Rust-‐oration: The Preservation of Deindustrialization in Rust Belt Cities Sophie Reich Submitted in Partial Fulfillment of the Requirements For the Degree of Master of Fine Arts in Historic Preservation at The Savannah College of Art and Design © May 2013, Sophie Catherine Hedwig Reich The author hereby grants SCAD permission to reproduce and to distribute publicly paper and electronic thesis copies of document in whole or in part in any medium now known or hereafter created. Signature of Author and Date _______________________________________________________________________ _____________________________________________________________________________________________/____/_____ Connie Pinkerton Committee Chair _____________________________________________________________________________________________/____/_____ Patrick Haughey, Ph.D. Committee Member _____________________________________________________________________________________________/____/_____ Thomas Taylor, Ph.D. Committee Member RUST-ORATION: The Preservation of Deindustrialization in Rust Belt Cities A Thesis Submitted to the Faculty of the Historic Preservation Department in Partial Fulfillment of the Requirements for the Degree of Master of Fine Arts in Historic Preservation at Savannah College of Art and Design By Sophie Catherine Reich Savannah, Georgia May 2013 Table of Contents List of Figures……………………………………………………………………………………………….. 1 Abstract………………………………………………………………………………………………………… 2 Chapter One: Introduction…………………………………………………………………………………………………… 3 Chapter Two: Deindustrialization and its Effects……………………………………………………………………………………………………………. 8 Chapter Three: An Overview of Lacuna Treatments…………………………………………………………………………………………………….. 20 Chapter Four: Detroit as Case Study……………………………………………………………………………………………………………… 37 Chapter Five: Germany as Case Study……………………………………………………………………………………………………………… 55 Chapter Six: Appropriate Treatments for the Rust Belt………………………………………………………………………………………………………………… 78 Chapter Seven: Conclusion……………………………………………………………………………………………………… 90 Bibliography…………………………………………………………………………………………………... 92 List of Figures Figure 1. Figure 2. Figure 3. Figure 4. Figure 5. Figure 6. Figure 7. Figure 8. Figure 9. Figure 10. Figure 11. Figure 12. Figure 13. Figure 14. Figure 15. Figure 16. Figure 17. Figure 18. Figure 19. Figure 20. Figure 21. Figure 22. Figure 23. Figure 24. Figure 25. Figure 26. Figure 27. Figure 28. Figure 29. Figure 30. Figure 31. Figure 32. Figure 33. Figure 34. Figure 35. River Rouge Plant………………………………………………………………. Scrapper at Packard Plant………………………………………………………. Abandoned train station in Gary, Indiana………………………………………. Packard Plant in Detroit, Michigan…………………………………………….. Roofs at Carcassonne, France…………………………………………………… Ruins of St. Martin’s Cathedral in Ypres, Belgium. …………………………….. Reconstructed St. Martin’s Cathedral in Ypres, Belgium………………………… Arch of Titus……………………………………………………………………. Broderick Tower lobby………………………………………………………….. Broderick Tower lit up at night………………………………………………….. An abandoned room in Broderick Tower………………………………………... An apartment in the renovated Broderick Tower………………………………… The Book-Cadillac Hotel just before opening 1924……………………………….. The lobby of the Book-Cadillac Hotel……………………………………………. The Italian Garden ballroom of the Book-Cadillac Hotel………………………… Roof of the abandoned Book-Cadillac Hotel……………………………………... The deteriorated Grand Ballroom of the Book-Cadillac Hotel……………………. 9 15 15 17 23 27 27 31 39 39 41 41 44 44 44 46 46 The Grand Ballroom of the Book-Cadillac after the restoration………………………….. 48 The Italian Garden of the Book-Cadillac after the restoration…………………………… 48 The destroyed southern façade of the Alte Pinakothek…………………………………… 57 Hans Döllgast’s restoration of the Alte Pinakothek. …………………………………….. 57 The Reichstag after the Treaty of Versailles……………………………………………... 60 The Reichstag was badly damaged at the end of World War II…………………………. 60 The interior of the restored Reichstag………………………………………………. 64 Norman Foster’s dome on the restored Reichstag……………………………………….. 64 The partially destroyed Neues Museum following World War II……………………….. 67 The damaged staircase hall of the Neues Museum……………………………………… 67 The exterior of the restored Neues Museum…………………………………………….. 70 The treatment of lost finishes within the Neues Museum’s interior……………………… 70 The vaults have been reconstructed in a different material from the originals…………….. 73 David Chipperfield’s staircase in the staircase hall………………………………………. 73 An “instructive ruin” apartment in the Lower East Side Tenement Museum……………. 81 Venturi and Rauch’s design at Franklin Court………………………………………….. 85 A rendering of the “Resonance, memory” project………………………………………... 87 A rendering of the Menokin Glass Concept Project………………………………………. 87 1 Rust-oration: The Preservation of Deindustrialization in Rust Belt Cities Sophie Catherine Reich May 2013 Deindustrialization has irrevocably changed the character of the Rust Belt and has had long lasting effects that are far from being corrected. This thesis defends the significance of deindustrialization, urban decline, and persistent neglect in Rust Belt cities and recommends treatments that allow for the representation of loss that is a result of such disinvestment. Current restoration treatments being applied to historic buildings in the Rust Belt do not recognize the significance of loss in the built environment. The visual erasure of deindustrialization poses a serious issue for how the history of the Rust Belt will be interpreted in the future, as the decline is part of what is significant about the region. This thesis assesses different strategies for the representation of loss in restorations and makes recommendations for historic preservation treatments that recognize the hardships endured in the Rust Belt as a result of deindustrialization. 2 Chapter One: Introduction “The deindustrialized landscape, like a ruined battlefield that heals over, is ripe for commemoration.” Kirk Savage For the past six decades American cities and towns have been experiencing devastation brought on by deindustrialization. This phenomenon began in the Rust Belt, former industrial towns of the Midwest and Northeast, but it is increasingly experienced on a national and international level. As factories, mines, and mills closed and populations declined, the character and the people of the Rust Belt were irrevocably altered. Spaces that once represented community, prosperity, and permanence were transformed into a landscape of abandonment and decay. For decades these cities have struggled to rebuild their economies and once again make the landscapes into pleasant and attractive places that people want to inhabit. In the effort to make Rust Belt cities appear new and appealing, the traces of deindustrialization are too easily removed from the built environment. Restorations have attempted to take the look of the buildings back to a pre-deindustrialized era by replacing decayed materials, filling in holes, or gutting spaces and starting all over. Such preservation treatments do not convey the importance and significance of deindustrialization. The missing pieces of the built environment and society are part of the Rust Belt’s story and the visual removal of decline and decay poses a serious issue for how the history of these places will be interpreted in the future. A more sensitive treatment that allows for the interpretation of loss and conveys a building’s entire lifespan would create a more authentic historicity that respects the Rust Belt’s past and all of the people who experienced the hardships created by deindustrialization. 3 Chapter Two will begin with the ways in which cities in the Rust Belt have long been associated with the industries that helped to build them. Detroit and Flint have been equated with the automobile industry; Philadelphia, Gary, and Pittsburgh with steel; and Lowell with textiles. In the wake of the decline and relocation of such industries to other regions and nations, the Rust Belt has gained new associations with abandonment, poverty, and crime. Throughout the 1980s and 90s Flint, Gary, Youngstown, Detroit, and other metropolises in the Rust Belt had the highest homicide rates in the country and made national lists of the “worst places to live.”1 All of these places suffered from image defamation, which was focused on the sheer amount of loss that occurred. The Rust Belt lost jobs, people, buildings, police and fire protection, and respect. To this day that loss is manifested in the built environment. Pictures of these cities reveal vacant lots, abandoned homes and factories, and buildings with caved-in roofs and other signs of advanced deterioration. In some cases, the missing buildings or pieces, and the fact that they are missing, are important aspects in the story of those places. The severity to which deindustrialization has altered the character of people and the built environment in the Rust Belt is too significant to ignore when considering preservation site treatments and interpretation. Historic preservation is not without the theory required to understand and treat the decayed Rust Belt environment. Chapter Three gives an overview of how restoration theories from the nineteenth century to the present address the treatment of loss. In particular, these theories are directed toward the treatment of lacunae, defined as a missing 1 S. Paul O’Hara, “Envisioning the Steel City: The Legend and Legacy of Gary, Indiana,” in Beyond the Ruins: the Meanings of Deindustrialization, ed. Jefferson Cowie and Joseph Heathcott (Ithaca: Cornell University Press, 2003), 234. 4 part or piece or any other such gap in the fabric of a building or structure.2 The Venice Charter and other theories that recognize the significance of loss and incorporate lacunae into the building’s interpretation give an appropriate framework to begin addressing the unique circumstances of buildings in the Rust Belt. The next chapter will examine the restorations of two buildings in downtown Detroit, Michigan. Detroit was selected as a case study because it is the archetype of a city that has been markedly transformed by deindustrialization. The population has declined more than half from just over 2 million in 1953 to around 700,000 according to the 2010 census.3 The city has more than 100,000 vacant lots and an estimated 80,000 vacant buildings.4 In 2005, the National Trust listed the “Historic Buildings of Downtown Detroit” on its annual list of 11 Most Endangered Places.5 At that time, Detroit had more abandoned skyscrapers than any other place in the world.6 The case studies are two of these vacant monumental structures that have been recently restored and been put back into use. The first building that will be examined is the Broderick Tower residential building and the second is the Westin Book-Cadillac Hotel. Both buildings were built in the 1920s, abandoned for a period of time in the 1980s and 1990s, and were restored and reopened in the 2000s. In both cases, the restorations removed evidence that the buildings had experienced abandonment 2 Merriam-Webster, online edition, s.v. “Lacuna.” Available at http://www.merriam-webster.com/. Time Newsfeed, “Vanishing City: the Story Behind Detroit’s Shocking Population Decline,” Time, March 24, 2011, http://newsfeed.time.com/2011/03/24/vanishing-city-the-story-behind-detroit%E2%80%99sshocking-population-decline (accessed October 17, 2012). 4 Richard Gazarik and Amanda Dolasinski, “Jeanette Monsour’s mess far from unique,” TribLive, October 14, 2012, http://triblive.com/neighborhoods/yourjeannette/2709236-74/monsour-hospital-jeannette-abandonedbuildings-county-state-brownsville-avolio-barely#axzz29gIOXduM (accessed October 17, 2012). 5 “11 Most Endangered Historic Places: Historic Buildings of Downtown Detroit,” National Trust, 2005, http://www.preservationnation.org/issues/11-most-endangered/locations/historic-buildings-of-downtowndetroit.html (accessed October 1, 2012). 6 Simone Preuss, “Detroit’s Beautiful Yet Abandoned Art Deco Skyscrapers,” Environmental Graffiti, http://www.environmentalgraffiti.com/featured/detroit-beautiful-abandoned-art-decoskyscrapers/16195?image=13 (accessed October 12, 2012). 3 5 and the ensuing deterioration. This type of treatment does not adequately represent the full history of each building and the city, region, and nation as a whole. Even with the goal of these projects being to restore Broderick Tower and the Book-Cadillac to the elegance of the 1920s, from a historic preservation standpoint the mark was missed. While the buildings’ exteriors were restored, very few interior spaces were preserved because the buildings were gutted and renovated to accommodate modern amenities. The case studies in Detroit are inspiring in that they showed that abandoned skyscrapers could be saved while so many others were not. However, there is a level of critical analysis missing from the treatment process. Detroit stands to lose even more than it already has if all of its historic structures are restored in a way that whitewashes over the difficult past. The Rust Belt can look to some specific examples of restorations where loss has been clearly addressed as a part of a place’s story. Sites that have been affected by war offer a comparison for the desolate landscapes of the Rust Belt. While some may question this comparison, examining the two side-by-side merely points to the fact that the impact of bombs and bullets on buildings is not so different than the impact of abandonment, exposure to the elements, and neglect. Both cause the physical destruction of material that is representative of a greater turmoil, whether it is a war between peoples or a war of economics. Germany, in particular, contains several examples of sites damaged by World War II that have been restored to preserve the significance of loss. In the next chapter the Alte Pinakothek in Munich and later the Reichstag and Neues Museum in Berlin, stand as case studies in which restorations were interpreted in a way that makes it simple for the viewer to understand what material was destroyed or damaged. Forced to take responsibility for the war and come to terms with the unthinkable loss of culture and human 6 life, Germany was able to embrace honest interpretations of history that ultimately has enabled the country to symbolically reclaim those spaces. Adapted to its own culture and history of loss, a similar approach in the Rust Belt could help revitalization and avoid the chance that the choices of the past be repeated in the future. Finally, Chapter 7 will examine other representations of loss in the United States and around the world. Sites such as the Lower East Side Tenement Museum, the Menokin house in Virginia, the Benjamin Franklin house at Franklin Court, the writings of Camilo José Vergara, and the “Resonance, memory” design by architecture students Bo Li and Ge Men all offer ways of representing the loss of buildings and materials specific to their individual needs and circumstances. These examples are included to show that there is no one correct way to interpret loss. Each site must be addressed on a case-by-case basis and reflect the cultural sensitivities of that place. All of these examples demonstrate a creative aspect that shows a dedication to telling the complete narrative of a place. The Rust Belt is in need of a way to share its story of loss. The aim of such commemoration is not to glorify the hard work of industrial labor, but rather to recognize the pain and suffering that accompanied the loss of that work and the subsequent breakdown of communities and cities. Perhaps better than any museum could demonstrate, showing the scars of deindustrialization in the built environment is an immediate way to understand this important part of the country’s history. 7 Chapter Two: Deindustrialization and its Effects In order to explain the significance of deindustrialization in Rust Belt cities, it is first necessary to explain the ongoing history and mechanisms of deindustrialization.7 While deindustrialization in the United States is commonly associated with the 1970s and 80s, the truth is that it began much earlier and continues well into the present day. 8 Deindustrialization has irrevocably changed the character of the Rust Belt and has had long lasting effects that are far from being corrected. It is simplistic to say that deindustrialization alone led to widespread poverty, abandonment, and urban decay in America’s northern cities, yet it was still a major contributor in devastation of the urban arena.9 The rapid industrialization of the Northeast and upper Midwest at the turn of the nineteenth century was the driving force behind the exponential growth of cities in those regions. The development of steel and automobiles and the advancements of production techniques in many industries created hundreds of thousands of new jobs (Figure 1).10 The populations of cities such as Detroit, Pittsburgh, St. Louis, Baltimore, Cleveland, and others skyrocketed with a flood of immigrants. Between 1860 and 1910, the populations of urban areas in the United States increased nearly seven-fold. During World War I, the lure of 7 In their seminal work The Deindustrialization of America, Barry Bluestone and Bennett Harrison define ‘deindustrialization’ as “a widespread, systematic disinvestment in the nation’s basic productive capacity,” 6. 8 Gregory S. Wilson, “Deindustrialization, Poverty, and Federal Area Redevelopment in the United States, 1945-1965,” in Beyond the Ruins: the Meanings of Deindustrialization, ed. Jefferson Cowie and Joseph Heathcott (Ithaca: Cornell University Press, 2003), 181. 9 The information used here to illustrate the causes and effects of deindustrialization and its effects is accurate, but is somewhat simplistic out of the need to be succinct. For a more complex account of deindustrialization please refer to the following books and articles: Barry Bluestone and Bennett Harrison, The Deindustrialization of America (New York: Basic Books , Inc. , Publishers, 1982); ed. Jefferson Cowie and Joseph Heathcott, Beyond the Ruins: the Meanings of Deindustrialization (Ithaca: Cornell University Press, 2003); Thomas J. Sugrue, The Origins of the Urban Crisis: Race and Inequality in Postwar Detroit (Princeton: Princeton University Press, 2005), John Russo and Sherry Lee Linkon, “The Social Costs of Deindustrialization,” Youngstown State University, http://cwcs.ysu.edu/resources/CWCS-publications/social-costs-of-deindustrialization. 