s). However, cancer can also be present in or invade any part of the larynx, possibly affecting the ligaments, cartilages, and any of the muscles. Depending on the areas affected by cancer, there may be no phonation, or certain movements might be hindered (Stemple et al., 2010). If there is no phonation, LDDK 9 assessment will not provide any further clinical insights due to clients’ inability to perform the required tasks. Innervation Nerve damage can significantly affect laryngeal muscle performance, and therefore LDDK performance, by hindering the communication of efferent and afferent information between the brain and laryngeal muscles. The larynx is innervated by the vagus nerve, cranial nerve X, with its superior and recurrent laryngeal nerve branches supplying motor and sensory innervation to the laryngeal muscles. The internal branch of the superior laryngeal nerve (SLN) provides all afferent, or sensory, information to the larynx. The external branch of the SLN provides the efferent, or motor, innervation for the cricothyroid muscle. In recent years, it has also been empirically suggested that the SLN may provide a degree of motor information to other laryngeal muscles (Sulica, Blitzer, & Springer, 2006). The recurrent laryngeal nerve (RLN) provides efferent information to the intrinsic laryngeal muscles, with the exception of the cricothyroid, and afferent information to portions of the trachea and esophagus. Furthermore, the right branch of the RLN wanders under the subclavian artery and the left branch wanders under the aortic arch. Understanding the location and function of the SLN and RLN is paramount when considering the risk and effect of peripheral nerve injury (Stemple et al., 2010). The far‐ reaching nature of these nerves increases their vulnerability during non‐laryngeal surgical procedures. Such injury could affect swallowing, phonation, and LDDK performance. Two characteristics of the SLN and RLN enable the intrinsic laryngeal muscles to contract rapidly and with great fine motor control, abilities crucial to the performance of LDDK tasks. First, the laryngeal nerves have the second highest conduction velocity in the 10 human body, slower than only the nerves of the eye, allowing for quick movements (Stemple et al., 2010). Second, there is a low innervation ratio (e.g., an estimated 1:10 ratio of axons to thyroarytenoid muscle fibers) that allows for very fine motor control of rapid intrinsic laryngeal muscle contractions (Santo Neto & Marques, 2008). These quick and controlled muscular movements are necessary for phonation and airway protection during the swallow. Neuropathies and age can both influence these characteristics of the laryngeal nerves, particularly the conduction velocity, and thus potentially influence LDDK rate, strength and consistency. Neurologic Disease The vagus nerve may be injured in isolation, but it is also subject to the effects of systemic neurologic disease. Due to the fine motor control required for the larynx to operate, changes in laryngeal function necessary for the performance of LDDK tasks may be an early indicator of neurologic disease and should be investigated in future research. Canter (1965) explored the speech characteristics of Parkinson’s disease and found that some patients omitted initial phonemes while orally reading a passage. Inspection of spectrograms supported the notion that the participants had “gone through the correct articulatory movements,” but were not “able to initiate phonation until the articulators were moving towards the following phoneme” (p. 221). Thus, the coordination necessary to perform speech tasks, such as oral reading or LDDK, is impaired by neurologic disease. The findings of the Canter (1965) study provide a basis for the hypothesis that LDDK may be useful in the future as an early screener for neurologic disease. In the oral reading task, patients with Parkinson’s disease (PD) demonstrated a lack of laryngeal coordination, particularly in relation to oral articulatory performance. This discrepancy 11 between laryngeal and oral coordination demonstrates that laryngeal muscle coordination may be affected earlier than other muscles in the body. Correspondingly, Bassich‐Zeren (2004) cited evidence of vocal dysfunction in patients with Parkinson’s disease with a significantly higher incidence than articulatory dysfunction (i.e., 89% to 45%, respectively), as well as the occurrence of vocal dysfunction prior to the onset of limb dysfunction in some individuals. If different muscles are affected at different times during the course of a progressive neurologic disease, it is important to choose an assessment that isolates the muscles intended for measurement. Laryngeal diadochokinesis isolates laryngeal muscle functioning by eliminating the oral articulatory involvement of speech tasks. However, Bassich‐Zeren (2004) contended “voice deficits associated with PD markedly mirror the characteristics of vocal aging, suggesting that our current knowledge base of laryngeal dysfunction in the PD population is confounded by aging effects” (p. 4). The average onset of Parkinson’s disease is between 60 and 70 years of age, and the incidence of voice disorders with Parkinson’s disease is 89% (Bassich‐Zeren, 2004). Thus, the question is raised whether normal age‐related vocal dysfunction, discussed in the next section, could interfere with the sensitivity of LDDK screening to detect Parkinson’s disease‐related vocal dysfunction. This question attests to the need for normative LDDK data for the normally aging population, as well as the aging Parkinson’s disease population, in order to determine the viability of LDDK as a screening tool for Parkinson’s disease. Research has shown that LDDK is useful in the assessment of patients with other neurologic diseases. For example, Renout et al. (1995) found that LDDK has potential as a clinical indicator of the deteriorating laryngeal motor control of patients with amyotrophic lateral sclerosis (ALS), for both bulbar and nonbulbar types. With the establishment of 12 reliable normative data, LDDK should be clinically useful in determining the vocal effects of neurologic disease. It may eventually be used to screen for fine motor control deviations that suggest neurologic involvement, perhaps even suggest the type of neurologic involvement (Verdolini & Palmer, 1997). However, this potential cannot be confirmed or actualized without extensive, reliable normative data. Aging of the Larynx The geriatric population is of particular interest in the development of LDDK normative data. All systems within the human body are subject to the effects of aging. The phonatory system is no exception. As structural, physiologic and motor changes occur, voice quality and phonatory abilities change (Ahmad, Yan & Bless, 2012). As the vocal tract and support systems (e.g., the respiratory system and nervous system) age, geriatric patients experience a deterioration of vocal endurance, voice quality, frequency, and intensity (Stemple et al., 2010). In order to utilize LDDK for the assessment of disordered individuals in this population, it is important to be able to differentiate normal age‐related LDDK performance changes from those that may be related to neurologic disease and other disorders. Presbylaryngis, a normal laryngeal aging process, affects a high percentage of the geriatric population (Ahmad et al., 2012). The onset of presbylaryngis is around 65 years of age, but it may be prevented or stalled by physical fitness and/or active use of a professionally trained voice. Presbylaryngis is a voice disorder that includes reduced respiratory capability, reduced vocal fold mucosa elasticity, and diminishing vocal fold body tone. Ptacek et al. (1966) found that male and female participants over the age of 65 years (geriatric), male and female, had reduced pitch range compared to young adults. The 13 geriatric participants also had reduced vital capacity, maximum vowel duration, maximum intraoral pressure, and maximum vowel intensity, attributed to decreased strength of respiratory muscles, loss of elasticity of the lungs, and age‐related degeneration of laryngeal muscles. Laryngeal aging has also been shown to manifest through neuromuscular changes that may impede the ability of intrinsic laryngeal muscles to contract rapidly and with great fine motor control. Takeda, Thomas and Ludlow (2000) used