Music Therapy 1996, Vol. 14, No. 1, 61-83 Becoming Friends with Your Mother: Techniques of qualitative research illustrated with examples from the short-term treatment of a girl with enuresis DR. HENK SMEIJSTERS &HANS STORM MUSIC THERAPY TRAINING PROGRAM HOGESCHOOL, NETHERLANDS The purpose of this article is twofold. The main aim is to de scribe the qualitative research method developed at the Music Therapy Laboratory, Hogeschool Nijmegen, The Netherlands. Transcripts from self-reports, live and taped observation reports, interviews and team discussions were used as the ground data for analysis. Using qualitative research techniques such as mem ber checking, analytical memos, categorization, developing mul tiple perspectives, peer debriefing, and triangulation, the trust worthiness of analysis has been ensured. The second aim is to demonstrate these qualitative research techniques through the case of a little girl of seven who was referred to music therapy because of enuresis. It is shown that behind her behavior was hidden a severe communication prob lem between the child and her mother. The relationship between the mother and the daughter improved remarkably after partici pation in music therapy. Introduction The method used at the Music Therapy Laboratory, Hogeschool Nijmegen, (The Netherlands), “developed by the author since 1989,” is an example of ‘action’ research because the research process enhances the outcome of treatment. Although the word ‘laboratory’ is used, the course of treatment is in no way disturbed by research artificialities. The research influences treatment by means of the feedback from the researcher’s analysis and the research team discussions. This type of research will be described with illustrations taken from the short-term treatment of a little girl and her mother. 61 62 Smeijsters and Storm First some information about the client will be given. Then the research techniques that were used will be described: member checking, analytical memos, repeated analysis, categorization, developing diagnostic themes, developing multiple perspectives, peer debriefing, and triangulation. Each research technique will be illustrated with examples from the case. In addition the outcomes of this research - playforms, guidelines, and arguments about the role of music -will be taken from the case. This article is an abstract of the research report. The amount of data makes it impossible to give a full picture of all research details. The Clients / Research Participants Helen, a girl of seven, had first been referred to an out-patient department for verbal psychotherapy and family therapy because she had started wetting herself (wetting her trousers) again after being toilet trained several years before. At the assessment, her mother said that she thought wetting her trousers was a way of trying to get extra attention, or a result of insecurity at school. From Helen’s birth, the mother-child relationship had been disturbed in several ways. The child cried (for several weeks) and the mother could not stand this crying. At the verbal intake the mother described how she as a baby and child lacked a holding relationship with her own mother. She said that she never had experienced any affection. As a result, it was difficult for her to fulfil her parental role. She tried to direct Helen’s behavior verbally but was not very successful. At the same time she showed little affection towards her daughter and was not supportive. Since the child avoided eye contact, the mother at times was isolated. During a discussion she moved into the background, and was unable to express herself. Her communication style lacked creativity and initiative. Other family mem bers included the father and Edith, the three-year-old sister. Referral and Indications The Music Therapy Laboratory has made an agreement with an institute for out-patient verbal psychotherapy and family therapy, from which clients can be referred to the Music Therapy Laboratory. At the end of the musical intake of five sessions the music therapist thought music therapy was indicated because it would give the insecure child the opportunity to act freely, to experiment and express her feelings without pressure to achieve. In the music therapist’s opinion the mother showed easy access to musical activities, and could therefore become part of the child’s process in music therapy. Becoming Friends with Your Mother 63 The Research Team The research team was made up of three people: the music therapist (Storm), the researcher (Smeijsters), and an observer (in the beginning Juchter, later on Van der Werf). After each session, the music therapist wrote a self-report, the researcher made an observation report of the audiovisual tape, and the observer made an observation report during therapy from behind the one-way screen.* These reports were written independently, without preestablished categories because they were meant to give “open” descriptions of experiences. According to Smaling, “open-mindedness” (receptivity) is “. the ability or capacity of the mind for receiving impressions, to undo (your) listening and also experiencing in general from some culturally learned habits.” (1995). The descriptions made by the music therapist in his self-report often contained his objectives, his observations and personal feelings about progress in music therapy. The observer behind the one way screen gave an impression about what (s)he felt was actually happening, without knowing the music therapist’s intentions. By means of repeated obser vation of the audiovisual tape the researcher made a detailed recon struction of all verbal, nonverbal and musical events during the session. In all reports cognitive arguments, emotional experiences and musical analyses were part of the description. The Transcript & Member Checking After each session the researcher made a transcript of these three reports. Transcripts of about 10 sessions were handed to the mother who could check whether she felt that the transcripts reflected her own experiences. This so-called memberchecking--checking the data, themes, interpretations, and conclusions with the very people we are studying (Lincoln & Guba, 1985; Ely et al, 1995)-in therapy is not just checking the credibility of the research findings but becomes part of treatment. Therefore it is the task of the music therapist to discuss with the research team the contribution of this member checking to the therapy process, and also to introduce and discuss it with the clients during the session. In this case, member checking the transcripts gave insight to the mother and helped her to reflect her way of communicating. Discussing the transcript during the session was impossible in this case because of the *In other cases clients themselves make a self-report, too. In this case the interviews of the music therapist with the mother and sometimes the father fulfilled this purpose. 