10 Alan Brinkley, American History: A Survey (New York: McGraw-Hill, Inc., 1991), 514-515. 8 Figure 1. Ford Motor Company’s River Rouge Plant is representative of the industrial landscape in the early twentieth century. Figure 1: Charles Sheeler. “Criss-Crossed Conveyors, River Rouge Plant, Ford Motor Company (1987.1100.1).” In Heilbrunn Timeline of Art History. New York: The Metropolitan Museum of Art, 2000–. http://www.metmuseum.org/toah/works-of-art/1987.1100.1 (accessed May 20, 2013). 9 well-paying jobs and the desire to escape the violent rule of Jim Crow laws in the South led African Americans to move to northern cities in what was later known as the Great Migration.11 These blue-collar jobs were unquestionably difficult, but they provided stability and high union wages and benefits.12 Stability was reflected in part by the country’s Gross National Product, which grew by 250% between 1945-1960. The purchasing power of the average American also increased during this time, rising 20% from 1945 to 1960. What this meant was that Americans were producing a greater number of consumer goods that they could now afford to buy. It was a self-sustaining cycle. The booming auto industry and the infrastructure created to support it acted as a catalyst in the development of the suburbs.13 However, amid the supposed post-World War II prosperity, a second wave of migrants were moving to industrial cities while plants were closing. The 1950s saw high unemployment rates in the coal and textile industries and this slowly spread into other industries.14 The automobile industry, which employed one-sixth of the country’s workforce in 1950, was especially hard hit. While automobiles themselves were primarily assembled in Michigan, the industry supported hundreds of other manufacturers in Chicago, Pittsburgh, Youngstown, Gary, Akron, Cincinnati, Toledo, Dayton, and numerous other cities and towns.15 In Detroit alone, 134,000 manufacturing jobs were lost between 1947-1963.16 Another poster child for deindustrialization, Youngstown, Ohio lost over 50,000 steel-works 11 Brinkley, 540-1. Jefferson Cowie and Joseph Heathcott, “Introduction: The Meanings of Deindustrialization,” in Beyond the Ruins: the Meanings of Deindustrialization, ed. Jefferson Cowie and Joseph Heathcott (Ithaca: Cornell University Press, 2003), 15. 13 Brinkley, 860. 14 Wilson, 181. 15 Thomas J. Sugrue, The Origins of the Urban Crisis: Race and Inequality in Postwar Detroit (Princeton: Princeton University Press, 2005), 13. 16 Ibid.,126. 12 10 related jobs between 1977 and 1987.17 The steady and tremendous loss of manufacturing jobs throughout the upper Midwest and Northeast also meant that unemployed workers had less purchasing power. This had a deleterious effect on other industries and local businesses. In the whole of the United States more than 32 million jobs were lost during the 1970s and 1980s.18 This figure is somewhat misleading because the total number of manufacturing jobs has remained relatively stable with 18 million jobs in 1965 to 18.5 million jobs in 2000.19 This can be partially explained by the fact that disinvestment in northern cities typically meant investment in southern cities, where unionized labor was minimal (meaning cheaper wages), taxes were cheaper, and production regulations were less stringent.20 The drop in percentage of unionized manufacturing jobs, 40% between 1985-2000, reflects this trend.21 Jobs were not just lost through plant relocation but also through the mechanization of labor, such as in the case of the U.S. Steel Works Mill in Gary, Indiana.22 The Gross National Product increased only 2.9%per year of the 1970s and consumer purchasing power grew only 7% for the entire decade.23 The industrial disinvestment in the North put thousands of workers out of jobs at once and transformed former middle-class communities into poverty stricken areas. At the same time capital disinvestment was occurring, so was the migration of the white middle-class to city suburbs. Suburban populations grew by 47% in the 1950s alone.24 17 John Russo and Sherry Lee Linkon, “Collateral Damage: Deindustrialization and the Uses of Youngstown,” in Beyond the Ruins: the Meanings of Deindustrialization, ed. Jefferson Cowie and Joseph Heathcott (Ithaca: Cornell University Press, 2003), 202. 18 Barry Bluestone and Bennett Harrison, The Deindustrialization of America (New York: Basic Books , Inc. , Publishers, 1982), 9. 19 Cowie and Heathcott, 14. 20 Sugrue, 11. 21 Cowie and Heathcott, 14. 22 O’Hara, 220. 23 Bluestone and Harrison, 4. 24 Brinkley, 860. 11 Government subsidies gave families the opportunity to own their own home and escape overcrowded, rundown city neighborhoods. Those who could afford to leave often did and the poorest (and primarily African American) residents were left in cities that were rapidly decaying due to abandonment.25 Federal urban renewal programs dealt another crippling blow to cities by tearing down “slum” neighborhoods, often at the heart of vibrant minority communities.26 Psychiatrist Mindi Fullilove has done extensive studies on the effects of displacement upon communities and individuals as a result of programs of Urban Renewal. The psychological stress caused by displacement is what Fullilove labels “Root Shock,” a term borrowed from plant botany. Root Shock, she asserts, can have serious health repercussions and leads to social disintegration. To Fullilove, the physical and social destruction of urban neighborhoods by programs of Urban Renewal were so disastrous that affected communities have been unable to heal themselves, which has contributed to the decline of former industrial cities.27 An important point to emphasize is that deindustrialization should not be perceived as an historic event; rather it is ongoing to the present time. However, instead of a decline in blue-collar jobs in steel and automobile manufacturing, the jobs being lost today are in white-collar industries such as technology and service. Between 1995 and 2004, about 17.9 million workers in the United States either lost their jobs or had hours and wages cut.28 In the same way that it was incorrect for cities outside of the Rust Belt to see 25 Sugrue, 149. Diane Lea, “America’s Preservation Ethos: A Tribute to Enduring Ideals,” in A Richer Heritage: Historic Preservation in the Twenty-First Century, ed. Robert E. Stipe (Chapel Hill: The University of North Carolina Press, 2003), 1. 27 Mindi Fullilove, Root Shock: How Tearing Up City Neighborhoods Hurts America, and What We Can Do About It (New York: Ballantine Books, 2004). 28 John Russo and Sherry Lee Linkon, “The Social Costs of Deindustrialization,” Youngstown State University, http://cwcs.ysu.edu/resources/CWCS-publications/social-costs-of-deindustrialization (accessed December 17, 2013). 26 12 deindustrialization as a Detroit or Baltimore problem, it is also incorrect to think of it as an American problem. In the essay “The Social Costs of Deindustrialization,” John Russo and Sherry Lee Linkon write, “even in China, which is widely seen as the winner in the global battle for industrial jobs, workers have been displaced, first by privatization and more recently by companies moving factories to Indonesia and other countries where they can pay even less and face fewer environmental regulations.” 29 In a system that enables capital to be easily relocated, there will always be another destination of less costly industry, leaving the previously developed manufacturing center without their livelihood. What then, are the consequences of deindustrialization beyond job loss? Russo and Linkon describe a domino effect that causes “multiple experiences of loss.”30 The loss of jobs then leads to a loss of homes and health care. This contributes to a population decrease that, Russo and Linkon say causes: …reductions in the tax base, which in turn leads to cuts in necessary public services like police and fire protection; increases in crime both immediately and long term; decaying local landscapes; increases in suicide, drug and alcohol abuse, family violence and depression; declines in nonprofits and cultural resources; and loss of faith in institutions such as government, business, unions, churches, and traditional political organizations.31 Communities depended upon industrial jobs to support their homes, schools, social networks, and infrastructure. As jobs leave communities, regions, and entire nations, the complex system of connections built up around them collapses.32 The shift from industrial manufacturing to service economies means that the new jobs tend to be inferior work. The pay is often a fraction of what is was before, jobs are part- 29 “The Social Costs of Deindustrialization.” “Collateral Damage: Deindustrialization and the Uses of Youngstown,” 202. 31 “The Social Costs of Deindustrialization.” 32 Cowie and Heathcott, 6. 30 13 time or contractual work, and they do not offer equivalent benefits.33 Lower wages and fewer benefits tend to result in a high turnover rate of workers, which leads to a loss in skilled labor.34 If masses of workers are put out of jobs, community identity and city image can be lost as well. This is detrimental, as a sense of pride in community can be important for a city’s growth and stability, as proven by the 2010 Soul of the Community study that found a positive correlation between community attachment and local GDP growth.35 A related study in 2009 surveyed 26 cities in the United States to measure community attachment. Of the five cities scoring the lowest, three (Akron, Detroit, and Gary) are Rust Belt cities. In Detroit only 15.6% of people surveyed said they were “extremely likely” to recommend the city as a place to live, and in Gary 14.6%. A mere 13.5% of Gary residents said they were “extremely satisfied” with the city as a place to live. Detroit scored only a little higher in the latter category with 14.7%.36 The hardship caused by deindustrialization manifests itself in the built environment as well. Cuts in police and fire departments have consequences for buildings as well as people. In some cases buildings are abandoned or left vacant when the owners can no longer pay their mortgage or new tenants cannot be found. Unprotected structures can fall victim to fire (either by neglect or arson) or thieves who strip the building of its sellable pieces (Figure 2). In either scenario, without any maintenance or protection, it is only a matter of time before unoccupied structures become exposed to the elements that act as catalysts for 33 “The Social Costs of Deindustrialization.” O’ Hara, 231. 35 John S. and James L. Knight Foundation, “Knight Soul of the Community 2010,” Gallup, 2010, 5. 36 Ian T. Brown and Bob Torongo, “Smaller U.S. Cities Generate More Loyalty and Passion,” Gallup, http://www.gallup.com/poll/123218/Smaller-Cities-Generate-Loyalty-Passion.aspx (accessed April 9, 2013). 34 14 Figure 2. A “scrapper” taking materials from the abandoned Packard Motor Car Company Plant. Figure 3. An abandoned train station in Gary, Indiana. Figure 2: Andrew Moore. “Scrapper, Packard Motor Car Company Plant.” In Detroit Disassembled, 11. Akron: Damiani/Akron Art Museum, 2010. Figure 3: Ron Reiring. “Gary, Indiana train station.” January 18, 2077 via Flickr. Creative Commons License. http://www.flickr.com/photos/84263554@N00/362091058/ (accessed May 28, 2013). 15 decay. These problems are not restricted to residential buildings but also civic structures, industrial buildings, storefronts, and even skyscrapers (Figure 3).37 The sense of permanence once imbued by massive factories and mills, now dilapidated, is another source of disillusionment for former industrial workers and their families.38 To see these hulking structures abandoned and vacant can be a disturbing and painful reminder of their former productivity. An example of this is the derelict Packard Plant in Detroit, which is approximately 3.5 million square feet, covering more than 35 acres and comprised of 40 buildings. The plant has been closed since 1954 and has stood as a symbol of failed industrial power for some native Detroiters in the half century that has passed since then (Figure 4). Another source of embarrassment and lost confidence for local residents are the tourists and sightseers that come from all over the world to explore the Packard Plant and other abandoned buildings.39 It gives the impression that Rust Belt cities are sites of intrigue because of how far they have fallen from their once impressive perch without the understanding that deindustrialization experienced in the Rust Belt has become a world wide experience. In an interview with Vice Magazine, photographer James Griffioen went so far as to coin the phrase “ruin porn” to explain the media and general public’s widespread fascination with Detroit and other Rust Belt cities’ abandoned structures.40 Simply put, both citizens and outsiders alike are stunned that such immense structures could be left behind, abandoned and unused. If the buildings that are now vacant as a 37 “The Social Costs of Deindustrialization.” Charles Pappas, “Inside Henry Ford’s Lost Factory,” Exhibitor Online, http://www.exhibitoronline.com/exhibitormagazine/article.asp?id=357 (accessed April 9, 2013). 39 Jennifer Dixon, “The Packard Plant: Big. Ugly. Dangerous,” The Detroit Free Press, http://www.freep.com/article/20121202/NEWS01/312020186/Big-Ugly-Dangerous-The-region-must-worktogether-to-get-rid-of-the-Packard-Plant (accessed April 9, 2013). 40 Thomas Morton, “Something, Something, Something, Detroit: Lazy Journalists Love Pictures of Abandoned Stuff,” Vice, http://www.vice.com/read/something-something-something-detroit-994-v16n8 (accessed April 9, 2013). 38 16 Figure 4. The former Packard Plant in Detroit, Michigan embodies the deindustrialized landscape. Figure 4: Andrew Moore. “Packard Motor Car Company Plant.” In Detroit Disassembled, 19. Akron: Damiani/Akron Art Museum, 2010. 17 consequence of deindustrialization were to be reused, they could take on new meanings and associations that would in turn help the Rust Belt to heal. Historian Dolores Hayden describes how buildings are both shaped by and reinforce the community’s sense of place. 41 When buildings become heavily deteriorated, they can become representations of the community’s decline that further contributes to a negative self-image. Decaying buildings in Detroit, Youngstown, and Gary are an effect of urban decline, but have also played an important role in shaping the city’s sense of place. Abandoned buildings and urban blight reinforce the negative images of failure and decline not just for residents but the media as well. Such images of decay and associations of loss, pollution, and crime make it difficult to attract new business. Therein the actual appearance of the built environment can perpetuate the effects of disinvestment initially caused by deindustrialization.42 The role of deindustrialization in defining the character of the Rust Belt cannot be understated. Through systematic disinvestment, cities have suffered a series of losses spanning decades. Deindustrialization is not unique to the Rust Belt; it is just the bellwether in America for the experience of wholesale disinvestment. In examining how best to preserve this important chapter in American and global history, one of the most direct and obvious connections is with the look of the built environment. The fact that the buildings, pieces of buildings, and people are missing is one of the most significant aspects of the Rust Belt. By scaling down the collapse and loss of societal structure caused by deindustrialization to the loss of buildings and building fabric, the recognition of deindustrialization's painful history becomes manageable. The preservation of 41 42 Dolores Hayden, The Power of Place: Urban Landscapes as Public History (Cambridge: MIT Press, 1996), 18. O’Hara, 231-232. 18 deindustrialization’s significance will require a delicate balance between permitting some of the visual traces of decay to remain while simultaneously allowing society to move on from the negative images of industrial disinvestment and decline. Examining how preservation and restoration theory has historically addressed the loss of building material provides the stepping-stones for developing strategies to preserve the Rust Belt’s history of loss. 19 Chapter Three: An Overview of Lacuna Treatments While restoration theory dates back at least to the Italian Renaissance, much of modern restoration theory is rooted in writings and practices from the nineteenth century.43 During that time, different schools of thought produced competing viewpoints of how best to treat historic structures. Gradually, viewpoints have become less radical and eventually professionals in the field began to work together to form standards of practice. Those standards are still being refined to this day and vary slightly from culture to culture, but there is some general agreement on how cultural resources should be managed and maintained. Different scholars have focused on specific aspects of restoration, but one nearly universal element is the treatment of missing building materials and features, commonly known as lacunae. Lacunae go beyond a simple patination of materials. Patina implies the natural effects of time wrought upon a material. Lacunae, on the other hand, are the result of abnormal deterioration. They result from human neglect or from a sudden and uncontrollable event. Understanding how loss and compensation have affected a structure is vital in restoration theory, because no building comes to the present day in a pristine state. The theories themselves often reflect how the writer perceives time. The great debate of the nineteenth century was between John Ruskin, and other socalled “anti-scrapists,” and Eugène Emmanuel Viollet-le-Duc’s “unity of style.” Ruskin is the figure most commonly associated with English nineteenth-century restoration 43 Alessandra Melucco Vaccaro, “Introduction to Part V,” trans. Alexandra Trone, in Historical and Philosophical Issues in the Conservation of Cultural Heritage, edited by Nicholas Stanley Price, et al. (Los Angeles: The Getty Conservation Institute, 1996), 308. 