Journal of Controlled Release xxx (2012) xxx–xxx Contents lists available at SciVerse ScienceDirect Journal of Controlled Release journal homepage: www.elsevier.com/locate/jconrel Low-frequency ac electroporation shows strong frequency dependence and yields comparable transfection results to dc electroporation Yihong Zhan a, Zhenning Cao b, Ning Bao c, d, Jianbo Li e, Jun Wang a, Tao Geng a, Hao Lin e, Chang Lu b, c,⁎ a Birck Nanotechnology Center, Purdue University, West Lafayette, IN 47907, USA School of Biomedical Engineering and Sciences, Virginia Tech-Wake Forest University, Blacksburg, VA 24061, USA Department of Chemical Engineering, Virginia Tech, Blacksburg, VA 24061, USA d School of Public Health, Nantong University, Nantong, 226019, PR China e Department of Mechanical and Aerospace Engineering, Rutgers University, Piscataway, NJ 08854, USA b c a r t i c l e i n f o Article history: Received 11 January 2012 Accepted 1 April 2012 Available online xxxx Keywords: Gene delivery Electroporation Alternating current Direct current Frequency a b s t r a c t Conventional electroporation has been conducted by employing short direct current (dc) pulses for delivery of macromolecules such as DNA into cells. The use of alternating current (ac) field for electroporation has mostly been explored in the frequency range of 10 kHz–1 MHz. Based on Schwan equation, it was thought that with low ac frequencies (10 Hz-10 kHz), the transmembrane potential does not vary with the frequency. In this report, we utilized a flow-through electroporation technique that employed continuous 10 Hz-10 kHz ac field (based on either sine waves or square waves) for electroporation of cells with defined duration and intensity. Our results reveal that electropermeabilization becomes weaker with increased frequency in this range. In contrast, transfection efficiency with DNA reaches its maximum at medium frequencies (100–1000 Hz) in the range. We postulate that the relationship between the transfection efficiency and the ac frequency is determined by combined effects from electrophoretic movement of DNA in the ac field, dependence of the DNA/membrane interaction on the ac frequency, and variation of transfection under different electropermeabilization intensities. The fact that ac electroporation in this frequency range yields high efficiency for transfection (up to ~ 71% for Chinese hamster ovary cells) and permeabilization suggests its potential for gene delivery. © 2012 Elsevier B.V. All rights reserved. 1. Introduction Electroporation has been demonstrated as an efficient physical tool for delivering genes into mammalian cells [1–4]. Electroporation dramatically and transiently increases the permeability of the cell membrane under the influence of an external electric field [5–7]. Macromolecules such as DNA are able to migrate into cells during the process. The vast majority of electroporation techniques are based on application of short intense pulses of direct current (dc) field (rectangular or exponential decay pulses). Similar dc-based approach has also been miniaturized on microfluidic platforms for cell electroporation or electrofusion [8–22]. In comparison, the reports on experimental work using alternating current (ac) field for electroporation have been scarce with even fewer papers presenting systematic investigations on gene delivery [20,23–26]. Electrofusion of red blood cells and electroporation of eukaryotic cell lines by ⁎ Corresponding author at: Department of Chemical Engineering, Virginia TechBlacksburg, VA 24061, USA. Tel.: + 1 540 231 8681; fax: + 1 540 231 5022. E-mail address: [email protected] (C. Lu). lifted oscillating fields were conducted and a strong dependence on the field frequency was observed [23,24]. Successful fusion and gene delivery were observed when the field frequency was 40– 100 kHz (with 10 kHz to 1 MHz studied). The authors concluded that electroporation based on an oscillating field had superior performance than conventional dc pulse electroporation due to less dramatic polarization and “sonicating effect”. In a separate study, electroporation with bipolar square wave (60 kHz) pulses were compared with electroporation done by unipolar and single square pulses [25]. Transfection efficiency was markedly higher with bipolar pulses than with the other two wave forms due to symmetric permeabilization of cells under bipolar conditions. The cell viability after electroporation by either bipolar or unipolar pulses was substantially higher than by single square wave pulses. The authors mentioned that increasing the frequency to 1 MHz decreased the transfection efficiency. There was also a conflicting report that revealed no dependence of electropermeabilization on the ac frequency in the range of 20 kHz–160 kHz when a dye such as calcein was