PSYCHOLOGICAL SCIENCE Research Article A SEMANTIC SPACE OF COLOR NAMES Ch.A. Izmailov and E.N. Sokolov Moscow State University - ThreeRussiansubjectslearnedarbitrarypairingsbeAbstract tween20 colors and 20 three-letterartificialcolor names. After differentamountsof this training,the subjectsrated the difference betweenthe colors associated with everypair of artificial names when these names were presented without the colors. Multidimensional scaling of the ratingsafter a small amountof trainingrevealed a groupingof the words into four semantic clusterscorrespondingto the following groups of related colors: the violets, the blues, the greens, and the yellows-throughreds. After more extensive training,multidimensionalscaling yieldedthefull color circle of hues. Furtheranalysisof the data indicatedthat a spherical model previouslyproposed by the authorsfor sensory color space has advantages, also, for the semanticcolor space obtainedwhen only the names of colors are presented. The results are interpretedin terms of a twostage process ofneuronal analysis of visualinputsin whichthe activityof four color-opponentchannels is followed by differentialactivationof cells tuned to specific colors. The constructionof a semanticspace of color namesattracts scientists'attentionas muchas the constructionof a subjective spaceof color stimuli.The resultsof applyingvariousmethods, such as the semanticdifferential,factor analysis, and multidimensionalscaling, can be summedup as follows: 1. The scalingof basic color names,mostlythose relatingto the basic colors of the spectrum(e.g., yellow, green, and red), yields a two-dimensionalspace of color names similarto Newton's color circle (Fillenbaum & Rapoport, 1971; Shmelev, 1983). 2. The inclusionof color names that refer to materialcharacteristics of colored objects (e.g., lemon, emerald, marshgreen, khaki,coffee, and gold) increasesthe dimensionality and disorganizesthe circular structureof the basic color space (Artemieva,1968;Sokolov & Vartanov,1987). An experimentalway of testing this hypothesismightbe to create a set of artificialcolor names whose semanticsis determined beforehand,and then compare the semantic space of these artificialcolor names with that of naturalones. This article presents the results of a series of experimentsaimed at buildingsuch a semanticspace of artificialcolor names. METHOD Apparatus and Stimuli The stimuliwere generatedby two Elektronika-C420color TV sets controlled by CM-1403computer. Colors were displayed on one of the screens, words on the other. The colors were distributedover the spectrumbetweenviolet and red, and also includedwhite and a numberof purplemixturesof short andlong wavelengths.The subjects'reactionswere put into the computerthroughan 11-keyminiterminal. Subjects The experimentswere performedwith three subjects, aged 22 to 25, with normalcolor vision; two subjects served in the mainexperimentand one only in an auxiliaryexperiment. Procedure The experimentalprocedureconsistedof three stages. First, we pickedout 20 three-letterwordsthat have no color meaning for Russian-speakingsubjects. The initial spatial structureof the chosen wordswas tested by metricmultidimensional scaling (Izmailov, 1980;Torgerson, 1958). Our aim was to obtain the initial backgroundstructureof the meaninglesswords on the list. Second, each subjectwas then taught,by simple associaThe mainreasonfor the discrepancybetween the results of tive training,pairingsbetween the words and 20 colors (Arscalingthese two types of color names- the basic and the ma- temieva, 1968;Miller, 1969, 1971).Third,the same methodof terialnames- lies hypotheticallyin the differenceof their se- multidimensionalscaling was used to construct a semantic manticcontent and structure.The semantics of a basic color space for the artificialcolor names. In this way, we obtained name is determinedby the correspondingsensory experience informationon the changes in the initial semantic structure offeredby an individual'svisual system. The semantics of a broughtaboutby color experience. materialcolor name includes, besides visual experience, some other types of cognitive experience, especially that of speech Phase 1 (Artemieva,1968;Miller, 1971). In Phase 1, pairs of the artificialwords from the main list were successively presentedon the TV