® N 5 V 0 UME 3 OL UMBER Trial lawyer finds success inside and outside the courtroom by Olivia Clarke painting of an airplane and two A stick figures hangs on Roger Pascal’s office wall. A 14-year-old boy painted the picture to thank Pascal, a Schiff Hardin partner, for flying him and two other boys to Milwaukee for lunch. They participated in a program that gives inner-city children a chance to experience their first flight outside of Illinois. “It’s rewarding for the person who does it,” Pascal said. “Who wouldn’t want to take a bunch of wide-eyed kids on their first flight?” Doing good deeds seems to simply be a part of Pascal’s everyday life. But he gets embarrassed taking credit for his volunteer work because he enjoys these experiences just as much as the people he is helping. When he’s not doing his day job as a trial lawyer, he’s volunteering to fly patients to hospitals, participating in legal groups, working with the ACLU of Illinois, and spending time with his family. Friends and family describe Pascal as a tenacious lawyer who doesn’t enter a courtroom unprepared and can be dogged in his litigation. But at the same time he’s a modest lawyer who firmly believes he has an obligation to serve others through his pro bono efforts. “Roger is the lawyer you want with you in a life-or-death case if you were in a criminal trial, or the bet-the-company case in a civil trial,” said Colleen Connell, executive director of the ACLU of Illinois. “He is extremely smart, Partner Roger Pascal, who keeps busy as a trial lawyer at Schiff Hardin, also does pro bono work and uses his pilot skills to occasionally fly people in need of medical treatment to hospitals and medical centers. incredibly quick, and very principled. “If you were in the legal equivalent of a dark alley, Roger is Pascal: “You don’t always win, but I’ve won enough to keep it interesting and rewarding.” the guy you want at your side. He is that good.” Creating a life as a lawyer Pascal, a lawyer for 42 years, chose law because he wanted a career that involved a life of learning. “I decided to be a lawyer basically when I applied to law school,” said the 66-year-old lawyer who has spent his entire professional legal career at Schiff Hardin. “We couldn’t afford, I couldn’t afford getting a law degree, just to say I had a law degree. I needed to give the law profession a try because by the time I was in my first year of law school I was married and had a child. “I always had to work for a living. And, fortunately, I think the law and I have had a pretty good relationship for a long time.” Today he is a trial lawyer who handles a cornucopia of commercial litigation including trade secrets, patents, contracts, securities, antitrust, and business tort cases. When asked to describe himself he says, simply, that he’s a lawyer. “It is what I do and probably that’s what I am,” said Pascal, who was head of the firm’s General Litigation Practice Group for 20 years and is now chair of the group. “All my other interests in one way or another flow from my curiosity. Being a trial lawyer is being curious.” Heidi Dalenberg, a partner at Schiff Hardin, describes Pascal as an “inventive, creative, aggressive, and thorough” lawyer. “He’s got such personal magnetism,” Dalenberg said. “You can’t be in a room and not know Roger is there. He’s got a very forceful personality. He has a terrific sense of humor. He is a very hardworking lawyer.” Dalenberg said Pascal’s pro bono efforts have encouraged a slew of people at the firm to make a similar commitment to pro bono. Pascal started doing pro bono work in law school as a member of the Harvard Voluntary Defenders, which was made up of law students who volunteered to represent indigent criminal defendants in felony show cause hearings and misdemeanor trials, and to help with post-conviction legal advice. Law students in this group were allowed to practice in court under a Massachusetts rule similar to Illinois’ 711 rule. Second-year students generally went to the jail to interview prisoners, and third-year students got experience in the courtroom, he said. During his time in the group, its vice president of research and appeals, James Zagel, who is today a U.S. district judge, asked Pascal to assist a Rhode Island public defender on an appeal in a murder case, State v. Bradshaw. Pascal wrote a draft of a brief for the appeal. But after the appeal was filed, he learned from the public defender that it was filed exactly the way he had written it. “I was taken aback,” he said. “I don’t know if I started shaking. I felt kind of a sinking feeling. That was pretty scary.” But about two months after he joined Schiff Hardin, he was pleased to learn that the Rhode Island Supreme Court reversed the conviction. “When you have that kind of good fortune, that gets you pretty excited,” he said. “I have had the good fortune to be motivated by good results or exciting cases even if the result wasn’t good. “You don’t always win, but I’ve won enough to keep it interesting and rewarding.” In addition to his regular case Peters: “Roger is incredibly dedicated and tenacious.” work, he has also found rewarding experiences in his pro bono work. He helped start the Schiff Hardin/Howard Area Community Center Legal Clinic. And today his pro bono work includes sitting on several boards, including the Public Interest Law Initiative. “Most lawyers who embrace public-interest work do it because they believe the profession owes it to the community that gives a lawyer a license,” he