March 2, 2016 • Volume 55, No. 9 Inside This Issue Table of Contents................................................ 3 Update Your Contact Information for the 2016–2017 Bench & Bar Directory................... 6 Expired Court Reporter Certifications........... 6 State Bar of New Mexico Annual Awards....... 9 Clerk’s Certificates............................................ 15 From the New Mexico Supreme Court 2015-049, No. S-1-SC-35410: Public Censure in the Matter of Sarah M. Singleton...................................... 17 2014-094, No. S-1-SC-34995: Public Censure in the Matter of David Ramos, Sr........................................... 18 2015-NMSC-035, No. S-1-SC-35160: Robinson v. Board of Commissioners of the County of Eddy................................. 19 From the New Mexico Court of Appeals 2015-NMCA-111, No. 32,830: Woody Investment, LLC v. Sovereign Eagle, LLC.................................. 24 2015-NMCA-112, No. 32,105: Paez v. Burlington Northern Santa Fe Railway.......................................... 29 Stark, by Christopher Owen Nelson Waxlander Gallery, Santa Fe CLE at Se Western C aribbean a 2016 • Nov. 27 –Dec. 4, 2 016 Join State Bar President Brent Moore for this incredible trip and enter the holiday season CLE stress free. One year’s worth of CLE credits will be provided. GULF OF MEXICO USA Fort Lauderdale ATLANTIC OCEAN Cozumel Labadee Mexico Falmouth South America Seven Night Roundtrip from Fort Lauderdale Ports of call on the Royal Caribbean Allure of the Seas: Cozumel, Mexico • Falmouth, Jamaica • Labadee, Haiti Prices per person based on double occupancy (including port expenses) $679 Interior $939 Superior ocean view, deck 10 or 11 with balcony $901 Obstructed ocean view $949 Superior ocean view, deck 12 or 14 with balcony Plus taxes and fees Contact Terri Nelson with Vacations To Go by April 29 to guarantee a room. Flight reservations may be made on your own or through Terri. 1-800-998-6925, ext. 8704 • [email protected] CLE course information is forthcoming. Teach a one to two hour class and get free CLE registration ($325). Send proposals to Christine Morganti, [email protected]. CENTER FOR LEGAL EDUCATION For more information go to www.nmbar.org, for Members, CLE at Sea 2 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Table of Contents Officers, Board of Bar Commissioners J. Brent Moore, President Scotty A. Holloman, President-elect Dustin K. Hunter, Vice President Gerald G. Dixon, Secretary Treasurer Mary Martha Chicoski, Immediate Past President Board of Editors Bruce Herr, Chair Jamshid Askar Nicole L. Banks Alex Cotoia Curtis Hayes Andrew Sefzik Michael Sievers Mark Standridge Nancy Vincent Carolyn Wolf State Bar Staff Executive Director Joe Conte Communications Coordinator/Editor Evann Kleinschmidt 505-797-6087 • [email protected] Graphic Designer Julie Schwartz [email protected] Account Executive Marcia C. Ulibarri 505-797-6058 • [email protected] Digital Print Center Manager Brian Sanchez Assistant Michael Rizzo ©2016, State Bar of New Mexico. No part of this publication may be reprinted or otherwise reproduced without the publisher’s written permission. The Bar Bulletin has the authority to edit letters and materials submitted for publication. Publishing and editorial decisions are based on the quality of writing, the timeliness of the article, and the potential interest to readers. Appearance of an article, editorial, feature, column, advertisement or photograph in the Bar Bulletin does not constitute an endorsement by the Bar Bulletin or the State Bar of New Mexico. The views expressed are those of the authors, who are solely responsible for the accuracy of their citations and quotations. State Bar members receive the Bar Bulletin as part of their annual dues. The Bar Bulletin is available at the subscription rate of $125 per year and is available online at www.nmbar.org. The Bar Bulletin (ISSN 1062-6611) is published weekly by the State Bar of New Mexico, 5121 Masthead NE, Albuquerque, NM 87109-4367. Periodicals postage paid at Albuquerque, NM. Postmaster: Send address changes to Bar Bulletin, PO Box 92860, Albuquerque, NM 87199-2860. 505-797-6000 • 800-876-6227 • Fax: 505-828-3765 Email: [email protected] • www.nmbar.org March 2, 2016, Vol. 55, No. 9 Notices ..................................................................................................................................................................4 Expired Court Reporter Certifications.........................................................................................................6 Legal Education Calendar...............................................................................................................................7 State Bar of New Mexico Annual Awards...................................................................................................9 Writs of Certiorari.............................................................................................................................................11 Court of Appeals Opinions List....................................................................................................................14 Clerk’s Certificates............................................................................................................................................15 Recent Rule-Making Activity........................................................................................................................16 Opinions From the New Mexico Supreme Court 2015-049, No. S-1-SC-35410: Public Censure in the Matter of Sarah M. Singleton.........17 2014-094, No. S-1-SC-34995: Public Censure in the Matter of David Ramos, Sr...............18 2015-NMSC-035, No. S-1-SC-35160: Robinson v. Board of Commissioners of the County of Eddy.................................................19 From the New Mexico Court of Appeals 2015-NMCA-111, No. 32,830: Woody Investment, LLC v. Sovereign Eagle, LLC...............24 2015-NMCA-112, No. 32,105: Paez v. Burlington Northern Santa Fe Railway...................29 Advertising.........................................................................................................................................................35 State Bar Workshops Meetings March March 2 Employment and Labor Law Section BOD, Noon, State Bar Center 2 Divorce Options Workshop: 6–8 p.m., State Bar Center, Albuquerque, 505-797-6003 4 Bankruptcy Law Section BOD, Noon, U.S. Bankruptcy Court 4 Criminal Law Section BOD, Noon, Kelley & Boone, Albuquerque 8 Appellate Practice Section BOD, Noon, teleconference 9 Animal Law Section BOD, Noon, State Bar Center 9 Children’s Law Section BOD, Noon, Juvenile Justice Center 9 Taxation Section BOD, 11 a.m., teleconference 10 Business Law Section BOD, 4 p.m., teleconference 2 Civil Legal Clinic: 10 a.m.–1 p.m., Second Judicial District Court, Albuquerque, 1-877-266-9861 8 Legal Clinic for Veterans: 8:30–11 a.m., New Mexico Veterans Memorial, Albuquerque, 505-265-1711, ext. 3434 16 Family Law Clinic: 10 a.m.–1 p.m., Second Judicial District Court, Albuquerque, 1-877-266-9861 23 Consumer Debt/Bankruptcy Workshop: 6–9 p.m., State Bar Center, Albuquerque, 505-797-6094 April 1 Civil Legal Clinic: 10 a.m.–1 p.m., First Judicial District Court, Santa Fe, 1-877-266-9861 Cover Artist: Christopher Owen Nelson’s work has been strongly focused in the greater southwestern region. As a Colorado native, he studied fine arts at Rocky Mountain College of Art and Design. He combines elements of his skills like painting, construction and song writing to tell his story. Recently, Nelson’s achievements in the arts have been featured in several national publications including: Western Art Collector, Luxe Interiors and Design, Western Art and Architecture, Santa Fean magazine and American Art Collector. To view more of his work, visit www.chrisnelsonfineart.com. Bar Bulletin - March 2, 2016 - Volume 55, No. 9 3 Notices Professionalism Tip Court News New Mexico Court of Appeals With respect to my clients: Stephen French Appointed to Fill Vacancy On Feb. 18, Gov. Susana Martinez announced the appointment of Stephen French to the New Mexico Court of Appeals, filling the vacancy created by the retirement of Judge Cynthia Fry. Second Judicial District Court David Williams Appointed to Fill Vacancy On Feb. 12, Gov. Susana Martinez announced the appointment of David Williams to Division IX of the Second Judicial District Court in Bernalillo County. Williams’ appointment fills the vacancy created by the appointment of Judge Judith Nakamura to the New Mexico Supreme Court. Ninth Judicial District Court Notice of Exhibit Destruction The Ninth Judicial District Court, Roosevelt County, will destroy the following exhibits by order of the court if not claimed by the allotted time: 1) All unmarked exhibits, oversized poster boards/maps and diagrams; 2) Exhibits filed with the court, in criminal, civil, children’s court, domestic, competency/ mental health, adoption and probate cases for the years 1993–2012 may be retrieved through April 30; and 3) All cassette tapes in criminal, civil, children’s court, domestic, competency/mental health, adoption and probate cases for years prior to 2007 have been exposed to hazardous toxins and extreme heat in the Roosevelt County Courthouse and are ruined and cannot be played, due to the exposures. These cassette tapes have either been destroyed for environmental health reasons or will be destroyed by April 30. For more information or to claim exhibits, contact the Court at 575-359-6920. Santa Fe Municipal Court Retirement Celebration for Judge Ann Yalman Members of the legal community are invited to celebrate the retirement of Judge Ann Yalman of the Santa Fe Municipal Court. A reception will be held from 5:30–7:30 p.m., March 3, at the City of Santa Fe Convention Center, 201 West Marcy Street, Santa Fe, New Mexico 87501. 4 I will be courteous to and considerate of my client at all times. There is an opening for a tribal judge withe the Pueblo of Jemez. The position will be responsible for direction and administration of justice for the Pueblo of Jemez’ Tribal Court and judiciary functions; advises executive leadership on judicial system management and strategic planning, develops, modifies and enforces judicial safeguards. Qualifications include a law degree from an ABA accredited law school, five years of general judicial experience to include court procedures, three years of experience in specified duties and responsibilities and experience and/or practice in the field of Indian law with emphasis on federal Indian law, tribal law, tribal sovereignty, tribal government and jurisdiction. For mor information, visit the www.jemezpueblo.org or call the Human Resources Department at 575-834-7359. be at noon at the State Bar Center in Albuquerque. For the past several years the Appellate Practice Section and YLD have scheduled quarterly lunches with jurists from New Mexico’s appellate courts. The lunches are informal and are intended to create opportunities for appellate judges and the practitioners who appear before them to exchange ideas and to get to know each other better. Attendees are encouraged to bring their own “brown bag” lunch. Space is limited, so R.S.V.P. to Tim Atler at [email protected]. Justice Nakamura graduated from the UNM School of Law in 1989. She was elected to the Bernalillo County Metropolitan Court in 1998 and served as chief judge for 11 years. She was appointed to the Second Judicial District Court in January 2013 and to the New Mexico Supreme Court in December 2015. Justice Nakamura is the first Supreme Court Justice in New Mexico to have also served on both the Metropolitan and District Court benches. State Bar News Public Law Section Pueblo of Jemez Tribal Court Tribal Judge Opening Attorney Support Groups • March 14, 5:30 p.m. UNM School of Law, 1117 Stanford NE, Albuquerque, King Room in the Law Library (the group meets on the second Monday of the month). To increase access, teleconference participation is now available. Dial 1-866-640-4044 and enter code 7976003#. • March 21, 7:30 a.m. First United Methodist Church, 4th and Lead SW, Albuquerque (the group meets the third Monday of the month.) • April 4, 5:30 p.m. First United Methodist Church, 4th and Lead SW, Albuquerque (the group meets the first Monday of the month.) For more information, contact Hilary Noskin, 505-449-7984 or Bill Stratvert, 505-242-6845. Appellate Practice Section Brown Bag Luncheon with Justice Judith K. Nakamura The Appellate Practice Section and Young Lawyers Division announce the next brown bag luncheon on March 4 with Judith K. Nakamura. The event will Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Accepting Award Nominations The Public Law Section is accepting nominations for the Public Lawyer of the Year Award, which will be presented at the state capitol on April 29. Visit www. nmbar.org > About Us > Sections > Public Lawyer Award to view previous recipients and award criteria. Nominations are due no later than 5 p.m. on March 10. Send nominations to Sean Cunniff at scunniff@ nmag.gov. The selection committee will consider all nominated candidates and may nominate candidates on its own. Solo and Small Firm Section Legislative Update with Sen. Mike Sanchez As part of the Solo and Small Firm Section’s luncheon and presentation series, State Sen. Mike Sanchez will present a legislative update. Sen. Sanchez will discuss what was accomplished in the Roundhouse this session and what may be coming in the future. The presentation will be noon, March 15, at the State Bar Center in Albuquerque. The presentation is open to all members of the State Bar who R.S.V.P. to Evann Kleinschmidt, [email protected]. Pizza and cookies will be provided. Save the date for the April 19 presentation with David Serna, Leon Encinias and John Samore presenting “The Emerging Future of Legal Relationships with Cuba.” Young Lawyers Division Volunteers Needed for Veterans Legal Clinic on March 8 The Young Lawyers Division and the New Mexico Veterans Affairs Health Care System are holding clinics for the Veterans Civil Justice Legal Initiative from 9 a.m.– noon, the second Tuesday of each month at the New Mexico Veterans Memorial, 1100 Louisiana Blvd. SE, Albuquerque. Breakfast and orientation for volunteers begin at 8:30 a.m. No special training or certification is required. Volunteers can give advice and counsel in their preferred practice area(s). The next clinic is Tuesday, March 8. Those who are interested in volunteering or have questions should contact Keith Mier at [email protected] or 505-883-3395. UNM Law Library Albuquerque Bar Association New Judges Reception The Albuquerque Bar Association invites members to an event congratulating newly elected and appointed judges from 5:30–7:30 p.m., March 10, at the Pete V. Domenici U.S. Courthouse. Register for this exclusive event by calling the Albuquerque Bar at 505-842-1151 or online abqbar.org. This event is only open to Albuquerque Bar and Federal Bench and Bar members. Albuquerque Lawyers Club March Luncheon and Meeting The Albuquerque Lawyers Club invites members of the legal community to its lunch meeting at noon, March 2, at Seasons Rotisserie and Grill in Albuquerque. Jeffrey Lewine, Ph.D., of the Mind Research Network, and Lyn Kiehl, director of MINDSET will present “Neuroscience: From the Laboratory to the Courtroom.” The luncheon is free to members and $30 for non-members. For more information, email Yasmin Dennig at [email protected]. American Bar Association Criminal Justice Section Hours Through May 14 Building & Circulation Monday–Thursday Friday Saturday Sunday Reference Monday–Friday Saturday–Sunday Other Bars 8 a.m.–8 p.m. 8 a.m.–6 p.m. 10 a.m.–6 p.m. Noon–6 p.m. 9 a.m.–6 p.m. Closed Mexican American Law Student Association 21st Annual Fighting for Justice Banquet The Mexican American Law Student Association invites members of the legal community to the 21st Annual Fighting for Justice Banquet at 6 p.m., April 16, at Hotel Albuquerque in Old Town. Tickets and sponsorship packages can be bought at http://malsaorg.wix.com/ffj2016 or by contacting MALSA President Jazmine Ruiz at [email protected]. MALSA will award Hon. Justice Cruz Reynoso of the California Supreme Court (ret.) with the 2016 Fighting for Justice Award for his remarkable work in civil rights. Justice Reynoso will be introduced by his former colleague, Emeritus Professor and former Dean of the UNM School of Law Leo Romero. Spring Meeting in Albuquerque The American Bar Association Criminal Justice Section’s Spring Meeting, cosponsored by the State Bar of New Mexico, will be “Neuroscience: Paving the Way for Criminal Justice Reform.” The meeting will be held April 28-April 30 at Hotel Albuquerque at Old Town in Albuquerque. Topics include how neuroscience is paving the way to criminal justice reform, neuroscience and environmental factors, neuroscience and solitary confinement and the neuroscience of hate: the making of extremist groups. New Mexico Supreme Court Justice Charles W. Daniels will be the luncheon keynote speaker. Roberta Cooper Ramo, the first woman to become president of the American Bar Association, will provide opening remarks. State Bar of New Mexico members can register for the discounted rate of $75. For more information and to register, visit: http://ambar.org/cjs2016spring New Mexico Criminal Defense Lawyers Association A service of the New Mexico State Bar Foundation, the Center provides programming in live, online webcast, teleseminar, onsite video replay, online anytime video, and DVD formats. CLE courses fulfill the minimum requirements of 10.0 G, 2.0 EP credits per year. Call 505-797-6020 or visit www.nmbar.org. New Mexico Lawyers and Judges Assistance Program Help and support are only a phone call away. 24-Hour Helpline Attorneys/Law Students 505-228-1948 • 800-860-4914 Judges 888-502-1289 www.nmbar.org > for Members > Lawyers/Judges Asswistance Submit announcements for publication in the Bar Bulletin to [email protected] g by noon Monday the week prior to publication. Trial Skills College Need to brush up on trial tactics? In the New Mexico Criminal Defense Lawyers Bar Bulletin - March 2, 2016 - Volume 55, No. 9 5 Association’s “Trial Skills College” (15.5 G) on March 17–19 in Albuquerque, students will hear lectures and practice with each other in small focus groups on every aspect of a trial, from voir dire to closing statements. New and seasoned practitioners alike will benefit from this course. Only 30 seats are available. Register at www. nmcdla.org. White Collar Crime CLE Learn the latest updates and trends in charging health care cases, grand jury practice, and submitting budget requests for adequate funding at the New Mexico Criminal Defense Lawyers Association’s upcoming CLE “White Collar Crime & Complex Cases” on March 11 at the Garrett’s Desert Inn in Santa Fe. Hear from some of the leading practitioners in the state on these issues and more. Visit www. nmcdla.org for more information and to register. NE, Albuquerque. Continental breakfast will be provided. Clients will be creative professionals, artists or creative businesses. Attorneys are needed to assist in many areas including contracts, business law, employment matters, tax law, estate planning and intellectual property law. For more information and to participate, contact Talia Kosh at tk@thebennettlawgroup. com. Society for Human Resource Management of New Mexico 2016 Conference in Albuquerque The Society for Human Resource Management of New Mexico has announced its 2016 conference “Picture the New Mexico Women’s Bar Association Meet and Greet Event The New Mexico Women’s Bar Association, a voluntary state-wide bar association open to all New Mexico attorneys regardless of sex or gender, is hosting a meet and greet event from 5:30–7 p.m., March 18, at the Albuquerque Country Club, 601 Laguna Blvd. SW, Albuquerque. NMWBA will providing light hors d’oeuvres and an exciting door prize with a cash bar. Members who bring a guest are elligible to attend a NMWBA sponsored CLE for free. R.S.V.P. suggested but not required to [email protected]. Other News New Mexico Lawyers for the Arts Volunteers Needed for Pro Bono Legal Clinic New Mexico Lawyers for the Arts and WESST/Albuquerque seek attorneys to volunteer for the New Mexico Lawyers for the Arts Pro Bono Legal Clinic from 10 a.m. to 1 p.m., March 19, at the WESST Enterprise Center, 609 Broadway Blvd. 6 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Future... BE the Future” on March 7–9 at the Embassy Suites Hotel and Spa in Albuquerque. The conference includes speakers and topics of interest to HR professionals, legal professionals, and business professionals of all disciplines. Keynote speakers include Louis Efron, former head of global engagement and leadership development at Tesla Motors; Ann Rhoades, president of People Ink, and former vice president of the People Department for Southwest Airlines; Dr. Richard Pimentel, senior partner with Milt Wright & Associates Inc; and Cy Wakeman, author and president and founder of Reality Based. More information and registration is available at www. shrmnm.org. 2016–2017 Bench & Bar Directory Update Your Contact Information by March 25 To verify your current information: www.nmbar.org/FindAnAttorney To submit changes (must be made in writing): Online: Visit www.nmbar.org > for Members > Change of Address Mail: Address Changes, PO Box 92860, Albuquerque, NM 87199-2860 Fax: 505-828-3765 Email: [email protected] Publication is not guaranteed for information submitted after March 25. The Board Governing the Recording of Judicial Proceedings A Board of the Supreme Court of New Mexico Expired Court Reporter Certifications The following list includes the names and certification numbers of those court reporters whose New Mexico certifications expired as of Dec. 31, 2015. Name Maria Blackwell Carol Carson Barbara Harris Christi Macri Susan Moore Wendy Morrison Kailee Pereida Dennis Zambataro CCR CCM No. CCR #181 CCR #28 CCR #114 CCR #10 CCR #34 CCR #195 CCR #501 CCR #502 City, State Bernalillo, N.M. Las Cruces, N.M. Albuquerque, N.M. Fairport, N.Y. Albuquerque, N.M. Albuquerque, N.M. Lubbock, Texas Milton, Ga. Legal Education March 2 Strategies to Prosecute Sexual Assault Cases in New Mexico 13.2 G Live Seminar New Mexico Coalition of Sexual Assault Programs www.nmcsap.org 4 31st Annual Bankruptcy Year in Review Seminar 6.0 G, 1.0 EP Live Seminar and Webcast Center for Legal Education of NMSBF www.nmbar.org 4 How Ethics Still Apply When Lawyers Act as Non-Lawyers 1.0 EP Teleseminar Center for Legal Education of NMSBF www.nmbar.org 8 Working with Difficult Clients 1.0 EP Live Seminar New Mexico Adoption and Foster Care Alliance www.adoptfostercarealliancenm.org 9 Foreclosure Litigation Defense 6.0 G Live Seminar, Albuquerque Gleason Law Firm LLC [email protected] 10 Estate and Gift Tax Audits 1.0 G Teleseminar Center for Legal Education of NMSBF www.nmbar.org 10 Advanced Workers Compensation 5.6 G, 1.0 EP Live Seminar Sterling Education Services Inc. www.sterlingeducation.com 11 Navigating New Mexico Public Land Issues (2015) 5.5 G, 1.0 EP Live Replay Center for Legal Education of NMSBF www.nmbar.org 11 Federal Practice Tips and Advice from U.S. Magistrate Judges (2015) 2.0 G, 1.0 EP Live Replay Center for Legal Education of NMSBF www.nmbar.org 17–19 Trial Skills College 15.5 G Live Seminar, Albuquerque New Mexico Criminal Defense Lawyers Association www.nmcdla.org 11 18 2015 Tax Symposium (2015) 7.0 G Live Replay Center for Legal