screen. For each pair, to Ch.A.Izmailov,MoscowStateUniver- the subjectestimatedthe differencein color betweenthe words' Addresscorrespondence of Psychology,103009,Moscow,Prospekt meaningson a scale from0 (completeidentity)to 9 (maximum sity, 18/5Department difference).Each word in a pair was shown for 0.8 s, with an Russia. Marxa, VOL.3, NO.2, MARCH1992 © 1992American Society Psychological Copyright 105 SCIENCE PSYCHOLOGICAL SemanticSpace of Color Names intervalbetween words of 0.4 s. Two seconds after the first pair,a second pairwas presented,then a third,and so on, until everypossibletwo-wordcombinationof the 20 wordson the list had appeared10 times. The orderof presentationwas random. Foreach subject,we obtaineda triangularmatrixof 20 (20 l)/2 elements, each element being the arithmeticmean of 10 estimates. Every matrixwas processed by metric multidimensionalscaling.We calculatedthe eigenvaluesof the coordinates in a 20-dimensionaleuclideanspace, and then the coordinates of the 20 pointsrepresentingthe 20 words. The axes were numbered in order of their eigenvalues. Subsequently,we calculated the linear correlation coefficients between the initial differenceestimates and the interpointdistances in the 20 dimensionsof subjectivespace. The resultsfor the first 6 dimensions are summarizedin Table 1. Phase 2 The mainpurposeof this phase was to trainthe subjectsto name each of the 20 colors by a single one of the 20 artificial words on the list. The colors were mixturesof three basic TV colors with the following dominantwavelengths:red 620 nm, green535 nm, and blue 485 nm. The colors were mixedin pairs in such a way that the stimuli included all the colors of the spectrumplus purples. In additionto chromaticcolors, white was obtainedby mixing all three TV colors. All colors were equatedin brightnessto the white by the methodof heterochromaticphotometryat the level of 15 cd/m. One of the 20 stimuliwould appearon the screen of one of the TV displays.The correspondingword would appearon the screen of the other TV display with a slight delay. The colorword pairs were presented five times each in randomorder. Immediatelyafter this training,the subjects were shown only the colorsandaskedto nameeach by its correspondingartificial word. If all the names were given correctly, the trainingwas terminated.Otherwise,the trainingcontinueduntil the subject learnedto give the assignednames to all the colors. Only then didwe pass on to the thirdexperimentalphase- the buildingup of a semanticspace of artificialcolor names. Table1. Characteristicroots and coefficientsof correlationobtainedin the multidimensionalscaling analysis of the matricesfor two subjects in Phase 7, before training Characteristic root Coefficient of correlation Dimension of space L.S. L.Sh. L.S. L.Sh. 1 2 3 4 5 6 7667 4118 3195 2783 2610 2449 13330 9504 8103 5824 4515 3715 .52 .64 .66 .70 .72 .77 .52 .66 .77 .81 .87 .89 Note.Resultsforthefirstsix dimensions onlyarepresented. 106 Phase 3 The procedureused in the thirdphasewas identicalto thatin the first phase. We againobtaineda matrixof differenceestimates for every pair of words and analyzedit by metricmultidimensionalscaling.The matrixof semanticdifferencesis given in Table 2, and the resultingeigenvaluesand correlationcoefficients in Table 3. RESULTS AND DISCUSSION1 The semantic space of artificialwords before trainingappears randomin its projectionon the first two principalaxes. Moreover,the decrease of the eigenvaluesof the axes is relatively uniform,and so is the increaseof the correlationcoefficient with numberof dimensions.This patternindicatesthatthe selected artificialwords were initiallydevoid of color semantics. The results of the multidimensionalscalingof semanticdifferences aftertrainingoffer an entirelydifferentpicture.There is a noticeable shift in the eigenvaluesbetween the first two axes and the rest. This shift implies that the first two axes determinethe location of the points in space, while the other dimensionsare unimportant.The projectionsof the 20 points representingartificialcolor names onto the XXX2plane of the euclideanspace aregiven in Figure1. The pointsare distributed aroundfour loci at some distancefrom each other. Each locus comprisespoints representingthe namesof colors fromone of the four differentpartsof the visual spectrum. For