delivered [26]. Schwan equation was proposed to describe transmembrane potential Δψmembr induced by an oscillating ac field [27,28] and has been used to analyze ac electroporation data in the frequency range 0168-3659/$ – see front matter © 2012 Elsevier B.V. All rights reserved. doi:10.1016/j.jconrel.2012.04.006 Please cite this article as: Y. Zhan, et al., Low-frequency ac electroporation shows strong frequency dependence and yields comparable transfection results to dc electroporatio..., J. Control. Release (2012), doi:10.1016/j.jconrel.2012.04.006 GENE DELIVERY COREL-06268; No of Pages 7 GENE DELIVERY 2 Y. Zhan et al. / Journal of Controlled Release xxx (2012) xxx–xxx of 10 kHz–1 MHz (with the assumptions of the cell being a sphere and the plasma membrane being purely dielectric). 1:5aE cosθ Δψmembr ¼ 1=2 1 þ ðωτÞ2 ð1Þ where a is the radius of the cell, θ is the angle between the field line and a normal from the center of the cell to a point of interest on the cell membrane, ω is the angular frequency of the external field (ω = 2πf with f being the frequency of the ac field), E = E 0 sin(ωt + ϕ) with E 0 being the amplitude of the external field, t being time and ϕ being the initial phase. The relaxation time τ ¼ aC membr ρint þ ρ2ext where Cmembr is the membrane capacitance per unit area, ρint and ρext are the resistivity of the internal fluid and the external medium, respectively. The equation indicates that the transmembrane potential Δψmembr in general decreases with higher ac frequency, given that the amplitude of the field is kept constant. Furthermore, based on the equation the decline of Δψmembr with the frequency is only pronounced in the range of 104–107 Hz [28,29]. When the frequency is below 10 kHz, Δψmembr effectively does not change with the frequency, due to the relatively small value of (ωτ) 2. There has not been systematic experimental study of electropermeabilization and gene delivery by low-frequency (b10 kHz) ac field in the literature. Based on Eq. (1), low-frequency ac (b10 kHz) produces higher transmembrane potential than high-frequency ac (10 kHz–1 MHz). Furthermore, low-frequency ac (50–60 Hz) is widely used in domestic power systems and may provide drastically simple solution to power need by electroporation. Ac pulses for electroporation have conventionally been generated by triggering an ac generator using discrete dc pulses of several milliseconds or shorter. In this work, we generated electropermeabilization and DNA delivery using lowfrequency sine-wave or square-wave ac field of 10 Hz-10 kHz by modulating a constant ac field across a microfluidic channel with alternating wide and narrow sections. Similar to flow-through electroporation based on dc voltage [30–32], the ac field intensity in the narrow section was sufficiently high to generate electroporation while the low field in the wide sections did not disrupt the membrane. Our results indicate that electropermeabilization becomes more intensive when the ac frequency decreases in the range of 10 Hz-10 kHz, arguing against the common belief that Δψmembr does not vary with the ac frequency in this range. DNA transfection efficiency increases first with the ac frequency and reaches the maximum around 100–1000 Hz before decreasing with further increase in the frequency. The transfection efficiency by ac electroporation is up to ~71% for Chinese hamster ovary cells after first-round optimization and this result is very comparable to that of dc electroporation. We provide mechanistic discussion about the factors that affect the relationship between the transfection efficiency and the ac frequency. We believe that low-frequency ac field of 10 Hz-10 kHz offers promising potential for gene delivery. 2. Experimental The experimental procedures are detailed in the Supplementary content. 3. Results We applied a microfluidic flow-through electroporation design to create cell electroporation by ac field (sine wave or square wave) of various frequencies (10 Hz-10 kHz) with durations of milliseconds (1–3 ms). Flow-through electroporation based on constant dc voltage was applied to electroporate flowing cells in our previous works [30–32]. As shown in Fig. 1, in this study cells flowed through a microfluidic channel with wide and narrow sections while a constant ac field was established across the channel. Due to the difference in the cross-sectional area between wide and narrow sections, the ac Fig. 1. The layout of the microfluidic flow-through electroporation device based on low-frequency ac field. Cells flow through the channel while a constant ac field is established across the channel. A microfluidic channel with geometric variation (700 μm wide in the wide sections, 70 μm wide in the narrow section, and 60 μm deep) was used to produce electroporation in the narrow section. The