Annu. Rev. Anthropol.2001. 30:41-64 Copyright() 2001 by AnnualReviews. All rightsreserved THE ORIGINOF STATESOCIETIES IN SOUTH AMERICA CharlesStanish Departmentof Anthropology,Universityof California,Los Angeles, Los Angeles, California90095-1553; e-mail: [email protected] Key Words stateformation,culturalevolution,Andes,chiefdoms,states * Abstract Theearlieststatesdevelopedin thecentralAndeanhighlandsandalong thecentralPacificcoastof westernSouthAmerica.Theconsensusin thearchaeological literatureis thatstatesocietiesfirstdevelopedin thecentralAndesin theearlypartof the firstmillenniumC.E.A minorityopinionholds thatfirst-generation statesdeveloped as early as the late secondmillenniumB.C.E.in the same area.The Andeanregion statedevelopmentin the world.This constitutesone of a few areasof first-generation areathereforerepresentsan importantcase studyfor the comparativeanalysisof state formation.This articleoutlinesthe argumentsfor stateformationin SouthAmerica, presentstheevidence,analyzestheunderlyingassumptionsaboutthesearguments,and assessesthe SouthAmericandatain termsof contemporary anthropological theoryof stateevolution. SOUTH AMERICA South America, a continentapproximately17,870,000 km2 in size, has been divided into as few as three and as many as two dozen different cultural areas by anthropologists(Willey 1971, pp. 17-24). Borrowingon the earlier work of Wissler (1922, pp. 245-57) and Bennett (1946, p. 1), Lumbreras(1981, p. 42) provides the most common culturalgeographicaldivision of South America:the Andes, the Llanos, Amazonia, the Chaco, the Pampas,and Patagonia(Figure 1). First-generationstates evolved only in the central and south centralpart of one area, the Andes. This area, referredto collectively as the central Andes, would correspondto partsof Wissler's Inca areaand to all of Willey's Peruviancultural area(Willey 1971, p. 4). Borderedon the west by the PacificOcean,this culturally precociousregion stretchesfrom roughlythe Peru-Ecuadorborderin the north,to the low forests of Peru and Bolivia in the east, and south to the southernpart of the TiticacaBasin in Bolivia. 0084-6570/01/1021-0041$14.00 This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions 41 42 STANISH ,?,-. i .;?i? Llanos Andes . Amazonia Sout_h I Chaco .z , 1'" 0 / 6-0f Figure 1 :ii.:; ?i?.;I.?.. ..?, z: forthf Central Andes ;, .I ?- ?- ?:: ? .? ... ??* ,.. r :; 1 "' '' .Y1-: ??.?? ?.?? ?? '?-.',i?? :?"I,.?'??-' -??,.?? :? .?? 1.... ,;1:1?.. ,?'?'r:: :.? r- 1-. ?? ', "'' '' ? ?; i ';'' s ?'' a. p.C T' `? ?: ? c c"_7 :? .??? .... ..?;? ;r \I ?;? :? i / ? .. ??'??? c,,, :? ?I t i /i (C( ,. i.?? s `?,-I jz;p-i;' ?:i South American cultural areas. This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions .? \?"'.' ORIGINOFSOUTHAMERICAN STATES 43 THE CENTRAL ANDES The centralAndes extends over 1,000,000 km2 and includes some of the world's driest deserts, rugged mountainsidesand peaks, highland grasslands, and low forests (Figure2). At the time of Europeancontact,the centralAndes was home to severaldozen distinctethnicandlinguisticgroups.In spite of this diversity,the idea thatthe centralAndes is culturallyunifiedand homogenoushas been a subtextin anthropologicalandhistoricalstudiessince at least the Europeanconquest.A good argumentcan be made thatsuch a bias developeddirectlyout of Inca and Spanish Colombia 0 200km Qulito Eata-dior z PC", 24 4 17 12 36 Chiclayo 28 Brazil TInjillo 3 20 Casot 18 19 25 6377 35 16 Supe 3 O 7212.3 Bo~~~~~~~~~~~~liv IjlibHxancavte1ica *A.yacucho26 Pisch (' Cusc 1 .Ica. Nasmc 2 31 30 29 ~~~'ticwcra , 2-Cahuachi, 1-Aspero 3-Cardarl, 4-Cerro Blantco, 5-Cerrro Sechht,n 10-El Para(so, 7-Chavin, 6-Chankillo, 9-Chupacigarro, 8-Chiripa, Il-Huaca La Florida, 12-Huacaloma, 13-Huaca Prieta, 14-Huaricoto, 15-Hsaynund, 16-Kotosh, 17-Kuntur Wasi, 18-La Galgada, 19-La Pampa, 20-Las Haldas, 21-Mina Perdida, 22-Modw, 23-Pachacamac, 26-Pikillacta, 25-Pampa de las Llamas - Moxeke, 24-Pacopampa, 27-Pirurn, 28-Porn Porn, 29-Pucara, 30-Putina, 31-Qaluyu, 32-Salinas de Chao, 33-San Jacinto, 34-Secht AAlto, 35-Sedhfn Bajo, 36-Sipdn, 37-Taukachi-Konkan, 38-T:wanaku, 39-Wari Figure 2 The centralAndes. This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions Arica Iquiqw. 44 STANISH imperialpropagandathatpromotedthe culturalunity of empire.It is thereforenot surprisingthat many definitions of the Andean or central Andean culturalarea correspondratherneatly to the Incanimperialboundariesin the 1530s. If one used the political and linguistic boundariesof the later firstmillennium C.E., there would be a very differentpicture. Around C.E.600 there were three relativelydistinctcultural,linguistic,political,andgeographicalareasin thecentral Andes. The Moche culturedeveloped in the northerncoastal desert. In this area, people spoke Mochicaandrelateddialects (Torero1990). In the centralhighlands, the Wari state dominatedthe political landscape.Most likely, an ancestralform of Quechuawas spoken in this region. The people of Tiwanakuruled the south centralAndeanaltiplano,orhighplains.In thisregion,Aymara,Pukina,andrelated dialects were the dominantlanguages in the sixteenth century,and we presume that some form of proto-Aymara(Aru) and/orPukinawas spoken in this area at the time of Tiwanaku.Each of these areashas its own researchtraditions.Given thatthis discussionfocuses on the origin of the stateandthatmany archaeologists point to these threeregions as home to the earlieststates,these areasstructurethis discussion. DEFINING THE STATE Flannery(1998, pp. 15-16; 1999) makesthe essentialpointthatthe definitionof the stateis a taskfor anthropologistsandpoliticalscientistsworkingwith ethnographic or historicaldata.The role of archaeologists,in contrast,is to define the material indicatorsof this phenomenonand then assess the datato definethe emergenceof the state. The anthropologicaldefinitionsof the state, as well as its materialindicatorsin the archaeologicalrecord,areclosely linkedto the theoreticalframework in which the concept of the state is developed. Definitionsthat focus on political power and social classes tend to define states broadly,with many archaeological cases fittinginto the definition.In most neomarxistframeworks,the existence of social classes in and of itself is the defining feature of state organization.Silva Santisteban(1997, p. 22), for instance,arguesthatthe existence of any monument that is significantlylarge or elaborateenough to indicate group labor above the household, is evidence for state organization.In his words, "... the presence of a ceremonialcenter [is] tangibleevidence of the sociopolitical formationthat we call a State"(Silva Santisteban1997, p. 101). A theoreticallysimilarposition is advocatedby Haas (1987, p. 32), who also