64 Smeijsters and Storm children who were present. Therefore the music therapist made home calls and home visits. Music therapy sessions took place at the Music Therapy Laboratory. Categories, Analytical & Repeated Analysis Memos, Circular Iterative Feedback In the session transcript the three reports were kept intact as three distinct paragraphs. While making the transcript of each report the researcher marked those words which he thought could be of impor tance. In qualitative research a category, according to Strauss &Corbin, is defied as a classification of concepts, developed by comparing con cepts with each other and grouping them together because they appear to contain a similar phenomenon (1990). In this research the data were analyzed under categories and subcategories such as: l l l l Diagnostic musical aspects: Individual (e.g. endurance, variation, initiative, tension), relational (e.g. cooperation, leading-following) Treatment: Indication, goals, objectives, playforms, techniques, and therapeutic attitude Experiences: The client’s and music therapist’s personal experiences during musical activity Progress: Experienced effects, side-effects, treatment disturbances and treatment catalysts. Side-effects are unintended positive or negative effects of treatment as experienced by the research team. Treatment disturbances are counterproductive factors from outside treatment. Treatment catalysts are factors from outside that stimulate treatment. Some of these categories have been developed during previous research, whereas others have been generated during the research process (Smeijsters & Van den Hurk, 1993, 1994; Smeijsters &Van den Berk, 1995). Guided by the marked words and these categories, after each session the researcher wrote several analyticaI memos (Ely et al, 1995). In these analytical memos some of the marked words were combined into diag nostic themes. Other marked words led to questions about the music therapist’s objectives, his playforms, his techniques, the linkage be tween diagnosis and treatment and the music therapist’s therapeutic attitude. Analytical memos were also used to interpret the personal experiences of the client during musical activity, and to propose alterna tive suggestions to the music therapist about how to proceed. Analytical memos are a means of stimulating the music therapist’s reflections. The music therapist and observer comment on the memos Becoming Friends with Your Mother 65 and thus they check the researcher’s data processing, categories, themes, interpretations, and conclusions. Because this process of feedback is circular and is repeated many times, it is called circular iterative feedback. Though the transcripts of the reports contain only surface descrip tions, analytical memos give interpretations and conclusions on a deeper level. As they are tentative and will often be changed when therapy proceeds, the analytical memos are excluded from member checking with the clients during therapy. Repeatedanalysis refers to the researcher regularly comparing old with new data and checking his previous hypotheses. The researcher checks whether the old data corroborated with his latest interpretations, whether previous interpretations need to be changed or whether previ ous interpretations could be used for old data. New data need new interpretations. Diagnostic Themes, Diagnostic Local Theory &Process First Phase (session 6-16) After several sessions, by combining similar marked diagnostic words, the diagnostic hypotheses from the analytical memos, and some categories, the researcher develops diagnostic themes. A theme is defined as a “statement of meaning that runs through all or most of the pertinent data” (Ely et al, 1991,page 150).At the Music Therapy Laboratory these diagnostic themes are called focus points. Contrary to themes as used by Ely et al they are not written from the client’s point of view. In the first phase of treatment in Helen’s cake one of the focus points was called ‘insecurity’: Focus Point: After Session 5 “The child was referred to music therapy because at school she wet her trousers. The mother, when interviewed by the music therapist, told him that she thinks the child is insecure. When during therapy the music therapist explains a play form to Helen she often reacts by saying ‘I do not understand.’ She stops musical activity and changes musical activity quickly. At other times she lies down with her body on the drum, slaps her hands on the piano, and grasps sticks from her mother. There is little musical development, nor variation, nor initiative in Helen’s musical activity. Often she imitates initiatives of the music therapist or the mother.” This focus point was a result of the verbal intake and musical intake of 5 sessions. The concept of ‘insecurity’ had been choosen from the interview. 66 Smeijsters and Storm Treatment goals that developed as a result of the music therapist’s suggestions, the researcher’s treatment hypotheses in the analytical memos, and discussions in the research team were: ‘experiencing joy’; ‘prolonging musical activity’; stimulating initiative’; and ‘stimulating creativity.’ First a short description of the process in the first phase which lasted from session 6 to 16 will be given, followed by an example of an analytical memo which prepared a change of focus point. While describ ing the first phase it is not the intention to give an overview of all sessions as in a conventional case study. The second phase is much more important for progress, therefore I’ll describe those events from the first phase especially from sessions 13, 15 and 16-these were crucial and led to a shift of focus and the beginning of the second phase. When, in the 13th session, for practical reasons, her mother brought Helen’s three-year-old sister, Edith, to music therapy, Helen tried to instruct her younger sister. Again she herself asked several times “What shall I do ?,” showed no initiative of her own, and followed her sister’s and her mother’s musical ideas. Thus, Helen’s behavior showed am bivalence: directive, but also copying. When her mother hit the cymbals, Helen reacted immediately to this by hitting the cymbals too. When her mother rubbed her sticks on the drum, Helen did also. When later on, in session 13, the music therapist invited the mother to play ‘the sea’ and Helen together with Edith ‘the boat’ which is moved by the sea-a symbolic musical playform of leading and following-Helen reacted by saying “Oh, no !” Shortly afterward, in the same session, Helen and her mother were invited to play musically together two trees that moved in the wind, played by the music therapist and Edith. Helen did not want to cooper ate with her mother at