Herwig Döllefeld,a Kathrin Hoppe,a Joanna Kolny,a Kristian Schilling,b Horst Wellera and Alexander Eychmüller*a a b PCCP Investigations on the stability of thiol stabilized semiconductor nanoparticles Institute of Physical Chemistry, University of Hamburg, Bundesstraße 45, D-20146, Hamburg, Germany. E-mail: [email protected] Nanolytics Gesellschaft für Kolloidanalytik mbH, Hauptstr. 20, D-14624, Dallgow b. Berlin, Germany Received 28th February 2002, Accepted 24th July 2002 First published as an Advance Article on the web 2nd September 2002 Various analytical methods like analytical ultracentrifugation, UV–vis absorption spectroscopy, NMR spectroscopy, and powder X-ray diffraction have been applied to study the stability of thiol stabilized semiconductor nanoparticles. Reduced particle sizes were found in solution at low concentrations. Most probably the assumed covalently bound thiols desorb from the surface of the particles, leaving behind vulnerable unstabilized particles that might even undergo continuous decay over time. Additionally, breaking of the intra ligand S–C bond could be demonstrated, presenting a cadmium sulfide particle synthesis introducing sulfur only by the ligands without any additional sulfide ions. 1 Introduction Nanoparticles have been in the scientific focus for about 20 years with constantly increasing knowledge of the properties and possible applications of these new materials (for reviews see e.g. ref. 1–5 and references therein). The amazing physical properties of nanostructured matter are governed mainly by the particle cores. In addition, the capping agents also have an influence on the physical properties. For example, the ligands can saturate dangling bonds from the core atoms that determine defect states and thus provide recombination channels for excited charge carriers reducing the photoluminescence quantum yield.6,7 The chemical properties, for example the solubility in solvents of different polarities, the surface charges, or the functional behavior for coupling the particles to other molecules, are dominated only by the ligands. Assemblies of nanoparticles have been formed by coupling the particles via linker molecules.8,9 The formation of bioconjugates has been performed by connecting the nanoparticles to biological material e.g. for use as fluorescent labels.10–17 The build-up of complex nanoparticle superstructures has been demonstrated with a very elaborate concept using highly specific interactions between bound biological functional groups as, for instance, complementary DNA strands.18–22 For an extensive review of coupling reactions see Niemeyer.23 From the complex and rapidly growing amount of published work on the synthesis of nanoparticles and their characterization, only four works on different wet chemical synthesis of II–VI semiconductor particles shall be mentioned here: CdS particles stabilized with polyphosphates,24 CdS, CdSe, and CdTe particles stabilized with trioctylphosphine/trioctylphosphine oxide (TOP/TOPO),25 CdS particles stabilized with thiols,26 and CdTe particles stabilized with thiols.27,28 These preparations in the liquid phase have in common the presence of socalled ligands or stabilizing agents during the crystallization process. These agents stick to the surface of the evolving particles and prevent them from growing into the macrocrystalline DOI: 10.1039/b202101c phase. Additionally, they inhibit agglomeration, yielding nanosized particles in solution that can be treated with common chemical procedures and behave like regular chemicals. The stabilizing agents are either adsorbed on the particle surface (polyphosphates24 or TOP/TOPO25) or they are an integral part of the surface as in the case of the thiols.29–31 Changing the chemical properties of the nanoparticles may be done by regular derivative chemistry at the ligands or by exchanging the complete ligand adsorbed to the particle surface. Ligand exchange on CdS particles was performed in order to alter the solubility of the particles in solvents of different polarity.32 Similar work on CdS particles, CdSe particles, and CdSe/ZnSe core–shell particles has been published by different groups. The altered surface properties were used for studies of charge carrier transfer,16,33 specific coating34,35 and in order to conduct bioconjugation as mentioned above.10,11,14,20 The completeness of the ligand exchange is discussed contrarily. While Kuno et al. showed incomplete ligand exchange at TOP/TOPO stabilized CdSe nanoparticles by means of NMR spectroscopy36 Aldana et al. proved complete exchange, likewise with NMR spectroscopy.37 Concentrating directly on the ligands, investigations have been