GENUS, LXVIII (No. 1), 1-9 ROBERT SCHOEN* The kinship web in a simple stationary population 1. INTRODUCTION The study of family and household demography has grown into a major demographic area (Bongaarts, Burch, and Wachter, 1987), with the current state of the field recently reviewed by Willekens (2010). While sophisticated modeling and simulation procedures are now available, determining the average number of kin mathematically is typically complex even for close relationships such as aunt or grandparent (Keyfitz, 1985; Goodman, Keyfitz and Pullum, 1974). For the most part, the demographic literature also lacks analyses of the structure of kin ties among members of a population and how they change over the life cycle. This research note sets forth population models whose simplicity enables the kinship web to be described in full detail. We first consider a cohort's kin structure in the light of population size and exogamy. We then examine each person's kin web and how it changes over the life course. 2. THE BASIC STATIONARY POPULATION MODEL To make the analysis tractable, our basic stationary population model assumes that each person follows a uniform life course. Everyone born survives to exact age 90, and then dies. At exact age 30, each person becomes the parent of twins, one boy and one girl. There are no other births. Childbearing relationships are with persons of the same age, making the demographic life courses of all men and women identical. The kinship web has a reference person (Ego) who can be of either gender. Ego's spouse will have an identical kinship web, but Ego's spouse and in-laws, are not considered as kin here. For reasons explained below, we assume that each birth cohort has (4n+2)/3 persons (both male and female). Scale parameter n can be chosen to reflect the population size of interest. For example, if n=6, cohort size is 1,366 persons. The total number of persons in the basic stationary population is (4n+2), as there are just 3 cohorts alive at any given time. At time 0, there are (4n+2)/3 persons at each of ages 0, 30, and 60, while the cohort attaining age 90 has just died. * Department of Sociology and Affiliate, Population Research Institute, Pennsylvania State University, U.S.A.; e-mail: [email protected]. 1 ROBERT SCHOEN 3. DIAGRAMMING THE KINSHIP ARRAY To precisely specify kin relationships, consider the consanguinity diagram shown in Table 1. The superscripted number shown by each relationship is the "degree" of that relationship, a measure of how closely the person is related to Ego. Relatives of the first degree, one step away from Ego, are Ego's two parents and two children. Ego's four grandparents, four grandchildren, and one sibling are relatives of the second degree. In the diagram, each can be reached in two steps from Ego. For example, Ego's sibling is reached by taking one step up to Ego's parents and a second step down to the other child of Ego's parents. Table 1 can readily be extended to more distant kin, but most contemporary interest, and the focus here, will be on kin up to and including relatives of the fourth degree (e.g. first cousins). Table 1 – Consanguinity Diagram Note: Superscripted numbers by each relationship indicate degree of kinship to Ego. Numbers in parentheses indicate the genetic relatedness to Ego of relatives of degree four or less. Source: Structure and nomenclature adapted from Dukeminier et al. (2009: 93); Genetic relatedness from Brembs (2001). Mathematical expressions for the number of kin of different kinds date back at least to Lotka (1931). The most extensive treatment is by Goodman, Keyfitz and Pullum (1974), which assumed constant mortality and focused on 2 THE KINSHIP WEB IN A SIMPLE STATIONARY POPULATION one-sex (female) populations. Goodman, Keyfitz and Pullum (1974) examined a wide range of kin relationships, including the number of parents, children, sisters, aunts, nieces, and cousins a woman would have. They showed that the eventual number of kin in a stable (i.e. constant fertility and mortality) population could be expressed in terms of the expected number of sisters and the population's Net Reproduction Rate (i.e. number of daughters per woman). However, in the general case, those expressions are rather complex (e.g. the number of first cousins is given as a quadruple integral). The kin relationships given here are consistent with those in Goodman, Keyfitz and Pullum (1974), but the simplicity of the present model allows the number of male and female kin of different kinds to be specified explicitly and precisely. To relate the consanguinity diagram to members of the stationary population, consider the kin structure of each birth cohort. If the stationary population has been in existence for some time, no less than n generations, then