electromyography (EMG) to record age differences in thyroarytenoid muscles’ motor unit action potentials (i.e., the length of time required for a motor unit to fire). Takeda et al. (2000) found that participants older than 60 years demonstrated statistically significant increases in motor unit duration compared to participants younger than 60 years. The participants older than 60 also demonstrated significantly longer durations for the motor units innervated by the left RLN compared to the shorter right RLN. In other words, geriatric participants’ vocal folds had slower and asymmetric neuromuscular communication. Slower and asymmetric neural control of the vocal folds could affect the rate and consistency with which the vocal folds can be voluntarily adducted and abducted, and thus, LDDK rate and consistency values. Hence, there is a need for LDDK rate and consistency normative values controlled for age. Presbylaryngis also involves histological changes that cause the vocal folds to atrophy and thereby, cause glottal closure patterns to take on a bowed appearance. Elastin fibers of the superior layer of the lamina propria become larger and more dense, also weaving together to cause a thickening and rigidity of the layer. Changes in the intermediate layer reduce the medial bulk of the vocal folds as collagen and elastin break 14 down (Stemple et al., 2010). The thinner and looser intermediate layer, combined with the thicker and more rigid superior layer, lead to bowed glottal closure patterns and decreased vibratory efficiency. These changes may cause changes in LDDK performance in comparison to younger, more flexible vocal folds. In presbylaryngis, the hyaline cartilages also begin to ossify. This ossification reduces the dynamic movement potential of the larynx. When combined with atrophying muscles with reduced elasticity, this ossification leads to deviations in the quickness and smoothness of laryngeal adjustments (Stemple et al., 2010). Such adjustments are needed for quick and smooth adduction and abduction of the vocal folds to perform LDDK tasks. Ptacek et al. (1966) reported that geriatric individuals had slower laryngeal diadochokinetic rates than young adults for repetition of /ʌ/, a task where “the vocal folds themselves must act as ‘articulators’ in initiating and terminating the sound” (p. 359). The researchers warn that due to the age‐related changes of the larynx, geriatric task performance should not be judged in comparison to younger adult populations. In order to use LDDK measures clinically with the geriatric population, we need normative data that are controlled for age‐related changes. This study aims to provide such data. Gender Considerations When differentiating the effects of aging on vocal production from other laryngeal abnormalities, it is important to consider that male and female larynges are not identically affected by age. Stathopoulos, Huber and Sussman (2011) studied acoustic voice changes in male and female participants between the ages of 4 and 93 years. They concluded “changes in voice production occur throughout the lifespan, often in a nonlinear way and differently for male and female individuals” (p. 1011). As men enter the geriatric stage of 15 life, hormonal changes cause their vocal folds to thin, increasing their fundamental frequency slightly. Conversely, geriatric women experience thickening of edematous vocal fold changes due to increased testosterone (Stathopoulos et al., 2011). As age affects male and female larynges in different ways, any attempt to generate normative data on LDDK tasks needs to separate male and female participant data across various ages. The current study aims to collect data that is controlled for gender and age. Common Tests of Laryngeal Function The three types of tests most often used to evaluate laryngeal function are endoscopy, laryngeal electromyography (LEMG), and electroglottography (EGG). These assessments have substantial diagnostic value by providing measurements of muscle activity and potential. However, they are also expensive and possibly invasive procedures. Endoscopy enables direct visualization of laryngeal anatomy. There are two types of endoscopy used to assess laryngeal structure and function: rigid and flexible endoscopy. Rigid endoscopes are inserted through the mouth and provide a high‐resolution, magnified view of the vocal folds during sustained phonation of /i/. Flexible endoscopy is inserted through the nose and allows for visualization of the vocal tract and supraglottic area during connected speech, in addition to sustained phonation. A flexible endoscope does not provide the same level of magnification as rigid endoscopy, but rigid endoscopy can only be used for the assessment of sustained phonation. Flexible endoscopy is more invasive than rigid, but both types of endoscopy are invasive. Vocal fold abduction and adduction can be observed with both endoscopes, however, the observation is a perceptual evaluation. Thus, endoscopy is invasive, involves expensive instruments, and does not provide an objective measurement of laryngeal function. 16 Unlike endoscopy, LEMG directly measures muscle activity. Laryngeal electromyography involves placing needles through the neck into laryngeal muscles, testing the muscles’ function and electrical responses as the patient is asked to perform vocal tasks targeting the intended muscles (Stager & Bielamowicz, 2010). Laryngeal electromyography may only be performed by a neurologist or otolaryngologist (Stemple et al., 2010). It provides accurate and comprehensive data of muscle function and potential, but it is also invasive and involves expensive instruments. Unlike endoscopy and LEMG, EGG is noninvasive. Electroglottography measures the opening and closing phases of vocal fold vibration. The procedure uses an electrical current passing through the larynx via electrodes placed on either side of the thyroid alae. The variable current resistance is caused by vocal fold vibration, allowing the electrodes to measure and record a real‐time waveform. Although this assessment is noninvasive, it also involves expensive instruments and is subject to error due to variations in electrode placement, mucous interference, and tissue density (Stemple, et al., 2010). The immense clinical value of these assessments is not disputed. However, the establishment of a less‐ expensive and non‐invasive method of evaluating laryngeal functioning, a method easily accessible to speech‐language pathologists and physicians alike, could revolutionize the way laryngeal abnormalities are detected. Laryngeal Diadochokinesis LDDK is a method of assessing laryngeal function with the practical, inexpensive, and non‐invasive benefits of oral DDK, and thus, without the drawbacks of endoscopy, LEMG, and EEG. There are three measures of LDDK performance important to its diagnostic value: (a) quantity of glottal syllables per second (rate), (b) strength of glottal syllable production, and 17 (c) the consistency of glottal syllable production over time. Abnormal rate, strength and/or consistency values may indicate and differentiate between physiologic deficits affecting the larynx (Tomblin, Morris & Spriestersbach, 2000; Verdolini & Palmer, 1997). Production of LDDK glottal syllables requires tight approximation of the arytenoids, a build up of subglottic pressure, and the abrupt release of that pressure through phonation. It stands to reason that if tight approximation of the arytenoids is not achievable, the build up and release of subglottic pressure will be hindered. This will in turn lead to decreased rate and strength of LDDK performance (Tomblin et al., 2000). In order to determine if slow or weak LDDK performance indicates a peripheral or central nervous system disorder, consistency values are key. If a peripheral disorder (e.g., vocal fold paralysis) causes decreased rate and strength, the consistency of LDDK performance should still be relatively intact (Tomblin et al., 2000). However, “if there is a problem in the central nervous system that affects arytenoid control, a primary problem might relate to the temporal aspect of the production, which is dysrhythmic” (p. 261). Thus, abnormal consistency of glottal syllable production may indicate the presence of central nervous system disease (e.g., Huntington’s Disease, ALS, Parkinson’s disease). However, existing LDDK research does not provide