inset images show the field variation of ac voltage across the microfluidic channel and over the time in the cases of sine (left) and square (right) waves. field intensity in a particular section is inversely proportional to its cross-sectional area (thus its width when the channel depth is uniform in the device). The ac field variation with time and along the channel length is indicated in the inset schematics of Fig. 1. In our design, the field intensity in the wide sections was roughly 1/10 of that in the narrow section (with the width of 700 μm for the wide sections and 70 μm for the narrow section). Thus the root mean square (rms) field intensity in the wide sections was substantially lower than the electroporation threshold and the electroporation occurred exclusively in the narrow section. The microfluidic device functioned as a resistor due to the very low capacitance and did not produce any alteration to the ac signal. All electroporation was conducted in an electroporation buffer with low ionic strength (8 mM Na2HPO4, 2 mM KH2PO4, and 250 mM sucrose, pH = 7.2, ρ = 6.25 Ω m). In here, for the convenience of reference, we refer to the residence time in the narrow section(s) (determined by the section length and cell velocity) as the electroporation duration (strictly speaking, the electroporation duration should be a fraction of the residence time during which the field intensity is higher than the electroporation threshold). The electroporation duration was determined by the dimensions of the narrow section(s) and the flow rate. It is worth noting that with very low frequencies (e.g. b100 Hz), the time period of the ac field (i.e. the time taken by the waveform to complete one cycle) is comparable to or even longer than the electroporation duration. As the result, an individual cell may experience only partial ac wave. The uniformity of the treatment at the single cell level may be affected in this circumstance. However, an electroporated cell population collectively still experiences full characteristics of the waveform due to the fact that cells continuously enter the narrow electroporation section at random initial phases for a period (several minutes) that is much longer than the ac time period. The expansion in the cell size is a very distinct and visual phenomenon that can be readily observed during or after electroporation, as previously described by us and other groups [30,33–35]. As shown in Fig. 2a, we took a series of snap shots of the same cell flowing into the narrow section under sine-wave ac field of a certain frequency using phase contrast imaging. The cells had bright and welldefined boundaries before entering the narrow section. Upon entering the narrow section with the strong ac field (the rms field intensity at ~773 V/cm) with very low frequencies (27–379 Hz), the cells experienced pronounced increase in their diameters that was also associated with blurring of their outer boundaries. While similar phenomenon Please cite this article as: Y. Zhan, et al., Low-frequency ac electroporation shows strong frequency dependence and yields comparable transfection results to dc electroporatio..., J. Control. Release (2012), doi:10.1016/j.jconrel.2012.04.006 3 among different frequencies and also to that produced by dc field of the same intensity and duration. The data in Fig. 2c indicate that the electropermeabilization efficiency gradually decreases with the increasing ac frequency in the 27–4870 Hz range. The lower frequency (b100 Hz) generated similar results to that of dc electroporation. These results are consistent with the cell expansion and calcein release data. DNA delivery is the most important application for electroporation. Successful electroporation-based DNA delivery into cells (or transfection) requires efficient electropermeabilization of the membrane that allows DNA insertion into the membrane and entry into cells [36–38], effective transport of DNA into the nucleus, and finally sufficient expression of DNA into the protein it encodes. Because cell transfection involves multiple steps besides the electropermeabilization of the membrane [7], the transfection efficiency (defined by the percent of cells that expresses the DNA among living cells in here) may not be determined solely by the electropermeabilization efficacy. The threshold for electroporation-based transfection was around 500 V/cm with sine-wave ac of 379 Hz (note that this is the rms field intensity in the narrow section) (Supporting information Fig. S2). This means that a peak field intensity of ~ 707 V/cm is needed for CHO cell electroporation by ac field, which is substantially higher than 300–400 V/cm threshold found for dc electroporation [30]. The transfection efficiency first increased with higher field intensity before it decreased when the