International politics of East Asia J. Haacke IR3090, 2790090 2011 Undergraduate study in Economics, Management, Finance and the Social Sciences This is an extract from a subject guide for an undergraduate course offered as part of the University of London International Programmes in Economics, Management, Finance and the Social Sciences. Materials for these programmes are developed by academics at the London School of Economics and Political Science (LSE). For more information, see: www.londoninternational.ac.uk This guide was prepared for the University of London International Programmes by: Dr Jürgen Haacke, Senior Lecturer in International Relations, London School of Economics and Political Science. This is one of a series of subject guides published by the University. We regret that due to pressure of work the author is unable to enter into any correspondence relating to, or arising from, the guide. If you have any comments on this subject guide, favourable or unfavourable, please use the form at the back of this guide. The University of London International Programmes Publications Office Stewart House 32 Russell Square London WC1B 5DN United Kingdom Website: www.londoninternational.ac.uk Published by: University of London © University of London 2006 Reprinted with minor revisions 2011 The University of London asserts copyright over all material in this subject guide except where otherwise indicated. All rights reserved. No part of this work may be reproduced in any form, or by any means, without permission in writing from the publisher. We make every effort to contact copyright holders. If you think we have inadvertently used your copyright material, please let us know. Contents Contents Introduction............................................................................................................. 1 Aims and objectives........................................................................................................ 1 Syllabus.......................................................................................................................... 2 Learning outcomes......................................................................................................... 2 Reading advice............................................................................................................... 2 Online study resources.................................................................................................... 5 How to use the subject guide.......................................................................................... 6 Examination advice........................................................................................................ 7 List of abbreviations....................................................................................................... 9 Map of East Asia.......................................................................................................... 11 Chapter 1: East Asia after the Pacific War............................................................. 13 Essential reading.......................................................................................................... 13 Recommended reading................................................................................................. 13 Aims of the chapter...................................................................................................... 13 Learning outcomes....................................................................................................... 13 Introduction................................................................................................................. 13 The significance of the communist victory in China........................................................ 14 Key bilateral relationships............................................................................................. 14 The Korean War and its impact...................................................................................... 15 The strategy of containment.......................................................................................... 16 The newly independent states in Southeast Asia............................................................ 17 The separate experiences of independence.................................................................... 17 Southeast Asia.............................................................................................................. 18 Internationalisation of the war in Vietnam..................................................................... 19 Reminder of your learning outcomes............................................................................. 19 Chapter 2: International politics of Northeast Asia, 1954–70.............................. 21 Essential reading.......................................................................................................... 21 Recommended reading................................................................................................. 21 Further reading............................................................................................................. 21 Aims of the chapter...................................................................................................... 21 Learning outcomes....................................................................................................... 21 Introduction................................................................................................................. 21 Evolving US–Japan security relations............................................................................. 22 Taiwan in Sino–US relations, offshore crises.................................................................. 23 Sino–Soviet relations.................................................................................................... 24 Soviet Union–Japan relations........................................................................................ 24 Reminder of your learning outcomes............................................................................. 25 Chapter 3: The international politics of Southeast Asia, 1954–66........................ 27 Essential reading.......................................................................................................... 27 Recommended reading................................................................................................. 27 Further reading............................................................................................................. 27 Aim of the chapter........................................................................................................ 27 Learning outcomes....................................................................................................... 27 Introduction................................................................................................................. 27 i 90 International politics of East Asia The Geneva Settlement................................................................................................. 28 The establishment of SEATO.......................................................................................... 28 The Bandung Conference.............................................................................................. 29 The Second Indochina War............................................................................................ 29 The creation of Malaysia............................................................................................... 30 First steps toward regionalism...................................................................................... 31 Reminder of your learning outcomes............................................................................. 31 Chapter 4: The period of tripolarity...................................................................... 33 Essential reading.......................................................................................................... 33 Recommended reading................................................................................................. 33 Further reading............................................................................................................. 33 Aim of the chapter........................................................................................................ 33 Learning outcomes....................................................................................................... 33 Introduction................................................................................................................. 33 The concept of tripolarity.............................................................................................. 34 Origins and development of tripolarity.......................................................................... 34 The nature of tripolarity................................................................................................ 35 Tripolarity, normalisation and Taiwan............................................................................. 35 Impact of tripolarity on East Asia................................................................................... 36 The evolution of tripolarity............................................................................................ 37 The end of tripolarity.................................................................................................... 37 Reminder of your learning outcomes............................................................................. 38 Chapter 5: The development of ASEAN................................................................. 39 Essential reading.......................................................................................................... 39 Recommended reading................................................................................................. 39 Further reading............................................................................................................. 39 Aims of the chapter...................................................................................................... 39 Learning outcomes....................................................................................................... 39 Introduction................................................................................................................. 39 The members of ASEAN................................................................................................ 40 The origins and purpose of ASEAN................................................................................ 40 Regional accommodation and reconciliation................................................................. 40 Institutional framework................................................................................................. 41 The Zone of Peace, Freedom and Neutrality................................................................... 41 The ASEAN way............................................................................................................ 42 The 1976 Bali Summit.................................................................................................. 42 ASEAN’s relations with the Indochinese countries in the 1970s..................................... 43 ASEAN economic cooperation....................................................................................... 43 Relations with dialogue partners................................................................................... 44 ASEAN as a security organisation.................................................................................. 44 Conclusions.................................................................................................................. 45 Reminder of your learning outcomes............................................................................. 45 Chapter 6: The Cambodia conflict......................................................................... 47 Essential reading.......................................................................................................... 47 Recommended reading................................................................................................. 47 Further reading............................................................................................................. 47 Aim of the chapter........................................................................................................ 