20 theorists.44 He believed architecture served as memory capable of conveying history and the passage of time through the visible signs of age on a building [patination].45 Ruskin’s overall theory called for the least intervention possible to best preserve the history (not the aesthetics) of a structure. Careful maintenance, not restoration, would serve posterity best. He declared restoration to be theoretically impossible based on the notion that someone attempting to restore a building in the present can never duplicate the work of a craftsman long since dead.46 Ruskin emphasized that any attempt to duplicate old work is based on conjecture of the extant material, which if decayed even in the slightest, does not serve as an accurate source.47 It follows then that in the event of missing building material, Ruskin argues against reproduction as it adds false record to the architecture’s history and undermines the authenticity of the historic material. With similar sentiment, Ruskin’s colleague and fellow anti-scrapist William Morris founded the Society for the Protection of Ancient Buildings (SPAB) in 1877, declaring: …the Restoration of ancient buildings…a strange and most fatal idea, which by its very name implies that it is possible to strip from a building this, that, and the other part of its history - of its life that is - and then to stay the hand at some arbitrary point, and leave it still historical, living, and even as it once was.48 44 Ruskin’s primary architecture work is The Seven Lamps of Architecture (1849). Chapter Six, “The Lamp of Memory,” lays out Ruskin’s full thoughts on restoration. Later, Ruskin wrote The Stones of Venice (1851-53), a three-volume work meant to illustrate his theories from The Seven Lamps of Architecture. 45 Janet A. Null, “Restorers, Villains, and Vandals,” APT XVII, No. ¾ (1985): 31. 46 John Ruskin, “The Lamp of Memory,” in The Seven Lamps of Architecture (London: George Allen, 1901), 354. 47 Ruskin was writing at a time when photography was still a relatively new technology and its documentation potential not fully realized. Still, even today it is rare for all features of a building to be documented. Even more so, photographs might capture a building’s detail after it has already decayed, in which case conjecture is still an issue in restoration. 48 William Morris, “Manifesto of the Society for the Protection of Ancient Buildings,” SPAB, 1877, http://www.spab.org.uk/what-is-spab-/the-manifesto/ (accessed May 18, 2013). 21 Morris and the other members of SPAB believed it was dangerous to believe that an architect could freeze a building in time with whatever style they deemed most appropriate. Viollet-le-Duc stood in direct contrast when he posited that buildings should be restored to a stylistically complete state, even if that unity never historically existed. In Viollet-le-Duc’s restorations, the source of lacunae was often the architect himself. He removed building features he deemed stylistically inappropriate and materials that he found to be substandard or inadequate. An example of this is his restoration of the French city of Carcassonne. For the roofing materials of the towers, Viollet-le-Duc chose black slate instead of ceramic tiles that are the more traditional covering for buildings in southern France (Figure 5).49 As with the roofs at Carcassonne, in the case of repairing or replacing lost materials, Viollet-le-Duc insisted that new materials must be stronger or better than the old. In the event that a particular section or piece of a building had been destroyed completely, Viollet-le-Duc believed that the proper restoration approach would be to restore the building as closely to the original as possible so long as the original was not defective.50 The debate between the differing theories continued for decades, primarily in England and in France although it was well known throughout Europe. It was an Italian theorist that first argued that both Viollet-le-Duc and Ruskin were radical in their theories and positioned his own theory somewhere in between (although he is much closer in his own writings to Ruskin). Camillo Boito played an important role in the drafting of the 1883 Charter of Restoration (a product of the Third Congress of Architects and Civil Engineers in 49 Francesc Xavier Costa Guix, “Viollet-Le-Duc's restoration of the Cité of Carcassonne: a nineteenth-century architectural monument,” (M.S. thesis, University of Pennsylvania, 1988). 50 Eugène-Emmanuel Viollet-le-Duc, “Restoration,” in Historical and Philosophical Issues in the Conservation of Cultural Heritage, edited by Nicholas Stanley Price, et al. (Los Angeles: The Getty Conservation Institute, 1996), 315-16. 22 Figure 5. The traditional ceramic tile roof of Carcassonne, France in the foreground is contrasted with Violet-le-Duc’s slate tile roof on the tower in the background. Figure 5: Mike Nott. “Ex13 – Carcassonne Roof (V).” http://nott249.wordpress.com/2012/10/05/exercise-13-vertical-and-horizontal-frames/ (accessed March 29, 2013). 23 Rome) that was published in Italy.51 The Charter put forth eight points, of which two address lacunae. The first is in regard to lacunae where no example of the lost section exists and in that situation the replacement or addition should “be realized with a character different from the monument’s own,” but that the difference in character be harmonious with the artistry of the old forms and style. The second situation is one in which the lost or destroyed section is to be found intact elsewhere in the building. In this case, the section should be made as a simplified form of the original, be of a conspicuously different material, and (if feasible) carry the date and initials of the restorer. 52 In his own essay on restoration from 1893, Boito expands upon the Charter’s points applying to lacunae.53 Additions to a building should be different stylistically from the historic structure (Boito also emphasizes a grain of common sense with this point; the new style should not be disruptive to the historic style). New, but compatible, materials should be used for any additions. He suggests that lacunae of architecture should be treated as they are in works of art: the gap is filled in with a lightened tint of the most prominent missing color. He weighs the detraction to the work’s artistic unity this blocked out color may cause over the distraction that would otherwise be caused by the lacunae’s reproduction and subsequent distortion of authenticity. In the end, Boito insists the latter to be far more disturbing and damaging.54 In Germany at the turn of the nineteenth century, the theorist Alois Riegl was forming his influential views on art and architectural criticism. He begins his famous essay, 51 The 1883 Charter is not to be confused with the 1931 Athens Charter as both are known in Italian as the ‘Carta del Restauro.’ 52 Camillo Boito, “Restoration in Architecture: First Dialogue,” Future Anterior Vol. 6, No. 1 (Summer 2009): 80. 53 Boito seems to be the first to apply the word “lacuna” to architecture, perhaps from his familiarity with the term’s use in artistic and literary works. 54 Boito, 77-8. 24 “The Modern Cult of Monuments: Its Character and its Origin,” by reasoning that all historic events (meaning everything that has already happened up to the present moment) have equivalence to all other historic events in that they are all incapable of being repeated or restored and all of them in total have led to this moment. From there Riegl was able to argue that every single thing that exists (e.g. a piece of paper with writing on it or a pencil) represents the development of one or many things. Humans appreciate or ignore the significance of such everyday objects (despite their meanings) depending on the abundance or scarcity of the thing. For example, no one would think twice about an ordinary pencil unless it was the last pencil, in which case the development of writing, tools, production and other such things that are embodied in the pencil would make the pencil of great importance. This is historical-value and all creations have it. There is also art-value (conceptual, formal and coloristic) that allows the present viewer to place importance on one creation over another despite age or scarceness.55 Beyond this, Riegl also identified usevalue and newness-value as qualities that can be perceived in an intentional monument by the viewer.56 Riegl’s contribution to restoration theory is his establishing that restoration treatments could never be more than a system of lesser evils because of the unique and dynamic perceptions of value placed on a building by the viewer. He never actually formulates a restoration theory of his own, but merely identifies the trade-off that occurs when a restoration is approached from a particular set of values. Therefore, some basic principles can be derived from his essay. Similar to Ruskin, Riegl sees the act of restoration as a theoretical impossibility because it is impossible to 55 Alois Riegl, “The Modern Cult of Monuments: Its character and its origin,” trans. by Kurt W. Forster and Diane Ghirardo, Oppositions 25 (Fall 1982): 22. 56 Ibid., 21-51. 25 insert oneself into history with contemporary perception. Based on the concept of historical equivalence, it would be inappropriate to restore a building to any one specific moment, event, or style since said moment, event, or style is equal to all others. Rather, the concept of the unintentional monument gives a basis for the notion that any object, building, or monument may take on meaning through the passage of time that is beyond the intent of the creator. Lastly, Riegl does not specifically address lacunae but does write “an old building still in use must be maintained in such a condition that it can accommodate people without endangering life or health.”57 While such action might not encompass the repair of missing decorative elements, it would certainly mean patching holes in walls or roofs that might render the building uninhabitable. World War I marked a noticeable change in the practice of restoration in Europe. Large numbers of historic buildings, monuments, and other structures were damaged in the war and required immediate stabilization. The damages were beyond basic repairs and restorations; huge portions of buildings had been destroyed, and some structures were little more than ruins. After the war there was much debate about how to treat the destruction. In the partially destroyed town of Ypres, Belgium, some people saw the opportunity to redesign the city, some wanted to leave the ruined buildings as memorial to war, and some wanted the town rebuilt because of the city’s historic value. In Belgium a law was passed stating that all historic monuments destroyed during the war would be rebuilt to look as they had before the war (Figures 6 and 7).58 The impact was that the traces of World War I were effectively removed from the landscape. 57 Ibid., 39. Jukka Jokilehto, “A History of Architectural Conservation: The Contribution of English, French, German, and Italian Thought towards an International Approach to the Conservation of Cultural Property,” D. Phil Thesis (The University of York, 2005), 396. 58 26 Figure 6. The ruins of St. Martin’s Cathedral in Ypres, Belgium following World War I. Figure 7. The reconstructed St. Martin’s Cathedral in Ypres, Belgium. Figure 6: United States War Department. “Ruins of St. Martin’s Church in Ypres, Belgium, circa 1918, ca. 1919.” Record Group 165. Still Picture Records LICON, Special Media Archives Services Division (NWCS-S), National Archives at College Park, 8601 Adelphi Road, College Park, MD 20740-6001. Figure 7: Australian Department of Veterans Affairs. “St. Martin’s Cathedral, Ypres.” http://www.ww1westernfront.gov.au/ieper/st-martins-cathedral.html (accessed May 28, 2013). 27 Directly out of the confusion about how to address destroyed buildings, the Athens Charter was born. The Allied forces saw the need to establish international cooperation and communication, and in 1920, the League of Nations was formed to facilitate such an effort. It was decided by the League a standards of practice be established for the conservation and restoration of architecture. Held in Athens in October 1931, the Athens Charter for the Restoration of Historic Monuments was adopted by the First International Congress of Architects and Technicians of Historic Monuments.59 There were seven main resolutions and one of them, Article V, addressed lacunae. The article states: “Modern techniques and materials may be used in restoration work.” The charter was specifically addressing the “consolidation of ancient monuments.” The charter took an approach out of line with Ruskin in that the use of modern materials should be aesthetically hidden so as to preserve the monument’s authenticity.60 The Athens Charter was on the cusp of historic and modern conservation. It progressively permitted the use of new materials in direct contrast with historic materials but recommended concealing those new materials in the belief that the new would make the monument less authentic simply by being visually evident. Taking Riegl’s theories and putting them into practice was Giulio Carlo Argan, who founded Rome’s Instituto Centrale per il Restauro in 1938. Argan placed fellow Italian Cesare Brandi in charge of the institution. Argan, one of the first to approach restoration from a scientific perspective had a goal to bring clarity to the work through historical 59 Not to be confused with the 1933 Athens Charter held by the Congress of Modern Architecture (CIAM) and published by famed architect Le Corbusier in 1943. It is the 1933 Athens Charter that arguably won out in the treatment of the historic built environment as thousands of city neighborhoods were demolished in the mid twentieth century in the name of urban renewal. The 1931 Athens Charter was used to preserve while the later charter was used to destroy. 60 “The Athens Charter for the Restoration of Historic Monuments, Athens, 1931,” ICOMOS, http://www.icomos.org/en/charters-and-texts/179-articles-en-francais/ressources/charters-andstandards/167-the-athens-charter-for-the-restoration-of-historic-monuments (accessed March 1, 2013). 28 understanding. Using Riegl’s categories of artistic and historical-value for works, Argan distinguished between conservation strategies for each. A historical conservation approach would merely consolidate the work and attempt to prevent further decay; whereas, an aesthetic approach would attempt to strengthen aesthetic qualities that had been disturbed through the passage of time, neglect, or alteration. For lacunae, Argan would not permit any conjectural reintegration. Even if it was decided the lacunae were to be washed in a tone, the tone could not be a neutral color but a color that would bring greater understanding to the original material of the work.61 Expanding upon Argan’s work, Cesare Brandi produced one of the most nuanced discussions of lacunae in his Theory of Restoration (1963). From Brandi’s perspective, a lacuna becomes a prominent figure in a work of art or architecture that aesthetically interferes with the unity of the work.62 Therefore, any attempt to conserve the work of art must attempt to minimize the presence of the lacunae to allow the extant material to be made central again. Brandi draws the distinction between attempts to re-perfect a work of art and the conservation of a work of art. He argued that conservation for the sake of integrity or to stabilize because of structural failures is the only acceptable intervention on the part of the conservator. Central to Brandi’s theory is his concept of the lifetime of a work of art. There are two phases of the work’s lifetime: the creation of the work by the artist and its entrance into the world (this begins the moment the artist deems the work “finished”). In this way, Brandi’s view of historicity is similar to Riegl’s. A conservator, then, can only evaluate the 61 Jokilehto, 413. Cesare Brandi, “Postscript to the Treatment of Lacunae,” trans. by Cynthia Rockwell in Theory of Restoration (Rome: Instituto Centrale per il Restauro, 2005), 92. 62 29 work as it has come to them. Therefore, complete reintegration of the lacunae is impossible because the conservator cannot stand in for the artist, and as such, trying to recreate what has been lost jeopardizes the authenticity of the work. Conservators exist in their own time and when they approach a work of art or architecture, they cannot truly restore the work to its original appearance because it is from a different time and perspective. In actual treatment, Brandi recommends that the lacunae be made to have a different surface level (literally on a different plane) than the work of art. If this is unachievable, the lacuna’s tone should be softened. Brandi further states that there is no one solution to the treatment of lacunae, but if approached with the understanding of the conservator’s own perception, a solution can be devised.63 Frank G. Matero has written on Brandi’s theory of restoration and advances the understanding of theory as applicable to conservation of architecture in America. Brandi believed that any compensation in a work must be clearly defined as such, that is, it must be distinguishable from the old (Figure 8). 64 That allows for a future conservator to reverse the decision should the compensation be deemed inappropriate.65 Matero identifies form, fabric, and function as the categories that define architecture. He writes, “depending on the situation, we can choose any number of compensation strategies that either privilege one aspect over the other, or instead attempt to present all three in balance.”66 The latter sentiment is again rooted in the system of lesser evils established by Riegl. 63 Ibid., 91-3. Defined by Frank Matero as “all aspects of intervention designed to address visual and structural reintegration resulting from material loss.” 65 Frank G. Matero, “Loss, Compensation, and Authenticity: The Contribution of Cesare Brandi to Architectural Conservation in America,” Future Anterior Vol. IV, No. 1 (Summer 2007): 47. 66 Matero, 48. 64 30 Figure 8. The 1821 restoration of the Arch of Titus by Giuseppe Valadier is an early example of lacunae treatment that demonstrates Cesare Brandi’s theories. For the replaced sections, unfinished travertine was used instead of marble. Figure 8: Anthony Majanlahti. “Arch of Titus 2.” April 29, 2005 via Flickr. Creative Commons License. http://www.flickr.com/photos/antmoose/11477266/ (accessed May 28, 2013). 