A Comparison of Methods for Quantifying Silicone Droplets in Biologics Using Dynamic Imaging Particle Analysis FLUID IMAGING TECHNOLOGIES ® Lew Brown, William Bernt - Fluid Imaging Technologies, Inc. www.fluidimaging.com Abstract Methods Dynamic Imaging Particle Analysis (DIPA) is increasingly being used as a method of characterizing sub-visible particulates in protein-based therapeutics. Many of these formulations, particularly pre-filled syringes, will contain silicone droplets which are used for lubrication. When reporting particulate content, especially in the 2µm to 10µm size range, it is desirable to eliminate the contribution of the silicone droplets to the overall particle count. A Polyclonal IgG sample was obtained (Courtesy University of Colorado) which had been stressed via agitation. This sample was first run in a FlowCAM® DIPA instrument unmodified to get a baseline reading for particle load and to verify repeatability of the data sets, as shown in Figure 3. The sample was then silicone infused by pulling it into and ejecting it out of a siliconized syringe ten times prior to being run through the FlowCAM DIPA instrument again. Figure 4 shows the particle size distributions for five runs of the sample after being silicone infused, again showing good repeatability. Note also the large increase in overall particle load, caused by adding the silicone and the additional stressing due to the multiple trips through the syringe prior to the runs. Since DIPA can measure particle shape parameters, it can potentially be used to “filter out” the silicone droplets prior to reporting particle count. This poster will look at several different mathematical approaches to identifying and quantifying the silicone droplets in the sample. A data set will be acquired with images from a sample protein therapeutic containing both protein aggregates and silicone droplets. The data set will first be analyzed visually to make a baseline determination of the number of protein aggregates and silicone droplets. This baseline data set will have an assigned “particle type” value given to every particle image collected. This same original data set will then be subjected to automated, algorithmic analysis using different methods to try to quantify the silicone droplet content. For each different algorithm or method applied, the total number of silicone droplets identified by the method will be recorded, and the number of false positives and false negatives will also be recorded by comparison to the baseline manually classified data set. These results will allow for a quantitative evaluation and comparison of each method’s efficacy. Introduction In typical particle analysis studies, it is usually desired that the results of automated analyses be verified for accuracy against a “known” characterization of the material being analyzed. This almost always means that an analysis/characterization of the sample be performed by humans using manual microscopy. The human eye/brain system has the capability to see very subtle differences in images, and to interpret/ interpolate the visual information beyond what a computer system and algorithm are capable of accomplishing5. This is especially true as the particles get small enough so that only a few camera pixels are available to form the image itself. Due to the eye/brain’s ability to discriminate particle morphology in images beyond where a computer can successfully accomplish it, it follows that if a human can not differentiate a particle type from an image, then certainly a computer can not either. This is a basic premise of all the work contained herein. Additionally, while in the past we have seen publications reporting particle characterization for DIPA instruments below 2um in size, it is our contention that any characterization based on particle shape must be only for particles 2um and larger in size Note that this limit is for the magnification used in this work (10X objective), and is based on depth of focus limitations caused by the fluidics system as opposed to optical concerns. Figure 1 shows images of silicone droplets at different sizes, and Figure 2 shows images in the 1um range that can not be characterized either by human or especially by computer. More discussion of this can be found in Reference 5. Note additionally that this does not say that particles can not be counted in the 1-2um size range, only that they can not be characterized by shape reliably in this range. This is supported by the fact that research papers published on this same topic also only report particles >2um2,3,4. Figure 1: Silicone droplet particle images zoomed 8x with binary edge overlaid in bottom image. Figure 2: Nondescript particle images zoomed 8x with binary edge overlaid in bottom image. The major difference here over a value filter is that the statistical filter introduces “weighting” of the particle properties based upon the statistics, so that the properties that are most influential in making the