performed on particles synthesized inside micelles as nanoreactors without any additional stabilizing agent. Following this preparation, different ligands were adsorbed to the ‘‘ naked ’’ surfaces and investigations directly concerning the ligands were carried out with different methods, especially NMR spectroscopy.38–41 Likewise with NMR spectroscopy, Aldana et al. showed that photodegradation starts at the thiols introduced by ligand exchange before the inorganic particle core is attacked.37 Ligands covalently bound to the particle core instead of being loosely adsorbed to the surface are supposed to be more stable against exchange or loss of the ligand. Therefore, these stabilizers might be more appropriate for connecting nanoparticles to other systems, like biological materials, or to build up complex superstructures composed of nanoparticles.42 Unexpectedly, Løver et al. found ligand exchange on very Phys. Chem. Chem. Phys., 2002, 4, 4747–4753 This journal is # The Owner Societies 2002 4747 small thiol stabilized CdS particles,43,44 putting into perspective the proposed stability of the covalently bound ligands. The aim of this article is to present further investigations on the stability of very small cadmium chalcogenide nanoparticles stabilized with covalently bound thiols. We summarize our experience concerning the stability of the covalent binding between particle cores and their ligands. Following an experimental part in section 2 in section 3.1 we first discuss the particle sizes obtained. Subsequently, we show the measurements referring to the breaking of the cadmium–sulfur bond performed with the analytical ultracentrifuge in section 3.2.1 and by UV–vis spectroscopy in section 3.2.2 followed by the results obtained with NMR spectroscopy in section 3.2.3. Subsequently, we introduce the measurements referring to the breaking of the sulfur–carbon bond in the thiol performed with XRD and UV–vis absorption spectroscopy (section 3.3). We summarize our results in section 4. 2 Experimental 2.1 Preparation Sample a.26,30. A solution of 1.97 g (4.70 mmol) of Cd(ClO4)26 H2O and 1 mL (11.5 mmol) of the thiols (1-thioglycerol, 1-mercaptoethanol, and 1-mercaptoisopropanol) in 250 mL of water was adjusted to pH 11.2 with 1 M NaOH. 25 mL (1.12 mmol) H2S was added under vigorous stirring followed by further stirring for 2 h at room temperature. In order to remove low molecular weight contaminants, dialysis was carried out against water (using SERVAPOR dialysis tubings). A similar preparation in an acidic medium was performed as follows:45 2 g (4.77 mmol) Cd(ClO4)26 H2O and 3 g (21.2 mmol) 2-(dimethylamino)-ethanethiol hydrochloride were dissolved in 250 mL water. The pH was adjusted to 5.0 with 1 M NaOH. 50 mL (2.23 mmol) H2S were injected under vigorous stirring. After stirring 2 days at room temperature, the solution was dialysed against water. Sample b.26,31. A solution of 1.97 g (4.70 mmol) of Cd(ClO4)26 H2O and 1 mL (11.5 mmol) of the thiols (1-thioglycerol and 1-mercaptoisopropanol) in 250 mL of water was adjusted to pH 11.2 with 1 M NaOH. 50 mL (2.23 mmol) H2S was added under vigorous stirring followed by heating to 100 C for 30 min and by refluxing for a further 30 min. In order to remove low molecular weight contaminants dialysis was carried out against water. Depending on the applied alkanethiol the powders readily redissolve in either water (1-thioglycerol) or strong coordinating solvents (1-mercaptoethanol, 1-mercaptoisopropanol) such as dimethylformamide (DMF) or dimethylsulfoxide (DMSO). temperature of 25 C. The 113Cd NMR spectra were measured at 44.4 MHz with a Varian Gemini 200 BB spectrometer. Chemical shifts are referenced to external 0.1 M aqueous Cd(ClO4)2 solution as zero. X-ray diffractometry was performed on a Bruker D 8 Advanced (Cu-Ka radiation, variable entrance slit, Bragg–Brentano geometry, secondary monochromator). 3 Results and discussion 3.1 Particle sizes Very small cadmium sulfide nanoparticles of various sizes were prepared according to literature methods. Briefly, an aqueous solution of a cadmium salt was reacted with H2S in the presence of different alkanethiols (SR) as the stabilizing agents.26,30,31,45 The size of the resulting particles was controlled by variation of the concentrations of the precursors, the temperature, and the duration of the reaction. Intense dialysis yielded the purified particles. With the neutralization of the pH during dialysis, the particles precipitated as white crystalline powders. When using 1-mercaptoethanol or 1-mercaptoisopropanol as stabilizing agents, crystalline superstructures can be obtained and it is possible to determine exact atom positions and