everyone in each cohort is related, and the most distant relationship is (n-1)st cousin. To demonstrate that, we can trace all of the cohort kin ties. Ego has 2 parents and 1 sibling. Ego's 4 grandparents (2 couples), have 4 children. Two of them are Ego's parents, and the other 2 are an aunt (Ego's father's sister) and an uncle (Ego's mother's brother). It is not rare for a mother's brother to marry a father's sister, but such unions are atypical in contemporary Western societies. To simplify matters the model assumes that such pairings do not occur. Hence Ego's aunt's 2 children and Ego's uncle's 2 children give Ego a total of 4 first cousins. Next, tracing the descendants of Ego's 8 great grandparents, we find that Ego has 4 great aunts/uncles who, marrying other people, produce 8 first cousins once removed. In turn, those 8 relatives of degree 5 provide Ego with 16 second cousins (relatives of degree 6). If parents are the first ascendant generation, grandparents the second, and so on, continuing the above analyses shows that the nth ascendant generation gives Ego 4n-1 (n-1)st cousins. Our birth cohort thus consists of Ego, Ego's sibling, 4 first cousins, 16 second cousins, ... , and 4n-1 (n-1)st cousins. Using the equation for the sum of a geometric progression we find that [1 + (1+4+16+...+4n-1)] gives a total of (4n+2)/3 persons, the assumed cohort size. For example, if we only go back three generations to Ego's great grandparents, then cohort size is 22 and is comprised of Ego, Ego's sibling, Ego's 4 first cousins, and Ego's 16 second cousins. In this population of 66 persons, Ego finds a partner from among Ego's 8 other-sex second cousins. 3 ROBERT SCHOEN 4. EGO'S KINSHIP WEB OVER THE LIFE COURSE We can use the above stationary population relationships to determine what kin Ego has at every age. Table 2, Panel A, summarizes that kinship web for each kin relationship through degree 4, i.e. for "close" kin. At birth, Ego has 17 close kin. Of them, 7 are of degree 1 or 2, i.e. "very close" kin. The number of close kin is fairly stable over Ego's life course, varying only from 13 to 20, but the type of kin shifts as Ego ages. At age 30, when Ego becomes a parent, Ego has 4 older kin, 5 kin the same age, and 4 younger kin. At age 60, when Ego becomes a grandparent, most of Ego's close kin are younger and the older kin have died. Table 2 – Living kin of Ego, by relationship, in the stationary population ...Cont’d... 4 THE KINSHIP WEB IN A SIMPLE STATIONARY POPULATION Table 2 – Cont’d Note: The symbol "--" indicates "just died". Ego's spouse and in-laws are not included. Source: See text. Table 2, Panel B, summarizes Ego's kin web if life expectancy is 60 years (2 generations) instead of 90 years (3 generations), with all other features remaining the same. The shorter life expectancy shrinks Ego number of close kin to only 9 at ages 0 and 30 and 12 at age 60. Other things equal, the more generations in Ego's life expectancy, the more close kin Ego has. Table 3 summarizes Ego's kinship web in a similar but growing population, one where every person has four children (2 boys and 2 girls) at exact age 30. That population has a Net Reproduction Rate (NRR) of 2, as every woman has 2 daughters, and has a generation length (T) of 30 years. From Lotka's relationship NRR=exp(rT), we find that the population's average annual growth rate (r) is a moderate 2.3% (cf. Schoen, 2006). 5 ROBERT SCHOEN In Panel A, life expectancy is 90 years (3 generations). In any cohort, tracing as described above shows that Ego has 3 siblings, 24 first cousins, 192 second cousins, and (cohort size permitting) 3•8n-1 (n-1)st cousins. Since the NRR=2, cohort size (and population size) doubles every generation. Here, when fertility doubles, the number of kin triples or more. Again, more kin are younger as Ego gets older. At birth and at age 30, Ego has 51 close kin, though only 9 are of the first or second degree. However, at age 60, Ego has 23 very close kin and a total of 107 close kin. Table 3, Panel B keeps the NRR at 2 but reduces life expectancy to 60 years (2 generations). The number of close kin drops substantially from the previous panel, with a total of 35 close kin at age 0, 43 close kin at age 30, and 80 close kin at age 60. At ages 0 and 30, most close kin are Ego's age, the majority of them being first cousins. Table 3 – Living kin of Ego, by relationship, in the NRR=2 stable population ...Cont’d... 6 THE KINSHIP WEB IN A SIMPLE STATIONARY POPULATION Table 3 – Cont’d Note: The symbol "--" indicates "just died". Ego's spouse and in-laws are not included. Source: See text. Another way to measure kinship is by using a person's genetic relatedness to Ego, i.e. by the probability that a random gene at a specified locus is identical by descent (cf. Brembs, 2001; Hamilton, 1963). The figure in parentheses in Table 1 gives the genetic relatedness of relatives up to the fourth degree. Using those fractions, a summary Index of Aggregate Kinship can be created by adding up the genetic relatedness of all of Ego's extant kin. Table 4 shows the Index of Aggregate Kinship, by Ego's age, for the 4 models in Tables 2 and 3. The model where life expectancy is 60 years and the NRR is 1 has the lowest values of the Index, but at every age Ego still has at least the equivalent of 5 parents/siblings/children. With the NRR remaining at 1 but with life expectancy at 90 years, the Index is 4.0 at every age, the equivalent of 8 parents/siblings/children. 