31 The defining theory of the twentieth century is The Venice Charter (International Restoration Charter). The Venice Charter was the first resolution passed by the Second Congress of Architects and Specialists of Historic Buildings, which met in 1964. The Venice Charter updated the Athens Charter by expanding the definition of “monument,” emphasizing the importance of the monument’s context, and refining the recommended use of modern materials.67 The Venice Charter bears the distinct influence of the Instituto Centrale di Restauro. Articles 9-13 of the Venice Charter concern restoration. Article 9 states that the scope of restoration should only encompass what is known through documentary evidence or extant material. Any additional work that is assumed should “bear a contemporary stamp” (i.e., the work should be distinct from the original material). Article 10 encourages the use of traditional materials and techniques. If this is not possible, modern materials and techniques are to be permitted. Article 11 dismisses Viollet-le-Duc’s unity of style and says instead that all significant periods of a building should be preserved in respect to each other because no one person can decide which is more important. Article 12 specifies that when material is lost (lacunae), the replacement should be compatible in form and style with the old and not disrupt the overall harmony, but that such treatments must also be distinguishable as new. Article 13 states that additions cannot be permitted if they overpower or undermine the original structure.68 67 “History of the Venice Charter,” ICOMOS, http://www.icomos.org/venicecharter2004/history.pdf (accessed March 8, 2013). 68 ICOMOS, “International Charter for the Conservation and Restoration of Monuments and Sites (The Venice Charter 1964),” http://www.icomos.org/charters/venice_e.pdf (accessed March 11, 2013). 32 Paul Philippot, the director of ICCROM from 1971-1977, was one of the key persons involved in drafting the Venice Charter.69 Paul Philippot and his contemporaries adapted philological edits for the theoretical basis of artistic and architectural restoration. The problem with this is that in philology it is simple to differentiate between what was original and what was a reconstruction due to the literary format. For works of art and architecture this is not so simple since the lacunae must be addressed on the original object. Philippot argued that if lacunae were small enough, there would not be any question of what was lost and it was within reason to reintegrate through the use of a different material or surface treatment to fill the lacunae.70 He reasoned that this could be done so long as the reconstructed pieces did not outnumber the existing material. Philippot and his colleagues, Paolo and Laura Mora warn against total reconstructions, which they said add up to little more than “stylistic falsifications.” Their reasoning is that no matter how well the lost material was documented or understood, any attempt to reconstruct it will become outdated over time.71 Mora, Mora, and Phillipot emphasize that every project attempting compensation must have an underlying theoretical base to guide the conservator. They write, “the clarity of the restored image [or architecture] will depend just as much on the coherence and the critical logic of the system adopted as on 69 “Special visit: Paul Philippot,” ICCROM, http://www.iccrom.org/eng/news_en/2010_en/various_en/03_16specialvisitPhilippot_en.shtml (accessed March 11, 2013). 70 Paul Philippot, “Historic Preservation: Philosophy, Criteria, Guidelines, II,” in Historical and Philosophical Issues in the Conservation of Cultural Heritage, edited by Nicholas Stanley Price, et al. (Los Angeles: The Getty Conservation Institute, 1996), 359. 71 Paolo Mora, Laura Mora, and Paul Philippot, “Problems of Presentation,” in Historical and Philosophical Issues in the Conservation of Cultural Heritage, edited by Nicholas Stanley Price, et al. (Los Angeles: The Getty Conservation Institute, 1996), 347. 33 the quality of the execution.”72 Without a clear understanding, a restoration or conservation project can become confused in regards to the level of acceptable intervention. Umberto Baldini was the director of the Instituto Centrale per il Restauro from 1983 to 1987.73 Focused primarily on the restoration of art, his theories can also be applied to architecture. He identified two ways in which a work is destroyed or damaged: human “inaction” (negligence, abandonment, decay, etc.) and “traumatic external events” (natural disasters, war, fire, etc.).74 Baldini, like Brandi, identifies three phases of the work’s lifetime, which he calls actions. The first is the action of creation by an artist or other type of creator; the second is the action of time, and lastly the action of man (conservator). The conservator may intervene in the action of time through maintenance or conservation. The conservator may also alter the historicity of the creator or time’s action. Baldini argues that the latter alteration should never happen, specifically so that the action of a conservator never becomes confused with the actions of the creator or time. Rather, the lacunae should be filled with an abstracted form of the surviving material. This in turn clarifies the existing material and maintains the historicity of the work. In 1979, the United States published the Secretary of the Interior’s Standards for Preservation Projects. These projects include four distinct treatments: preservation, restoration, rehabilitation, and reconstruction. Preservation refers to the maintenance of a property with respect to current condition. The Standards for Preservation state that in the replacement of missing features, new material must “match the old in composition, design, 72 73 Ibid., 349. “Obituary: Umberto Baldini,” ICCROM, http://www.iccrom.org/eng/news_en/2006_en/various_en/08_16obitUBaldini_en.shtml (accessed March 11, 2013). 74 Umberto Baldini, “Theory of Restoration and Methodological Unity,” in Historical and Philosophical Issues in the Conservation of Cultural Heritage, edited by Nicholas Stanley Price, et al. (Los Angeles: The Getty Conservation Institute, 1996), 349. 34 color, and texture.”75 Rehabilitation is similar in definition to preservation, but according to the Standards the difference between the two being that at the beginning of the rehabilitation process the initial condition of the building is worse. The same recommendations are made for lacunae but go further in stating, “Replacement of missing features will be substantiated by documentary and physical evidence.”76 Restoration refers to a “unity of style” approach in which a particular time period of the building’s history is established as most significant, allowing for the removal of materials and features not from that period. The same recommendations are made regarding materials that are visually compatible, but an additional point is made. “Replacement of missing features from the restoration period will be substantiated by documentary and physical evidence. A false sense of history will not be created by adding conjectural features, features from other properties, or by combining features that never existed together historically.”77 Without proper documentation or understanding of what is missing, mistakes are easily made with replacements that are not historically or stylistically appropriate. The increased capabilities of computer technologies in the 2000s have added a unique possibility for the treatment of lacunae. Non-invasive laser scanning and 3D modeling programs have provided a means to test possible treatments of lacunae. In 2006, the London Charter for the Computer-Based Visualization of Cultural Heritage set forth standards of practice for technology’s use in cultural resource management.78 Virtual modeling makes it possible to view how a building or site would have looked at any 75 “Standards for Preservation,” National Park Service, http://www.nps.gov/hps/tps/standguide/preserve/preserve_standards.htm (accessed March 11, 2013). 76 “Standards for Rehabilitation,” National Park Service, http://www.nps.gov/hps/tps/standguide/rehab/rehab_standards.htm (accessed March 11, 2013). 77 “Standards for Restoration,” National Park Service, http://www.nps.gov/hps/tps/standguide/restore/restore_standards.htm (accessed March 11, 2013). 78 “The London Charter for the Computer-Based Visualization of Cultural Heritage,” http://www.londoncharter.org (accessed April 4, 2013). 35 moment in time. The ability to do so may be taken into consideration when deciding what type of treatment to apply to the real building or site. There are many different theories that have been put forth over the years to determine the best or most authentic way to treat lacunae in historic buildings and monuments, but there is still a need to develop theories that specifically address the instances when lacunae (and the fact that they exist) are as significant as the extant building material. The Venice Charter, the writings of Cesare Brandi, and the work of his successors come closest to accepting the presence of lacunae, at the same time trying to minimize their appearance, in a way that tells the complete history of the building from the moment of its creation to the present. Their work, as well as several case studies, can be the beginning of a treatment that recognizes loss as contributing to the character of a place, suited to the Rust Belt’s unique history. First, two case studies of restorations in Detroit will be analyzed in the context of restoration theory in order to understand how they convey history. 36 Chapter Four: Detroit as Case Study Beginning in the mid-2000s, an unprecedented level of interest has been sparked in Detroit’s revitalization that has helped generate a period of reinvestment. Both small businesses and corporate stores are being drawn to the downtown area and some of the smaller business corridors. These business corridors are nearing occupancy rates of approximately 96% and developers are rapidly attempting to make residences available.79 Many of these ventures are looking to use Detroit’s existing building stock, as there is little new construction going on in the downtown area. The fixed amount of retail property makes businesses and business owners eager to procure property downtown. One businessman alone, Quicken Loans’ CEO Dan Gilbert, purchased seventeen buildings in downtown Detroit between 2011-2013. The company he runs, Quicken Loans, has itself invested $1 billion and bought approximately 2.6 million square feet of office space in downtown. 80 While some of these specific buildings have been continually used or been vacant for a short time, others have been abandoned for decades and require a substantial amount of work to be made functional again. Large-scale restorations in downtown Detroit, such as the Book-Cadillac Hotel (now the Westin Book-Cadillac) and Broderick Tower, have shown that it is possible to preserve Detroit’s derelict retail spaces and skyscrapers. However, there seems to be a philosophy within these restorations that historic buildings should be made new and taken back to the look of a pre-deindustrialized era. 79 Curtis Johnson, “Housing Shortages in Detroit?” Citiscope News, June 30, 2012, http://citiwire.net/columns/housing-shortages-in-detroit (accessed March 12, 2013). 80 Sarah Cox, “Development in Downtown Detroit is Playing Out Like a Huff Po Blog Post From 2009, Curbed Detroit, April 10, 2013, http://detroit.curbed.com/archives/2013/04/development-in-downtowndetroit-is-playing-out-like-a-huff-po-blog-post-from-2009.php#more (accessed April 20, 2013). 37 The visual erasure of the city’s decline poses a serious issue for how the history of Detroit will be interpreted in the future, as the decline is part of what is significant about Detroit. Current restorations and planned changes in use also pose the even bigger question: For whom are these buildings being preserved? By discussing the values associated with these buildings and examining their restorations through some of the theories addressed in the previous chapter, a case can be made that there needs to be a greater level of critical analysis in restorations if Detroit’s authenticity is to be preserved. Broderick Tower The David Broderick Building, now known as Broderick Tower, was completed in 1928 and was originally known as Eaton Tower. It is located on the corner of Grand Circus Park and Woodward Avenue. Designed by architects Louis and Paul Kamper, the early skyscraper is in the Chicago Classical style with a Beaux-Arts style crown. The 370 foot tall building is constructed of limestone and steel. The building’s east elevation appears somewhat unusual due to the lack of windows in its center, a result of elevator placement within the structure and the unusually shaped site on which the building sits. Like other skyscrapers built in Detroit in the 1920s, Eaton Tower was designed with a lush interior. Many of the hallways and public spaces had marble wainscoting and floors.81 One of the most opulent spaces is the main lobby, which features a coffered, barrel vaulted ceiling, black marble, and bronze elevators (Figure 9).82 The 1920s were a period of rapid growth for Detroit. More than a dozen of Detroit’s tallest buildings went up during the decade. Eaton Tower was among this group of colossal 81 Dan Austin, Lost Detroit: Stories Behind the Motor City’s Majestic Ruins (Charleston: The History Press, 2010), 15. 82 Eric J. Hill and John Gallagher, AIA Detroit: The American Institute of Architects Guide to Detroit Architecture (Detroit: Wayne State University Press, 2003), 64. 38 Figure 9. The Broderick Tower lobby. Figure 10. Broderick Tower lit up at night. Figure 9: “The Broderick Tower’s lobby.” http://historicdetroit.org/galleries/broderick-tower-oldphotos/ (accessed February 23, 2013). Figure 10: “Broderick Tower.” Walter P. Reuther Library. Wayne State University. Detroit, Michigan. 39 new buildings that helped symbolize Detroit’s elevated status as a major American city, even helping it earn the nickname, “Paris of the West.”83 The skyscraper was built for Berrien C. Eaton, whose grandfather Theodore Eaton had established a manufacturing and distributing business in the city beginning in the mid-nineteenth century. The first five floors were used for restaurants and retail space. The rest of the building was for offices. Lawyers, barbers, and accountants were all tenants, but doctors’ offices held the majority of space. The skyscraper was well known for the floodlight illumination of its crown at night, which could be seen miles away (Figure 10). This earned it the description: “a beauty by day–a jewel by night.”84 In 1944, the tower was sold to Intertown Corporation, at which point it was renamed the David Broderick Building. In the ‘60s the skyscraper was sold twice and was starting to show signs of decline. By 1970 its occupancy rate was down to 70%. In 1981 the Broderick was foreclosed by the state of Michigan for unpaid taxes. There were also complaints from tenants that they often went without heat or water. Throughout the early 1980s there was an occupancy rate of only 40-50%. By 1985 all tenants were gone with the exception of The Flaming Embers restaurant on the first floor (Figure 11). In 1993, the restaurant too was forced to close down. The building was completely vacant for 17 years before a redevelopment plan was announced in May 2010.85 Motown Construction Corporation’s redesign for the Broderick turned the building into a 124-unit apartment building with commercial and retail spaces occupying the first 83 Robot Conot, American Odyssey: A Unique History of America Told Through the Life of a Great City (New York: William Morrow and Company, Inc., 1974), 8. 84 Austin, 15. 85 Dan Austin and Kraemer Design Group, “Broderick Tower,” Historic Detroit, http://historicdetroit.org/building/broderick-tower/ (accessed October 13, 2012). 40 Figure 11. An abandoned room in Broderick Tower shows broken windows, graffiti, and other signs of deterioration. Figure 12. An apartment in the renovated Broderick Tower is entirely new construction. Figure 11: Sean Doerr. “Broderick Tower.” In Lost Detroit: Stories Behind the Motor City’s Majestic Ruins, 21. Charleston: The History Press, 2010. Figure 12: Romain Blanquart. “A unit being built in the Broderick Tower in downtown Detroit.” Detroit Free Press. http://www.thedetroithub.com/site/user/images/04_14_12_Broderick.jpg (accessed May 28, 2013). 41 four floors.86 The condition of Broderick Tower at the outset of the project was decent considering how long it had been abandoned. It did not have much structural damage although there was considerable deterioration of interior materials. Many windows were broken, graffiti covered the walls, and like many other vacant Detroit buildings, thieves had stolen pipes and other metal that could be sold for scrap. The decorative ornamentation that adorned the upper stories also disappeared at an unknown time. The developer committed to restoring the building’s exterior and first floor lobby, which was remarkably well preserved throughout the vacant years. Beyond those spaces the building was gutted and renovated with completely new materials and the floor plan reconfigured for apartments (Figure 12).87 The only other historic material that remains is some of the marble wainscoting near the elevators on each floor. Lower level windows were saved and all others were replaced.88 Given the Broderick’s relatively small amount of historic fabric within the interior, it is somewhat surprising that special tax credit legislation was passed just to benefit the project.89 The Broderick’s restoration has been widely reported by publications such as the New York Times and the Detroit Free Press as a success. Greta Guest, of the Detroit Free Press wrote, “The strong interest in downtown luxury living is a good sign for fragile 86 Susan Stellin, “New Thirst for Urban Living, and Few Detroit Rentals,” The New York Times, December 11, 2012, http://www.nytimes.com/2012/12/12/realestate/commercial/new-thirst-for-urban-living-in-detroitleaves-few-rentals.html?_r=1&adxnnl=1&adxnnlx=1366496567-P1g7zZovX7UQ2Ygazr/yZQ (accessed April 20, 2013). 87 Nora Leon. Email to Sophie Reich. February 23, 2013. 88 Greta Guest, “Is Broderick Tower a home run for upscale housing?” Detroit Free Press, April 5, 2012, http://www.freep.com/article/20120405/BUSINESS04/204050476/Is-Broderick-Tower-a-home-run-forupscale-housing- (accessed April 22, 2013). 89 Kelli B. Kavanaugh, “Historic tax credit legislation passes to benefit Broderick Tower restoration,” http://www.modeldmedia.com/devnews/broderick011209.aspx (accessed March 12, 2013). 