ac field intensity increased further (Supporting information Fig. S2). Similar observation of low gene expression by live cells after high-intensity electroporation has been reported for dc electroporation [31,39,40]. Fig. 3a demonstrates that the transfection efficiency (measured 48 h after electroporation) varies significantly with the sine-wave ac Fig. 2. The electropermeabilization of cells by sine-wave ac electroporation of different frequencies. In all cases, the rms field intensity in the narrow section is ~ 773 V/cm. The scale bars are 25 μm. (a) Cell expansion due to ac electroporation observed by phase contrast imaging. Time-lapse images of the same flowing cell (taken at an interval of 33 ms) were stitched together. (b) Calcein release due to ac electroporation observed by fluorescence imaging. Time-lapse images of the same flowing cell (taken at an interval of 100 ms) were stitched together. (c) Permeability examined by SYTOX delivery by ac electroporation. Permeability was calculated as the percent of fluorescent cells among the total cells. For all frequencies, the electroporation duration was 2 ms. The dc electroporation had a field intensity of 773 V/cm and a duration of 2 ms. All data points are based on triplicate experiments, error bars represent +/− standard deviation. could still be seen with 3855 Hz ac field to a lower degree, there was no change with the cell size and appearance when the ac field had a frequency of 10 kHz. The cells observed all had similar sizes. These phase contrast images indicate that electropermeabilization under an ac field of the same amplitude exhibits a decreased efficiency with increasing frequency in the 27–10 kHz range. This is further confirmed by Fig. 2b which shows electroporation-based release of impermeant calcein under different frequencies. Such release of the fluorescent dye is indicative of the electropermeabilization of the membrane. Calcein release was very rapid with lower frequencies (27–3855 Hz) but could not be observed at 10 kHz. We also examined the ability of sine-wave ac electroporation to deliver impermeant molecules into cells. SYTOX is a nucleic acid stain that is impermeant to live cells and becomes fluorescent once binding to DNA. In our experiment, CHO cells and SYTOX flowed through the electroporation device in Fig. 1 together under an rms field intensity of ~773 V/cm in the narrow section and an electroporation duration (i.e. the residence time in the narrow section) of 2 ms. The percentages of fluorescently labeled cells were compared Fig. 3. The transfection of CHO-K1 cells (by the plasmid vector pEGFP-C1) using sinewave ac electroporation under various frequencies in the range of 10 Hz-10 kHz. For all ac frequencies, the rms field intensity in the narrow section was 773 V/cm. The field intensity of dc electroporation was also 773 V/cm. All data points are based on triplicate experiments, error bars represent +/− standard deviation. (a) The variation of the transfection efficiency (the percent of EGFP-expressing cells among the viable cells) over different ac frequencies; (b) The variation of the cell viability (the percent of viable cells among the total cells) over different ac frequencies. Please cite this article as: Y. Zhan, et al., Low-frequency ac electroporation shows strong frequency dependence and yields comparable transfection results to dc electroporatio..., J. Control. Release (2012), doi:10.1016/j.jconrel.2012.04.006 GENE DELIVERY Y. Zhan et al. / Journal of Controlled Release xxx (2012) xxx–xxx GENE DELIVERY 4 Y. Zhan et al. / Journal of Controlled Release xxx (2012) xxx–xxx frequency under different electroporation durations (1, 2, and 3 ms) and constant ac field intensity (~ 773 V/cm, rms). The transfection efficiency first increased with higher frequency until it peaked in the range of 300–1000 Hz. The transfection efficiency declined with further increase in the ac frequency. The same trend was observed with all electroporation durations. At the low end of the frequency range (b100 Hz), the transfection efficiency under different electroporation durations generally followed the sequence of 1 ms> 2 ms> 3 ms. With higher frequencies, however, the longer durations (2 or 3 ms) were favored for more effective transfection. The maximal transfection efficiencies (30% with 1 ms duration, 42% with 2 ms, and 31% with 3 ms) achieved by ac electroporation were consistently higher than those generated by dc electroporation of the same duration and intensity (17% with 1 ms, 16% with 2 ms, and 24% with 3 ms). The best performance achieved here (transfection efficiency of 42% and viability of 89%) also compares favorably with that of a single-narrow-section device under constant dc voltage optimized previously (transfection efficiency of 25% and viability of 