Unique aspects of impulsive traits in substance use and overeating

The American Journal of Drug and Alcohol Abuse
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Journal:
Manuscript ID:
Manuscript Type:
The American Journal of Drug and Alcohol Abuse
LADA-2014-0010.R2
Original Article
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Keywords:
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Unique Aspects of Impulsive Traits in Substance Use and
Overeating: Specific Contributions of Common Assessments
of Impulsivity
Impulsivity, Substance use, Overeating, Psychometrics, Statistics
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Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
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Words: 4280
Tables: 7
Figures: 4
Unique Aspects of Impulsive Traits in Substance Use and Overeating: Specific
Contributions of Common Assessments of Impulsivity
Derek Beaton1*, Hervé Abdi1, Francesca Filbey1, 2
{derekbeaton, herve, francesca.filbey}@utdallas.edu
1
The University of Texas at Dallas
School of Behavioral and Brain Sciences, GR4.1
800 West Campbell Road, Richardson, TX 75080
2
Center for Brain Health
2200 W Mockingbird Lane, Dallas, TX 75235
*
Corresponding Author
Part of this work was supported by grants from NIDA for marijuana studies (K01
DA021632-01A1 to FMF) and The Mind Research Network for control, nicotine, and
obesity studies (Institutional Grant to FMF). FMF and DB are currently supported by
NIDA (R01 DA030344-01 and F31 DA035039-01A1, respectively). DB and HA created
Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
some of the open source software used for analysis in this manuscript (TExPosition and
TInPosition). The authors have no other declarations of interest.
2
The American Journal of Drug and Alcohol Abuse
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Abstract
Background: Impulsivity is a complex trait often studied in substance abuse and
overeating disorders, but the exact nature of impulsivity traits and their contribution to
these disorders are still debated. Thus, understanding how to measure impulsivity is
essential for comprehending addictive behaviors.
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Objectives: Identify unique impulsivity traits specific to substance use and overeating.
Methods: Impulsive Sensation Seeking (ImpSS) and Barratt’s Impulsivity scales (BIS)
Scales were analyzed with a non-parametric factor analytic technique (discriminant
correspondence analysis) to identify group-specific traits on 297 individuals from five
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groups: Marijuana (N = 88), Nicotine (N = 82), Overeaters (N = 27),
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Marijuauna+Nicotine (N = 63), and Controls (N = 37).
Results: A significant overall factor structure revealed three components of impulsivity
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that explained respectively 50.19% (pperm < .0005), 24.18% (pperm < .0005), and 15.98%
(pperm < .0005) of the variance. All groups were significantly different from one another.
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When analyzed together, the BIS and ImpSS produce a multi-factorial structure that
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identified the impulsivity traits specific to these groups. The group specific traits are 1)
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Control: low impulse, avoids thrill-seeking behaviors; 2) Marijuana: seeks mild
sensation, is focused and attentive; 3) Marijuana+Nicotine: pursues thrill-seeking, lacks
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focus and attention; 4) Nicotine: lacks focus and planning; 5) Overeating: lacks focus, but
plans (short and long term).
Conclusions: Our results reveal impulsivity traits specific to each group. This may
provide better criteria to define spectrums and trajectories—instead of categories—of
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symptoms for substance use and eating disorders. Defining symptomatic spectrums could
be an important step forward in diagnostic strategies.
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The American Journal of Drug and Alcohol Abuse
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Introduction
Impulsivity is a complex trait often studied in personality disorders (1), and selfregulatory failures (2) such as substance use and overeating disorders (3). In substance
use and overeating, high levels of impulsivity—a risk factor for addiction and
dependence (4)—may be associated with an increase in drug (5) and alcohol use (6) as
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well as pathologic substance abuse (7), could impact treatment strategies (8,9), and could
reveal subtypes of binge eating (10). Thus understanding impulsivity and its
measurement is essential for understanding addictive behaviors (11).
“Impulsivity,” however, is a multifaceted and heterogeneous concept that includes
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aspects of disinhibition, inattention, sensation seeking, and deficits in decision-making
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(12). Further, these aspects exist under two broad categories of impulsivity: state
impulsivity (i.e., “in the moment”) and trait impulsivity (i.e., the inherent characteristics
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of a person). While both types are associated with substance use (13), trait impulsivity is
especially important because it contributes to the underlying risk for substance use. Trait
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impulsivity is mostly measured using self-assessment scales: often with the Impulsive
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Sensation Seeking (ImpSS) scale (14–17) and Barratt’s Impulsivity Scale [BIS; (18,19)].
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Using the ImpSS or BIS, numerous studies have shown that “high impulsivity”
exists in substance abuse groups—such as nicotine users (20), cocaine users (21), and
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drunk drivers (22)—and that impulsivity is associated with increased craving (23) and
consumption (24) of food. Importantly, impulsivity traits could impact treatment
strategies for substance use disorders (8,25). In practice, both the ImpSS and BIS are
generally used as unidimensional indices with higher scores interpreted as “more
impulsivity.” However, if impulsivity is multidimensional, the same score obtained by
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different individuals can reflect different realities and would, therefore, obscure unique
impulsivity traits.
The traditional structure of the BIS (18,19) has been challenged (26) and recently
revised to comprise two factors (26) and then again reframed as one factor (27) for the
general population. Furthermore, recent work has shown that there are differing aspects
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of impulsivity in typically impulsive populations (28), illicit substance users (29), alcohol
use disorders (30), and cigarette smoking (31). In sum, there appears to be diverse sets of
impulsivity traits in substance use populations, and so there is a growing interest in
parsing impulsivity traits because the exact contribution (32) and dimensionality (33,34)
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of impulsivity traits—especially with respect to addictive behaviors—is under intense
debate.
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To better understand the factor structure of trait impulsivity, we analyzed
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common measures of trait impulsivity in order to evaluate if specific multidimensional
patterns of responses could characterize specific substance use and overeating groups.
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We measured impulsivity using ImpSS and BIS from five groups of participants: 1) a
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non-using Control group, 2) Marijuana users, 3) Nicotine users, 4) individuals with high
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body-mass index (BMI) or binge-eating symptoms (henceforth referred to as Overeaters),
and 5) Marijuana+Nicotine users. We used discriminant correspondence analysis [DiCA,
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The American Journal of Drug and Alcohol Abuse
(35)]—a factor analytic technique—to find the distinct patterns of impulsive traits that
characterize these five groups. DiCA is a discriminant analysis extension of
correspondence analysis (36) and multiple correspondence analysis (37) and both
techniques have been used extensively in the analysis of self-assessments and surveys
[e.g., memory (38), stress (39), schizophrenia (40), and opioid abuse (41)]. More
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The American Journal of Drug and Alcohol Abuse
Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
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importantly, recent work in autism and schizophrenia research (using DiCA) has shown
that similar summary scores on self-assessments reflected unique patterns of traits for
different populations (42). Thus, in this study, we expected to find a new factor structure
of impulsivity where each of our groups were defined by distinct impulsivity traits.
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Methods
This study was approved by the University of New Mexico and The University of
Texas at Dallas Institutional Review Boards.
Participants
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Participants were recruited from the general community in Albuquerque (NM)
and took part in a larger set of studies to determine markers of addiction. Demographics
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are listed in Table 1. Some participants have been described in previous reports—
Marijuana (43,44), Control (44), Nicotine (45), and Overeaters (46)—but this study has
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not been presented elsewhere. Substance use groups were recruited from three separate
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studies on: 1) marijuana use (Marijuana participants), 2) overeating (Overeating
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participants), and 3) nicotine use (Nicotine and Control participants). Marijuana group:
participants self-reported current marijuana use of at least 4 occasions per week over the
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previous 6 months (positive use verified via urinalysis). Eighty-two (out of 151)
Marijuana study participants met criteria for current marijuana dependence [via the
Structured Clinical Interview for DSM-IV-TR, Research Version (47)]. Nicotine group:
participants self-reported current nicotine use of at least 10 cigarettes per day (positive
use verified via breath CO monitor). The Nicotine group had moderate-to-high nicotine
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dependence as evaluated by the Fagerstrom’s Test for Nicotine Dependence [FTND (48);
M = 6.76, S = 1.59]. Overeating group: participants had a high BMI ≥ 25 [(49); M =
32.28, S = 7.93] or a minimum score of 18 on the Binge Eating Scale [BES (50); M =
21.00, S = 10.35]. Non-using controls did not report any current regular use of illicit
substances (including marijuana) in the past 6 months. Participants were excluded from
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the studies if they had 1) past or present diagnosis of a neurological disorder, 2) psychosis
or other substance use disorder besides their primary substance use disorder (assessed via
the Psychotic Symptoms and Substance Use Disorders modules of the SCID), or 3)
currently taking prescribed psychoactive medication.
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[[Table 1 About Here]]
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Our study included a total of 297 individuals, who had completed the ImpSS and
the BIS, from the four a priori groups (as discussed in Participants): Marijuana (N = 88),
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Nicotine (N = 82), Overeaters (N = 27), and non-using Controls (N = 37). We further
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identified a subgroup of Marijuana users who reported at least daily nicotine use
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(according to the Smoking History Questionnaire), henceforth, referred to as
Marijuana+Nicotine (N = 63). Usage characteristics for Marijuana, Nicotine, and
Marijuana+Nicotine groups are described in Table 2.