42 downtown development amid some still-tough economic times.”90 This highlights the theme of luxury living as a sign of revitalization in a city that is otherwise still very poor and rundown. Book-Cadillac Hotel The 1924 Book-Cadillac Hotel is another of Louis Kamper’s Detroit skyscrapers. When it opened, the neo-Renaissance style hotel featured over twelve hundred rooms and was the world’s tallest hotel (Figure 13).91 The hotel’s first four floors were devoted to the lobby, restaurant, and ballrooms, all in Venetian style featuring Corinthian columns and pilasters. Colored marble finishes on the walls, intricate ceiling decorations, wood paneling, murals, gilded moldings, lavish chandeliers, and many more elegant details were to be found throughout the hotel’s public spaces (Figures 14 and 15). The additional floors were for the guest rooms. The first sixteen stories of rooms are identical from the exterior, with the exception of periodic horizontal, molded band courses. The three stories above feature larger windows divided by Ionic pilasters. Two-story towers rise out of each of the building’s four corners and peak in copper-covered ziggurats. In its day, the Book-Cadillac was the most luxurious hotel in Detroit and was included on lists of America’s best hotels for decades.92 It was the hotel of choice for celebrities, sports stars, and presidents visiting Detroit.93 In 1951, the Sheraton hotel chain bought the Book-Cadillac and changed the name to the Sheraton-Cadillac. Sheraton then remodeled the building to suit the tastes of the day. Many hotels across the country were 90 Greta Guest, “Is Broderick Tower a home run for upscale housing?” Detroit Free Press, April 5, 2012, http://www.freep.com/article/20120405/BUSINESS04/204050476/Is-Broderick-Tower-a-home-run-forupscale-housing- (accessed April 22, 2013). 91 Robert Sharoff, American City: Detroit Architecture 1845-2005 (Detroit: Wayne State University Press), viii. 92 David Kohrman, Detroit’s Statler and Book-Cadillac Hotels (Charleston: Arcadia Publishing, 2002), 77. 93 Kohrman, 91. 43 Figure 13. The Book-Cadillac Hotel just before opening in 1924. Figure 14. The lobby of the Book-Cadillac Hotel. Figure 15. The Italian Garden ballroom of the Book-Cadillac Hotel featured a glass ceiling with built in light and sound effects that replicated different types of weather. Figure 13: “Ready for Business.” In Detroit’s Statler and Book-Cadillac Hotels: the Anchors of Washington Boulevard, David Kohrman, 75. Charleston: Arcadia Publishing, 2002. Figure 14: “The Main Lobby.” In Detroit’s Statler and Book-Cadillac Hotels: the Anchors of Washington Boulevard, David Kohrman, 80. Charleston: Arcadia Publishing, 2002. Figure 15: “A Little Piece of Italy.” In Detroit’s Statler and Book-Cadillac Hotels: the Anchors of Washington Boulevard, David Kohrman, 85. Charleston: Arcadia Publishing, 2002. 44 also remodeled or demolished during this time when simple modern design was in favor. There is some evidence that shows the remodeling did not remove the original decoration but rather covered it with simplified surfaces and materials.94 However, the grand staircase was replaced with escalators. 95 As Detroit declined during the 1970s, so did the hotel.96 Sheraton sold the hotel during the decline and it passed through the hands of a number of different owners. The building closed in 1984 and much of its lavish interior decorations were lost to vandals and thieves.97 Copper prices tend to be consistently high, so it is not surprising that large pieces of the copper roof were stolen (Figure 16). What was left was rotted or damaged beyond repair.98 This exposed the building to accelerated decay from Michigan’s harsh winters and rain (Figure 17). Even the structural system was badly deteriorated. In the early 1990s, a Land Use Task Force was created to determine a realistic redevelopment plan for Detroit. The Task Force recommended dozens of buildings to be torn down because they had “no viable reuse.” The Book-Cadillac was one of the buildings that the Task Force deemed fit for demolition and it narrowly avoided this fate due to a lack of funds.99 In the early 2000s, the developer Ferchill Group, from Cleveland, purchased the building. A restoration began in 2006, and the hotel reopened in October 2008. In total, the 94 Jim Ciesliga, “Book-Cadillac Hotel – Pre-renovation photos,” photograph, http://historicdetroit.org/galleries/book-cadillac-hotel-pre-renovation-photos (accessed April 17, 2013). 95 W. Hawkins Ferry, The Buildings of Detroit (Detroit: Wayne State University Press, 1980), 213. 96 “Book Cadillac Hotel,” National Trust for Historic Preservation, http://www.preservationnation.org/resources/training/awards/2009-national-preservation-awards/theferchill-group.html#.UW3Vfyu_ejQ (accessed October 13, 2012). 97 Hill and Gallagher, 74. 98 Brandy Baker, “Spring Cleaning at the Book Cadillac,” http://info.detnews.com/pix/photogalleries/newsgallery/04212007BookCadillacSpring/index8.htm (accessed February 17, 2013). 99 Camilo José Vergara, “Downtown Detroit,” Metropolis, April 1995, 35-6. 45 Figure 16. In this photograph the roof the Book-Cadillac is missing pieces of copper, bricks, and shows deteriorated materials. Figure 17. The Grand Ballroom of the Book-Cadillac was severely deteriorated. Figure 16: Ian Freimuth. “Book Cadillac Roof.” November 10, 2006 via Flickr. Creative Commons License. http://www.flickr.com/photos/ifmuth/294225998/ (accessed April 10, 2013). Figure 17: “Book-Cadillac Grand Ballroom.” Detroit Mon Amour. http://www.detroityes.com/webisodes/2003/02bcad/0305BC-09GrandBallroom2.htm (accessed May 29, 2013). 46 project was funded from 22 different sources and cost an estimated $180 to $200 million. The hotel now carries the name the Westin Book Cadillac Detroit. 100 The work included a full restoration of the building’s exterior to its 1924 appearance, including replacement of the copper roof. The new hotel contains 455 rooms with 67 residences located on the top seven floors of the building.101 All material from the hotel’s interior, including features that could have been preserved, was gutted.102 This included decorative plaster ceilings in the lobby, decorative plaster in the Grand Ball room and other areas of the hotel, wood trim and paneling, and other ornate details.103 A modern addition was constructed on the north side of the hotel that contains conference rooms and a pool.104 Part of the funding for the total project came from a conservation easement that will prevent the Ferchill Group from adding additional stories to the structure.105 Kaczmar Architects Incorporated, one of the design groups involved in the restoration, states that public spaces such as the Grand Ballroom and the Italian Garden were “restored to their original condition.” While it is true that the overall design of these rooms is similar to the originals, all of the materials are new and the decorative forms have been simplified.106 In 2009 the National Trust for Historic Preservation honored the BookCadillac with an award for the restoration and it is now listed on the National Register of Historic Places.107 100 “Book Cadillac Hotel,” National Trust for Historic Preservation. “Westin Book-Cadillac,” Kaczmar Architects Incorporated, http://kaczarch.com/hospitality/book-cadillac (accessed February 19, 2013). 102 Dan Austin, “Book-Cadillac Hotel,” http://historicdetroit.org/building/book-cadillac-hotel (accessed October 13, 2012). 103 Dan Austin. Email to Sophie Reich. April 17, 2013. 104 “Westin Book-Cadillac,” Kaczmar Architects Incorporated. 105 Mike Spector, “A Developer Bets on Detroit By Giving Old Hotel a Facelift,” The Wall Street Journal, June 1, 2007. 106 “Westin Book-Cadillac,” Kaczmar Architects Incorporated. 107 Book Cadillac Hotel,” National Trust for Historic Preservation. 101 47 Figure 18. The Grand Ballroom of the Book-Cadillac after the restoration. Figure 19. The Italian Garden of the Book-Cadillac after the restoration. Figure 18: Frank Nemecek. “Book-Cadillac 028.” October 6, 2008 via Flickr. Creative Commons License. http://www.flickr.com/photos/fnemecek/2922892319/ (accessed May 29, 2013). Figure 19: “Book-Cadillac 025.” October 6, 2008 via Flickr. Creative Commons License. http://www.flickr.com/photos/fnemecek/2923741352/ (accessed May 29, 2013). 48 Analysis While both of the restorations of the Book-Cadillac and the Broderick were considered successful for the status of historic preservation in Detroit, it is important to critically analyze the restored buildings in the context of restoration theory. The BookCadillac set a questionable standard in the interpretation of the meaning of “restoration” that has since been followed by other projects, such as the Broderick Tower. By removing signs of decay and decline, neither project accurately conveys the history of Detroit, the Rust Belt, or the nation as a whole. Before discussing individual theories regarding restoration it is necessary to first identify the values associated with each building. Alois Riegl’s designations of the different types of monuments and the values that can be perceived in them provide the best framework for this. Riegl’s concept of the unintentional monument explains how some buildings such as the Book-Cadillac Hotel and Broderick Tower, through the passage of time and events, had taken on the character of being monuments to deindustrialization despite the fact that their creators intended no such thing. The abandonment, decay, and deterioration experienced by both structures are indirect consequences of the city’s decline due to deindustrialization. The visual connection between deindustrialization and deterioration is apparent and for decades the Book-Cadillac and the Broderick stood as symbols for how far the city had fallen into despair. For buildings such as the Book-Cadillac and Broderick Tower, the quality of being an unintentional monument to deindustrialization has been altered through restorations. While Riegl himself would say it is perfectly reasonable that the buildings be put back into 49 use, removing the traces of deindustrialization and decay has undermined the historicity of the structures. Riegl’s systems of values can also help in the understanding of how these buildings have been perceived over time. When the Broderick and the Book-Cadillac were built they had newness-value. They were symbols of Detroit’s growth as a city in the early twentieth century and they dazzled visitors with their opulent decorations and modern amenities. When the buildings closed in the 1980s and 90s, it was a major loss to the city and an indication of just how bad the state of Detroit had become. By this time the buildings had taken on historic value and both the Broderick and the Book-Cadillac were being seen in the context of architectural history as exceptional examples of Detroit’s pre-World War II skyscrapers. Their abandonment put them at risk of either decaying beyond recognition or being torn down and the potential loss of history was a concern to many people. As decaying buildings they took on age-value. To people living in Detroit, the BookCadillac and Broderick Tower, along with thousands of other abandoned and semi-ruined structures, were reminders of the city’s problems of poverty, crime, and neglect. To outsiders, the buildings were perceived with a sense of awe and interest, reactions, which Riegl explains, are a result of seeing something relatively new in a ruined state.108 Detroit is not ancient Rome after all, where the ruins are associated with a culture that has long since disappeared, but the buildings and lives of a recent and memorable past. When the buildings reopened, they once again took on the partial quality of being new and as such, having newness value. This was in no small part because the interiors of each building were nearly gutted and redone with completely new material. Neither of the buildings was truly restored, as the treatments were a mixture of restoration and renovation. 108 Riegl, 32. 50 Apart from their exterior, neither structure contains much of their original materials. However, retention of material is not the primary issue with these restorations, but rather the loss of time’s visible traces. Without these, deindustrialization’s impact on the buildings is erased. At the Book-Cadillac Hotel, the attempt to restore the exterior of the building and some of the public spaces to their 1924 appearance is impossible as understood through Ruskin’s theories. From Ruskin’s perspective, merely starting the rooms over from scratch would never capture the craftsmanship of the original builders. This is actually evident in that the decorative details of the ballrooms are greatly simplified. The modern day builders did not attempt to replicate the complicated work of the original buildings, choosing instead to smooth over the appearance of the fine details. Furthermore, Ruskin would argue that both the Book-Cadillac and the Broderick restorations have caused the buildings to lose their ability to serve as memory capable of conveying history. Those outside of the preservation profession have realized this as well, with some expressing surprise, and a bit of disappointment, over the interior of the Book-Cadillac’s similarity to any other Westin Hotel and other upscale modern hotels.109 Camilo Boito, as predecessor to the ideas of Giulio Carlo Argan and Cesare Brandi, would no doubt express dismay over the treatment of the Book-Cadillac Hotel and Broderick Tower. He would have argued to save as much of the original material as possible from both buildings. In places where material was destroyed or too badly damaged to preserve, Boito would have insisted on replacing the lacunae with a material different from, 109 Louis Aguilar, “Detroit hotels’ modern twist on history,” The Detroit News, December 16, 2008, http://www.detroitnews.com/apps/pbcs.dll/article?AID=/20081216/BIZ/812160361/1008 (accessed May 19, 2013). 51 but compatible, with the original. Boito also insisted that entire restoration processes be well documented and any changes made to the historic structure should be either visually evident or explained to the viewer through signage. Argan and Brandi would have echoed the ideas of Boito, but they would have delved deeper into the specifics of treating the lacunae. According to Brandi’s theory, the restorer can never reenter the creative process of the original designer. To him, merely starting the design of the Book-Cadillac’s public spaces over from scratch would never be able to recapture the grandeur of those spaces. Rather, he would suggest embracing the entire lifespan of the building and preserving existing material while compensating for the lacunae. This could be done by cleaning and repairing the extant material and filling the lacunae with a compatible material that is visually differentiated by either a difference in surface level, texture, or tone. As viewed by the guidelines of the Venice Charter, both buildings followed inadequate restoration procedures. Since both the Book-Cadillac and the Broderick were gutted, the entire interiors of these buildings “bear a contemporary stamp” as stipulated by Article 9. However, Article 9 intended for the contemporary stamp to show a direct contrast between new and old so that the viewer or future conservator could easily tell the two apart. When the entire interior of a historic building is made new, the viewer loses part of their ability to determine the historicity of the structure. They can tell it is new construction, but they cannot judge what the new is historically based upon. Article 11, which states that all significant periods of a work of architecture should be preserved in respect to each other, has been blatantly ignored in the two case studies from Detroit. In both buildings the architects and developers chose the splendor of the 1920s as the period of significance and a 52 hybridized modern conception of this time period was carried out in the actual restorations that leaves the viewer with an overall sense of confusion as to the authenticity of the structures. According to theory, no individual person or group should be able to decide the importance of one time period over another. Instead, the entire lifespan of the BookCadillac and Broderick Tower should have been considered, including the period of decline and deterioration caused by deindustrialization. Neither of the Book-Cadillac or Broderick Tower projects fully meets the Secretary of the Interior’s Standards for Preservation Projects. The intent to reestablish the BookCadillac as a hotel and return it to its 1920s appearance fits the Standards’ description of “restoration,” but the project followed none of the Standards with the exception of Number 1, which stipulates that the “property will be used as it was historically.”110 The most glaring example that the Book-Cadillac did not follow the Standards can be filed under Number 6: “Deteriorated features from the restoration period will be repaired rather than replaced.”111 Gutting the building is not permissible within this Standard. The Broderick Tower project more appropriately fits under “rehabilitation,” since the original use of the building was not maintained. However it too did not follow the Standards since the historic character of the building has been compromised through the gutting and remodeling of the interior.112 It is puzzling that both of these projects received 20% historic preservation tax credits in light of the disregard to the Secretary of the Interior’s Standards. Were the restorations of the two buildings in Detroit to have been carried out in better accordance with restoration theory, there would be some obvious concerns about the usability of these structures. For one, how can a building that has been ravaged by the 110 “Standards for Restoration.” Ibid. 112 “Standards for Rehabilitation.” 111 53 effects of poverty, abandonment, and decay be made habitable again in a way that is both functional and aesthetically pleasing? To answer this question, three case studies in Germany that have addressed similar issues of destruction and loss will be examined from the same context of history and theory. 