Education of NMSBF www.nmbar.org Law Practice Succession-A Little Thought Now, a Lot Less Panic Later (2015) 2.0 G Live Replay Center for Legal Education of NMSBF www.nmbar.org 11 The Future of Crosscommissioning: What Every Tribal, State and County Lawyer Should Consider post Loya v. Gutierrez 2.5 G, 1.0 EP Live Replay Center for Legal Education of NMSBF www.nmbar.org 11 White Collar Crime & Complex Cases: The Clients, the Charges, the Costs 6.7 G Live Seminar, Santa Fe New Mexico Criminal Defense Lawyers Association www.nmcdla.org 15 Estate and Trust Planning for Short Life Expectancies 1.0 G Teleseminar Center for Legal Education of NMSBF www.nmbar.org 15 Advocacy in Action Conference 18.10 G Live Seminar New Mexico Coalition of Sexual Assault Programs www.nmcsap.org 17 Second Annual State Bar Symposium on Diversity and Inclusion 5.0 G, 1.0 EP Live Seminar and Webcast Center for Legal Education of NMSBF www.nmbar.org 18 The Trial Variety: Juries, Experts and Litigation (2015) 6.0 G Live Replay Center for Legal Education of NMSBF www.nmbar.org 18 Ethically Managing Your Practice (Ethicspalooza Redux –Winter 2015) 1.0 EP Live Replay Center for Legal Education of NMSBF www.nmbar.org 18 Civility and Professionalism (Ethicspalooza Redux – Winter 2015) 1.0 EP Live Replay Center for Legal Education of NMSBF www.nmbar.org 18 Ethics and Keeping Your Paralegal and Yourself Out of Trouble 1.0 EP Teleseminar Center for Legal Education of NMSBF www.nmbar.org 23 Avoiding Family Feuds in Trusts 1.0 G Teleseminar Center for Legal Education of NMSBF www.nmbar.org 24 Full Implementation Navigating the ACA Minefield 6.6 G Live Seminar Sterling Education Services Inc. www.sterlingeducation.com Bar Bulletin - March 2, 2016 - Volume 55, No. 9 7 Legal Education www.nmbar.org March 25 Legal Technology Academy for New Mexico Lawyers 4.0 G, 2.0 EP Live Seminar and Webcast Center for Legal Education of NMSBF www.nmbar.org 28 Tech Tock, Tech Tock: Social Media and the Countdown to Your Ethical Demise 3.0 EP Live Seminar and Webcast Center for Legal Education of NMSBF www.nmbar.org 28 What NASCAR, Jay-Z & the Jersey Shore Teach About Attorney Ethics—2016 Edition 3.0 EP Live Seminar and Webcast Center for Legal Education of NMSBF www.nmbar.org 29 Drafting Demand Letters 1.0 G Teleseminar Center for Legal Education of NMSBF www.nmbar.org 31 Fair or Foul: Lawyers’ Duties of Fairness and Honesty to Clients, Parties, Courts, Counsel and Others 2.0 EP Live Seminar and Webcast Center for Legal Education of NMSBF www.nmbar.org April 5 Planning Due Diligence in Business Transactions 1.0 G Teleseminar Center for Legal Education of NMSBF www.nmbar.org 8 7 Treatment of Trusts in Divorce 1.0 G Teleseminar Center for Legal Education of NMSBF www.nmbar.org 8 8 2015 Land Use Law in New Mexico 5.0 G, 1.0 EP Live Replay Center for Legal Education of NMSBF www.nmbar.org 8 More Reasons to be Skeptical of Expert Witnesses Part VI (2015) 5.0 G, 1.5 EP Live Replay Center for Legal Education of NMSBF www.nmbar.org Federal Practice Tips and Advice from U.S. Magistrate Judges 2.0 G, 1.0 EP Live Replay Center for Legal Education of NMSBF www.nmbar.org Invasion of the Drones: IP – Privacy, Policies, Profits (2015 Annual Meeting) 1.5 G Live Replay Center for Legal Education of NMSBF www.nmbar.org 14 Governance for Nonprofits 1.0 G Teleseminar Center for Legal Education of NMSBF www.nmbar.org 18 Disciplinary Process Civility and Professionalism 1.0 EP Live Program First Judicial District Court 505-946-2802 May 4 Ethics and Drafting Effective Conflict of Interest Waivers 1.0 EP Teleseminar Center for Legal Education of NMSBF www.nmbar.org 8 5 Public Records and Open Meetings 5.5 G, 1.0 EP Live Seminar, Albuquerque New Mexico Foundation for Open Government www.nmfog.org Bar Bulletin - March 2, 2016 - Volume 55, No. 9 22 Ethics for Estate Planners 1.0 EP Teleseminar Center for Legal Education of NMSBF www.nmbar.org 26 Employees, Secrets and Competition: Non-Competes and More 1.0 G Teleseminar Center for Legal Education of NMSBF www.nmbar.org 27 Landlord Tenant Law Lease Agreements Defaults and Collections 5.6 G, 1.0 EP Live Seminar Sterling Education Services Inc. www.sterlingeducation.com 28 Annual Advanced Estate Planning Strategies 11.2 G Live Program Texas State Bar www.texasbarcle.com 11 Adding a New Member to an LLC 1.0 G Teleseminar Center for Legal Education of NMSBF www.nmbar.org 2016 Annual Meeting– Bench & Bar Conference Call for Nominations State Bar of New Mexico 2016 Annual Awards N ominations are being accepted for the 2016 State Bar of New Mexico Annual Awards to recognize those who have distinguished themselves or who have made exemplary contributions to the State Bar or legal profession in 2015 or 2016. The awards will be presented August 19 during the 2016 Annual Meeting—Bench and Bar Conference at the Buffalo Thunder Resort in Santa Fe. All awards are limited to one recipient per year, whether living or deceased. Previous recipients for the past five years are listed below. • Distinguished Bar Service Award-Lawyer • Recognizes attorneys who have provided valuable service and contributions to the legal profession and the State Bar of New Mexico over a significant period of time. Previous recipients: Jeffrey H. Albright, Carol Skiba, Ian Bezpalko, John D. Robb Jr., Mary T. Torres • Distinguished Bar Service Award–Nonlawyer • Recognizes nonlawyers who have provided valuable service and contributions to the legal profession over a significant period of time. Previous recipients: Kim Posich, Rear Admiral Jon Michael Barr (ret.), Hon. Buddy J. Hall, Sandra Bauman, David Smoak Bar Bulletin - March 2, 2016 - Volume 55, No. 9 9 • Justice Pamela B. Minzner* Professionalism Award • Recognizes attorneys or judges who, over long and distinguished legal careers, have by their ethical and personal conduct exemplified for their fellow attorneys the epitome of professionalism. Previous recipients: S. Thomas Overstreet, Catherine T. Goldberg, Cas F. Tabor, Henry A. Kelly, Hon. Angela J. Jewell *Known for her fervent and unyielding commitment to professionalism, Justice Minzner (1943–2007) served on the New Mexico Supreme Court from 1994–2007. • Outstanding Legal Organization or Program Award • Recognizes sections, committees, local and voluntary bars and outstanding or extraordinary law-related organizations or programs that serve the legal profession and the public. Previous recipients: Pegasus Legal Services for Children, Corinne Wolfe Children’s Law Center, Divorce Options Workshop, United South Broadway Corp. Fair Lending Center, N.M. Hispanic Bar Association • Outstanding Young Lawyer of the Year Award • Awarded to attorneys who have, during the formative stages of their legal careers by their ethical and personal conduct, exemplified for their fellow attorneys the epitome of professionalism; nominee has demonstrated commitment to clients’ causes and to public service, enhancing the image of the legal profession in the eyes of the public; nominee must have practiced no more than five years or must be no more than 36 years of age. Previous recipients: Tania S. Silva, Marshall J. Ray, Greg L. Gambill, Robert L. Jucero Jr., Keya Koul • Robert H. LaFollette* Pro Bono Award • Presented to an attorney who has made an exemplary contribution of time and effort, without compensation, to provide legal assistance to people who could not afford the assistance of an attorney. Previous recipients: Robert M. Bristol, Erin A. Olson, Jared G. Kallunki, Alan Wainwright, Ronald E. Holmes *Robert LaFollette (1900–1977), director of Legal Aid to the Poor, was a champion of the underprivileged who, through countless volunteer hours and personal generosity and sacrifice, was the consummate humanitarian and philanthropist. • Seth D. Montgomery* Distinguished Judicial Service Award • Recognizes judges who have distinguished themselves through long and exemplary service on the bench and who have significantly advanced the administration of justice or improved the relations between the bench and bar; generally given to judges who have or soon will be retiring. Previous recipients: Hon. Cynthia A. Fry, Hon. Rozier E. Sanchez, Hon. Bruce D. Black, Justice Patricio M. Serna (ret.), Hon. Jerald A. Valentine *Justice Montgomery (1937–1998), a brilliant and widely respected attorney and jurist, served on the New Mexico Supreme Court from 1989–1994. A letter of nomination for each nominee* should be sent to Joe Conte, Executive Director, State Bar of New Mexico, PO Box 92860, Albuquerque, NM 87199-2860; fax 505-828-3765; or email [email protected]. *Please note that we will be preparing a video on the award recipients which will be presented at the awards reception, so please provide names and contact information for three or four individuals who would be willing to participate in the video project in the nomination letter. Deadline for Nominations: May 20 10 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Writs of Certiorari As Updated by the Clerk of the New Mexico Supreme Court Joey D. Moya, Chief Clerk New Mexico Supreme Court PO Box 848 • Santa Fe, NM 87504-0848 • (505) 827-4860 Effective February 12, 2016 Petitions for Writ of Certiorari Filed and Pending: Date Petition Filed No. 35,758 State v. Abeyta COA 33,461 02/15/16 No. 35,759 State v. Pedroza COA 33,867 02/15/16 No. 35,760 State v. Gabaldon COA 34,770 02/12/16 No. 35,763 State v. Marcelina R. COA 34,683 02/12/16 No. 35,754 Valenzuela v. A.S. Horner Inc. COA 33,521 02/12/16 No. 35,753 State v. Erwin COA 33,561 02/12/16 No. 35,751 State v. Begay COA 33,588 02/12/16 No. 35,750 State v. Norma M. COA 34,768 02/11/16 No. 35,749 State v. Vargas COA 33,247 02/11/16 No. 35,748 State v. Vargas COA 33,247 02/11/16 No. 35,742 State v. Jackson COA 34,852 02/05/16 No. 35,747 Sicre v. Perez 12-501 02/04/16 No. 35,743 Conger v. Jacobson COA 34,848 02/04/16 No. 35,741 State v. Coleman COA 34,603 02/04/16 No. 35,740 State v. Wisner COA 34,974 02/04/16 No. 35,739 State v. Angulo COA 34,714 02/04/16 No. 35,733 State v. Meyers COA 34,690 02/02/16 No. 35,732 State v. Castillo COA 34,641 02/02/16 No. 35,746 Bradford v. Hatch 12-501 02/01/16 No. 35,371 Citimortgage v. Tweed COA 34,870 01/29/16 No. 35,730 State v. Humphrey COA 34,601 01/29/16 No. 35,722 James v. Smith 12-501 01/25/16 No. 35,711 Foster v. Lea County 12-501 01/25/16 No. 35,713 Hernandez v. CYFD COA 33,549 01/22/16 No. 35,718 Garcia v. Franwer 12-501 01/19/16 No. 35,717 Castillo v. Franco 12-501 01/19/16 No. 35,707 Marchand v. Marchand COA 33,255 01/19/16 No. 35,705 State v. Farley COA 34,010 01/19/16 No. 35,702 Steiner v. State 12-501 01/12/16 No. 35,682 Peterson v. LeMaster 12-501 01/05/16 No. 35,677 Sanchez v. Mares 12-501 01/05/16 No. 35,669 Martin v. State 12-501 12/30/15 No. 35,665 Kading v. Lopez 12-501 12/29/15 No. 35,664 Martinez v. Franco 12-501 12/29/15 No. 35,657 Ira Janecka 12-501 12/28/15 No. 35,671 Riley v. Wrigley 12-501 12/21/15 No. 35,649 Miera v. Hatch 12-501 12/18/15 No. 35,641 Garcia v. Hatch Valley Public Schools COA 33,310 12/16/15 No. 35,661 Benjamin v. State 12-501 12/16/15 No. 35,654 Dimas v. Wrigley 12-501 12/11/15 No. 35,635 Robles v. State 12-501 12/10/15 No. 35,674 Bledsoe v. Martinez 12-501 12/09/15 No. 35,653 Pallares v. Martinez 12-501 12/09/15 No. 35,637 Lopez v. Frawner 12-501 12/07/15 No. 35,268 Saiz v. State 12-501 12/01/15 No. 35,612 No. 35,599 No. 35,593 No. 35,588 No. 35,581 No. 35,586 No. 35,576 No. 35,575 No. 35,555 No. 35,554 No. 35,540 No. 35,523 No. 35,522 No. 35,495 No. 35,479 No. 35,474 No. 35,466 No. 35,440 No. 35,422 No. 35,374 No. 35,372 No. 35,370 No. 35,353 No. 35,335 No. 35,371 No. 35,266 No. 35,261 No. 35,159 No. 35,097 No. 35,099 No. 34,937 No. 34,932 No. 34,907 No. 34,680 No. 34,777 No. 34,775 No. 34,706 No. 34,563 No. 34,303 No. 34,067 No. 33,868 No. 33,819 No. 33,867 No. 33,539 No. 33,630 Torrez v. Mulheron 12-501 Tafoya v. Stewart 12-501 Quintana v. Hatch 12-501 Torrez v. State 12-501 Salgado v. Morris 12-501 Saldana v. Mercantel 12-501 Oakleaf v. Frawner 12-501 Thompson v. Frawner 12-501 Flores-Soto v. Wrigley 12-501 Rivers v. Heredia 12-501 Fausnaught v. State 12-501 McCoy v. Horton 12-501 Denham v. State 12-501 Stengel v. Roark 12-501 Johnson v. Hatch 12-501 State v. Ross COA 33,966 Garcia v. Wrigley 12-501 Gonzales v. Franco 12-501 State v. Johnson 12-501 Loughborough v. Garcia 12-501 Martinez v. State 12-501 Chavez v. Hatch 12-501 Collins v. Garrett COA 34,368 Chavez v. Hatch 12-501 Pierce v. Nance 12-501 Guy v. N.M. Dept. of Corrections 12-501 Trujillo v. Hickson 12-501 Jacobs v. Nance 12-501 Marrah v. Swisstack 12-501 Keller v. Horton 12-501 Pittman v. N.M. Corrections Dept. 12-501 Gonzales v. Sanchez 12-501 Cantone v. Franco 12-501 Wing v. Janecka 12-501 State v. Dorais COA 32,235 State v. Merhege COA 32,461 Camacho v. Sanchez 12-501 Benavidez v. State 12-501 Gutierrez v. State 12-501 Gutierrez v. Williams 12-501 Burdex v. Bravo 12-501 Chavez v. State 12-501 Roche v. Janecka 12-501 Contreras v. State 12-501 Utley v. State 12-501 11/23/15 11/19/15 11/06/15 11/04/15 11/02/15 10/30/15 10/23/15 10/23/15 10/09/15 10/09/15 10/02/15 09/23/15 09/21/15 08/21/15 08/17/15 08/17/15 08/06/15 07/22/15 07/17/15 06/23/15 06/22/15 06/15/15 06/12/15 06/03/15 05/22/15 04/30/15 04/23/15 03/12/15 01/26/15 12/11/14 10/20/14 10/16/14 09/11/14 07/14/14 07/02/14 06/19/14 05/13/14 02/25/14 07/30/13 03/14/13 11/28/12 10/29/12 09/28/12 07/12/12 06/07/12 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 11 Writs of Certiorari Certiorari Granted but Not Yet Submitted to the Court: Certiorari Granted and Submitted to the Court: (Parties preparing briefs) Date Writ Issued No. 33,725 State v. Pasillas COA 31,513 09/14/12 No. 33,877 State v. Alvarez COA 31,987 12/06/12 No. 33,930 State v. Rodriguez COA 30,938 01/18/13 No. 34,363 Pielhau v. State Farm COA 31,899 11/15/13 No. 34,274 State v. Nolen 12-501 11/20/13 No. 34,443 Aragon v. State 12-501 02/14/14 No. 34,522 Hobson v. Hatch 12-501 03/28/14 No. 34,582 State v. Sanchez COA 32,862 04/11/14 No. 34,694 State v. Salazar COA 33,232 06/06/14 No. 34,669 Hart v. Otero County Prison 12-501 06/06/14 No. 34,650 Scott v. Morales COA 32,475 06/06/14 No. 34,784 Silva v. Lovelace Health Systems, Inc. COA 31,723 08/01/14 No. 34,812 Ruiz v. Stewart 12-501 10/10/14 No. 34,830 State v. Le Mier COA 33,493 10/24/14 No. 34,929 Freeman v. Love COA 32,542 12/19/14 No. 35,063 State v. Carroll COA 32,909 01/26/15 No. 35,121 State v. Chakerian COA 32,872 05/11/15 No. 35,116 State v. Martinez COA 32,516 05/11/15 No. 34,949 State v. Chacon COA 33,748 05/11/15 No. 35,296 State v. Tsosie COA 34,351 06/19/15 No. 35,213 Hilgendorf v. Chen COA 33056 06/19/15 No. 35,279 Gila Resource v. N.M. Water Quality Control Comm. COA 33,238/33,237/33,245 07/13/15 No. 35,289 NMAG v. N.M. Water Quality Control Comm. COA 33,238/33,237/33,245 07/13/15 No. 35,290 Olson v. N.M. Water Quality Control Comm. COA 33,238/33,237/33,245 07/13/15 No. 35,318 State v. Dunn COA 34,273 08/07/15 No. 35,278 Smith v. Frawner 12-501 08/26/15 No. 35,427 State v. Mercer-Smith COA 31,941/28,294 08/26/15 No. 35,446 State Engineer v. Diamond K Bar Ranch COA 34,103 08/26/15 No. 35,451 State v. Garcia COA 33,249 08/26/15 No. 35,438 Rodriguez v. Brand West DairyCOA 33,104/33,675 08/31/15 No. 35,426 Rodriguez v. Brand West DairyCOA 33,675/33,104 08/31/15 No. 35,499 Romero v. Ladlow Transit Services COA 33,032 09/25/15 No. 35,456 Haynes v. Presbyterian Healthcare Services COA 34,489 09/25/15 No. 35,437 State v. Tafoya COA 34,218 09/25/15 No. 35,515 Saenz v. Ranack Constructors COA 32,373 10/23/16 No. 35,614 State v. Chavez COA 33,084 01/19/16 No. 35,609 Castro-Montanez v. Milk-N-Atural COA 34,772 01/19/16 No. 35,512 Phoenix Funding v. Aurora Loan Services COA 33,211 01/19/16 No. 34,790 Venie v. Velasquez COA 33,427 01/19/16 No. 35,680 State v. Reed COA 33,426 02/05/16 (Submission Date = date of oral argument or briefs-only submission) Submission Date No. 33,884 Acosta v. Shell Western Exploration and Production, Inc. COA 29,502 10/28/13 No. 34,093 Cordova v. Cline COA 30,546 01/15/14 No. 34,287 Hamaatsa v. Pueblo of San Felipe COA 31,297 03/26/14 No. 34,613 Ramirez v. State COA 31,820 12/17/14 No. 34,798 State v. Maestas COA 31,666 03/25/15 No. 34,630 State v. Ochoa COA 31,243 04/13/15 No. 34,789 Tran v. Bennett COA 32,677 04/13/15 No. 34,997 T.H. McElvain Oil & Gas v. Benson COA 32,666 08/24/15 No. 34,993 T.H. McElvain Oil & Gas v. Benson COA 32,666 08/24/15 No. 34,726 Deutsche Bank v. Johnston COA 31,503 08/24/15 No. 34,826 State v. Trammel COA 31,097 08/26/15 No. 34,866 State v. Yazzie COA 32,476 08/26/15 No. 35,035 State v. Stephenson COA 31,273 10/15/15 No. 35,478 Morris v. Brandenburg COA 33,630 10/26/15 No. 35,248 AFSCME Council 18 v. Bernalillo County Comm. COA 33,706 01/11/16 No. 35,255 State v. Tufts COA 33,419 01/13/16 No. 35,145 State v. Benally COA 31,972 01/25/16 No. 35,183 State v. Tapia COA 32,934 01/25/16 No. 35,298 State v. Holt COA 33,090 01/25/16 No. 35,101 Dalton v. Santander COA 33,136 02/17/16 No. 35,198 Noice v. BNSF COA 31,935 02/17/16 No. 35,249 Kipnis v. Jusbasche COA 33,821 02/29/16 No. 35,302 Cahn v. Berryman COA 33,087 02/29/16 No. 35,349 Phillips v. N.M. Taxation and Revenue Dept. COA 33,586 03/14/16 No. 35,148 El Castillo Retirement Residences v. Martinez COA 31,701 03/16/16 No. 35,297 Montano v. Frezza COA 32,403 03/28/16 No. 35,214 Montano v. Frezza COA 32,403 03/28/16 No. 35,386 State v. Cordova COA 32,820 03/28/16 No. 35,286 Flores v. Herrera COA 32,693/33,413 03/30/16 No. 35,395 State v. Bailey COA 32,521 03/30/16 No. 35,130 Progressive Ins. v. Vigil COA 32,171 03/30/16 12 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Opinion on Writ of Certiorari: No. 33,969 Safeway, Inc. v. Rooter 2000 Plumbing Date Opinion Filed COA 30,196 02/18/16 Petition for Writ of Certiorari Dismissed: No. 35,398 Armenta v. A.S. Homer, Inc. Date Order Filed COA 33,813 01/04/16 Writs of Certiorari Writ of Certiorari Quashed: No. 35,016 State v. Baca Date Order Filed COA 33,626 02/18/16 Petition for Writ of Certiorari Denied: No. 35,728 No. 35,727 No. 35,725 Brannock v. Lotus Fund State v. Calloway State v. Ancira Date Order Filed COA 33,950 02/19/16 COA 34,625 02/19/16 COA 34,556 02/19/16 No. 35,724 No. 35,723 No. 35,714 No. 35,415 No. 35,710 No. 35,709 No. 35,708 No. 35,706 No. 35,416 State v. Donovan W. State v. Lopez State v. Vega State v. McClain Levan v. Hayes Trucking Dills v. N.M. Heart Institute State v. Hobbs State v. Jeremy C. State v. Heredia COA 34,595 COA 34,602 COA 32,835 12-501 02/19/16 02/19/16 02/19/16 02/17/16 COA 33,858 02/15/16 COA 33,725 COA 33,715 COA 34,482 COA 32,937 02/15/16 02/15/16 02/15/16 02/15/16 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 13 Opinions As Updated by the Clerk of the New Mexico Court of Appeals Mark Reynolds, Chief Clerk New Mexico Court of Appeals PO Box 2008 • Santa Fe, NM 87504-2008 • 505-827-4925 Effective February 19, 2016 Published Opinions No. 34185 WCA-13-648, E TRUJILLO v LANL (reverse and remand) 2/15/2016 No. 33564 8th Jud Dist Taos CR-12-108, STATE v R CARDENAS (reverse) 2/16/2016 Unublished Opinions No. 33540 7th Jud Dist Sierra CV-06-173, L DETHLEFSEN v W WEDDLE (affirm) 2/15/2016 No. 33660 7th Jud Dist Sierra CV-06-173, L DETHLEFSEN v W WEDDLE (affirm) 2/15/2016 No. 33760 9th Jud Dist Roosevelt CR-12-24, STATE v A BAEZA (reverse and remand) 2/15/2016 No. 34526 9th Jud Dist Curry LR-13-15, STATE v L GRIMES (reverse) 2/15/2016 No. 34959 11th Jud Dist San Juan LR-14-102, CITY OF FARMINGTON v B FONTENELLE (affirm) 2/15/2016 No. 33653 2nd Jud Dist Bernalillo LR-11-40, STATE v W BARRERAS (affirm) 2/15/2016 No. 34748 2nd Jud Dist Bernalillo CV-12-5685, CITIMORTGAGE v A VARELA (affirm) 2/15/2016 No. 34512 3rd Jud Dist Dona Ana LR-14-24, STATE v A BADONI (affirm) 2/16/2016 No. 34547 8th Jud Dist Taos CR-04-30, STATE v S TOLLARDO (dismiss) 2/16/2016 No. 34904 2nd Jud Dist Bernalillo JQ-15-39, CYFD v SALIMA J (affirm) 2/16/2016 No. 35039 2nd Jud Dist Bernalillo CR-09-3256, STATE v S BROTHERTON (affirm) 2/16/2016 No. 34716 2nd Jud Dist Bernalillo YR-05-23, STATE v R BARELA (affirm) 2/16/2016 No. 34877 11th Jud Dist San Juan CR-12-523, STATE v E FROLICK (reverse and remand) 2/16/2016 No. 35191 2nd Jud Dist Bernalillo CR-14-5653, STATE v C LOPEZ (dismiss) 2/16/2016 No. 34802 3rd Jud Dist Dona Ana JR-14-266, STATE v TAYLOR E (affirm) 2/17/2016 No. 34691 4th Jud Dist Guadalupe CV-14-13, B MCMULLIN v E BRAVO (dismiss) 2/17/2016 No. 34817 2nd Jud Dist Bernalillo CR-12-5736, STATE v F ARAGON (affirm) 2/17/2016 No. 34509 13th Jud Dist Valencia DM-12-41, N BARELA v C DIAZ (dismiss) 2/18/2016 No. 34994 2nd Jud Dist Bernalillo CR-15-325, STATE v D TENORIO (affirm) 2/18/2016 Slip Opinions for Published Opinions may be read on the Court’s website: http://coa.nmcourts.gov/documents/index.htm 14 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Clerk’s Certificates From the Clerk of the New Mexico Supreme Court Joey D. Moya, Chief Clerk New Mexico Supreme Court PO Box 848 • Santa Fe, NM 87504-0848 • (505) 827-4860 Clerk’s Certificate of Reinstatement to Active Status As of February 10, 2016: Eileen Baca-Penner 5631 Carson Road Rio Rancho, NM 87144 505-463-0344 [email protected] In Memoriam As of February 3, 2016: Carla Anne Carter 555 Broadway NE, Suite 200 Albuquerque, NM 87102 As of January 18, 2016: Jennifer L. Stone Rodey, Dickason, Sloan, Akin & Robb, PA PO Box 1888 Albuquerque, NM 87103 As of January 17, 2016: Roger E. Yarbro 12231 Academy Rd. NE, Suite 301, #249 Albuquerque, NM 87111 Clerk’s Certificate of Admission On February 16, 2016: William W. Cason 53 Soaring Hawk Trail Santa Fe, NM 87508 575-422-7378 [email protected] On February 16, 2016: Stephen E. Fogel Xcel Energy Services, Inc. 816 Congress Avenue, Suite 1650 Austin, TX 78701 512-236-6922 512-236-6935 (fax) stephen.e.fogel@xcelenergy. com On February 16, 2016: Gerald Lee Johnson 508 Mechem Drive, Suite B Ruidoso, NM 88345 575-257-5555 575-257-5588 (fax) [email protected] On February 16, 2016: Preston Randolph Mundt Kelly Hart & Hallman 201 Main Street, Suite 2500 Fort Worth, TX 76102 817-878-9379 preston.mundt@kellyhart. com Clerk’s Certificate of Change to Inactive Status Effective February 15, 2016: Peter Everett IV 10911 Fourth Street NW Albuquerque, NM 87114 505-899-4343 505-899-4812 [email protected] Clerk’s Certificate of Withdrawal Effective February 12, 2016: Mark Carl Meiering 5916 Canyon Vista Drive NE Albuquerque, NM 87111 Effective February 12, 2016: Lourdes M. Monserrat 909 Calle Vistoso Santa Fe, NM 87501 Clerk’s Certificate of Name Change As of January 26, 2016: Jessica L. Streeter f/k/a Jessica L. Candelaria Law Offices of the Public Defender 505 Marquette Avenue NW, Suite 120 Albuquerque, NM 87102 575-642-5421 [email protected] Effective February 12, 2016: William B. Heintz PO Box 309 Forest Ranch, CA 95942 Bar Bulletin - March 2, 2015 - Volume 55, No. 9 15 Recent Rule-Making Activity As Updated by the Clerk of the New Mexico Supreme Court Joey D. Moya, Chief Clerk New Mexico Supreme Court PO Box 848 • Santa Fe, NM 87504-0848 • (505) 827-4860 Effective March 2, 2016 Pending Proposed Rule Changes Open for Comment: Comment Deadline None to report at this time. Recently Approved Rule Changes Since Release of 2015 NMRA: Second Judicial District Court Local Rules LR2-400 Case management pilot program for criminal cases. To view all pending proposed rule changes (comment period open or closed), visit the New Mexico Supreme Court’s website at http://nmsupremecourt.nmcourts.gov. To view recently approved rule changes, visit the New Mexico Compilation Commission’s website at http://www.nmcompcomm.us. 