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[[Table 2 About Here]]
Measures
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The Impulsive Sensation Seeking Scale (ImpSS) is a 19-item self-report
questionnaire, which is a subscale of the Zuckerman-Kuhlman Personality Questionnaire
(17). The ImpSS is intended to capture two factors: sensation-seeking and impulsivity.
Participants respond to each item with the values TRUE or FALSE, which are
respectively scored as 1 or 0 point. Summary scores range from 0 to 19 with higher
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scores indicating greater impulsive sensation seeking behavior.
The Barratt Impulsivity Scale (BIS) is a 30-item self-report questionnaire that
captures various aspects of impulsivity (18): inattention, motor impulsiveness, selfcontrol problems, cognitive complexity, perseverance, and cognitive instability. These
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aspects represent broader factors: Attentional Impulsiveness (attention and cognitive
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instability), Motor Impulsiveness (motor impulsiveness and perseverance), and Nonplanning (self-control and cognitive complexity). On the 30-item BIS, participants
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respond to each item using a 4-response scale (1: Rarely/Never; 2: Occasionally; 3:
Often; 4: Almost Always/Always). Summary scores range from 30 to 120 with higher
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Statistical Analyses
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scores indicating greater impulsiveness.
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We performed two sets of analyses: ANOVAs and DiCA (35)—a technique that
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can identify qualitative differences in patterns of responses between groups (42). All
analyses were performed with R (51). ANOVAs were performed with the “car” package
(52), DiCA and inference tests were performed with the “TExPosition” and
“TInPosition” packages (53). Supplemental Material provides a detailed exposition of
DiCA and inference tests.
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ANOVAs
We performed one-factor between-subjects ANOVAs on the summary scores for
the ImpSS and the BIS.
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DiCA and data structure
For analysis with DiCA, both the ImpSS and BIS were recoded into questionresponse levels (disjunctive coding) as in (41,42,54). For example, a response of RARE
for BIS question 5 (I do not “pay attention”) was recoded as a 0/1 pattern spanning four
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columns: {1,0,0,0} and a response of OFTEN was recoded as the pattern {0,0,1,0}. This
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process yielded 120 columns for the BIS (4 columns per 30 questions), and 38 columns
for the ImpSS (2 columns per 19 questions). Because the instruments have different sizes,
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we normalized each instrument so that the variances of the ImpSS and BIS were equal
[see (38,55) for more details]. With DiCA, we analyzed the BIS and ImpSS together.
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DiCA requires a group × variable contingency table that represents the
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frequencies of each question-response level for each group. Correspondence analysis is
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then performed on this table. DiCA—like correspondence analysis or principal
components analysis—integrates the variables of a matrix into linear combinations in
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order to create new uncorrelated (orthogonal) variables, called components. Items,
groups, and individuals are assigned values called component (or factor) scores that
describe how much items, groups, or individuals contribute to a component. Component
scores are typically presented graphically two components at a time to create component
maps.
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Inference Tests
Stability and reliability of the DiCA model were assessed via bootstrap (56,57),
and permutation (58) resampling. Inference tests indicate if the omnibus model is
significant, which components are significant, and which variables or groups significantly
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contribute to the component structure (see Supplemental Material).
ANOVA findings
Results
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ANOVAs were performed on the summary scores from the ImpSS and BIS.
There was a significant effect of group on the BIS [F(4,292) = 8.09, p < .0001]. Post-hoc
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comparisons showed that the Control and Marijuana groups were less impulsive than the
Marijuana+Nicotine, Nicotine, and Overeating groups (Table 3). There were no
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significant differences between the remaining groups or between the Control and
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Marijuana groups. There was a significant effect of group on the ImpSS [F(4,292) = 6.71,
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p < .0001]. Post-hoc comparisons showed that the Control group was significantly less
impulsive than all other groups except the Overeating group (Table 3). There were no
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significant differences between the substance use and Overeating groups.
[[Table 3 About Here]]
DiCA findings
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DiCA produced four components. Data were resampled 2,000 times for
permutation and bootstrap tests. An omnibus test of the inertia (sum of the
eigenvalues)—whose significance was evaluated with a permutation test—indicated that
the overall structure of the data was significant (Inertia = .0515, pperm < .0005). Further
permutation tests identified the first three components as significant (Component 1 =
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50.19%, pperm < .0005, Component 2 = 24.18%, pperm < .0005, Component 3 = 15.98%,
pperm < .0005, respectively). The between group variance—which was evaluated by an
R2-type statistic that measures the variance explained by the groups—was moderate but
not significant (R2 = .196, pperm = .0695). All permutation results are presented
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graphically in Figs. S1–2.
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Two sets of bootstrap tests were conducted to test: 1) if groups were reliably
different from one another, via confidence intervals [as in (35,59)], and 2) which items
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significantly contributed to the variance, via the bootstrap ratio statistic [sometimes called
a bootstrapped-t value, (60)]. All confidence intervals separated the groups on at least one
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component; therefore, all groups were significantly different from one another (pboot <
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.0005; see Figs. 1a and 3a). Bootstrap ratio tests identified the groups (Table 3) and items
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(see Tables S3-S6) that significantly contributed to the overall structure of the
components, and these are discussed and illustrated throughout the following sections and
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Supplemental Material.
[[Figure 1 About Here]]
Component 1
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Many items from the ImpSS and BIS significantly contributed to Component 1.
Fig. 1b shows that Component 1 contrasts high impulsive sensation seeking traits (e.g., “I
change things I like to do a lot” = Always) against low-to-no impulsive sensation seeking
traits (e.g., “I sometimes do ‘crazy’ things just for fun” = FALSE). The Control,
Marijuana+Nicotine, and Marijuana groups significantly contributed to Component 1
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(Table 4).
Component 1 reflected, in part, summary scores of the groups from lowest to
highest (left to right): Control, Marijuana, Nicotine, Overeaters, and Marijuana+Nicotine
(Figs. 1a and c; see also Tables 3–4 and S3). To note, Marijuana and Control are grouped
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on Component 1 whereas Overeaters, Nicotine, and Marijuana+Nicotine are grouped on
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the opposite side; this pattern means that there are traits shared between Marijuana and
Control, and traits shared between Overeaters, Nicotine, and Marijuana+Nicotine. In
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DiCA, the center (origin) of a component map is the average; thus the Marijuana and
Control groups have below average impulsive traits, whereas the Overeating, Nicotine,
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and Marijuana+Nicotine groups have above average impulsive traits.
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[[Table 4 About Here]]
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Component 2
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All groups significantly contributed to Component 2 (Table 4). In contrast to
Component 1, Control, Nicotine, and Overeaters are grouped together, whereas
Marijuana and Marijuana+Nicotine are grouped together on Component 2 (Fig. 1). Figure
2a shows each question-response item colored by the instrument to which they belong
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(i.e., ImpSS or BIS). Together, the ImpSS and BIS make an “X” shape on the component
map, a configuration suggesting that—for these populations—the two instruments are
orthogonal (see also “Partial Projections” below). This dissociation of the instruments
(Fig. 2b), is best understood per quadrant: top right reflects high ImpSS, top left reflects
low BIS, bottom left reflects low ImpSS, and bottom right reflects high BIS traits.
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Sensation seeking and attention items—specifically, active vs. avoidant sensation seeking
(via ImpSS) and attention vs. inattention (via BIS)—significantly contributed to
Component 2 (see Fig. 2c and Tables S3-S4).
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[[Figure 2 About Here]]
Component 3
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Control, Nicotine, and Overeaters significantly contributed to Component 3
(Table 4; Figs. 3a and 3b), and only a few question responses items (Fig. 3c; Tables S5)
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significantly contributed to Component 3. Component 3 is driven by the dissociation
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between the Nicotine and Overeating groups. Significant items on Component 3 include
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planning, low attention, and poor-spending habits (see Figure 3c, Table S5).
[[Figure 3 About Here]]
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Partial Projections
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To assess the “X” shape of the ImpSS and BIS, we analyzed partial component
scores for the individuals [(35,55), see also Supplemental Material]. Partial component
scores describe how each instrument contributed to the overall model.
Figs 4a and b show the partial component scores for the ImpSS and indicate that
the groups clustered in three classes, regardless of the component, corresponding to 1)
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low (Control), 2) medium (Marijuana, Overeaters, Nicotine), and 3) high
(Marijuana+Nicotine) ImpSS scores. In contrast, the BIS partial component scores are
much more diverse (Figs. 4c and d) and distributed across all components. Furthermore,
the Control and Marijuana groups have similar BIS patterns, where as the Overeating
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group has a fairly unique pattern unto itself.
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[[Figure 4 About Here]]
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Correlations between partial component scores (Table 5) show a strong and
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significant relationship between the BIS and the ImpSS on Component 1 (r = .61, pperm <
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.0005), but, importantly, the correlation between Component 2 of the BIS and
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Component 2 of the ImpSS was negligible (r = –.03, pperm = .5940 ).
[[Table 5 About Here]]
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Further analyses
Given that participant characteristics could also influence impulsivity, we
explored several connections between our factor structure, severity of disorder, and
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Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
15
demographics. Additionally, we also explored how our factor structure based on selfreported impulsivity (trait) related to objective measures of impulsivity (state).