said. “It may not sound like much, but to secure a divorce for a client who is struggling through all kinds of issues in their life, maybe their spouse is abusive or holding that party back, even doing a divorce for a person who cannot afford to have a lawyer can be very rewarding, because the alternative is for them to have no access to what people with means have.” Protecting civil liberties As general counsel for the ACLU of Illinois for about 20 years, Pascal acts as the liaison between the legal staff and the board, and is a legal adviser to the organization and its staff, Connell said. He is also on the board. “Roger himself and the partners and associates at his firm have contributed millions of dollars in attorney time advancing civil rights and civil liberties over the last 20 years,” she said. One such case was B.H., et al. v. Samuels, which Pascal brought to Schiff Hardin. The case involved the Illinois Department of Children and Family Services and the systemic problems with the way foster care was handled. Dalenberg and others in the firm worked with the ACLU to negotiate a consent decree, and monitoring of the department’s improvements continues. Dalenberg said the case addressed the deprivation of foster children’s constitutional rights due to the level of care and the systemwide problems. This included everything from inadequate education to constantly moving the children around, she said. “What happened is, we went from being a state with the very worst foster care providers to being one of the best,” she said. Pascal worked with the ACLU on K.L. v. Edgar, a suit that challenged the adequacy of care received by adult mental health patients in nine state hospitals. He personally visited Chicago Read Mental Health Center and spent the day touring the facility and observing the conditions. A settlement in the case was reached that met the objectives, Pascal said. “Roger is so principled and so passionate about defending the constitution,” Connell said. “He really does see that as lawyers we are taking an oath, which we do to uphold the constitution of the state of Illinois and the United States. Roger takes it very seriously.” The Bill of Rights is fundamental to what it means for us to be Americans, Pascal said. Litigating civil liberties cases means having to sometimes represent unpopular clients, he said. “It is about the system. It can’t work if lawyers won’t take cases because they don’t like their clients,” Pascal said. “Lawyers are not supposed to love their clients. They are supposed to love the law. The whole theory of the system is, if you have well-prepared advocates arguing each side, the truth is going to come out.” His wife, Missy, said her husband has spent his entire legal career doing public service in addition to handling a very active private practice. He has defended people’s constitutional rights through cases involving such issues as fair housing, and the hiring and promotion of black police officers. “Being a trial lawyer carries a certain Type A personality, but that doesn’t preclude you from also taking those skills and using them to help others, and using it for public good and public interest,” she said. Shaping his career Schiff Hardin partner Charles “Chip” Peters said Pascal is thinking about his cases even when he isn’t actively working on them. “Roger is incredibly dedicated and tenacious,” said Peters, who has worked with Pascal for about 20 years. “Some would say he is dogged in his litigation. He doesn’t always look at cases the conventional way and is willing to look at new angles and to see where the law should be going, not just where it’s been.” Peters considers Pascal a mentor not only for teaching him different legal skills, but also for serving as a professional role model. He has taught him through his willingness to do pro bono work and in how he stays true to his convictions. But Pascal has also pushed him to step back at times and enjoy the journey, Peters said. “There are certain common elements in all lawsuits, even some common elements between criminal and civil, as well as in different types of civil cases,” Pascal said. “But the subject matter varies from case to case. We have the opportunity to educate ourselves with every new area we deal with. That’s why it stays fresh for me.” Early in his career, at age 35, he argued Boston Stock Exchange v. New York State Tax Commission before the U.S. Supreme Court, an experience he calls remarkable, especially considering they had lost in each of the three New York state courts. Pascal represented the Detroit, Boston, Midwest, Pacific Coast, Cincinnati and PBW regional stock exchanges. The issue was whether the amendments to the New York stock transfer tax statute discriminated against interstate commerce by taxing more favorably the transfer of securities traded on New York exchanges than the Pascal: “Doesn’t everybody want to fly? What could be more fun than flying an airplane?” transfer of securities traded on exchanges in other states. He said it might have seemed like a boring case to those who visited the Supreme Court that day, but to lawyers and the securities community it was an important one. He said he believed the SEC and other policy makers viewed a discriminatory transfer tax as an unwelcome restraint on free and open interstate competition in the securities markets. Pascal prepared for the experience by going through several moot courts. The moot courts challenged him in ways that were tougher than what he would