example, in Figure la, the names of colors from the indigo-bluepartof the spectrum(Points7-9) are groupedat the bottom right, the names of green colors (Points 11-13) are on the bottomleft, the namesof yellow and orangecolors (Points 14-19)are at the top left, and the namesof violet colors (Points 2-5) are on the top right. The points inside the loci are not ordered.The subjectconfused the names of neighboringcolors, but not the names of colors from different loci. The fact that the artificial color names fall into four distinctclasses based on wavelengthpermitsus to relatethe fournaturalcolor names- red, blue, green, andyellow- to Hering'sfour basic colors. We can see that the semantics of artificialcolor names is determinedmainly by color stimulation.This conclusion holds for both subjects(althoughthe resultsfor each have some individualfeatures). The obtainedconfigurationof the pointsdiffersconsiderably fromthe color circle. The questionarose whetherwhat we obtained is the final or an intermediatestructureof the artificial color names. Therefore, we repeated the Phase 2 traininga week laterwith the same subjects.This time the subjectswere muchquickerto learnall the words. Then, once again,we built a semanticspace of color namesfor each subject(Table4). It is clear from the data that additionaltrainingdid not change the dimensionalityof the semantic space of artificial color names. It only increasedthe metricprecisionof the two1. Tables of the followingdata may be obtainedfrom the authors: matrixof semanticdifferencesbetweenstimuluswordsbeforelearning associationswith colors and matrixof semanticdifferencesbetween stimuluswordsaftera second session of training. VOL. 3, NO. 2, MARCH1992 PSYCHOLOGICAL SCIENCE Ch.A. Izmailov and E.N. Sokolov Table2. Semanticdifferencesbetweenartificialwordsobtainedfor two subjects after Phase 2 training Word No. 1 4>HP EYM BAn TAH flAX XAfl KMB JIYC fl3K XAIJ >KOK 3AH MEK HK»K IIEB PYH CAB TOJI EH0> flMJI 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 34 30 48 58 78 90 78 90 74 78 90 86 58 46 26 34 10 10 60 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 66 62 24 54 16 10 66 18 14 12 66 16 16 14 10 82 76 68 76 76 74 86 78 76 74 74 72 14 80 74 76 70 70 68 12 10 80 82 84 76 76 68 40 24 30 86 82 80 78 80 82 72 70 74 72 86 86 84 82 80 82 78 80 82 76 28 88 82 80 84 82 80 80 76 76 68 12 10 74 84 82 78 80 80 82 80 78 80 76 82 76 52 68 72 66 68 80 80 76 80 78 78 82 82 28 34 68 76 76 74 80 80 80 80 82 80 78 80 26 24 50 68 68 70 72 74 80 84 74 84 80 82 80 46 36 32 10 68 68 64 60 64 82 80 78 82 78 84 80 62 40 36 34 10 46 60 70 64 74 80 82 80 80 82 78 80 68 66 56 24 10 84 84 84 62 72 76 58 28 42 44 76 80 78 76 78 82 80 84 82 10 56 46 58 64 66 66 68 60 78 70 56 54 32 40 32 30 54 48 54 64 60 64 58 62 74 84 80 70 50 34 38 36 34 54 10 34 30 32 30 36 68 80 74 62 58 62 54 62 60 56 36 30 44 34 42 70 80 78 66 60 60 54 58 64 54 22 20 24 18 70 86 82 70 66 78 68 76 78 44 14 10 28 72 88 84 76 68 76 60 82 86 50 14 28 72 82 80 70 72 76 64 76 78 48 24 74 86 88 72 72 80 62 62 84 48 34 74 78 44 62 74 52 72 74 28 28 23 34 52 66 62 74 72 34 10 68 72 80 74 78 82 56 70 70 74 74 82 82 58 26 48 30 54 58 30 46 20 38 48 42 28 30 48 48 22 34 46 18 54 60 across10presentations of eachwordpair.Theupperright-hand Note.Datawereaveraged trianglepresentsthedatafor subjectL.S., andthelowerleft-hand trianglepresentsthedataforsubjectL.Sh. dimensionalspace of artificialcolor names. The differencebetween the eigenvaluesof the first two axes and of all the other axes increased, also. The difference between the correlation coefficientsfor a two-dimensionalspace and those for spaces with more than two dimensionsdecreased.This result corroboratesthe claimthatthe space of artificialcolor nameshas only two dimensions. The configurationof points representingthe artificialcolor namesin a two-dimensionaleuclideanspace is shown in Figure 2a (for subject L.S.) and 2b (for subject L.Sh.). Comparison with Figure 1 gives an idea of the specific changes in the semanticspace caused by additionaltraining.The points previously inside each of the four groups of color names are now situatedon the circumferenceof the color circle, in accordwith Table3. Characteristicroots and coefficientsof correlationobtainedin the multidimensionalscaling analysisof the matricesin Table2 