sees the exercise of economic power to be the essential variablein the definitionof the state. In the Andes according to this definition,largeearthenconstructionsreflectconcentratedeconomic power and a state organization(Haas 1987, p. 22). A more common view is thatmonumentalarchitecturalconstructionprecedes the statein westernSouthAmerica.In this view, nonstatesocieties arefully capable of amassingsufficientlaborto buildlargemonuments,usuallythroughreligiousor "theocratic"means (Burger1995, p. 37; Fung Pineda 1988, p. 80; Moseley 1975, This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions ORIGINOFSOUTHAMERICAN STATES 45 1992). Moseley refers to complex, prestatesocieties as "civilizations,"in which hierarchycan exist withouthereditaryrank(M.E. Moseley, personalcommunication). In this context, the ideology representsthe community,not individualsor elite groups, and corporatearchitectureis created to provide focus for community ritualsand the materializationof chief ideologies (e.g. DeMarraiset al 1996, Dillehay 1992). In models thatemphasizethe religiousfunctionsof earlymonumentalconstructions, the state develops after the shift from a kin-based,chief "hierarchyat the service of the collectivity"(Albarracin-Jordan 1996, p. 70) to a hierarchyheaded by a stateelite thatacts largelyin its own interest.The stateis definedby a series of factorsthat distinguishit from chief, kin-basedorganization.The relativeimportance of these factorsis based upon the particulartheoreticalframeworkin which they are proposed. In the Andes, factors that have been proposed are generally consistentwith the literatureon state formationfrom aroundthe world. THE EMERGENCE OF COMPLEX SOCIETY IN THE LATEPRECERAMIC PERIOD At the beginning of the fourthmillennium B.C.E., all peoples in South America lived in small hunting,gathering,and horticulturalcamps, or, on rare occasions, in small semipermanentvillages. By 3000-2500 B.C.E.,the first fully sedentary and complex societies developed on the Pacific coast of Peru. Social complexity in the Andean archaeologicalrecord is generally indicated by the existence of large monumentsthathave functionsbeyond domesticresidence and subsistence. Andeanarchaeologistsreferto such architectureby severalterms,includingcorporate,civic-ceremonial,elite-ceremonial,ritual,or public architecture.Settlements that have pyramids,courts, walled plazas, and so forth are considered to be organizationallymore complex thanpolitically egalitarianvillages. The theoretical link between corporatearchitecture,a termfirstproposedby Moseley (1975), and culturalcomplexity rests on the premise that the monumentswere built by, and meantto be seen and used by, a social grouplargerthan a few families. The Coast Beginning around3000 B.C.E.,a few societies with a predominantlynonagriculturalsubsistencebase built corporatemonumentson the Peruviancoast. The site of Aspero, located on the northernedge of the Supe River adjacentto the Pacific Ocean, representsone of these early settlements.The earliest phases of corporate constructionbegan around2800-2000 B.C.E.(Feldman1987, p. 12; Moseley 1992a, p. 117) (dates uncorrectedunless noted otherwise). One large monument is the Huaca de los Idolos, a flat-toppedpyramid 1500 m2 in size used for ritual display (Feldman 1987, p. 11; Moseley 1992a, p. 115). Along with this pyramid, Aspero has 12-15 hectares(ha) of domestic middenareas,and 17 otherpyramids This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions 46 STANISH between 1.0 and 4.0 m high. Excavationsat the site reveal a patternof continually rebuiltconstructionsby a residentpopulation,a patternfound at many sites throughoutthe coastal valleys at this time. Perhapsthe largest settlement of this time period is located 2 km from the coast in the Chillon valley and is known as El Paraiso. According to Quilter (1985, p. 294) and Moseley (1992a, p. 119), the major constructionat the site was in progress by 2000 B.C.E.,and it continuedto be occupied for two to four centuries. The 100,000 tons of stone masonry constructionis found in at least seven moundsthatform a giant U shape over 58 ha (Quilter 1985, p. 279). It has a huge, 7.0-ha plaza located between the arms of the U. Many structureswere elaboratelydecorated.In particular,one structurewas paintedred andhad a bright orange burntfloor with evidence of fire rituals. Moseley (1992a, p. 120) notes that artifactsinclude red pigment grinders,bird feathers, unfiredfigurines, and fruittreebranches.Earlier,we believedthattherewas little evidencefor permanent habitationat the site. However,later work indicatesthat it indeed had a resident population(FungPineda 1988; Quilter 1991b, p. 427; Quilter1991a;Quilteret al 1991). Another large Preceramicsite is known as Chupacigarroor Caral. Located inland in the Supe valley, the site is an impressive50-ha Preceramicsettlement that includes circularstructureswith ramps 50-80 m in diameter(Engel 1987), 25 pyramids up to 25 m high, and evidence of a sedentarypopulation (Silva Santisteban1997, pp. 103-4). The threesites of Chupacigarro,Aspero, andEl Paraisoare located in different ecological zones. They representthe geographicallybroadsettlementdistribution of majorPreceramicsites, includingthe immediatecoast, a site withina shortwalk from the ocean, and an inland site well away from the marineresources.These three examples indicate that the first monumentalarchitecturewas constructed in differentecological zones, where access to marine and agriculturalresources variedgreatly. The CentralHighlands During the late Preceramic,a widespreadbuilding and ritualtraditiondeveloped among a numberof formerlyegalitarianhighlandcommunitiesas well. This has been called the "KotoshReligious Tradition"by Burger& Burger(1980). At the type site of Kotosh, Burger(1995, p. 47) describes two artificialmounds and a series of superimposedtemples. The highest mound was 14 m high and had a three-tieredplatformwith numerouschambersbuilt into the base. There are at least 11 chambersand possibly up to 100 chambersat Kotoshitself (Burger1995, p. 48; Izumi & Terada1972). A prominentfeatureof this architecturaltraditionis smallbuildings,usuallyplasteredanddecoratedwith firepitsin the floor.One of the most spectacularof these Preceramicstructuresis the Templeof the CrossedHands at Kotosh.Othersites in the highlands,suchas Huaricoto,La Galgada(Griederet al 1988b),andPiruru(Bonnier& Rozenberg1988), have similarritualconstructions, This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions STATES ORIGINOFSOUTHAMERICAN 47 but the amountof laborand architecturalcomplexityof each site varies.Paintings of serpents,niches in the walls, fire ritual,and repeatedburyingand rebuildingof the structuresare some of the salient