30%) [40]. The viability of cells (measured 48 h after electroporation using propidium iodide exclusion) was well preserved with little variance among different frequencies when the duration was 1 or 2 ms (96.3% with a S.D. of 1.3% for 1 ms and 92.3% with a S.D. of 4.4% for 2 ms) (Fig. 3b). The average viability dropped to 84.8% with the electroporation duration of 3 ms. The lack of strong correlation between the cell viability and the ac frequency suggests V 2rms that the viability pffiffiffi is mostly affected by Joule heating (P Joule ¼ R with V rms ¼ V Peak = 2 for sine voltage without dependence on the frequency) instead of the degree of electropermeabilization (which varies with the frequency). With 3 ms duration and 773 V/cm rms intensity, the temperature roughly increased by 0.7 °C in the narrow section by estimation. This agrees with our recent results that there was no substantial decrease in the cell viability even when electroporation occurred to drastically larger cell membrane area as long as the electric parameters (field intensity and duration) were maintained constant [41]. We also tested electroporation based on square-wave ac voltage. We first compared transfection by square-wave ac (Fig. 4) with that by sine-wave ac (Fig. 3), both in a microfluidic channel with a single narrow section. We have observed very similar trends in these two cases. In both cases, the transfection efficiency increased with higher ac frequency at the low end (b1000 Hz) and decreased with further increase in the frequency in the range of 1–10 kHz. The cell viability after electroporation presented no apparent dependence on the ac frequency. The best transfection efficiency (~39%) produced by square-wave ac (~1093 V/cm, rms) electroporation in this case is similar to that (~42%) generated by sine-wave ac electroporation of lower field intensity (~773 V/cm, rms). This suggests that squarewave ac would be less effective for transfection than sine-wave ac with the same rms field intensity. In general, high-efficiency transfection is only practical with multipulse electroporation [39,42]. In the case of flow-through electroporation, this requires a microfluidic channel having multiple narrow sections and fairly high voltage [31,40]. Our square-wave ac power supply provided peak-to-peak voltage up to 800 V. We conducted squarewave ac electroporation with a microfluidic channel with 4 narrow sections (shown in Fig. 5a) and the total residence time in these narrow sections of ~2–6 ms (i.e. ~0.5–1.5 ms in each narrow section). The transfection efficiency increased with both higher field intensity and longer electroporation duration (Fig. 5b). The cell viability decreased under the same conditions (Fig. 5c). With the multi-narrow-section configuration, the highest transfection efficiency achieved was 71% (with a cell viability of 58%) under the rms intensity of 984 V/cm in the narrow sections and a total electroporation duration of 5.4 ms. We believe that further improvement in the transfection efficiency and the viability is possible after more optimization of the parameters. The overall performance of ac electroporation is comparable to that of dc electroporation for DNA delivery with similar devices [31]. Fig. 4. The transfection of CHO-K1 cells (by the plasmid vector pEGFP-C1) under square-wave ac of various frequencies in the range of 10 Hz-10 kHz with the duration of 2 ms and the rms field intensity of 1093 V/cm in the narrow section. The microfluidic channel (with one narrow section) in Fig. 1 was used in this experiment. All data points are based on triplicate experiments, error bars represent +/−standard deviation. (a) The variation of the transfection efficiency (the percent of EGFP-expressing cells among viable cells) over different frequencies; (b) The variation of the cell viability (the percent of viable cells among the total cells) over different ac frequencies. 4. Discussion Schwan equation (Eq. (1)) has been conventionally used for evaluation of the transmembrane potential Δψmembr induced by ac field. When we use typical values (a = 5 μm; Cmembr = 1 μF cm − 2; ρint = 5 Ω m; and ρext = 6.25 Ω m [43]) for the estimation, we obtain a relaxation time τ of ~ 0.41 μs. This means that [1 + (ωτ) 2] 1/2 and Δψmembr vary only by ~0.03% in the frequency range of 10 Hz-10 kHz. However, in both the electropermeabilization and the transfection experiments, we observed strong dependence on the ac frequency. The results indicate that the electropermeabilization declines with increasing ac frequency in the range studied and the transfection efficiency peaks in between 100 and 1000 Hz. The frequency dependence involved in the membrane charging process does not adequately account for the frequency response we observed. In addition, previous literature on ac electroporation