Severity
Following similar work in alcohol use disorders, we investigated how the
component structure related to severity of respective disorders (61). Each group has a
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different index of severity: number of SCID marijuana dependency symptoms (47) for
Marijuana and Marijuana+Nicotine (because they come from the same study), FTND
(48) for Nicotine, and BMI and BES for Overeaters. We found that the FTND and BMI
were unrelated to the factor structure (Table 6). However, severity indices for the
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Overeaters (via BES), Marijuana, and Marijuana+Nicotine (via SCID) groups were
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positively related to Component 1. Further, we observed negative correlations between
severity score indices for the Overeaters (via BES), Marijuana, and Marijuana+Nicotine
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(via SCID) groups, and Component 2. No severity index was significantly related to
Component 3 (Table 6).
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[[Table 6 About Here]]
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Demographics
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Comprehensive analyses of demographic characteristics (age, income, gender, and
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education) can be found in Supplemental Material. To note there was little-to-no effect of
gender and no interactions between gender and groups. Two-factor between-groups
ANOVAs showed only main effects of group association. Additional analyses within the
DiCA model showed a significant effect of gender, however, this effect is very weak (R2
= .04). Finally, there was a mild association of age with Components 1 and 2.
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The American Journal of Drug and Alcohol Abuse
Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
16
State and Trait Impulsivity
In our studies, we had access to two measures of state impulsivity and/or
attention: Continuous Performance Task [CPT, (62)], and Trail Making Task [“Trails,”
(63)]. The results showed that our component structure based on self-reported trait
measures is unrelated to the CPT and Trails (Table 7).
[[Table 7 About Here]]
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Discussion
This study was conducted specifically to identify distinct impulsivity traits per
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group. DiCA revealed three components that describe orthogonal aspects of impulsivity.
First, we discuss these components in the context of impulsivity. Next, we discuss the
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traits specific to the participants’ groups.
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Components
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Component 1 reflects “overall impulsivity.” This interpretation is supported by:
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1) the large number of items from both measures that significantly contribute to
Component 1 (Table S2), 2) the large correlation of the partial component scores of
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individuals (Table 5), and 3) the fact that the component scores for the groups (horizontal
axis in all figures) tend to reflect the total summary score (Table 3). Both Component 1
and summary scores showed an interesting relationship amongst the groups. Clearly,
Overeaters, Nicotine, and Marijuana+Nicotine have high overall impulsivity; Control, as
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Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
17
expected, has very low overall impulsivity. Unexpectedly, Marijuana also has a low
overall impulsivity.
Component 2 reflects a general “instrument dissociation.” The instrument items
(Figures 2a and b) and the partial component scores (Figures 4a and c) are effectively
orthogonal; there is nearly zero correlation between the general structures of ImpSS and
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BIS on Component 2 (Table 5). Taken in context with Component 1 (left reflects lower
overall impulsivity, right reflects higher overall impulsivity; Figs. 1–2), the top of
Component 2 reflects sensation seeking, whereas the bottom of Component 2 reflects
attentional deficits.
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Overall, this dissociation suggests that there are features of impulsivity traits
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captured by one instrument but not by the other, and importantly, that this dissociation
helps characterize each group: (1) the separation between Control and
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Marijuana+Nicotine groups was due to sensation seeking questions (e.g., “I like doing
things just for the thrill of it”) on the ImpSS, (2) the separation of Marijuana from
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Overeaters and Nicotine was largely due to questions about attention, focus, and
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concentration (e.g., “I concentrate easily”) on the BIS, and (3) the combination of the two
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components separated all groups from one another with the exception of Nicotine from
Overeaters.
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Component 3 largely reflects “forethought” or questions mostly about spending
money, planning, interest changes, and the future (e.g., “I rarely like to think about my
life will be in the future,” see Table S4). Recall that the Nicotine and Overeating groups
are the primary contributors—in opposite ways (Fig. 3)—to Component 3 (Table 4). The
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The American Journal of Drug and Alcohol Abuse
Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
18
Overeaters responses reflect acknowledgment in the affirmative of forethought, while the
Nicotine group responses reflect acknowledgment in the negative of forethought.
Relation of structure with other measures
Because impulsivity is a contributing factor to both substance misuse and
treatments for substance misuse, it is important to understand how impulsivity is related
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to other measures of impulsivity and severity of substance misuse.
First, we show that, in general, as severity of substance misuse increases, so do
the factor scores on Component 1, as well as attentional (negative scores on Component
2) aspects of impulsivity (Table 6). However, these correlations only generally reflect
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that as severity increases, so do aspects of impulsivity.
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Though both state and trait aspects of impulsivity contribute to substance misuse
(13), we found no discernible relationship between the factors extracted by DiCA and the
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CPT and Trails, two neuropsychological measures of attention, impulsivity, and
executive function (Table 7). However, this absence of correlation is not surprising
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(19,64,65) because the relationship between state and trait measures generally tend to be
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weak at best, but this absence of correlation could also indicate that trait and state
measures are intrinsically different aspects of impulsivity.
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Unique Aspects of Impulsivity in Substance Use
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Some prior work has shown traces of unique impulsivity traits associated to
different substance users. For example, Meda et al., (34) derived a five-factor model
based on state and trait measures in healthy controls vs. “at-risk/addicted” participants.
Huba, Newcomb, and Bentler (66) used Interbattery Factor Analysis (67)—a technique
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Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
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also known more recently as partial least squares correlation (68,69)—to examine the
relationship between sensation-seeking and drug use in an adolescent population. Huba et
al., (66) identified factors common to types of drugs used and sensation-seeking traits.
Our results further identify the unique aspects of both impulsivity and sensation-seeking
traits in each of our groups.
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Non-using Controls
In general, the control group had low responses to questions across both
instruments. Specifically, DiCA showed that the control group was more associated with
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avoidance of thrill-seeking than the other groups (Figs. 1 and 2).
Marijuana users
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Though marijuana use has been associated with higher overall levels of
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impulsivity (70,71), our results suggest otherwise: the Marijuana group scored lower than
other substance use and eating disorder groups on the BIS and ImpSS (Fig. 1 and Table
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3). Furthermore, DiCA revealed that the Marijuana group was more associated with high
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levels of focus and attention, and infrequent interest changes than any other group (Fig. 2
and Table S3).
Marijuana+Nicotine users
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In general, users of multiple substances tend to have higher impulsivity than other
substance abuse groups (72,73). We found that our Marijuana+Nicotine group scored
higher than any of our other groups on both the ImpSS and the BIS (Table 3).
Furthermore, the Marijuana+Nicotine group is associated with pathological aspects of
impulsivity: active thrill-seeking and lack of focus/attention (Figs. 1, 2, and 4).
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The American Journal of Drug and Alcohol Abuse
Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
20
Attentional issues are a shared characteristic amongst the Marijuana+Nicotine, Nicotine,
and Overeating groups (Figs. 1, 2, and 4).
Nicotine users
Results showed that Nicotine was more associated with lack of forethought, poor
spending habits, and frequent interest changes than the other groups (Figs. 1–3, Table
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S4). Perkins et al. (74) showed increased novelty seeking and response disinhibition as a
function of nicotine sensitivity. Additionally, nicotine exposure and higher levels of
impulsivity are associated with immediate reward (75).
Overeating individuals
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Loss of control over food has been of particular focus recently (46,76,77),
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especially with regard to the qualities that define addiction to—or substance abuse of—
food (23,24). The Overeating and Nicotine groups share qualities of attentional issues
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(Figs. 1 and 2). However, Overeating participants, as opposed to Nicotine, tend to plan
for immediate and long-term future (i.e., “forethought”).
Broader Implications
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Measures of Impulsivity
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The BIS has been the subject of recent contention: 1) Stanford et al., (19) showed
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that the BIS and subsequent factors are reliable and strongly related to other measures of
impulsivity, but 2) Reise et al., (26) showed that the BIS is not as (psychometrically)
reliable as claimed and, accordingly, suggested a different factor structure, whereas 3)
Steinberg et al., (27) reframed the BIS to create a simple unidimensional measure. Our
results within substance use and overeating populations suggest a more nuanced story.
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Page 21 of 102
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21
We showed that 1) the BIS is not as related to the ImpSS as was expected; 2) while the
traditional BIS factors are not necessarily evident, we do not see the same factors as
Reise et al., (26); and 3) the BIS is not unidimensional amongst substance use and eating
disorder populations, but the ImpSS is.
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For Measures of Impulsivity in Substance Use and Eating Disorders
Following Reise et al., (26) and Steinberg et al., (27), we did not find the
traditional BIS factor structure but we did find some aspects from the original BIS
definition (22). Unlike Stanford et al., (19)—who found strong relationships between BIS
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and other measures—we revealed a clear orthogonal relationship between the BIS and
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ImpSS. We also showed that impulsivity, just within substance use and eating disorders
groups, has a complex multidimensional structure that does not map to the traditional or
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revised structures of the ImpSS and especially the BIS. Further, some questions did not
significantly contribute to our structure (Table S6).
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These findings suggest two conclusions: 1) the BIS and ImpSS may not be
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tailored to particular types of impulsivity traits within substance use and eating disorders
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and 2) both measures could be truncated for use within substance use populations, and
that—like the ImpSS—the BIS may benefit from using dichotomous responses. For
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example, the BIS question “I change my mind about what I like to do” generally does not
contribute to the components. However, a similar ImpSS question, “I tend to change
interests frequently,” does contribute to the component structure (See Tables S3–6).