54 Chapter Five: Germany as Case Study Select examples of German restorations on buildings that were affected by World War II offer a possible alterative to the current treatment of buildings in the Rust Belt. Though the nature of war and deindustrialization is completely different, they are similar in that both offer the potential to dramatically alter the built environment. Several historic buildings in Germany have been restored to preserve the significance of loss and pay respect to the painful legacy of war. The term ‘deindustrialization’ was first used after World War II as the Allied forces dismantled Germany’s industrial sites.113 The country had been decimated by the war, millions were dead, and whole cities had been obliterated. Forced to take responsibility for the war and come to terms with the unthinkable loss of human life and cultural heritage, Germany was able to embrace some of its scarred buildings and adapt them so that the past, present, and future could be understood within a single structure. In this way the German people were able to accept the loss caused by war while moving on so that both people and buildings could have a continued lifespan. There was not a consistent approach to the treatment of ruined or partially ruined buildings in Germany like there was in other countries following the end of the war. This was due in part to the division of the country between east and west, the effects of which were concentrated in Berlin. Within Berlin the treatments varied widely; historic buildings were torn down, preserved as ruins, restored, and reconstructed.114 Treatments that recognized the destruction of the war and the country’s division and directly addressed the 113 Cowie and Heathcott, 1. Brian Ladd, “The Royal Palace and the Wounds of History in Berlin,” in Architectural Imitations: Reproductions and Pastiches in East and West, ed. Wim Denslagen and Niels Gutschow (The Netherlands: Shaker Publishing, 2005), 204. 114 55 complete history created buildings with a palpable sense of loss. Three of these restorations are the Alte Pinakothek in Munich, the Reichstag, and the Neues Museum in Berlin. Alte Pinakothek The work done to the partially destroyed Alte Pinakothek in Munich is one of Germany’s first examples of restoration that incorporates the lacunae as a design concept. Completed in 1836, the Alte Pinakothek is a neo-Renaissance style art museum that suffered extensive damage and partial destruction during bombing raids from 1943-1944.115 The middle of the building’s southern façade had been reduced to rubble by the war (Figure 20). In 1949 there was talk of tearing the building down, which produced protest from citizens. In a petition sent to the Rundfunk, the public broadcasting authority in Bavaria, the concerned citizens pleaded for the preservation of Alte Pinakothek, stating: “we have lost so much, that we do not want to lose what can still be preserved.”116 To the people of Munich, saving buildings that were culturally and historically important, however damaged they may have been, was a chance to begin the healing process. To demolish the building would only have added to the immense sense of loss already being carried by the German peoples. Once it was decided that the building would be saved, there was further debate about exactly what treatment should be used to restore it. On one side were traditionalists who argued that the damaged parts of the building be reconstructed, as many other buildings were after the war, to reestablish order in the historic urban landscape. Opposing the traditionalists were the modernists who could not accept the erasure of the war through the Alte Pinakothek’s reconstruction. A unique compromise between the two sides was offered 115 Achim Schröer, “Alte Pinakothek, Munich,” Twentieth Century Society, July 2005, http://www.c20society.org.uk/botm/alte-pinakothek-munich/ (accessed February 23, 2013). 116 Gavriel D. Rosenfeld, Munich and Memory: Architecture, Monuments, and the Legacy of the Third Reich (Los Angeles: University of California Press, 2000), 41. 56 Figure 20. The destroyed southern façade of the Alte Pinakothek. Figure 21. Hans Döllgast’s restoration of the Alte Pinakothek. Figure 20: “The ruin of the Alte Pinakothek at war’s end.” In Munich and Memory: Architecture, Monuments, and the Legacy of the Third Reich, 42. Los Angeles: University of California Press, 2000. Figure 21: Digital Cat. “Alte Pinakothek München.” August 26, 2010 via Flickr. Creative Commons License. http://www.flickr.com/photos/14646075@N03/4930397694/ (accessed May 29, 2013). 57 by architect Hans Döllgast’s plan for the building, which was accepted in 1952. The design specified that the Alte Pinakothek’s lost portions would be rebuilt, but would not copy the appearance of the original structure. Rather than reconstructing the destroyed sections of the building, Hans Döllgast rebuilt them out of rubble and other salvaged materials from the war (Figure 21). The missing portion of the building’s south façade was rebuilt with bricks, which is easily differentiated from the rest of building’s stone exterior. The south façade’s fenestration was restored, but the brick sections are noticeably devoid of any detail or ornamentation. Döllgast also preserved other scars of war, such as bullet holes and pockmarks caused by the fighting. Sections of the museum that had remained standing but had lost ornamentation or detail were left in its damaged condition without any attempt at compensation.117 In total, the building is a stark representation of a city coming to terms with loss and the violent destruction of war. While the building’s scars and visible record of war are unmistakable, preserving the existing material and replacing the lost has allowed the museum and the citizens of Munich to have a renewed life. There are not many other examples of buildings like Döllgast’s “creative reconstructions” from the immediate post-war period.118 He was the main practitioner of such treatments and few others copied his example. All throughout Europe many other damaged buildings were demolished or restored to their pre-war appearance, in either case leaving no visible trace of the war’s effects. It was not until the reunification of Germany in 1989 that discussions of preserving the memory of World War II and the Cold War in the built environment were revived. One of those most significant of these debates centered on how to preserve Berlin’s languishing Reichstag building. 117 118 Ibid., 41-4. Schröer. 58 Reichstag The idea for the Reichstag first came into existence in 1871, when, under the guidance and leadership of Otto von Bismarck, the German Empire was founded. The need for a parliamentary building was paramount to Bismarck as it would be the symbol for the newly formed German unity. 119 In 1881, a competition for the design was held with more than 189 entrants. Paul Wallot received the commission for the Reichstag in 1882 and the foundation stone was laid two years later.120 More than ten years later, in 1894, the Reichstag became operational as the home of the German Bundestag.121 The style of the Reichstag is unlike any other building from its time. In a period of growing nationalism, the nascent German Empire was searching for its own architectural style to represent national pride and achievement. Wallot designed a composition that mixed stylistic forms from Italian Renaissance, High Baroque, Gothic, Romanesque, and Neoclassical that created something entirely eclectic.122 Wallot’s interior was Germanic and baroque. The classical elements of the building had associations with the governments of ancient Rome and Greece, which was an attempt to legitimize the unstable German government.123 On February 27, 1933, a fire started in the Reichstag’s plenary chamber. It is likely that the Nazi Party started the blaze, but they blamed it on the communists and used it as a reason to dissolve the legislature. The Reichstag’s chamber was completely destroyed and the building was patched up enough only to keep the elements from getting in. Albert Speer, 119 Bernhard Schulz, The Reichstag: The Parliament Building by Norman Foster (Munich: Prestel, 2000), 19-21. Ibid., 19-21. 121 David Booth. “Reichstag Resurrection.” Architectural Review, 157 (March 1975), 185. 122 Norman Foster et al., Rebuilding the Reichstag (Woodstock: The Overlook Press, 2000), 39-40. 123 Tim Martin, “Signs of Tragedy Past and Future: Reading the Berlin Reichstag,” Architectural Design 70, no. 5 (October 2000), 33. 120 59 Figure 22. The Reichstag after the Treaty of Versailles. Figure 23. The Reichstag was badly damaged at the end of World War II. Figure 22: “Reichstag against the Treaty of Versailles.” http://www.boerner.net/jboerner/wpcontent/uploads/2012/01/Mass_demonstration_in_front_of_the_Reichstag_against_the_Treaty_o f_Versailles_thumb.jpg (accessed October 15, 2012). Figure 23: “The battered shell of the Reichstag after the Second World War.” In The Reichstag: The Parliament Building by Norman Foster, Bernhard Schulz, 28. Munich: Prestel, 2000. 60 Hitler’s architect, created a plan for Berlin that included turning the Reichstag into a library.124 Though Hitler never spoke in the Reichstag, it is widely believed that he did, and the unfortunate legacy of that myth stuck with the building. The Nazis rarely used the Reichstag as a government-meeting place; rather, it served as a space for displays of antiSemitic and anti-Bolshevik propaganda. During World War II, the Reichstag was used as a medical library and maternity ward. 125 In 1945, the Soviets captured the building, which they mistook for being the central government building of Nazi Germany and Berlin as a whole.126 Following the war the Reichstag, which had been further destabilized by bombing and artillery fire in the war’s final days, was in such deteriorated condition that it became necessary to remove what was left of the original dome.127 After the war, the building remained vacant for almost a decade before any decision was made regarding its future. A competition to rebuild the Reichstag was started in 1960, but the rise of the Berlin Wall in 1961 dimmed any hope that Berlin would remain the capital of the nation. The construction of the Berlin Wall placed the Reichstag on the edge of West Berlin’s borders. Paul Baumgarten won the commission and completed a minimal restoration in 1971. A concrete frame was inserted into the massive stone structure and the interior was essentially gutted and given a modern remodeling.128 Baumgarten’s work on the Reichstag dealt very little with the historical features of the building and in some instances actually destroyed them. Ornate carvings and details throughout the building that had survived the war were chiseled off the stone to provide a smooth surface for drywall to be 124 Foster et al., 47. Ibid., 46-7. 126 Schulz, 23-7. 127 “Reichstag,” Berlin.de, accessed September 28, 2011, http://www.berlin.de/orte/sehenswuerdigkeiten/reichstag/index.en.php. 128 Booth, 185. 125 61 attached.129 The failure to recognize the significance of loss from fascism, war, and neglect during the 1971 restoration or to preserve the existing original material undermined the Reichstag’s historicity and added another layer of loss to the site. In 1992, following reunification, a competition began for a second restoration of the Reichstag. The brief stated that the new design “should exhibit transparency, expressing accessibility to the public and a sense of pleasure in communication, discussion, and openness.”130 The competing architects were faced with the challenge of simultaneously creating a form that dealt with the muddled symbolism of the Reichstag, German history, the loss incurred through war and neglect, and creating a new symbol of a transparent German democracy. After two rounds of competition, a dramatic reduction of the brief, and a series of revisions, Norman Foster won the commission.131 In the case of the Reichstag, history could not be celebrated, but rather required a tasteful remembrance and Foster was prepared to directly address that painful memory. The exterior and structural system aside, very little of the building’s original fabric remained. Therefore, Foster made it a priority to retain as much of the surviving material as possible and to preserve the extant traces of loss that had survived or been covered over during the 1970s restoration. As the project team removed the interior surfaces completed under Baumgarten, forgotten parts of the building’s history were revealed. Under the drywall, graffitied on the original stonewalls, were the signatures of Soviet soldiers that had captured the Reichstag at the end of the war.132 Foster and the building committee agreed that it was important to retain the graffiti rather than completely erase it. 129 Schulz, 65. Ibid., 30. 131 Ibid., 31-3. 132 Ibid., 120. 130 62 Throughout the interior it was decided to preserve fragments of rock walls damaged by bombing and other trauma to the building. The distinction between the historic and new fabric is made clear through differences in surface level, texture, and material. In addition, exposing the rough stone blocks where ornamentation had been removed also preserved vestiges of damage caused to the Reichstag during the 1970s restoration.133 In places where a functional or prominent feature of the structure had been destroyed, such as with the cupola, Foster and the building decided it was necessary to design a replacement in order to recomplete the form of the structure. The decision to recreate a dome is reminiscent of Wallot’s destroyed cupola. Foster’s dome serves several important functions in the design of the building; whereas, Wallot’s cupola was purely decorative. In Foster’s glass dome helical ramps wrap around the inside of the dome allow visitors to climb almost to the top, providing them with two important views central to the themes of democracy and German pride. The first theme is that the visitors can actually see down into the plenary chamber and observe its activities, an important symbol of government transparency. The second theme is that the ramps create 360-degree vistas of Berlin, allowing for visitors to take in the splendor of the city. The use of new architecture to replace a necessary feature of the building allowed the historic structure to take on new values important to the people of Germany. Norman Foster could have reconstructed the Reichstag or built something entirely new within its walls given the building’s semi-ruined state and previous insensitive treatments. Instead he created a progressive work of historic preservation that dutifully 133 Ibid., 65. 63 Figure 24. The interior of the restored Reichstag shows the graffiti of Soviet soldiers that has been left on the walls. The carved ornamentation around the doorway was removed during the Baumgarten restoration. Figure 25. Norman Foster’s dome on the restored Reichstag. Figure 24: “A reopened doorway in the east corridor: the once elaborate doorways were hacked away in the 1960s.” In The Reichstag: The Parliament Building by Norman Foster, Bernhard Schulz, 65. Munich: Prestel, 2000. Figure 25: Philippe Amiot. “Reichstag 3.” July 15, 2011 via Flickr. Creative Commons License. http://www.flickr.com/photos/philippeamiot/5966543221/ (accessed May 29, 2013). 64 preserves the parts of the building that survived to the present day and recognizes the multiple layers of loss evident within it. Foster seamlessly blends historic with contemporary architecture that, while it may mimic the past form, embodies new German values for the future. Neues Museum Our vision was not to make a memorial to destruction, nor to create a historical reproduction, but to protect and make sense of the extraordinary ruin and remains that survived not only the destruction of the war but also the physical erosion of the last 60 years. This concern led us to create a new building from the remains of the old, a new building that neither celebrates nor hides its history but includes it. A new building that was made of fragments or parts of the old, but again conspiring to completeness. Where each decision, whether about repair, completion or addition, was grounded by the articulation of its physical quality and its meaning, where all parts of the building attempt to inflect to a singular idea; an idea not of what is lost, but what is saved. - David Chipperfield The Neues (New) Museum is a part of Berlin’s renowned Museum Island (Museuminsel), located between two canals in the Spree River. The island has five museums in total: the Altes Museum, Neues Museum, Nationalgalerie, Bodemuseum, and the Pergamon Museum. In 1999, Museum Island was inscribed on the United Nations Educational, Scientific, and Cultural Organization’s (UNESCO) World Heritage List. As a cultural center, the island is a product of the Age of Enlightenment and each museum was designed with specific collections in mind.134 The plan for the Neues Museum was conceived in 1841 due to the Altes (Old) Museum’s inability to absorb any more of Prussia’s growing collections of art and cultural heritage. Designed by August Stüler, the classical 134 “Museuminsel (Museum Island), Berlin,” UNESCO, http://whc.unesco.org/en/list/896 (accessed May 8, 2013). 65 structure has a Doric stoa, Ionic main story, and Corinthian attic. 135 Work commenced in 1841 and galleries were opened to public on a basis of rolling completion. The building was fully completed in 1859.136 The museum’s interior was highly decorative with each room painted or detailed to reflect the collection it housed. The building also featured spectacular murals by Wilhelm von Kaulbach in the staircase hall.137 The museum was, and still is, a bit of a technological marvel as it is built on very sandy soil, making it necessary for Stüler to employ a number of innovative techniques to keep the weight of the structure down.138 At the outbreak of World War II, the Neues Museum’s collections were relocated to other locations for safeguarding. The only exception was that of the Egyptian Collection, most of which remained in the building. Attempting to protect it, the museum staff encased immovable pieces of the Egyptian Collection with bricks and sandbags. Allied bombing from 1943-1945 heavily damaged the Neues Museum, along with much of Berlin (Figure 26).139 The building’s main staircase area was completely destroyed by fires and water damage. The northwest wing and southwest wing were also partially destroyed (Figure 27). Following the war a temporary roof structure was built over the east wing, but the main staircase hall and northwest and southwest wings were left open to the elements until 1989.140 The German Democratic Republic stabilized the structure with steel, concrete, and brick, but did so without any aesthetic considerations. The building remained a ruin for the duration of the Cold War. It wasn’t until 1994, after Germany’s reunification, that work 135 Joseph Rykwert, “The Museum Rejuvenated,” in Neues Museum Berlin, ed. Rik Nys and Martin Reichert (Verlag der Buchhandlung Walther König, 2009), 25. 