has suggested “sonicating effect” as a factor that affects the performance in the range of 40–100 kHz [23,24]. However, such effect is unlikely to be important for our results due to the very low frequency used here. The data in Fig. 2 strongly point to the conclusion that higher transmembrane potential was generated at lower frequencies in the range (judged by the increased permeability). Thus we raise the possibility that Schwan equation does not adequately describe the transmembrane potential induced by ac field in the frequency range of 10 Hz-10 kHz. Among possible reasons, Schwan's derivation assumed zero dielectric permittivity for the cytoplasm and the extracellular Please cite this article as: Y. Zhan, et al., Low-frequency ac electroporation shows strong frequency dependence and yields comparable transfection results to dc electroporatio..., J. Control. Release (2012), doi:10.1016/j.jconrel.2012.04.006 5 Fig. 6. The electrophoretic effects on DNA delivery in a low-frequency ac field. (a) Schematic of DNA movement in a low-frequency sine-wave ac field. An ac cycle starts at t0. The electric field changes direction at half cycle (t1). During the first half cycle (t0–t1), DNA molecules surrounding a cell are swept against one side of the cell surface. Such concentration of DNA molecules is largely reversed in the second half of ⇀ the cycle (t1–t2). (b) The variation of 〈Δl 〉 in the sine-wave ac frequency range of 1 Hz-10 kHz with different field durations (τ = 1, 2, and 3 ms). Fig. 5. The transfection of CHO-K1 cells (by the plasmid vector pEGFP-C1) using square-wave ac (91 Hz) in a channel with 4 narrow sections under various electroporation durations. All data points are based on triplicate experiments, error bars represent +/− standard deviation. (a) The design of the microfluidic channel (~ 60 μm in the depth) used in this experiment. Each of the 3 half-circular wide sections has a length of 5 mm along the centerline. The drawing is not to scale. (b) The transfection efficiency under different electroporation durations (i.e. the total residence time in the narrow sections) with the rms field intensity of 820 or 984 V/cm in the narrow sections. (c) The cell viability under different electroporation durations with the rms field intensity of 820 or 984 V/cm in the narrow sections. medium [27]. Such assumption may need corrections in the low frequency range we investigated [44]. In order to explain the relationship between the ac frequency and the transfection efficiency, we first consider the electrophoretic effects on DNA distribution around cells under the oscillating ac field using the case of sine-wave ac as the example. Such effect has been suggested in previous works for analysis of DNA delivery by discrete dc pulses [39,45] but has not been considered for ac electroporation in a quantitative fashion. Similar argument would also be applicable to the case of square-wave ac electroporation. Due to the mismatch between the electrophoretic mobilities of cells and DNA, DNA molecules experience movement relative to cells during an ac cycle. As shown in Fig. 6a, assuming that DNA has a higher mobility than a cell (which is typically the case), the movement of DNA relative to the cell under the ac field may create transient concentration of DNA against one side of the cell. If the field is applied to the cell/ DNA suspension at the beginning of the cycle, such accumulation of DNA at (or close to) the cell surface reaches its maximum at t1 when the electric field changes its direction and then the asymmetric localization of DNA is reversed back to the initial distribution at the end of the cycle (t2). In order to quantify the electrophoretic effects of ac field of various frequencies, we examine the net movement of DNA molecules relative to a cell under the oscillating ac field. We focus on the process that occurs in the narrow electroporation section during the electroporation duration (τ) because the electrophoretic effect is strong due to the high field intensity in there and electrophoresis also coincides with electropermeabilization. With the electrophoretic mobility μ = L/Et, we have 8 τ > ⇀ ⇀⇀ > < ∫ μ DNA − μ cell E ðt; ϕÞdt if ∃ t ∈½0; τ; ⇀ E ðt; ϕÞ ≥ ET ⇀ Δl ¼ 0 > > ⇀ : 0 if ∀ t ∈½0; τ; E ðt; ϕÞ b ET ð2Þ ⇀ ⇀0 ⇀ 0 with E ð t; ϕ Þ¼ E sin ð ωt þ ϕ Þ ( E ¼1093V=cm in our experiment) and ⇀ Δl being the change in the distance between DNA and a cell due to ⇀ electrophoresis. Because we use Δl to characterize the enhancement of gene delivery into cells by electrophoretic effects, we artificially ⇀ designate Δl to be zero if electroporation does not occur during the ⇀ electroporation duration (i.e. E ðt; ϕÞ never exceeds the electroporation Please cite this article as: Y. Zhan, et al., Low-frequency ac electroporation shows strong frequency