For substance use research
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The American Journal of Drug and Alcohol Abuse
Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
22
A clearer view of impulsive traits in substance use and eating disorders is an
important step forward. Currently, the exact role impulsivity plays is not clear (5,6,12),
but it is known to play an important role in behavorial (78) and neurobiological (79)
responses in substance use, as well as being associated with disorder severity (58).
A deeper understanding of the role of trait impulsivity in substance use may
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provide insight into more effective treatments (8,9,80) or provide better predictive
markers (81–83). Because trait impulsivity is considered an inherent characteristic of an
individual (13), and given that genetics contribute to both personality traits (84) and
addiction (85), trait impulsivity could be a useful intermediate (a.k.a. endo-) phenotype
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for substance use disorders (86,87), just as in other disorders (88).
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In conjunction with diverse behavioral mechanisms (12,32,34), the unique
impulsive traits in various disorders could help identify specific biological, neural, and
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cognitive mechanisms (87,89–91), and may provide better multidimensional criteria to
define symptoms—instead of just broad diagnostic categories—specific to various selfregulatory failures, substance abuse, and addiction.
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Limitations and Conclusions
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Some limitations of our study should be mentioned. Lack of gender effects may
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be due, in part, to an unbalanced gender distribution within the groups. Additionally,
because participants in the current study were from three separate studies, not all
measures were available across groups. For example, measures of nicotine and marijuana
use were unavailable for participants recruited for the Overeating Study, and, therefore
some participants assigned to the Overeater group could also display traits shared with
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Page 23 of 102
Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
23
other groups. Such a configuration would decrease the separation between groups and so
the differences between groups could, actually, be stronger than what we report.
Finally, there exist numerous measures of both trait and state impulsivity, which
could further delineate aspects of substance abuse. It will also be important to define
which state and trait measures capture similar and distinct aspects of impulsivity to help
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identify which state measures are comparable to trait measures.
To fully understand the role of impulsivity traits with respect to addictive
behaviors, future studies could also benefit from a common index of disorder severity,
additional substance using groups (e.g., cocaine, heroin, methamphetamine), a balanced
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gender distribution, and a unified recruitment strategy for all participants.
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To conclude, our findings show that: 1) there is a novel factor structure to the BIS
and ImpSS within substance use and overeating, and 2) this factor structure characterizes
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unique impulsivity traits to dissociate different substance use and eating disorder
groups—an important step forward in rethinking diagnostic strategies.
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The American Journal of Drug and Alcohol Abuse
Running Head: UNIQUE IMPULSE IN SUBSTANCE USE AND OVEREATING
Acknowledgments
We would like to thank Ursula Myers and Michelle Coyazo for their role in data
collection. We would also like to thank two anonymous reviewers and the editor for
useful comments on previous drafts of this paper.
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Component 2: 24.183%
Component 2: 24.183%
Component 1: 50.187%
CON
MJ
MJ+NIC
NIC
OE
wild.19.t
save.10.a
spare.7.a
noatt.5.r free.4.of
cont.8.a
chngint.10.f
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say.14.r
save.10.r
unpred.16.t
fright2.11.t
chgth.24.r
thrill.9.t
impper.18.t
nothink.2.r
careful.20.a
act.19.r
bore.18.r
one.23.r care.12.of
fut.13.a
nvrthink.17.t
imp.3.t
spend.25.a
future.30.amove.13.t
crazy.14.t
nopred.8.t
any.12.t
plan.1.a
fut.13.oc
any.12.f
chgfr.21.r
nvrthink.17.f
plan.1.oc
nopred.8.f
buy.22.oc
crazy.14.f
imp.3.f act.19.oc
cont.8.oc
care.12.a
move.13.f
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say.14.of
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ly
cont.8.r
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On
Component 1: 50.187%
iew
ev
Figure 1
rR
CON
MJ
MJ+NIC
NIC
OE
ee
rP
Fo
Component 1: 50.187%
Component 2: 24.183%
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B: Rarely
B: Occ.
I: FALSE
Component 1: 50.187%
BIS
ImpSS
I: TRUE
ly
On
wild.19.t
Component 1: 50.187%
solve.29.r
conc.9.oc
chgth.24.of
fright.5.f
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comp.15.oc
wild.19.f
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thrill.9.t
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chngint.10.f
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thinkpop.26.r
conc.9.a
chan.16.r
noconc.28.r
noatt.5.a
iew
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Figure 2
rR
B: Always
B: Often
ee
rP
Fo
Component 1: 50.187%
Component 2: 24.183%
Component 2: 24.183%
Component 2: 24.183%
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The American Journal of Drug and Alcohol Abuse
Page 75 of 102
Component 3: 15.982%
Component 3: 15.982%
Component 1: 50.187%
noatt.5.of
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Component 1: 50.187%
Component 3: 15.982%
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The American Journal of Drug and Alcohol Abuse
BIS Partial Component 2
ImpSS Partial Component 2
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Page 77 of 102
Running Head: UNIQUE IMPULSE IN SELF-REGULATORY FAILURES
1
Figure Captions
Figure 1. a. (top left) shows confidence intervals around the bootstrapped means of each
group on Components 1 (horizontal) and 2 (vertical). b. (top right) shows all the questionresponse items from the Impulsive Sensation Seeking (ImpSS) scale and Barratt’s
Impulsivity Scale (BIS) colored by response level or gray. Colored items significantly
rP
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contribute to Component 1, where as gray items do not. Question-response items that
appear closer to a group are more associated to that group than to any other group. For
example, Marijuana+Nicotine is more associated to TRUE responses on the ImpSS than
is any other group. c. (bottom left) shows the distribution of individuals per group on
Components 1 and 2.
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Figure 2. a. (top left) shows Impulsive Sensation Seeking (ImpSS) scale and Barratt’s
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Impulsivity Scale (BIS) question-response items on Components 1 (horizontal) and 2
(vertical), color coded by which instrument they belong to (ImpSS in blue; BIS in green).
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Fit lines were computed from the correlation—within instruments—between Component
w
1 and Component 2 scores. The two instruments form an “X” shape on Components 1
On
and 2. b. (bottom left) shows all the question-response items from the ImpSS and BIS
colored by response level. Figure legends indicate the types of responses / questions, that
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The American Journal of Drug and Alcohol Abuse
appear in the 4 quadrants. c. (bottom right) shows all the question-response items from
the ImpSS and BIS colored by response level or gray. Colored items significantly
contribute to Component 2, where as gray items do not.
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The American Journal of Drug and Alcohol Abuse
Running Head: UNIQUE IMPULSE IN SELF-REGULATORY FAILURES
2
Figure 3. a. (top left) shows the distribution of individuals per group on Components 1
and 3. Note that Component 3 is driven by, and dissociates, the opposite response
patterns of the Overeater and Nicotine groups. b. (top right) shows confidence intervals
around the bootstrapped means of each group on Components 1 (horizontal) and 3
(vertical). c. (bottom left) shows all the question-response items from the Impulsive
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Sensation Seeking (ImpSS) scale and Barratt’s Impulsivity Scale (BIS) colored by
response level or gray. Colored items significantly contribute to Component 3, where as
gray items do not. The significant items on Component 3 are the items that dissociate
Overeaters from Nicotine groups.
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Figure 4. To note, a. (top left) and c. (bottom left) further suggest an orthogonal
relationship between the Impulsive Sensation Seeking (ImpSS) scale and Barratt’s
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Impulsivity Scale (BIS). Additionally, the lack of dispersion amongst the ImpSS in a. and
b. (top right) suggest that the ImpSS is unidimensional. In contrast, the BIS shows
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unique aspects of impulsivity.
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1 and 2. b. (top right) shows the ImpSS partial projection of individuals and groups on
Components 1 and 3. c. (bottom left) shows the BIS partial projection of individuals and
groups on Components 1 and 2. d. (bottom right) shows the BIS partial projection of
individuals and groups on Components 1 and 3.
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Tables
Table 1: Demographics of the groups.
Gender
Age
Education
Female
Male
Mean (SD)
Mean (SD)
Control
30
7
29.89 (10.45)
15.50 (2.36)
Marijuana
28
60
24.14 (7.41)
13.79 (2.55)
MJ+NIC
14
49
25.79 (7.57)
13.10 (1.91)
Nicotine
30
52
30.32 (10.10)
13.66 (2.35)
Overeating
18
9
29.74 (10.64)
14.74 (2.10)
Distribution of gender per group, and Mean (Standard Deviation) of Age and Education
per group. See Supplemental Material for subsequent detailed analyses of demographics.
MJ+NIC stands for Marijuana+Nicotine group.
Table 2: Mean (Standard Deviation) usage characteristics of the Marijuana,
Marijuana+Nicotine (MJ+NIC), Nicotine, and Control groups. Usage characteristics of
nicotine and marijuana were not measured for the Overeaters group. Recent marijuana
usage characteristics were not measured for the Nicotine or Control groups.