Characteristic root Coefficient of correlation Dimension of space L.S. L.Sh. L.S. L.Sh. 1 2 3 4 5 6 16389 12496 9328 4277 2420 1653 15236 10802 4186 1987 1668 1559 .66 .86 .94 .96 .98 .98 .66 .94 .97 .96 .96 .97 Note.Resultsforthefirstsix dimensions onlyarepresented. VOL. 3, NO. 2, MARCH1992 the hues of the correspondingcolors. This patternis especially clear in the data in Figure2a. These results suggest that subjectsfirst learn to groupnew color words into general categories based, perhaps, on opponent-colorchannels,andthenlearna refinedorganizationof the words in agreementwith the spectralarrangementof the color circle. Because the formationof the basic color categories is thus determinedby the activity of the visual system, the semanticspace of basic color names such as blue, green, yellow, and white correspondsclosely to the sensory color space. This conclusion can be interpretedmore accurately if we analyze the results in terms of the spherical model of color vision (Izmailov, 1980, 1982; Izmailov & Sokolov, 1991; Sokolov & Vartanov, 1987). The reason is that the spherical modelimposes morelimitationson the structureof the sensory color space than traditionaleuclideanmodels of color vision. The Spherical Model of Color Concept Space The mainidea underlyingthe sphericalmodel is that in the visualsystem, lightis analyzedby meansof four neuronalchannels: two chromaticchannels (red-greenand blue-yellow)and two achromaticchannels(brightand dark).The channels9outputs become the inputs of the color-detectorcells, each tuned selectively to a certain color determinedby a specific combination of the coefficients of synaptic transmission.Although each color detector has its own combinationof synaptic coefficients, the sum of the squaresof the coefficients is constant across detectors.This correspondsmathematicallyto the equation of a sphericalsurfacein four-dimensionaleuclideanspace. A set of pointson the surfaceof such a sphererepresentsthe set 107 PSYCHOLOGICAL SCIENCE Semantic Space of Color Names Fig. 1. Semanticspace of artificialcolor namesafterone trainingsession. Pointscorrespondingto color categoriesformfourloci in approximateaccordancewith Hering'sopponentcolors, (a) SubjectL.S. (b) SubjectL.Sh. of colorsdiscriminatedby the visual system. Each color pointis The threecharactenstics- hue, brightness,and saturation fixed by setting a single combinationof four coordinates,al- are representedin the sphericalmodel as three sphericalcoorthoughthe same combinationcan correspondto lightswith dif- dinates.The modelgives a new description,on the one hand,to ferent spectral distributions(Izmailov, 1980, 1982; Izmailov, the interconnectionof the neurophysiologicalchannels, which are representedby the four Cartesiancoordinatesof a color Sokolov, & Chernorizov,1989). The two chromaticchannelsanalyzethe spectraldistribution point on the sphere, and, on the other hand, to the sensory of light that is perceived as hue. The achromaticchannels an- characteristicsof light, representedby the three sphericalcoalyze lightintensity,perceivedas color brightness.Because the ordinatesof the same point. chromaticandachromaticchannelsare relatedvia the spherical For equibrightlightsfromdifferentpartsof the spectrum,as law, the combinationof their activitiesyields anothercolor pa- used in ourexperiments,the subsetof colorsfalls on a spherical rameter- saturation,which compensatesto a certainextent for surfacein a three-dimensionaleuclideanspace. If the structure the loss of physical informationin visual processing. Adding of artificialcolor namesreflectsthe activityof the sensorysyssaturationdefines third polar coordinates of the four-dimen- tem, then the configurationof artificialcolor namesobtainedby sional color space. multidimensional scalingshouldbest be representedon the surface of a spherein a three-dimensionalspace, also, and not on a plane, as in Figures 1 and 2. If so, Figures 1 and 2 give only Table4. Characteristicroots and coefficientsof the projectionsof the points onto the XXX2plane. A thirddicorrelationobtainedin the multidimensionalscaling mension would be necessary to represent the configuration analysis of the matricesfor two subjects after a second fully. trainingsession By testing the sphericityof the configurations,we can answer the followingquestion:On which