sufficient normative data to differentiate abnormal LDDK consistency values from normal. Existing LDDK Research LDDK is also referred to as vocal fold diadochokinesis (VFDDK) in the literature, but it has not been researched to the extent of even oral DDK. Regardless of the acronym selected, multiple researchers have identified LDDK as an assessment with the potential to assess laryngeal function (Boutsen et al., 2002; Fung et al., 2001; Leeper & Jones, 1991; Modolo et 18 al., 2011; Ptacek et al., 1966; Sander et al., 1966; Shanks, 1966; Renout et al., 1995; Verdolini & Palmer, 1997) and even to differentiate among disorders in dysfunctional larynges (Verdolini & Palmer, 1997). Some studies demonstrated that rate can be calculated objectively with acoustic analysis software, but that it can also be calculated with no equipment through a perceptual pencil‐dotting calculation of repetitions per second (Verdolini & Palmer, 1997). Verdolini and Palmer (1997) also demonstrated that consistency of production can be calculated perceptually by using a dichotomous rating method (i.e., “good” versus “poor”). No LDDK study to date has calculated consistency of production objectively, but this study aims to change that by measuring the duration of glottal syllables (i.e., the time interval between glottal syllable onset and offset) and calculating the variance of glottal syllable duration. The perceptual measurements of rate and consistency used in the Verdolini and Palmer (1997) study are convenient in the absence of acoustic analysis software or a microphone, but is at best subjective when compared to objectively obtained normative data. Despite the agreed potential of LDDK for assessing laryngeal function in a non‐invasive, inexpensive, objective, and perceptual manner, existing LDDK research is plagued by inconsistent task selection, variable procedures, and small sample sizes. Tasks and Procedures Like oral DDK, LDDK studies vary in their tasks and administration. Existing literature designates a vowel combined with a glottal fricative (e.g., /hʌ/ or /hɑ/) as a test of abductory glottal articulation, and a vowel alone (e.g., /ʌ/ or /ɑ/) as a test of adductory glottal articulation (Bassich‐Zeren, 2004). Canter (1961) argued that using the glottal fricative‐vowel combination is a better task for LDDK measures than repetition of a vowel 19 alone, as the lone vowel might be able to be produced through “pulses of air pressure acting on a fixed laryngeal valve” (p. 60). Conversely, Bassich‐Zeren (2004) found that patients with young onset Parkinson’s disease (YOPD) demonstrated a significantly slower rate for the adductory LDDK task, but no statistically significant rate difference between the healthy control group and YOPD group for the abductory task. This discrepancy evidences the need for a comparison of abductory and adductory performance in the normal population, as well as disordered populations. In order to use LDDK clinically, it is important to determine if one of the tasks is not as effective as the other in measuring laryngeal function, or if both tasks are needed in tandem. The actual vowel sounds selected as part of adductory and abductory stimuli vary among studies as well. Bassich‐Zeren (2004) used stimuli /hʌ/ and /ʌ/, but /hɑ/ and /ɑ/ were used in the Leeper, Heeneman, and Reynolds (1990) study. Shanks (1966) and Renout et al. (1995) used only /hʌ/, while Ptacek et al. (1966), Leeper & Jones (1991) and Vernoldi & Palmer (1997) used only /ʌ/. Canter (1965) used only /hɑ/, while Modolo et al. (2011) and Fung et al. (2001) used only /ɑ/. Future research is needed to determine if the vowel selected, either for use in isolation or with /h/, affects obtained LDDK values. The vowel sound chosen may not affect the detection of abnormal laryngeal functioning, but until it is determined empirically that the vowels are interchangeable, future LDDK evaluations should only compare results to normative values established using the same stimuli as those evaluations. Use of /ʌ/ may be preferable over /ɑ/ due to the phonetic features of the two vowels, as /ʌ/ is a mid, central, lax vowel and /ɑ/ is a low, back, tense vowel (Secord, Boyce, Donohue, Fox & Shine, 2007). The lax, centralized vowel may require less oral‐muscular involvement, and therefore, lessen oral interference with the 20 isolated measurement of glottal articulation. For that reason, this study uses /ʌ/ as the vowel for both abductory and adductory tasks. Administration of the tasks varies from study to study as well. Most often, participants were asked to repeat the stimuli quickly and precisely for seven seconds (Bassich‐Zeren, 2004; Ptacek et al., 1966; Verdolini & Palmer, 1997). Shanks (1966) used three five‐second trials, calculating rate and periodicity from the first three seconds. Leeper & Jones (1991) collected five‐second trials and used the middle three seconds to calculate rate by repetitions per second. Canter (1965) instructed participants to produce the syllable repeatedly for 30 seconds, and used five‐second or less segments to analyze rate of production in syllables per second. Renout et al. (1995) had participants repeat a syllable as fast as possible on one breath, calculating the percent of abduction/adduction time. There is a need for established, consistent LDDK procedures that can be applied across research studies and clinical settings; values cannot be compared to normative data obtained via variable procedures. Variables Affecting LDDK Values Some research provides evidence for what controls need to be in place in order to collect optimal LDDK data. Results from various studies suggest that normal, conversational intensity and frequency are necessary to obtain optimal performance (Leeper & Jones, 1991; Shanks, 1966). Both the Leeper & Jones (1991) and Shanks (1966) studies were conducted on female participants only, and the affects of intensity and frequency are unknown for the male population. Shanks (1966) and Ptacek et al. (1966) did not agree upon the variable of age. Shanks (1966) found that age was not significantly related to LDDK performance for the 20‐80 year old female participants of his study, suggesting that age would not need to be a 21 controlled variable. Alternately, Ptacek et al. (1966) found that geriatric participants had slower LDDK rates, suggesting that age should be considered important. Ptacek et al. (1966) used male and female participants, but had a smaller sample size than Shanks. Male and female larynges experience age differently, so age‐related differences detected or not detected in one gender might not apply to the other gender. Sample size and participant characteristics could be reasons for the conflicting results, illustrating that it is important to create age‐/gender‐matched groups before attempting to determine affects of age for both genders. The exclusion criteria for the two studies may also shed light on their conflicting findings, as well as informing future LDDK research. For women over the age of 60 years, Shanks (1966) excluded participants with a hearing loss greater than 22dB in their better ear and 28dB in their poorer ear at 500Hz, 1000Hz, and 2000Hz. Conversely, participants younger than 60 years were excluded if they had greater than a 20dB loss in either ear. In this way, Shanks (1966) controlled for the possible influence of auditory feedback deficits on vocal production but avoided “eliminating women whose hearing acuity was normal for their age” (p. 24). Shanks (1966) found that rate of vocal fold vibration during LDDK tasks was significantly reduced in the presence of 100dB SPL masking white‐noise, interrupting auditory feedback in the 40 normal hearing, young adult participants. These results suggest that hearing loss may contribute to LDDK rate reduction. Ptacek et al. (1966), on the other hand, excluded participants with over a 35dB hearing loss. If hearing loss does interfere with LDDK performance, Ptacek et al. (1966) may have found that age has a difference on LDDK rate due to including participants with up to a 35dB loss, 7‐13dB greater than the loss allowed for inclusion in the Shanks (1966) study. 