Marijuana
MJ+NIC
Nicotine
Control
Recent number of cigarettes per day*
0.43 (1.57)
10.17 (6.25)1
14.60 (7.60)1
0.11 (0.42) 7
Recent marijuana use per using day**
3.33 (2.88)2
3.23 (1.69)2
—
—
79.98 (17.04)3,4
81.32 (17.75)3,4
25.39 (35.80)3
0.27 (1.19)8
5.99 (17.66) 5
82.06 (19.45) 5,6
89.95 (00.44) 5,6
0.35(1.40)9
Marijuana use in last 90 days***
Cigarette use in last 90 days***
*
Number of self reported cigarettes on a typical using day from the Smoking History
Questionnaire; **computed from questions about daily and weekly self-report estimates of
number of times smoking marijuana from the Marijuana Use Questionnaire; ***from
Timeline Follow Back Calendar of the past 90 days.
Marijuana+Nicotine group reported smoking fewer cigarettes per day than the Nicotine
group [t(142.3) = –3.85, p = .0002)]1, but not fewer cannabis occasions per day than the
Marijuana group [t(125.7) =-0.259, p = .80)]2. The Marijuana and Marijuana+Nicotine
groups used marijuana on more days than the Nicotine group [t(116.65) = 12.45, p <
.0001, t(121.94) = 12.43, p < 0.0001 (respectively)]3, but not less than one another
[t(136.88) = 0.47, p = 0.64)]4.
The Nicotine and Marijuana+Nicotine groups smoked cigarettes on more days than the
Marijuana group [t(86.11) = 44.33, p < .0001, t(125.82) = 24.57, p < .0001
(respectively)]5, with a slight difference between one another (t(62.05) = 3.22, p = .002)6.
Only two Control participants estimated any recent nicotine product use7. Both had only
two occurrences. Only three Control participants estimated any nicotine product use in
the past 90 days8, and only three Control participants estimated any marijuana use in the
past 90 days9: only one of these individuals overlapped8,9. In total, 32 of the 37 Control
participants reported no usage of nicotine or marijuana.
Table 3: Impulsive Sensation Seeking (ImpSS) scale and Barratt’s Impulsivity Scale
(BIS) summary score information scores for the groups.
Control
Marijuana
MJ+NIC
Nicotine
ImpSS,BIS
ImpSS,BIS
ImpSS,BIS
ImpSS,BIS
ImpSS
BIS
Control
6.00 (4.48)
57.11 (10.80)
Marijuana
8.66 (4.17)
59.45 (11.05)
0.015,1.0
MJ+NIC
10.44 (4.06)
66.41 (11.99)
0.001, 0.001
0.113, 0.002
Nicotine
9.35 (4.38)
64.88 (10.69)
0.001, 0.005
1.0, 0.017
1.0,1.0
Overeating
8.74 (4.18)
67.78 (11.25)
0.113, 0.002
1.0, 0.008
.82,1.0
1.0,1.0
Means (Standard Deviation) and all Bonferroni corrected p-values for pairwise t-tests on
the ImpSS and BIS summary scores.
Table 4: The bootstrap ratios of each group. Bold values above/below +/–2 are
considered significant.
Component 1
Component 2
Component 3
Control
-5.72
-2.97
1.58
Marijuana
-2.14
6.95
0.44
MJ+NIC
4.13
2.42
2.75
Nicotine
1.34
-3.60
-7.63
Overeating
1.16
-5.11
6.88
Table 5: Correlation (r) and p-values between partial component scores for the Barratt’s
Impulsivity Scale (BIS) and Impulsive Sensation Seeking (ImpSS) scale.
ImpSS Comp 1
ImpSS Comp 2
ImpSS Comp 3
BIS Comp 1
r =0.612, pperm>0.0005
r= 0.279, pperm>0.0005
r=-0.373, pperm>0.0005
BIS Comp 2
r=-0.355, pperm>0.0005
r=-0.030, pperm=0.594
r= 0.261, pperm>0.0005
BIS Comp 3
r=-0.018, pperm=0.747
r=-0.039, pperm=0.508
r= 0.137, pperm=0.017
We provide permutation (pperm) p-values; they are nearly identical to parametric p-values.
To note, Partial Component 1 of the BIS is significantly related to all Partial Components
for the ImpSS. This suggests that the ImpSS is a largely unidimensional scale with
respect to our population (see also Figures 4a and b). Importantly, the Partial Component
2 for BIS and ImpSS have nearly null correlation. This suggests that these instruments
capture orthogonal factors of impulsivity (see also Figures 2a,b and Figures 4a,c).
Table 6: Correlation (r) and p-values between measures of disorder severity and our 3
impulsivity components.
Comp 1
Marijuana SCID DSx
Comp 2
Comp 3
r =0.266, pperm=0.017*
r =-0.256, pperm=0.021*
r =-0.169, pperm=0.124
r =0.341, pperm=0.008**
r =-0.296, pperm=0.028*
r =0.059, pperm=0.676
Nicotine FTND
r=-0.192, pperm=0.094†
r=-0.080, pperm=0.474
r=-0.105, pperm=0.345
Overeating BMI
r=-0.250, pperm=0.253
r=-0.154, pperm=0.459
r=-0.147, pperm=0.4895
Overeating BES
r=0.495, pperm=0.015*
r=-0.421, pperm=0.037*
r= 0.381, pperm=0.0615†
MJ+NIC SCID DSx
We provide permutation (pperm) p-values; they are nearly identical to parametric p-values.
Here we provide correlations between our impulsivity components and: (1) the SCID
(Dependence Symptoms; DSx) for Marijuana and Marijuana+Nicotine groups, (2) The
Fagerstrom Test for Nicotine Dependence (FTND) for the Nicotine group, and (3) BMI
and the Binge Eating Scale (BES) for the Overeating group. The Marijuana,
Marijuana+Nicotine, and Overeating group (via the BES) have higher severity associated
with higher overall impulsivity. BMI for Overeaters is not related to overall impulsivity.
However, the FTND shows a mild negative, albeit non-significant, correlation with
higher impulsivity in the Nicotine group. A similar pattern is expressed on Component 2
(“instrument dissociation”). This pattern could reflect that individuals who express higher
severity are negatively correlated with sensation seeking (i.e., the ImpSS), and positively
correlated with attentional and cognitive aspects of impulsivity (i.e., the BIS).
Component 3 has only weak and non-significant correlations. However, the correlation
with the BES in the Overeating group is due most likely to the fact that Component 3 is
driven largely by this group.
Table 7: Correlation (r) and p-values between the Continuous Performance Task (CPT)
and Trail Making Test (Trails) with our impulsivity components.
Comp 1
Comp 2
Comp 3
CPT d!
r =0.056, pperm=0.544
r =0.001, pperm=0.986
r =0.018, pperm=0.854
CPT β
r =0.160, pperm=0.086†
r =0.016, pperm=0.864
r =-0.036, pperm=0.704
r=0.017, pperm=0.837
r=-0.082, pperm=0.306
r=-0.045, pperm=0.578
Trails (B-A)
CPT: d! reflects detection accuracy, β reflects avoidance of commission errors. Trails is
represented by Trails task B-Trails task A, which reflects executive function (via task
switching). In general there is no correlation between the CPT—a laboratory measure of
attention and state impulsivity—and our 3 trait-based impulsivity factors. Further, there is
no correlation between the Trails—a measure of attention, and executive function—and
our 3 trait-based impulsivity components.
Supplemental Material
The supplemental material is broken down into two large parts. The first part is a more detailed
explanation of the statistical methods used in the manuscript and it includes figures for the permutation
distributions. The second part is a detailed interpretation of results that includes several large tables.
Methodological Details
Data preprocessing
Summary scores were computed from the BIS and ImpSS for each group. Summary scores were used in
ANOVA analyses. For the analysis with DiCA, both the ImpSS and BIS were recoded into question-response
levels (disjunctive coding, as used in multiple correspondence analysis, see (S1–S3); also see Tables S1a-c).
Each of the 19 questions on the ImpSS was represented by two columns: one for TRUE and one for
FALSE. For example, a TRUE response to ImpSS question 12 (I’ll try anything once) was recoded as {1,0};
where as a FALSE response was {0,1}. This process yielded a total of 38 columns—2 columns for each of the
19 questions—for the ImpSS. The BIS was recoded in the same fashion. Each of the 30 questions was
represented by 4 columns to represent each of the responses: RARELY, OCCASIONALLY, OFTEN, and
ALWAYS. For example, a response of RARE for BIS question 5 (I do not “pay attention”) was recoded as
{1,0,0,0}, whereas a response of OFTEN is recoded as {0,0,1,0}. This process yielded 120 total columns for the
BIS (4 columns for each of the 30 questions).
Disjunctive coding allows DiCA to analyze qualitatively different patterns of question-response levels
when summary scores could be quantitatively indistinguishable. For example, both a marijuana using
participant and a nicotine using participant could have a summary score of 9 on the ImpSS. The MJ participant
may have responded TRUE only to the first 9 questions, whereas the NIC participant responded TRUE only to
the last 9 questions. Therefore identical summary scores could express qualitatively different patterns of
impulsive sensation seeking behavior.
DiCA
DiCA is an extension of Correspondence Analysis (CA) and both are equivalent, respectively, to
discriminant analysis and principal component analysis for qualitative data (S4–S6). DiCA, like CA, is a
multivariate χ2 analysis (essentially, like a χ2 PCA), and therefore DiCA, by nature, is a non-parametric
technique.