thus the accurate shape and size of the particles from single crystal X-ray diffraction measurements (SC-XRD). Thus, formula units of Cd17S4(SCH2CH2OH)26 and Cd32S14(SCH2CH(CH3)OH)36(solvent)4 are evaluated for the samples a and b, respectively.30,31 These nanoparticles, possessing tetrahedrally shaped inorganic cores with edge lengths of 1.4 nm and 1.8 nm, respectively, redissolve in DMF or DMSO. Exemplarily, the structure of Cd32S14(SCH2CH(CH3) OH)36(solvent)4 is presented in Fig. 1. Other particles synthesized using 1-thioglycerol as a stabilizing agent are soluble in water and do not yield single crystal superstructures. The sizes of these particles were determined by other techniques such as powder XRD.26 The particle sizes evaluated for the samples a and b were 1.4 nm and 1.8 nm on average, respectively. Particles of the same size but different solubility are synthesized in a similar procedure. Different alkanethiols were used as stabilizing agents. These particles exhibit comparable EXAFS data and identical transition energies for the first absorption feature in UV–vis spectroscopy. Thus, the inner Sample c. In addition, a preparation of CdS nanocrystals without the use of H2S was performed. Briefly, a N2-saturated solution of Cd(ClO4)26 H2O in the presence of 1-thioglycerol (molar ratio 1 : 2.4) was adjusted to the required pH value by NaOH (1 M) or HClO4 (0.8 M), respectively. The solution was heated in the dark and the evolution of the reaction mixture was monitored by UV–vis absorption spectroscopy (see section 3.3). All particles were characterized by different methods such as UV–vis spectroscopy, powder XRD, and SC-XRD.26,30,31,45 2.2 Apparatus UV–vis spectroscopy was performed with a Varian Cary 500 Scan spectrometer. For measurements of the sedimentation velocity, a Beckman Optima XL Analytical Ultracentrifuge was used with absorbance detection at 290 nm and 330 nm, respectively, at an angular velocity of 50 000 rpm and a 4748 Phys. Chem. Chem. Phys., 2002, 4, 4747–4753 Fig. 1 Schematic plot of a CdS nanoparticle with the formula unit Cd32S14(SCH2CH(CH3) OH)36(solvent)4 . Cadmium atoms are represented by black spheres, sulfur atoms inside the lattice by gray spheres and sulfur atoms in the thiols by white spheres. Solvent molecules at the tips of the tetrahedron are represented by hatched spheres. structures of the CdS cores are assumed to be identical.26,46 Therefore the CdS nanoparticles having a size of 1.4 nm and 1.8 nm are referred to as samples a and b, respectively, without any respect to the actual stabilizing agent used. 3.2 Experiments on the stability of the cadmium–sulfur bond 3.2.1 Analytical ultracentrifuge (AUC) measurements. Samples a and b stabilized with 1-mercaptoisopropanol were characterized with respect to their particle sizes by measuring the sedimentation velocity in the AUC. Measurements were performed in DMF at two different particle concentrations (150 mmol L1 and 10 mmol L1). The sedimenting particles were monitored by means of absorbance scans in the rotating cuvette during the progress of sedimentation. Thus, by acquiring concentration profiles at various experimental runtimes repetitive information on the sedimentation velocity is obtained. Assuming a spherical shape (a reasonable approximation for a tetrahedron) and a density of 3.1 g mL1 (an approximation explained below), the sedimentation coefficient distributions were converted into the particle size distributions shown in Fig. 2 for the higher concentration (150 mmol L1). The density used is somewhat lower than the bulk density (4.8 g mL1) due to the ligand groups that considerably decrease the density of the overall object sedimenting. Calculations show, however, that this model yields a molecular mass of Fig. 2 Measurement of the particle size distribution for samples a and b in DMF at the higher concentration (150 mmol L1) in the AUC. The distributions are broadened by diffusion along the sedimentation boundary during the course of the experiment. The diffusion corrected distributions (dotted line) are provided to show that the particles exhibit discrete molecular masses and particle sizes. Particle sizes of 1.7 nm and 2.4 nm, respectively, were obtained. 