featuresof the KotoshReligious Tradition. La Galgadais a particularlyimportantPreceramicperiod site thatparticipated in the Kotosh tradition.Around 2300 B.C.E.,the people at this site constructed elaborateroundchamberswith firepits. Significantfeaturesof La Galgadainclude a circularcourt17 m in diameter,the existenceof "megalithicshafttombs"(Grieder 1988, p. 73; Grieder& Bueno 1985, p. 108), and exotic objects in the fire pits. The architectureof the Kotosh Religious Traditionis differentfrom contemporarycoastal sites. In the highlands, corporatearchitectureis characterizedby single, free-standingbuildings with separateentrancesand no internalconnections. Thereis no evidencefor site planning,restrictedaccess, or formaldesigns that werereplicatedacrosssites (Burger1995,p. 51). In contrast,coastaltraditionswere characterizedby much largerbuildingswith patternsof restrictedaccess, although at least one site, Huaynunain the Casma, has a ventilatedhearthsimilar to the KotoshTradition(Pozorski& Pozorski 1990). Certainly,in both coast and sierra, monumentalarchitecturewas widespreadby the beginningof the second millennium B.C.E. Late Preceramic States? The late Preceramic period witnessed the emergence of the first nonegalitariansocieties in SouthAmerica.OnthePacificcoast, it is clearthatsome of theearliest settlementsdid not rely on agriculturefor a significantproportionof theirdiet. Moseley (1975, 1985, 1992a, 1992b) has persuasivelyarguedthat many Preceramiccoastalpopulationswere basedpredominantlyon the exploitationof marine resources.His "maritimehypothesis"has been supportedby excavations at Aspero, HuacaPrieta,and othersites (Quilter& Stocker 1983, but see Wilson 1981). This work indicatesthatan economy based heavily on marineproductswas sufficient to supportthe constructionof monumentalarchitecture. It is significant that cultigens are also found in Preceramicperiod middens. While marineresourceswere the staplein coastalPreceramicsites, the inhabitants also utilized both wild and cultivatedfood and industrialcrops (Feldman 1987, p. 9; Pozorski & Pozorski 1990; Quilter& Stocker 1983) such as cotton, gourd, legumes,achira,andsquash.OtherPreceramicperiodsites were locatedawayfrom the littoral.Settlementssuch as Chupacigarroexploited a mix of plantagricultural productsand the collection wild foods. Marineresourcesat the site were obtained by exchange with othergroups and/ordirectexploitation. In the highlandslarge Preceramicmonumentswere constructedin economies based largely on rain-fedand small-scale irrigationagriculture,plus the elaboration of exchange networks (Fung Pineda 1988, p. 71). Burger (1995, p. 32, 53) notes that marinefish bone and shell have been found at all Preceramichighland sites that have corporatearchitectureand notes that the populationof Salinas de Chao controlledsalt productionand exchange (butcf. Pozorski & Pozorski 1990, This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions 48 STANISH p. 24). In short, there are solid culturallinks between the highlands, coast, and even easternslopes in the late Preceramic(Bonavia & Grobman1979; Quilter& Stocker 1983, pp. 554-55). The consensus in the literatureis that the late Preceramicperiod represents at most the developmentof ranked society typical of simple chiefdoms in the evolutionaryanthropologicalliterature.Termsused to describe this organization include "chiefdoms"(Feldman 1987), "societies with labor organizingleaders" (Bawden 1999, p. 172) "centralized,nonstate polities," and "regionalcenters" (Quilter 199 a). Certainly,the data indicatethat there was no one site that was a center of a regionalpolity. Rather,there were a series of autonomoussettlements of varyingcomplexityup anddown the coast. Few scholarsarguethatanypolitical organizationas complex as the statedevelopedin the Preceramic.One exceptionis Silva Santisteban(1997, pp. 100-2), who arguesthatthe pristinestatehad formed by 2300 B.C.E.on the Peruviancoast. THE INITIAL PERIOD The Coast The Initialperiod dates from circa 2000-1800 B.C.E.to circa 900-600 B.C.E.The Initialperiodwitnesseda rapidgrowthin the size of sites, developmentof architecturalcomplexity,and general social complexity based on late Preceramicperiod antecedents.Several regional architecturalstyles emerged in this period. One of these is known as the U-shapedarchitecturaltradition,firstdescribedby Williams (1971, also see CarrionSotelo 1998 for an example of a recent field study). The ideal layout was composed of a high, flat-toppedpyramidmound flankedin the frontby two projectinglinear structuresto form a large U. The site of HuacaLa Florida,located 11 km inlandin the Rimac valley, is one of the oldest of the classic U-shapedstructuresso farstudied(VonHagen& Morris 1998, p. 51). The main pyramidis 17 m high and the two projectingstructures rise 4 m from base for approximately500 m. Constructionat the site began in the eighteenthcenturyB.C.E.Burgerestimatesthatthe site required6.7 million persondays of labor.He notes that it is not even the largestof the U-shaped sites on the coast. The little-knownsite of San Jacintoin the Chancayvalley is four times as large,with a 30-ha plaza andtwo million cubic metersof fill (Burger1995, p. 61). While centeredon the centralcoast of Peru, this U-shaped architecturaltradition has been noted as far southas the Lake TiticacaBasin (Stanish& Steadman1994, p. 13) and as far northas Piura(Guffroy 1989, pp. 161-207). A second architecturaltraditionof the Initialperiodcenterson the construction of sunken,circularcourts usually next to pyramids.This tradition,concentrated northof the Chancayvalley, has been found in at least 50 sites. Many of these are located in the Supe valley (Burger 1995, p. 76). A thirdarchitecturaltraditionis knownas Cupisnique,characterizedby low platformpyramids,largestairways,and rectangularcourts. Colonnadesand elaboratepainted sculpturesdistinguishthis This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions STATES ORIGINOFSOUTHAMERICAN 49 architecture(Burger 1995, p. 92). The architecturalcomplex known as Huacade los Reyes at the site of CaballoMuertois emblematicof this late Initialperiodstyle. Ware-felinemotifs executed as adobe friezes adornthis huaca (Conklin 1996). One of the richest areas of the Initial period culture is the Casma valley. By 1400 B.C.E.or perhapsearlier,the site of Sechin Alto was the largestsettlementin the WesternHemisphere(Burger 1995, p. 80, Moseley 1992a, pp. 123-24, Tello 1956). It is dominatedby a huge, stone masonryplatform300 m in length and 250 m in width thatforms the base of a U-shapedcenter. Located near Sechin Alto is the site of CerroSechin. The oldest construction at Cerro Sechin was built on a stepped platform with three levels (Samaniego et