DiCA requires two data tables. One (say, X) is a data table and the other (say, Y) is a design table. Here,
both tables are in disjunctive format (see Tables S1a-c). DiCA creates a group × variable contingency table that
contains the number of occurrences of a question-response level for each group (MJ, NIC, BE, CON, PS), or the
sum of question-response levels that occurred for each group.
CON
BE
NIC
MJ
PS
P1
1
0
0
0
0
P2
0
1
0
0
0
P3
1
0
0
0
0
…
…
…
…
…
…
PI-2
0
0
1
0
0
PI-1
0
0
0
0
1
PI
0
0
0
1
0
Table S1a. A design matrix (Y). A design matrix is formatted in disjunctive, or indicator, coding. In this format,
a 1 denotes that a participant (rows, e.g., P1) is in a certain group (columns, e.g., CON). A participant belong to
one and only group.
DiCA—like CA or PCA—transforms a matrix into linear combinations of the original variables to
create new uncorrelated variables, called orthogonal components. Each component explains a certain amount
of variance for the original variables, where the first component explains the maximum amount of variance in
the data. Each remaining component explains the largest amount of remaining variance under the constraint of
being orthogonal to the previous factor(s).
ImpSS1
ImpSS2
…
BIS1
ImpSS1
BIS2
BIS2
TRUE
FALSE
…
Always
Often
Occasionally
Never
P1
FALSE
TRUE
…
Never
Never
P1
0
1
…
0
0
0
1
P2
TRUE
TRUE
…
Occ.
Often
P2
1
0
…
0
0
1
0
P3
FALSE
FALSE
…
Never
Occ.
P3
0
1
…
0
0
0
1
…
TRUE
TRUE
…
Often
Often
…
1
0
…
0
1
0
0
PI-2
TRUE
TRUE
…
Often
Always
PI-2
1
0
…
0
1
0
0
PI-1
FALSE
TRUE
…
Always
Always
PI-1
0
1
…
1
0
0
0
PI
TRUE
FALSE
…
Often
Often
PI
1
0
…
0
1
0
0
Table S1b and c. An example of a raw data matrix of responses from participants on both the ImpSS and BIS,
and an example of a disjunctive data matrix of responses from participants on both the ImpSS and BIS. Similar
to a design matrix, a 1 denotes that a participant responded with that answer, whereas a 0 means the participant
did not respond with that answer.
The values of the groups and the values of the variables for each component are called component
scores. When plotted, these component scores provide component maps. Component maps show the spatial
relationship between groups, and variables. Additionally, component scores are computed for the observations
(participants) that are also plotted on the component maps. Because DiCA analyzes the group structure,
individual observations (i.e., participants) are projected as supplementary elements (S4,S7). Component maps
provide insight as to whether items are related, in contrast with one another, or appear as average. When two
items (e.g., non-using Control, and Marijuana+Nicotine groups) have oppositely signed component scores with
a large magnitude, we know that these two items are opposed to each other. When two items (e.g., Nicotine
group and Overeating group) have similar component scores, these two items are highly similar. Finally, when
an item appears near, or at, the center of the component map (i.e., the average value), it does not contribute
much (if any) variance to the component structure.
Generally, PCA-based methods produce stable results, even in high dimensional-low sample size studies
(S8). Because DiCA is a discriminant analysis, it has been suggested that power should be computed under the
assumptions of a MANOVA framework (S9). With conservative estimates (f = 0.05, α = 0.01, β = 0.99) for 5
groups and 49 measurements (total number of questions), G*Power (S10) indicates that the required minimum
sample size is 270.
Partial Projections. Partial projections are used to project subtables, or blocks, from the original table
onto component maps. Here the original table comprises two blocks: the ImpSS and the BIS. The observed
factorial structure is due to the variance of both measures. Partial projections show how the ImpSS and the BIS
separately contribute to the component structure (see Fig. 4a-d in manuscript). For more detailed and formal
descriptions of CA, see (S4,S11).
Inferential Tests
It is important to note that the results of DiCA are descriptive (fixed-effects) and not inferential
(random-effects). In order to generalize from the results of DiCA we use two non-parametric resampling
techniques: permutation and bootstrap.
Permutation resampling uses each individual exactly once. Permutation resampling works by
reassigning labels to data (S7,S12). Each participant is randomly reassigned to a group. From permutation, we
can perform three different tests: 1) a test of R2 (computed as between-group variance/total variance, à la
ANOVA) to determine the reliability of assignment of individuals to groups, 2) an omnibus test of the inertia
(sum of the eigenvalues) to determine if the overall structure of the data was due to chance, and 3) a test of the
eigenvalues, per component, to determine which, if any, components were due to chance (S13).
Bootstrap resampling is a resampling with replacement. That is, each observation can be selected 0, 1, or
many times. In the case of DiCA, bootstrap resampling is performed within groups. From the bootstrap, we can
compute two statistics (and their associated tests): 1) a bootstrap ratio [S14; sometimes called the bootstrapped-t
value, (S15, S16)] and 2) group-based confidence interval (S7, S17). The bootstrap ratio is a t-like statistics for
each question-response item and each group and can be used to perform null hypotheses testing in a way similar
to a Student t-test. If an item or group falls outside the distribution (e.g., beyond 1.96), it is considered
significantly different from 0. We used bootstrap ratios to identify the items most important for the component
space. We only interpreted results with respect to significant items and groups. Second, bootstrap-based
confidence intervals indicated which groups were significantly different from one another. Confidence intervals
were determined with peeled convex hulls (S5). When the convex hulls of two groups do not overlap, on at least
one component, then these groups are considered significantly different [see (S17)].
Because we use 2000 iterations for all of our resampling procedures, we are limited to particular pvalues. For example, if we observe an eigenvalue (in the fixed model) that is larger than all 2000 permuted
eigenvalues, we can only claim that p < 0.0005 (i.e., p is less than 1/2000). To note, resampling procedures
themselves are conservative estimates. The bootstrap procedure itself approximates a Bonferroni correction in
some cases [see Chapter 8 in (S15)].
Permutation Distributions
Distributions generated from the permutation tests are shown in Supplemental Figures 1 and 2. Recall that the
permutation tests indicated that only the first three components were significant (Component 1 = 50.19%, pperm
< .0005, Component 2 = 24.18%, pperm < .0005, Component 3 = 15.98%, pperm < .0005, respectively) but that the
fourth component was not (Component 4 = 9.65%, pperm = .1725). Thus, only Components 1 to 3 were
interpreted. These distributions are shown in Supplemental Figure 1. The observed eigenvalues are well outside
of the permuted distributions for Components 1, 2, and 3.
An omnibus test of the inertia (i.e., the total variance which is equal to the sum of the eigenvalues)
indicated that the overall structure of the data was significant (Inertia = 0.0515, pperm < .0005). This distribution
is found in Supplemental Figure 2a. The omnibus inertia test is considerably far from the permuted distribution,
suggesting the existence of a strong data structure.
Finally, the between group variance was moderate but not significant (R2 = .196, pperm = .0695). This
distribution is found in Supplemental Figure2b.
Component 1 -- Eigenvalue Permutation Distribution
Component 2 -- Eigenvalue Permutation Distribution
p < .05 cutoff
λ = 0.013 Observed
λ = 0.026
0.000
0.005
0.010
0.015
0.020
0.025
p < .05 cutoff
λ = 0.008
0.030
0.000
0.005
Observed
λ = 0.012
0.010
0.015
0.020
0.025
0.030
Eigenvalues - Component 1
Eigenvalues - Component 2
Component 3 -- Eigenvalue Permutation Distribution
Component 4 -- Eigenvalue Permutation Distribution
p < .05 cutoff
λ = 0.007
0.000
0.005
Observed
λ = 0.008
0.010
Observed
λ = 0.00496
0.015
0.020
0.025
0.030
0.000
p < .05 cutoff
λ = 0.00532
0.005
0.010
Eigenvalues - Component 3
0.015
0.020
0.025
0.030
Eigenvalues - Component 4
Supplemental Figure 1. Figure S1a-d show the distributions of eigenvalues per component. Components 1, 2, and 3 are significant
because the observed eigenvalue falls well outside the distributions of permuted eigenvalues. Component 4, however, does not meet
this criterion.
R2 Permutation Distribution
Inertia Permutation Distribution
Observed
R2 = 0.196
p < .05 cutoff
R2 = 0.200
120
90
0
30
60
Frequency
150
180
210
p < .05 cutoff
Inertia = 0.031
Observed
Inertia = 0.052
0.011
0.026
0.041
Inertia values
0.056
0.00
0.05
0.10
0.15
0.20
0.25
0.30
R2 values
Supplemental Figure 2. a. (left) shows the distribution of Inertia values and the observed value. The observed Inertia value is well
outside the distribution. The overall structure of the data are significant and, as the distribution suggests, quite strong. b. (right) shows
the distribution of R2 values (which assess the assignments of individuals to their groups). The assignment of individuals to their
respective groups is significant, though the effect appears to be less strong than some other observed effects.
Detailed Interpretation
Interpretation tables include a mapping of questions to abbreviations, component scores, and bootstrap
ratios (non-parametric statistical tests) of the items from both the BIS and the ImpSS. Items related to the BIS
are in bold. Items related to the ImpSS are italicized.