4200 g mol1 for sample a, which is in accordance with its stoichiometry thus approving the assumed density. The sedimentation coefficients in DMF were found to be 2.1 Sv (Svedberg) for the sample a and 3.82 Sv for the sample b, yielding average particle sizes of 1.7 nm and 2.4 nm, respectively. Compared to the particle sizes of the samples a and b obtained by single crystal and powder XRD the AUC yields slightly larger values because in the AUC, the hydrodynamic diameter is obtained, including the swollen organic ligand sphere, rather than the geometric diameter of the inorganic cluster core. Thus, particle sizes determined with the AUC are in good agreement with results already published. Particle size measurements by means of AUC were also performed at the lower concentration of 10 mmol L1. Fig. 3 shows the results for sample a overlaid with the results obtained at the higher concentration (150 mmol L1) for better comparison. Particle sizes of 1.74 nm for the high concentration (150 mmol L1) and 1.35 nm for the low concentration (10 mmol L1) were obtained. At low concentrations the particle sizes are reduced dramatically in comparison to the measurements at high concentrations. This indicates that ligand molecules desorb from the particle surface. For better comparison, the distribution at 10 mmol L1 was calculated using the same density for the sedimenting particle. However, the detachment of ligand groups implied by the decrease in diameter would demand a higher density, yielding even smaller particle sizes. Fig. 3 Measurement of the particle size distribution of sample a in DMF at two different concentrations (150 mmol L1 and 10 mmol L1) in the AUC. Particle sizes of 1.74 nm and 1.35 nm, respectively, were obtained. Phys. Chem. Chem. Phys., 2002, 4, 4747–4753 4749 Fig. 4 Size distribution of sample a in DMF at a very low concentration (1 mmol L1) in the AUC. Continuous decay of the particles can be seen during the time period of the sedimentation process. It is obvious that the particle size is dependent on the concentration of the particles in solution. This must be a thermodynamic process because once adjusted, the new particle size is stable for at least 2 h, i.e. the duration of the measurement. Analogous results were obtained for the sample b. While at high concentration (150 mmol L1) a particle size of 2.4 nm is obtained (see above) at low concentration (10 mmol L1) a reduced particle size of 1.5 nm (not shown) is observed. Further reduction of the concentration of the nanoparticles in solution leads to a loss of stability. Fig. 4 shows data for sample a in the AUC at 1 mmol L1 indicating that the diameter does not remain at a particular particle size but exhibits continuous decay over the whole measuring period. 3.2.2 UV–vis absorption spectroscopy. According to the quantum size effect, smaller particle sizes as determined in lower concentration solutions would result in a larger bandgap. Therefore, UV–vis spectra were recorded for the two differently sized nanoparticle samples at different concentrations. Fig. 5 shows the energy of the first electronic transition as a function of the particle concentration. For both particle sizes, a shift to higher energies of the first electronic transition can be seen with decreasing particle concentration. Most probably, the stabilizing agents desorb from the surface at lower concentrations. This desorption is accompanied with the breaking of the Cd–S bond inside the inorganic core. Because of the contribution of the sulfur from the thiols to the size of the inorganic core, the loss of sulfur reduces the size of the optically active core (i.e. the ‘‘ electronic size ’’) and, in accordance with the quantum size effect, leads to a shift of the first electronic transition to higher energies. Thus, in agreement with the results from the AUC measurements, it could be shown with UV–vis spectroscopy that reduced concentrations result in smaller particle sizes for both samples, a and b. The continuous decay of the particles at very low concentrations was also observed with UV–vis spectroscopy. Fig. 6 shows sample a at two different concentrations over a time period of about 20 min. The spectra of sample a at the concentration of 1.0 mmol L1 show a continuous decay of the major absorption band at 290 nm originating from the continuous decay of the particles. At the same time intensity evolves at 320 nm and 360 nm, indicating growth of the next larger nanoparticle homologues from the decomposed particles. The particles are no longer effectively stabilized in the very small dimension and for thermodynamic reasons larger units are generated following the discontinuous growth of the particles. The continuous decay at a concentration of 1 mmol L1 can be suppressed by an increased concentration (2 mmol L1, see Fig. 6) yielding stable absorption features and, thus, stable particles. Fig. 5 Dependence of the energy of the first electronic transition on the concentration of the particles in DMF. Results are shown for two particle sizes (samples a and b). For both particle sizes higher transition energies are observed for smaller particle concentrations. Fig. 6 Absorption spectra of sample a at different particle concentrations in water, recorded over a time period of about 20 minutes. At a concentration of 2.4 mmol L1 the absorption features remain unchanged while at 1.0 mmol L1 continuous decay of the major absorption band at about 290 nm can be seen and new bands at 330 nm and 360 nm emerge. 