47 Learning outcomes....................................................................................................... 47 Introduction................................................................................................................. 47 Origins of the Cambodia conflict................................................................................... 48 ii Contents Responses to the intervention....................................................................................... 48 Vietnam’s response to international pressure................................................................. 49 ASEAN divisions over Vietnam...................................................................................... 50 The ending of the Cambodia War.................................................................................. 50 Implications for ASEAN................................................................................................. 51 Reminder of your learning outcomes............................................................................. 51 Chapter 7: The nature of the region after the Cold War....................................... 53 Essential reading.......................................................................................................... 53 Recommended reading................................................................................................. 53 Further reading............................................................................................................. 53 Aims of the chapter...................................................................................................... 53 Learning outcomes....................................................................................................... 53 Introduction................................................................................................................. 54 The major powers......................................................................................................... 54 Is any major power being balanced?............................................................................. 55 From bilateralism to multilateralism?............................................................................. 56 The ‘war on terror’........................................................................................................ 56 Potential flashpoints and territorial conflicts.................................................................. 58 Democratisation and public opinion.............................................................................. 59 Reminder of your learning outcomes............................................................................. 59 Chapter 8: The United States and East Asia.......................................................... 61 Essential reading.......................................................................................................... 61 Recommended reading................................................................................................. 61 Further reading............................................................................................................. 61 Aim of the chapter........................................................................................................ 61 Learning outcomes....................................................................................................... 61 Introduction................................................................................................................. 61 Enduring interests......................................................................................................... 62 Challenges................................................................................................................... 62 US policy towards Japan............................................................................................... 63 US policy towards China............................................................................................... 63 US policy towards North Korea...................................................................................... 66 US policy towards ASEAN countries............................................................................... 67 US and multilateral institutions in Asia-Pacific............................................................... 70 Reminder of your learning outcomes............................................................................. 71 Chapter 9: China and East Asia.............................................................................. 73 Essential reading.......................................................................................................... 73 Recommended reading................................................................................................. 73 Further reading............................................................................................................. 73 Aim of the chapter........................................................................................................ 73 Learning outcomes....................................................................................................... 73 Introduction................................................................................................................. 73 China–US relations....................................................................................................... 74 China–Japan relations.................................................................................................. 76 Approach toward multilateralism.................................................................................. 77 China–Southeast Asia................................................................................................... 78 China as a revisionist state?......................................................................................... 79 Reminder of your learning outcomes............................................................................. 80 iii 90 International politics of East Asia Chapter 10: Japan and East Asia........................................................................... 81 Essential reading.......................................................................................................... 81 Recommended reading................................................................................................. 81 Further reading............................................................................................................. 81 Aim of the chapter........................................................................................................ 81 Learning outcomes....................................................................................................... 81 Introduction................................................................................................................. 81 Declaratory Japanese foreign policy............................................................................... 82 Japan–US relations....................................................................................................... 82 Ballistic missile defence................................................................................................ 82 Political issues.............................................................................................................. 83 Japan–China relations.................................................................................................. 83 Japan and the two Koreas............................................................................................. 84 Japan–Southeast Asia relations..................................................................................... 86 Reminder of your learning outcomes............................................................................. 87 Chapter 11: The post-Cold War development of ASEAN....................................... 89 Essential reading.......................................................................................................... 89 Recommended reading................................................................................................. 89 Further reading............................................................................................................. 89 Aim of the chapter........................................................................................................ 89 Learning outcomes....................................................................................................... 89 Introduction................................................................................................................. 90 Responding to a changing strategic and economic context............................................ 90 Towards ASEAN expansion........................................................................................... 91 ASEAN challenged........................................................................................................ 91 Flexible engagement.................................................................................................... 91 Dealing with economic challenges................................................................................ 92 Dealing with political-security challenges...................................................................... 93 Bali Concord II.............................................................................................................. 93 ASEAN Economic Community....................................................................................... 95 ASEAN and Myanmar................................................................................................... 95 ASEAN and the major powers....................................................................................... 96 Reminder of your learning outcomes............................................................................. 97 Chapter 12: Multilateral economic and security institutions................................ 99 Recommended reading................................................................................................. 99 Aims of the chapter...................................................................................................... 99 Learning outcomes....................................................................................................... 99 Introduction................................................................................................................. 99 Regional security cooperation..................................................................................... 100 Multilateral security cooperation at sub-regional level................................................. 102 Outlook...................................................................................................................... 104 Economic cooperation................................................................................................ 104 Shared characteristics of regional cooperation: short summary..................................... 107 Reminder of your learning outcomes........................................................................... 108 Conclusions and outlook..................................................................................... 109 Sample examination paper................................................................................. 