To note, our interpretation is performed via “Component Scores.” CA (just like PCA) provides a matrix
of loadings. In order to present the items and the observations in the same space, the items are often normalized
by the variance (i.e., the eigenvalues). Thus, the component scores are often used as the primary vehicle for
interpretation. We present the component scores and bootstrap ratios of the items in the Tables S2-6 (on the
following pages). The component scores and bootstrap ratios match the values presented in the Component
Maps (see figures in manuscript).
Question Text
I plan what I have to do.
I do things without thinking.
I make up my mind quickly.
I am carefree and happy-go-lucky.
I do not pay attention.
My mind races, and my thoughts change quickly from one thing to another.
I plan my spare time.
I am able to control myself
I concentrate easily.
I save my money rather than spend it right away.
I can't sit still during movies, or when I have to listen to people talk for a long time
I like to think carefully about things.
I try to plan for my future.
I say things without thinking.
I like to think about complicated problems.
I change my mind about what I like to do
I act on impulse, doing whatever comes into my mind first.
I get easily bored when I have to figure out problems
I act before I think.
I am a careful thinker.
I change my friends often.
I buy things without thinking about whether I need them.
I can only think about one problem at a time
I change the things I like to do a lot.
I spend more money than I should.
When I think about one thing, other thoughts pop up in my mind.
I am more interested in what's happening now than in the future.
I find it hard to concentrate when I have to listen to people talk for a long time.
I like to solve games and puzzles
I like to think about how my life will be in the future
I tend to begin a new job without much advance planning on how I will do it.
I usually think about what I am going to do before doing it.
I often do things on impulse.
I very seldom spend much time on the details of planning ahead.
I like to have new and exciting experiences and sensations even if they are a little frightening.
Before I begin a complicated job, I make careful plans.
I would like to take off on a trip with no pre-planned or definite routes or timetable.
I enjoy getting into new situations where you can't predict how things will turn out.
I like doing things just for the thrill of it.
I tend to change interests frequently.
I sometimes like to do things that are a little frightening.
I'll try anything once.
I would like the kind of life where one is on the move and traveling a lot, with lots of change and excitement.
I sometimes do "crazy" things just for fun.
I like to explore a strange city or section of town by myself, even if it means getting lost.
I prefer friends who are excitingly unpredictable.
I often get so carried away by new and exciting things and ideas that I never think of possible complications.
I am an impulsive person.
I like wild and uninhibited parties.
Abbreviation
plan
nothink
quick
free
noatt
race
spare
cont
conc
save
still
care
fut
say
comp
chan
imp
bore
act
careful
chgfr
buy
one
chgth
spend
thinkpop
now
noconc
solve
future
job
thnkbef
imp
plnahe
fright
careful
trip
nopred
thrill
chngint
fright2
any
move
crazy
explore
unpred
nvrthink
impper
wild
Table S2: Items in bold are from the BIS. Items in italics are from the ImpSS. The above table presents each
item’s question and abbreviation used throughout this paper.
Always
Abbrev.
plan.1
nothink.2
quick.3
free.4
noatt.5
race.6
spare.7
cont.8
conc.9
save.10
still.11
care.12
fut.13
say.14
comp.15
chan.16
imp.17
bore.18
act.19
careful.20
chgfr.21
buy.22
one.23
chgth.24
spend.25
thinkpop.26
now.27
noconc.28
solve.29
future.30
job.1
thnkbef.2
imp.3
plnahe.4
fright.5
careful.6
trip.7
nopred.8
thrill.9
chngint.10
fright2.11
any.12
move.13
crazy.14
explore.15
unpred.16
nvrthink.17
impper.18
wild.19
Loading
-0.314
Often
BSR
Loading
-0.567
-0.19
-2.313
-3.449
-0.368
-2.705
-0.199
-0.279
-2.104
-3.188
-0.233
0.668
BSR
-3.159
Loading
0.189
0.192
0.841
Occasionally
2.876
0.134
2.193
0.248
2.331
0.426
2.903
BSR
-0.172
0.139
-2.261
2.129
0.355
2.268
0.224
2.642
0.157
2.506
-0.188
-2.6
-2.442
3.501
0.756
0.335
5.659
3.191
-0.177
-2.122
4.331
2.214
Loading
TRUE
BSR
Loading
FALSE
BSR
Loading
BSR
2.075
3.448
0.544
0.295
Rarely
-0.319
-3.358
-0.198
-2.778
0.301
0.65
0.43
0.385
3.903
4.026
2.645
4.032
0.368
-0.263
2.435
-2.655
-0.262
-0.246
-0.215
-3.281
-3.439
-2.74
-0.09
-2.04
-0.142
-0.136
-2.145
-2.14
0.328
2.878
0.136
2.134
-0.106
-2.12
0.134
0.12
0.174
0.102
0.193
0.112
0.254
2.607
2.703
2.594
2.682
3.421
2.551
5.19
-0.162
-0.202
-0.12
-0.254
-0.182
-0.186
-0.278
-2.585
-2.749
-2.558
-2.712
-3.374
-2.627
-5.047
0.175
0.376
0.18
0.341
3.004
4.65
2.761
5.955
-0.144
-0.137
-0.121
-0.209
-2.979
-4.269
-2.742
-5.387
Table S3: The bootstrap ratios and component scores on Component 1 for BIS and ImpSS items. Only items
with bootstrap ratios greater than absolute value of 2 (i.e., significant) are shown.
Always
Abbrev.
plan.1
nothink.2
quick.3
free.4
noatt.5
race.6
spare.7
cont.8
conc.9
save.10
still.11
care.12
fut.13
say.14
comp.15
chan.16
imp.17
bore.18
act.19
careful.20
chgfr.21
buy.22
one.23
chgth.24
spend.25
thinkpop.26
now.27
noconc.28
solve.29
future.30
job.1
thnkbef.2
imp.3
plnahe.4
fright.5
careful.6
trip.7
nopred.8
thrill.9
chngint.10
fright2.11
any.12
move.13
crazy.14
explore.15
unpred.16
nvrthink.17
impper.18
wild.19
Loading
BSR
0.822
-3.998
0.153
0.281
-2.793
-2.939
Often
Loading
-0.157
-0.247
Occasionally
BSR
Loading
-0.174
0.15
2.707
-2.196
-0.317
3.322
-0.272
2.973
-0.249
Loading
BSR
0.159
-2.381
0.238
-2.239
0.376
0.362
-3.238
-2.76
0.199
-0.536
-2.539
2.521
TRUE
Loading
FALSE
BSR
Loading
BSR
2.059
2.146
-0.223
-0.343
BSR
Rarely
2.414
2.274
2.412
0.083
-2.921
-0.365
3.046
0.092
-0.198
0.102
-2.018
3.004
-2.765
-0.154
0.137
-0.254
2.023
-2.981
2.775
0.215
-3.035
-0.131
2.976
Table S4: The bootstrap ratios and component scores on Component 2 for BIS and ImpSS items. Only items
with bootstrap ratios greater than absolute value of 2 (i.e., significant) are shown.
Always
Abbrev.
plan.1
nothink.2
quick.3
free.4
noatt.5
race.6
spare.7
cont.8
conc.9
save.10
still.11
care.12
fut.13
say.14
comp.15
chan.16
imp.17
bore.18
act.19
careful.20
chgfr.21
buy.22
one.23
chgth.24
spend.25
thinkpop.26
now.27
noconc.28
solve.29
future.30
job.1
thnkbef.2
imp.3
plnahe.4
fright.5
careful.6
trip.7
nopred.8
thrill.9
chngint.10
fright2.11
any.12
move.13
crazy.14
explore.15
unpred.16
nvrthink.17
impper.18
wild.19
Loading
0.237
Often
BSR
-2.952
Loading
Occasionally
BSR
-0.142
2.112
0.31
-2.059
Loading
BSR
Rarely
Loading
TRUE
BSR
-0.256
2.325
-0.115
2.023
-0.191
2.755
0.14
-2.138
0.217
-2.12
-0.581
2.792
Loading
-0.117
FALSE
BSR
2.692
Loading
BSR
-0.31
2.026
0.2
-2.74
Table S5: The bootstrap ratios and component scores on Component 3 for BIS and ImpSS items. Only items
with bootstrap ratios greater than absolute value of 2 (i.e., significant) are shown.
Question Text
Abbreviation
Response
I plan what I have to do.
plan
Rarely
I plan what I have to do.
plan
Often
I do things without thinking.
nothink
Occasionally
I do things without thinking.
nothink
Often
I do things without thinking.
nothink
Always
I make up my mind quickly.
quick
Rarely
I make up my mind quickly.
quick
Occasionally
I make up my mind quickly.
quick
Always
I am carefree and happy-go-lucky.
free
Rarely
I am carefree and happy-go-lucky.
free
Always
My mind races, and my thoughts change quickly from one thing to another.
race
Rarely
My mind races, and my thoughts change quickly from one thing to another.
race
Often
My mind races, and my thoughts change quickly from one thing to another.
race
Always
I plan my spare time.
spare
Often
I plan my spare time.
spare
Occasionally
I concentrate easily.
conc
Often
I save my money rather than spend it right away.
save
Occasionally
I save my money rather than spend it right away.
save
Often
I can't sit still during movies, or when I have to listen to people talk for a long time
still
Rarely
I can't sit still during movies, or when I have to listen to people talk for a long time
still
Occasionally
I can't sit still during movies, or when I have to listen to people talk for a long time
still
Often
I can't sit still during movies, or when I have to listen to people talk for a long time
still
Always
I like to think carefully about things.
care
Rarely
I like to think carefully about things.
care
Occasionally
I try to plan for my future.
fut
Often
I say things without thinking.
say
Occasionally
I say things without thinking.
say
Always
I like to think about complicated problems.
comp
Rarely
I like to think about complicated problems.
comp
Often
I like to think about complicated problems.
comp
Always
I change my mind about what I like to do
chan
Often
I change my mind about what I like to do
chan
Always
I act on impulse, doing whatever comes into my mind first.
imp
Occasionally
I act on impulse, doing whatever comes into my mind first.
imp
Often
I get easily bored when I have to figure out problems
bore
Occasionally
I get easily bored when I have to figure out problems
bore
Always
I act before I think.
act
Often
I act before I think.
act
Always
I am a careful thinker.
careful
Rarely
I am a careful thinker.
careful
Often
I change my friends often.
chgfr
Occasionally
I change my friends often.
chgfr
Often
I buy things without thinking about whether I need them.