training set unique are weighed heaviest in the resulting analysis. So a statistical filter was built from one of the data sets by selecting several different silicone droplet particle images as a training set, and applying it to each of the runs as a filter. An increase of 22% more silicone drops was found over the Circularity (Hu) filter above using this technique. Stressed Polyclonal IgG (before silicone) 100,000 10,000 Run 1 1,000 Run 2 Run 3 100 Run 4 Run 5 10 Detection and enumeration of silicone droplets in biologics formulations (prefilled syringes, etc.) is important because the identified silicone droplets should be eliminated from overall particle counts which may be reported under USP <788> or other internal/external requirements prior to reporting. Different methodologies for numerically separating the silicone from the protein aggregates have been reported in the past1,2,3,4, with varying degrees of success. evaluated against that value range and either are within it or not, therefore a member of the class or not. A more sophisticated way of doing filtering is know as “statistical filtering”. In statistical filtering, several particles are selected (called a “training set”) by the user which represent the “type” the user wishes to find (based on eye/brain input). The statistics of all measurements for the selected particles are then compared against the statistics for each particle in the run to determine how similar they are to the selected particles. Typically, this can be done by examining how close in n-dimensional space (where n = the number of particle properties measured) the target particle under study is to the original selected ones7. Results 1 2‐5um 5‐10um 10‐25um 25‐50um 50‐100um 100+um Figure 3: Five replicate runs of original Polyclonal IgG prior to being infused with silicone. Stressed Polyclonal IgG with Silicone Oil 100,000 10,000 1,000 Run 1 Run 2 Run 3 100 Figure 5: Screen capture of the hand-classifying process. Particle #10 in the right-hand image window has been selected and is being added to the class “Protein” in the Training Set window (lower left), thereby appending a parameter “Type (known) = Protein” to the data associated with Particle #10. Run 4 Run 5 For the hand classification, four particle types were created: “protein” aggregate, “silicone” droplet, “combination” and “unknown”. The unknown had to be created because, even at 2um and larger, there will still be some particles that just cannot be classified, even by a human (Figure 6 shows some examples). The “combination” category consists of both multiple silicone droplets stuck together (forming a different shape than singlets) and predominantly silicon droplet(s) embedded into protein aggregates (Figure 7 shows some examples). This is not an uncommon occurrence4, and was probably exacerbated by the multiple runs through the syringe (an area suggested for future modification Figure 6: Typical examples of Particles hand-classified as in this continuing research). “Unknown”. Original size on left, zoomed 8X on right. The most commonly used filter 10 criterion for separating silicone droplets from protein aggregated is aspect ratio (width/length). This 1 2‐5um 5‐10um 10‐25um 25‐50um 50‐100um 100+um is because the silicone droplets are usually perfectly spherical in shape Figure 4: Five replicate runs of Polyclonal IgG after silicone infusion. versus the amorphous shape quality of the protein aggregates. However, Figure 7: Typical examples of Particles hand-classified as “Combination”. Original size on left, zoomed 8X on right. At this point, an enhanced development version of the FlowCAM VisualSpreadsheet® aspect ratio is a relatively crude software was used to “hand-classify” each of four runs of the protein/silicone mix. The measurement, and, even though the procedure used was to view every particle image in the data set, and have the operator general shape is amorphous, it is easy to find protein aggregates having a high aspect then append a particle “Type (known)” to each particle’s spreadsheet information as an ratio, producing false negatives. Several different cut-off values for aspect ratio filters additional data field. Figure 5 shows a screen capture of this procedure. For the reasons were tried, and it was found that Aspect Ratio ≥0.85 produces the best results. noted above, this was only done for the data set >2um in size, which cut the number of particles to be appended by about half since the largest size bin is the 1-2um one. Even Various different measurements of particle circularity are available in the with this reduction in data, it left an average of 2,500 particles to be hand-classified, VisualSpreadsheet software, but one that is particularly effective for detecting silicone which takes considerable time. droplets is “Circularity (Hu)”. Hu Circularity has been shown to produce better results for circularity than other measures when looking at particles with boundary defects, Once the hand-classification is