all. When there was an accidental musical interplay, Helen said to her mother: “You make me confused.” In session 15 the child was clearly having fun. She dared to play very loud, and explored several musical possibilities (imitating the music therapist’s rhythms and sounds on several drums, temple blocks, chimes, cymbals). However, she also violated musical and personal boundaries: disrupting and stopping musical activity whenever she wanted, grasping her mother’s drum sticks, sitting on her mother’s lap because she did not want to exchange chairs with her in the musical playform. Session 15 resulted in fighting for sticks. During moments when Helen was not co operating, the mother tried verbally to instruct the child on how to behave, but was not able to influence her child. While Helen tried to direct musical activity, her mother withdrew musically into the background. The child concentrated fully on the music therapist. There was no inter- Becoming Friends with Your Mother 67 play between the mother and the child, and a clear lack of affective relationship. The lack of empathy between mother and child was illus trated strikingly when Helen cried during session 16 because of the punishment her father had given her for wetting herself. Over time, the words marked in the transcripts and the comments in the analytical memos gave rise to another focus point. The focus point of ‘security’ was used as a sensitizing conceptas termed by Glaser & Strauss (1967). Guiding the selection of words in forthcoming transcripts, the process of marking words in the transcripts and writing memos was as ‘open’ as possible and gave way to a new focus point. Here is one analytical memo written after session 16: MEMO After Session 16 “Mother is unable to show verbal and nonverbal empathy when the child cries. If she would be more active at times when the child needs emotional support she could restore a little bit of the influence she is longing for. Instead of being empathic she gives only directives, claiming power the child is not willing to accept. The music therapist can advise the mother that she should try: 1) To be more creative during musical improvisation. 2) Not to withdraw musically but gain some musical ‘personality,’ ‘being there.’ 3) To reduce the frequency of directives and to support the child by verbal and musical empathy. Until now there has been a ‘battle of power that the mother is unable to win. Only by means of by-passing this battle are changes possible.” This memo-and other similar Focus Point: Disturbed memos-led Relationship to a change of focus: with Mother After Session 16 “The child plays very loudly, whereas the mother withdraws. Helen in structs her younger sister Edith how to play the instruments, and takes her mother’s role. Her mother tries to instruct Helen but fails. Helen answers her mother’s attempts by saying “You make me confused.” There is no musical interplay, and bad eye contact between Helen and her mother. When Helen cries during the session, telling that because of wetting her trousers her father had hit her, her mother is unable to react with empathy. There seems to be a conflict of power, illustrated by Helen saying “Oh, no” when she is invited to play musically the ‘boat’ which is moved by the ‘sea’ (played by her mother). She also refuses to play together with her mother the ‘trees’ who are moved by the ‘wind’ (played by the music therapist and Edith). Helen does not want to exchange chairs with her mother and stops her mother from playing by grasping her sticks.” 68 Smeijsters and Storm This focus point became the central focus of sessions 17 to 24. Com paring the first and the second focus points, grasping the sticks is interpreted differently. By integrating the first and second focus point with additional information from the intake interview, a diagnostic local theory is developed about one particular case. Diagnostic Local Theory “In the interview her mother said that as a child she had never experi enced affection herself. It can be hypothesized that perhaps she is unable to give affection. This might have led to a lack of basic trust in her child, Helen, who became insecure. Wetting her trousers again after a second child, Edith, was born and when she began to attend school, corroborated the hypothesis that Helen was an insecure child. Helen tried to overcom pensate for this insecurity by taking over her mother’s parental role, and thus crossing generation boundaries, not following her directions, fight ing with her about power, and forcing her mother to withdraw. The interaction between Helen and her mother became circular because when mother withdrew, Helen tried to exercise more power, which resulted in her mother’s withdrawing even more.” This diagnostic local theory was meant to organize all the different parts of information into a “credible” picture. Before describing the progress in sessions 17-24 (second phase), the concept of triangulation will be introduced, which is used to guide the second phase by means of theory. Triangulation Because diagnosis and goals shifted from an individual to a relational focus, the researcher decided to explore theories of family therapy that might be helpful when describing interactions. According to Lincoln and Guba, the use of different personal sources (the clients, the music therapist, the researcher, the observer, the verbal psychotherapist and family therapist), the use of different data collecting techniques (self-reports, observation reports, discussions, and inter views), as well as the exploration of several theoretical models in this research design are part of triangulation (1985). The researcher began a literature study research and came up with several theoretical perspectives such as systemic family therapy (Bowen, 1965), strategic family therapy (Haley, 1987), and structural family therapy (Minuchin, 1974; Aponte & Van Deusden, 1981). The researcher also investigated recent publications on music therapy and family therapy that might be helpful (Decuir, 1991; Hibben 1992; Oldfield, 1993; Miller, Becoming Friends with Your Mother 69 1994). These music therapists together offer a set of rationales for music therapy. Miller (1994) gives a summary of the perspectives in systemic, strategic and structural family therapy. He describes six musical inter ventions that can be linked to one of these types of family therapy: 1) playing your own improvisation (Self-differentiation: systemic); 2) doing a solo improvisation (Taking the “I”: position: systemic); 3) playing a musical duet (Congruent communication: strategic); 4) using musical echoing (Repairing communication: strategic); 5) parents directing the musical activity (Establishing boundaries: structural); 6) parents providing a basic rhythm on which the child may impro vise (Restructuring