experience from the justices — although not too much tougher, he said. “It was a remarkable experience because of the sheer magnitude of the institution. For a lawyer, especially a trial lawyer, which includes lawyers who argue appeals, it is the ultimate forum,” he said. Seven of the nine justices asked him questions, and, in the end, the justices ruled unanimously in his clients’ favor. “Everyone always dreams of arguing before [the Supreme Court] because they are so well-prepared and they have a vision that is broader than that single case,” he said. “They expect the lawyer arguing before them to understand not just the cases that are important to their position but to understand considerations that move the court one way or another.” He said he has worked on many other cases that have given him great satisfaction because they continued to ignite his passion for practicing the law. Peters and Pascal worked together on the case, In-Flight Phone Corp. v. AT&T Wireless, for 10 years. It was tried twice, once without a jury and once with a jury. Pascal and Peters won both trials. The case, a complex and protracted trade secret dispute, involved a huge number of legal and technological issues, Pascal said. Jack Goeken, a founder of MCI, claimed that their client, AT&T Wireless, had taken technology and business information in order to start up a competitive air-to-ground phone system, Peters said. But the jury found that a release Goeken signed should be enforced, and the information he claimed was a trade secret was not, he said. Through the case, PepsiCo, Inc. v. Redmond and the Quaker Oats Co., Pascal and other members of the firm developed the now widely utilized doctrine of “inevitable disclosure” to enjoin a departing executive from competing against his former employer by “inevitably” utilizing specific sensitive information gained during his prior employment. “Inevitable disclosure is something of a cottage industry,” he said. “It has created a lot of litigation, both pro and con.” Outside the courtroom Pascal said he has found a way to maintain a career he enjoys without sacrificing a life outside of the firm. “I would like to think that it is a combination of energy and just a refusal to be a single-dimensional person,” Pascal said. “My early years of practice weren’t so multidimensional. I think I am probably a better grandfather than a father. It is very difficult to find the time to do anything other than the law. Lawyers work hard. It is very difficult to succeed without being dedicated.” He says his wife holds a lot of the responsibility for their having a full life. She is always game for new adventures and activities, he said. Even Pascal’s attire shows this balance of being a lawyer and having outside interests. An orange and black sports watch peeks out from under his suit coat. It’s a waterproof Timex digital watch that has two time zones and a timer, which he uses when he pilots his plane. A pilot since 1977, Pascal has participated in volunteer flight programs. For between 10 and 15 years he has flown a couple of mission trips each year through LifeLine Pilots, which facilitates the transporting of patients for on-going medical treatments, diagnosis and follow-up care through a pilot donation of flight expenses and time. He has flown patients to such places as Mayo Clinic. He may fly the whole journey or a leg of the trip — depending on how far away the hospital or medical facility is located. “Pilots are always looking for a good, rewarding reason to fly,” he said. “When you actually do something that renders a very serious, valuable service that a human being needs — that is the complete package there.” He shares a Bonanza singleengine, four-seat plane with a couple of partners. He enjoys flying his family and friends on day and Pascal: “There are things in life other than this very challenging profession.” weekend trips to such places as Door County or Mackinac Island. “Doesn’t everybody want to fly?” he said. “What could be more fun than flying an airplane? For a lot of us the sheer joy of flying an airplane is something special. “Part of it is, human beings like to separate themselves from human beings by doing something that everybody else can’t do. I think there is some of that. It can be a very cool way to get around.” Besides flying, he and his wife have enjoyed scuba diving for 25 years, but they now mostly snorkel. Photos of fish they’ve seen on their different excursions decorate his office. He and his wife met while they both attended the University of Michigan. She was a freshman and he was a sophomore. They both were interested in the business side of the school newspaper and were arguing over whose fault it was that an ad did not look right, he said. While he attended law school, she worked as a social worker and supported him. Pascal wanted to figure out a way to repay her while she was working and he was home studying — so he taught himself how to bake bread. Today they have three children and two grandchildren. His friends and family say he’s known for his bread-baking talents, which includes whole grain and rye loaves, as well as round rustic loaves. When asked how he finds that balance between practicing the law and enjoying life, he says, “There are things in life other than this very challenging profession. The question is, what you do with the time? We try to max out on good things to do.” Reprinted with permission from Chicago Lawyer, May 2007.
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