al 1985, p. 173). In this early Initialperiod, the site covered only about5 ha. A possible sunkencourtwas located in the frontof this pyramidand noted long ago by Tello. Perhapsthe most outstandingfeatureof CerroSechin is the numerous carvings in stone on the outer wall of the pyramid. These early Initial period carvingsdepict macabrescenes of war,includingdecapitations,trophyheads, and body parts,plus warriorsand victims in variousstates of subjugation. The Casmavalley site of Pampade las Llamas-Moxekestandsas one of the most importantInitialperiodsites in the Andes. The site has two huge artificialmounds, plaza areas,otherbuildings,and a substantialhabitationarea.The Moxeke mound measures 160 x 170 x 30 m and is decoratedwith elaboratefriezes along its flanks.The second mound,known as HuacaA, measures140 x 140 m at its base and reaches up to 9 m in height. Both of the mounds are aligned along a central axis. These two alignedpyramidsdemarcatehigh-walledenclosures,a patternthat suggests a surprisinglyhigh degree of site planning.Pozorski & Pozorski (1994, p. 67) note thatmiddensup to 1.5 m deep are found at the edges of the corporate architecture.This residentialdebris, at least 110 "administrative" buildings,plus the mounds and enclosures cover up to 200 ha, althoughthe total area of purely residentialmidden and corporatearchitectureis less that75 ha. The Casma valley data, as well as that from other valleys, indicate that the northPacific coast was a majorareaof culturaldevelopmentin the Initialperiod. However, the highlands also witnessed the rise of architecturallycomplex and large settlementsas well. The CentralHighlands U-shapedstructureswere built at sites throughoutthe highlandsduringthe Initial period. At La Galgada, ritual architecturalstyles shifted away from the earlier fire-pittradition.Likewise, this period witnessed the constructionof a U-shaped building on a Preceramic temple mound, and the continuation of large burials (Griederet al 1988b, pp. 202-3). Significant architecturalmonumentswere erected at KunturWasi in Huacaloma,Poro Poro, at the site of Chavin, and at dozens of other highland settlements(Burger 1995, pp. 109-112; Shady 1993). Constructionat Chavin began by at least 900 B.C.E.,and possibly earlier (Rick et al 1998, p. 208). The settlementwitnessedthe buildingof a numberof corporate This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions 50 STANISH architecturalfeatures.Duringthis periodChavinwas the centerof a highlandstyle of elite pottery,textile, and stone art. The South CentralHighlands The firstconstructionof corporatearchitecturein the south centralAndeanhighlands began in the TiticacaBasin around1300 B.C.E.Hastorf(1999) and her colleagueshaveuncoveredcorporatestructuresatthe site of Chiripa,locatedin Bolivia in the south TiticacaBasin. These early small rooms were built with uncutstone, hadplasteredfloorsandwalls, andwere sometimesbuiltlow into the ground.Over time, this architecturalstyle became more elaborate.The plasteredarea became larger,rooms were added to the exteriors,the floors were sunk deeper into the ground,andwalled terraceswere builtaroundthe entirearchitecturalcomplex. By 900 B.C.E.,Chiripawas a nucleatedhabitationand ceremonialcenter spreadover 7.5 ha (Bandy 1999, p. 26). By the firstcenturiesof the firstmillenniumB.C.E.,manypeoples builtelaborate sunkencourtsin the entireTiticacaregion. Along with the corporatearchitecture, a new suite of ritual artifactswas introduced.These include ceramic trumpets, flat-bottomedbowls, and stone carvings (Chavez & Mohr Chaivez1975). In the northbasin, the Qaluyucultureflourishedfrom as early as 1300 B.C.E.up to 500 B.C.E.The type site of Qaluyuis a largemoundandassociateddomestichabitation areasthatcover at least 7 ha. Therearea numberof sunkencourtson the mound.A stone temple wall was discoveredin Qaluyulevels at the site of Pucara,located a few kilometersto the south(Wheeler& Mujica1981). OtherlargeQaluyusites are found in Ayaviriand Putinain the north(Plourde 1999). In short,throughoutthe TiticacaBasin from 1300 B.C.E.to circa 500 B.C.E.,a few peoples in some villages startedconstructingelaboratecourtcomplexes,intensifiedinterregionalexchange, and intensifiedritualbehavior. Initial Period States? There is a wide differenceof opinion regardingthe level of political complexity in the Initialperiod.Accordingto Pozorski(1987, p. 15) andPozorski& Pozorski (1994, p. 70), early Initial period Pampa de las Llamas-Moxekewas the center of a "simple theocraticstate"with a populationof 2500-3000. It was linked to othersites in the Casmavalley, placing Pampade la Llamas-Moxekeat the top of a sitesize hierarchy.They point to numerouselite objects on Huaca A, including turquoisebeads,figurines,andtextiles, which suggeststhatthis was a palace.They likewise arguethattherewas both elite- and low-statushousing at the site and that the entire settlementwas planned.Insteadof one single site thatcan be identified as the firststate,they arguethatstatesdevelopedamonga numberof polities in the Moche, Casma,Supe, and Chillon valleys in the northand centralPeruviancoast (Pozorski& Pozorski 1987, p. 45). Burger(1995, p. 75) views the Initialperiodas characterizedby 20 or so "weakly stratifiedsmall-scale societies with highly developed religious institutions." This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions ORIGINOFSOUTHAMERICAN STATES 51 Burgernotes that there is no state architecturetypical of known states in the Andes, little evidence of economic specialization,an absence of workshops,and a greatdeal of variationbetween settlements.Schreiber(2001) agrees, viewing the Initialperiodas a time of simple chiefdomdevelopment.It is importantto emphasize our lack of systematic regional researchin the area. In those regions where surveysareconducted,we finddozens of early sites with monumentalarchitecture (e.g. Vega-Centenoet al 1998). In short,the Initialperiod culturallandscapewas populatedwith thousandsof corporatebuildings on hundredsof sites of varying sizes and complexity. The evidence suggests the existence of local polities with little regional integrationwith no single site that can be described as a political centerof a multivalleypolity. THE EARLYHORIZON The Early Horizon dates from circa 900 B.C.E. to 200 B.C.E.and correspondsto the first pan-Andeanart style known as Chavin in the centralhighlands and the coast. This periodcorrespondsto the last half of the MiddleFormative(1300-500 B.C.E.)and the early part of the Upper Formative(500 B.C.E.to C.E.400) in the south centralAndes. The Coast and Central Highlands Therewas a widespreadcollapse of coastalpolitiesjust priorto the EarlyHorizon. Constructionof architecturalmonuments was halted in progress at sites