relationships: structural). Because structural family therapy focuses on conflicts, hierarchy, alliances, coalitions and generation boundaries, it was concluded that these theoretical concepts could contribute most to the understanding of Helen’s relationship with her mother. Therefore concepts from structural family therapy were used to con ceptualize the data. The musical playforms were called enactments ar ranged by the music therapist, showing spontaneous behaviors that reflected the interaction process. As suggested by structural family therapy there existed a theory the mother had adopted to explain her daughter’s behaviour (“Trying to get attention”). There was circularity because withdrawing by the mother increased Helen’s dominant behaviour and vice versa. There was a problem of hierarchy because Helen took over her mother’s parental role when in structing Edith. Generation boundaries between Helen and her mother had faded. Helen not obeying her mother’s verbal instructions, and not accepting her mother’s leading role in music showed the conflict of power. In structural family therapy an alliance is a cooperation where people need to fulfill a task together. Acoalition is defined as a cooperation with someone else “to fight the enemy.” There were alliances between Helen and the music therapist but no alliances and coalitions between Helen and her mother. Progress Second Phase (session 17-24) Through interaction within the research team the following goals were developed: “restoring the relationship,” “strenghtening her mother’s role,” " repairing generation boundaries.” In the previous phase it had been difficult to use musical playforms where the child had to follow her mother, this “leading and following” could be seen as an objective that had to be prepared first. Therefore, the music therapist 70 Smeijsters and Storm invented musical playforms where the mother and the child had to form an alliance or a coalition. In the latter the music therapist volunteered as the “enemy.” In order to stimulate Helen and her mother to cooperate, session 17 started with a musical playform titled “Space ship.” First all participants (Helen, Edith, her mother and the music therapist) collected instru ments to build a space ship. Helen again was directing the process. Then her mother, directed by the music therapist was assigned to be the pilot taking off to Mars. Mars had been choosen because Helen had told the music therapist that little men from Mars ordered her to be disobedient and naughty However, Helen did not join the musical playform, and after landing on Mars she called: “No, this isn’t Mars.” Again this seemed to be an expression of the conflict of power between Helen and her mother. Helen took off a second time to go to Mars when her mother made a crescendo, by playing very loud, taking over completely. After landing on Mars, nobody knew what to do, and her mother intuitively suggested singing. This suddenly stopped the conflict. Helen, Edith and her mother were singing a song together. Alliances Singing together became a regular part of music therapy. These songs were accompanied with instruments. When they sang a song called “Toddle Men,” the music therapist played the song on his guitar, Helen played on a wooden drum and the mother on a split drum. The child played the meter and the mother played the rhythm of the song. In the “Crocodile Song” the mother and the child musically came closer to each other when they played the rhythm together. At that time they were able to do the same thing musically, without quarrelling. Coalitions The first coalition occurred when the music therapist instructed Helen and the mother to sing “Toddle Men” together, and he made an attempt to sing the song in canon. After he failed, the three of them could not help laughing. Sometime later, the therapist introduced a musical playform where he started with a rhythmic motif that should be an swered by a rhythmic three-tone motif played by the mother and the child synchronously. Because of the three-tone motif, it was called the Boom-Boom-Boom playform (adopted from Van de Poel, 1994). The playform looked like a musical exercise, but in essence it was a playform to bring the mother and the child together. Because the music Becoming Friends with Your Mother 71 therapist made a lot af variations, this playform was very funny and there was a lot of laughter. He tried to confuse the mother and the child, who had to be very attentive to the music therapist’s tricks. They could succeed and oppose his challenges only when they formed a coalition. The mother and the child looked and listened carefully to each other. The mother directed their playing together by her facial expressions and they succeeded in reacting in synchrony. In the musical process, a closeness developed. Another aspect of this playform was its continuity Following the gestalt law of “good continuation,” there were no random stops; there was predictability and logic. This synchronized the musical movements of the mother and the child. Conflicts Conflicts at that time were not as heavy as before. When playing the space ship, Helen-who played the engine on splitdrums-said: “When the engine isn’t ready you can’t start,” or “Wait, I first have to finish lunch.” Helen wanted attention, but it was part of the playform. By saying “no,” in answering questions of the music therapist (music therapist: “Shall we make a training flight first?“, Helen: “No”) Helen could express her rebelliousness in a less destructive way. As the music therapist offered her choices, she could influence the event without obstructing the musical activity. She could express her discontent in music and at the same time be part of the musical activity. Starting from session 20, Helen spontaneously used the gong to say “no.” The music therapist incorporated these breaks as part of the session, and after a short rest he brought her back to musical activity without deviating from his intended session structure. Sometimes he used a pragmatic paradox when asking Helen to start the engine, inviting her to direct the musical activity. Because Helen reacted by saying “no" although she had always tried to direct the musical activity-she now forced herself not to do and to leave the leading role to someone else. The behavior of Helen after the 20th session showed remarkable changes: she had eye contact with her mother, she accepted mother’s leading role in the Boom-Boom-Boom playform, she interrupted the musical play less, and she complied with directives. When later on the music therapist and the mother played together, the boundary between generations was reinstalled because Helen joined Edith in her musical activity. 