16 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 02/02/16 Advance Opinions http://www.nmcompcomm.us/ From the New Mexico Supreme Court and Court of Appeals From the New Mexico Supreme Court No. S-1-SC-35410 (filed February 11, 2016) INQUIRY CONCERNING A JUDGE No. 2015-049 IN THE MATTER OF SARAH M. SINGLETON, First Judicial District Judge PUBLIC CENSURE RANDALL D. ROYBAL DEBORAH L. BORIO Albuquerque, New Mexico for Judicial Standards Commission Order and Public Censure {1}WHEREAS, this matter came on for consideration by the Court upon the Judicial Standards Commission’s petition to accept a stipulation agreement and consent to discipline (Stipulation) entered into between the Commission and Hon. Sarah M. Singleton (respondent), who is a district court judge in the First Judicial District; {2}WHEREAS, in the Stipulation, respondent admits to the following acts: a.On or about January 24, 2015, in the case of Alfredo Morga, et al. v. FedEx Ground Package System, Inc., et al., D101-CV-2012-01906, respondent permitted and engaged in impermissible ex parte communications with plaintiff ’s attorney while the case was still pending before respondent; b.On or about January 24, 2015, in the case of Alfredo Morga, et al. v. FedEx Ground Package System, Inc., et al., D101-CV-2012-01906, respondent created the appearance of impropriety by engaging in a phone conversation with plaintiff ’s attorney that involved substantive matters and was outside the presence of the other party or the other party’s attorney; {3}WHEREAS, in the Stipulation, respondent admits that she violated Code JAMES A. HALL JAMES A. HALL, L.L.C. Santa Fe, New Mexico for Respondent of Judicial Conduct Rules 21-101, 21-102, 21-209(A) and 21-210(A) NMRA; {4}WHEREAS, in the Stipulation, respondent admits that she engaged in ex parte communications contrary to the Code of Judicial Conduct; {5}WHEREAS, in the Stipulation, respondent denies that she engaged in willful misconduct and further denies any malice, corrupt purpose, or dishonesty; {6}WHEREAS, in the Stipulation, respondent acknowledges, however, that the facts support a conclusion that she knew or should have known that her actions were beyond her lawful authority and that such conduct falls within the Supreme Court’s definition of bad faith; {7}WHEREAS, in the Stipulation, while the parties agree that violation of the Code of Judicial Conduct, by itself, does not necessarily constitute willful misconduct, respondent acknowledges and stipulates that the facts and evidence, individually and taken together, may constitute willful misconduct in office and one or more violations of the New Mexico Code of Judicial Conduct and provide sufficient basis for the New Mexico Supreme Court to impose discipline pursuant to Article VI, Section 32, of the New Mexico Constitution; {8}WHEREAS, the Stipulation provides that, in stipulating to discipline, the following non-exclusive factors in Judicial Standards Commission Rule 30 NMRA were considered: a.the misconduct was an isolated instance; b.the misconduct occurred in respondent’s official capacity; c.the misconduct created a highly publicized appearance of impropriety, which reflects adversely on the judiciary; d.respondent immediately took corrective action and disclosed the ex parte communication to all parties; e.respondent showed remorse, was candid and truthful with the Commission, and fully cooperated with the Commission; and f.respondent is a well-respected judge with an excellent reputation and has no history of discipline by the Supreme Court; {9}WHEREAS, in the Stipulation, respondent consents to imposition of a public censure by the Supreme Court to be published in the New Mexico Bar Bulletin; and {10} WHEREAS, the Court having considered the petition to accept stipulation agreement and consent to discipline and having determined that acceptance of the stipulation is in the best interests of the judiciary and the public, and the Court being otherwise sufficiently advised, Chief Justice Barbara J. Vigil, Justice Petra Jimenez Maes, Justice Edward L. Chávez, Justice Charles W. Daniels, and Justice Judith K. Nakamura concurring; {11} NOW, THEREFORE, IT IS ORDERED that the petition is GRANTED and respondent, Hon. Sarah Singleton, shall abide by all terms of the Stipulation Agreement and Consent to Discipline; {12} IT IS FURTHER ORDERED that this order shall serve as respondent’s PUBLIC CENSURE and shall be published in the Bar Bulletin; and {13} IT IS FURTHER ORDERED that the file is UNSEALED in accordance with Rule 27-104(B) NMRA. {14} IT IS SO ORDERED. BARBARA J. VIGIL, Chief Justice PETRA JIMENEZ MAES, Justice EDWARD L. CHÁVEZ, Justice CHARLES W. DANIELS, Justice JUDITH K. NAKAMURA, Justice Bar Bulletin - March 2, 2016 - Volume 55, No. 9 17 Advance Opinions http://www.nmcompcomm.us/ From the New Mexico Supreme Court No. S-1-SC-34884 INQUIRY CONCERNING A JUDGE No. 2014-094 IN THE MATTER OF DAVID RAMOS, SR., Municipal Court Judge, City of Hurley, New Mexico PUBLIC CENSURE RANDALL D. ROYBAL DEBORAH BORIO Albuquerque, New Mexico for Judicial Standards Commission Public Censure {1}WHEREAS, this matter came on for consideration by the Court upon the Judicial Standards Commission’s petition to accept a stipulation agreement and consent to discipline (Stipulation) entered into between the Commission and Hon. David Ramos, Sr., (respondent), who is a municipal court judge in Hurley, New Mexico; {2}WHEREAS, in the Stipulation, respondent admits that on or about June 19, 2014, respondent initiated ex parte communications with Grant County Mag- 18 DAVID RAMOS, SR. Hurley, New Mexico for Respondent istrate Judge Maurine Laney – concerning a case that was pending before Judge Laney – in an attempt to personally vouch for the character of the defendant and obtain special treatment for the defendant; {3}WHEREAS, in the Stipulation, respondent admits that he violated Code of Judicial Conduct Rules 21-101, 21-102, 21-103, 21-204(B) and (C), 21-206(A), 21-209(A), 21-210(A), and 21-303 NMRA; {4}WHEREAS, in the Stipulation, respondent consents to imposition of a formal mentorship followed by unsupervised probation for a period of one (1) year and a public censure by the Supreme Court to be Bar Bulletin - March 2, 2016 - Volume 55, No. 9 published in the New Mexico Bar Bulletin; {5}WHEREAS, upon considering the petition to accept stipulation agreement and consent to discipline and having determined that acceptance of the stipulation is in the best interests of the judiciary and the public, the Court previously granted the petition and ordered respondent to abide by all terms of the Stipulation Agreement and Consent to Discipline; {6}WHEREAS, respondent has successfully completed his formal mentorship and is currently serving his one (1)-year term of unsupervised probation; and {7}WHEREAS, in light of the foregoing, and the Court having considered the stipulation agreement and consent to the imposition of a public censure and being otherwise sufficiently advised, Chief Justice Barbara J. Vigil, Justice Petra Jimenez Maes, Justice Edward L. Chávez, Justice Charles W. Daniels, and Justice Judith K. Nakamura concurring; {8}NOW, THEREFORE, IT IS ORDERED that respondent, Hon. David Ramos, Sr., is hereby issued a PUBLIC CENSURE that shall be published in the Bar Bulletin. IT IS SO ORDERED. BARBARA J. VIGIL, Chief Justice PETRA JIMENEZ MAES, Justice EDWARD L. CHÁVEZ, Justice CHARLES W. DANIELS, Justice JUDITH K. NAKAMURA, Justice Advance Opinions http://www.nmcompcomm.us/ From the New Mexico Supreme Court Opinion Number: 2015-NMSC-035 No. S-1-SC-35160 (filed October 30, 2015) KAREN ROBINSON, IN HER capacity as County Assessor, Plaintiff-Appellee, v. BOARD OF COMMISSIONERS OF THE COUNTY OF EDDY, ROXANNE LARA, JOHN VOLPATO, JR., GUY E. LUTMAN, LEWIS DERRICK, AND TONY HERNANDEZ, Defendants-Appellants. CERTIFICATION FROM THE NEW MEXICO COURT OF APPEALS STEVEN L. BELL, District Judge MATTHEW T. BYERS CARAWAY, TABOR & BYERS, L.L.P. Carlsbad, New Mexico for Appellants Opinion Richard C. Bosson, Justice {1}In 1986 our Legislature established a county property valuation fund to assist county assessors in fulfilling their statutory obligations to maintain current and correct values of all property within their jurisdictions. See NMSA 1978, § 7-3616(A) (2000); NMSA 1978, § 7-38-38.1(C) (2007). The County Assessor for Eddy County (County Assessor or Assessor) sought to use some of these funds to contract with a private company for technical assistance in locating and valuing oil and gas property. The County Commission for Eddy County (County Commission) refused to approve the proposed plan because it believed that a contract to pay private, independent contractors to assist the County Assessor in the performance of the Assessor’s statutory duties exceeded the Commission’s lawful authority. {2} We are persuaded that the County Commission does have such authority under law, and that the contract under consideration here would not exceed that authority or be otherwise ultra vires. The district court having previously issued a declaratory judgment to that same effect, we affirm. BACKGROUND {3}The parties presented this case to the district court on stipulated facts. We extract from the record the most salient of BRIDGET ANN JACOBER Santa Fe, New Mexico for Appellee these stipulations to provide background and context. 1.The current Property Tax Code (“PTC”) was enacted in 1973 under Chapter 258. 2.The PTC provides for “county property valuation fund[,”] NMSA 1978, §[ ]7-38-38.1 enacted in 1986. This law is remedial legislation intended to provide assessors with resources (“the 1% fund”) to meet their statutory obligation to maintain current and correct values of all property within their jurisdiction. [Section 7-36-16]. 3.Expenditures from the county property valuation fund shall be made pursuant to a property valuation program presented by the county assessor and approved by a majority of the county commissioners. 4.Beginning in 2007, Karen Robinson, as Eddy County Assessor, requested approval from the commissioners to use the 1% fund to contract for technical assistance in locating and valuing oil and gas property. Exhibit 5 (Eddy County Board of Commissioners Minutes). 5.Each year, since 2008, the Eddy County Assessor submitted a property valuation program, which included an oil and gas audit. Each year a majority of the Eddy County commissioners approved the Assessor’s property valuation program. See[] Exhibit 6 (2008 Budget Report); Exhibit 7 (2009 Budget Report); Exhibit 8 (2013 Budget Report). 6.The Eddy County commissioners, however, would not agree that the oil and gas audit could be performed with appraisal assistance procured through an independent contractor, even though monies available in the Assessor’s 1% fund would pay the costs of the audit. Exhibit 5 (Minutes); Exhibit 9 (April 18, 2008 Letter from Robinson to PTD Director). 7.By constitutional provision and legislation, New Mexico counties are authorized to enter into contracts. . . . . . . . 9.The sole prohibition on contracting by counties relates to transactions favoring persons who have been county employees within the preceding year. NMSA 1978, §[ ]4-4424 [(1969, repealed 2011)]. . . . . 11.In 2007 and 2012, with the consent of the Eddy County Commission, the Assessor issued a Request for Proposals for an Eddy County Personal Property Audit. Exhibit 11 (Request for Proposals for Eddy County Oil and Gas Personal Property Audit Bid # B-07-20); Exhibit 12[] (Request for Proposals B-1123 Eddy County Oil and Gas Personal Property Audit). 12.A fter evaluating the RFP responses in 2012, the Eddy County Assessor sought to have the Eddy County commissioners contract with the successful bidder, using the Assessor’s 1% fund to pay for the contract services. Exhibit 5 (Minutes of March 14, 2012 Eddy County Commission meeting). Bar Bulletin - March 2, 2016 - Volume 55, No. 9 19 Advance Opinions 13.The Eddy County commissioners asserted that the Assessor did not have the legal authority to use contractual assistance to conduct an oil and gas property audit. Id. 14.The commissioners relied on Fancher v. Board of Commissioners, [1921-NMSC-039, 28 N.M. 179, 210 P.237,] in refusing to execute a contract to hire the technical assistance needed by the Assessor. Exhibit 5 (Minutes of March 14, 2012 Eddy County Commission meeting). . . . . 17.The Eddy County commission also relies on the argument that the legislature’s assignment of the “sole responsibility” and authority at the county level for property valuation maintenance, subject only to the general supervisory powers of the director (NMSA 1978, §[ ]7-36-16(A)) prohibits the Assessor from contracting for appraisal assistance. 18.In other statutes, the legislature has employed the terms “sole responsibility” and “sole authority” to allocate liability and delegate power, not to restrict an official’s actions. Exhibit 4 (Fastcase search of term “sole authority”). 19.At the 2013 Eddy County commission budget hearings, the commissioners stated that if there were a court order declaring that the Assessor is permitted to utilize contractual assistance, the commissioners would sign the contract with the successful bidder responding to the 2012 RFP. Exhibit 5 (Minutes of March 14, 2012 Eddy County Commission meeting). . . . . 25.A determination of the Assessor’s legal authority to utilize contractual technical assistance in assessing property will impact all thirty-three assessors in New Mexico. {4}As noted in the stipulated facts, the Legislature created the county property 20 http://www.nmcompcomm.us/ valuation fund to assist county assessors to maintain “current and correct values of property” within their jurisdiction. Section 7-36-16(A). Towards that end, the Legislature provided that “[e]xpenditures from the county property valuation fund shall be made pursuant to a property valuation program presented by the county assessor and approved by the majority of the county commissioners.” Section 7-38-38.1(D). The fund is created through a 1% distribution of tax revenues from the county treasurer into that fund. The Legislature created this fund to provide county assessors with essential resources necessary to meet their statutory obligations. {5}In this instance, the County Assessor duly submitted a “property valuation program” to the County Commission that included contracting with a private company to provide expert assistance in the valuation of oil and gas property located within the county, such as equipment and machinery. In withholding its approval, the only concern expressed by the County Commission was whether it was lawful to use money from the 1% fund to hire private independent contractors, as opposed to county employees, to provide technical assistance to the County Assessor. Importantly, the County Commission has never questioned the competency of the company chosen by the Assessor, nor is there a factual debate about whether the County Assessor actually needs technical assistance as she claims. {6}After the County Commission withheld its approval, the County Assessor filed a declaratory judgment action asking the district court to determine whether the County Assessor and the County Commission had the authority to contract with an independent contractor to assist the County Assessor in valuing property. The district court granted the declaratory judgment, concluding that “the Eddy County Board of Commissioners has legal authority to contract for technical assistance for the Assessor in performing her duties of maintaining the property tax rolls as correct and current.” {7}Dissatisfied with the district court’s ruling, the County Commission appealed to our Court of Appeals. The Court of Appeals heard oral argument and then, on its own motion, certified the case to this Court pursuant to Rule 12-606 NMRA. Robinson v. Bd. of Comm’rs, No. 32,998, order of certification (N.M. Ct. App. Mar. 12, 2015). The Court of Appeals advised us that the appeal presents significant ques- Bar Bulletin - March 2, 2016 - Volume 55, No. 9 tions of law and issues of substantial public interest of potential state-wide impact that should be determined by this Court. Id. ¶¶ 3, 4. Of particular concern to the Court of Appeals was the 1921 opinion from this Court in Fancher, 1921-NMSC-039, that needed to be addressed by this Court before the contract could proceed. We accepted certification. DISCUSSION {8} This case is one of statutory construction. As such, we review the decision of the district court de novo. See Marbob Energy Corp. v. N.M. Oil Conservation Comm’n, 2009-NMSC-013, ¶ 5, 146 N.M. 24, 206 P.3d 135. {9}Encompassed within the stipulated facts, the parties agree that counties in New Mexico have constitutional and statutory authority to contract with outside parties. The parties further agree that “[t]he sole prohibition on contracting by counties relates to transactions favoring persons who have been county employees within the preceding year,” which, of course, is not at issue in this case. See § 4-44-24 (1969, repealed 2011). Therefore, nothing in the statutory powers of counties stands in the way of the County Assessor’s desired contract. {10} We turn, then, to the statutory powers of county assessors. The Property Tax Code, NMSA 1978, §§ 7-35-1 to -38-93 (1973, as amended through 2012), makes a general grant to county assessors of authority over valuation of property. “The county assessor is responsible and has the authority for the valuation of all property subject to valuation for property taxation purposes in the county . . . .” Section 7-36-2(A). Section 7-36-16(A) specifically states with respect to property valuation maintenance: County assessors . . . shall also implement a program of updating property values so that current and correct values of property are maintained and shall have sole responsibility and authority at the county level for property valuation maintenance, subject only to the general supervisory powers of the director [of the state property tax department]. (Emphasis added.) {11} Clearly, the Legislature has reposed in county assessors the responsibility for maintaining “a program of updating property values” to reflect “current and correct values of property.” See id. Simply put, the county assessor is in charge; it is the responsibility of that office to get the job done. The statute imposes no restrictions Advance Opinions on how county assessors are to exercise that authority. The county commission’s job is to assist the assessor. The Property Tax Code also allows a county assessor, subject to concurrence by the county commission, to request the director of the state Property Tax Division to provide technical assistance services in the valuation of major industrial or commercial properties subject to valuation by the assessor. See Section 7-36-19. {12} To provide assessors with additional financial resources, the Legislature created the county property valuation fund in 1986. See § 7-38-38.1(C). Historical context is important. Prior to creating this fund, county assessors had the same responsibility for property valuation maintenance, but without the necessary financial resources to achieve that goal in a timely manner. This Court addressed this seeming paradox in Appelman v. Beach, 1980-NMSC-041, 94 N.M. 237, 608 P.2d 1119. {13}In Appelman, the Bernalillo County Assessor began to reassess property values in 1974. 1980-NMSC-041, ¶ 3. By 1976, however, only 16% of property in the county had been reassessed. Id. This ultimately led to different tax rates for equivalent property which posed serious constitutional problems. Id. ¶ 9. As the Appelman Court described it, “[i]t is unlawful and grossly inequitable for one set of taxpayers to pay on market value and others to be charged at a much lower rate, as is indicated in this record.” Id. ¶ 16. Bernalillo County conceded that the reappraisal program was progressing too slowly, but the record suggested that “the County did not have the manpower and money to have had all the county property reassessed” in a timely fashion. Id. ¶ 12. {14} This Court, speaking in an unusually blunt manner, sharply criticized the Bernalillo County Commission for not allocating necessary resources to the Bernalillo County Assessor. See id. ¶ 16. Recognizing that the problem of scarce resources existed throughout the state, this Court observed: “It is common knowledge, of which we take judicial notice, that these flagrant inequities exist throughout the state. Public officials who are responsible for reappraisal programs mandated by the Legislature are to be condemned for http://www.nmcompcomm.us/ permitting such manifest discrimination.” Id. (emphasis added). This Court does not “condemn” county officials lightly. We did so in this instance because of our grave concern that county assessors were left without the necessary financial tools to do a job—of constitutional import—that the Legislature had assigned to them. Our opinion in Appelman was intended as a call to action. {15} Only six years later, the Legislature enacted Section 7-38-38.1, a remedial statute seemingly in response to this Court’s criticism in Appelman.1 The statute created a permanent source of additional revenue and directed county assessors to use those funds to achieve fair and timely reappraisal programs, exactly what the County Assessor seeks in this instance. {16} Section 7-38-38.1 imposed no restrictions on the use of those funds other than it be part of a “property valuation program presented by the county assessor and approved by the . . . county commission[].” Section 7-38-38.1(D). The statute makes no attempt to restrict an assessor’s options or discretion, such as whom to hire or with whom to contract. And of course, the statute does not preclude an assessor from securing additional expertise, either by way of additional employees or independent contractors. {17} We can safely assume that the Legislature understood the need for essential resources at the county level and left it to county assessors and their county commissioners to decide how those resources should be spent, including the need for specialized expertise when it came to valuing personal property of a technical nature. The statute should be given an interpretation consistent with meeting its declared purpose. {18} “Our primary goal when interpreting statutes is to further legislative intent.” State v. Strauch, 2015-NMSC-009, ¶ 13, 345 P.3d 317 (internal quotation marks and citation omitted). We “examine the plain language of the statute as well as the context in which it was promulgated, including the history of the statute and the object and purpose the Legislature sought to accomplish.” Id. ¶ 14 (internal quotation marks and citation omitted). We need to “promote the [L]egislature’s accomplishment of its purpose.” Id. ¶ 17 (internal quotation marks and citation omitted). Thus, the burden in this appeal is on the County Commission to persuade us how the Legislature could have spoken in such broad terms, unadorned by any express restrictions on county assessors, yet somehow have intended that the fund could not be used to contract for the necessary expertise. {19} In an attempt to meet this burden, the County Commission argues that the Legislature, in delegating sole responsibility for property valuation maintenance to county assessors, intended that only assessor employees, and not private contractors, could assist in the revaluation process, even for technical property like oil and gas equipment that might require specialized expertise. The County Commission relies primarily upon a nearly centuryold decision from this Court, Fancher, 1921-NMSC-039, for the proposition that where the Legislature gives sole authority to a public entity to perform a particular function, all other persons or entities are excluded from participating in carrying out that function. Fancher is pivotal to the County Commission’s case. If the County Commission reads Fancher correctly, then the County Assessor may not proceed with her contract with a private company. If the County Commission is not correct about Fancher, then the contract is lawful, and the County Commission’s refusal to approve must give way. Accordingly, we now turn to a careful analysis of that 1921 opinion. {20}In Fancher, the county commissioners for Grant County entered into a contract with Fancher Company for three purposes: 1) to make a complete record index system of all real property titles and provide it to the county clerk, 2) to furnish the county assessor with a complete and correct classification and indexing system for taxable properties located within the county including previously omitted properties, and 3) to transcribe and reproduce any records deemed necessary by the county clerk. 