such as Cardal,Mina Perdida,Taukachi-Konkan,Sechfn Bajo, Sechin Alto, and Las Haldas(Burger1995, pp. 183-85; FungPineda 1988, p. 89; Greider1975, p. 101). Likewise, a numberof sites with differentarchitecturalandpotterystyles were establishedin Casma,such as PampaRosario,San Diego, and Chankillo.Chankillo has traditionallybeen interpretedas a fortress,but some recentinterpretationssuggest thatit servedritualpurposesinstead.Otherunequivocaldefensive sites were establishedthroughoutthe region. In the Santa valley duringthe Early Horizon, Wilson discovered a numberof fortifiedsettlements(1988, p. 100). Some argue for an invasion of highlandersinto the coast duringthe Early Horizon (Pozorski 1987), while others feel that the evidence points to local changes (Burger 1995, p. 189). In contrastto the coastalcultures,the culturesof the highlandsprosperedduring the Early Horizon. The site of Chavmn increasedin size and power. Construction at Chavin continued up to at least 400 B.C.E. and possibly two centuries later (Rick et al 1998, p. 208). Regional data suggest an aggregationof the surrounding sites into a 42-ha settlementby 400-200 B.C.E.with a populationof 20003000 (Burger 1995, p. 168). At 20 times largerthan any surroundingsettlement, Chavinemerged as a true political center.Exchange with other Andean regions, includingthe coast, flourished,andthereis evidence of the importationof prestige This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions 52 STANISH goods andlocal economic specialization.The prosperitywas not limitedto Chavin. Pacopampa,Kotosh,La Pampa,KunturWasi,andotherhighlandsites grew in size and complexity as well (Silverman1996, p. 120). The South CentralHighlands From approximately400 B.C.E. to C.E. 200, the site of Pucaradominatedthe northern Titicaca Basin. Estimates of the size of Pucararange from 2.0-4.0 km2 (Erickson 1988). The main architecturalfeatureof Pucarais a series of massive terracesthatlead up to a flat areawith three,stone-slab-lined,sunkencourts.The largestcourtmeasuresabout 16 x 16 m in size and is 2.2 m deep (Chavez 1988, Kidder 1943). A dense habitationarea is located in front of the large terraces. Likewise, there are a numberof mounds that most likely held sunken courts as well. Pucarapottery and sculptureshow links to contemporarycoastal Paracas and Early Tiwanaku,with antecedentsin Chavin(Cook 1994, p. 186; Conklin & Moseley 1988; Silverman1996). The site of Tiwanaku,located in the southernTiticacaBasin, was occupied at this time as well. We do not know the size and complexity of Upper Formative periodTiwanakubecause later constructionscovered 4-6 km2with temples, pyramids,and other buildings. Limited test excavations at the site suggest that Tiwanakuwas probablyaboutas large as Pucaraduringthe UpperFormative,but this remainsspeculative. EarlyHorizon States? Obviously,for those who view Chupacigarroand Pampade las Llamas-Moxeke as states, polities such as Chavin and Pucarawould be second-generationstates. ManyarguethattheEarlyHorizonceremonialcenterswerecentersof regionalcults or pilgrimagedestinationsthat,while complex, do not meet the definitionof a state society (Burger 1989, pp. 557-60; 1995, pp. 193-200). Schreiber(2001) views the Early Horizoncoastal and northhighlandpolities as complex chiefdoms, and Moseley (1992a, p. 159) suggests the existence of two regionalpolitical spheres, Chavin in the north and Pucara-Paracasin the south, that dominatedthe area as oracle centers. The regionalcult model was developedby Silvermanusing the site of Cahuachi as a case study(1990, 1991). Silverman(1995, p. 27) arguesthatthis Nasca settlementdid not have a urbanpopulation.She views it as a "complexnon-statesociety or rankedsociety or chiefdom-level society," but not a state-level organization. This model providesa means by which a large settlement,with substantialarchitecture,could be constructedin a nonstatecontext.Burger(1988) likewise argues thatthe EarlyHorizoncenterscould be analogousto the historicallydocumented pilgrimage center at Pachacamac.In the pilgrimage center model, many of the surface attributesof state organizationcan exist-large centers, widespreaddistributionof artstyles, and so forth-without the actualsocioeconomic hierarchies thatanthropologistssee as centralto state organization. This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions ORIGINOFSOUTHAMERICAN STATES 53 THE EARLYINTERMEDIATE AND MIDDLEHORIZON A poorly understoodculturethat is known as Gallinazo developed on the north coast during the Early Intermediateperiod. In the Virn valley, the Gallinazo Groupwas a town of severalthousandpeople (Bawden 1999, p. 187). Therewas a substantialGallinazooccupationin the Moche valley as well. Gallinazois usually believed to antedatethe Moche, although some evidence suggests at least some chronological overlap between the two (Bawden 1999, p. 190). With large settlements, impressive platformpyramids,extensive agriculturalsystems, and the like, some scholars have arguedthat Gallinazo was in fact a state-level society (e.g., Fogel 1993). Certainly,many of the culturalpatternsseen in the Moche culturehave directantecedentsto Gallinazo. The CoastalMoche In the northcoast, the late EarlyIntermediateperiod Moche culturedeveloped as a multivalleypolitical entity by the fourthcenturyC.E.(Bawden 1999; Shimada 1994, p. 95; Wilson 1988). The capital of the Moche polity is located in the Moche valley at the site of Moche. It is dominatedby two main pyramids-the Huacadel Sol and Huacade la Luna.The largestof these two, the Huacadel Sol, measures about 160 x 340 m in size and stands 40 m in height. It was one of the largestprehispanicmonumentsconstructedin the WesternHemisphere.The Moche capital is unequivocallyan urbansettlement,perhapsthe first true city in the Andes. It is characterizedby a system of streets,canals, plazas, architectural groups, areasof craft specialization,and so forth (Uceda & Mujica 1998). Moche-relatedsites are found throughoutthe northcoast. Some scholarshave suggestedthattherewere two Moche spheres,a northernand a southern(Shimada 1994). The famous site of Sipainin the northernvalley of Lambayequecontained one of the most elaborateMoche burialsyet discovered.The date of the Lord of Sipan burialis early in Moche culture,aroundC.E.150-200, which suggests the simultaneousemergenceof elite centersof powerthatsharedMoche iconography. Bawden providesa map of the early and middle Moche polity that suggests a discontinuousterritoryuntil Moche V, againreinforcingthe notion of a simultaneous rise of the state culminatingin Moche as its capital. The South CentralHighlands The Upper Formativeperiod site of Pucaraended as a political center no later thanC.E.400. AroundC.E.600, the Tiwanakustatebegan