111 iv Introduction Introduction This course seeks to study political developments in the East Asian region within the framework of international relations. The region only acquired cohesion in the twentieth century and has grown steadily in economic and political significance since the end of the Second World War. Due to its vast geographical spread and the great divergence of its constituent states in terms of size, culture, historical experience and levels of economic development, the main focus of the course will be confined to the major powers resident or immersed in the region as well as the main regional institutions. East Asia is an area where the interests of the United States (the sole remaining superpower) intersect with those of two powers of global significance, China and Japan. The two major wars of the Cold War period (Korea and Vietnam) were fought here, and developments within the region were integral to the management of the central balance between the two superpowers of the era (the United States and the Soviet Union). It is a region that has been greatly marked by the American exercise of hegemony since the end of the Pacific War in 1945. Since the end of the Cold War, the role of the United States has remained central to the evolution of international politics in East Asia, initially in the context of a rising China and the further development of regional organisations and, since 2001, the global ‘war on terror’, as well as increasing competition for influence by all the major regional powers. The region also provides examples of the dynamic relationship between domestic order and the international environment. The states of the region are either new or newly established on old foundations and their political systems are all subject to different degrees of vulnerability. The divergent experiences of the attainment of independence and of the post-colonial condition have resulted in different interactions both with other regional states and with the global powers. The region encompasses different approaches to foreign and security policy and it has experienced intraregional conflict derived from several sources. At the same time it has developed distinctive forms of institutional cooperation in the search for regional order. Aims and objectives Using appropriate international relations concepts, the course will explore the nature of the international politics of the region. The detailed aims and objectives are to: • provide an introduction to the international politics of East Asia • examine the impact of the Cold War on Northeast and Southeast Asia • provide an overview of the regional policies and core bilateral relationships of the major powers as well as the foreign policies of other selected regional states • examine regional organisations and multilateral arrangements • explore regional conflict and potential flashpoints in Northeast and Southeast Asia • explore the changes in the international politics of East Asia as brought about by the end of the Cold War and the terrorist attacks of 9/11 • examine the nature of regional order. 1 90 International politics of East Asia Syllabus If taken as part of a BSc degree, you must have passed 11 Introduction to international relations before this course may be attempted. This course covers developments in the international politics of East Asia since the end of the Pacific War. The first part analyses the international relations of the region against the backdrop of the impact of global systemic rivalry, the legacy of colonialism and the significance of nationalism, as well as the interlinkages between the global, regional and local levels. The topics of study covered include the advent of the Cold War and the policies of the major regional states during bipolarity, the implications of tripolarity, the development and character of regional cooperation in Southeast Asia, and the Cambodia conflict. The second part of the course examines the regional impact of changes in the international structure after the end of the Cold War as well as the implications of the Asian financial crisis and 9/11 for East Asian international relations. It discusses in separate chapters the regional policies of the US, China and Japan as well as the development of ASEAN cooperation. Issues covered include US pre-eminence, the re-emergence of China, Japan’s changing role, the major regional conflicts, and the establishment of new multilateral economic and security arrangements. Learning outcomes By the end of this course and having completed the relevant readings and activities, you should be able to: • explain the linkages between global, regional and local developments in the East Asia region • analyse the regional policies of the major powers in East Asia • outline and discuss the main foreign policy and security objectives of other states resident in Southeast and Northeast Asia • analyse the nature of interstate conflict in East Asia • compare and contrast developments in East Asia’s international politics in the Cold and post-Cold War periods including after 9/11 • discuss the emergence, development, effectiveness and prospects of regional institutions • assess the prospects for regional stability and cooperation • apply concepts from International Relations as appropriate. Reading advice Essential reading The Essential reading for this course, which we recommend that you purchase, is: Acharya, Amitav Constructing a Security Community in Southeast Asia: ASEAN and the problem of regional order. (London: Routledge, 2009) [ISBN: 9780415414296]. Tow, William T. Asia-Pacific Strategic Relations: Seeking Convergent Security. (Cambridge: Cambridge University Press, 2001) [ISBN: 9780521003681]. Yahuda, Michael The International Politics of the Asia-Pacific. (London and New York: Routledge, 2011) third edition [ISBN: 9780415474801]. 2 Introduction Detailed reading references in this subject guide refer to the editions of the set textbooks listed above. New editions of one or more of these textbooks may have been published by the time you study this course. You can use a more recent edition of any of the books; use the detailed chapter and section headings and the index to identify relevant readings. Also check the virtual learning environment (VLE) regularly for updated guidance on readings. Recommended and Further reading At the start of each chapter we provide a list of relevant recommended and Further reading; for your ease of reference we provide a full list here of all the readings recommended in this subject guide. Roughly in order of priority, you could approach the Recommended reading after the Essential reading for the chapters, and then the Further reading will explore the issues in more depth. You are not required to do any of the Recommended or Further reading in order to pass this course, but in this subject area it is always recommended that you read as widely as possible. Recommended reading Acharya, Amitav The Quest for Identity. (Singapore: Oxford University Press, 2000) [ISBN: 0195887093]. Chapter 3. Bristow, Damon ‘The Five Power Defence Arrangements: Southeast Asia’s Unknown Regional Security Organization’, Contemporary Southeast Asia, 27(1) 2005. Buckley, Roger The United States in the Asia-Pacific since 1945. (Cambridge: Cambridge University Press, 2002) [ISBN: 0521007259]. Chen, Jian Mao’s China and the Cold War. (Chapel Hill and London: University of North Carolina Press, 2001) [ISBN: 0807849324]. Chapters 3, 5, 7 and 8. Connors, Michael K., Remy Davison and Jörn Dosch The New Global Politics of the Asia-Pacific. (London: Routledge Curzon, 2004) [ISBN: 0415285631]. Chapter 2. Dosch, Jörn ‘Southeast Asia and the Asia-Pacific: ASEAN’, in Michael K. Connors, Remy Davison and Jörn Dosch The New Global Politics of the AsiaPacific. (London: Routledge Curzon, 2004) [ISBN: 0415285631]. Gaddis, John Lewis The Long Peace: Inquiries into the History of the Cold War. (Oxford and New York: Oxford University Press, 1987) [ISBN: 0195043359]. Goncharov, Sergei N., John W. Lewis, and Xue Litai Uncertain Partners: Stalin, Mao, and the Korean War. (Stanford: Stanford University Press, 1993) [ISBN: 0804725217]. Gurtov, Mel Pacific Asia? Prospects for Security and Cooperation in East Asia. (Lanham: Rowman & Littlefield, 2002) [ISBN: 074250851X]. Chapters 4 and 7. Haacke, Jürgen ASEAN’s Diplomatic and Security Culture: Origins, development and prospects. (Abingdon and New York: Routledge) [ISBN: 0415374170 (pbk)]. Chapters 7–8. Hook, Glenn D., Julie Gilson, Christopher W. Hughes and Hugo Dobson Japan’s International Relations: Politics, Economics and security. (London: Routledge, 2001) [ISBN: 0415240980]. Chapters 4, 6 and 9. Hughes, Christopher W. Japan’s Re-emergence as a ‘Normal’ Military Power. (London: Oxford University Press for IISS, 2004) [ISBN: 0198567588] Chapter 1. Hund, Markus ‘ASEAN Plus Three: towards a new age of pan-East Asian regionalism? A skeptic’s appraisal’, The Pacific Review 16(3) 2003, pp. 383–417. Kim, Samuel S. (ed.) The International Relations of Northeast Asia. (Lanham: Rowman & Littlefield, 2004) [ISBN: 0742516954]. Lee Poh, P. Tham Siew Yean, and George T. Yu (eds) The Emerging East Asian Community: Security and Economic Issues. (Bangi: Penerbit Universiti Kebangsaan Malaysia, 2006) [ISBN: 0765615533]. Chapter 4. 3 90 International politics of East Asia Leifer, Michael ASEAN and the Security of Southeast Asia. (London and New York: Routledge, 1989) [ISBN: 041501008X]. Leifer, Michael The ASEAN Regional Forum: Extending ASEAN’s model of regional security. Adelphi Paper 302 (Oxford: Oxford University Press for IISS, 1996) [ISBN: 0198292635]. Morris, Stephen J. Why Vietnam Invaded Cambodia: Political Culture and the Causes of War. (Stanford: Stanford University Press, 1999) [ISBN: 0804730504] Narine, Shaun Explaining ASEAN: Regionalism in Southeast Asia. (Boulder and London: Lynne Rienner, 2002) [ISBN: 1588261298]. Chapters 3, 5 and 7. Ravenhill, John APEC and the Construction of Pacific Rim Regionalism. (Cambridge: Cambridge University Press, 2001) [ISBN: 0521667976]. Ross, Robert S. (ed.) China, the United States, and the Soviet Union: Tripolarity and Policy Making in the Cold War. (New York and London: M.E. Sharpe, 1993) [ISBN: 1563242540]. Ross, Robert S. Negotiating Cooperation: The United States and China, 19691989. (Stanford: Stanford University Press, 1995) [ISBN: 0804724547]. Suh, J.J., Peter J. Katzenstein and Allen Carson (eds) Rethinking Security in East Asia: Identity, Power, and Efficiency. (Stanford: Stanford University Press, 2004) [ISBN: 0804749795]. Chapter 2 by Alistair Iain Johnston. Tarling, Nicholas Nations and States in Southeast Asia. (Cambridge: Cambridge University Press, 1998) [ISBN: 0521625645]. Tow, William T. Asia-Pacific Strategic Relations: Seeking Convergent Security. (Cambridge: Cambridge University Press, 2001) [ISBN: 0521003687]. Chapter 7. Turnbull, C.M. ‘Regionalism and Nationalism’ in The Cambridge History of Southeast Asia, Vol II, Part Two: From World War II to the present. (Cambridge: Cambridge University Press) [ISBN: 0521663725]. Chapter 5. Weatherbee, Donald E. International Relations in Southeast Asia: The Struggle for Autonomy. (Lanham: Rowman & Littlefield, 2005) [ISBN: 074252843X]. Zhao, S. (ed.) Chinese Foreign Policy: Pragmatism and Strategic Behaviour. (Armonk, NY: M.E. Sharpe, 2004) [ISBN: 0765612852]. Further reading Bernkopf Tucker, Nancy (ed.) Dangerous Strait: The U.S.–Taiwan–China Crisis. (New York: Columbia University Press, 2005) [ISBN: 0231135645]. Buzan, Barry and Rosemary Foot (eds) Does China Matter?: A Reassessment (London and New York: Routledge, 2004) [ISBN: 0415304121]. Carpenter, William M. and David G. Wiencek (eds) Asian Security Handbook: Terrorism and the New Security Environment. (Armonk, NY: M.E. Sharpe, 2005) third edition [ISBN: 0765615533]. Introduction. Desker, Barry ‘In Defence of FTAs: from purity to pragmatism in East Asia’, The Pacific Review 17(1) 2004, pp.3–26. Dewi Fortuna Anwar Indonesia in ASEAN: Foreign Policy and Regionalism (Singapore: ISEAS, 1994) [ISBN: 9813016760]. Garver, John W. The Sino–American Alliance: Nationalist China and American Cold War Strategy in Asia. (Armonk, NY: M.E. Sharpe, 1997) [ISBN: 0765600536]. Godement, François The Downsizing of Asia. (London and New York: Routledge, 1999) [ISBN: 0415198348]. Goncharov, Sergei N., John W. Lewis and Xue Litai Uncertain Partners: Stalin, Mao, and the Korean War. (Stanford: Stanford University Press, 1992) [ISBN: 0804725217]. Green, Michael J. Japan’s Reluctant Realism: Foreign Policy Challenges in an Era of Uncertain Power. (New York: Palgrave, 2001) [ISBN: 1403962359]. Haacke, Jürgen Myanmar’s Foreign and Security Policy: Domestic Influences and International Implications, Adelphi Paper no. 381 (London: Routledge for The International Institute for Strategic Studies, 2006 [ISBN: 0415407265]. 