72 Smeijsters and Storm Mother’s Behavior During his counselling visits at home the music therapist invited the mother to become his co-therapist. Mother’s behavior changed com pletely. She took part in communication, installed the musical instru ments, initiated actions (“landing of the space ship,” introducing the song of the “crocodile”), and spontaneously started singing and play ing. In the discussion the mother was less corrective and more empathic. The mother followed Helen’s lead in seeking body contact, softly hitting her with a drum stick on the head. The mother gradually became very sensitive to the music therapist’s musical activity, and was able to support Helen musically as well. The music therapist advised her to make use of paradoxical intentions, which turned out to be very success ful: when, at home before going to school, Helen did not want to go to the lavatory, and her mother reacted by saying, “I don’t mind,” Helen decided to go because, as she stated, “I will have no time at school.” A Second Change of Focus The first shift of focus from insecurity to the conflict of power had been followed by another shift of focus. One day before the 19th music therapy session at the institute for out-patient verbal psychotherapy and family therapy, there had been an intake for the whole family. Because the mother sometimes felt misunderstood by her husband and was convinced that she needed more support from him, the parental rela tionship came into focus. It was agreed that family therapy would start at the out-patient institute and, at the same time, music therapy would concentrate on the generational boundaries. Further, it had been agreed that the music therapist would reduce his interviews at home. Instead of once a week, music therapy sessions at the Music Therapy Laboratory were now scheduled once every two weeks. Between session 20 and 21 there was a stop of six weeks in music therapy because of holidays and other activities at home that made the appointments difficult. After six weeks, the improvement of the rela tionship between Helen and her mother was still there, but Helen once again had started wetting herself. Edith now came to music therapy regularly, and the music therapist tried to let her take part in the Boom-Boom-Boom playform. He pre arranged with the mother that she would concentrate on Edith. During these sessions the mother tried to synchronize Edith’s musical behavior. Edith was playful, not able to concentrate, wanting attention, and she did not stop playing when it was someone else’s turn. This behavior is Becoming Friends with Your Mother 73 normal for a child Edith’s age. Sometimes Helen imitated Edith’s behav ior. Since the relationship with her mother had been improved, there was no longer a conflict of power and a need to act as an adult. In session 22 there was a quarrel about Helen’s enuresis. Helen re peated many times: “You can talk with anybody about anything you like, but I won’t say anything about it,” and finally started to cry. The music therapist, after challenging her, felt pity for her, and softly rubbed her back. He reported that he almost cried himself. Helen’s sorrow must have been very deep. The music therapist was permitted to comfort her, but Helen avoided being comforted by her mother and Edith. What was she hiding? Why didn’t she want to be comforted by her family members? In the same session when the music therapist again played on his guitar, Helen imagined thunder and said she was scared about this. She also said that she now wanted to be comforted by her mother. The music therapist arranged a musical playform. First her mother taught Helen how to play the lightning on the vibraphone. She instructed her how to make a fast melodic line in the high octaves that, in sound, resembled a flash of lightning. When they played together, Helen was the lightning, the music therapist and the mother were the thunder on the kettledrums, and Edith played the wind on the piano. Helen and her mother also played together a rhythmic playform on the vibraphone during which they laughed together, and the session ended by Helen and her mother synchronizing their musical activity with Edith’s, supporting and talk ing to each other. It was astonishing that a session which started with quarrelling ended so harmoniously. The musical enactment made it possible to handle fear, and again increased the co-operation between Helen and her mother. There had even been a start of a constructive interaction between Edith, Helen and her mother. Nevertheless, in his self-report after this 23rd session, the music therapist felt as if he had reached a dead end. As a result, a discussion in the research team took place. Multiple perspectives There have been discussions within the research team concentrating on the diagnostic themes, objectives, playforms, techniques, the thera peutic attitude, progress, possibilities, and personal feelings. Circular feedback by means of the exchange of papers and discussions in the research team gave rise to “multiple perspectives.” In this dialectical interaction, the music therapist, the observer, and the researcher played 74 Smeijsters and Storm the devil’s advocate for each other. However, using such a group does not mean searching for some sort of unanimous “truth.” This would lead to reductionism. As a researcher, one should respect the multiplic ity of perspectives and use them to corroborate and to adjust his own interpretations, or to present them as other perspectives. During these discussions there is also an opportunity for catharsis. The transcript the discussion after session 23 is given below: Multiple Perspectives-After of Session 23 “Because the music therapist felt insecure about progress, a special meeting was arranged. The researcher and observer stimulated the music therapist to explore his feelings. The music therapist expressed disappointment be cause Helen had started wetting herself again, because it was difficult to let Helen’s younger sister Edith share the musical playform, because the musi cal interplay was difficult to direct, and because the mother had little space to express herself musically. The music therapist forgot what, in the opinion of the researcher and observer had been gained up till now: a significant improvement of the relationship between Helen and her mother. The music therapist probably became a little confused by the frequent presence of young Edith, which gradually changed the course of music therapy. Now that the focus of therapy changed to Edith, the whole family came into sight, and the co-operation had to be extended to three persons.” qualitative research, including heuristic and dialogical phenomenology and naturalistic inquiry (see Tesch, 1992). Just as in supervision, the perspective of the other members of the research team can help to reframe, stimulate and develop new ideas about treatment. Bruscia notes that although this team