22 Because presbycusis, an age‐related, degenerative sensorineural hearing loss, is seen in “most [geriatric] persons” (Katz, 1978, p. 19), it is possible that older participants in the Ptacek et al. (1966) study had a greater age‐related hearing loss than those in the Shanks (1966) study. It is inconclusive whether the conflicting findings were due to age‐related hearing loss, the degree of overall loss, or if other variables were responsible. What can be concluded from the two studies is that the effects of hearing impairment should be addressed in future LDDK research. Due to the prevalence of age‐related high frequency loss, but also the possible effect of significant loss on LDDK rate, it is logical to include participants with normal hearing for their age and exclude participants with reported hearing loss of a profound degree when collecting normative data (Shanks, 1966). The variable tasks, conditions and participant characteristics of current LDDK research present concerns for the comparability of existing data. However, LDDK performance has been shown to be consistent with other measures of vocal fold dysfunction. For example, Fung et al. (2001) included LDDK tasks when investigating the concern that patients with non‐laryngeal head‐neck tumors who received wide‐field radiation treatment had greater post‐treatment vocal dysfunction than patients treated with targeted radiation for early glottic tumors. Laryngeal diadochokinesis performance was decreased in the non‐laryngeal radiation treatment group, consistent with performance on other aerodynamic measures, videostroboscopic observations, and Voice Handicap Index ratings. Laryngeal diadochokinesis performance could not be compared to normative data, as those data do not yet exist. However, the consistency of the LDDK task performance with other measures indicating “significant vocal dysfunction when compared with age and gender‐matched normative data” (p. 1922) suggests that LDDK values are 23 able to evidence vocal dysfunction. However, without age‐ and gender‐matched normative data, LDDK values cannot definitively determine vocal fold dysfunction severity. Laryngeal diadochokinesis data can only supplement data obtained from assessments that do have normative data. The current study aims to provide normative data to enable LDDK to be an independently valid measure. Verdolini & Palmer (1997) also found that LDDK was able to distinguish the diagnostic category of participants with 100% accuracy for seven participants with nodules and eight participants with Parkinson’s disease, 80% accuracy for five participants with paralysis profiles, and 60% accuracy for five participants with granuloma profiles. However, six of 20 participants with normal larynges were identified as disordered. It is not specified if the six of 20 identified as disordered were part of the ten “normal” participants diagnosed with a functional voice disorder. Nevertheless, the sample size of both disordered and normal participants was too small to provide normative data useful for comparison outside the confines of that particular study, or to determine that LDDK is or is not reliable for certain diagnostic categories. This limitation brings up the issue of sample size in the current literature. In order for LDDK to be used clinically, a much larger sample size must be used to first establish normal profiles for different ages and genders, and then disordered profiles for the same populations. Sample Size and Generalizability Sample size is a pervasive problem of past studies. In the previously mentioned study, Verdolini and Palmer (1997) compared the data collected from their participants to “normative” Ptacek et al. (1966) data. However, Ptacek et al. (1966) only collected data for male and female participants under 40 and over 65. The 45 participants of the Verdolini and 24 Palmer (1997) study ranged in age from 17 to 78 years, therefore, age‐ and gender‐matched normative data were not actually available from the Ptacek et al. (1966) study for any participants falling between the ages of 40 and 65 years. Verdolini and Palmer (1997) likely made comparisons to the Ptacek et al. (1966) data due to the fact that it was and is the only study with a substantial sample size of non‐disordered male and female participants (i.e., 58 male participants and 67 female participants). Other existing LDDK studies that included normal participants in their samples used fewer than 20 total normal participants, often testing only male or only female participants (Bassich‐Zeren, 2004; Canter, 1965; Leeper & Jones, 1991). Sample sizes that are limited in these ways do not allow for strong external validity. Only one study currently exists with a large sample size and well represented age groups. Shanks (1966) provided normative data for 120 non‐disordered participants: 40 young adults (20‐40 years old), 40 adults (40‐60 years old) and 40 geriatric adults (60‐80 years old). Although this is the most substantial study designed to provide normative values for LDDK, all of the participants were female. It is possible that men and women may have equivalent LDDK values, but men and women do not have identical laryngeal composition or size, and aging affects their vocal production in opposite ways (Stemple et al., 2010). Therefore, there is need for a study to collect gender‐controlled normative data, and to determine if LDDK values differ between genders by comparing the values for each gender in each age group. Implications of Current Literature The current literature’s consistencies and inconsistencies have implications for how LDDK normative data should be collected. Studies have consistently indicated that normal, 25 comfortable, conversational intensity and frequency are necessary production conditions (Leeper & Jones, 1991; Shanks, 1966). The inconsistencies of the studies (Bassich‐Zeren, 2004; Boutsen et al., 2002; Fung et al., 2001; Leeper & Jones, 1991; Modolo et al., 2011; Ptacek et al., 1966; Sander et al., 1966; Shanks, 1966; Renout et al., 1995; Verdolini & Palmer, 1997) indicate that procedures and tasks must be standardized, or normative data will be difficult to apply to clinical evaluations. Normative data must also account for age‐ related changes (e.g., presbylaryngis and presbycusis) in order to differentiate normal aging from neurologic disease and other disorders. Age may not prove to have a significant effect when comparing the geriatric population by decade, but those values may be significant when examining the effects of age in a larger study that encompasses 20‐90 year olds. Overall, existing literature supports the use of LDDK as an assessment of laryngeal function, with potential for not only identifying organic abnormalities, but also for differentiating among disorders (Boutsen et al., 2002; Fung et al., 2001; Leeper & Jones, 1991; Modolo et al., 2011; Ptacek et al., 1966; Sander et al., 1966; Shanks, 1966; Renout et al., 1995; Verdolini & Palmer, 1997). Laryngeal diadochokinesis presents with significant advantages over other tests because it is practical, non‐invasive, and does not require expensive equipment. However, LDDK is significantly disadvantaged by not having empirical support controlling for age and gender effects in a large sample. Therefore, LDDK is limited in its clinical value until such data are collected and analyzed. After normal LDDK profiles are established for different ages and genders, disorder profiles can be researched and established. With these types of data available, researchers can determine whether LDDK can serve as a diagnostic tool to differentiate normal laryngeal function from disordered, as 26 well as screen for specific organic disorders using procedures that are fast, noninvasive, and widely available. 27 CHAPTER II PURPOSE LDDK assessment is an inexpensive, non‐invasive alternative to flexible endoscopy, rigid endoscopy, LEMG, and EGG to assess laryngeal function. Existing literature does not provide LDDK data that can be used for the determination of normative data because previous studies have not used large enough sample sizes of normal participants or they have failed to use consistent LDDK task procedures. The purpose of this study is to collect and compare data for both LDDK tasks, /ʌ/ and /hʌ/, in normal participants between the ages of 60 and 90 years, using standardized procedures that allow for future replication. Specifically, this study seeks to identify normative values for the consistency of production for three trials per LDDK task. Data will be classified and grouped into 10‐year age increments, as well as by gender. By creating a male and female data set for each decade between ages 60 and 90 years, normative values will have a greater age and gender comparative relevancy to future disordered populations. This study is part of a larger study aimed at comparing production of /hʌ/ and /ʌ/ within normal participants between the ages of 20 and 90 years, calculating normative values by decade and gender. To avoid comparing geriatric individual performance to data collected from individuals not yet experiencing the effects of presbylaryngis, LDDK data must be collected from the normal geriatric population. To accomplish this, the following questions were posed: 1. Is there a difference between laryngeal diadochokinetic consistency of production for the adductory task /ʌ/ and the abductory task /hʌ/ in adults between the ages of 60 and 90 years? 