7 ROBERT SCHOEN Table 4 – Index of Aggregate Kinship, by Age of Ego, for Net Reproduction Rates (NRRs) of 1 and 2 and for Life Expectancies of 90 years and 60 years Note: The Index of Aggregate Kinship is the sum of the genetic relatedness fractions of all of Ego's living kin of degree 4 or less. Those fractions are shown in Table 1. The Net Reproduction Rate is the number of daughters a woman has in her lifetime under a specified schedule of fertility and mortality. Source: See text. The Index of Aggregate Kinship increases substantially when the NRR is 2. With life expectancy at 60 years the Index varies from 7.0 to 15.0, and with life expectancy at 90 years the Index goes from 9.5 to 23. 5. SUMMARY AND CONCLUSIONS Kin ties can be described in detail for simple populations where every person has either two children (one boy and one girl) or four children (two boys and two girls) at age 30. All persons in a birth cohort are related, but in a population of any size most will be distant cousins. The focus here is on "close kin", that is relatives who are no more distant than first cousins (i.e. relatives of the fourth degree). In a stationary population with a life expectancy of 90 years, Ego has at least 13 close kin at every age. Very close kin, i.e. from grandparents to grandchildren, number from 5 to 7. If life expectancy is only 60 years (two generations), Ego still has at least 9 close kin at every age. If fertility doubles so that every person has 4 children at age 30, the number of kin greatly expands. The models presented here have deliberately been made as simple as possible so that a complete, explicit representation of the kinship web could be provided. That approach necessarily involves a number of limitations and departures from reality. The models here are completely deterministic, with no uncertainty, no random variation, and no overlap of generations. Mortality and fertility are very narrowly restricted, unchanging over time, and identical for men and women. The sex ratio at birth is always 1. There is no population heterogeneity and no migration. The overall impact of those restrictions on the nature of the kinship web is likely to vary from population to population. Simulation approaches (cf. Willekens, 2010) can address them, but at the cost of simplicity and precision. 8 THE KINSHIP WEB IN A SIMPLE STATIONARY POPULATION The models presented here reflect how a person's kinship web varies with the level of fertility and the number of generations in the average lifespan. In a stationary population of (4n+2) persons, no one is more distant than an (n-1)st cousin. Since the kin numbers presented here do not include spouses or in-laws, even a stationary population with a modest life expectancy can provide enough close kin to allow substantial kin-based social interaction over the life course. Acknowledgements Valuable referee comments and helpful observations on kinship by Diane J. Klein are acknowledged with thanks. References (1987), Family demography: Methods and their applications, Clarendon Press, Oxford. BREMBS B. (2001), “Hamilton’s theory”, in BRENNER S., MILLER J., Encyclopedia of Genetics, Academic Press, London, p. 906-910. DUKEMINIER J., SITKOFF R.H., LINDGREN J. (2009), Wills, trusts and estates, 8th Edition, Wolters Kluwer, New York. GOODMAN L.A., KEYFITZ N., PULLUM T.W. (1974), “Family formation and the frequency of various kinship relationships”, Theoretical Population Biology, 5: 1-27. HAMILTON W.D. (1963), “The evolution of altruistic behavior”, The American Naturalist, 97(896), 354-356. nd KEYFITZ N. (1985), Applied mathematical demography, 2 Edition, Springer, New York. LOTKA A.J. (1931), “Orphanhood in relation to demographic factors: A study in population analysis”, Metron, 9:37-109. SCHOEN R. (2006), Dynamic population models, Springer, Dordrecht. WILLEKENS F. (2010), “Family and household demography”, chapter in the Encyclopedia of Life Support Systems, volume on Demography, available at http://www.eolss.net. BONGAARTS J., BURCH T.K., WACHTER K.W. 9
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