SUPERANNUATION INDUSTRY (SUPERVISION) REGULATIONS 1994 - REG 2.38
SECTION (1) (j): the following information about each executive officer of the RSE licensee of the entity or each
individual trustee of the entity ( relevant person ):
(i) the relevant person's name;
(ii) the qualifications of the relevant person;
(iii) a summary of the relevant person's experience as a trustee or board member, including the periods during
which the relevant person served as a trustee or board member.
1 NAME DIRECTORS VICTORIA SOPHIA MARY WEEKES QUALIFICATIONS SUMMARY OF EXPERIENCE AS A TRUSTEE OR BOARD MEMBER, INCLUDING THE PERIODS DURING WHICH THE RELEVANT PERSON SERVED AS A TRUSTEE OR BOARD MEMBER BComm LLB, FAICD,
SFFinsia
Ms Weekes has extensive experience in the financial services, government and
regulatory bodies and not for profit sectors. Ms Weekes has extensive experience in
considering a range of issues, including but not limited to trustee governance, risk
and compliance, financial management and investment governance and brings a
broad breadth of experience to her role as director of a trustee company.
Experience as a Trustee or board member a trustee company
OnePath Custodians Pty Limited:
Chairman and Non-Executive Director - 1 August 2011 – present
Board Audit Committee Member - 17 October 2011 – present
Oasis Fund Management Limited:
Chairman and Non-Executive Director - 22 August 2011 - present
Board Audit Committee Member - 17 October 2011 – present
Other Current Directorships include:
OnePath Funds Management Limited
SIL Nominees Pty Limited
Share Investing Nominees Pty Limited
Share Investing Limited
Sydney Local Health District
SGCH Portfolio Limited
Financial Services Institute of Australasia
Finsia Education
Former Directorships include:
ANZ Trustees Limited
NSW State Council of the Livestock Health & Pest Authority
Cure For Life Foundation
2 CHARLES (SANDY) GEORGE CLARK BComm, Dip.Ag.Econ,
FAICD
Mr Clark has extensive experience as a director in the financial services, arts and
communications industries. Mr Clark has extensive experience in considering a range
of issues, including but not limited to trustee governance, risk and compliance,
financial management and investment governance and brings a broad breadth of
experience to his role as director of a trustee company.
Experience as a Trustee or board member a trustee company
OnePath Custodians Pty Limited:
Non-Executive Director - 1 March 2013 - present
Chairman Board Audit Committee - 1 March 2013 - present
Oasis Fund Management Limited:
Non-Executive Director - 1 March 2013 – present
Chairman Board Audit Committee - 1 March 2013 - present
Other Current Directorships include:
Brown Brothers Milawa (Group) Former Directorships include:
The Myer Family Company Ltd The Myer Foundation The Myer Family Office Ltd Melbourne Grammar School Council Aviva Australia Holdings Pty Ltd Nulis Nominees (Australia) Ltd CGU Insurance Australia Ltd Eastern Energy Ltd Select Harvests Ltd Mitchelton Wines Pty Ltd Southern Cross Broadcasting (Australia) Ltd STEPHEN JOHN CHAPMAN BComm, MBA, ACA,
FAICD, F Fin, FAIM
Mr Chapman has extensive experience as a director in the financial services,
corporate advice and natural health sectors. Mr Chapman has extensive experience
in considering a range of issues, including but not limited to trustee governance, risk
and compliance, financial management and investment governance and brings a
broad breadth of experience to his role as director of a trustee company.
3 Experience as a Trustee or board member a trustee company
ALAN HAROLD CHONOWITZ OnePath Custodians Pty Limited:
Non-Executive Director - 1 August 2011 - present
Board Audit Committee Member - 17 October 2011 - present
Oasis Fund Management Limited:
Non-Executive Director - 22 August 2011 – present
Board Audit Committee Member - 17 October 2011 - present
Other Current Directorships include:
OnePath Funds Management Limited
SIL Nominees Pty Limited
Share Investing Nominees Pty Limited
Share Investing Limited
Blackmores Limited
Baron Partners Limited
Former Directorships include:
ANZ Wealth Australia Limited
OnePath Life Limited
OnePath General Insurance Pty Limited
Perpetual Limited
State Government Insurance Commission (SGIC) of South Australia
Savage Resources Limited
Mr Chonowitz has extensive experience in the financial services industry in Australia
and South Africa. Mr Chonowitz has extensive experience in considering a range of
issues, including but not limited to trustee governance, risk and compliance, financial
management and investment governance and brings a broad breadth of experience to
his role as director of a trustee company.
BAccSc, MComm
Experience as a Trustee or board member a trustee company
OnePath Custodians Pty Limited:
Non-Executive Director - 1 March 2015 - present
4 Board Audit Committee Member – 1 March 2015 - present
THERESE MARY McGRATH Oasis Fund Management Limited:
Non-Executive Director - 1 March 2015– present
Board Audit Committee Member – 1 March 2015 - present
Other Current Directorships include:
OnePath Funds Management Limited
SIL Nominees Pty Limited
Share Investing Nominees Pty Limited
Share Investing Limited
Stridecorp Pty Ltd
Ms McGrath is currently General Manager Strategy & Governance, ANZ Wealth. Ms
McGrath is an international executive having held senior finance, strategy &
operations positions in various companies. Ms McGrath has extensive experience in
considering a range of issues, including but not limited to trustee governance, risk
and compliance, financial management and investment governance and brings a
broad breadth of experience to her role as director of a trustee company.