1921-NMSC-039, ¶ 1. Despite having satisfactorily completed the job with respect to both county offices, the county clerk and the county assessor, Fancher Company was denied payment for its services because the contract was deemed unlawful and ultra vires. Id. ¶¶ 3, 4. 1Initially, the County Commission argued that the County Assessor did not present any direct evidence that the Legislature enacted Section 7-38-38.1 in response to Appelman. However, during oral argument to this Court the County Commission conceded that the statute was a remedial statute in response to Appelman, but maintained that it still does not authorize the County Assessor to contract out her duties. The County Commission argued that the fund was only for hiring new employees. Bar Bulletin - March 2, 2016 - Volume 55, No. 9 21 Advance Opinions {21} On appeal, this Court agreed that the contract was ultra vires and void because it usurped the duties of the respective county officials who were specifically assigned these same functions by express legislative direction. See id. ¶ 56; see also id. ¶ 11 (“Where authority is given to do a particular thing and the mode of doing it is prescribed, it is limited to be done in that mode; all other modes are excluded. This is a part of the so-called doctrine of expressio unius est exclusio alterius.” (internal quotation marks and citation omitted)). This Court stated that “[t]he test is, not whether the duty is primary or secondary, but whether provision has been made by law for the accomplishment of the end, or the doing of the work, or the performance of the service, for the benefit of the public, in its organized capacity.” Id. ¶ 54. We further stated that “[w]hether the agency created is as competent and capable as some private individual is to perform the service is not the subject of inquiry by the courts. This is a matter for legislative consideration exclusively.” Id. {22} We agree with our predecessors that the question at issue ultimately comes to “a matter for legislative consideration,” in other words, legislative intent. Id. 100 years ago, in the Property Tax Code of 1915, the Legislature expressly assigned in great detail certain responsibilities to county officials and made its intent clear that those officials were to carry out those responsibilities, leaving no room for private assistance no matter how competent or helpful. See Fancher, 1921-NMSC-039, ¶ 55-56. It was, and still is, a matter of legislative intent. The question then arises whether the modern tax code delegates in a similarly micro-managing manner, not only of function but in its choice of agent to perform that function. We begin by examining how things were done a century ago as described in the Fancher opinion. {23} We look first to county clerks, whose responsibilities under the Property Tax Code of 1915 included recording and maintaining land title records. Fancher, 1921-NMSC-039, ¶¶ 6-7. Anticipating the need for additional work with regard to land title records, the Legislature provided that “whenever, in the opinion of the board of county commissioners” it might be necessary “to have a complete and accurate index made of all instruments of record affecting real property,” then county commissions “are hereby authorized to have such index made by the county clerk of said county.” Id. ¶ 6 (internal quotation 22 http://www.nmcompcomm.us/ marks and citation omitted). In other words, when the need for an index arises, the county was told to look to the county clerk. Since the Legislature had specified not only the subject matter (land title index) but also the agent to perform that function (county clerk), then the Legislature had left no room for the county commission to contract with someone else for the same purpose. It is not clear from the opinion whether the county clerk had even agreed to the imposition of a private contractor upon its functions. {24}The Fancher Court came to a similar conclusion with respect to the county assessor and the state tax commission, both directed by statute to locate properties omitted from the tax rolls and include them in the proper records. When the county commission contracted with Fancher Company for completion of this task, this Court held the contract invalid, superseded by express assignment of that same function to the proper county officials. Fancher, 1921-NMSC-039, ¶¶ 55-56. In Fancher, it appears that the contract may have been opposed by the assessor and the state tax commission or at least that they may not have been willing participants. Provision, which the Legislature deemed sufficient, was made for officers and agents of such tax commission, and the compensation thereof. To hold that, notwithstanding such provisions, it would be competent for the county commissioners to employ other agencies, at public expense, to do this work thus provided for, would be to subject the public revenues of the different counties to dissipation at the whim of the county commissioners. Id. ¶ 55 (emphasis added). {25} We note that during those early days of our statehood, this was not the first instance of conflict between county officials, like assessors and clerks assigned certain duties by statute, and county commissions seemingly dissatisfied with those officials who contracted with outside agents to perform those same duties. See State ex rel. Miera v. Field, 1918-NMSC-071, ¶ 3, 24 N.M. 168, 172 P. 1136 (“Where, by law, the duty of performing certain work is cast upon a designated county official for which compensation is provided by law, it is not competent for the board of county commissioners to employ other persons to do the work required of such county official and to pay for such services.”) Bar Bulletin - March 2, 2016 - Volume 55, No. 9 {26} Today, of course, the Property Tax Code has been completely rewritten; the language from 1915 has disappeared into history. That kind of detailed control over the means of implementation has largely been replaced by general grants of authority and responsibility, leaving the details to the discretion of the county official. And most importantly, the 1986 Legislature recognized a specific problem—unacceptable delays in updating property valuations—and created a specific answer—the 1% fund—to enable assessors to finish the job without the restrictions of 100 years ago. {27} If the legal threat to the Fancher Court was the county commission usurping the authority of local officials, this case presents the opposite scenario. It is the County Assessor who requests this contract to assist her in satisfying legislative intent, not undermining it. As a helpful analogy to Fancher, if the Legislature, in creating the property valuation fund, had directed that the fund could be used to hire additional employees to assist in valuation maintenance, then perhaps, by negative inference, the Legislature could be said to have excluded anyone else such as independent contractors. But that is not what happened here. The Legislature made no effort to instruct assessors on how to utilize this fund. {28} We conclude, therefore, that the Legislature intended to leave it to the professional discretion of those same assessors to decide how best to achieve the statutory goal of current and correct valuation of all property within the county. This is especially the case given the exhortations of this very Court over 30 years ago in Appelman to get the job done. 1980-NMSC-041, ¶ 16. {29} The County Commission points out that Section 7-36-16(A) uses language that appears to delegate exclusive authority to the Assessor to update property values which would preclude anyone else. See id. (County assessors “shall have sole responsibility and authority at the county level for property valuation maintenance.”). But we see no contradiction. The County Assessor seeks to contract for technical assistance to enable her, the County Assessor, to maintain current and correct property valuations. She has “sole responsibility” over valuations. The County Assessor is not being displaced as were the officials in Fancher; she remains at the center of the process. Final valuations will issue from her office under her signature as the law Advance Opinions envisions. Additionally, the parties stipulated in this case that “[i]n other statutes, the [L]egislature has employed the terms ‘sole responsibility’ and ‘sole authority’ to allocate liability and delegate power, not to restrict an official’s actions.” {30} The County Commission also directs our attention to a provision in the Property Tax Code that allows the state Property Tax Division to contract with counties and provide technical assistance to county assessors regarding the valuation process. See Section 7-36-19. Again relying on Fancher, the County Commission asserts that this option for the County Assessor precludes all others. But if we were to accept that assertion, we would be forced to turn a blind eye to what the Legislature did subsequently in 1986 when it created the property valuation fund. Obviously, the means previously available to county assessors to maintain current and correct valuations were deemed insufficient to complete the job. This Court said as much in Appelman. It would make little sense for the Legislature to have created a new fund to address an ongoing problem of constitutional proportions, but then to limit assessors’ remedies to what had been available all along. http://www.nmcompcomm.us/ {31} The County Commission also points to legislative history of previous iterations of the Property Tax Code, including a time, 1933, when the Property Tax Code was changed to expressly authorize assessors to hire independent contractors, and then years later in 1969 when that authority was withdrawn in favor of better training for assessor employees. Compare 1933 N.M. Laws, ch. 107, § 16 with 1969 N.M. Laws, ch. 219, § 16 (repealing the 1933 provision) and 1969 N.M. Laws, ch. 269, §§ 1-3 (providing for training in property appraisal and property tax administration and increased pay for county assessors with additional training). We are not persuaded. Better training and education of assessor employees is consistent, not inconsistent, with the goal evidenced by creating the property valuation fund— namely, additional resources to enable county assessors to complete the job of periodic valuation maintenance. The assessor might not be authorized, for example, to replace employees with a staff of independent contractors, but that is not the same as allowing assessors to supplement their employees with specialized technical assistance not available from staff employees. {32} Finally, the County Assessor has pointed out that other counties within New Mexico have contracted for years with private companies—with state approval— to assist their county assessors, in some cases providing the type of precise valuation expertise for oil and gas properties at issue in this case. The County Commission acknowledges the validity of this evidence and that a ruling in its favor might have a negative impact on these other counties. Interpreting the law as we do, to authorize the County Assessor to contract for technical assistance from private contractors, we anticipate no such negative impact. CONCLUSION {33} We hold that state law does not prohibit the Eddy County Commission from approving a contract with an independent contractor to assist the County Assessor, at her request, in valuing property. Accordingly, we affirm the declaratory judgment to that effect previously entered by the district court. {34} IT IS SO ORDERED. RICHARD C. BOSSON, Justice WE CONCUR: BARBARA J. VIGIL, Chief Justice PETRA JIMENEZ MAES, Justice EDWARD L. CHÁVEZ, Justice CHARLES W. DANIELS, Justice Bar Bulletin - March 2, 2016 - Volume 55, No. 9 23 Advance Opinions http://www.nmcompcomm.us/ Certiorari Denied, October 23, 2015, No. 35,532 From the New Mexico Court of Appeals Opinion Number: 2015-NMCA-111 No. 32,830, (filed July 28, 2015) WOODY INVESTMENT, LLC and PIPKIN CORPORATION, Plaintiffs-Appellants/Cross-Appellees, v. SOVEREIGN EAGLE, LLC and DAWSON GEOPHYSICAL COMPANY, Defendants-Appellees/Cross-Appellants. APPEAL FROM THE DISTRICT COURT OF DE BACA COUNTY DAVID P. REEB JR., District Judge HEIDEL, SAMBERSON, NEWELL, COX & MCMAHON MICHAEL NEWELL Lovington, New Mexico for Appellants/Cross-Appellees CAVIN & INGRAM, P.A. STEPHEN D. INGRAM Albuquerque, New Mexico for Appellees/Cross-Appellants Opinion to conduct geophysical seismic surveys in what is called the Tule Field in order to evaluate potential future oil and gas operations. The surveys were to be conducted on land that Woody and Pipkin Corporation (Pipkin) either owned or leased from the State Land Office. {3}Pursuant to SOPA, Sovereign gave notice of the planned geophysical survey to Woody and Pipkin (Plaintiffs)1 and when the parties were not able to agree on the terms of a surface use and compensation agreement, Sovereign posted a SOPA bond to enter upon Plaintiffs’ lands and conduct the geophysical survey. See Section 70-12-5 (setting forth procedures required under SOPA before entry upon lands to conduct oil and gas operations, including advanced notice and requirements for negotiating a proposed surface use and compensation agreement that governs operations and compensation for damages to the surface); see Section 70-12-6 (stating that when no surface use and compensation agreement has been made, the operator may enter the surface owner’s property and conduct oil and gas operations after posting a bond). Michael E. Vigil, Judge {1}This is a case that involves claims brought under the Surface Owners Protection Act (SOPA), NMSA 1978, §§ 70-12-1 to -10 (2007), and the common law as a result of geophysical seismic surveys conducted on lands owned or leased by Plaintiffs. The only claims that proceeded to trial were Plaintiffs’ claims of negligence and trespass because the district court granted summary judgment on Plaintiffs’ SOPA and breach of contract claims. The jury determined there was no liability for negligence and trespass, and Plaintiffs appeal from the summary judgments. We reverse. We also briefly address Plaintiffs’ argument that the district court erred in not allowing their expert witness on damages to testify at the trial and Defendants’ cross-appeal. BACKGROUND {2}Sovereign Eagle, LLC (Sovereign) is a gas and oil operator that operates wells on lands owned by Woody Investments, LLC (Woody). Sovereign contracted with Dawson Geophysical Company (Dawson) KARIN V. FOSTER CHATHAM PARTNERS, INC. Albuquerque, New Mexico for Amicus Curiae In addition, Dawson obtained a permit from the State Land Office to conduct the geophysical survey. {4} Dawson then entered Plaintiffs’ lands and conducted the geophysical survey. In order to conduct the survey, cables and seismic equipment were laid on the surface by foot, ATVs, pickup trucks, and vibroseis trucks equipped with balloon tires. Geophysical seismic surveys generate, record, and analyze soundwaves that travel through the earth and are reflected back from the different types of rock below the surface. The two main methods used to generate seismic waves are (1) the drilling of shot holes and the detonation of explosives placed in the holes, and (2) vibroseis. In this case, shot holes were not drilled and no detonating explosives were used. Where vibroseis is used, a line or grid of receivers, or geophones, is placed on the surface connected with cables for transmission of the data to a centralized vehicle. A vibroseis truck weighs 62,000 pounds and the truck’s “terra tires” or balloon tires displace the weight of the vehicle to eighteen pounds per square inch. The soundwaves caused by the vibrations of the vibroseis truck bounce off geologic formations beneath the earth and return to the surface to be captured by the geophones. When the detailed images are combined with other information, geologists can map seismic geomorphology and reservoir quality. Dawson conducted a two-dimensional survey, in which seismic readings were taken from points laid down a straight line, as well as a three-dimensional survey, in which seismic readings were taken from points laid out in a grid. {5} After the survey was completed, Plaintiffs filed a complaint against Sovereign and Dawson (Defendants) seeking damages for negligence, breach of contract, violation of SOPA, and trespass. The district court granted summary judgment on the SOPA and breach of contract claims, and trial proceeded on the negligence and trespass claims. The jury found that Defendants were not liable on these claims. Plaintiffs appeal from the summary judgments granted to Defendants on the SOPA and breach of contract claims. Plaintiffs also appeal from the order of the district court that barred Plaintiffs’ expert from expressing his opinion on damages. DISCUSSION {6} The standard we apply in reviewing an order granting summary judgment is well 1Monte Best was also an original plaintiff, but he was dismissed as a party early in the litigation and did not participate in any further proceedings. 24 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Advance Opinions settled. “We review the district court’s decision to grant summary judgment de novo. Summary judgment is appropriate where the facts are undisputed, and the movant is entitled to judgment as a matter of law. We review the facts in a light most favorable to the nonmoving party. Further, all reasonable inferences from the record should be made in favor of the nonmoving party. New Mexico courts view summary judgment with disfavor.” T.H. McElvain Oil & Gas Ltd. P’ship v. Benson-Montin-Greer Drilling Corp., 2015-NMCA-004, ¶ 19, 340 P.3d 1277, cert. granted, 2014-NMCERT-012, 344 P.3d 988 (alterations, internal quotation marks, and citations omitted). To the extent applicable, we discuss additional authorities and facts which pertain to each issue discussed. A. The SOPA Claim {7}The district court granted summary judgment on the SOPA claim based on its conclusion that “Defendants’ geophysical survey is a non-surface disturbing activity as defined in SOPA §70-12-5(A) and not an oil and gas operation as defined in SOPA” and therefore “Plaintiffs have no claim for damages under SOPA resulting from Defendants’ geophysical survey.” For the following reasons, we conclude that the district court erred as a matter of law by concluding that Defendants’ geophysical seismic survey is not an “oil and gas operation” covered by SOPA. {8} “Statutory interpretation is a question of law, which we review de novo.” First Baptist Church of Roswell v. Yates Petroleum Corp., 2015-NMSC-004, ¶ 9, 345 P.3d 310 (internal quotation marks and citation omitted). In interpreting a statute, our primary goal is to ascertain and give effect to the Legislature’s intent. Id. “Under the rules of statutory construction, when a statute contains language which is clear and unambiguous, we must give effect to that language and refrain from further statutory interpretation.” Id. (alteration, internal quotation marks, and citation omitted). We look at the statute as a whole. Id. {9} The purpose of SOPA is to balance surface owners’ and mineral lessees’ interests. SOPA aims to minimize damage and loss of available surface for agriculture caused by oil and gas operations, Section 70-12-4, to promote a fair negotiation process between the surface owner and the mineral lessee, Section 70-12-5, and to not delay exploration and development of minerals, Section 70-12-6. {10} Before the enactment of SOPA, surface owners could only recover dam- http://www.nmcompcomm.us/ age to the land if they had a contract with oil and gas operators that had an express reclamation provision or if the oil and gas operators unreasonably, negligently, or excessively used the land. See Amoco Prod. Co. v. Carter Farms Co., 1985-NMSC-071, ¶¶ 11-12, 103 N.M. 117, 703 P.2d 894, abrogated by McNeill v. Burlington Res. Oil & Gas Co., 2008-NMSC-022, 143 N.M. 740, 182 P.3d 121. However, SOPA now imposes strict liability upon oil and gas operators for surface damage caused by oil and gas operations. Section 70-12-4 directs: A. An operator shall compensate the surface owner for damages sustained by the surface owner, as applicable, for loss of agricultural production and income, lost land value, lost use of and lost access to the surface owner’s land and lost value of improvements caused by oil and gas operations. The payments contemplated by this section only cover land affected by oil and gas operations. B. An operator shall not be responsible for allocating compensation between the surface owner and any tenant, except that an operator shall compensate a tenant of the surface owner for any leasehold improvements damaged as a result of the operator’s oil and gas operations if the improvements are approved and authorized by the surface owner. The compensation shall equal the cost of repairing or replacing the improvements. C. An operator shall reclaim all the surface affected by the operator’s oil and gas operations. {11} Defendants argue that geophysical seismic surveys are preliminary to actual oil and gas operations and therefore cannot be included within “oil and gas operations.” Defendants’ argument stems from the SOPA notice provisions that differentiate between “activities that do not disturb the surface,” under Section 70-12-5(A), and “oil and gas operations” outlined under the more extensive notice provision of Section 70-12-5(B). We agree that conducting a geophysical survey only requires five days notice under Section 70-12-5(A), but we do not agree that such a survey is excluded from SOPA’s definition of “oil and gas operations.” {12} The Legislature broadly defined “oil and gas operations” to include “all activities affecting the surface owner’s land that are associated with exploration, drilling or production of oil or gas[.]” See § 70-12-3(A) (emphasis added). From our analysis of New Mexico and out-ofstate statutes and case law, a geophysical seismic survey—whether it disturbs the surface or not—is an exploratory activity. “Exploration” is “[t]he search for oil and gas. Exploration operations include: aerial surveys, geophysical surveys, geological studies, core testing, and the drilling of test wells (wildcat wells).” Howard R. Williams & Charles J. Meyers, Manual of Oil & Gas Terms 331-32 (7th ed. 1987) (emphasis added). {13} Other states which have surface owner