4 Introduction Haacke, Jürgen ASEAN’s Diplomatic and Security Culture: Origins, Development and Prospects. (London and New York: Routledge Curzon, 2003) [ISBN: 0415374170]. Introduction. Hays Gries, Peter China’s New Nationalism: Pride, Politics, and Diplomacy. (Berkeley: University of California Press, 2004) [ISBN: 0520232976]. Ho Khai Leong and Samuel C.Y. Ku (eds) China and Southeast Asia: Global Changes and Regional Challenges. (Singapore: ISEAS, 2005) [ISBN: 9812302980]. Jian, Chen Mao’s China and the Cold War. (Chapel Hill: University of North Carolina Press, 2001) [ISBN: 0807849324]. Lee Poh Ping, Tham Siew Yean, and George T. Yu (eds) The Emerging East Asian Community: Security and Economic Issues. (Bangi: Penerbit Universiti Kebangsaan Malaysia, 2006) [ISBN: 9679427641]. Leifer, Michael ASEAN and the Security of South-East Asia. (London and New York: Routledge, 1989) [ISBN: 041501008X]. McMahon, Robert J. Major Problems in the History of the Vietnam War. (Boston and New York: Houghton Mifflin, 2003) third edition [ISBN: 061819312X]. Peou, Sorpong Conflict Neutralization in the Cambodia War: From Battlefield to Ballot-box. (Kuala Lumpur: Oxford University Press, 1997) [ISBN: 9835600112]. Rozman, Gilbert Northeast Asia’s Stunted Regionalism: Bilateral Distrust in the Shadow of Globalization. (Cambridge: Cambridge University Press, 2004) [ISBN: 0521543606]. Suettinger, Robert L. Beyond Tiananmen: The Politics of US-China Relations 1989-2000. (Washington, D.C.: Brookings, 2003) [ISBN: 0815782071]. Suh, J.J., Peter J. Katzenstein and Allen Carson (eds) Rethinking Security in East Asia: Identity, Power, and Efficiency. (Stanford: Stanford University Press, 2004) [ISBN: 0804749795]. Thayer, Carlyle A. and Ramses Amer Vietnamese Foreign Policy in Transition. (Singapore: ISEAS, 1999) [ISBN: 9812300252]. Yahuda, Michael China’s Role in World Affairs. (London: Croom Helm, 1978) [ISBN: 0709901569] Please note that as long as you read the Essential reading you are then free to read around the subject area in any text, paper or online resource. You will need to support your learning by reading as widely as possible and by thinking about how these principles apply in the real world. To help you read extensively, you have free access to the VLE and University of London Online Library (see below). Online study resources In addition to the subject guide and the Essential reading, it is crucial that you take advantage of the study resources that are available online for this course, including the VLE and the Online Library. You can access the VLE, the Online Library and your University of London email account via the Student Portal at: http://my.londoninternational.ac.uk You should have received your login details for the Student Portal with your official offer, which was emailed to the address that you gave on your application form. You have probably already logged in to the Student Portal in order to register! As soon as you registered, you will automatically have been granted access to the VLE, Online Library and your fully functional University of London email account. If you forget your login details at any point, please email uolia.support@ london.ac.uk quoting your student number. 5 90 International politics of East Asia The VLE The VLE, which complements this subject guide, has been designed to enhance your learning experience, providing additional support and a sense of community. It forms an important part of your study experience with the University of London and you should access it regularly. The VLE provides a range of resources for EMFSS courses: • Self-testing activities: Doing these allows you to test your own understanding of subject material. • Electronic study materials: The printed materials that you receive from the University of London are available to download, including updated reading lists and references. • Past examination papers and Examiners’ commentaries: These provide advice on how each examination question might best be answered. • A student discussion forum: This is an open space for you to discuss interests and experiences, seek support from your peers, work collaboratively to solve problems and discuss subject material. • Videos: There are recorded academic introductions to the subject, interviews and debates and, for some courses, audio-visual tutorials and conclusions. • Recorded lectures: For some courses, where appropriate, the sessions from previous years’ Study Weekends have been recorded and made available. • Study skills: Expert advice on preparing for examinations and developing your digital literacy skills. • Feedback forms. Some of these resources are available for certain courses only, but we are expanding our provision all the time and you should check the VLE regularly for updates. Making use of the Online Library The Online Library contains a huge array of journal articles and other resources to help you read widely and extensively. To access the majority of resources via the Online Library you will either need to use your University of London Student Portal login details, or you will be required to register and use an Athens login: http://tinyurl.com/ollathens The easiest way to locate relevant content and journal articles in the Online Library is to use the Summon search engine. If you are having trouble finding an article listed in a reading list, try removing any punctuation from the title, such as single quotation marks, question marks and colons. For further advice, please see the online help pages: www.external.shl.lon.ac.uk/summon/about.php How to use the subject guide This subject guide provides you with a tool to master topics on the International politics of East Asia. The chapters in the subject guide are designed to link up with the Essential and recommended/Further readings. Therefore, it is vital that you make the most of following up on these readings. They will provide you with more detailed and 6 Introduction sometimes different perspectives from those presented in the guide itself, not least to emphasise the point that there are always bound to be both complementary and contradictory arguments in the social science literature. While you should make the Essential reading your first intellectual port of call, the recommended and further literature as well as other sources listed in the subject guide will provide a fuller picture that will allow you to develop balanced overall assessments. To assist in this, the subject guide offers you many opportunities to ponder and answer questions in relation to a good number of the points covered. Do explore these questions in good time and with due diligence. In most cases, you can only master the activities if you are prepared to read and consider carefully the further literature as set out in this guide. While there is nothing to stop you from completing additional readings beyond those texts identified as useful in this guide to develop a more sophisticated understanding of the issues at stake, your engagement with the core essential academic literature identified is necessary to meet the learning outcomes. Also, please be mindful of your overall time investment. You should commit at least 6–7 hours per week to the study of this course if you are studying it over the course of a standard academic year from October until the following May. Adjust this figure accordingly if you are choosing to take longer to study for this course. Examination advice Important: the information and advice given here are based on the examination structure used at the time this guide was written. Please note that subject guides may be used for several years. Because of this we strongly advise you to always check both the current Regulations for relevant information about the examination, and the VLE where you should be advised of any forthcoming changes. You should also carefully check the rubric/instructions on the paper you actually sit and follow those instructions. Format of the examination and useful resources This course is examined by a three-hour unseen written examination paper in which you must answer four questions from a choice of 12. These will be essay-type answers. The Sample examination paper at the end of this subject guide is indicative of the kind of cognitive skills that you will be assessed on and shows you the format of the examination paper that you can expect. Approaching the examination Please always remember that you should be able to explain and discuss as well as assess, rather than merely describe. As with your other courses, look carefully at the wording of past examination questions. Always pay attention to what the key words are in the question. This is crucial if you are to address the question head-on, which is essential if you wish to achieve a good mark in your essay. Once you have identified all the words that you need to pay attention to in order to construct your essay, plan your answer before starting to write. When formulating your introductory paragraph, think about restating the question in your own words, then indicate how you will answer the question and make sure you signpost appropriately so that you and your examiners are clear on the structure you wish to adopt for your answer. 7 90 International politics of East Asia The general expectation is moreover that early on, before you launch into your discussion, you will define what you take to be the key concepts and terms of the question you are dealing with. If you were addressing the question ‘Is ASEAN a security community?’ you would therefore be expected to define the term ‘security community’. This subject guide offers, on a number of occasions, possible ways of defining what are often contested concepts. You should nevertheless make it your rule that you look up all the concepts that you are not clear about. This is important because if you, say, confuse a security with a defence community in your examination, you will not do as well as you could. When structuring the main body of your examination answer, it is often useful to think about questions that follow on from the examination question. In the above example, once you have defined the term ‘security community’, such follow-on questions might be: What evidence is there that ASEAN has been a security community? Does this evidence extend over the entire period since ASEAN’s formation? Is there any evidence to the contrary? What might this be? What is the significance of this evidence? If there is possible evidence that ASEAN is not a fully-fledged security community, what is the extent of the qualification that it is necessary to make? These questions and many possible other ones will oblige you to know about the ways in which ASEAN countries have dealt with conflict among themselves. You will need to identify pertinent examples and demonstrate both factual knowledge and historical understanding in elaborating on them. In other words, a good answer to the above question requires you to have a firm grasp of relevant empirical examples. You should also make an effort to demonstrate evidence of reading in your examination answers. While you do not need to use footnotes or endnotes to reference works and arguments, as you would in a research essay, it is nonetheless expected that you make appropriate references to authors when putting across your arguments. For example, in the context of the above example of whether ASEAN constitutes a security community, you could say: ‘According to Amitav Acharya, ASEAN could be conceptualised as an ascendant security community up to the late 1990s...’. Alternatively, you could refer to relevant works in the following way: ‘It has been argued that ASEAN has constituted an ascendant security community (Acharya, 2001).’ Please note, however, that while you should make appropriate references to arguments in the literature, the argument you are expected to develop in your essay-based exam is yours. Though the sustained quality of your answer is always going to be more important than the number of pages you manage to produce, if the objective is to achieve a high mark, good essays often tend to combine cogent, well-structured and balanced arguments with good length. To prepare for the examination you may wish to consider writing timed essays on a regular basis well in advance of the examinations. Remember, it is important to check the VLE for: • up-to-date information on examination and assessment arrangements for this course • where available, past examination papers and Examiners’ commentaries for the course which give advice on how each question might best be answered. 8 Introduction List of abbreviations AEC ASEAN Economic Community ANZUS Australia, New Zealand, United States APEC Asia-Pacific Economic Cooperation ARF ASEAN Regional Forum ASA Association of Southeast Asia ASC ASEAN Security Community ASEAN Association of Southeast Asian Nations BMD Ballistic Missile Defence CCP Chinese Communist Party CGDK Coalition Government of Democratic Kampuchea CNP Comprehensive National Power DPRK Democratic People’s Republic of Korea (North Korea) EAEC East Asian Economic Caucus EAI Enterprise for ASEAN Initiative FDI Foreign Direct Investment FPDA Five Powers Defence Arrangements FTA Free Trade Area ICJ International Court of Justice ICK International Conference on Kampuchea IISS International Institute for Strategic Studies JI Jemaah Islamiyah KEDO Korean Energy Development Organisation KMTKuomintang MFN Most Favoured Nations NAFTA North American Free Trade Area NATO North Atlantic Treaty Organisation NLF National Front for the Liberation of South Vietnam ODA Official Development Assistance PAVN People’s Army of Vietnam PLA People’s Liberation Army PRC People’s Republic of China ROC Republic of China ROK Republic of Korea (South Korea) SCO Shanghai Cooperation Organisation SEAC South East Asia Command SEATO Southeast Asia Treaty Organisation SLD Shangri-La Dialogue SOM Senior Officials Meeting TAC Treaty of Amity and Cooperation in Southeast Asia TRA Taiwan Relations Act UMNO United Malays National Organisation 9 90 International politics of East Asia 10 USSR Union of Soviet Socialist Republics UNDP United Nations Development Programme UNSC United Nations Security Council WMD Weapons of Mass Destruction WTO World Trade Organisation ZOGPIN Zone of Genuine Peace, Independence and Neutrality ZOPFAN Zone of Peace, Freedom and Neutrality. Introduction Map of East Asia East Asia © Washington, D.C., Central Intelligence Agency, 2004. Reproduced with permission. 