4750 Phys. Chem. Chem. Phys., 2002, 4, 4747–4753 Fig. 7 Absorption spectra of sample b over a time period of about 40 min. The data were recorded in pure water and in an aqueous solution of NaCl (1.6 mol L1). An excess of NaCl in solution yields continuous decay of the particles. The measurements shown in Fig. 6 were performed with sample a in water. Measurements performed on equally sized particles dissolved in DMF yield identical results (not shown). Also not shown is the influence of an excess of stabilizing agent. Addition of extra stabilizing agent to the nanoparticle solution at the concentration of 1.0 mmol L1 yields stable absorption features equal to the nanoparticle solutions at higher particle concentrations (not shown). Further experiments were conducted with respect to the stability in aqueous solutions of NaCl. They were performed on positively charged particles of sample b stabilized with 2(dimethylamino)-ethanethiol. Fig. 7 shows the decay of sample b in a 1.6 mol L1 NaCl solution over a time period of 40 min, while the same sample in pure water with the same concentration remains stable. This experiment was repeated with NaClO4 instead of NaCl (not shown). In contrast to the results obtained in NaCl solution the particles remain stable, indicating that the decay in the presence of NaCl does not originate from the ionic strength of the solution. Consequently, a kinetic salt effect can be excluded. Most probably, in comparison to perchlorate the chloride binds stronger to released cadmium ions, thus favoring the decay of the particles. 3.2.3 NMR studies. Direct investigations of the interaction between the thiol ligands and the nanocrystalline surface have been performed by means of NMR measurements. Due to a prolonged relaxation time caused by restricted motion of the ligands on the nanocrystal surface the NMR signals are broadened, complicating the interpretation, especially for 1H-NMR spectra.47 Apart from this influence of the dipole interaction mechanism, a ligand exchange on the nanocrystalline surface would also cause signal broadening.48 For this reason 1HNMR measurements were disregarded. Comparing the 13C-NMR spectra of a size series of CdS nanocrystals stabilized by thiol ligands in D2O and DMSO-d6 Fig. 8 an increased broadening of the signals in DMSO-d6 is striking (not shown). This leads to the assumption that ligand exchange is more pronounced in DMSO-d6 than in D2O. In both solvents, no free ligands could be detected, presumably because of superposition of the NMR signals and too small concentrations in the solution. Fig. 8 shows the 113Cd-NMR spectrum of sample b stabilized by thioglycerol in DMSO-d6 . For the structure of this particular CdS nanocrystal please refer to Fig. 1. Following the empirical observations of the 113Cd-NMR chemical shifts of Cd(SAr)2 species in DMF by Dance et al. and Cd(SR)4 in different solvents by Carson et al. the NMR signals are construed as follows.49,50 Signals in the low field region of the NMR spectrum (700–600 ppm) belong to the Cd atoms inside the nanocrystal core that are tetrahedrally surrounded by S atoms (sulfide and thiol). The three signals in the higher field region (550–350 ppm) represent the Cd atoms that are coordinated with three S atoms and solvent molecules at the corners, the edges, and the faces of the particle core tetrahedron, respectively. This solvent coordination demonstrates the exchange process of thiol ligands versus solvent molecules on the surface of the nanocrystals and the S–Cd bond breaking. This is the initial state of a degradation of the nanocrystal core evidenced by AUC measurements (Fig. 3 and 4) and UV–vis absorption spectroscopy (Fig. 5 and 6). Since 113Cd-NMR spectra of the same nanocrystal in D2O reveal no high field signals we conclude that the exchange rate is dependent on the coordination strength of the solvent. 