28 2. What are the normative values for laryngeal diadochokinetic consistency of production for the adductory task /ʌ/ and the abductory task/hʌ/ in adults between the ages of 60 and 90 years? 3. Is there a difference between normative values of laryngeal diadochokinetic consistency of production for male and female participants? 29 CHAPTER III RATIONALE The ability to quickly and consistently perform alternating adduction and abduction motions of the vocal folds necessitates a structurally and motorically intact laryngeal mechanism. Repetition of glottal syllables /hʌ/ and /ʌ/ isolates laryngeal functioning by eliminating oral involvement in the phonation. By measuring rate and consistency of vibration for these LDDK tasks, conclusions of laryngeal integrity can be drawn in regard to its structure and its ability to efferently communicate with the brain. Thus, LDDK can function as a clinical assessment of laryngeal functioning (Ptacek et al., 1966). In order to use LDDK as a meaningful clinical measure, however, normative data must be collected and analyzed for comparative use. Existing research on LDDK does not provide such normative data, as no study provides adequate sample size, evaluation of both genders, and a diverse age range. The data collected in these past studies cannot be combined for norm establishment, as many collected data from disordered individuals, and those that used non‐disordered individuals had inconsistent tasks and procedures. Furthermore, normal age‐related atrophy and neurologic changes (Luschei, Ramig, Baker & Smith, 1999) might affect rate and consistency of vibration on LDDK tasks. These changes also affect women and men differently, as the two genders experience the aging process in different ways (Stathopoulos et al., 2011). Therefore, it is important to collect and analyze data in the geriatric population, for both genders, in order to prevent confusing normal age‐related performance changes with laryngeal dysfunction. Finally, comparison of performance between the two LDDK tasks is necessary to determine if the two tasks measure laryngeal function equally, provide complementary information, or if one task provides better diagnostic information than the other. 30 CHAPTER IV METHOD Design This study is part of a larger ongoing Indiana University of Pennsylvania (IUP) Institutional Review Board (IRB) approved study (11‐131) being conducted by Dr. Lori Lombard. This co‐investigator joined the study December 12, 2012 to collect and analyze laryngeal diadochokinetic (LDDK) values in normal geriatric male and female participants (60‐90 years of age). Consistency of production for the adductory and abductory LDDK tasks were compared using a differential research design. A differential research design is effective when comparing two or more groups established prior to study initiation. This design entails measurement and comparison of dependent variables between the two groups (Haynes & Johnson, 2009). In this study, the participants are grouped by gender. The independent variable of this study is gender, while the dependent variables are LDDK tasks. Participants Recruitment Forty‐seven adults between the ages of 60 and 90 years were recruited to participate in the study. Investigators recruited friends, family, friends of family, coworkers and community group members (e.g., members of assisted living facilities and church care groups). Individuals were required to complete the Informed Consent Form and Voluntary Consent Form prior to participation in the study. The Informed Consent 31 Form provided an explanation of the risks, benefits, and requirements of participation, of which participants acknowledged understanding by signing the Voluntary Consent Form. The IUP IRB reviewed and approved both forms and the study protocol (Approval ID: 11‐ 131). Inclusion and Exclusion Criteria The inclusion criterion for the study required that participants have a normal vocal quality. An experienced speech‐language pathologist specializing in the evaluation and treatment of voice disorders screened each participant’s voice sample for abnormal vocal quality with the Consensus Auditory‐Perceptual Evaluation of Voice (“Consensus Auditory‐ Perceptual Evaluation of Voice [CAPE‐V],” 2006). Participants who received a disordered rating of 20 or lower were determined eligible for the study. There were eight exclusion criteria for the study: 1) a disordered rating score greater than 20 on the CAPE‐V (2006); 2) vulnerability; 3) symptoms of cold or illness on the day of testing; 4) history of respiratory, laryngeal, or neurologic disease; 5) previous surgeries of the larynx; 6) history of structural or dynamic laryngeal abnormalities; 7) reported hearing loss of a profound degree; and 8) lack of comprehension of the task. Participants meeting one or more of the criteria were excluded from the study. One of the 48 original participants was excluded due to a history of stroke. Final Sample Size The final sample comprised 21 male and 26 female participants between the ages of 60‐ and 90‐ years. The mean age of all 47 participants was 72.2 years (range=60‐89 years; SD= 8.7). Female participants ranged in age from 60 to 89, with a mean age of 75.5 years 32 (SD= 7.8). Male participants ranged in age from 60 to 89, with a mean age of 77.1 years (SD= 9.8). Data Collection Procedures Documentation of informed consent and agreement to participate was obtained from each participant prior to the collection of data. Data were collected in a quiet room at the place of work or home of the participant or investigator. Participants were required to perform four tasks: 1) produce LDDK tasks /ʌ/ and /hʌ/ for seven seconds, three times each; 2) sustain the vowels /a/ and /i/ for five seconds, three times each; 3) read six sentences; and 4) maintain natural conversation for 30 seconds. The four tasks were recorded using a Roland CD‐2 CF/CD Recorder and transferred to a recordable compact disk. Participants were asked to sit with their mouths positioned six inches from the Audio‐Technica ATR20 Dynamic Cardioid Low Impedance Professional Microphone (Leeper & Jones, 1991). Verbal instructions for the LDDK tasks were modeled after the Fletcher (1972) study and presented to the participants as follows: “I want you to say some sounds for me. They aren’t words, just sounds. I’ll show you how to do it first, then you can say it with me. Then you try it yourself, repeating the sound as quickly and consistently as you can. The first sound is… (/ʌ/ or /hʌ/). Try it with me. (Have participant practice to ensure they are producing the task correctly). Now I want you to do it once more. I am going to have you repeat the sound as quickly and consistently as you can for seven seconds, three times. I’ll tell you when to start. Don’t stop until I tell you. Ready. (Start recording). 