11 90 International politics of East Asia Notes 12 Chapter 1: East Asia after the Pacific War Chapter 1: East Asia after the Pacific War Essential reading Yahuda, Michael The International Politics of the Asia-Pacific. (London and New York: Routledge, 2011) third edition [ISBN: 9780415474801]. Chapter 1. Recommended reading Buckley, Roger The United States in the Asia-Pacific since 1945 (Cambridge: Cambridge University Press, 2002) [ISBN: 0521007259]. Gaddis, John Lewis The Long Peace: Inquiries into the History of the Cold War. (Oxford and New York: Oxford University Press, 1987) [ISBN: 0195043359]. Goncharov, Sergei N., John W. Lewis, and Xue Litai Uncertain Partners: Stalin, Mao, and the Korean War. (Stanford: Stanford University Press, 1993) [ISBN: 0804725217]. Tarling, Nicholas Nations and States in Southeast Asia. (Cambridge: Cambridge University Press, 1998) [ISBN: 0521625645]. Aims of the chapter This chapter introduces you to the outcome of the Pacific War and the onset of the Cold War in Asia. It will focus on the reasons for China ‘leaning to one side’, the Korean War and its implications for East Asia’s international politics, and the First Indochina War. It will also introduce you to the prevalence of nationalism in the wake of colonialism and Japanese imperialism. Learning outcomes By the end of this chapter, and having completed the Essential readings and activities, you should be able to: • discuss the implications of the outcome of the Pacific War • assess the impact of the Korean War on the region of East Asia • discuss the rationale of the Yoshida Doctrine • discuss the international context in which states in Southeast Asia became independent • assess the importance of nationalism in the international relations of East Asia after the Pacific War. Introduction The advent of the Cold War in the late 1940s brought about a junction in East Asia between the international, regional and local dimensions of politics and military strategy. More precisely, it was the Korean War, begun in June 1950, which effectively integrated East Asia into the Cold War system that had first emerged in Europe. But unlike the situation in Europe, where the Cold War divided the protagonists into clearly defined camps of opposing ideological, economic and political systems separated by an ‘iron curtain’, the divisions in East Asia were less clear-cut and were still being contested long after they had been settled in Europe. 13 90 International politics of East Asia In the initial aftermath of the Second World War in East Asia, the US exercised maritime hegemony in the Pacific, where it controlled Japan, Okinawa and the Philippines. Japan adopted its ‘peace constitution’ in 1947. The Soviet Union exercised dominance over the landmass of Northeast Asia. US President Truman consented to Moscow occupying the entire Kuriles. With Kuomintang (KMT) leader Chiang Kai-shek (Jiang Jiechi), the Soviet ruler Stalin signed a treaty securing a long-term concession on Lushun (Port Arthur) and Dalien. The Chinese also conceded control over the Eastern Railway, allowing the USSR de facto control over Manchuria. The Korean Peninsula was divided between the US and the USSR at the 38th parallel. The Atlantic Charter had included a reference to the right of self-determination for all nations, but following the Second World War East Asia’s colonial rulers for the most part sought to restore the old colonial order. The United States was opposed to the restitution of European empires in Asia, but its attitude changed in large part to avoid undermining the position of fragile allied governments back in Europe. China became engulfed by a civil war between the communist forces led by Mao Zedong and the nationalist (KMT) forces led by Chiang Kai-shek. The significance of the communist victory in China The victory of the Chinese communists in 1949 fundamentally changed the situation. Although disillusioned with the incompetence and corruption of the Chiang Kai-shek government that it had supported, the US was shaken by the military triumph of the communists, and its Cold War mood deepened. The demoralised nationalists fled to the island of Taiwan where the Americans were loath to support them. Yet despite much subsequent discussion about the possibility of establishing a dialogue between Washington and Beijing, nothing came of it. Key bilateral relationships China’s incoming communist regime, for reasons of security and revolutionary objectives, did not opt to balance the two superpowers but instead decided to lean towards one side. Mao’s victory in China was something of a mixed blessing for Stalin. While he appreciated the enormity of the setback that this meant for the US and the boost to the communist international movement that this represented, it also posed problems for the Soviet Union, given historical developments between the two countries and agreements between Stalin and Chiang Kai-shek. Mao’s eight-week visit to Moscow from December 1949 to February 1950 was uneasy and marked by distrust between the two leaders. In February 1950, Mao Zedong agreed to Stalin’s terms for a Sino-Soviet alliance that was directed at ‘Japan or any state allied with her’. Notably, Mao failed to move the relationship to a level of equality as Stalin forced Mao to accept a treaty of alliance on terms that offended Mao’s sense of China’s dignity by ensuring Soviet influence in Manchuria and Xinjiang. President Truman and his Secretary of State, Dean Acheson, committed themselves to a perimeter defence strategy in the West Pacific to include Japan and the Philippines but not Korea or Taiwan. Washington had been pushing for Japanese rearmament, not least against the backdrop of the massive demobilisation of US forces in the aftermath of the Second World War. Japan declined to rearm, however. In Article 9 of its constitution the Japanese people expressly renounce war forever as a sovereign right of the nation and the threat or use of force as a means of settling international disputes. The article also vows that land, sea and 14 Chapter 1: East Asia after the Pacific War air forces will never be maintained. Following the outbreak of the Korean War, Japan opted to endorse a rather lopsided security treaty with the United States that served Japan in so far as it helped Tokyo to enhance its security without committing the country to assist the United States in any ventures that would not be of its choosing. Significantly, the security treaty also did not explicitly oblige the US to defend Japan. This approach, which nevertheless allowed Japan to devote its energies to economic reconstruction, was labelled the ‘Yoshida Doctrine’, after Prime Minister Shigeru Yoshida. Activities 1. What is understood by the ‘Yoshida Doctrine’? 2. What was the impact of Japan’s defeat on the country’s domestic order as well as its foreign and defence policy? 3. Identify the main aspects of the rationale for Sino-Soviet strategic cooperation after the Second World War. The Korean War and its impact In Korea the two regimes set up by East and West vied with each other to lay claim to the right to rule the whole country. In the end Kim Il-Sung, the leader of North Korea, persuaded Stalin, who had put him in power and built up his army, that he could impose unity rapidly by force without American intervention. Stalin’s cautious agreement was conditional on that of Mao. Mao’s priority was Taiwan and Stalin had promised assistance, so that Mao could not oppose Kim without endangering his own goal, the attainment of which was dependent on support from Moscow. On 25 June 1950, North Korea attacked the South. Within days of the crossing of the 38th parallel by North Korean troops, the US demonstrated significant resolve by interposing the Seventh Fleet in the Taiwan Strait, imposing an economic embargo on China and obtaining from the UN Security Council (UNSC) a Chapter VII Resolution for a ‘police action’ in Korea. This was possible only because at the time the USSR, one of the five permanent members of the UNSC holding veto power, was boycotting UNSC meetings, ostensibly to protest at the representation of Taipei instead of Beijing. This approach allowed both Washington and Moscow to avoid declaring war on each other, a step that could have prompted the activation of the Sino-Soviet alliance. When after some months US forces managed to reverse the fortunes of war and started to advance towards the Yalu River, the Chinese leadership faced a major foreign policy crisis. By the end of the year, Chinese forces had intervened to prevent victorious allied troops from reaching the Chinese border at the Yalu River. Unlike the Soviet Union, the People’s Republic of China (PRC) contributed hundreds of thousands of troops to the North’s war effort to protect both its industries in the northeast and its revolution. The last two years of the Korean War saw military stalemate and political deadlock that were only overcome in 1953. An armistice rather than a peace treaty ended the military confrontation. The highly destructive war eventually ended at roughly the positions that prevailed before the war. It came to be called the ‘first limited war’, as both the Americans and the Soviets took great pains to prevent the war from escalating to bring them into direct conflict. In the conditions of the nuclear age both recognised that they had to cooperate at least tacitly despite their fundamental conflict. But the war left China and the US in bitter enmity. The Korean War left not only Korea a divided country but also China. 15 90 International politics of East Asia The war set the terms for the Cold War in East Asia. On the communist side, it cemented the Sino-Soviet alliance. On the American side, it had the effect of instituting the strategy of containment. Just as in Europe a line was drawn between the two sides, so the US attempted to draw one in East Asia. Washington and Tokyo signed the US–Japan security treaty in San Francisco in September 1951, literally only hours after concluding a treaty of peace with the Allied Powers. The United States failed, however, to establish a multilateral security alliance along North Atlantic Treaty Organisation lines. The US had wanted the establishment of a collective defence mechanism that would also include Australia, New Zealand, the Philippines and possibly Indonesia. The problems associated with this plan made Australia and New Zealand prefer a separate treaty with the United States. The ANZUS Pact, signed in September 1951, came into force in late April 1952. Disagreements on Southeast Asian participation also existed between the US and the British. China’s neighbours, moreover, did not want to be drawn into the remnant of the civil war between the Chinese communists and their nationalist adversaries who had withdrawn defeated, but defiant, to their redoubt in Taiwan. Consequently the US had to settle for a series of (in essence) bilateral security treaties with its allies Japan, South Korea, Nationalist China and the Philippines. Japan became the lynchpin of American policies in East Asia, both as the most reliable base for its strategic operations and as a growing economic powerhouse for the region even though, by the 1970s, it was to become a problematic trading partner for the US itself. Activities 1. Compare the positions of China and the Soviet Union towards North Korea’s invasion of the South. 2. Read the text of the Security Treaty of 8 September 1951 (the text is reprinted, for instance, in Hook et al., 2001, pp.469–70). 