dependence and yields comparable transfection results to dc electroporatio..., J. Control. Release (2012), doi:10.1016/j.jconrel.2012.04.006 GENE DELIVERY Y. Zhan et al. / Journal of Controlled Release xxx (2012) xxx–xxx GENE DELIVERY 6 Y. Zhan et al. / Journal of Controlled Release xxx (2012) xxx–xxx threshold ET which is ~707 V/cm as suggested by the data in Supporting μ and information Fig. S2). We use typical values in the literature for ⇀ DNA ⇀ μ cell (3× 10 − 4 and 2 × 10− 4 cm2V− 1 s − 1 in the same direction, respec- tively) in our calculations [46,47]. Finally, because cells enter the electroporation at random ϕ between 0 and 2π, the ensemble section ⇀ averaged Δl for the cell population ⇀ ∫2π 0 Δl dϕ ⇀ Δl ¼ 2π ð3Þ ⇀ Δl is used here as a quantitative parameter to characterize, averagely for the cell population, how much the electrophoretic effect is. ⇀ In Fig. 6b, we show the variation of Δl with ac frequency under dif ⇀ ferent electroporation durations τ (1, 2, and 3 ms). Δl has peaks in decreased the transfection efficiency due to insufficient permeabilization at higher frequencies (confirmed by the fact that longer durations were favored for high transfection at this end). Similar peak of the transfection efficiency at the medium electropermeabilization condition was observed with dc-based electroporation [31,39,40]. Thus the dependence of transfection efficiency on the ac frequency is likely a result of combined effects from multiple mechanisms. Acknowledgments This work was supported by the National Science Foundation grants CBET 1016547, CBET 0967069, CBET 0747886, United States Department of Agriculture grant USDA-NRI 2009-35603-05059, and the National Natural Science Foundation of China Grant 21075070. Appendix A. Supplementary data the intermediate range of the frequencies investigated (167, 83, and 56 Hz for 1, 2, and 3 ms, respectively). A simple physical interpretation of this result is that, with very low frequencies and long cycle times, there is a high probability for the electric field not to reach its high values during the electroporation duration τ. On the other hand, with high frequencies and short cycle times, the rapid reversal of polarity does not allow accumulation of the electrophoretic effect for a significant period. Based on the calculation, we suggest that one important reason for the transfection efficiency to maximize in the intermediate range of the frequencies is that the electrophoretic effect (which pushes DNA against cell surface) is sensitive to the ac frequency and becomes the most pronounced with medium frequencies. Second, we consider how the ac field affects the DNA interaction with the membrane. The formation of the DNA/membrane complex is an important step involved in electroporation-based delivery [39,48]. Previous study indicated that once DNA gets into cells or forms strong interaction with the membrane after dc pulse(s), a reversed field does not release them [48]. A recent paper by Faurie et al. further demonstrated that when discrete dc pulses of reversed polarity were applied, the reversal of the DNA/membrane complex by the opposite field was significant only when the delay between pulses was less than 1 s [45]. Furthermore, they showed that shorter delays between pulses of opposite polarity increasingly made the reversal of the interaction easier. Our results on the ac frequency dependence (Figs. 3a and 4a) are very consistent with these findings. When the ac frequency is low and the ac time period is long (relative to the electroporation duration), the vast majority of cells experience only partial ac wave with one polarity and there is no reversal of the DNA/membrane interaction. However, when the electroporation duration was 3–1 ms and the ac frequency went beyond 300–1000 Hz, cells started to experience full ac wave(s) with varying polarities. The reversal of DNA/membrane complex started to occur and became stronger with higher ac frequency due to the shorter time for the DNA/membrane complex formation. Although by itself alone this theory still does not explain why the transfection efficiency increased with higher frequency in the range of 10–300 Hz, it provides an explanation to the decrease of the transfection efficiency beyond the medium ac frequency region of 300–1000 Hz. Finally, there may be other mechanisms that contribute to the fact that the transfection efficiency has a peak at the intermediate frequencies. The transfection efficiency by ac electroporation is likely to be highly sensitive to the degree of electropermeabilization. As revealed by the data in Fig. 2, ac electroporation creates higher permeabilization at lower frequencies. However, Fig. 3 indicates that the transfection efficiency reaches a peak around 300–1000 Hz. 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