33 Now I would like you to perform the same task, but this time with the sound… (/ʌ/ or /hʌ/).” The investigator began by demonstrating the LDDK tasks for each participant for three seconds, producing /ʌ/ or /hʌ/ precisely and distinctly at a rate of approximately 5‐6 repetitions per second. Participants were given the opportunity to practice producing the glottal syllables with the investigator and independently to ensure they understood the tasks. The participants performed three trials of each syllable with a randomized order of presentation (Bassich‐Zeren, 2004). Following completion of the six trials of LDDK tasks, participants were required to complete three tasks from the CAPE‐V (2006) to assess phonatory function. These three tasks were performed after LDDK tasks to ensure that the LDDK results were not affected by vocal fatigue. Participants were first required to sustain the lax vowel /ɑ/ and the tense vowel /i/ for five seconds, three times each. Participants were then asked to orally read six sentences to identify and measure laryngeal behaviors: 1) The blue spot is on the key again; 2) How hard did he hit him; 3) We were away a year ago; 4) We eat eggs every Easter; 5) My mama makes lemon muffins; and 6) Peter will keep at the peak. Respectively, these sentences are designed to measure an individual’s ability to produce all vowels in the English language, use easy onset /h/ during connected speech, produce all voiced speech, use hard glottal attacks, produce nasal sounds, and to produce voiceless plosive sounds. Finally, participants were prompted to produce a 30 second conversational language sample with “Tell me what you did yesterday” or “Tell me a little about yourself” (CAPE‐V, 2006). 34 Measurement Procedures Syllable production rate was identified and consistency of production was measured to evaluate LDDK task performance. The KayPentax Multidimensional Voice Program™ (MDVP) software was employed to objectively identify rate (i.e., number of syllable productions per time frame). All three seven‐second trials of both /ʌ/ and /hʌ/ repetition tasks were converted from audio‐recordings into oscillograms, using the MDVP software (Shanks, 1966). A five second selection of each oscillogram, beginning near the 0.5 second mark, was used for analysis. The first 0.5 seconds were not used in the analysis due to variable vocal stability at the onset of each task (Bassich‐Zeren, 2004; Ptacek et al., 1966; Verdolini & Palmer, 1997). The number of amplitude peaks present in each five second segment, one peak signifying one repetition of a glottal syllable, was counted (Leeper & Jones, 1991; Ptacek et al., 1966; Renout et al., 1995; Shanks, 1966). The best trial (i.e., greatest number of peaks in a five second period) was identified for each task for each participant. The best performance trial was then analyzed for consistency. Each phonatory cycle of adduction and abduction was measured by time. A cursor was placed at the onset of the phonatory pulse of one peak. The second cursor was placed after the abductory phase (i.e., breath), but before the onset of the next phonatory pulse. The adductory/abductory cycle time was then recorded in milliseconds. The variance of timed cycles was calculated using SPSS software. Decreased levels of variance indicated increased levels of phonatory cycle consistency. Ethical Use of Data Data collected as part of this study were used solely for the purpose of this study and the larger study of which this study is a subset. Each participant was assigned a 35 participant number to prevent the use of any personal identification in audio‐recordings or data collection paperwork. Personal identifying information present on the Voluntary Consent Form was made available only to the current investigator and those of the larger study. This information was not recorded or published. All data, recordings, and paperwork were kept in a locked office at all times and will be destroyed upon completion of the larger study. Statistical Analysis Statistical analyses were performed using ISPSS® Statistics Data Editor software (SPSS Statistics Data Editor, 2010) to obtain answers for the three questions posed by this study: (a) Is there a difference between laryngeal diadochokinetic consistency of production for the adductory task /ʌ/ and the abductory task /hʌ/ in adults between the ages of 60 and 90 years; (b) What are the normative values for laryngeal diadochokinetic consistency of production for the adductory task /ʌ/ and the abductory task /hʌ/ in adults between the ages of 60 and 90 years; and (c) Is there a difference between normative values of laryngeal diadochokinetic consistency of production for male and female participants? For the first question, consistency of production data for the LDDK adductory task /ʌ/ and abductory task /hʌ/ were compared using a mixed between‐within subjects analysis of variance (ANOVA; Haynes & Johnson, 2009). Additionally, interaction effect, main effect, and between‐subjects effect were analyzed and reported as Wilks’ Λ (Lambda) values with a probability level of p=0.05. These effects were analyzed in order to determine if ANOVA results were influenced by other independent variables, such as chance or gender (Haynes & Johnson, 2009). This analysis was performed to determine if 36 the two independent groups, the two LDDK tasks, differed significantly on the dependent variable, the consistency of production (Haynes & Johnson, 2009). The second question was answered through the calculation of summary statistics. Summary statistical values of mean, range and standard deviation were determined for each LDDK task, providing normative data for adults between the ages of 60 and 90 years. The independent groups were the two tasks, genders, and variance, while dependent variables were the summary values (Haynes & Johnson, 2009). The third question was answered using the ANOVA results to determine the between‐subjects effect of gender. The two independent groups were male and female participants, and the dependent variables were the normative values. 37 CHAPTER V RESULTS Statistical analyses revealed no statistically significant difference between LDDK consistency of production for the adductory task /ʌ/ and the abductory task /hʌ/. Mean, standard deviation and range values were collected for male and female participants 60 to 90 years of age, and no statistically significant differences were found between LDDK consistency values for male and female participants. The first ANOVA compared consistency of production data for the LDDK adductory task /ʌ/ and abductory task /hʌ/ in geriatric adults (i.e., 60 to 90 years of age). Results revealed no statistically significant main effect for task using an alpha of 0.05, Wilks’ Lambda = 0.688 F (1, 85), p = 0.409, and the effect size was very small (partial eta squared = 0.008). Results also revealed no significant main effect for gender using an alpha of 0.05, Wilks’ Lambda = 0.026 F (1, 85), p = .872, and the effect size was very small (partial eta squared <0.000). There was also no significant interaction effect between gender and task using an alpha of 0.05, Wilks’ Lambda = 0.201 F (1, 85), p = 0.655, the effect size was very small (partial eta squared = 0.002). The variances among female /ʌ/ (M = 0.00535), female /hʌ/ (M = 0.00422), male /ʌ/ (M = 0.00620), and male /hʌ/ (M = 0.00241) were not significantly different. Results are summarized in Table 1, Multivariate Analysis of Task. 38 Table 1 Multivariate Analysis of Task Source Type III Sum of Squares df Mean Square F Sig. Partial Eta Squared Intercept Gender Task Gender * Task Error 0.002 5.07E-006 0.000 3.890E-005 0.016 1 1 1 1 85 5.607E-005 0.002 5.078E-006 0.000 3.890E-005 9.453 0.026 0.688 0.201 0.003 0.872 0.409 0.655 0.100 0.000 0.008 0.002 The second ANOVA calculated normative values for the adductory task /ʌ/ and the abductory task /hʌ/ for adults between the ages of 60 and 90 years. For male participants, the normative value for /ʌ/ variance (i.e., the consistency of glottal syllable duration) was M= 0.00620 (range = 0.00012‐0.06063ms, SD= 0.01698). For female participants, the normative value for /ʌ/ variance was M= 0.00535 (range = 0.00011‐0.05027ms, SD= 0.01319). For male participants, the normative value for /hʌ/ variance was M= 0.00620 (range = 0.00013‐0.03977ms, SD= 0.01698). For female participants, the normative value for /hʌ/ variance was M= 0.00535 (range = 0.00013‐0.03977ms, SD= 0.01319). Results are summarized in Table 2, Descriptive Statistics for Consistency of LDDK Production. 