protection statutes also include geophysical seismic surveys within “exploration” and “oil and gas operations.” See Okla. Stat. Ann. tit. 52, § 318.21(B) (1) (2012) (defining “seismic exploration” as “the drilling of seismograph test holes and use of surface energy sources such as weight drop equipment, thumpers, hydropulses or vibrators, and any of the activities associated therewith”); Mont. Code. Ann. § 82-10-502(5) (2013) (defining “oil and gas operations” as “the exploration for or drilling of an oil and gas well that requires entry upon the surface estate . . . and the production operations directly related to the exploration or drilling”); Wyo. Stat. Ann. § 30-5-401(a)(iv) (2005) (defining “oil and gas operations” as “the surface disturbing activities associated with drilling, producing and transporting oil and gas, including the full range of development activity from exploration through production and reclamation of the disturbed surface”). {14} In the limited New Mexico case law dealing with geophysical seismic surveys, our courts have used the terms “geophysical” or “seismic” surveys in the context of oil and gas exploration. For example, Dean v. Paladian Exploration Co., 2003-NMCA049, 133 N.M. 491, 64 P.3d 518, deals with surface damage caused by seismic explorations similar to the explorations that Dawson—who was also a defendant in Dean—conducted on the Woody property here. We used “geophysical operations” interchangeably with “seismic exploration” in Dean: “Defendant . . . obtained the authority to conduct geophysical operations . . . pursuant to certain seismic permits . . . . Dawson commenced seismic explorations in the fall of 1994.” Id. ¶ 3. Also in Dean, like the present case, Dawson conducted a 3-D seismic survey and the Court referred to the survey as “3-D seismic exploration.” Id. ¶ 4. The surface owners in Dean also Bar Bulletin - March 2, 2016 - Volume 55, No. 9 25 Advance Opinions experienced similar damages: “the tracks and dust created by Defendants’ trucks during the seismic exploration damaged his Blue Gramma grass[.]” Id. ¶ 17. {15} Our case law has long accepted that geophysical seismic surveys are part of oil and gas exploration. See Hondo Oil & Gas Co. v. Pan Am. Petroleum Corp., 1963NMSC-204, ¶ 1, 73 N.M. 241, 387 P.2d 342 (The “defendant-appellee was granted the exclusive right . . . to conduct geophysical explorations[.]”); Pinkerton v. Moore, 1959NMSC-051, ¶ 13, 66 N.M. 11, 340 P.2d 844 (“[T]he United States Congress in 1958, probably in recognition of modern exploration methods, enacted certain legislation which recognizes and allows geological, geochemical and geophysical surveys to be included as labor.”); Tidewater Associated Oil Co. v. Shipp, 1954-NMSC-129, ¶ 10, 59 N.M. 37, 278 P.2d 571 (“The doing of geophysical or seismographic work has become an inseparable part of oil and gas discovery procedure.”). {16} Other states likewise classify geophysical seismic surveys as part of oil and gas exploration. See Enron Oil & Gas Co. v. Worth, 1997 OK CIV APP 60, 947 P.2d 610, 612 (“This is an appeal from an order denying the plaintiff ’s quest for an injunction to prevent surface owners from interfering with seismic exploration for minerals.”); Anschutz Corp. v. Sanders, 734 P.2d 1290, 1291 (Okla. 1987) (“One who is engaged merely in the process of geophysical exploration may, as a result of that exploration, determine not to drill at all.”); Roye Realty & Dev., Inc. v. S. Seismic, 711 P.2d 946, 948 (Okla. Civ. App. 1985) (“[T]he respective rights of the lessor and lessee to conduct geological and geophysical exploration will depend on the provisions of the lease.”); Hunt Oil Co. v. Kerbaugh, 283 N.W.2d 131, 136 (N.D. 1979) (“The [defendants], in support of their argument for denial of injunctive relief, offered affidavits and testimony indicating the damages they had sustained as the result of prior seismic exploration; that the present seismic activity was causing damage to their grain crop, pasture, and other farmland; and that they fear additional damage to property from further seismic activity.”); Ready v. Texaco, Inc., 410 P.2d 983 (Wyo. 1966) (referring to conducting “geophysical exploration” by the “seismographic method”). {17} Defendants argue that a classifying geophysical survey in the category of “oil http://www.nmcompcomm.us/ and gas operations” under Sections 7012-3(A), -4(A), and -5(B) would make no sense to the context of the activities actually occurring at the time. We disagree. Defendants confuse the purpose of the notice provision, which bifurcates non-surface disturbing and surface disturbing oil and gas activities, with SOPA’s strict liability compensation provision. The notice requirements reflect the level of invasiveness of different oil and gas operations. Evaluative and exploratory activities require a lesser notice standard while activities dealing with pipelines, construction, and drilling, for example, require alerting the surface owner to the more intense operations. {18} We hold that the geophysical seismic survey is an oil and gas operation under SOPA, which subjects Defendants to strict liability for statutory damages. We therefore reverse the district court and remand for trial of Plaintiffs’ SOPA claim. B. Breach of Contract Claims {19} The breach of contract claims arise out of a lease from the State Land Office to Woody2 and a permit granted to Dawson by the State Land Office. Pursuant to an agricultural lease with the State Land Office, Woody leases the surface of several tracts of land from the State Land Office, and the State Land Office reserves the right to execute leases “for the extraction of oil [and] gas” and “the right to go upon, explore for, mine, remove and sell same.” The lease also provides that when such rights are granted, permittees must settle with and compensate the State Land Office surface lessees for damages specified in 19.2.17.15 NMAC that we discuss below. Dawson obtained a permit from the State Land office to conduct the geological seismic surveys on lands that included lands leased to Woody, and the permit also requires Dawson to compensate State Land Office surface lessees such as Woody for the damages specified in 19.2.17.15 NMAC. {20} Summary judgment was granted to Defendants on the breach of contract claims related to the leased lands on the grounds that: (1) Woody is not entitled to recover surface damages, which are only owed to the State; (2) while the leases entitle Woody to recover damages to the range, Woody did not plead such damages; (3) Mr. Woody is bound by his deposition testimony that he was not seeking damages for lands he was leasing from the State; and (4) Woody is not entitled to seek damages as a third-party beneficiary to a contract between Sovereign and Dawson. We address each point in turn. 1. Surface Damages Owed to the State {21} Plaintiffs agree that they do not seek to recover for surface damages owed to the State Land Office. On the other hand, Plaintiffs contend that as a lessee, Woody is entitled to damages to the range which it does seek. This brings us to the second basis on which the district court granted summary judgment, which we now address. 2. Damages to the Range {22} The district court initially ruled that under the terms of its lease, Woody is entitled to recover damages to the range. We agree. Dawson’s permit from the State Land Office to conduct the geophysical seismic surveys specifically provides: “The Permittee [Dawson] must settle with and compensate state land office lessees [such as Woody] for actual damage to or loss of livestock, authorized improvements, range, crops, and other valid existing rights recognized by law. (19.2.17.15(B) NMAC).” The lease between Woody and the State Land Office provided for damages which must be paid under 19.2.17.15(B) NMAC. The regulation states: Permittees must settle with and compensate state land office surface lessees for actual damages to or loss of livestock, authorized improvements, range, crops, and other valid existing rights recognized by law. Settled authority requires the damages provided for in the permit and lease to be enforced. See Dean, 2003-NMCA-049, ¶ 14 (concluding that a surface owner was entitled to the benefit of a statutory oil and gas lease form which held the oil and gas lessee liable for “all damages to the range, livestock, growing crops or improvements” caused by the oil and gas lessee’s operation on the lands (internal quotation marks and citation omitted)); Tidewater, 1954-NMSC-129, ¶¶ 20-21 (making same conclusion for surface lessee). {23} The district court ruled, however, that while Woody is entitled to damages to the range, the complaint does not plead such damages, and on this basis, granted Defendants summary judgment. The sufficiency of the pleadings to seek damages to the range presents a question of law, which we review de novo. See Higgins v. Hermes, 1976- 2The lease is actually to the Dwain F. Woody Trust. However, Woody received an assignment of rights from the Dwain F. Woody Trust to pursue this litigation. In addition, only Woody sued as a state grazing lessee, not Pipkin. 26 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Advance Opinions NMCA-066, ¶¶ 7-8, 89 N.M. 379, 552 P.2d 1227 (concluding as a matter of law that a complaint which alleged that the defendant’s actions resulted in physical injuries to the plaintiff was sufficient to allege psychological damages and pain and suffering). For the following reasons, we disagree with the district court that the complaint fails to seek damages to the range. {24} The complaint alleges that the permits and licenses issued to Sovereign “require compensation to the surface owner or lessee for damage done to the surface estate”; that Sovereign and Dawson are in violation of the permits and leases, and are thus in breach of contract, and that as a result of the breaches, “Plaintiffs have been damaged and are entitled to damages as necessary to compensate for the harm caused to the land.” We agree with Plaintiffs that the foregoing allegations are sufficient to place Defendants on notice that they are seeking those damages provided for in the permits and leases: “actual damages to or loss of livestock, authorized improvements, range, crops, and other valid rights recognized by law.” This is all that is required by our requirements for notice pleading. See Valles v. Silverman, 2004-NMCA-019, ¶ 18, 135 N.M. 91, 84 P.3d 1056 (“General allegations of conduct are sufficient, as long as they show that the party is entitled to relief and are sufficiently detailed to give the parties and the court a fair idea of the plaintiff ’s complaint and the relief requested.” (alteration, internal quotation marks, and citation omitted); Rule 1-008(F) NMRA (“All pleadings shall be so construed as to do substantial justice.”). Moreover, Defendants could not claim surprise, as discovery responses provided clearly stated that Plaintiffs were seeking damages to the range. {25} Defendants assert that there is a technical difference between “surface damages” and “range damages” and that because Plaintiffs used the term “surface estate” as quoted above, they limited themselves to seeking “surface damages.” The district court agreed with this argument and reasoning. However, we disagree with the broad contention that damages to the range of necessity excludes any and all surface damages. In Tidewater, our Supreme Court concluded that the following facts entitled a lessee to damages to the range under a lease with language identical to that before us here: The shot string extended for four and one-half miles and the work was in progress some eight days. Trucks ran up and down the line, according to the testimony, http://www.nmcompcomm.us/ and as the soil was very dry, dust settled on the grass covering approximately a forty[-]acre strip of the shot string. Its use for grazing was thereby lost until it rained and there was no rain for quite a time after the work was completed. There was testimony the cattle were disturbed by the trucks being driven through them, in addition to the fact the trucks were on the ranch; that the cattle did not graze well during the period while the work was being done and that they lost weight on account thereof, to the damage of the appellee. There was also testimony the turf was damaged by the trucks driving back and forth and that the cattle had to go two miles to water because of the operations. 1954-NMSC-129, ¶¶ 23-24. Findings of fact that supported finding damages to the range included findings that in connection with the geophysical exploration work, “the plaintiff used drilling rigs, power wagons, trucks and other vehicular equipment and traveled back and forth across said lands and disturbed the defendant’s livestock which were grazing thereon and damaged the [] range, livestock and improvements[.]” Id. ¶ 10 (internal quotation marks and citation omitted); see also Dean, 2003-NMCA-049, ¶¶ 17-18 (concluding there was sufficient proof of range damages where the plaintiff testified that his Blue Gamma grass was damaged by tracks and dust created by trucks during the defendant’s seismic exploration). {26} In addition, we note that besides alleging that Defendants failed to comply with their obligation to pay compensation as required by the permits and leases, the complaint alleges that Dawson was negligent in performing the geophysical seismic surveys, and as a result, “[T]he land has been damaged. The land damage is progressive and will continue to be progressive until properly repaired and remediated. The damage includes the cutting of roads, the killing of flora and the creation of areas where the vegetation was damaged to the point that it provides no barrier or prevention to erosion.” These allegations are consistent with damages to the range as described in Tidewater, and they are then incorporated into the count alleging breach of contract. This manner of alleging damages is permissible. Rule 1-010(B) NMRA (“[A] paragraph may be referred to by number in all succeeding pleadings.”). {27} While we do not here describe the full limits of what constitutes damages to the range, we do conclude that such damages do not exclude all damages to the surface of the land. Moreover, Tidewater does not allow for simply dividing damages that are due to a landlord on the one hand, and damages that are due to a tenant on the other hand, as the district court ruled. We therefore hold that the complaint gives adequate legal and factual notice in alleging damages to the range, and that such damages were improperly excluded by the summary judgment entered on this question by the district court. 3. Deposition Testimony {28} This brings us to the third basis on which the district court granted summary judgment on the breach of contract claim. The district court disregarded Dwain Woody’s affidavit that was submitted in opposition to the motion for summary judgment on grounds that “it contradicts his prior sworn testimony” and counsel’s statement during the deposition to clarify the testimony was “too vague to adequately place Defendants on notice of the precise nature of the allegation being pursued.” The deposition testimony at issue is the following: Q: Okay. All right. Now are you claiming any damage to the blue areas where you are leasing lands from the state? A: No, I’m not. {29} During the deposition, Plaintiffs’ counsel attempted to clarify the testimony, stating, “ [I]f he’s got a legal basis for claiming damages to lands that he leased, that’s asserted in the complaint.” In addition, responses to discovery requests had been provided to Defendants clearly stating that damages to the range on leased lands was being claimed pursuant to the state leases and permits. When Defendants sought summary judgment on the leased lands on the basis of Mr. Woody’s deposition testimony, Plaintiffs submitted Mr. Woody’s affidavit in which he explained: 7.To the extent it needs to be clarified Woody Investments, LLC is making claims to damage to the range on land leased from the State of New Mexico and the United States of America. It was pled in the complaint and I now understand it to be one of the claims which has been made on behalf of Woody Investments, LLC in this case. 8.I became confused in the deposition when being asked about Bar Bulletin - March 2, 2016 - Volume 55, No. 9 27 Advance Opinions the legal claims made in the case. I never intended to imply a claim would not be made for damage to the range or other necessary claims which are asserted as to state lease land. 9.To the extent I was asked to comment on a legal position I am not qualified to address that and in the deposition when my counsel indicated a claim for damage leased land had been asserted I relied upon that to clarify and accurately state our position. {30} In the foregoing circumstances, the question before us is whether Mr. Woody’s affidavit was submitted in an attempt to create a sham issue of fact. Rivera v. Trujillo, 1999-NMCA-129, ¶ 9, 128 N.M. 106, 990 P.2d 219. “Ultimately, the determination of whether a genuine factual dispute exists is a question of law.” Id. ¶ 8. Thus, our task on appeal is to examine the circumstances de novo and determine if the affidavit created a material issue of fact. See id. ¶ 10. {31}In Rivera, suit was brought when a vehicle driven by Serrano collided with a semitruck. Id. ¶ 2. In his deposition, Serrano repeatedly testified in response to defense counsel’s questions that he had “blacked out” and could not “remember” anything immediately prior to the accident. Id. ¶ 10 (internal quotation marks and citation omitted). Under questioning from his own attorney, Serrano then unequivocally and repeatedly testified to his understanding of what a “blackout” is, and that he lost consciousness while driving before he hit the truck. Id. ¶ 10. When a motion for summary judgment was filed on the basis that Serrano admitted he lost consciousness, an affidavit was filed that contradicted his deposition testimony that he understood what a “blackout” is. Id. ¶ 12. We concluded that “[s]uch post-hoc efforts to nullify unambiguous admissions under oath will not create a factual dispute sufficient to evade summary judgment.” Id. {32} The facts before us in this case are different. When Mr. Woody was asked whether damages were claimed for lands leased from the state and he answered in the negative, counsel pointed out that if he had a legal basis for making such a claim, it was set forth in the complaint. No follow-up questions were asked, and the complaint and discovery provided to Defendants clearly put Defendants on notice that Plaintiffs were seeking damages to the leased lands. The only real issue between the parties was whether damages to the range could be re28 http://www.nmcompcomm.us/ covered, and we have addressed that as well. Under these circumstances, we are unable to conclude that the affidavit was submitted to create a sham issue of fact. See Lotspeich v. Golden Oil Co., 1998-NMCA-101, ¶¶ 12, 19, 125 N.M. 365, 961 P.2d 790 (concluding that it was error not to consider affidavits submitted in opposition to motion for summary judgment where “[t]he claims set forth in the affidavits are neither conclusory nor without a factual base”). We therefore conclude that the district court erred in not considering Mr. Woody’s affidavit. 4. Third-Party Beneficiary {33} This brings us to the final basis relied upon by the district court in granting summary judgment as to the breach of contract claims. Specifically, Plaintiffs contend they are entitled to recover under a “good neighbor policy” attached to a contract between Sovereign and Dawson as third-party beneficiaries, and that summary judgment on this claim should be reversed. We disagree. {34} It is a general rule that “one who is not a party to a contract cannot maintain suit upon it.” Staley v. New, 1952-NMSC102, ¶ 7, 56 N.M. 756, 250 P.2d 893. An exception to the general rule is a third-party beneficiary. Permian Basin Inv. Corp. v. Lloyd, 1957-NMSC-048, ¶ 22, 63 N.M. 1, 312 P.2d 533. Whether a person is a third-party beneficiary depends on the intent of the parties to the contract. Fleet Mortg. Corp. v. Schuster, 1991-NMSC-046, ¶ 4, 112 N.M. 48, 811 P.2d 81. “Such intent must appear either from the contract itself or from some evidence that the person claiming to be a third[-]party beneficiary is an intended beneficiary.” Valdez v. Cillessen & Son, Inc., 1987-NMSC-015, ¶ 34, 105 N.M. 575, 734 P.2d 1258. {35} There is no language in the contract conferring third-party beneficiary status upon Plaintiffs. Plaintiffs rely exclusively upon a statement made by Sovereign’s managing member that “I guess what I would say is I think this is a benefit to everybody involved.” At best this testimony rendered Plaintiffs as incidental beneficiaries. See Fleet Mortg. Corp., 1991-NMSC-046, ¶ 4 (stating an incidental beneficiary is “a person who is neither the promisee of a contract nor the party to whom performance is to be rendered but who will derive a benefit from its performance.’ ” (quoting 2 S. Williston, A Treatise on the Law of Contracts § 402 (W. Jaeger 3d ed. 1959)) (alteration omitted)). As incidental beneficiaries, Plaintiffs are not entitled to recover under the contract. Fleet Mortg. Corp., 1991-NMSC-046, ¶ 4. C.Testimony of Plaintiffs’ Expert Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Witness {36} Plaintiffs contend that the district court committed reversible error in not allowing their expert witness to give his opinion on damages at the trial on their negligence and trespass claims. However, because the jury found no liability on the negligence and trespass claims, we do not address Plaintiffs’ argument. See Kysar v. BP Am. Prod. Co., 2012-NMCA-036, ¶ 21, 273 P.3d 867 (“[E]ven if a district court makes an erroneous ruling, it does not constitute reversible error unless it results in prejudice.”); Rule 11-103(A) NMRA (“A party may claim error in a ruling to admit or exclude evidence only if the error affects a substantial right of the party[.]”); W. Va. Dep’t of Transp. v. Parkersburg Inn, Inc., 671 S.E.2d 693, 706 (W. Va. 2008) (reaffirming that where a plaintiff does not prevail on liability, any errors alleged as to damages are harmless). D. Defendants’ Cross Appeal {37} Defendants filed a counterclaim seeking an award of attorney fees and costs pursuant to SOPA on the basis that Plaintiffs failed to exercise good faith with the provisions of SOPA. Section 70-12-7(A) (4) (providing that attorney fees and costs may be awarded to the prevailing party if “the surface owner failed to exercise good faith in complying with the provisions of [SOPA] or the terms of a surface use and compensating agreement”). At the trial on Plaintiffs’ negligence and trespass claims, the district court granted Plaintiffs’ motion for a directed verdict on the counterclaim, and Defendants appeal. When the district court granted the directed verdict, Defendants were “prevailing” parties under Section 70-12-7(A)(4), because summary judgment was granted to Defendants under Plaintiffs’ SOPA claim. However, we have reversed that summary judgment, and Defendants can no longer be considered as “prevailing” parties. Accordingly, we do not address the cross appeal. CONCLUSION {38} The orders of the district court granting summary judgment on Plaintiffs’ SOPA claim and breach of contract claims, except the third-party beneficiary claim, are reversed. This case is remanded to the district court for further proceedings consistent with this Opinion. {39} IT IS SO ORDERED. MICHAEL E. VIGIL, Chief Judge WE CONCUR: JAMES J. WECHSLER, Judge TIMOTHY L. GARCIA, Judge Advance Opinions http://www.nmcompcomm.us/ From the New Mexico Court of Appeals Opinion Number: 2015-NMCA-112 No. 32,105, (filed August 13, 2015) ROSEMARY PAEZ and REY PAEZ, Plaintiffs-Appellants, v. BURLINGTON NORTHERN SANTA FE RAILWAY, MIKE A. ORTEGA, HECTOR L. URAN, COUNTY OF SOCORRO, by and through its COMMISSIONERS, ROSALIND TRIPP, JAY SANTILLANES, LAUREL ARMIJO, CHARLES GALLEGOS, and STANLEY HERRERA, Defendants-Appellees. APPEAL FROM THE DISTRICT COURT OF SOCORRO COUNTY KEVIN R. SWEAZEA, District Judge TIBO J. CHAVEZ, JR. LAW OFFICE OF TIBO CHAVEZ, JR. Belen, New Mexico TURNER W. BRANCH BRANCH LAW FIRM Albuquerque, New Mexico for Appellants Opinion J. Miles Hanisee, Judge {1}While driving her vehicle in Socorro County (the County), Rosemary Paez collided with a train owned and operated by Burlington Northern Santa Fe Railway (BNSF). Mrs. Paez and her husband, Rey Paez (Plaintiffs) filed a civil lawsuit against BNSF and the County (Defendants), among others. Defendants filed numerous motions for partial summary judgment. After multiple hearings, the district court granted summary judgment as to each motion, ultimately disposing entirely of CLIFFORD K. ATKINSON JOHN S. THAL ELIZABETH LOSEE ATKINSON, THAL & BAKER, P.C. Albuquerque, New Mexico for Appellee Burlington Northern Santa Fe Railway MARCUS J. RAEL, JR. DOUGLAS E. GARDNER ROBLES RAEL & ANAYA, P.C. Albuquerque, New Mexico for Appellee County of Soccoro Plaintiffs’ negligence claims against Defendants. Plaintiffs appeal, arguing that disputed issues of material fact precluded summary judgment. We affirm. BACKGROUND {2}This case arises from a 2008 collision in Socorro County between a train, owned and operated by BNSF, and a vehicle driven by Mrs. Paez.1 The collision occurred at a railroad crossing known as the Paizalas Road crossing (the crossing), located within walking distance of Plaintiffs’ property. Mrs. Paez was badly injured in the collision, and she and her husband sued Defendants, BNSF’s train operators, and others, on the basis of negligence, for personal injury and damages.2 Plaintiffs’ amended complaint asserted BNSF’s negligent failure to: (1) maintain a safe railroad crossing, (2) provide adequate warning devices, and (3) eliminate visual obstructions to enable motorists’ “clear and unobstructed view of the crossing and approaching trains.” Additionally, Plaintiffs contended that in conjunction with its train operators, BNSF failed to sound the train horn, keep a proper lookout, and slow the train “as required to protect the traveling public.”3 Similarly but not identically, Plaintiffs alleged that the County failed to maintain the roadway itself in a safe condition, post adequate warning signs, and to undertake on-site measures to clear visual obstructions. In addition to general and punitive damages, Plaintiffs sought attorney fees and costs. {3}BNSF answered Plaintiffs’ amended complaint and subsequently filed nine motions for partial summary judgment, asserting at the outset and in relevant part for purposes of this appeal, that: (1) Mrs. Paez was negligent per se in failing to yield to the train and in failing to keep a lookout; (2) Plaintiffs’ claim of failure to provide adequate warning devices was preempted by federal law; (3) Plaintiffs’ claim regarding the unsafe condition of the crossing was preempted by federal law and failed for lack of causation; and (4) undisputed photographic evidence established the absence of visual obstructions. Initially, the district court denied BNSF’s motion for partial summary judgment premised upon Mrs. Paez’s negligence per se. It granted BNSF’s preemption-based motions regarding both the crossing’s upkeep and the asserted inadequacy of its warning devices. The record does not reflect an initial written order regarding BNSF’s challenge to Plaintiffs’ visual obstruction claim. Later during the litigation, BNSF filed a renewed motion for partial summary judgment on each basis that the district court initially rejected or withheld judgment. {4} Along with ultimately joining BNSF’s renewed motion for summary judgment, the County filed three of its own summary judgment motions, asserting that: 1Mrs. Paez died during the pen dency of this case. Her husband is the remaining Plaintiff in this matter. It is unclear on appeal whether the estate of Rosemary Paez has formally been substituted to represent her preexisting personal interest in the underlying litigation. In this Opinion, we refer to Plaintiffs as being either Rosemary Paez or her estate, and Rey Paez. 2Plaintiffs also named the Middle Rio Grande Conservancy District (MRGCD) as a defendant in the complaint; however, the district court granted a motion by MRGCD to dismiss the claims against it on the basis of improper venue. The propriety of this dismissal is not before us on appeal; we therefore omit any discussion regarding MRGCD. 3Plaintiffs no longer dispute that BNSF engineers in fact sounded the train’s horn. Nor do Plaintiffs persist in contentions regarding the keeping of a lookout or train speed. Bar Bulletin - March 2, 2016 - Volume 55, No. 9 29 Advance Opinions (1) it had no statutory duty to maintain the railroad crossing area or the railroad crossing itself; (2) federal law preempted Plaintiffs’ inadequate warning device claim; (3) it had no actual or constructive notice of an alleged defect or dangerous condition associated with the crossing; and (4) Plaintiffs lacked evidence that the asserted negligence against the County was the proximate cause of any damages. The district court initially denied the County’s motions with the exception of its request for summary judgment on Plaintiffs’ inadequate warning device claim. Consequently, not only did the County join BNSF’s motion for reconsideration, but it filed its own motion to reconsider alleging more specifically that Plaintiffs were unable to prove that the County was negligent or that the alleged negligence was a proximate cause of Mrs. Paez’s injuries. {5}The district court eventually granted the renewed motions, following lengthy proceedings and by a written order that stated there to be “no genuine issue as to any material fact.” In conjunction with its rulings on these and BNSF’s remaining motions for summary judgment that are not before us on appeal, the district court resolved the entirety of Plaintiffs’ case against Defendants. The reasoning employed by the district court is best discerned from its statements during and at the conclusion of the two-day motion hearing it held. Addressing Plaintiffs’ claims regarding both the condition of and visual obstructions alongside the crossing, and considering photographic evidence provided by the parties, the district court stated: The train would have been visible. When you contrast that against . . . testimony that the vegetation somehow kept one from seeing it just is not—I mean, the photographs are impossible to refute. The experts that Plaintiffs have both indicate[d] . . . that they are not giving opinions on causation, that the conditions on the road caused the accident, or that . . . [the] conditions caused the accident. First with particular focus on the County, the district court observed that, “very honestly it looks [as though Plaintiffs] absolutely sorely lack[] . . . proof of cau- http://www.nmcompcomm.us/ sation.” It later generally concluded that “Plaintiffs ha[d not] proven any proximate cause on any of their claims.” {6}The district court further found that “[f]ederal money was expended by [BNSF] in connection with the installation of [the] crossbucks,” and therefore, Plaintiffs’ claim that the crossing was extra-hazardous due to the inadequacy of warning devices was preempted by federal law. Additionally, considering Mrs. Paez’s own negligence in light of the photographs it reviewed, the district court was “convinced . . . that no reasonable jury would find that [Mrs.] Paez had not violated [NMSA 1978, Section 66-7-341(A)(2) (2003),]” requiring her to stop within a prescribed distance of the railroad crossing for a visibly approaching train. Therefore, it concluded “as a matter of law, that [Mrs.] Paez was negligent pursuant to the common law duty to stop, look, and listen, and negligent per se pursuant to [Section 66-7-341].” {7}Plaintiffs appeal, contending that the district court erred in granting summary judgment to Defendants. They argue that: (1) material facts conflict as to whether the condition of the crossing was a proximate cause of the collision; (2) material facts conflict as to whether visual obstructions alongside the crossing were a proximate cause of the collision; (3) federal law does not preempt Plaintiffs’ claims regarding the adequacy of warning devices or hazardous conditions at the crossing; and (4) the district court wrongly concluded Mrs. Paez to have been negligent per se.4 STANDARD OF REVIEW {8}An appeal from an order granting summary judgment presents a question of law that we review de novo. Farmington Police Officers Ass’n v. City of Farmington, 2006-NMCA-077, ¶ 13, 139 N.M. 750, 137 P.3d 1204. “We affirm an order granting summary judgment when there is no evidence raising a reasonable doubt about any genuine issue of material fact, and the moving party is entitled to judgment as a matter of law.” Lujan v. N.M. Dep’t of Transp., 2015-NMCA-005, ¶ 5, 341 P.3d 001, cert. denied, 2014-NMCERT-011, 339 P.3d 841. The moving party bears the burden to demonstrate the absence of any genuine issue of material fact. Brown v. Taylor, 1995-NMSC-050, ¶ 8, 120 N.M. 302, 901 P.2d 720. “Once this prima facie showing has been made, the burden shifts to the non-movant to demonstrate the existence of specific evidentiary facts which would require trial on the merits.” Romero v. Philip Morris Inc., 2010-NMSC-035, ¶ 10, 148 N.M. 713, 242 P.3d 280 (internal quotation marks and citation omitted). In New Mexico, summary judgment is disfavored, with trial on the merits being the preferred method by which litigation is concluded. Id. ¶ 8. As such, in conducting a de novo review of the record “we resolve all reasonable inferences in favor of the non-movant” and view the record in the light most favorable to a trial on the merits. Lujan, 2015-NMCA-005, ¶ 5 (alteration, internal quotation marks, and citation omitted). DISCUSSION {9}Plaintiffs sued Defendants on the basis that both had been negligent in their respective responsibilities attendant to the railroad crossing, the surrounding areas, and their upkeep. Plaintiffs likewise asserted BNSF’s negligent operation of the train with which Mrs. Paez collided. It is axiomatic that a negligence action requires that there be a duty owed from the defendant to the plaintiff; that based on a standard of reasonable care under the circumstances, the defendant breached that duty; and that the breach was a cause in fact and proximate cause of the plaintiff ’s damages. Romero v. Giant Stop-N-Go of N.M., Inc., 2009-NMCA-059, ¶ 5, 146 N.M. 520, 212 P.3d 408. Here, in conjunction with its general determination that material facts were not in dispute, the district court specifically concluded that “Plaintiffs [had not] proven any proximate cause [as to] any of their claims.” We commence our review by examining the facts of this case in light of the element of proximate cause. {10} Plaintiffs assert that evidence regarding the crossing’s condition, its deficient warning devices, and the presence of visual obstructions that obscured Mrs. Paez’s view of the approaching train establish disputed questions of material fact. In their supplemental briefing,5 Plaintiffs reiterate their belief that “evidence submitted to the [district] court shows that the County breached its duty to provide a safe and nonhazardous roadway at the [] crossing, and that the visual obstructions at the crossing 4Although Plaintiffs assert that they are appealing the entirety of the district court’s judgment, their brief in chief solely contains argument regarding the four issues listed above. We address only those issues specifically raised on appeal as we do not consider unsupported assertions excluded from a party’s brief in chief. See Headley v. Morgan Mgmt. Corp., 2005-NMCA-045, ¶ 15, 137 N.M. 339, 110 P.3d 1076. 30 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Advance Opinions created a dangerous condition that was a proximate cause of the collision.” Regarding the crossing itself, Plaintiffs contend that its elevation was excessively disproportionate to the roadway it traversed. As well, Plaintiffs renew their contention that BNSF “failed to eliminate or remove the visual obstructions at the [] crossing, which was a proximate cause of the collision[.]” {11} BNSF answers that Plaintiffs altogether lacked proof that its negligence in maintaining the crossing served as a legal cause of the collision. In defending itself from Plaintiffs’ assertions of negligence regarding upkeep of the roadway and crossing, and the presence of visual obstructions, the County similarly answers that Plaintiffs failed to “place any causal connection between any act or omission by [the] County” and the collision. Regarding the visual obstruction claim, BNSF maintains the district court bore the authority to determine that, given clear photographic evidence to the contrary, no reasonable jury could conclude that Mrs. Paez’s view of the train was obstructed from the road and direction she drove prior to the collision. BNSF relies specifically on a series of photographs taken by its expert accident reconstructionist, Brian Charles, contending that the images provide irrefutable evidence that the approaching train would have been plainly apparent such that the district court was “not required to accord weight to contradictory testimony.” BNSF also points to photographs obtained from one of Plaintiffs’ own experts, located at pages 2650, 2651, and 2652 of the record proper, that appear to show no visual obstruction when approaching the crossing from the roadway in the direction Mrs. Paez traveled. The County agrees that given the photographic evidence, “it simply becomes impossible to argue that [Mrs.] Paez could not have seen the approaching train[.]” As did the district court, we focus initially upon whether evidence in the record bore the capacity to establish a material factual dispute as to the element of proximate cause. {12} We have defined the element of “proximate cause” to be “that which, in a natural or continuous sequence, produces the injury and without which the injury would not have occurred.” Lujan, 2015NMCA-005, ¶ 35 (internal quotation marks and citation omitted). Proximate cause encompasses “whether and to what extent the defendant’s conduct foreseeably http://www.nmcompcomm.us/ and substantially caused the specific injury that actually occurred.” Id. (internal quotation marks and citation omitted). “An act or omission may be deemed a ‘proximate cause’ of an injury if it contributes to bringing about the injury, if the injury would not have occurred without it, and if it is reasonably connected as a significant link to the injury.” Talbott v. Roswell Hosp. Corp., 2005-NMCA-109, ¶ 34, 138 N.M. 189, 118 P.3d 194. In the majority of circumstances, proximate cause is a question of fact to be decided by the factfinder; however, proximate cause becomes an issue of law “when the facts are undisputed and the reasonable inferences from those facts are plain and consistent[.]” Lujan, 2015-NMCA-005, ¶ 35 (internal quotation marks and citation omitted). In order to determine that a breach of duty did not legally cause the alleged damages, the district court must conclude that no reasonable jury would find that the breach of duty by the defendant legally caused the damages suffered by the plaintiff. Rodriguez v. Del Sol Shopping Ctr. Assocs., L.P., 2014-NMSC-014, ¶ 24, 326 P.3d 465; see Lujan, 2015-NMCA005, ¶ 36. However, our Supreme Court has also articulated that “[c]ourts are not powerless to dismiss cases as a matter of law,” and they “may still decide whether a defendant did or did not breach the duty of ordinary care as a matter of law, or that the breach of duty did not legally cause the damages alleged in the case.” Rodriguez, 2014-NMSC-014, ¶ 24. Absent the element of proximate cause, a claim for negligence fails regardless of the presence of the remaining elements of the cause of action. See Romero, 2009-NMCA-059, ¶ 5 (stating that the absence of any element of a negligence claim is fatal to the claim). Proximate Cause: Condition of the Crossing and Roadway {13} To support the existence of a disputed issue of material fact regarding the condition of the crossing being a proximate cause of the collision, Plaintiffs first direct us to the deposition testimony of expert witness Alan Blackwell, a railway consultant with a background in track inspection. Mr. Blackwell testified that drivers are forced to decrease speed when approaching the crossing due to its “roughness[,] protruding spikes[,] and everything else[.]” He opined that BNSF failed to maintain the crossing surface in compliance with internal and industry standards such that “vehicular traffic can travel across safely and a motorist’s attention is not distracted from observance of an approaching train.” Additionally, Mr. Blackwell asserted that the roadway leading to and from the crossing was to be maintained by the County; the County in fact performed road work at the crossing; yet the crossing remained “extra[-]hazardous” due to its non-compliance with the appropriate standard of care, related to its elevation from the roadway. However, and despite the existence of this expert opinion that the crossing and the roadway were improperly maintained, it remains necessary for Plaintiffs to show that these failures were a cause of the collision. See N.M. State Highway Dep’t v. Van Dyke, 1977-NMSC-027, ¶ 9, 90 N.M. 357, 563 P.2d 1150 (“Despite the failure . . . to conform to the standard[,] . . . it is still necessary for the plaintiff to show that the failure to meet those standards proximately caused the accident.”). {14} We have emphasized that in order to sustain a negligence action, along with a showing the defendant owed a duty to the plaintiff and breached that duty, the plaintiff must show that the breach was the cause in fact and proximate cause of any damages. Romero, 2009-NMCA-059, ¶ 5. In addition to recently addressing the topic in Lujan, Uniform Jury Instruction 13-305 NMRA, crafted by our Supreme Court, defines “causation (proximate cause)” to be an act, omission, or condition that contributes to bringing about an injury or harm, such that the injury would not have occurred without it. Id.; Lujan, 2015-NMCA-005, ¶ 35. We find no record citation or support for Plaintiffs’ view that their experts opined that the poor or defective conditions of the crossing or roadway were causally connected to the collision. Similarly, we find no record citation or support for the position that Plaintiffs’ experts opined that the collision would not have occurred absent the poor or defective conditions of the crossing or roadway. In fact, Mr. Blackwell directly stated that he was “not providing an opinion that the condition of [the] crossing caused the accident[.]” Furthermore, Plaintiffs’ second expert, Mr. Burnham, a “traffic engineering and railroad safety expert,” who Plaintiffs assert establishes a question of fact regarding causation, expressly stated that 5Supplemental briefing was ordered by this Court on April 10, 2015, due to the complexity of the underlying litigation and the nineteen-volume record proper. We appreciate the parties’ effort in this regard and helpful presentations during the June 24, 2015 oral argument. Bar Bulletin - March 2, 2016 - Volume 55, No. 9 31 Advance Opinions he had not “isolated a factor that would be directly attribut[able] to the County” that would have caused the collision. Nor did he maintain otherwise as to BNSF. Without a proper evidentiary showing of causation, Plaintiffs’ negligence claim fails as to the condition of the crossing and the roadway leading to it. See Lujan, 2015-NMCA-005, ¶ 7; Romero, 2009-NMCA-059, ¶ 5. We hold that there is no disputed material fact as to proximate cause, and the district court did not err in granting summary judgment regarding Plaintiffs’ claims that Defendants were negligent in relation to the condition of the crossing and roadway. See Philip Morris, 2010-NMSC-035, ¶ 20 (holding that if a material element is absent, “there can be no issue of material fact”). We affirm the district court’s orders in this regard. Proximate Cause: Visual Obstructions {15} Plaintiffs maintain that disputed issues of material fact precluded summary judgment as to both Defendants regarding claims that the presence of visual obstructions adjacent to the crossing and railroad tracks interfered with Mrs. Paez’s line of sight to the oncoming train. The County again asserts that Plaintiffs failed to show a causal connection between any act or omission by the County and the collision. BNSF maintains that summary judgment was appropriate because Plaintiffs’ claim in this regard was “blatantly contradicted by the [photographic evidence], [such] that no reasonable jury could believe it[.]” {16} In response to BNSF’s fifth motion for partial summary judgment, regarding Plaintiffs’ visual obstruction claim, Plaintiffs submitted six photographs taken within a month of the collision depicting the condition of the area surrounding the railroad tracks from different angles and distances. Additionally, Plaintiffs provided a report completed by Mr. Burnham detailing his findings regarding the collision. In it, but without direct reference to a particular photograph, Mr. Burnham perceived there to be a “greenery obstruction [that] is very significant to partially obscure approaching trains.” He ultimately opined that from the direction Mrs. Paez traveled “[t]here was insufficient distance for a westbound motorist to observe a plainly visible train as the vehicle approached the tracks at 10 mph or more.” After additional photographs were entered into evidence and Defendants filed their joint “renewed fifth motion,” the district court found that “[t]he train would have been visible . . . [as] the photographs are impossible to refute.” 