136 “History,” Neues Museum, http://www.neues-museum.de/geschichte.php?lang=en (accessed April 1, 2013). 137 Rykwert, 28-31. 138 Julian Harrap, “Freezing the Ruin,” in Neues Museum Berlin, ed. Rik Nys and Martin Reichert (Verlag der Buchhandlung Walther König, 2009), 128. 139 “History,” Neues Museum. 140 “Chronology,” in Neues Museum Berlin, ed. Rik Nys and Martin Reichert (Verlag der Buchhandlung Walther König, 2009), 259. 66 Figure 26. The partially destroyed Neues Museum following World War II. Figure 27. The damaged staircase hall of the Neues Museum. Figure 26: “Neues Museum before restoration.” http://memphistours.files.wordpress.com/2010/10/neues_museum_berlin-old.jpg (accessed May 29, 2013). Figure 27: “Staircase hall.” http://www.thehistoryblog.com/wpcontent/uploads/2009/10/neuesstairway.jpg (accessed May 29, 2013). 67 could begin on restoring and rebuilding the Neues Museum. The building first had to be stabilized by replacing the pile driven foundation and constructing temporary roofs over the previously exposed sections. A competition was held in 1992 between eighteen architecture firms for the museum’s plan. The competition specified that a successful design would be achieved by: • • • Complementing the partially destroyed Neues Museum, including the necessary extensions in the area of the Kupfergraben [canal]. Construction, or reconstruction, of connecting passageways to the Pergamon Museum. Construction, or reconstruction, of a connection between the Neues and Altes Museum. In 1994 the jury in charge of judging the competition selected Italian architect Giorgio Grassi. The runners-up were (in order of placement): David Chipperfield Architects, Francesco Venezia, Frank O. Gehry, and Axel Schultes. 141 In the next three years there were concerns about Grassi’s plan regarding whether or not it would allow the Neues Museum to become a functioning museum again.142 The board of trustee’s issue with the winning design was that it envisioned each of the museums on Museum Island to exist individually. The physical connections between the Neues Museum and the Altes and Pergamon Museums were not strong enough in Grassi’s design, so in 1997 the board of trustees reversed their decision and asked the five finalists to submit new proposals.143 From there the board narrowed the competition to the designs by David Chipperfield and Frank O. Gehry. In his own admission, Gehry saw the Neues Museum as the weakest link of the five museums on Museum Island. It seems that in many ways he could not see past the Neues’ semi-ruined state and even sought to obscure the building’s main façade behind two 141 Ibid., 261. Ibid., 263. 143 Can Bilsel, Antiquity on Display: Regimes of the Authentic in Berlin’s Pergamon Museum (Oxford: Oxford University Press, 2012), 19. 142 68 new structures.144 Chipperfield’s design, on the other hand, was minimalist and allowed for the building’s form to reemerge without trying to reconstruct the past, which in the end won him the commission. Chipperfield’s restoration followed the guidelines of the Venice Charter and its later adaptation, the Burra Charter, to guide the project. Restoration architect Julian Harrap (also English) joined the project to guide the work toward utilizing with the historic materials and spaces. Like so many other buildings that had been partially destroyed during World War II, the direction of the Neues Museum’s restoration could have gone a few different ways. The function of the building as a museum informed the decision in part. Museums by nature are intended to provide visitors with the opportunity to view objects and displays that are genuine representations of the subject matter. The museum’s substance would be considered inauthentic if the subject of the museum or display were misrepresented. From this understanding, the need for the contents of a museum to be authentic also required that the setting be authentic. If the Neues Museum’s history appeared falsified through reconstruction, it might also appear that the museum’s collections were falsified. 145 At the outset of the project the David Chipperfield/Julian Harrap team decided that the generalities of the Venice and Burra Charter were not specific enough to address the particulars of the Neues Museum. Three documents, “The Conservation Guidelines, Concepts, and Strategy,” were drafted in order to guide the work. 146 These documents, based on detailed conditions assessments, allowed the architects to make decisions about the existing material as well as the new material based on a logical system. 144 Jeremy Gilbert-Rolfe with Frank Gehry, Frank Gehry: The City and Music (London: Routledge, 2002), 40-41. Karsten Schubert, “Contra-Amnesia: David Chipperfield’s Neues Museum Berlin,” in Neues Museum Berlin, ed. Rik Nys and Martin Reichert (Verlag der Buchhandlung Walther König, 2009), 80. 146 Harrap, 123. 145 69 Figure 28. The distinction between old and new material is clear on the exterior of the restored Neues Museum. The new northwest wing is on the left. Figure 29. The treatment of lost finishes within the Neues Museum’s interior. Figure 28: Sara Goldsmith. “Neues Museum.” May 25, 2009 via Flickr. http://www.flickr.com/photos/saragoldsmith/3651189207/ (accessed May 29, 2013). Figure 29: Candida Höfer. “Roman Room.” In Neues Museum Berlin, ed. Rik Nys and Martin Reichert, 157. Verlag der Buchhandlung Walther König, 2009. 70 It was necessary to completely rebuild the northwest wing of the museum. The bricks were salvaged and are a color that compliments the surviving stone exterior (Figure 28). The building’s original fenestration was maintained across the new wing, and while the overall design is devoid of decoration (similar to the restoration of the Alte Pinakothek), the horizontal corbelled band courses of brick continue the lines of the surviving structure. For the surviving exterior walls it was necessary to replace or reinforce certain sections with new stone or brick. The new stone is meant to develop a patina over time so that it will blend more with the historic stone at some point in the future, but surface levels remain slightly different, so it will always be possible to tell the two apart. Like the Alte Pinakothek, which Harrap and Chipperfield both reference as inspiration, shrapnel scars and other signs of trauma from the war were preserved.147 Within the museum’s interior, each room was considered individually. Some spaces were relatively intact, while in others the original material was highly fragmented and it was difficult to determine the original scheme. In each instance the architects attempted to preserve as much of the surviving material as possible and prevent any further decay. Lacunae, the missing parts, were filled in without trying to imitate the existing material in either form or brightness. Reestablishing the surface with brick or plaster and manipulating the texture or tone according to the context of the original decoration accomplished this. The effect is that the historic decorations are visually brought to the front while the lacunae are respectfully diminished to the background (Figure 29). In certain spaces, simplified geometric forms were used to show decorative designs or details. Where portions of 147 Ibid. 71 structural materials were lost, such as in vaults, the volume of the form was reestablished in a different material or tone (Figure 30). The restoration does not allow for any deception about what is historic and what has been lost due to the war or time. In the staircase hall it was necessary to rebuild sections of the walls and this was done with salvaged bricks and terracotta blocks. The Kaulbach frescoes were destroyed in a fire from the war and the cliff-like walls were left bare. The original staircase was also lost, and in its place David Chipperfield designed a concrete staircase that echoes the original form but is itself contemporary architecture (Figure 31). The simplicity of the contemporary design does not compete with Stüler’s architecture and allows the building’s history to remain in a central position. 148 The Egyptian Courtyard was so badly damaged that it was necessary to build a contemporary gallery that also serves as structural support within the original space. In the Greek Courtyard, the immense frieze that depicts the eruption of Mount Vesuvius and the destruction of Pompeii was consolidated, meaning that the existing pieces were reinforced. Reconstructions of the frieze were only done for small details that could be determined with certainty from a plaster cast made before the pieces were lost.149 The restoration of the Neues Museum was an extreme act of patience. The painstaking work has produced a building that is powerfully forthcoming about its history. Once in limbo under the status of a ruin, the preservation of the Neues Museum has given it a renewed life that allows it to move forward through history. Within its walls the story of the building and of Germany is told through the visible contrast of new and old, of what is there and what was lost. The completeness of the structure has been restored and through 148 149 Ibid., 124-126. Ibid., 129. 72 Figure 30. The vaults have been reconstructed in a different material from the original. Figure 31. David Chipperfield’s staircase in the staircase hall. Figure 30: Friederike Von Rauch. “Mittelalterlicher Saal 2.” In Neues Museum, 21. Berlin: Hatje Cantz, 2009. Figure 31: Candida Höfer. “Staircase Hall.” In Neues Museum Berlin, ed. Rik Nys and Martin Reichert, 87. Verlag der Buchhandlung Walther König, 2009. 73 this a hole in the Germany society has also been filled, allowing both the building and people to accept history and advance towards a new future. Analysis As representations of loss that convey the memory of World War II, all three case studies are successful to a degree. The Neues Museum had the benefit of being the most recently completed of the three, and therefore its use of preservation theory and knowledge is similar to, but more sophisticated than the Alte Pinakothek and the Reichstag. David Chipperfield and Julian Harrap have clearly stated that they took inspiration from the Alte Pinakothek.150 In between the restoration of the Alte Pinakothek and the restorations of the Reichstag and Neues Museum, one of the most important historic preservation documents of the twentieth century, the Venice Charter, was drafted. It should be mentioned that there is some evidence that suggests Hans Döllgast merely used salvaged material because that is what was cheap and readily available in the years following the war.151 It is likely that Döllgast intended for the loss to the museum to be evident because he applied the treatment of “creative reconstruction” to several other projects. Whether or not he would have chosen materials more compatible to the original stone structure of the Alte Pinakothek if there had been access to them or the money to do so is a different debate, which is the other benefit that the Reichstag and Neues Museum had going for them; not only did the restorations take place in a time of advanced restoration theory, but at that point Germany had the financial resources to create these magnificent buildings that are the work of famous foreign architects. 150 Wolfgang Wolters, “A conversation between Wolfgang Wolters and David Chipperfield,” in Neues Museum Berlin, ed. Rik Nys and Martin Reichert (Verlag der Buchhandlung Walther König, 2009), 230 151 Rosenfeld, 44. 74 The values associated with the buildings in Germany are not dissimilar to the values associated with the Book-Cadillac and the Broderick Tower in Detroit. Both sets of buildings demonstrate periods of birth through design and construction, decline through deterioration, and rebirth through restoration. However, the fundamental difference is in the restorations and rebirth of these structures. When all three German case studies were built they had newness-value. The Alte Pinakothek and Neues Museum were symbols of an artistic and intellectual enlightenment in Germany and the Reichstag was the symbol of a new German empire at the end of the nineteenth century. Just as the decayed and abandoned buildings in Detroit and other Rust Belt cities became unintentional monuments to deindustrialization, all three of the buildings in Germany became unintentional monuments to armed conflict when they were bombed and damaged throughout the course of World War II. The restoration of these buildings also had symbolic value for a new and brighter German future. However, unlike the case studies in Detroit, the restorations in Germany balanced newness-value with the historical and age-values of the structures. In this way, the Alte Pinakothek, Reichstag, and Neues Museum are functionally and aesthetically reborn while simultaneously remembering the past. It is interesting to consider that John Ruskin and the Society for the Protection of Ancient Buildings would most likely have been satisfied with the state of prolonged neglect that the Reichstag and the Neues Museum experienced during the Cold War. Both buildings were minimally stabilized during this time but otherwise left to decay, a treatment that is at the heart of Ruskin’s theories. However, it is also difficult to imagine how Ruskin would have reacted to the losses caused by the World Wars and whether or not such wholesale destruction would have altered his attitudes of restoration and reconstruction. 75 Ruskin, along with many preservationists, would have been dismayed over the treatment of the Reichstag in the 1970s. The insensitive removal of ornamentation from the building, even if it was damaged, is an act that is considered by most restoration theories and standards to be anti-preservation. In particular the restoration of the Neues Museum makes use of the theories of Giulio Carlo Argan, Cesare Brandi, and Paul Philippot. The original building’s richly painted interior was well suited for the treatments of lacunae developed by these theorists and conservation practitioners who adopted their theories from the treatment of paintings and other works of art. The cleaning of the original paint finishes and the lighter tone washes applied to the lacunae in order to reestablish the wholeness of the image is in accordance with Brandi’s theories. In all three buildings, the retention of the damage caused by artillery fire and bombing, as well as other loss incurred through willful destruction and neglect, is in accordance with Article 11 of the Venice Charter which states that all significant periods of a building should be respected. In regard to Article 9, all three case studies also “bear a contemporary stamp” in the additional work needed to recomplete the structures. It’s possible the Reichstag may go a little beyond what is permissible as a “contemporary stamp” in the abundance of modern materials and the redesign of floor plans, but this may simply be a reflection of how little of the original building survived to the present. In the context of Article 12 the Alte Pinakothek’s contrast of stone and brick is startling in a detrimental manner, even if the effect of visual recognition of loss is achieved.152 It is possible that a different material other than brick might have produced the same effect with 152 Article 12 states that replacement material should be compatible in form and style with the historic material. 76 a more harmonious appearance, but again, Döllgast was merely using what was available to him. In both the Reichstag and the Neues Museum, the replacement materials are clearly distinguishable as new, but are compatible in appearance and form, and do not disrupt the overall harmony of the architecture. The restorations of the Alte Pinakothek, Reichstag, and Neues Museum were informed by the restoration theories of the nineteenth and twentieth century and are successful buildings because of this. Theory creates a logical system from which consistent decisions about the work can be made. It is important to understand that when used correctly, restoration theory becomes a tool through which it is possible to accurately convey the historicity of a building or site. In all three of these case studies, the creation of buildings in accordance with accepted historic preservation standards made it possible for the effects of loss caused by war, abandonment, and neglect to be commemorated in a respectful and informative manner. The authenticity of these structures has ensured an honest and forthcoming interpretation of history that in turn has helped the German nation to symbolically reclaim the spaces. 77 Chapter Six: Appropriate Treatments for the Rust Belt There are a few lessons that can be learned from the German case studies in applying similar treatments to the Rust Belt. The circumstances of each place are unrelated, but the similarities of the effects on the built environment between deindustrialization and war provide the opportunity for comparison. The type of restorations used to repair German buildings after World War II has the potential to effectively convey the significance of loss in the Rust Belt. Adapted to its own culture and history of loss, a similar approach in the Rust Belt could help revitalization and avoid the chance that the choices of the past be repeated in the future. In a city such as Detroit, where residents have waited so long for revitalization, it is difficult to encourage people to slow down their decisions regarding the built environment. Yet, without careful consideration of how best to treat cultural heritage, the city is in danger of losing more than it has already. One of the greatest advantages the restorations of the Reichstag and the Neues Museum had was the perspective of time. World War II is still in recent memory but distant enough that people could fairly assess its meanings and effects. The current state of restoration treatments in Detroit is akin to the restoration of the Reichstag in 1971. The removal of damaged, but salvageable material, in favor of the newness of modern construction is not restoration, but rather renovation and façadism. The loss of the visible effects of deindustrialization adds another layer of loss to the sites in Detroit and confuses its history. The gutting of the Book-Cadillac and the Broderick means that the buildings’ histories can never be uncovered if it is decided in the future that second restorations are needed. 