Buy
Always
I can only think about one problem at a time
one
Occasionally
I can only think about one problem at a time
one
Always
I change the things I like to do a lot.
chgth
Occasionally
I spend more money than I should.
spend
Occasionally
I spend more money than I should.
spend
Often
When I think about one thing, other thoughts pop up in my mind.
thinkpop
Always
When I think about one thing, other thoughts pop up in my mind.
thinkpop
Occasionally
When I think about one thing, other thoughts pop up in my mind.
thinkpop
Often
I am more interested in what’s happening now than in the future.
now
Rarely
I am more interested in what’s happening now than in the future.
now
Occasionally
I am more interested in what’s happening now than in the future.
now
Often
I am more interested in what’s happening now than in the future.
now
Always
I find it hard to concentrate when I have to listen to people talk for a long time.
noconc
Occasionally
I find it hard to concentrate when I have to listen to people talk for a long time.
noconc
Always
I like to solve games and puzzles
solve
Occasionally
I like to solve games and puzzles
solve
Often
I like to solve games and puzzles
solve
Always
I like to think about how my life will be in the future
future
Often
I tend to begin a new job without much advance planning on how I will do it.
I tend to begin a new job without much advance planning on how I will do it.
job
TRUE
job
FALSE
I usually think about what I am going to do before doing it.
thnkbef
TRUE
I very seldom spend much time on the details of planning ahead.
plnahe
TRUE
I very seldom spend much time on the details of planning ahead.
plnahe
FALSE
Before I begin a complicated job, I make careful plans.
careful
TRUE
Before I begin a complicated job, I make careful plans.
careful
FALSE
I would like to take off on a trip with no pre-planned or definite routes or timetable.
trip
TRUE
I would like to take off on a trip with no pre-planned or definite routes or timetable.
trip
FALSE
Table S6: Items that do not significantly contribute to any of the Components. Bold items are BIS and italicized
items are ImpSS items. Items in gray highlight are entire questions that do not load significantly contribute to
any component (i.e., none of the individual responses are significant).
Demographics Analyses
To further understand the impulsivity structure, we added several analyses on demographic information.
First, we looked at the relationship between the impulsivity structure and age, education, and income. Second,
we investigated the impulsivity structure with respect to gender.
Age, Income and Education
For this analysis, we computed correlations between the three significant components of DiCA and age,
income, and education (Tables S7-S8). Each measure was significantly correlated with Component 1, but these
measures are naturally confounded: as age increases, so do education and (most likely) income. Broadly,
Component 1 appears to reflect that younger participants expressed a higher overall impulsivity. However, only
age was significantly correlated with Component 2. This effect implies that age was more exclusively
associated to the two particular aspects of impulsivity captured by Component 2: sensation seeking and
attentional issues. Younger participants were more associated with sensation seeking (positive side of
Component 2), whereas older participants were more associated with attentional issues. However, this could
also be a confound: Component 2 is largely driven by the separation of Marijuana+Nicotine group vs.
Overeaters, and the Marijuana+Nicotine group tends to be younger than the Overeating group (see Table S7 in
the manuscript). Thus, this age correlation may reflect the characteristics of the groups themselves.
Gender
Age
Education
Female
Male
Mean (SD)
Mean (SD)
Control
30
7
29.89 (10.45)
15.50 (2.36)
Marijuana
28
60
24.14 (7.41)
13.79 (2.55)
MJ+NIC
14
49
25.79 (7.57)
13.10 (1.91)
Nicotine
30
52
30.32 (10.10)
13.66 (2.35)
Overeating
18
9
29.74 (10.64)
14.74 (2.10)
Table S7: Distribution of gender per group, and Mean (standard deviations) per group.
Comp 1
Comp 2
Comp 3
Age
r = –.181, pperm= .0040**
r = –.221, pperm< .0002**
r = –.042, pperm= .446
Education
r = –.210, pperm< .0002**
r = –.067, pperm= .2510
r = .079, pperm= .198
Income
r = –.126, pperm= .0300**
r = –.050, pperm= .3930
r = .019, pperm= .746
Table S8: Correlation (r) and p-values between age, education, and income with the 3 impulsivity components.
We provide permutation (pperm) p-values; they are nearly identical to parametric p-values. Here we provide
correlations between the impulsivity components and participants’ age, income, and years of education. There
are significant correlations with age and years of education and Component 1, indicating that younger
participants are more overall impulsive. The only remaining significant correlation is between age and
Component 2.
Gender
Our samples had an unbalanced gender distribution (Table S7). To address possible confounding effects
of gender, we performed two-factor between-subjects ANOVAs for the ImpSS and BIS (Table 3). For the
ImpSS, there was a significant main effect of group [F(4,287) = 3.00, p = .0187], no main effect of gender
[F(1,287) = 0.36, p = .5472], and no interaction [F(4,287) = 1.39, p = .2352]. The same pattern was observed
for the BIS: a main effect of group [F(4,287) = 3.84, p = .004], no main effect of gender [F(1,294) = 0.31, p =
.5773)] and no interaction [F(4,287) = 1.83, p = .1222].
Additionally, we looked at gender effects within our DiCA model. There are two reasons why we
conducted this analysis within the current (5 group) model: 1) DiCA (like other discriminant techniques)
performs best with three or more groups; and gender alone has only two groups, and 2) some sample sizes for
group × gender (Table S7) fall below 20, which can be an issue with bootstrap resampling. To this issue
Chernick (S15) has the following commentary:
“In general, if the sample size is very small (e.g., less than 10 in the case of a single parameter estimate), it
is unwise to draw inferences from the estimate or rely on an estimate of standard error to describe the
variability of the estimate” (S15, p. 173).
However, Chernick (S15) also indicates that sample sizes as small as N = 14 provide “surprisingly good results”
(S15, p. 173).
Thus, given the limits of discriminant methods for two groups, the limited sample sizes for group ×
gender (Table S7), and the constraints of the bootstrap, we conducted main effect of gender and interaction
(group × gender) analyses of the impulsivity traits within the current DiCA model. However, we suggest a
cautious interpretation because of these limits. We performed the same bootstrap techniques (2000 resamples)
for gender and group × gender as for our groups (Control, Marijuana, Nicotine, Overeating, and
Marijuana+Nicotine).
Gender and Interaction Effects
There is a significant gender effect because the confidence intervals do not overlap (Supplemental Fig.
3). However, this effect is very small for three reasons: 1) the distance between the male and female centers is
very small, 2) both are close to the origin (overall average); this is especially true for the males wherein the
confidence interval crosses the origin (i.e., 0), and 3) the R2 of between-group variance (gender) divided by total
variance is very small (R2 = .04). The small effect of gender appears to be aligned with ImpSS (see Fig. 2), and
thus sensation seeking qualities: females could be qualified as slightly more avoidant of sensation seeking than
males, whereas males could be qualified as slightly sensation seeking.
There is no interaction effect of group × gender (Supplemental Fig 4) because no bootstrap confidence
intervals of gender within group separate on any components. In general, there are no gender differences within
each group.
Though we detected no substantial main effect, nor an interaction, due to gender, the lack of effects
could be due to the limited sample sizes and/or the techniques we employed.
Supplemental Figure 3. Distribution of males (blue) and females (pink) in the factor space. Small dots represent each individual,
whereas the large dots and hulls represent the group center (projected as supplementary elements) and confidence interval about the
mean, respectively. Males and females are significantly different, though, with a small effect (R2 = .04). a. (left) shows Components 1
and 2 b. (right) shows Components 1 and 3.
MALE
FEMALE
CON
OE
NIC
MJ
MJ+NIC
Supplemental Figure 4. Shows the group × gender centers (projected as supplementary elements). No gender hulls within group
separates males from females, therefore, there is no interaction effect. Only Components 1 and 2 are shown. No gender separations
occurs on Component 3. Confidence intervals (CIs) for males are represented by blue hulls, and females by pink hulls. a. (top left)
shows the centers of all group × gender. b. (top middle) shows the Control group males and females CIs c. (top right) shows the
Marijuana group and females CIs d. (bottom left) shows the Overeating group males and females CIs shows e. (bottom middle) shows
the Nicotine group males and females CIs f. (bottom right) shows the Marijuana+Nicotine males and females CIs.
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