discussion resembles supervision, it is not the same because of the research techniques and research focus, which is meant to fulfil the criteria of a systematic gathering of data relevant to a community of researchers (1995). Peer Debriefing Peer debriefing, according to Lincoln & Guba, or peer checking, means: inquiring biases, testing working hypotheses, by asking independent observers to check the descriptions and give meaning to the data (1985). At the Music Therapy Laboratory, peer debriefing is used when experts outside the laboratory are asked to check and challange the data. Sometimes professionals from another area are invited. Smeijsters & van den Berk describe the participation of neurologists in the case of the client with musicogenic epilepsy (1995). In the case of Helen, the verbal Becoming Friends with Your Mother 75 psychotherapist and family therapist at the out-patient institute regu larly received a copy of the complete research report. They were asked to challenge the data and to communicate their opinions to the music therapist with whom they met several times. Although these persons were not completely independent, they did not take part in the music therapy treatment and were not members of the research team. The music therapist made reports from these discussions that were inte grated into the transcript. Termination (Session 24) In session 24 the whole family was invited: the mother and father, Helen and Edith. When the music therapist proposed a musical coalition between the father and the mother against the music therapist and the children, it was very difficult for the father and the mother to synchronize their musical activity. Starting and finishing, musical tempo, rhythm and dynamics were different and neither of the parents had nonverbal cues to develop musical cooperation. In the music therapy enactment, a lack of agreement could be observed very clearly. A coalition between the father and the mother against the children seemed to be impos sible. During the session, the mother moved to the background as she had done during the conflict of power with Helen. To stop this, the music therapist introduced a musical playform where the mother had the leading part on the vibraphone. The music therapist, the father, Helen, and Edith had to support her. His intention failed completely. The father and Edith started playing on the piano in a close duet and did not listen to the mother’s music at all. It became painfully obvious that the father did not listen to the mother at all and that he sought a coalition with Edith and not with his wife. The distance was symbol ized by the father and Edith sitting with their backs to the mother; the mother tried to play nice-sounding tonal motifs while the father and Edith explored atonal sounds. This music therapy session had shown the disturbed interaction of the parents. It was hypothesized that the musical alliances and coali tions that had been very successful with Helen and her mother could be used to harmonize the situation between the mother and the father as well. In spite of this, there were several reasons why treatment stopped. First, because of his professional activities, it was almost impossible for the father to attend music therapy sessions regularly. Second, both parents became dissatisfied with the changes in family therapy at the 76 Smeijsters and Storm out-patient institute and the changes in music therapy as a result of this-e.g., the music therapist reduced the number of home inter views. Third, the music therapist at that time was very busy and sometimes had to change appointments. The cumulative effect of these three problems led to the decision of the parents to stop both family therapy and music therapy. During a follow-up contact, the mother told the music therapist that during holidays, when the relationship between the father and the mother improved, Helen’s enuresis had disappeared completely, but after some time when the problems between the parents resumed, the enuresis reappeared. Although it may be that because of holidays from school, Helen’s insecurity decreased, the problems of the child could have been caused by the problems between the parents. The mother supported this idea by saying that “I think Helen feels the problems between me and my husband”. Perhaps here lies the meaning of Helen’s words and her crying in session 22. Did she feel very deeply the misun derstanding between both parents? Was she hiding it, not daring to mention it openly? What is the outcome of this type of research? There are three issues: the musical playforms, guide lines and hypotheses about the role of music. 1) Musical Playforms With the help of the concepts alliance and coalition, musical playforms were developed to reach the therapeutic goals. Examples of alliances and coalitions which have been introduced by the music therapist and described before will be summarized: Alliances Singing together became a regular part of therapy These songs were accom panied by instruments. The music therapist accompanied the song on his guitar. The child played on a wooden drum and the mother on a split drum. There were two special forms of alliance between the mother and the child: a) the child beating time and the mother playing the rhythm of the song; b) the mother and the child playing the same rhythm together. The mother and the child were able to do the same thing musically, without quarrelling and fighting. Becoming Friends with Your Mother I 77 Coalitions There were two kinds of coalition between the mother and child: a) A coalition occurred when the music therapist instructed the child and the mother to sing a song together while he attempted to sing in canon. b) The music therapist introduced a musical playform; he started with a non-specified rhythmic motif that had to be answered by a rhyth mic three-tone motif played by the child and the mother synchro nously. In (a) the child and the mother started singing together and formed a strong musical coalition against the music therapist who sang in canon but was not able to stand the strong vocal opposition of the mother and child. In (b) the music therapist tried to confuse the mother and the child by making a lot of dynamic and rhythmic variations during his musical intro duction. The mother and the child had to be very attentive to each other in order to start in time and play synchronously after the music therapist had finished his introduction. They could succeed in opposing his challenges only when they looked and listened carefully to each other. The mother, by her facial expression, took the leading part and directed their timing. In both coalitions between the mother and the child a process of interde pendency and being close unfolded. There was fun during this stage, with a lot of laughter, and a relaxed atmosphere. 