78 There is still a need to develop restoration documents that recognize the significance of loss, but it is remarkable how the Venice Charter is still a relevant document in projects concerning the loss of buildings and materials. “The Conservation Guidelines, Concepts, and Strategy” document drafted in order to guide the process of the Neues Museum has yet to be published but when it is it may also prove to be a valuable resource in the treatment of loss. Even more so, that document created by Chipperfield, Harrap, and their team shows that it is not enough to rely on the generalities of any standard or theory. The specificities of every individual project should be weighed in the decision making process before any work is completed. Having a system of acceptable intervention is more likely to produce a building with a clear understanding of history and meaning. The logic of intervention created for the Neues Museum is exactly what makes it such a successful restoration. The clarity of the building’s history is evident throughout the entire structure. The contrast between compatible new and historic materials and features of the building is harmonious and creates a perceptible story of loss. In all three of the German case studies the renewed function and use of the buildings balances the history of loss and destruction from war and neglect with the symbolism of renewed life and continuity. Without trying there is no guarantee that the treatments used in Germany will be effective in the Rust Belt. This treatment is not appropriate for buildings that may have experienced a modicum of decay, but have been continuously occupied throughout the period of deindustrialization. To be most effective in conveying history, the types of treatments used in Germany are best applied to buildings that are public or semi-public. That being said, such treatment could be used on any building that bears the effects of deindustrialization, whether it be a home, office, or theater. 79 There are many other projects from around the world that have attempted to deal with loss in unique and interesting ways. Several of these are offered in the following paragraphs as another possibility for the treatment of loss in the Rust Belt. These examples were not considered for the main focus of this thesis because the treatments that were used or proposed did not place significance on loss or are not viable options for the majority of functional buildings, with the exception of some small museums. Having said that, the use of some of these alternative treatments in addition to treatments used in Germany could create an even more powerful recognition of loss caused by deindustrialization in the Rust Belt. The main emphasis is that a restoration project should be guided by the individual circumstances of each building, but with the understanding that decay and deterioration are indirect consequences of the larger trend of deindustrialization. In addition, those involved in the restoration of historic buildings should be open to creative solutions for the representation of missing or difficult history. Lower East Side Tenement Museum The Lower East Side Tenement Museum in New York City is another example of museum that tells the story of loss. Built in 1863, the building was one of the city’s first tenement apartment buildings that housed immigrants who came to America looking for better economic opportunities. Abandoned during the 1930s, the building remained vacant until the 1980s when it was purchased by historians who wanted to create a museum about immigrants from the turn of the nineteenth century. Parts of the building were badly decayed, but everything in its interior had remained intact since the 1930s. The tenement’s information potential created the perfect environment to not only expand the knowledge 80 Figure 32. One of the “instructive ruin” apartments in the Lower East Side Tenement Museum. Figure 32: “Ruined Apartment/Tenement Museum, New York City.” http://blogs.plos.org/speakeasyscience/2011/08/09/an-almost-perfect-murder/ (accepted May 29, 2013). 81 about the life of immigrants but also to tell their story.153 Several of the building’s apartments have been researched and restored to tell the stories of real families that lived in the rooms. The families lived there at different times so the restored apartments convey the history of the building across several generations of immigrants. Other than the interpreted apartments, the building has been stabilized but left more or less how it was found in the 1980s. The philosophy behind this was to create an “instructive ruin” that shows how decades of abandonment had altered the building (Figure 32).154 The ability to demonstrate loss through the actual decayed structure is possible because of the building’s function as museum. It would be more difficult to apply the same treatment approach in a place where people lived or worked. Even so, the treatment of the Lower East Side Tenement Museum is another possibility for the treatment of some semi-ruined buildings in the Rust Belt. American Acropolis Camilo José Vergara is a sociologist and photographer who has devoted his career to photographing and writing about inner cities, particularly those located in the Rust Belt. In the mid 1990s Vergara wrote an article about Detroit for Metropolis magazine where he proposed that in the city’s downtown “a dozen city blocks of pre-Depression skyscrapers be stabilized and left standing as ruins: an American Acropolis.”155 In the 90s, when Detroit had been through dozens of failed redevelopment plans and its future as a major city seemed most uncertain, Vergara envisioned converting the downtown into a theme park that would showcase the history of inner city abandonment. He suggested stabilizing the skyscrapers 153 “Our Story,” Lower East Side Tenement Museum, http://www.tenement.org/about.html (accessed May 15, 2013). 154 Andrea Marpillero-Colomina, “Partners in Preservation: Tenement Museum,” Untapped Cities, May 11, 2012, http://untappedcities.com/2012/05/11/partners-in-preservation-tenement-museum/ (accessed May 16, 2013). 155 Vergara, 33. 82 and other monumental buildings as ruins and letting nature take over to a certain extent. Not surprisingly, many people found the industrial ruin park idea to be misguided and offensive. Many of these objections were justified by economic concerns but Vergara reasoned it would be less expensive than having to either demolish or rehabilitate the buildings. 156 More than anything, the theme park seems to be based on the idea that Detroit did not have anything left to lose, so why not try something outside of the standard redevelopment strategies? The park is a romantic concept and an unconventional take on the traditional monument. The most important aspect of this plan may simply be that Vergara identified a need to preserve some aspect of deindustrialization and the powerful effect it has on the landscape. However, with the current revitalization efforts of Dan Gilbert and other entrepreneurs, it seems unlikely that the theme park will ever happen in downtown. Perhaps there is still a place for something like the “American Acropolis” elsewhere in Detroit. Even with the renewed interest in the city, it is unlikely that any more than a small fraction of the tens of thousands of vacant buildings will ever be restored. There is the potential to take five hundred or a thousand of these buildings, as well as some of the many vacant lots, and actually put Vergara’s plan into action. As he originally envisioned, the park would have safe paths around or even in the buildings and the vacant land could be used for green space. Information, on signs or other forms of interpretation, could be used to explain the area’s history as well as the cause of its decline. The park would embody Ruskin’s theories of restoration and would serve as another way to inform people as to the history of deindustrialization and loss. 156 Ibid., 37-8. 83 Franklin Court, Philadelphia The site of Benjamin Franklin’s home in Philadelphia is a unique example of interpretation for a building that no longer exists and is an alternative to reconstruction. Benjamin Franklin inhabited the house and used the print shop at Franklin Court from 1775-1776 as well as the last five years of his life. In 1812 the house was torn down to make room for new development. The site is significant to the formation of the United States as well as to Franklin’s life given the time period at which he lived and worked there. Archaeological investigations were conducted at Franklin Court during three different times in the mid-twentieth century.157 Following these excavations in the 1970s, the National Park Service decided to reconstruct the house and print shop (for use as museums), as they would have appeared during Franklin’s occupancy. This proved problematic as no one could be sure what the buildings would have looked like and there were not enough historical records to speculate. Instead, modern architects Robert Venturi and John Rauch designed a structure that showed only what was factually known about the site. The design is a steel “ghost” frame that merely shows the corners, roofline, and height of the house and print shop. It has the overall appearance of a three-dimensional line drawing of a house (Figure 33). A floor plan of the two structures appears on the ground and there are several viewports that allow people to see the excavated archaeological site below ground. 158 Venturi and Rauch’s design is a completely honest interpretation of the site. It is at once evident that the original buildings no longer exist while at the same time educating the viewer about the history of the site. While the purpose may not have been to specifically address the loss of 157 “Independence NHP Archaeology at Franklin Court,” National Park Service, http://www.nps.gov/archeology/sites/npSites/franklincourt.htm (accessed May 9, 2013). 158 Jorge Otero-Pailos, “Preservation’s Anonymous Lament,” Future Anterior, Vol. IV, No. 2 (Winter 2007), ivv. 84 Figure 33. Venturi and Rauch’s design at Franklin Court. Figure 33: Elizabeth PS. “Franklin Court.” June 16, 2008 via Flickr. http://www.flickr.com/photos/elizabethps/2720938874/ (accepted May 29, 2013). 85 the buildings, the steel frames stand as a compelling example of a means to convey the complete history of structures no longer in existence. Resonance, memory The “Resonance, memory,” design by architecture students Bo Li and Ge Men, is a hypothetical design for how to represent the loss of buildings. The inspiration of the project was to design a memorial for a Swiss village buried in a mud landslide. On the surface Li and Men recreated the village with plastic cylinders that, seen together, resemble the form of the lost buildings (Figure 34). The plastic tubes also extend below ground into a cavern where they project light in such a way that the forms of the lost village are created out of light.159 Though this particular project is merely a studio exercise for the fictional loss of a village, it is one of the most creative approaches used to evoke the memory of something no longer there. The design itself of “Resonance, memory” is oriented to the local specifics of the site and it is difficult to image a direct translation to the Rust Belt. However, it is the creativity and openness to find an original and appropriate solution that makes Li and Men’s design worth studying for any place attempting to address loss. The Menokin Glass Concept Project Francis Lightfoot Lee’s Menokin house in Virginia is an unusual approach to the house museum and another creative example of including loss in the building’s interpretation. Menokin was built in 1769 for Lee, who was one of the signers of the Declaration of Independence, and his wife Rebecca Tayloe.160 By the twentieth century the 159 Geoff Manaugh, “Memorial to a Buried Village,” BLDGBLOG, October 17, 2012, http://bldgblog.blogspot.com/2012/10/memorial-to-buried-village.html (accessed October 14, 2012). 160 “History of Menokin,” The Menokin Foundation, http://www.menokin.org/history.htm (accessed May 17, 2013). 86 Figure 34. A rendering of the “Resonance, memory” project. Figure 35. A rendering of the Menokin Glass Concept Project. Figure 34: Bo Li and Ge Men. “Resonance, memory.” http://bldgblog.blogspot.com/2012/10/memorial-to-buried-village.html (accessed October 16, 2012). Figure 35: “A 3-D rendering of how the glass house will eventually look.” http://www.virginialiving.com/virginiana/history/history-under-glass/ (accessed May 29, 2013). 87 Georgian style house was rarely being used and throughout the 1960s through the 1990s different sections of the structure collapsed.161 The building was designated a National Historic Landmark in 1971 and since then conservators have been struggling to come up with a preservation and interpretation plan for the heavily deteriorated site.162 Similar to the Benjamin Franklin house and print shop, there was debate over whether or not to reconstruct the lacunae of the Menokin House. Despite the high level of documentation of the house before its collapse, the Menokin Foundation decided that merely reconstructing the house would be a lost chance to do something more innovative. In 2011, the Foundation began work on what is known as “The Menokin Glass Concept Project.” The concept is to first use anastylosis, an archaeological and conservation practice in which fallen or broken pieces of a monument are reassembled, for the existing original material of the house.163 Then a glass frame will be built around the house so that the completeness of the structure’s form will be restored and further decay arrested, while also revealing the building’s construction (Figure 35). In the project description, the Foundation wrote, “glass is not an imitation of original fabric, but a demonstration of the original fabric’s absence: glass is a separate artifact in its own right.”164 Unlike inauthentic reconstructed sections, the glass creates an apparent contrast between the old and the new and the concept of loss is clear. The goal of the project is to preserve and place as much significance as possible on the original material but also to create a valuable learning environment. In addition, the design 161 Erin Parkhurst, ed., “Menokin,” House and Home Magazine, http://www.thehouseandhomemagazine.com/Articles/Vol1No11/Menokin/tabid/275/Default.aspx (accessed May 17, 2013). 162 “History of Menokin.” 163 Merriam-Webster, online edition, s.v. “Anastylosis.” Available at http://www.merriam-webster.com/. 164 The Menokin Foundation, “Request for Qualifications of Interested Teams: The Menokin Class Concept Project,” June 6, 2011, http://www.menokin.org/RFQ%20Final%2006-06-11.pdf (accessed May 17, 2013). 88 is also a graceful approach to representing loss and clearly shows the unbroken history of the structure as well as the effects of neglect. 89 Chapter Seven: Conclusion Deindustrialization does more than take away jobs. The type of wholesale disinvestment that occurred in the Midwest and Northeast of the United States in the twentieth century changed those places from bustling metropolises into desolate landscapes. Deindustrialization destroyed communities and brought some of the tallest buildings tumbling to the ground. Unpleasant though it may be, there is a need to preserve some memory of deindustrialization and the ways in which it shaped people’s lives and the built environment. Historic preservation theories that pertain to the treatment of lacunae can be the point of departure for possible restorations that have the ability to convey the multiple experiences of loss within the Rust Belt. Analyzing the ways in which current treatments of historic buildings in Detroit, Michigan interpret the past has shown that the signs of deindustrialization are being removed from the landscape in the hope that this will help the city and the Rust Belt revitalize. Instead, these insensitive restorations are compromising the historicity of Detroit, the Rust Belt, and the nation as a whole. Rather than continuing on the same path of erasure, the Rust Belt can look to German restorations of buildings damaged in World War II for examples of how lacunae can be incorporated into usable structures. These examples show that loss can be acknowledged as part of the story of a place while simultaneously moving on to a different and, hopefully, better future. Cities in the Rust Belt would benefit from examining the German examples and determining how such treatments might be adapted to their own traumatized buildings. Still unanswered is how communities in the Rust Belt will feel about the interpretation of loss. Though it began more than sixty years ago, deindustrialization continues to be a highly sensitive topic that has negatively affected the lives of many people 90 still alive in the Rust Belt. While some people may wish to forget the hardships they endured as a result of deindustrialization, others may see the interpretation of loss in the built environment as a way to pay respect to the communities that were dramatically altered through urban decline. Additional information needed to further the argument for using treatments similar to those in Germany is a comparative study on the costs of such restorations versus other types of restorations. Also in need of examination is whether or not the Secretary of the Interior would recognize the interpretation of loss as an appropriate form of treatment for historic buildings and if historic preservation tax credits could be made available to projects applying such an interpretation. The current treatment of historic buildings in Rust Belt cities does not effectively convey the significance of deindustrialization and the accompanying theme of loss. The erasure of the hardships created by deindustrialization and the subsequent effects of urban decline creates a falsified history for places such as Detroit, Youngstown, Gary, and many others. Within the decaying built environment of the Rust Belt there is a need to embrace historic preservation treatments that allow for the interpretation of loss to respectfully reflect upon the hardships those cities have endured. 91 Bibliography Austin, Dan. “Book-Cadillac Hotel.” http://historicdetroit.org/building/bookcadillac-hotel (accessed October 13, 2012). Austin, Dan. Lost Detroit: Stories Behind the Motor City’s Majestic Ruins. Charleston: The History Press, 2010. Austin, Dan and Kraemer Design Group. “Broderick Tower.” http://historicdetroit.org/building/broderick-tower/ (accessed October 13, 2012). 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