Heart of Texas Compliance Officers
A new compliance officers association for banks and credit unions in Travis and surrounding counties.
Please Join Us For Our Next Meeting
Annual Compliance Conference — Round Rock, TX
Agenda:
8:30 am—9:00 am:
Registration
9:00 am—9:45 am:
Compliance Priorities for 2017—Darlia Fogarty, Compliance Alliance
Learn what needs to be high on the radar at your bank in 2017 based on regulatory
expectations and new regulations.
9:45 am—10:45 am:
TRID Update —Tom King, Robertson Anschutz Vetters
A discussion of the high and low points faced by banks over this past year as they have
implemented the new requirements
10:45 am—11:00 pm: Break
11:00 am—12:00 pm: Compliance Officers Panel on Recent Regulatory Exams—Desiree Salazar, Schertz Bank & Trust
(FDIC) and Terri Moore, Classic Bank NA (OCC)
Hear from two compliance officers on their experience with recent regulatory compliance
examinations by the FDIC and OCC.
12:00 pm—1:00 pm:
Lunch
1:00 pm—2:00 pm:
Consumer Complaints— Shannon Phillips, Independent Bankers Association of Texas
A review of the expectations and requirements in this area which is rapidly becoming more
important.
2:00 pm—2:15 pm:
Break
2:15 pm—3:00 pm:
Flood— James Buccieri, RSM US LLP
Both the old and the new provisions in the flood regulations that you need to master.
RSVP and cancellation deadline is October 20, 2016.
Thursday, October 27
8:30am—3:00pm
Austin Marriott North
2600 La Frontera Blvd
Round Rock, TX 78681
Cost: General Member (An organization with a paid membership):
$50 for first registrant/$90 for additional registrants
Click for Directions
Associate Member (An individual with a paid membership): $50
Non-Member: $90
RSVP to Mark Kesselring at [email protected] or 512.600.8100. Send checks payable to the Heart of Texas
Compliance Officers, c/o Mark Kesselring, R Bank, 3600 E. Palm Valley Blvd., Round Rock, TX 78665.
Registration Form
Name: ____________________________________________________________________________________________
Title: ______________________________________________________________________________________________
Organization: _______________________________________________________________________________________
Address: ___________________________________________________________________________________________
City: _______________________________________________ State: ____________________ Zip: ________________
Phone: _____________________________________________________________________________________________
Email: ______________________________________________________________________________________________
Number of Attendees: _________________________
Amount of Payment: _________ x $50/$90 = __________
Thursday, October 27
8:30am—3:00pm
RSVP and cancellation deadline is October 20, 2016.
Cost: General Member (An organization with a paid membership):
$50 for first registrant/$90 for additional registrants
Austin Marriott North
2600 La Frontera Blvd
Round Rock, TX 78681
Associate Member (An individual with a paid membership): $50
Nonmember: $90
Click for Directions
RSVP to Mark Kesselring at [email protected] or
512.600.8100. Send checks payable to the Heart of Texas
Compliance Officers, c/o Mark Kesselring, R Bank, 3600 E. Palm Valley
Blvd., Round Rock, TX 78665.
What attendees from prior meetings are saying:
“Thank you for organizing the HOTCO. Now, more than ever, Compliance Officers need to support each other.”
“Overall very informative and I enjoyed meeting and visiting with other bankers from neighboring areas.”
“I thought the meeting was excellent and very enjoyable.”