3. List the problems the United States encountered in setting up a collective defence mechanism in East Asia. The strategy of containment The American strategy of containment included elements of a balance-ofpower approach as applied to the Soviet Union. But in so far as it sought to draw a line beyond which no further communist takeovers of other states could take place, it went beyond that and transformed America into a kind of ‘global policeman’. Containment also aimed to strengthen democracy and market economies as part of the resistance to further communist encroachments by either straightforward military means – as in Korea – or through insurgency – as in Vietnam. For the United States, Vietnam came to be seen as an issue of great significance. Washington began to assist the French even before the outbreak of the war in Korea. President Eisenhower argued that if the communists were to succeed in Vietnam, the other Indochinese countries and then the rest of Southeast Asia would fall like dominoes. Ultimately, such a development would threaten America’s allies in Australia and Japan. The defeat of the French was settled by the Geneva agreements of 1954, which in effect divided Vietnam into a communist North and US-supported South Vietnam. Activity What are the origins of US containment policy? Read The Long Telegram by George F. Kennan and NSC-68 (www. mtholyoke.edu/acad/intrel/nsc-68/nsc68-1.htm). 16 Chapter 1: East Asia after the Pacific War The newly independent states in Southeast Asia Nearly all of the states of East Asia may be said to be new or to have begun altogether new departures since the end of the Second World War. The legacy of the Japanese had been first of all to shatter the myths of colonial white superiority and, secondly, to accelerate the nationalist drive for independence. With the exception of Thailand, all of the other states of Southeast Asia had to gain independence from their colonial masters. The international aspects of the end of the Pacific War contributed to shaping the subsequent development of independence in the resident states. The South East Asian Command (SEAC) under British leadership lacked the resources to cope with the sudden and unexpected surrender of the Japanese forces in Southeast Asia. This led to delays in establishing a significant SEAC presence in the Dutch East Indies and French Indochina in particular. Vietnam was divided into a China theatre, north of the 16th parallel; with the Southeast Asia Command south thereof. Consequently, nationalist groups filled the resulting vacuum; this led to armed confrontations as the Dutch and the French later returned in force. Indeed, armed struggle that inevitably acquired external dimensions became a feature of the attainment of independence in both territories. The manner of their achieving independence greatly shaped their subsequent foreign policies. The impact of the communist victory in the Chinese civil war in the late 1940s was also widely felt in the region as an inspiration to and source of support for insurgents and as a challenge to incumbent elites. Three levels of foreign relations may be identified in the early evolution of the foreign relations of the states of Southeast Asia. Firstly, the process of acquiring independence and the character of the post-colonial settlement involved relations with former rulers. In some cases, these endured in relative harmony well beyond the transfer of sovereignty. The second level involved local reactions to great-power involvement in the region. The third involved intra-regional relations among the resident states. More broadly, by taking different roads to independence the new states became embroiled in the wider struggles of international politics that centred on Cold War issues; indeed, the respective experiences of achieving independence greatly influenced the subsequent alignments and international roles of the new states. The separate experiences of independence The Philippines became independent from the United States on 4 July 1946, but remained a close associate of Washington. The US had promised independence even before the war and it moved to grant it speedily once the war had ended. From the outset, the Filipino elite nevertheless accepted a continued dependency on the US. It was not until the US abandoned its bases there at the end of the Cold War that the Philippines began to move beyond its highly ambivalent position that sought to balance the Philippines’ professed Asian identity with its dependence on America. This pattern was evident from the acquisition of independence. Indonesia, by contrast, professed great attachment to what became known as non-alignment. It proclaimed independence in 1945 before the arrival of European troops and spent the next four years in armed struggle and negotiations with the Dutch. By suppressing a communist uprising in Mediun in 1948, the new Indonesian army and the independence 17 90 International politics of East Asia movement won American backing, which was instrumental in putting sufficient pressure on the Dutch to concede. The French in Indochina also sought to regain control of the former colony from a nationalist movement, which had declared independence immediately after the Japanese surrender. But the Vietminh was communist-dominated under the leadership of Ho Chi Minh. The French were unable to defeat the nationalistic communists, who were able to upgrade their military actions once the Chinese communists won victory across their northern border. In contrast to the Dutch and the French, the British did not stand in the way of independence for Burma and they sought to encourage Malaya on the road to independence. The Malay elite was close to Britain and espoused democratic values. But the British task was complicated by the legacy of the migrant Chinese (and also Indian) labour that they had originally encouraged to settle. The resulting communal differences led the predominantly Chinese Malay Communist Party to turn to armed struggle in 1948. The back of the insurgency was broken in the mid-1950s, largely through an effective ‘hearts and minds’ campaign, but what was termed ‘the emergency’ lasted until 1960. By this time a pact had been reached between the main Malay political party, United Malays National Organisation (UMNO), and the Chinese anti-communist commercial and professional party, the Malaysian Chinese Association, which paved the way for independence in 1957. Southeast Asia Although rich in resources, the region was not accorded the kind of significance given by the United States to Europe or Japan in the immediate aftermath of the Second World War. Until 1949 Southeast Asia also received only limited attention from the USSR and China. The military victory of the Chinese communist forces over their nationalist rivals changed that. Even before the establishment of the People’s Republic of China, Chinese communist leaders had called for the formation of an anti-imperialist alliance including Burma, Thailand, the Philippines, Indonesia and the Indochinese states. Washington did not want the communists to capture the nationalist revolutions, while emphasising the need for access to resources and safe lines of communication. By 1949 the United States was determined to check the communist advance in Asia. Southeast Asia was to be denied to the communists as it was seen as critical to the security of India, Australia and Japan. The US provided economic assistance, welcomed by Southeast Asian states. Some entered into alliances with the United States. For instance, the Philippines signed in 1951 the Treaty of Mutual Defence with the United States. However, several other Southeast Asian countries adopted neutralist foreign policies following independence, including Indonesia, Burma, Laos and Cambodia. Activities 1. What was the significance of nationalism in the politics and foreign policy of Southeast Asian states at the time of independence? 2. Draw up a list indicating how political identities of the new states in Southeast Asia differed from one another and what this implied for the foreign policies of the countries concerned. 3. Look up the term ‘non-alignment’. 18 Chapter 1: East Asia after the Pacific War Internationalisation of the war in Vietnam As the Democratic Republic of Vietnam became more closely associated with the Eastern bloc, the United States resolved that the Vietminh must be defeated and France supported. France gained leverage as US apprehensions increased over the consequences of China’s advance and the possibility that resistance in Indochina would collapse. Washington thus failed to persuade the French to arrive at a practical solution with the nationalists. US thinking focused on the implications of Vietnam falling to the communists. The fear in Washington was that Burma and Thailand would come under communist domination, making the Philippines and Indonesia frontline states for the defence of the West. Eventually, all of Southeast Asia would fall, allowing the USSR access to raw materials which might shift the balance of power in its favour. This was the so-called ‘domino theory’. Another concern was that under such a scenario Japan would also be denied access to Asian markets, not least food and raw materials. This warranted greater economic and military assistance on the part of the US. For France, the question of Vietnam was inextricably linked with the question of whether France would remain a major power. Activities 1. Why was no equivalent to NATO formed in East Asia after the Pacific War? 2. Did East Asia make for a coherent region in the Cold War period? Reminder of your learning outcomes Having completed this chapter, and the Essential readings and activities, you should be able to: • discuss the implications of the outcome of the Pacific War • describe the impact of the Korean War on the region of East Asia • discuss the rationale of the Yoshida Doctrine • explain the international context in which states in Southeast Asia became independent • explain the importance of nationalism in the international relations of East Asia after the Pacific War. 19 90 International politics of East Asia Notes 20 Chapter 2: International politics of Northeast Asia, 1954–70 Chapter 2: International politics of Northeast Asia, 1954–70 Essential reading Yahuda, Michael The International Politics of the Asia-Pacific. (London and New York: Routledge, 2011) third edition [ISBN: 9780415474801]. Chapters 4–6. Recommended reading Chen, Jian Mao’s China and the Cold War. (University of North Carolina Press, 2001) [ISBN: 0807849324]. Chapters 3 and 7. Hook, Glenn D., Julie Gilson, Christopher W. Hughes and Hugo Dobson Japan’s International Relations: Politics, Economics and security. (London: Routledge, 2001) [ISBN: 0415240980]. Chapters 4 and 6. Hughes, Christopher W. Japan’s Re-emergence as a ‘Normal’ Military Power. (London: Oxford University Press for IISS, 2004) [ISBN: 0198567588]. Chapter 1. Further reading Garver, John W. The Sino-American Alliance: Nationalist China and American Cold War Strategy in Asia. (Armonk, NY: M.E. Sharpe, 1997) [ISBN: 0765600536]. Goncharov, Sergei N., John W. Lewis and Xue Litai Uncertain Partners: Stalin, Mao, and the Korean War. (Stanford: Stanford University Press, 1992) [ISBN: 0804725217]. Yahuda, Michael China’s Role in World Affairs. (London: Croom Helm, 1978) [ISBN: 0709901569]. Aims of the chapter This chapter introduces you to some of the major developments in the international politics of Northeast Asia in the wake of the Korean War. In particular, it will focus on the bilateral relations involving the Soviet Union and the United States with both China and Japan. The chapter will cover the two crises across the Taiwan Strait, the Sino-Soviet split and the implications for China of US–Soviet détente. Learning outcomes By the end of this chapter, and having completed the Essential readings and activities, you should be able to: • discuss the development of the Japan–US security relationship • explain the outbreak of the First and Second Taiwan Strait crises • discuss the reasons for the Sino-Soviet split. Introduction With the containment strategy taking hold in Asia, US essential interest focused on maintaining the strategic security of Japan. Despite the ending of the Korean War in a technical sense, the region continued to see considerable dispute, including the two crises across the Taiwan Strait. 