an aggressiveexpansion out of the southernTiticacaBasin. The site of Tiwanakuis a vast, plannedurban capital that sprawledover the altiplanolandscapein the southernTiticacaBasin. At its height in C.E.800-900, Tiwanakuboasted an impressivearchitecturalcore of pyramids,temples,palaces, streets,and statebuildings.Surroundingthe core of the capitalwas an urbansettlementof nonelite artisans,laborers,and farmerswho lived in adobestructuresup anddown the valley (Janusek1999). Currentestimates suggest that the total urbansettlementcovers 4-6 km2 in area, with a population This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions 54 STANISH in the Tiwanakuvalley rangingfrom 30,000 to 60,000 (Janusek1999, Kolata& Ponce 1992). Largeareasof intensifiedagriculturalproductionareassociatedwith Tiwanakuandpre-Tiwanakupopulationsaroundthe basin (Erickson1988, Kolata 1986, Stanish1994). The combinedpopulationof these settlementsandthe capital itself wouldhavebeen quitesubstantialatthe heightof the Tiwanakustate,possibly reaching 100,000 people in the Tiwanakuand adjacentKatarivalleys. Tiwanakuartifactsandcolonies arefoundthroughoutthe circum-Titicacabasin and beyond. A well-documented Tiwanaku colony is found in Moquegua (Goldstein 1993). In the Cochabambaregion of Bolivia, Anderson & Cespedes Paz (1998) arguefor a Tiwanakucolony (but see Higueras-Hare1996). Probable colonial areashave been identifiedin the Larecajaregionof Bolivia (Faldin1990), the Arequipaarea,andAzapa (Goldstein1995/1996). Recent settlementarchaeology in the TiticacaBasin suggests that the Tiwanakuselectively controlledareas throughoutthe region. Tiwanakudid not, or could not, practice a small version of Inca statecraftby incorporatinglarge, contiguous areas. Rather,it appearsto have controlledeconomically and militarilystrategicareas, includingroads, rich agriculturalareas,and resource-richzones. The CentralHighlands The site and culture of Wari represent an autochthonousexpansive state that emergedin the middleof the firstmillenniumC.E.in the centralhighlandsroughly parallelin time to Tiwanaku.The capital site contains about 200 ha of stone architectureand another300 ha of domesticresidencearoundthis architecturalcore (Schreiber1987; 1992, p. 80). Up to 15 km2 of site area has been cited as being partof the Wariurbancomplex (Isbell et al 1991, Schreiber2001). The proportion of core architectureto domestic, nonelite architecture,and the overall size of the site is quite similarto contemporaryTiwanaku. Waristretchesfromthe Cuzco areain the southto Cajamarcain MiddleHorizon 1B (Schreiber 1992, p. 77). There are several provincial Wari settlements. Pikillacta, located near Cuzco, is built on a grid, has 700 individual structures, is 2 km2 in size, and is the center of intrusivegarrisonsof Wari settlementsin the Lucre valley (McEwan 1991, p. 93-100). Likewise, the site of Jincamocco in the Carhuarazovalley representsan intrusiveWarisettlementthat differs from local sites based on size, artifactinventory,andarchitecturalplan (Meddens 1991; Schreiber1992, p. 165). Like Pikillacta,the main enclosurewas laid out as a single unit. The site conforms to Wari architecturalcanons with large, subdivided compoundsof patios surroundedby peripheralgalleries inside a single, large, and well-definedrectangularenclosurewith a thickouterwall (Schreiber1992, p. 200). These and other Wari sites indicate a rigidity of overall plan in Wariprovincial architecture. The EarlyIntermediateand Middle Horizon States? The consensusin the archaeologicalliteratureis thatstatesexisted in the Andes by the middle of the first millenniumC.E.(e.g. Berdichewsky 1995/1996, Flannery This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions STATES ORIGINOFSOUTHAMERICAN 55 1995, 1998, Isbell 1987, Lumbreras1999, Marcus 1998). For the firsttime in the Andes, as representedby Moche, we have unequivocalevidence of royal tombs builtin restricted-accesstemples,cleareconomic specialization,the existence of a road system, palaces, a warrior-basedelite, a regionalpolity beyond a single valley, and a fully urbanizedcapital.Likewise bothWariandTiwanakuhave palaces, planned urban capitals, high populations, evidence of socioeconomic classes, site-size hierarchies,expansionistpolicies, agriculturalintensification,economic specialization, and colonial enclaves. The state originatedin Moche, Wari, and Tiwanakuin the firsthalf of the firstmillenniumC.E. CONTEXT SOUTHAMERICAIN COMPARATIVE Two assumptionsaboutthe natureof Andeancultureand historyunderliearchaeological researchin the region. One position views the Andes as culturallyand historically unique. The position was developed as a coherent theory by Murra (1968, 1972) and continues to hold considerableinfluence, particularlyamong ethnohistoriansand ethnographers.This body of theory is known as "verticality" The basic principlebehindthis theoryis thatthe "veror "zonalcomplementarity." tical" stratificationof ecological zones in the Andes has affectedthe political and economic strategiesof the pre-Hispanicpopulations.It furthermoreassumes that this is uniqueto the Andes and,as such, has promotedthe developmentof a culture understandableonly in its own terms. Accordingto verticalitymodels,people strategicallylocate colonies to controla diverseset of ecological zones even in nonstatecontexts.This geographicalpattern allows the "complementary"ecozones to be exploitedby a single groupor polity. Hypothetically,the resultingdistributionof colonies createsan archipelagoof isolatedlandholdingsover a numberof ecological zones. The overlapof archipelagos results in a complex patchworkof differentethnic groupsand political units, creating a socioeconomic system unique to the Andes. Recent work suggests that this perspectiveis not supportable.Throughoutthe world where the geography is characterizedby a close juxtapositionof differentecological zones, complex polities have securedeconomic access by similarstrategies. The opposing perspectiveassumesthatmuch of Andeanhistorycan be understood as an example of anthropologicalprocesses typical of all human societies. Fromthisperspective,the Andes providesa richcorpusof datato refineourmodels of the evolution of state societies. It providesa numberof parallelsand contrasts to otherareasof first-generationstate development. Geography One difference stands out between the Andes and other areas of first-generation state evolution. The Andean culturalarea, defined conservativelyas the limits of the Inca state in 1532, is exceptionallylong and covers a very rugged territory.It stretchesfor over 4000 km up and down westernSouth America.To place this in This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions 56 STANISH context, this is aboutthe same