39 Table 2 Descriptive Statistics for Consistency of LDDK Production Consistency Variable Task /ʌ/ Gender N Minimum Maximum Mean (M) Female 25 0.00011 0.05027 0.00535 Standard Deviation (SD) 0.01319 Male 20 0.00012 0.06063 0.00620 0.01698 45 0.00011 0.06063 0.00573 0.01482 Female 23 0.00022 0.07529 0.00422 0.01422 Male 21 0.00013 0.03977 0.00858 44 0.00013 0.07529 0.00242 0.00336 Total Variance /hʌ/ Total 0.01259 The third ANOVA compared normative values of LDDK consistency of production for female and male participants. An independent‐samples t‐test was conducted to compare variance for female /ʌ/ and male /ʌ/. There was no significant difference between female /ʌ/ (M = 0.00535) and male /ʌ/ (M = 0.00620); t (43) = ‐ 0.189, p = 0.851. The magnitude of the differences in the means was very small (eta squared < 0.000). An independent‐ samples t‐test was conducted to compare the variance for female /hʌ/ and male /hʌ/. There was no significant difference between female /hʌ/ (M = 0.00422) and male /hʌ/ (M = 0.00242); t (42) = 0.471, p = 0.640. The magnitude of the difference of the means was very small (eta squared = 0.003). An independent‐samples t‐test was conducted to compare the variance for female and male participants, both tasks combined. There was no significant difference in scores for female participants (M = 0.00481) and male participants (M = 0.00426); t (87) = ‐0.869, p = 0.852. The magnitude of the differences in the means was very small (eta squared = 0.008). Results of gender comparisons are summarized in Table 3, Univariate Analysis of Gender. 40 Table 3 Univariate Analysis of Gender Consistency Variable Variance Task N Mean (M) Female Mean (M) Male p /ʌ/ 45 0.00535 0.00620 0.640 /hʌ/ 44 0.00422 0.00242 0.640 0.003 Total 89 0.00481 0.00426 0.852 0.008 41 eta squared <0.000 CHAPTER VI DISCUSSION Existing literature confirms the potential for LDDK to be used as a noninvasive and inexpensive means of valuating laryngeal function. However, to use LDDK as a predictive and/or diagnostic measure of laryngeal function, sufficient data must be collected from the normal population. The data that have been collected in past studies are plagued by inconsistencies. Furthermore, no studies to date have collected objective data on the consistency of production, a measure identified in DDK studies to be a valid assessment of neuromotor coordination and control (Ackermann et al., 1995; Williams & Stackhouse, 2000). In pursuit of filling the LDDK normative data void present in existing literature, this study posed three questions: 1) Is there a difference between laryngeal diadochokinetic consistency of production for the adductory task /ʌ/ and the abductory task /hʌ/ in adults between the ages of 60 and 90 years; 2) What are the normative values for laryngeal diadochokinetic consistency of production for the adductory task /ʌ/ and the abductory task /hʌ/ in adults between the ages of 60 and 90 years; and 3) Is there a difference between normative values of laryngeal diadochokinetic consistency of production for male and female participants? First, this study compared LDDK consistency for the adductory task /ʌ/ and the abductory task /hʌ/. No statistically significant differences were found between consistencies of production of the two tasks in the normal geriatric population. The absence of a significant difference between the tasks may suggest that fine neuromotor control declines similarly for both adductory and abductory laryngeal muscles, or that the sample size of this study was not large enough to detect a significant effect for task. 42 Although this suggests that only one task may be necessary when assessing the normal geriatric population, both tasks should be utilized in research until more normative data are established for young adult (20‐40 years of age) and adult (40‐60 years of age) populations. Additionally, data for both tasks may be important when comparing the performance of disordered populations to normal populations (Bassich‐Zeren, 2004). Second, normative values of minimum, maximum, mean and standard deviation were calculated for variance. These normative values were established for male and female participants, for each task, and in total. This study is the first to objectively calculate consistency of production. This study strengthens the validity of LDDK data by collecting data for both male and female participants, while other studies sometimes only collected data on one gender (Leeper & Jones, 1991; Shanks, 1966). Furthermore, only two studies, Bassich‐Zeren (2004) and Leeper et al. (1990), used both an adductory and abductory task, and only Bassich‐Zeren (2004) used the syllables /ʌ/ and /hʌ/. By collecting data for both tasks and reducing the level of oral involvement by using the lax, centralized vowel of /ʌ/ instead of the low, back, tense vowel of /ɑ/, this study strengthens the validity of LDDK data. Finally, this study compared consistency of production of LDDK adductory and abductory tasks between male and female participants. No statistically significant differences were found regarding gender in the geriatric population. The lack of significance of gender in consistency values suggests that men and women experience the anatomical and physiologic effects of aging in a similar fashion regarding neuromotor control of the intrinsic laryngeal muscles. However, unequal group sizes and a small sample size may have affected the detection of significant effects for gender. 43 CHAPTER VII LIMITATIONS The health of participants, data collection procedures, and the recording equipment were all controlled in order to maximize internal and external validity. However, limitations to this study included sample size, participant diversity, cognitive, behavioral, and systemic influences on participant performance, discontinuity of data analysis and the reliance on mean measures in ANOVAs. Future research should focus on confirming and expanding upon the results of this study, as well as addressing these limitations. The final sample size of this study was 47 individuals, composed of 21 men and 26 women. No significant effects were detected in data analysis. A larger sample size would ensure that clinically significant effects were not missed, as well as better represent the larynges of the normal geriatric population and increase generalizability of the results. Equal group sizes, male and female, should also be established in future studies. Unequal group sizes may have affected the detection of clinically significant effects between male and female groups. Participant diversity was suboptimal secondary to recruitment methods. Investigators recruited friends, family, friends of family, coworkers and community group members to participate in the study. The resulting sample did not proportionately represent the demographic diversity of the general population. The external validity of future research could be strengthened by the recruitment of participants with the same demographics of the population to which the results will be generalized (Haynes & Johnson, 2009). 44 Cognitive, behavioral and systemic influences on participant performance were limitations in regards to LDDK task performance. Lack of comprehension of the task was an exclusion criterion, however the possibility of cognitive influence (e.g., anxiety, confusion, attention, and motivation) on task performance remained. Participants were asked to perform newly learned LDDK tasks while being recorded. Cognitive regulation of motoric actions (i.e., the intentional rapid adduction and abduction of vocal folds) may have differed between participants as they attempted perform the tasks for an adequate period of time, affecting their rates and consistencies. Furthermore, behavioral influences (e.g., alcohol, tobacco, and caffeine consumption) can affect the structure and function of the larynx and respiratory system (Stemple, et al., 2010). Although participants were not included if they had a suboptimal CAPE‐V score and were asked to refrain from consuming alcohol prior to performing LDDK tasks, undisclosed and/or unknown behavioral influences on laryngeal function cannot be ruled out. Systemic influences (e.g., respiratory disease, allergies, hormones, and pharmaceuticals) can also affect laryngeal and respiratory system functioning (Stemple, et al., 2010). Such systemic influences are common in the geriatric population. Controlling for these cognitive, behavioral, and systemic influences would increase internal validity of future studies, but also decrease the generalizability of the results to the general population. Discontinuity of data collection and analysis was the next limitation of this study. This study and the multi‐year larger study of which it was a part relied on analysis of data collected by multiple investigators in several locations at different times. The first three 45 graduate investigators of the larger study collected data in the field, converted audio recordings to .wav files, and analyzed each trial of each