21 90 International politics of East Asia By the 1960s, the Sino-Soviet alliance was in tatters as the two countries clashed over key aspects of ideology and policies. Evolving US–Japan security relations Under the bilateral security treaty, Japan was obliged to provide the United States with access to military bases to allow Washington to project military power onto the Asian continent. Japan assumed a measure of responsibility for national self-defence. In return, Japan obtained de facto US security guarantees, which focused on forward-deployed forces and the US extended nuclear umbrella. This strategic bargain involved the usual risks of abandonment and entrapment. As regards entrapment, Tokyo was concerned that the US might adopt policies that would see Japan involved in key regional conflicts such as Taiwan. According to Hughes (2004), Japan did not see itself as strictly allied to the US because it was not prepared to make an active contribution to US strategy in the region. In other words, the security treaty was not, at the time, regarded by Tokyo as an alliance relationship. A number of examples illustrate Japan’s stance. One of the first important initiatives undertaken by Prime Minister Yoshida was the reopening of trade relations with the PRC as early as 1952, despite the American embargo. His successor, taking advantage of the more relaxed international climate of 1956, also established diplomatic relations with the Soviet Union, following Soviet efforts to negotiate a peace agreement with Japan. Thirdly, there was the issue of whether nuclear weapons could be introduced into Japan. In the event, it proved necessary for the United States and Japan to revise the 1951 security treaty. The subsequent 1960 Treaty of Mutual Cooperation and Security explicitly afforded US security protection, stating that any attack on the territory of Japan was recognised as an attack on both treaty partners. According to Article 6 of the treaty, Japan would contribute to its security by supplying bases to the US for the maintenance of security in the Far East. Prime Minister Kishi limited the scope of the revised security treaty to areas north of the Philippines and surrounding Japan as well as areas under the control of South Korea and Taiwan. The treaty also emphasised bilateral consultations from time to time regarding its implementation and at the request of either party, whenever the security of Japan or international peace and security in the Far East were considered to be threatened. The deployment by the US of ballistic nuclear missile submarines (SSBN) averted the deployment of medium-range nuclear missiles in Japan. With asymmetrical security guarantees in place, Japan could concentrate above all on building on its economic success. Notably, in the economic arena Japan benefited greatly from open American markets with no requirement for reciprocity. While not participating in it, Japan benefited particularly handsomely in economic terms from the Vietnam War. Activities 1. Read and compare the text of the 1951 and 1960 US–Japan security treaties. 2. Identify reasons why the Mutual Cooperation and Security Treaty has been described as a ‘cap in the bottle’. 3. How did Soviet–Japanese relations evolve after the establishment of diplomatic relations? 22 Chapter 2: International politics of Northeast Asia, 1954–70 Taiwan in Sino–US relations, offshore crises The 1950s saw two crises across the Taiwan Strait. The first occurred in 1954, when Mao started to fire artillery shells on Jinmen (Quemoy), situated opposite the mainland Chinese city of Xiamen. This crisis took place apparently to dissuade the United States from including Taiwan (the Republic of China, ROC) in the Southeast Asia Treaty Organisation (SEATO). It was preceded by the decision of US President Eisenhower in February 1953 to lift the US Navy blockade that had prevented the nationalist forces of Chiang Kai-shek from mounting an assault on the Chinese mainland. By August 1954, when Premier Zhou Enlai called for the liberation of Taiwan, Chiang had moved tens of thousands of troops to the offshore islands of Jinmen and Mazu (Matsu), the latter lying opposite Fuzhou. This raised the possibility of the ROC disrupting sea traffic along a significant stretch of the PRC’s southeastern coastline. Despite a warning by the United States against taking action against KMT forces, the People’s Liberation Army (PLA) started an artillery bombardment of the island of Jinmen. Chiang’s ROC forces lost Yijiangshan island (the northern tip of the Dachen islands opposite Zhejiang Province) in early 1955. The crisis ended when the mainland ceased to shell Jinmen and Mazu in May 1955. The fallout of the crisis was significant. The United States responded by deploying three aircraft carrier battle groups. Washington also intimated its preparedness to use nuclear weapons against China. In the event, if the PRC sought to undermine the ROC’s inclusion in SEATO, Chinese attempts at political intimidation also backfired in so far as the US decided to accelerate negotiations with Taiwan with respect to a defence guarantee. This was enshrined within a few months of the start of the crisis in the form of the bilateral Mutual Defence Treaty signed in December 1954 and ratified by the US Senate in February 1955. Even if the treaty only covered Taiwan, the Pescadores and US islands in the Western Pacific (and not the offshore islands), for China the bilateral defence treaty had the consequence of seriously complicating the task of liberating Taiwan. The second crisis across the Strait broke out in August 1958, when the PLA initiated a 44-day artillery bombardment of Jinmen. The PRC’s airforce and navy also participated in the assault. This renewed crisis evidently served to achieve the domestic mobilisation considered necessary by Mao Zedong to make progress with China’s ‘continuous revolution’ (which also led to the Great Leap Forward) in the context of intra-Chinese Communist Party (CCP) conflict. The initiation of this crisis was also an attempt to signal to the United States that China rather than the Soviet Union was the veritable challenger to US regional and global hegemony. The crisis came only a day after President Eisenhower had publicly called on the Soviets to negotiate a limited ban on nuclear testing. The outcome of the second cross-Strait crisis was that the Eisenhower administration felt obliged to clarify that the islands of Jinmen and Mazu should remain outposts of the free world and that the US would not retreat ‘in the face of armed aggression’. Washington also restated its preparedness to use nuclear weapons against Beijing. Though the crisis had ended by October 1958, the bombardment of Jinmen, mostly on alternate days, continued until the 1970s. Activities 1. Why did Beijing initiate the first and second Taiwan Strait crises? Distinguish between international and domestic factors. 2. What were the implications of the two crises? 23 90 International politics of East Asia Sino–Soviet relations The relationship with the Soviet Union was crucial for Mao to achieve China’s objective of continuous revolution. However, the bilateral relationship was complicated by psychology. Mao resented the inequality in the relationship with Moscow, and Stalin in particular. When Khrushchev replaced Stalin, Mao was increasingly reluctant to look up to the USSR. He also disagreed fundamentally with Khrushchev’s programme of de-Stalinisation. In the light of what were considered ‘revisionist’ changes in Soviet policy, China soon saw itself as the most qualified leader of the communist world. Questions about Chinese sovereignty also remained. Although Khrushchev returned Manchurian ports ceded to Stalin, the Chinese saw Khrushchev’s subsequent idea of building a joint fleet and allowing Soviet submarines to access the Chinese coast as an affront to Chinese sovereignty. Internationally, for China, the Soviet emphasis on détente with the West compared negatively with the revolutionary stance adopted by Mao. The two sides also disagreed about the possible ramifications of Mao’s conflict with Taiwan. In fact, Moscow was not keen to see Beijing initiate the 1958 Taiwan Strait crisis. Khrushchev was disturbed by Chinese talk about its ability to withstand a nuclear exchange with the United States, not least given the alliance treaty existing between the two sides. A full Sino–Soviet split was only a matter of time, and it became public in 1960. By then the Soviet Union had withdrawn its advisers from China. Mao had railed against the Soviet Union to enhance his domestic political position in the aftermath of the Great Leap Forward. He was fundamentally of the view that he should fight imperialists, revisionists and reactionaries, as well as promoting revolution at home. Mao found Moscow supportive of India in the 1962 war and accused Khrushchev of capitulating to the Americans in the Cuban missile crisis. Relations between China and the Soviet Union deteriorated further under Leonid Brezhnev, who succeeded Khrushchev in 1964. The USSR refused China technology to produce nuclear weapons, as agreed only in 1957, and clashed with Chinese forces along the border in the late 1960s. Activities 1. List the main reasons for the Sino–Soviet split. 2. How important had the Sino–Soviet alliance been from the perspective of Beijing in relation to security and development? Soviet Union–Japan relations Although the state of war between Japan and the Soviet Union was terminated and formal bilateral relations were established in 1956, the bilateral relationship did not move forward much. Both Tokyo and Moscow remained caught up in a web of incompatible territorial claims and historical suspicions, which in Japan were reinforced by a deeply felt sense of betrayal at the Soviet Union’s entry into the war against Japan. Following the end of the war, Moscow sought to tempt Tokyo to neutralise Japan, but this came to nothing, in part because no satisfactory settlement could be reached on the two sides’ territorial dispute over the four northern islands that Soviet forces had wrested from Japan in the dying hours of the Pacific War. In 1955, the US stepped in to prevent a peace treaty between Moscow and Tokyo that might have seen the return to Japan of only two of the four islands (Habomais and Shikotan). To 24 Chapter 2: International politics of Northeast Asia, 1954–70 force Tokyo’s hand in the matter, the US threatened to retain Okinawa in perpetuity. Thereafter, Moscow did not pursue again the attempt to drive a wedge between Tokyo and Washington. The territorial dispute over the northern islands has remained the main impediment to marked improvements in Russia–Japan relations. Activity What was the status of Okinawa? Reminder of your learning outcomes Having completed this chapter, and the Essential readings and activities, you should be able to: • discuss the development of the Japan–US security relationship • explain the outbreak of the First and Second Taiwan Strait crises • discuss the reasons for the Sino–Soviet split. 25 90 International politics of East Asia Notes 26 Chapter 3: The international politics of Southeast Asia, 1954–66 Chapter 3: The international politics of Southeast Asia, 1954–66 Essential reading Acharya, Amitav Constructing a Security Community in Southeast Asia: ASEAN and the problem of regional order. (London: Routledge, 2009) [ISBN: 9780415414296]. Chapter 3. Yahuda, Michael The International Politics of the Asia-Pacific. (London and New York: Routledge, 2011) third edition [ISBN: 9780415474801]. Chapter 2. Recommended reading Chen, Jian Mao’s China and the Cold War. (Chapel Hill and London: University of North Carolina Press, 2001) [ISBN: 0807849324]. Chapters 5 and 8. Turnbull, C.M. ‘Regionalism and Nationalism’ in The Cambridge History of Southeast Asia, Vol II, Part Two: From World War II to the present. (Cambridge: Cambridge University Press) [ISBN: 0521663725]. Chapter 5. Further reading McMahon, Robert J. Major Problems in the History of the Vietnam War. (Boston and New York: Houghton Mifflin, 2003) third edition [ISBN: 061819312X]. Aim of the chapter The aim of this chapter is to introduce you to the international relations of Southeast Asia in the aftermath of the 1954 Geneva Agreement. It looks at the emergence of new states, the salience of nationalism, the creation of SEATO, the onset of the Second Indochina War, and the development of new regional arrangements. Learning outcomes By the end of this chapter and having completed the Essential readings and activities, you should be able to: • describe the role of the United States in Southeast Asia between 1954 and the late 1960s • explain the rise and fall of SEATO • discuss the pervasive and strong sense of nationalism in Southeast Asia up to the late 1960s • discuss the arguments around regional cohesion and identity in Southeast Asia before 1967. Introduction The international politics of Southeast Asia during this period saw the confluence of three historical forces: nationalism, decolonisation and the advent of the Cold War. Having for the most part inherited multi-ethnic and weak states, the new governments found it difficult to manage their domestic security problems. This opened the region up to competition and conflict between the two ideological camps and, as such, among the major powers, the US and China, and later, the Soviet Union and China. 