level of color informaCharacteristic Coefficient tion processingin the sensory system does the final shapingof root of correlation basic color categoriestake place? For every multidimensional Dimension of space L.S. L.Sh. L.S. L.Sh. scaling in a three-dimensionaleuclidean space, we found the centerof the sphere- the theoreticalpointas nearlyas possible 1 15766 15010 .72 .74 equidistantfromall the points. Since the datacontainerror,the 2 12715 13094 .89 .94 sphericallayer has a certainthickness,definedas the standard 3 8360 3800 .95 .96 deviation of the radii. On each iteration,a programcalculates 4 5086 2230 .97 .97 the radii of a spherewith a given center, the meanof the radii, 5 1693 1484 .98 .96 and the standard deviation.The programthen adjuststhe posi6 1354 1248 .98 .97 tion of the centeruntilthe standarddeviationis minimum.For Note.Resultsforthefirstsix dimensions a three-dimensionalspace, the solution is consideredacceptonlyarepresented. able if the thicknessof the spherecontainingthe experimental 108 VOL.3, NO.2, MARCH1992 PSYCHOLOGICAL SCIENCE Ch.A. Izmailov and E.N. Sokolov Fig. 2. Semanticspace of artificialcolor names after a second session of trainingthat fixed the results of the first run. The configurationresemblesNewton's color circle, which is typicalfor colors in sensory space, (a) SubjectL.S. (b) SubjectL.Sh. pointsdoes not exceed 10to 12%of the meanradius(Izmailov, 1980;Izmailovet al., 1989). The resultsof testingall the experimentalconfigurationsfor sphericityare given in Table 5. The thicknesses of the layers containingthe experimentalpoints before trainingare 27%and 21%,respectively,for subjectsL.S. and L.Sh. Thereis no significantsphericity.This is additionalevidenceof the absenceof initialstructurein the artificialwords. Trainingbringsabout a decreasein the variationof the radii,reflectingthe shapingof a sphericalstructure. Hering'sopponentcolors. In the second stage, colors are differentiatedin hue accordingto Newton's color circle. Additionalevidence for this conclusioncomes from the data of subject V.L., obtainedafter more extensive (five runs)learningof color names. The resultingmultidimensionalscaling solution for artificialcolor names, presentedin Figure 3, has the same circularorderof pointsas in Newton's circle, andthe sphericity of this space is most like that found for sensory color space (Table 5; Izmailov, 1980; Izmailov et al., 1989; Sokolov & Vartanov,1987). An analysisof sphericityalso supportsthe idea thatthereare two stages in the learningprocess. Color-opponentaxes are Additional Data and Conclusions formedat the first stage of training.The sphericalstructureof Color category formationin the course of trainingdivides the semanticspace of colors appearslater, with repetitionand into two stages. The first stage results in the separationof ar- fixing of word-color associations. The activityof the sensory system can affect the brainareas tificial words into four classes perhaps corresponding to Table5. Indices of sphericityof three-dimensionalsemanticspaces in terms of radii of points representingartificialcolor names Before learning After 1 run After 2 runs After 5 runs Index L.S. L.Sh. L.S. L.Sh. L.S. L.Sh. V.L. M SD CV 29.6 8.0 27.0 38.6 8.1 21.0 44.9 2.7 6.0 43.4 7.0 16.0 43.2 2.3 6.5 44.8 6.1 13.5 37.2 4.2 11.0 .96 .96 r .66 .77 .94 .97 .95 Note. M = mean radius;SD - standarddeviation;CV = coefficientof variance(%);r = coefficientof correlation. VOL. 3, NO. 2, MARCH1992 109 PSYCHOLOGICAL SCIENCE Semantic Space of Color Names color names in the semantic space, that is, the structure of color categories. In conclusion, the semantic space of artificial color names representing color stimuli without other semantic links closely corresponds to sensory space. The similarity of the semantic space of artificial color names and the semantic space of natural color names supports the hypothesis that the dominant constituent in the semantics of natural color names is the sensory one. Our hypothesis is that the formation of color categories is a result of the activity of color-opponent channels and colordetector cells. The dynamics and the direction of the influence of these two factors on the shaping of the semantic color space differ substantially. REFERENCES Fig. 3. 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