finished, we now have each data set containing an i.e. when the perimeter of the circle is not perfect6. This is exactly what occurs when additional field for each particle of “Type (known)”, which can be sorted on by silicon droplets are imaged with very few pixels, therefore at the limits of the optical/ VisualSpreadsheet. At this point, any time we use a filter to attempt characterizing the sensor system (see Figure 1). Once again, different thresholds for Circularity (Hu) were number of silicone droplets, we can then sort the filter results by “Type (known)”, and tried, with a value Circularity (Hu) >0.95 producing the best results, an increase of thereby determine the number of particles correctly identified as silicone, the number 42% more silicone drops found over the best results using an aspect ratio filter. of false positives and the number of false negatives. The result give a quantification of the efficacy of the filter in terms of how it did against the hand-classified results. The previous filters discussed are what is called “value filters”, meaning that a range of values for a certain particle measurement are defined, and then all particles are The last filter tried was a customized filter derived from the image statistics. To do this, we first made a data set consisting of only the silicone droplets for each run which had been hand-classified with “Type (known)” of silicone. We then took the summary statistics for this data set, and sorted the results based upon the Coefficient of Variability (CV) for each of the parameters, from lowest to highest. The thought is to take the image parameters from the silicon with the lowest CV, and use their min/max to construct a customized value filter. We ended up using a combination of particle size (ESD), Circle Fit and Circularity (Hu). On running this filter, we got our best results yet with an increase of 34% more silicone drops found over the statistical filter results above. Figure 8 shows a summary of the results found for each filter in terms of the increase in number of silicone droplets correctly identified by the filter, using the Aspect Ratio >0.85 as a baseline. Filter: Aspect Ratio ≥ 0.85 Filter: Circularity (Hu) ≥ 0.95 Filter: Statistical Filter Filter: Customized Value Filter % Increase Overall vs. Baseline (Aspect Ratio filter) N/A (baseline) 42% 73% 130% Figure 8: Summary of efficacy results for different silicone droplet filters, using the Aspect Ratio filter as the baseline, showing the total increase over the baseline. Conclusions The ability to actually see each particle image in order to hand-classify them is critical in order to be able to truly understand the efficacy of software filters to segment out an individual population of particles in a sample, in this case silicone droplets. The method used in this poster shows great promise in yielding real insight into how well a particular method may be at quantifying silicone droplets in protein-based therapies. The results presented here represent only a beginning at using this methodology to better understand the use of DIPA in characterizing biologics. Having a larger variety of particle properties from which to choose from when constructing filters increases the chance of finding those properties that can best identify a particular type of particle. It is clear that more advanced measurements, such as Hu Circularity, and more advanced methods, such as statistical filtering, can significantly increase the accuracy of silicone quantification in protein-based therapeutics. References 1. Sharma, D.K., Oma, P., & Krishnan, S, (2009). Silicone Microdroplets in Protein Formulations-Detection and Enumeration. Pharmaceutical Technology, 33 (4), 74-79. 2. Strehl, R., Rombach-Riegraf, V., Diez, M., Egodage, K., Bluemel, M., & Koulov, A.V. (2011). Discrimination Between Silicone Oil Droplets and Protein Aggregates in Biopharmaceuticals: A Novel Multiparametric Image Filter for Sub-visible Particles in Microflow Imaging Analysis. Pharm Res, 29 (2), 594-602. 3. Weinbuch, D., ZÖlls, S., Wiggenhorn, M., Friess, W., Winter, G., & Hawe, A. (2013). Micro-flow imaging and resonant mass measurement (Archimedes)--complementary methods to quantitatively differentiate protein particles and silicone oil droplets. J Pharm Sci, 102 (7), 2152-2165. 4. Gerhardt, A., Mcgraw, N.R., Schwartz, D.K., Bee, J.S., Carpenter, J.F. & Randolph, T.W. (2014). Protein Aggregation and Particle Formation in Prefilled Glass Syringes. J Pharm Sci, 103 (6), 1601-1612. 5. Brown, L. (2014). Can a Computer Characterize a Particle My Eye Can Not? URL http://www.particleimaging.com/ can-a-computer-characterize-a-particle-my-eye-can-not/ . 6. Žunic, J., Hirota, J., & Rosin, P.L. (2008). A Hu moment invariant as a shape circularity measure. Pattern Recognition, 43 (1), 47-57. 7. Brown, L. (2008). Particle Image Understanding – A Primer. URL http://www.fluidimaging.com/resource-centerwhitepapers.htm .
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