task for rate of production. This investigator utilized the rate values obtained by the other investigators and research assistants in order to determine the best trial (i.e., trial with the highest rate) for each task for each participant. The best trial was then reanalyzed to determine the measures of consistency necessary to answer the questions posed by the current study. Although continuity of data analysis was maintained to a great extent by meticulous documentation of the rate and the time intervals used in the original analysis of audio files for rate, there were unforeseen discontinuities in data collection and analysis. The voice analysis software did not consistently allow the audio files to be trimmed to the precise interval as the original analysis (i.e., 0.01‐0.2 deviation from the time interval boundaries used in the rate analysis). Thus, in future replications of this study, it would be advisable to analyze a data sample for rate and consistency at the same time, rather than reanalyzing the data at a later point for consistency values. Data analysis may also have been improved by calculating median values of variance rather than mean values to be used in the three ANOVAs. In situations where predictive normative data are desired regarding a data set, median may be a more meaningful measure than mean. Ackermann, Hetrich, and Hehr (1995) used median syllable duration and variance of median syllable duration to measure consistency. The median may allow for more sensitive detection of statistical significances than mean, increasing the future utility of LDDK for comparing disordered individual performance to normative data. In the future, median and mean values should be calculated and compared regarding sensitivity and specificity. 46 Of these limitations, sample size, participant diversity, discontinuity of data collection and analysis, and data measures are most pertinent for consideration in future research. The sample size of this study was significantly larger than previous LDDK studies, but a larger sample would strengthen the sensitivity and specificity of LDDK normative data. Participant diversity did not proportionately represent the population to which the results will be generalized, and elimination of this limitation would strengthen external validity in future studies. Discontinuity of data analysis did not likely affect the internal validity of the study significantly, but future studies should eliminate this limitation for both convenience and the assurance of increased internal validity. Mean and median values should be compared and used in ANOVAs to determine if one leads to more sensitive detection of statistically significant effects. Cognitive, behavioral and systemic influences could be controlled to a greater extent than they were in this study to increase internal validity. However, any cognitive, behavioral and systemic influences affecting the geriatric participants of this study undoubtedly affect the general geriatric population as well. Thus, it stands to reason that external validity would be sacrificed were these influences to be controlled. 47 CHAPTER VIII IMPLICATIONS These preliminary findings should serve as the foundation on which to continue evaluating normative values for LDDK consistency of production. These findings should be expanded upon and combined with rate and strength of production measures. Future studies should also address the limitations of this study. In the future, research should address: a) increasing the sample size; b) examining and comparing younger age groups to the geriatric population; c) establishing equal‐sized male and female groups; d) measuring rate and strengths in addition to consistency; e) monitoring systemic, behavioral and cognitive influences on LDDK performance; f) ensuring continuity of data analysis; g) determining if mean or median values are more sensitive measures for detecting statistical significance for variance; and h) comparing LDDK normative values with LDDK values obtained from individuals with neurologic disease. Laryngeal diadochokinesis has the potential to be a tool speech‐language pathologists can use in the detection of laryngeal abnormalities. 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If you have any questions please do not hesitate to ask. You are eligible to participate because you are an adult with no known laryngeal or neurological disease. The purpose of this study is to identify your performance on a voice production task. We want to identify how your performance varies with differences in task complexity. We also want to identify your overall voice quality and your perception of your voice and swallowing function using questionnaires. We will compare your performance to other adults of varied age ranges. Participation in this study will require approximately 20 minutes of your time. All data will be collected in one session. The study involves two questionnaires and a voice recording. First you will complete a questionnaire about swallowing symptoms and another about voice symptoms. Each questionnaire has approximately 30 questions. Then we will record your voice to a CD as you: 1) repeat an ‘uh’ and ‘huh’ several times, 2) hold out an ‘ah’ and ‘e’ for 5 seconds, 3) read six sentences, and 4) answer a brief question about yourself. You will be seated approximately 6 inches from a microphone. There will be no personal identifying information about you recorded on the CD. The recordings will be kept in a locked cabinet in 437 Davis Hall at the Indiana University of Pennsylvania. Only the principal and co-investigators involved in this study will have access to your recording and questionnaire responses. Your measurements will be considered only in combination with those from other participants. All data will be held in strict confidence. The information obtained in the study may be published in scientific journals or presented at scientific meetings but your identity will be kept strictly confidential. There are no known risks or discomforts associated with this research. The possible benefit is for you to have access to measurements of your voice and swallowing function. No other compensation is available for your participation. Your participation in this study is voluntary. You are free to decide not to participate in this study or to withdraw at any time without adversely affecting your relationship with the investigators or IUP. Your decision will not result in any loss of benefits to which you are otherwise entitled. If you choose to participate, you may withdraw at any time by notifying the Project Director or informing the person administering the data collection. Upon your request to withdraw, all information pertaining to you will be destroyed. If you choose to participate, all information will be held in strict confidence. If you have any questions or concerns, please feel free to contact the principal investigator: Lori E Lombard, PhD Professor Speech-Language Pathology Program Indiana University of Pennsylvania 203 Davis Hall Indiana, PA 15705 Phone: 724/357-2450 [email protected] This project has been approved by the Indiana University of Pennsylvania Institutional Review Board for the Protection of Human Participants (Phone: 724/357-7730) 54 VOLUNTARY CONSENT FORM: I have read and understand the information on the form and I consent to volunteer to be a participant in this study. I understand that my responses are completely confidential and that I have the right to withdraw at any time. I have received an unsigned copy of this informed Consent Form to keep in my possession. Name (PLEASE PRINT) _________________________________________________________ Signature ______________________________________________________________________ Date ________________________ Phone number or location where you can be reached: ____________________________________ Best days and times to reach you: _____________________________________________________ I certify that I have explained to the above individual the nature and purpose, the potential benefits, and possible risks associated with participating in this research study, have answered any questions that have been raised, and have witnessed the above signature. __________________________________________________________________________________ Date Investigator's Signature 55
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