32 http://www.nmcompcomm.us/ {17} Specifically, the district court stated in reference to a motorist’s position in relation to the crossing that “you can look at a picture from 50 feet out and see a train that’s sitting . . . back from the crossing, and you . . . see it pretty clearly.” The court noted that the photographs depicted surrounding dirt but not vegetation “of any consequence at all.” It explained that “it looks like the photographs just directly contradict what [Plaintiffs’] expert is saying about . . . visibility[,]” and elaborated, stating that it did not think that the expert testimony regarding visibility “is something that any reasonable jury would even consider as factually accurate” given the photographs. The court ultimately found that “there is no way that a jury could not say that [the] train [was] readily visible.” The district court granted the motion, determining there was no genuine issue of material fact as Plaintiffs had again failed to establish the element of proximate cause. {18} Addressing causation in its supplemental briefing, Plaintiffs again point to the testimony of their two experts, and emphasize the testimony of four lay witnesses to link the failure of Defendants to remove or rectify visual obstructions at the area around the crossing and the collision. Plaintiffs cite portions of the record they contend show that the County failed to elevate the roadway in order to eliminate the disproportionate gradient that made the crossing extra-hazardous, thereby creating an obstacle that drivers must overcome when looking for a train. They also repeat that BNSF failed to remove visual obstructions at the crossing in violation of its own engineering instructions. While these contentions may relate directly to the elements of duty and/or breach, the facts on which they are based do not establish that the roadway, the crossing, or the hump on which the crossing is located, or even any visual obstructions only generally identified by Plaintiffs, caused the collision. While Plaintiffs rely on the testimony of Mr. Paez to establish that Mrs. Paez could not see down the tracks due to the crossing’s elevation or the surrounding vegetation, and that of three other witnesses asserting that drivers cannot see, or encounter extreme difficulty when attempting to see, whether a train is approaching on the tracks being crossed, photographs taken by BNSF’s expert accident reconstructionist, Mr. Charles, along with Plaintiffs’ own photographs, illustrate circumstances wholly contrary to those described by Plaintiffs’ witnesses. Bar Bulletin - March 2, 2016 - Volume 55, No. 9 {19} For clarity, Paizalas Road parallels the train tracks, then approximately 200 feet from the crossing curves 90 degrees in order for the roadway to traverse the tracks. Following the curve, and between 75 and 100 feet of the crossing, Paizalas Road becomes perpendicular to the tracks such that a motorist can look to the left and right for the presence of approaching trains. Mr. Charles took eight photographs that “show the view of the approaching train that a motorist driving east on Paizalas Road toward the crossing would have had.” While he recognized that his accident reconstruction was performed a little over two years after the accident, Mr. Charles confirms that based on his “review of photographs taken on the same day or shortly after the accident, as well as satellite images, [his] opinion is that the environmental conditions and topography, including the road and track structure, are substantially similar to the conditions existing at the time of the accident.” As stated previously and noted by the district court, Plaintiffs’ own photographs, located at pages 2650-52 of the record proper, support this contention and are not markedly distinct from the Charles photographs that show an unobstructed view of an approaching train that a motorist would have as she or he approached the crossing. Mr. Charles’s photographs, located at pages 2671, 2675 and 2677 of the record proper, show a BNSF train approaching the crossing when a motorist’s vehicle would be 79 feet, 50 feet, and 15 feet from it. The photographs and accompanying visibility study demonstrate that “from 79 feet east to the crossing, a motorist’s view of an oncoming train 650 feet to the south was clear and unobstructed, and the train would have been plainly visible the entire time.” Our review of the photographs confirms the district court’s repeated statement that a motorist’s ability to see an approaching train is indisputable at distances in excess of and within 50 feet from the crossing. {20} We take a moment to speak with greater specificity as to the photographs on which the district court primarily relied. Of Mr. Charles’s, the first, located at page 2671 of the record proper, was taken 79 feet from the crossing and depicted a clearly visible train approaching from the southerly direction as had the train that collided with Mrs. Paez’s vehicle. The second, located at page 2675 of the record proper, was taken 50 feet from the crossing, and was noteworthy to the district court because that is the distance at which Mrs. Paez was required to stop pursuant to Section 66-7-341(A) Advance Opinions (2)(b) (requiring that a “person driving a vehicle approaching a railroad-highway grade crossing shall . . . stop not more than [50] feet and not less than [15] feet from the nearest rail of a crossing if . . . a train is plainly visible and approaching the crossing within hazardous proximity to the crossing”). That photograph shows not only the approaching train engine to be clearly visible, but also its three illuminated headlights and many of its accompanying train cars. Lastly, page number 2677 of the record proper is a photograph that depicts a plainly visible train 15 feet from the crossing, the point by which Mrs. Paez was required to stop for a plainly visible train pursuant to the statute. Not relying exclusively on Mr. Charles’s photographs, the district court was also presented with three photographs, located at pages 265052 of the record proper, taken by counsel for Plaintiffs within a few weeks of the collision. At oral argument, Plaintiffs did not dispute that these photographs were taken approximately 20 feet away from the crossing. Each depicted a scene free from obstructions that might obscure a driver’s view of a train approaching the crossing. Based on these six photographs, namely the three taken by Mr. Charles and the three taken by Plaintiffs’ counsel, the district court concluded that no visible obstruction impaired Mrs. Paez’s view of the oncoming train. {21} When asked at oral argument to identify the photograph that best depicted visual obstructions adjacent to the railroad tracks, Plaintiffs’ counsel identified an altogether different photograph, located at page 1205 of the record proper. But that photograph, which counsel conceded to have been taken “a long way away” from the crossing—in excess of 50 feet—is little different from the six photographs the district court primarily relied upon, and fails to undermine its conclusion regarding the absence of visual obstructions.6 Despite the photographic evidence, Plaintiffs reference a vague, stand-alone assertion by Mr. Burnham that expressed his “confiden[ce] that if [Mrs. Paez] was traveling 10 [mph] or more, she would not have seen [the train] until she got into a[] nonrecovery position[,]” such that she would have been unable to stop even had she seen the train. However, this same expert agreed that Mrs. Paez would have had a plain view of the train 35 feet from the track had she looked. http://www.nmcompcomm.us/ {22} BNSF asserts that the photographic evidence presented to the district court mandated the determination that summary judgment was proper, as the images irrefutably proved that Mrs. Paez’s view was unobstructed prior to the collision. See Scott v. Harris, 550 U.S. 372, 380 (2007) (“When opposing parties tell two different stories, one of which is blatantly contradicted by the record, so that no reasonable jury could believe it, a court should not adopt that version of the facts for purposes of ruling on a motion for summary judgment.” (internal quotation marks and citation omitted)). Relying as well upon Perez v. City of Albuquerque, 2012-NMCA-040, ¶ 9, 276 P.3d 973, which discusses Scott, BNSF contends that as a matter of law, the district court is not required to accord weight to testimony presented when it is blatantly at odds with the extensive and irrefutable photographic evidence. By way of supplemental authority, BNSF additionally notifies us of Brown v. Illinois Central Railroad Co., 705 F.3d 531, 538-39 (5th Cir. 2013), which affirmed summary judgment in favor of a railroad where photographs showed that the motorist had a clear view of an oncoming train. {23}Regarding Scott, we first note that this Court has twice determined it to be inapplicable when relied upon by a party in an effort to resolve a factual conflict on grounds of dispositive imagery. Yet Perez, 2012-NMCA-040, ¶ 10, and Benavidez v. Shutiva, 2015-NMCA-065, ¶ 26, 350 P.3d 1234, are both meaningfully dissimilar to Scott and are therefore distinguishable. Moreover, neither repudiates the proposition set forth in Scott. At issue in both Perez and Benavidez was videotape evidence that depicted an occurrence, but which required a jury’s separate subjective interpretation of the actors’ body language or movements. Perez, 2012-NMCA-040, ¶ 8; Benavidez, 2015-NMCA-065, ¶ 26. In Perez, a civil rights claim in which a plaintiff had sought a directed verdict based on a video and in reliance on Scott, we noted that the circumstance was different insofar as the video evidence portrayed only a sequence of events and did not provide a “determinative or a definitive account of the full circumstances.” Perez, 2012-NMCA-040, ¶¶ 3, 10. At issue was whether the actions of law enforcement officers were unreasonable under the total circumstances. Id. ¶ 10. The plaintiff argued that there was only one interpretation of the videotape at issue, but we concluded the question of reasonableness to be one of fact for the jury and did not disturb the district court’s denial of a directed verdict. Id. ¶ 10. {24} Benavidez also addressed a claimed violation of a plaintiff ’s constitutional rights as well as tort claims, where the district court granted summary judgment in favor of the defendants. Benavidez, 2015-NMCA-065, ¶¶ 1, 21. The parties referred to a dashcam video of a vehicle stop to support their versions of facts concerning the handcuffing of the plaintiff; the defendants additionally relied upon Scott. Benavidez, 2015-NMCA-065, ¶ 26. We distinguished Scott, explaining that “the video [in Scott] was used to establish a fact that did not depend on interpretation of people’s body language or demeanor[,]” unlike the situation presented where the actions of the parties were unclear from the videotape and were subject to multiple interpretations. Benavidez, 2015-NMCA065, ¶ 26. We ultimately determined that the identity of the officer who handcuffed the plaintiff might be conclusive, but whether the plaintiff was resisting arrest depended on one’s interpretation of various movements of the plaintiff and the police officer. Therefore, we held that the district court erred in granting summary judgment. Id. ¶ 27. {25} Here, photographs depicting the southerly view Mrs. Paez would have had when approaching the crossing require no subjective interpretation. They establish that an approaching motorist’s capacity to see an oncoming train from that direction is plain and irrefutable. This case therefore squarely aligns with Scott, see 550 U.S. at 380, and the district court properly relied on indisputably decisive photographic evidence to determine that no reasonable jury could conclude that contrary testimony created a genuine issue of material fact as to Defendants’ negligence. As well, no reasonable jury could conclude that any obstruction obscured the oncoming train from Mrs. Paez’s view at some point between 50 and 15 feet before the crossing, the distances between which she was statutorily required to stop. Id.; see § 66-7-341(A)(2)(b). Despite Plaintiffs’ effort to establish a factual dispute regarding this issue, “[m]ere argument or contention of [the] existence of [a] material issue of fact . . . does not make it so.” Spears v. Canon de Carnue Land Grant, 1969-NMSC-163, ¶ 12, 80 N.M. 766, 461 P.2d 415. 6The six photographs primarily relied on by the district court, and the seventh identified by Plaintiffs’ counsel during oral argument, are appended to this Opinion. Bar Bulletin - March 2, 2016 - Volume 55, No. 9 33 Advance Opinions {26} The instrument of summary judgment, when sparingly and properly utilized, is appropriate to resolve cases that do not present issues upon which reasonable jurors would disagree. When proper, such conclusions of law do not impermissibly intrude into the realm of the fact-finder, but serve the appropriate purpose of dispensing with claims that are premised upon insufficient factual showings. “The purpose of summary judgment is to pierce the boilerplate of the pleadings and assay the parties’ proof in order to determine whether trial is actually required.” Sovie v. Town of N. Andover, 742 F. Supp. 2d 167, 171 (D. Mass. 2010) (internal quotation marks and citation omitted). We view this circumstance to be the rare such occurrence that justifies the district court’s use of its summary judgment authority regarding the element of proximate cause. We affirm the district court’s grant of summary judgment in this case because we agree that no reasonable jury could find that vegetation near or around the crossing created a visual obstruction that was the proximate cause of the collision. See Scott, 550 U.S. at 380; Brown, 705 F.3d at 538 (“[W]here photographs and undisputed measurements establish that a driver approaching the crossing would have had an unobstructed view of an oncoming train, . . . trial courts [are instructed] to grant judgment as a matter of law.”); Rodriguez, 2014-NMSC-014, ¶ 24 (holding that a “judge can enter judgment as a matter of law only if the judge concludes that no reasonable jury could decide the . . . legal cause question[] except one way”). Preemption {27} Plaintiffs additionally assert that the district court erred in granting BNSF’s third and seventh motions for partial summary judgment, along with the County’s first such motion, on the basis that Plaintiffs’ claims regarding inadequate warning devices and the hazardous condition of the crossing were preempted by federal law. Plaintiffs claim that this ruling constitutes error as both Defendants “failed to submit any evidence that federal monies were spent on [these] warning devices” or to make any improvements to the crossing itself. (Emphasis omitted.) We note at the outset that Plaintiffs’ preemption argument is, at best, muddled. Plaintiffs appear to abandon or otherwise decline to develop their argument regarding the inadequate warning devices on appeal, specifically notifying us that they “do not claim that the warning devices at the crossing (i.e., the lights and crossbucks) were inadequate[.]” However, Plaintiffs 34 http://www.nmcompcomm.us/ seem to argue that if their claim regarding the dangerous condition of the crossing could be construed to be one of inadequate warning devices, federal preemption would not be triggered as neither BNSF nor the County submitted evidence that federal funds were used to erect warning devices. {28} We need not resolve this issue as federal preemption is an affirmative defense. See Azar v. Prudential Ins. Co. of Am., 2003-NMCA-062, ¶ 24, 133 N.M. 669, 68 P.3d 909. We have already determined that Plaintiffs failed to establish a prima facie case as to their negligence claim regarding the condition of the crossing, and therefore the availability of a preemption defense as to those claims cannot alter the outcome of the district court’s ruling. See Lujan, 2015NMCA-005, ¶ 7 (stating that the absence of any element of negligence is fatal to a plaintiff ’s claim). Negligence Per Se {29} Lastly, Plaintiffs assert that the district court erred in granting partial summary judgment premised upon its determination that Mrs. Paez was negligent per se. Plaintiffs maintain this ruling is contrary to the evidence that was presented to the district court and is based on an impermissible factual determination of fault. Plaintiffs contend that a genuine issue of material fact exists as to the presence or absence of negligence on the part of Mrs. Paez and that the district court improperly adopted the role of fact-finder in lieu of allowing the matter to proceed to a jury. BNSF contends that summary judgment was proper as it is undisputed that all of the elements of negligence per se were satisfied. The County does not directly address the negligence per se claim; however, it maintains that Mrs. Paez could see the train, failed to perceive it in time, and, therefore, proximately caused the collision herself. The County generally reminds us that in order to recover damages, Plaintiffs must prove that an act or omission by the County was a proximate cause. {30} In order to determine whether a party was negligent per se, New Mexico courts employ the following four-part test: (1) a statute “prescribes certain actions or defines a standard of conduct, either explicitly or implicitly,” (2) the plaintiff “violate[d] the statute,” (3) the plaintiff is “in the class of persons sought to be protected by the statute,” and (4) the plaintiff ’s “harm or injury . . . must generally be of the type the [L]egislature through the statute sought to prevent.” Apodaca v. AAA Gas Co., 2003-NMCA-085, ¶ 43, 134 N.M. 77, 73 P.3d 215 (alteration, internal quotation Bar Bulletin - March 2, 2016 - Volume 55, No. 9 marks, and citation omitted). BNSF contends that Mrs. Paez violated Section 66-7-341(A) (2)(b), requiring her to stop between 50 and 15 feet before the crossing, that she is within the class of persons to be protected under this statute, and suffered the type of harm sought to be prevented through promulgation of the statute. {31} Section 66-7-341(A)(2)(b) requires that motorists “approaching a railroadhighway grade crossing [to] stop not more than [50] feet and not less that [15] feet from the nearest rail of a crossing if . . . a train is plainly visible and approaching the crossing with hazardous proximity to the crossing[.]” Additionally, Section 66-7-341(A)(3) permits a motorist to “proceed through the railroad-highway grade crossing only if it is safe to completely pass through the entire” crossing without stopping. (Emphasis added.) {32} Because we have affirmed the district court’s conclusion that photographic evidence established the plain visibility of the approaching train had Mrs. Paez looked for it, we can determine that she violated Section 66-7-341(A)(3) when she drove into its path. Whom the Legislature sought to protect is not explicitly stated in the statute; however, it is reasonable to construe that it is drivers, their passengers, and railroad operation personnel. The harm sought to be prevented was ostensibly collisions between motorists and traversing trains. It appears that the collision between Mrs. Paez and the train is just that which the Legislature sought to prevent in enacting this statute. See Archibeque v. Homrich, 1975-NMSC066, ¶ 16, 88 N.M. 527, 543 P.2d 820 (providing a negligence per se analysis). Given that all elements of the negligence per se test have been satisfied, we hold that the district court properly granted the summary judgment motion regarding negligence per se, and we affirm it. See Hernandez v. Brooks, 1980-NMCA-056, ¶ 5, 95 N.M. 670, 625 P.2d 1187 (“In New Mexico, one who violates a statute . . . is guilty of negligence per se, if the statute . . . was enacted for the benefit of the class of persons to which the injured person belongs.”). CONCLUSION {33} For the foregoing reasons, we affirm the summary judgment rulings of the district court. {34} IT IS SO ORDERED. J. MILES HANISEE, Judge WE CONCUR: JONATHAN B. SUTIN, Judge M. MONICA ZAMORA, Judge Zia Trust, Inc. The Advisors’ Trust Company® From your friends at Zia Trust, Inc. Best retirement wishes! 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At Suns et M e s a You W il l F in d. . . • Small, well-managed classes. • Teachers who give personal attention to each child. • A safe, accountable environment. • Six enrichment programs each week in the elementary grades. • High academic standards with test scores ranking in the top 1% in the nation. • A values-based learning community. • A National Blue Ribbon School of Excellence as recognized by the U.S. Department of Education. Sunset Mesa School Excellence in Preschool & K-5 Education 3020 Morris NE 87111 505-298-7626 sunset-mesa.com The Law Office of George “Dave” Giddens is now: Bankruptcy Creditor’s Rights Personal Injury Employment Law Business Law Real Estate Law E XPERTISE WITH Compassion. Christopher M. Gatton Jesse Jacobus George “Dave” Giddens 505.271.1053 www.GiddensLaw.com 10400 Academy Rd NE. | Suite 350 | Albuquerque, NM 87111 36 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Fastcase is a free member service that includes cases, statutes, regulations, court rules, constitutions, and free live training webinars. Visit www.fastcase.com/webinars to view current offerings. For more information, visit www.nmbar.org, or contact April Armijo, [email protected] or 505-797-6086. New Mexico Trial Lawyers’ Foundation The Litigation Series Third Edition The New Mexico Trial Lawyers’ Foundation is proud to present The Litigation Series - Third Edition in PDF format. This publication is a complete re-write of the popular Litigation Series 2000. The authors have collected basic information and forms necessary for the preparation and administration of several areas of general practice. Unlike previous versions of the Series, all forms can be manipulated so that you can change and add to the content. Included in The Litigation Series - Third Edition are chapters on: • • • • • • • Arbitration Auto Accidents Civil Rights Electronic Discovery FTCA Guardianships & Conservatorships Intentional Acts • • • • • • • Medical Malpractice Nursing Home Cases Personal Representatives Products Liability Subrogation UM-UIM Workers Compensation Simply check the appropriate box(es) below, complete the order form and return it to: New Mexico Trial Lawyers Foundation, PO Box 27529, Albuquerque, NM 87125-7529 q q Payment: Litigation Series CD $299.00 (includes shipping & handling ) - NMTLA Member Litigation Series CD $399.00 (includes shipping & handling) - Non-Member q Check Enclosed q Visa q MC q Amex Card # __________________________________________________________________________________________________________ Billing Address: ___________________________________________________________________________________________________ _______________________________________________________________________________ Zip ____________________________ Exp. Date___________________ Name ___________________________________________________________________________________________________________ Mailing Address: __________________________________________________________________________________________________ City/State/Zip: ____________________________________________________________________________________________________ Phone: _____________________________________________________ Fax: ________________________________________________ E-mail: __________________________________________________________________________________________________________ Bar Bulletin - March 2, 2016 - Volume 55, No. 9 37 A Civilized Approach to Civil Mediation… • Creating a safe and respectful environment for parties • Facilitating communication and promoting Anita A. Kelly RN, MEd, CRC, CDMS, CCM, CLCP understanding • Focusing parties on prioritizing their interests and options • Helping parties assess the strengths and weaknesses of their positions • Assisting parties evaluate likely outcomes in Court if they cannot reach settlement • Vigorous reality testing • Creativity Karen S. Mendenhall The Mendenhall Firm, P.C. (505) 243-3357 [email protected] MCLE 2015 Annual Compliance The 2015 Annual Compliance notifications have been sent to all active licensed New Mexico attorneys. The notifications include all information for courses taken by 12/31/15. Compliant attorneys will receive an email indicating 2015 compliance and a link to review their MCLE records online at www.nmmcle.org. The email compliance notification is new for the 2015 compliance year, no Annual Reports will be mailed to compliant attorneys. All non-compliant attorneys will receive a mailed Annual Report. Noncompliant attorneys have been assessed a late compliance fee, and the invoice for payment of the fee is included with the Annual Report. Noncompliant attorneys must complete their requirements immediately. On April 1, 2016 a second late compliance fee will be assessed for those attorneys who continue to be in non-compliance. On May 2, 2016 the MCLE office will submit to the Supreme Court a list of all attorneys who have not completed their 2015 requirements and/or failed to pay assessed late compliance fees. The Supreme Court will then begin to initiate the suspension process for those attorneys on the list. For more information, call MCLE at (505) 821-1980; e-mail [email protected], or write to MCLE, PO Box 93070, Albuquerque, NM 87199. 