distanceeast-west from the Nile to the Indusriver, an area that covers three regions of pristine state developmentin the Old World (includingMesopotamia). Giventhe vastdistancesin theAndeanculturalarea,a legitimatequestioncanbe raisedas to whetherwe shouldview westernSouthAmericaas havingnot one but threedifferentareasof first-generationstate developmentrepresentedby Moche, Wari,andTiwanaku.Perhapsthe very notionof "pristine"statedevelopmentmust be challenged,and insteadwe should find a bettercontrolfor the relativedegrees of culturalautonomyin the formationof archaicstates aroundthe world. Political and Economic Structure The argumentthattherewere state societies priorto the Middle Horizonis weak. In particular,we can pointto the lack of evidence of state-levelregionalintegration priorto Moche.The modelthatbest characterizesthe pre-MiddleHorizonpolitical landscape is a series of autonomousand semiautonomouspolities without any evidence of complexitybeyond thatof a chiefdom society. In contrast,the Moche, Tiwanaku,and Waripolities are similarto other firstgenerationstates aroundthe world. There is good evidence for the replicationof distinctiveartistic,mortuary,andarchitecturalstyles in distantregions.Unlike earlier periodsthereis unequivocalevidence for an urbanizedcapitalcity. Marcus& Flannery's(1996) descriptionof Uruk and Teotihuacancan also be used to characterizethese Andean state polities: the existence of "hyperurban" capital cities, "directcontrol of an irregularand noncontiguousterritory,and distant 'colonies' or 'enclaves."' Moche, Tiwanaku,and Wari also exhibit classic site-size hierarchiestypical of first-generationstates. Albarracin-Jordan (1996) and McAndrewset al (1997) demonstratea four-tieredsite-size hierarchyfor Tiwanakuin its core territory. Using moreflexiblecriteria,a six-tieredone is notedin a nearbyprovincialterritory (Stanish et al 1997). Isbell & Schreiber(1978) argue for a four-tieredhierarchy for Wari.For a majorMoche area, Wilson (1988, p. 336) defines a hierarchyof sites thatincludesfive tiers.In all cases, the numberof site-size tiersis greaterthan the precedingperiods, which suggests a differentiationof the settlementpattern and administrativecomplexity at the time of state formation. Population Sizes The populationestimatesfor Initialperiod or Early Horizon sites such as Pampa de las Llamas-Moxekeand Chavinare quite low, around2000-3000. In contrast, estimates for the later polities such as Moche, Wari, and Tiwanakuare higher, with publishedpopulationsin the 50,000-200,000 range (Kolata 1993, Schreiber 1992). Johnson & Earle (1987, pp. 230-46) and Earle (1997) offer baseline data on chiefdom and state demographicsat the high end of the literature.Simple chiefdoms have populationlevels in the low thousandsto tens of thousands.Complex This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions ORIGINOFSOUTHAMERICAN STATES 57 chiefdoms,at least in Hawaii,havepopulationsbetween30,000 and 100,000, while statesnumberin the hundredsof thousandsto millions. At the otherend, Renfrew (1982) has suggestedthat some small stateshave as few as 2000 people. Feinman & Neitzel (1984), using comparativedata from the Americas, note that almost all middle-rangesocieties have a maximum of 31,000 people. An intermediate estimate by Baker & Sanders(1972) suggests a figureof 48,000 as the threshold between chiefdoms and states.In this regard,the populationestimatesfor hypothesized statesocieties in the InitialandEarlyHorizonperiodsis at the very low end of populationestimatesfor archaicstatesfromaroundthe world.The demographic size proposedfor the Middle Horizonpolities is more consistentwith the average populationsestimatesin the literature. Circumscriptionand PopulationPressure The Pacific coastal valleys can be viewed as incrediblyrich "linearoases" that pierce a virtuallyuninhabitabledesert. These valleys occur at somewhatregular intervalsthat averagearound30 km and constituteclassic examples of a circumscribedenvironment.The highlandsand altiplano,in contrast,are far less circumscribed.In particular,camelidpastoralismis not restrictedto narrowzones butcan be practicedover a very wide area.Unlike the coast, populationshad alternatives to a single, rich, and restrictiveecological zone. Systematic surveys provide data on population growth and densities. Earle (1997, p. 65) notes thatin Mantarovalley, "... the populations... expandedand declined in erraticcycles thatwere not evidentlyrelatedto resourceconditions,"a patternsimilarto two othercase studieshe cites in DenmarkandHawaii.The data fit the circumscriptionmodel only after the Waristate developed. In the Titicaca Basin, there is a patternof very slow, continuous growth with a spike in Inca & Mathews 1990, Stanish et al 1997). The data from period (Albarracin-Jordan these two highland areas supporta political economic model (Earle 1987; 1997, p. 119), as opposed to strict populationpressuremodels. Likewise, even on the coast, there remains little evidence of direct populationpressure.Wilson (1988, p. 357), for instance, notes that in the Santa valley, "thereis little evidence of populationpressureper se in the pre-statesystems ...," althoughhe goes on to suggest thatit may have been a factorin othervalleys. In spite of the circumscribednatureof the coastal environment,there is little evidence for directpopulationpressureas a factorin statedevelopment.This also appearsto be the case in the highlands. In short, localized populationpressure does not appearto be a sufficientor necessary cause in Andean state formation. However, at a regional level, there are correlationsbetween populationsize and state formationthatremainsubjectto futuretesting. Conflict and Warfare Intergroupconflict is recognized as one of the key factors in the development of political complexity (e.g., Marcus& Flannery 1996, p. 157; Redmond 1994). This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions 58 STANISH Warfareis presenton the Andean coast from at least the Early Horizon. Wilson (1999) arguesthatconflict was presentin the Santavalley from the EarlyHorizon until the developmentof Moche. Pozorski (1987) agrees that warfarewas central to the formationof the first states in Santaand Nepefiabut arguesthat in Casma, little conflict preceded the developmentof the first "theocratic"states. Conflict does occur later on in the Casma with the arrivalof a "secular,militaristicstate" around1000 B.C.E. (Pozorski 1987). Therefore,if Pampade las Llamas-Moxeke is consideredto be an Initialperiod state, then warfarewas not a factor.If, however,the statedid not developuntilthe late EarlyIntermediateperiod,thenconflict indeedwas a factorin the rise of the statein the Casmavalley as well. Iconographic evidence and