3.3 Experiments on the stability of the sulfur–carbon bond in the stabilizer performed with XRD and UV–vis absorption spectroscopy Swayambunathan et al. have reported on the growth of CdS colloidal particles initiated by pulse radiolytic release of sulfide from a thiol in the presence of Cd2+ ions.51 Breaking of S–C 113 Cd-NMR spectrum of sample b stabilized by thioglycerol in DMSO-d6 . Phys. Chem. Chem. Phys., 2002, 4, 4747–4753 4751 Fig. 9 ple c. Temporal evolution of the UV–vis absorption spectra of sam- bonds in the thiols after prolonged heat treatment was also observed for thiol stabilized CdTe nanocrystals, as reported by Rogach et al.52 The formation of CdTe(S) mixed crystal structures was confirmed by XRD, where reflexes belonging to the CdTe phase were observed at early stages of the synthesis, whereas an increasing contribution of reflexes referring to the CdS phase was obtained during the heat treatment. In consequence, these results inspired investigation of a preparation of CdS nanocrystals with thiols as the sulfide source. Here we present the formation of CdS nanocrystals (sample c) by hydrolysis of thiols under analogous preparation conditions to the CdTe nanocrystal synthesis mentioned above without further addition of H2S. The UV–vis spectra recorded during the preparation within 32 h at pH 9 are presented in Fig. 9. Initially, the spectrum shows only the absorption at approximately 248 nm, representing the cadmium thiol coordination compounds in the solution. In contrast to the other spectra presented this spectrum is recorded with dilution for better comparison. During the heat treatment, an absorption band at approximately 330 nm evolves, indicating the formation of the known CdS nanoparticles (referred to as sample b in this article). This absorption band increases with time. Upon further heating a second band develops at approximately 360 nm indicating the formation of larger nanocrystals with a diameter of 2.3 nm.26 This reaction appears to be dependent on pH. In the acid pH range no CdS nanocrystals are detected. With increasing basicity of the solution the formation of nanocrystals is enhanced. The resulting CdS nanocrystals (after 30 h) are investigated by X-ray diffractometry (Fig. 10). The XRD pattern and the absorption spectra show CdS nanocrystals analogous to those known from Vossmeyer et al. (sample b).26 These nanocrystals possess a cubic lattice morphology, a diameter of 1.8 nm and a maximum in the absorption spectrum at 334 nm. It is known that the oxidation of thiols in aqueous solution is promoted photocatalytically at the nanocrystal surface.37 On the one hand adsorbed thiols can be reduced by an electron excited by light (e + RSH ! R + HS)51 and on the other hand the formation of disulfides from surface adsorbed thiols can likewise lead to a breaking of the S–C bond.40 Since these investigations have been carried out in the dark, photocatalytic processes can be excluded here as an explanation for the breaking of the sulfur–carbon bond. Most probably, hydrolysis takes place in a nucleophilic substitution of the mercapto group through a hydroxide ion, explaining the evidenced pH dependence mentioned above. 4752 Phys. Chem. Chem. Phys., 2002, 4, 4747–4753 Fig. 10 Powder X-ray diffraction pattern of sample c after 30 h. The bar patterns show the bulk cubic CdS reflections with their relative intensities. 4 Summary and conclusion Investigations on the stability of thiol stabilized nanoparticles have been performed with different methods. Even though the thiols are assumed to be an integral part of the inorganic core and covalently bound, it could be shown that they desorb from the surface at low particle concentrations. This was observed directly by AUC measurements and in UV–vis absorption spectroscopy. Both methods yield results for the particle sizes and absorption spectra, respectively, in good agreement with the literature as long as low particle concentrations are avoided. At low concentrations absorption features shift to higher transition energies and thus, in accordance with the quantum size effect, reduced particle sizes are observed. The reduced particle size could also be shown directly by the AUC at lower particle concentrations. At very low particle concentrations continuous decay of the particles has been observed both, in AUC and UV–vis absorption spectroscopy measurements. Analogous results were obtained with NMR spectroscopy. Ligand exchange could be shown in 113CdNMR, affirming the weakness of the binding of the ligands. Earlier, breaking of the intra ligand S–C bond could be proven during the formation of CdTe(S) mixed crystal particles. As a consequence it was possible to build up CdS nanoparticles only by adding thiols and the cadmium precursor to the reaction mixture without any additional sulfide ions. In conclusion, thiol stabilized II–VI-semiconductor nanoparticles can be treated as stable particles only at sufficiently high particle concentrations. Otherwise, desorption of the ligands or even continuous decay of the particles takes place. 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