38 Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Life Care Planner Medical Care Manager New Frontiers, Inc. 505.369.9309 www.newfrontiers-nm.org David Stotts Attorney at Law Business Litigation Real Estate Litigation 242-1933 No need for another associate Bespoke lawyering for a new millennium THE BEZPALKO LAW FIRM Legal Research and Writing (505) 341-9353 www.bezpalkolawfirm.com Visit the State Bar of New Mexico’s website www.nmbar.org Bauman, Dow & Stambaugh, P.C. proudly announces that Cynthia Weisman has joined our Firm as a new associate. Ms. Weisman served as an Assistant U.S. Attorney from 2000 to 2016. Prior to her joining the U.S. Attorney’s Office, Ms. Weisman was in civil litigation practice for 10 years. Her experience in litigation includes multi-district litigation and other complex lawsuits. Ms. Weisman earned a B.A. in Social Sciences from Stanford University, and a J.D. from Duke University School of Law. We welcome her to our practice. 7309 Indian School Rd NE Albuquerque, NM 87110 505.883.3191 • www.bdsfirm.com You spent years preparing for the Bar Exam... The state's largest private investigations firm serving New Mexico lawyers for 25 years! Robert Caswell Investigations Luckily, you could save right now with GEICO’S SPECIAL DISCOUNT. Years of preparation come down to a couple days of testing and anxiety. Fortunately, there’s no studying required to save with a special discount from GEICO just for being a member of State Bar of New Mexico. Let your professional status help you save some money. geico.com/bar/SBNM MENTION YOUR STATE BAR OF NEW MEXICO MEMBERSHIP TO SAVE EVEN MORE. Some discounts, coverages, payment plans and features are not available in all states or in all GEICO companies. See geico.com for more details. GEICO and Affiliates. Washington DC 20076. GEICO Gecko image © 1999-2012. © 2012 GEICO. 505-797-5661 [email protected] www.rcipi.com When your business clients need help with witness locates, interviews,accident reconstruction,medical malpractice, employment claims, theft, embezzlement and more...call the experts. Licensed Bonded Insured BAR BULLETIN SUBMISSION DEADLINES All advertising must be submitted via e-mail by 4 p.m. Wednesday, two weeks prior to publication (Bulletin publishes every Wednesday). Advertising will be accepted for publication in the Bar Bulletin in accordance with standards and ad rates set by the publisher and subject to the availability of space. No guarantees can be given as to advertising publication dates or placement although every effort will be made to comply with publication request. The publisher reserves the right to review and edit ads, to request that an ad be revised prior to publication or to reject any ad. Cancellations must be received by 10 a.m. on Thursday, 13 days prior to publication. For more advertising information, contact: Marcia C. Ulibarri at 505-797-6058 or email [email protected] Bar Bulletin - March 2, 2016 - Volume 55, No. 9 39 Classified Positions 13th Judicial District Attorney Assistant Trial Attorney, Associate Trial Attorney Sandoval and Valencia Counties Assistant Trial Attorney - The 13th Judicial District Attorney’s Office is accepting applications for entry to mid-level attorney to fill the positions of Assistant Trial Attorney for Sandoval (Bernalillo) or Valencia (Belen) County Offices. These positions require misdemeanor and felony caseload experience. Associate Trial Attorney - The 13th Judicial District Attorney’s Office is accepting applications for entry level positions for Sandoval (Bernalillo) or Valencia (Belen) County Offices. These positions require misdemeanor, juvenile and possible felony cases. Upon request, be prepared to provide a summary of cases tried. Salary for each position is commensurate with experience. Send resumes to Reyna Aragon, District Office Manager, PO Box 1750, Bernalillo, NM 87004, or via E-Mail to: [email protected]. nm.us. Deadline for submission of resumes: Open until positions are filled. Associate Attorney Established Albuquerque law firm seeking an Associate Attorney with 0-5 years' experience possessing strong writing and critical thinking skills for work in Med Mal and Catastrophic Injury Plaintiffs' practice. Email resume and references to vlawofficenm@ gmail.com. Proposal Request for Public Defender Services The Mescalero Apache Tribe is seeking proposals to provide Public Defender Services to the Mescalero Tribal Court for criminal cases. SUMMARY: The Mescalero Apache Tribal Court is a court of general jurisdiction addressing crimes under the Mescalero Apache Law and Order Code. All crimes do not exceed one year sentencing. Attorneys licensed and in good standing with the State of New Mexico Bar is required; Proposed fees may be based on an hourly rate or a flat rate; Proposed fees may NOT exceed $60,000.00 per budget year; Final terms of submitted proposals are negotiable. SUBMIT PROPOSALS TO THE MESCALERO TRIBAL ADMINISTRATOR: DUANE DUFFY, MESCALERO APACHE TRIBE, MESCALERO, NM 88340 575-464-4494 EXT. 211 Associate Established Albuquerque plaintiff personal injury and wrongful death litigation firm seeks associate for its growing statewide practice. Ideal candidate should have minimum 2 years of personal injury litigation experience. Taking/defending depositions and arbitration/trial experience required. Bilingual Spanish is a plus. Salary dependent on experience. Submit resumes to 4302 Carlisle NE, Albuquerque, NM 87107. Please include sample of legal writing. 9th Judicial District AttorneySenior Trial Attorney, Assistant Trial Attorney, Associate Trial Attorney The Ninth Judicial District Attorney is accepting resumes and applications for an attorney to fill one of the following positions depending on experience. All positions require admission to the New Mexico State Bar. Senior Trial Attorney- This position requires substantial knowledge and experience in criminal prosecution, rules of criminal procedure and rules of evidence, as well as the ability to handle a full-time complex felony caseload. A minimum of five years as a practicing attorney are also required. Assistant Trial Attorney – This is an entry to mid-level attorney. This position requires misdemeanor and felony caseload experience. Associate Trial Attorney – an entry level position which requires misdemeanor, juvenile and possible felony cases. Salary for each position is commensurate with experience. Send resumes to Dan Blair, District Office Manager, 417 Gidding, Suite 200, Clovis, NM 88101 or email to: [email protected]. 40 Family Law Attorney The Law Office of Jill V. Johnson Vigil LLC., a Las Cruces based family law practice, is seeking to expand and add an attorney to our team. Applicants should have 2-3 years experience in family law, be highly motivated, able to multi-task and manage a large case load. The Law Office of Jill V. Johnson Vigil LLC. offers a comfortable and friendly work environment with benefits and competitive salary commensurate with your qualifications and experience. Applicants must be in good standing with NM Bar and willing to relocate to Las Cruces. Spanish speaking is preferred, but not required. If you are ready for the next step in your career, please send your cover letter, resume and three references via email to [email protected] before March 31, 2016. Check us out online at www. jvjvlaw.com and “like” us on Facebook Law Office of Jill V. Johnson Vigil. Request for Proposals: Mountain States Insurance Group, located in Albuquerque, seeks proposals from law firms or licensed NM attorneys to provide legal services in the defense of our insureds related to civil claims and workers’ compensation in New Mexico and Texas. Firms or attorneys interested in submitting a proposal may request a packet from Stacey Scherer, [email protected]. Proposals will be due by May 1, 2016. Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Attorney The civil litigation firm of Atkinson, Thal & Baker, P.C. seeks an attorney with strong academic credentials and 2-10 years experience for a successful, established complex commercial and tort litigation practice. Excellent benefits. Tremendous opportunity for professional development. Salary D.O.E. All inquiries kept confidential. Send resume and writing sample to Atkinson, Thal & Baker, P.C., Attorney Recruiting, 201 Third Street NW, Suite 1850, Albuquerque, NM 87102. Litigation Associate Attorney McCarthy Holthus, LLP, a well-established multi-state law firm successfully representing financial institutions in a variety of banking law matters and specializing in mortgages in default is currently seeking a Litigation Associate Attorney to join our team in its Albuquerque, NM office. The responsibilities of the qualified candidate will include, but are not limited to, providing legal advice and support to clients, serve as primary legal contact with clients concerning litigation, client compliance issues and surveys of the law as requested by the Managing Attorney; research and analyze legal sources such as statutes, recorded judicial decisions, legal articles, treaties, constitutions, and legal codes; prepares legal briefs, pleadings, appeals, contracts, and any other necessary legal documentation during the course of litigation; handle litigation cases from referral to resolution, which may necessitate the use of written and oral advocacy, motion practice, discovery, and trial preparation; participation in mediation, willingness and ability to understand complex loan documentation and loss mitigation processes; desire to provide exceptional customer service; exceptional written and oral advocacy skills; and openness to creatively engage in setting new standards in our industry. The qualified candidate must possess 4-6 years' litigation experience preferably in the area of finance or representation of financial institutions in real estate related matters.Licensed to practice law in New Mexico and all New Mexico District Courts. McCarthy Holthus offers a comprehensive benefits package including competitive paid time-Off (PTO). McCarthy Holthus is an Equal Opportunity Employer and E-Verify participant. Please apply by clicking the link below: https://workforcenow.adp.com/jobs/ apply/posting.html?client=mypremier&jobId =129791&source=CB Attorney O’Brien & Padilla, P.C., insurance defense firm, is seeking an attorney with 2-8 years of civil experience. Litigation experience a plus. Competitive salary and benefits offered. Send resume and references to: rpadilla@ obrienlawoffice.com Associate Attorney Riley, Shane & Keller, P.A., an AV-rated defense firm in Albuquerque, seeks an associate attorney for an appellate/research and writing position. We seek a person with appellate experience, an interest in legal writing and strong writing skills. The position will be full-time with flexibility as to schedule and an off-site work option. We offer an excellent benefits package. Salary is negotiable. Please submit a resumes, references and several writing samples to 3880 Osuna Rd., NE, Albuquerque, NM 87109 c/o Office Manager, (fax) 505-883-4362 or [email protected] Associate Attorney Position Riley, Shane & Keller, P.A., an Albuquerque AV-rated defense firm, seeks an Associate to help handle our increasing case load. We are seeking a person with one to five years experience. Candidate should have a strong academic background as well as skill and interest in research, writing and discovery support. Competitive salary and benefits. Please fax or e-mail resumes and references to our office at 3880 Osuna Rd., NE, Albuquerque, NM 87109 c/o Office Manager (fax) 505-883-4362 or [email protected] Legal Assistant O’Brien & Padilla, P.C., an AV rated firm, seeks energetic part-time (25 hours per week) legal assistant. The ability to transcribe dictation is a plus. Our law practice is focused primarily in the areas of personal injury and other insurance defense. Applicant must have at least 2 years of experience. We will offer competitive salary to the right candidate. Please send a cover letter and your resume to [email protected]. Legal Assistant Chapman and Charlebois, a civil litigation defense firm, is seeking a legal assistant with 5+ years’ experience in civil litigation. Extensive experience with practice management, calendaring, word processing, state and federal court filings required. Must be highly organized and detail oriented with good customer service and multi-tasking skills. Position needs include support for multiple attorneys producing a high volume of work. Email letter of interest with three professional references, salary requirements and resume to: [email protected] Very busy Santa Fe plaintiffs personal injury law firm seeks capable paralegal/legal assistant. Benefit package of $80,000.00 is possible, depending on skill and ability. Benefits include 100% paid health insurance with low deductible, SEP retirement plan, paid sick leave and vacation time, and a generous salary with bonuses. Please send resume to [email protected]. Litigation Secretary Legal Secretary/Assistant Small, fast-paced and established civil litigation law firm seeking full-time, bright, conscientious, hard-working, self-starting, mature and meticulous legal secretary/assistant with 3-5 years’ experience. Knowledge of the NM legal system, local court rules and filing procedures with excellent clerical, organizational, computer, word processing, critical thinking and multi-tasking skills a must. Collections experience, Windows 10 and TABs time entry also desirable. Hours are 8- 5 with 1 hour lunch. If you can work independently, pay attention to detail, want to learn, and are willing to do what it takes to serve our clients, e-mail resume to twall@ binghamhurst.com. No phone calls, please. Assistant District Attorney The Second Judicial District Attorney’s office in Bernalillo County is looking for both entry-level and experienced prosecutors. Qualified applicants will be considered for all divisions in the office. Salary and job assignments will be based upon experience and the District Attorney Personnel and Compensation Plan. If interested please mail/fax/e-mail a resume and letter of interest to Jeff Peters, Human Resources Director, District Attorney’s Office, 520 Lomas Blvd., N.W., Albuquerque, NM 87102. Fax: 505-2411306. E-mail: [email protected]., or go to www.2nd.nmdas.com. Paralegal/Legal Assistant Legal Assistant/Paralegal Albuquerque law firm focused on civil catastrophic injury litigation seeking a full-time paralegal/legal assistant to join our trial team. Bachelor's degree and legal experience preferred. Candidate should have strong organizational skills and a positive attitude. Send resume to [email protected]. Court Administrator Manage and administer the activities, programs and staff of the Pueblo of Jemez’ Tribal Court. Education and experience required: Bachelor’s Degree in criminal justice, or a closely related field; AND five (5) years of managerial experience in court operations. To learn more about this position and the Pueblo of Jemez, visit our website at www.jemezpueblo.org. Or call the Human Resources Department at (575) 834-7359. Submit a completed tribal application with your resume to: [email protected] Lewis Brisbois Bisgaard & Smith is seeking a strong litigation secretary to join our Albuquerque office. Eligible candidates will have the following qualifications: Both State, Federal & Appellate court experience, including knowledge of CM/ECF e-filing procedures; 10+ years of litigation experience; Heavy law and motion practice, with knowledge of trial preparation helpful; Proficiency in Word 2007 or above; Skills will include being organized, reliable, good attention to detail, and ability to work under short deadlines; Initiative and willingness to be a team player are important assets for this extremely busy and high profile desk. Salary commensurate with experience. Please send cover letter and resume either by e-mail to [email protected], or by fax to (505) 898-3900, ATTN: Angela Roberts, Office Administrator. Experienced Litigation Paralegal Lewis, Brisbois, Bisgaard and Smith, LLC in Albuquerque, is accepting resumes for an experienced litigation paralegal. Will assist attorneys in all aspects of legal case preparation and file management including legal research, drafting routine documents and collection of information relevant to cases. May conduct routine investigations and review and analyze various reports, responses and records. Must be well organized and be able to work independently. Must be able to file electronically in state and federal court. Must be familiar with billing time to clients using applications such as law time or smart time. Associates Degree or equivalent combination of relevant education and work experience required. Minimum 2 years paralegal and litigation experience required. Knowledge of Medical Terminology a plus. Please send resumes to [email protected] Family Law Paralegal Secretary/Legal Assistant F/T secretary/legal assistant for litigation and business matters. Applicants should have a minimum of 3 years of experience. Must be detail oriented, organized, self-motivated & able to undertake a variety of tasks in a fastpace environment. Salary DOE. Please email your resume to [email protected]. TERRY & DEGRAAUW, P.C. is a twoattorney, family law firm in Albuquerque. We are seeking a full-time, experienced paralegal to join our team. Candidates should have excellent attention to detail and the ability to handle a high caseload. We offer benefits and competitive compensation. Please submit your resume to Kelly Squires at kss@ tdgfamilylaw.com. Bar Bulletin - March 2, 2016 - Volume 55, No. 9 41 Experienced Paralegal/ Legal Assistant Chappell Law Firm, PA is seeking an experienced paralegal/legal assistant for a temporary position which may lead to permanent employment. The firm specializes in commercial real estate, business matters and commercial litigation. Experience with WordPerfect, Word and Outlook required. Please submit resumes and salary requirements to [email protected]. Full-Time Litigation Paralegal; Las Cruces, NM The Carrillo Law Firm, P.C. is a seeking a self-motivated litigation paralegal for their busy litigation practice. A minimum of 5 years of experience working as a paralegal in the areas of civil litigation, employment law, civil rights defense, and/or insurance litigation is required for the position. Candidate must possess knowledge of local rules, court filing procedures, have excellent writing and proofreading skills, and be proficient with Microsoft Word, Excel and Outlook. A degree or paralegal certification is preferred, but we will consider experience in lieu of education. Competitive salary and benefits offered. All inquiries are kept confidential. Please email resumes to [email protected]. Services Briefs, Research, Appeals— Leave the writing to me. Experienced, effective, reasonable. [email protected] (505) 281 6797 Contract Paralegal Paralegal with 25+ years of experience available for work in all aspects of civil litigation on a freelance basis. Excellent references. [email protected]. Positions Wanted 2014 Central SW- Luxury attorney’s office with secretarial space. Rent includes utilities, phone system, internet, parking, and conference room. Near all courthouses. Contact Nathalie at (505) 243-1706. Office Space Need Office Space? Plaza500 located in the Albuquerque Plaza Office building at 201 3rd Street NW offers all-inclusive office packages with terms as long or as short as you need the space. Office package includes covered parking, VoIP phone with phone line, high-speed internet, free WiFi, meeting rooms, professional reception service, mail handling, and copy and fax machine. Contact Sandee at 505-999-1726 or [email protected]. Miscellaneous Search for Will Please contact attorney Kristi A. Wareham at (505) 820-0698 if you have any information about a will prepared for and executed by Janet M. Montoya, who resided in Santa Fe County, New Mexico upon her death on December 6, 2015. NEW MEXICO LAWYERS and JUDGES ASSISTANCE PROGRAM (JLAP) Through JLAP, I’ve been given the freedom to become the person that I’ve always wanted to be. This program saved my life and my family. –SM Thanks to JLAP, I am happier, healthier and stronger than I have ever been in my entire life! –KA Are You Looking for a FT Legal Assistant/Secretary? 7-8 years experience. Want to work in Personal Injury or Insurance Defense area ONLY. Gen./Civil Litigation. Professional. Passionate about career. Transcription, Proofreading/Formatting, Organized, Attn. to Detail, E-filing in Odyssey-CM/ECF, Cust. Svc. Exp., Basic Pleadings, Discovery Prep./Answer, Calendaring, Quick Learner, Punctual. File Maintenance, Word, Outlook, Excel, Monitoring/Replying/Saving Emails. Please contact LegalAssistant0425@yahoo. com for Resume, Salary Expectations and References. 42 Plaza 810 in Santa Fe is offering up to nine (9) fully furnished offices, available secretarial spaces, high speed internet, free Wi-Fi, telephone, copying services, three conference rooms (2 with AV capability) receptionist, on-site parking, easy access to courthouses and the Round House, available now, please call 505-955-0770. [email protected], www. plaza810.com. Luxury Office Space Available Receptionist Small uptown Albuquerque family law firm seeks full-time receptionist to join our team M-TH 8:00-5:30, F 8:00-noon. We offer competitive pay, benefits upon hiring, including health insurance and paid sick & annual leave, in a positive and friendly workplace. Applicants should be adept in MS Word, Outlook & Excel; legal experience a plus but not required. This position requires strong customer service skills, efficiency, and organization. Please submit resume to info@ nmdivorcecustody.com or call Juan Diego at 505-881-2566. Newly Constructed Turnkey Permanent or Temporary Full Service Office Space and Conference Rooms in Santa Fe Bar Bulletin - March 2, 2016 - Volume 55, No. 9 Free, confidential assistance to help identify and address problems with alcohol, drugs, depression, and other mental health issues. Help and support are only a phone call away. Confidential assistance – 24 hours every day. Judges call 888-502-1289 Lawyers and law students call 505-228-1948 or 800-860-4914 www.nmbar.org When First Impressions Matter Featuring: • business cards • envelopes • stationery • brochures • presentation booklets • invitations Quality, full-color printing. Local service with fast turnaround. For more information, contact Marcia Ulibarri at 505-797-6058 or [email protected] Ask about YOUR member discount! DIGITAL PRINT CENTER Bar Bulletin - March 2, 2016 - Volume 55, No. 9 43 Advertising sales now open! 2016-2017 Bench & Bar Directory To make your space reservation, please contact Marcia Ulibarri 505-797-6058 • [email protected] Advertising space reservation deadline: March 25, 2016 www.nmbar.org
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