BComm (Hons),
Dip. Japanese Studies
(Sophia University),
CIMA (UK)
Experience as a Trustee or board member a trustee company
OnePath Custodians Pty Limited:
Executive Director - 1 March 2013 – present
Oasis Fund Management Limited:
Executive Director - 1 March 2013 – present
ANZEST Pty Ltd:
Non-Executive Director – 27 April 2011 – present
Former Directorships include:
Lion Nathan Australia
Thomson Corporation Australia
5 PETER GEORGE MULLIN BComm (Acc), CPA
Mr Mullin is currently the Managing Director, Pensions and Investments, ANZ Wealth.
Mr Mullin has held a number of executive positions across the ANZ Group in the
following areas, Finance, Strategy, M&A Integration as well as general business
management. Mr Mullin has extensive experience in considering a range of issues,
including but not limited to trustee governance, risk and compliance, financial
management and investment governance and brings a broad breadth of experience to
his role as director of a trustee company.
Experience as a Trustee or board member a trustee company
OnePath Custodians Pty Limited:
Executive Director - 1 March 2015 - present
Oasis Fund Management Limited:
Executive Director - 1 March 2015– present
Other Current Directorships include:
OnePath Funds Management Limited
ANZ Self Managed Super Limited
Oasis Asset Management Limited
OnePath Investment Holdings Pty Limited
ANZ Margin Services Pty. Limited
ANZ Nominees Limited
SIL Nominees Pty Limited
Share Investing Nominees Pty Limited
Share Investing Limited
Custody Execution & Clearing Services (Australia) Pty Limited
Nova Pacific Holdings Pty Limited
6 SENIOR MANAGEMENT GAVIN MURRAY PEARCE BSc, FIA
Mr Pearce is currently Deputy Managing Director, ANZ Wealth, having joined ANZ in
2009. Mr Pearce has held Managing Director or CEO level roles, including Executive
Director responsibilities for the last 25 years, and has 35 years’ experience in the
financial services industry. Mr Pearce has extensive experience including but not
limited to Business Management, Financial Management, Actuarial and Investment
Management.
GRAEME PIERS HOSKING MA (Cantab); MSc
(Sloan London Business
School); AICB (UK)
BComm, CA
Former Directorships include:
Various Executive Director roles at AMP, Citigroup, MetLife and Tower Australia.
Mr Hosking is currently Chief Operating Officer, ANZ Wealth, having joined ANZ in
2006. Mr Hosking has held senior Operations, Strategy, Technology, Project Delivery
and Business Execution roles in the various companies including those in the financial
services industry.
KYLIE ELIZABETH RIXON Current Directorships include:
ANZ Wealth Australia Limited
OnePath Life Limited
OnePath General Insurance Pty Limited
ANZ Lenders Mortgages Insurance Pty Limited
RI Advice Group Pty Limited
Millennium 3 Financial Services Group Pty Limited
Millennium 3 Financial Services Pty Ltd
FSP Group Pty Limited
OnePath Life (NZ) Limited
ANZ New Zealand Investments Limited
Current Directorships include:
ANZ Support Services India Private Limited
Custody Execution & Clearing Services (Australia) Pty Limited
Nova Pacific Holdings Pty Limited
Ms Rixon is currently the Chief Risk Officer, ANZ Wealth, having joined ANZ in April
2012. Prior to joining ANZ, Kylie was a partner at PwC in Financial Services and led
the Regulatory Risk consulting practice in Australia. Ms Rixon has a strong
background in wealth management with more than 15 years’ experience providing
advice to wealth boards, large wealth managers and insurers.
7 Current Directorships include:
Risk Management Association of Australia STEWART CRESWELL BRENTNALL BEc, CA, AICD, FFinsia
Mr Brentnall is currently the Chief Investment Officer of ANZ Wealth, having joined
ANZ in 2010. Mr Brentnall has 25 years experience in the Investment Management
industry and has held senior roles in various companies in the financial services
industry including research, portfolio management and business management
positions. Mr Brentnall has experience in large scale investment transitions, in
multimanager and single sector product management, as well as asset allocation and
in many aspects of investment governance.
Current Directorships include:
OnePath Funds Management Limited
ANZ Trustees Limited
ANZ New Zealand Investments Limited
Former Directorships include:
ANZ Wealth Alternative Investments Management Pty Ltd BT Funds Management Ltd
BT Funds Management No2 Ltd
Westpac Australian Securities Ltd
Westpac Financial Services Ltd
JAMES FREDERICK SACH BSc, FIAA
Mr Sach is currently the Chief Actuary of ANZ Wealth and the Appointed Actuary of
OnePath Life Limited, having joined ANZ in 2001. Mr Sach has held senior Actuarial,
Finance and Business Management roles in various companies including those in the
financial services industry.
Former Directorships include:
Financial Planning Hotline Pty Limited FSP Portfolio Administration Pty Limited Financial Services Partners Management Pty Limited 8