27 90 International politics of East Asia Significantly, from the perspective of the new states, both state and regime security were in many cases dependent on external support, complicating the formation of a regional identity. The Geneva Settlement The 1954 Geneva agreements provided no solution to the nationalist conflict in Vietnam. Coming to Geneva, North Vietnam believed it could extract concessions on the basis of the stunning military victory over the French at Dien Bien Phu. But its backers, the Chinese above all, were willing to accede to the temporary division of Vietnam, arguing that this would allow the Vietminh to retain control over the north and later win the south by way of elections. In the event, agreement was reached that Vietnam would be split into two halves along the seventeenth parallel. This left communist North Vietnam seriously upset in so far as Beijing was seen to have struck a deal with the other great powers at its expense. From the Chinese perspective the outcome was excellent because North Vietnam became a buffer zone between the PRC and the US-influenced capitalist part of Southeast Asia. However, the settlement certainly failed to prevent the further internationalisation of the Vietnam War in later years. Activity Compare and contrast the stance at, and reaction of, the US, China and Vietnam to the Geneva Agreement. The establishment of SEATO The South East Asian Treaty Organisation was established consequent to the 1954 defeat of the French at Dien Bien Phu and the Geneva Agreement on Indochina. US Secretary of State John Foster Dulles had proposed a formal collective security treaty even before the Geneva Conference. Its membership included the United States, Britain, Australia, New Zealand, France, Pakistan, the Philippines and Thailand. SEATO was based on the September 1954 Southeast Asia Collective Defense Treaty (Manila Pact). SEATO failed to attract regional states like Indonesia and Burma, which preferred an independent and non-aligned foreign policy. Other Southeast Asian countries did not see SEATO as an appropriate vehicle to enhance their security, given that they were concerned primarily with insurgencies, domestic revolutions and problems of internal stability. In the event, SEATO also attracted criticism from within. Thailand, Australia, New Zealand and the Philippines all regarded the institution as rather weak. The main reason was that the organisation did not involve a full American commitment to their defence, as was available to NATO members. According to Article IV (1) of the Southeast Asia Collective Defense Treaty, each party recognised that aggression by means of armed attack in the treaty area against any of the parties or against any state or territory which the parties may designate by unanimous agreement, would endanger its own peace and safety, and agreed that in that event it would act to meet the common danger in accordance with its constitutional processes. Vietnam and China viewed the creation of SEATO with considerable suspicion, believing that the organisation did not merely serve its stated purpose of reinforcing the Geneva Agreement. SEATO failed to intervene in Laos, Cambodia and Vietnam, as the organisation did not achieve the required unanimity in relation to decisions for any interventions. SEATO was ultimately disbanded in 1977. 28 Chapter 3: The international politics of Southeast Asia, 1954–66 Activities 1. List the reasons for establishing SEATO. 2. Why did countries like Indonesia and Burma not want to join SEATO? The Bandung Conference Against the backdrop of the Cold War bloc politics engulfing Southeast and East Asia, the Bandung conference in 1955 represented an early expression of non-alignment in world politics. The event brought together 29 African and Asian countries, including most Southeast Asian countries. No common Southeast Asian perspective emerged, however. The region was split between those worrying about the communist threat and those articulating neutralist policy positions to safeguard sovereignty and security. China also played a major role at the Bandung Conference. These found renewed expression in the 10 Bandung Principles. The dominant leaders at the conference were Indian Prime Minister Jawaharlal Nehru and Chinese Prime Minister Zhou Enlai. The Bandung Conference led to the formation of the non-aligned movement. In terms of its political thrust, the Bandung Conference also informed the later development of regionalism in Southeast Asia in that none of the regional arrangements was beholden to either superpower bloc. The Bandung conference adopted the 10 Bandung Principles, which built on the Five Principles of Peaceful Coexistence which are: 1. mutual respect of each other’s territorial integrity and sovereignty 2. mutual non-aggression 3. mutual non-interference in each other’s internal affairs 4. equality and mutual benefit 5. peaceful coexistence. Activity Compare the text of the Five Principles of Peaceful Coexistence with the Ten Bandung Principles. The Second Indochina War In South Vietnam the United States supported Ngo Dinh Diem, who became president in 1955. On the grounds that South Vietnam was not party to the Geneva Agreement, Diem, with support from the United States, refused to proceed with the elections due to be held in 1956. This effectively prompted the Second Indochina War. It was also one of the reasons for the formation of the National Front for the Liberation of South Vietnam (NLF, Vietcong). By 1961 the Geneva Agreement had collapsed. Against the background of the increasing success of anti-Diem forces, the United States nevertheless continued to support the regime. President Kennedy initially committed military advisers only, yet within a few years the US had organised a major build-up of military forces that reached a level of more than half a million troops by 1967. America’s war effort in Vietnam was complicated by the Vietminh’s use of the Ho Chi Minh Trail, along which it received supplies from North Vietnam, in violation of the territorial integrity of Cambodia and Laos. Indeed, North Vietnam supported both the communist Pathet Lao in Laos and the Khmer Rouge in Cambodia against the incumbent regimes in the two neighbouring countries. Laos was officially neutral and the United 29 90 International politics of East Asia States was constrained by the 1962 Geneva Accords, which did not allow for American military involvement in the country. Washington nevertheless fought a secret war in Laos between 1964 and 1973, while providing support to the Royal Lao government against the Pathet Lao. Following the deposing of Norodom Sihanouk by Lon Nol in 1970, the United States also mounted military operations in Cambodia to destroy NLF sanctuaries. Due in part to the political and operational constraints under which it was operating, the United States could not win the Second Indochina War. Following the Tet Offensive by the NLF and North Vietnam’s People’s Army of Vietnam (PAVN) in early 1968, US President Lyndon B. Johnson declared in March 1968 that he would not run for re-election. Johnson subsequently announced his ‘October surprise’, whereby the US would cease all air, naval and artillery bombardment of North Vietnam effective from November 1968. The following year, the incoming Republican administration promulgated the Nixon Doctrine (which stated that although the US would honour its security commitments and continue to offer a nuclear shield against nuclear powers, its Asian allies would henceforth be expected to assume the primary responsibility for providing the manpower necessary to their defence in the event of a conventional war). This policy decision subsequently ushered in the Vietnamisation of the war effort. In January 1973 Washington signed the Paris Peace Accords that formally ended US involvement in the war, although US defence commitments were still valued (the Nixon Doctrine gave rise to doubts about the credibility of Washington’s security commitments). Southeast Asian countries thus felt it was prudent to reconsider their respective basic foreign policy outlook. Malaysia, Thailand and the Philippines were the first to decide on the reorientation of their respective foreign policy. Activities 1. Find out more about the Second Indochina War by ascertaining how Southeast Asian countries were involved in the Vietnam War. 2. Explain the decision to promulgate the Nixon Doctrine. The creation of Malaysia With Malaya having already become independent in 1957, Singapore was to achieve independence in the context of a merger with the Republic of Malaya in 1963. Malay leaders sought to facilitate the absorption of the predominantly ethnic Chinese Singapore by also extending the Malaysian Federation to the three Borneo territories (Sarawak, British North Borneo (Sabah) and Brunei). In the event, the latter opted instead for autonomy under continued British sovereignty, but the other two territories merged with Malaya following some controversy. The establishment of the Malaysian Federation also became a cause of major irritation for both Indonesia and the Philippines. From the perspective of Indonesia, Malaysia was a colonial construct that remained ultimately beholden to its former colonial master, which is why it was considered to lack legitimacy. To some extent, the resistance of Indonesia’s President Sukarno to the creation of Malaysia was motivated by concerns about security and regional order in that the continued role of Britain in Southeast Asia could potentially challenge the country’s independence. A key issue in this regard was the decision to extend the 1957 Anglo–Malayan Defence Agreement to cover the entire Malaysia. There was also the broader incompatibility between the role of former colonial powers in maintaining regional security and Indonesia’s assertion of a claim to regional leadership in 30 Chapter 3: The international politics of Southeast Asia, 1954–66 maritime Southeast Asia. President Sukarno launched the ‘Crush Malaysia’ campaign, involving raids along the Sarawak–Kalimantan border and incursions into Singapore and the Malay Peninsula. Meanwhile, Manila raised a claim with Kuala Lumpur over Sabah that was to poison bilateral relations for a considerable time. The Philippines also preferred Maphilindo as an alternative to Malaysia’s Association of Southeast Asia as a vehicle for regional cooperation; however, due to the territorial conflict over Sabah, Maphilindo was a still-born, institutionally exclusive arrangement set up at the initiative of the Philippines, bringing together Manila, Jakarta and Kuala Lumpur. Activities 1. What factors influenced Indonesian foreign policy vis-à-vis the newly established Malaysia? 2. Find out what the Sabah conflict was about. First steps toward regionalism Malayan President Tunku Abdul Rahman advocated regional economic cooperation, not least to deal with political and security effects of underdevelopment. For this purpose, in 1961 Malaya, Thailand and the Philippines founded the Association of Southeast Asia (ASA). Its declared economic purpose notwithstanding, Indonesia was suspicious of the ASA as all three of its members were allied or aligned with the West. In the event, the ASA failed to make headway due to the claim to Sabah advanced by the Philippines in 1962. In the context of Indonesia’s konfrontasi from 1963 to 1965, the question of regional arrangements involving the main maritime states of Southeast Asia was not at all prominent, but regional organisation was seen as one way to deal with the consequences and aftermath of confrontation. Also, in 1966 British Prime Minister Harold Wilson announced the withdrawal of British military forces ‘east of Suez’ by the mid-1970s, raising the question of whether Southeast Asia’s reliance on extra-regional powers could continue as before. In the event, the Association of Southeast Asian Nations (see Chapter 5) became the successor to ASA, with the Anglo–Malaysian Defence Agreement replaced by the Five Power Defence Arrangements involving Britain, Australia, New Zealand, Singapore and Malaysia (see Chapter 12). Activities 1. What was the purpose of the initial attempts at regional institution-building in Southeast Asia? 2. Why did these efforts not succeed? Reminder of your learning outcomes Having completed this chapter, and the Essential readings and activities, you should be able to: • describe the role of the United States in Southeast Asia between 1954 and the late 1960s • explain the rise and fall of SEATO • discuss the pervasive and strong sense of nationalism in Southeast Asia up to the late 1960s • discuss the arguments around regional cohesion and identity in Southeast Asia before 1967. 31 90 International politics of East Asia Notes 32
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