physical remains unequivocallyindicate that conflict and human sacrifice, probablyof prisoners,was common in Moche society (Bourget 1997; Donnan& McClelland 1999; Veranoet al 1999). There is little doubt that militarismwas a majorstrategyin Moche expansion on the coast. In the Santavalley,Wilson (1988, p. 333) and Shimada(1987) argue for a militaryconquestby the Moche displacingthe earlierGallinazopopulations. Defensive architectureis common on Moche period sites throughoutthe north coast. In the highlands, Earle (1997, p. 119) notes that warfarebegan early in the Mantarovalley, subsided with the Wari conquest, then increased again prior to Inca conquest.In the Titicacaregion, evidence of conflict and the developmentof complex chiefly society arestronglycorrelated.In the EarlyandMiddleFormative periods, there is little evidence of conflict. Then, in the Upper Formative,many sites were located in defensive positions (but see Topic & Topic 1987), and there is a pronouncedintroductionof trophyhead and othermilitaristiciconographyon stone stelae and pottery. WealthFinance D'Altroy & Earle (1985) and Earle (1997) argue that centralto developmentof complex society is the creationof a systemof financefor statepoliticaleconomies. The key factorsincludethe existence of surplus-producingsubjectpeoples andpotential efficiency in production.From this perspective,the emergence of archaic states in South Americacan be understoodas a conjunctionof favorableenvironmentalzones in a context of gradualpopulationgrowth.Populationspikes tend to occur after state development,not before. The areas where states first developed have the greatestcapacityfor sustaineddemographicincreaseand the intensification of production.As a generalrule, the northcoast riverswhere states took root arelarge,while the southcoast riversarenot. The few exceptions supportthe rule; largesouthernriverstendto be deeply entrenchedandprovideless opportunityfor irrigation,while smallernorthernriversare connectableby intervalleycanals. As mentionedabove, perhapssome of the richest areasin South America are found on the northPeruviancoast where these large riversdischargeinto the sea. Here,therichriverineresourcesarecombinedwiththe marineresourcesin thedelta This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions ORIGINOFSOUTHAMERICAN STATES 59 areas. In the highlands, there are many productivezones outside of the Titicaca Basin andnorthcentralhighlands.However,it is in these two areaswherea suite of highly productivenaturalfeaturescombine.The Lake Titicacaregionhas the lake itself, vast grasslands,rivers,andrelativelyclose access to the easternslopes. The use of raisedfieldsnearthe lakeprovidethe capacityfor agriculturalintensification, a techniquenot availablein otherareasof the highlands.In the northcentralAndes, the availabilityof irrigableland is often cited as one of the primaryfactorsin the development of complexity and the state in the Andes. Likewise, the highland areashave access to pasturelands, rivers,and the eastern slopes. All three cases of Moche, Tiwanaku,and Wari state formationare correlatedwith agricultural intensification,intensificationof exchange relationships,and intensificationof commodityproduction,observationsthatconformto the wealth financemodel. Dynamic Cycling Marcus (1992, 1993) and Marcus & Flannery(1996) have proposed a dynamic model of episodic expansionand collapse of archaicstates. State polities emerge throughthe incorporationof othergroups,creatingat least a four-tieredhierarchy of settlement.As one polity peaks and begins to breakdown, formerlower-level settlementsregain their autonomy,after which the process of consolidation,expansion, and dissolution continues again (Marcus 1998). This model works not only for the Maya area,where it was originallyproposed,but can be successfully used in many areasof state developmentaroundthe world, includingthe Andes. Data from the Andes supportthis model. In the TiticacaBasin, Tiwanakudeveloped aftera periodof Pucaracontraction.Afterthe Tiwanakucollapse, smaller Aymara-speakingpolities developedthroughoutthe area.Overa 1500-yearperiod, polities expandedand contractedfor four cycles, ending with the Inca conquestof the region. Likewise, in the northcoast, regionalresearchby Billman (1999) and Wilson(1988) outlinea seriesof valleys andpeaksbeginningbeforethe emergence of the Moche state. Summary South America provides an excellent case study for defining the processes of first-generationstateformation.The dataindicatethatseveralfactorswere significant,includingcompetitionandwar,high resourceconcentrationin circumscribed environments,interregionalexchange, the materializationof elite ideologies, and ecological conditionsconduciveto populationincreases.Factorsthatdo not appear to be significantincludelocal populationpressuresin circumscribedenvironments, directcontrolof irrigation,or otheragriculturaltechnologiesby an elite. Localized populationspikes appearafter the developmentof state societies. Irrigationsystems long predatethe developmentof states. Moche, Wari,and Tiwanakuare not organizationallyidentical. There is virtuallyno evidence for any direct links between Tiwanakuand Moche, except for the most superficialof iconographicdata. TherearegreaterlinksbetweenMoche andWari,butthese arelargelyiconographic This content downloaded from 129.252.86.83 on Wed, 12 Mar 2014 18:49:44 PM All use subject to JSTOR Terms and Conditions 60 STANISH as well and related to the fact that Wari seems to have had some political access to former Moche territory. Moche culture emphasized platform mounds with continual rebuilding, probably on the accension of a new ruler or dynasty. Elaborate elite burials are found in these pyramids. In contrast, we have yet to define a significant elite burial in Tiwanaku. Likewise, the focus of political ritual appears to be the "kalasasayas" (stone enclosures) and sunken courts, and not the pyramids themselves in Tiwanaku. The highlands and coast have different evolutionary trajectories, based in large part on the nature of resource distribution and availability and political finance (T. Earle, personal communication). In general, models that incorporate dynamic cycling and political economic theoretical frameworks best explain the evolution of the state in western South America. ACKNOWLEDGMENTS I thank B. Bauer, T. Earle, J. Haas, J. Marcus, M. Moseley, H. Silverman, and K. Schreiber for their gracious assistance on this article. Visit the Annual Reviews home page at www.AnnualReviews.org LITERATURE CITED Albarracin-Jordan J, MathewsJE. 1990. Asentamientos Prehispdnicos del Valle de Tiwanaku,Vol. 1. La Paz:ProduccionesCIMA Albarracin-JordanJ. 1996. 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