2) Guidelines Guide lines are rules of thumb generated from this particular which are transferable and researchers might case, to other cases and from which other therapists benefit. Some of the guide lines are listed below: Guidelines 1) When there is a conflict of power, “leading and following” should be preceded by a parallel activity like singing and by musical “alliances” and “coalitions.” 2) Meter and rhythm offer important possibilities for exploring contact at different levels: playing rhythmical variations on a basic meter, playing “off-beat,” playing a meter or rhythm synchronously. 3) Saying “no” can become incorporated in the musical playform by offer ing choices of musical instruments, offering alternative sequences of the musical activity, and by offering an instrument to make a pause. Para doxical intentions as procedural technique can be of help. 4) Boundaries between generations can become reestablished when the parents take over the music therapist’s role, and the children are invited to form a coalition against the parents. 78 Smeijsters and Storm 5) Preventing the child from taking over the parental role can be done by the music therapist giving the one child much musical attention while the mother gives musical attention to the other child. 6) The music therapist should act as a model for the parents, and demon strate how to make musical contact. 7) Children who are constantly overruled can be invited to take the leading role or play a prestigious instrument. 3) Hypotheses about the Role of Music A third issue is the hypothesis about the role of music in the case of Helen. The musical analysis used during the research process differed from traditional musical analysis. According to Smeijsters, it was sup posed that in musical expression and interactions specif ic and nonspecific analogies of psychic and social processes can be heard (1993, 1995, 1996a). For instance: The mother’s lack of influence was expressed by her playing pitchless and soft music. This is called a specific analogy because it is directly expressed in musical parameters. By grasping her mother’s sticks and instructing her sister Edith how to play, the child expressed her rebelliousness in a non-specific way. When she interfered dynami cally with her mother’s musical activity, she expressed her resistance in a specific musical way. Musical playforms and singing were described as analogies of im proved communication processes. As singing together is not an exchange but doing the same thing together, it is an easy way of co-operating. It requires exact timing and intonation, forcing the singers to attend to the one another. The canon used by the music therapist, and the “Boom boom-boom playform” were described as an analogous means to put Helen and her mother in a coalition against the music therapist. When discussing the research report, the mother, in music therapy interactions, immediately recognized similarities with the interaction processes at home. She said: “In music therapy it is less heavy, more playful.” Thus the mother not only corroborated the analogy between music therapy processes and interaction processes at home, she felt also that in music therapy there is distance from normal life. Both ingredi ents-similarity and divergence in musical sound-are main character istics of the concept of analogy, and are central to music therapy. Replicating the Chain of Evidence According to Yin, all data, categories, themes, interpretations and conclusions are registered in the research report, making it possible for a second independent researcher to replicate the chain of evidence (1989). Becoming Friends with Your Mother 79 This research report includes: 1) Transcripts of all self-reports by the music therapist and the mother, and observation reports of the observer; transcripts of the discus sions within the research team; transcripts from interviews the music therapist had with the mother at home; transcripts from the peer debriefings with the verbal therapist and family therapist. 2) Categoriesthat guided data analysis by the researcher. 3) The researcher’s analytical memosand feedback from the music thera pist and observer. 4) The focus points: themes generated by the researcher from marked words in the transcripts, and validated by the other members of the research team. Themes were taken from a couple of sessions, describ ing and conceptualizing diagnostic aspects. 5) Generatedhypotheses-about indications, goals and objectives, play forms and techniques of music therapy-established by the mem bers of the research team. 6) Localtheoriesconstructed as a result of the researcher’s content analy sis of the whole set of sessions. 7) Generatedhypothesesabout progress, side-effects, treatment distur bances, treatment catalysts and disturbances by the members of the research team. 8) Guidelines, suggested by the researcher and validated by the other members of the research team. Guidelines are rules of thumb that may be used in similar cases. 9) Generatedhypothesesabout the role of music, established by the re searcher. Discussion From the section on team discussion it can be shown that reflecting the process of music therapy leads to multiple perspectives of interpre tation. In this case, from one point of view, music therapy sessions have been successful because the relationship between Helen and her mother improved, and Helen’s enuresis had diminished up to the 20th session. However, there was less time to let Edith take part in musical activities and to make an alliance or coalition between the parents. From a psychodynamic perspective, the termination of music therapy by the parents when their relationship came into focus might be interpreted as resistance; from a research perspective it was interpreted as a distir bance in the therapeutic process. 80 Smeijsters and Storm One point that has been mentioned when using member checks is whether it is productive during the therapy process to hand over the research report. In the case of the client with musicogenic epilepsy mentioned by Smeijsters & van den Berk (1995), the client herself was convinced that by reading the memos she would be more able to influence the process, because there was more “openness.” However, she sometimes felt misunderstood when in her opinion the tentative hypothesis inadequately expressed how she felt. In the case of Helen, it was decided not to give the memos to the parents. They received the transcripts of the music therapist’s self-report, the researcher’s and the observer’s observations. Also the personal phrases in the self-reports of the music therapist were left out. The parents, who refused family treatment at the out-patient institute, should not at the same time be confronted with the music therapist’s insecurity. The concept of analogy, according to Smeijsters -which has been used as a theoretical perspective for describing the music-differs from other concepts like metaphor, symbol, or replica (1996a). When, for in stance, a camel is described as “the ship of the desert,” this is plausible because, like a ship sailing across the expanse of sea, the camel takes travellers through an expanse of desert. The camel has the same function as the ship, but in its structure and characteristics it in no way resembles a ship. In an analogy, in contrast, two phenomena share the same characteristics. Several characteristics of psychic processes can be ex pressed in musical phenomena because in essence they are musical themselves. For instance, “depression” can be characterized by slow tempo and soft dynamics, anorexia by a lack of rhythmic balance. The client experiences and expresses him/herself in music because the characteristics of music enable the “re-sounding” of those experiences. This is true as well for life events and interactions in the client’s life. In symbolization, says Aigen, there is a dualism between symbol and thing (1995a). A symbol can refer to something without resem bling it. This again differs from analogy because an analogy has characteristics of the thing it refers to; in analogy there is no dualism between symbol and thing. For instance, the color red is a symbol for socialism, whereas the color itself has no characteristics of socialism. This is different in analogy. A shy person might express his personality by means of soft dynamics. Aigen puts forward that in music therapy there is a “direct” expression and not a “representation by an abstract symbol system” (1995). Ansdell (1995) uses the concept of “intrinsic interpretation” to describe how the music therapist makes a musical response within his playing with the client, rather than translating music into another medium. Becoming Friends with Your Mother 81 Although we agree with these concepts, we believe that these “di rect” expressions and “intrinsic interpretations” cannot be described by means of musical analysis exclusively. They need to be “interpreted,” to be linked with psychological “meaning.” Our perspective is to listen to the psychic and social processes which sound “through” the music, not listening to the music from a perspective of traditional musical analysis. Hesse (1967 quoted by Aigen 1995b) defines two types of “models”: a replica having a physical and formal relationship, and an analogue having only a formal relationship. For instance, a ship on your desk can be a replica of a real ship. It is physically exactly the same, but smaller. An analogue in Hess's description has no physical but a formal relation ship. For instance “resonating ideas” cannot “resonate” physically like sound frequencies. Comparing these concepts to the researcher’s con cept of analogy it may be concluded that this concept is no replica. Because psychic processes are expressed in another medium (music), there is no exact physical relationship. On the other hand it is no analogue in Hesse’s sense, because his concept of analogue is very close to the concept of metaphor. My concept of analogy is between the replica and the metaphor. It is not a physical copy-like the ship on your desk but it is more than just a formal relationship. Final Comments According to Tesch, this type of research has aspects of phenomenol ogy and hermeneutics (1990). Marked words in the transcripts delineate “meaning units,” which are clustered together in themes (focus points). Considering each meaning unit of the text in relationship to the whole, transforming it within the theme and giving meaning to it from the whole, is a hermeneutic component within this research. As has been shown in the previous paragraphs the method is based also on the principles of “naturalistic inquiry” (Lincoln & Guba, 1985), and “grounded theory” (Glaser & Strauss, 1967). Conclusion The case of Helen and her family illustrated techniques on a multi tude of therapeutic levels. The research guidelines, instrumental in directing the outcomes of this case, can be applied in other situations as well. Importantly, the family relationships improved through participa tion in the music therapy process. 82 Smeijsters and Storm Publications. Miller, E. B, (1994). Musical intervention in family therapy. Music therapy, 12(2), 39-57. Minuchin, S. (1974). Families and family therapy. Cambridge: Harvard Univer- Becoming Friends with Your Mother 83 (eds). Qualitative approaches to music therapy research: Understanding processes and dialogues from the first international symposium. Phoenixville: Barcelona Publishers. Smeijsters, H. (1996d). Qualitative single-case research in practice: A necessary, reliable and valid alternative for music therapy research. In: M. Langenberg, J. Frommer & K. Aigen feds). Qualitative approaches to music therapy research: Understanding processes and dialogues from ‘the first international symposium. Phoenixville: Barcelona Publishers. Smeijsters, H. & P. van den Berk (1995). Music therapy with a client suffering from musicogenic epilepsy. A naturalistic qualitative single-case research. The Arts in Psychotherapy, 22(3), 249-263. Smeijsters, H. & J. van den Hurk (1993). Research in practice in the music therapeutic treatment of a client with symptoms of anorexia nervosa. In: M. Heal&T. Wigram (eds). Music therapy in health and education. London: Jessica Kingsley Publishers. Smeijsters, H. & J. van den Hurk (1994). Praxisorientierte Forschung in der Musiktherapie (Naturalistic research in music therapy). Musiktherapeutische Umschau, 15(l), 25-42. Strauss. A. &I. Cabin (1990). Basics of qualitative research. Newbury Park: Sage Publications Tesch, R. (1990). Qualitative research. Analysis types & Software tools. New York: The Falmer Press. Yin. R.K. (1989). Case study research. Design and methods. Newbury Park: Sage Publications. Henk Smeijsters, Ph.D. is the Director of the Creative Arts Therapy Training Programs at the Hogeschool Limburg, Sittard (Netherlands). During this research study he has been director of Research at the Music Therapy Laboratory of the Hogeschool of Arnhem and Nijmegen. He has been the Chair of the International Scientific Committee of the 8th World Congress of Music Therapy in Hamburg (1996). Hans Storm is a music therapist at the Music Therapy Laboratory, and a lecturer in the Music Therapy Training Program of the Hogeschool of Arnhem and Nijmegen. Special thanks to Thomas Juchter and Ria Van der Werf who participated as observers. Both are graduates from the Music Therapy Training Program of the Hogeschool ofArnhem and Nijmegen. This research was funded by the Dutch Music Therapy Fund of the DUMA Association, and the Hogeschool of Arnhem and Nijmegen.
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