Organic Geochemistry 30 (1999) 461±468 Formation and characterization of OH±Al±humate± montmorillonite complexes A. Violante*, M. Arienzo, F. Sannino, C. Colombo, A. Piccolo, L. Gianfreda Dipartimento di Scienze Chimico-Agrarie, UniversitaÁ di Napoli `Federico II', Portici, Italy Abstract We studied the formation of OH±Al±humate±montmorillonite complexes as aected by the nature of the humic acid and the sequence of addition of montmorillonite, humic acid and hydrolytic species of Al. Complexes were prepared at pH 7.0 by dierent addition sequences of montmorillonite, 3 or 6 mmol Al and 5, 10 or 20 mg of humic acid per g of clay. d-spacings of samples ranged from 14.50 to 19.00 AÊ vs. 11.70 AÊ of montmorillonite. Interlayering of humic acids was promoted when preformed OH±Al±humate complexes were added to montmorillonite and partially impeded when the complexes were synthesized by neutralizing Al ions in the presence of montmorillonite. Humic acids were not interlayered in the absence of OH±Al-species, indicating that the hydrolytic products of Al play a vital role in the formation of organo±mineral complexes in natural environment. # 1999 Elsevier Science Ltd. All rights reserved. Keywords: Montmorillonite; Complexes; Aluminum; Humic acids 1. Introduction The genesis, nature and stability of hydroxy-Al smectite are of great interest in soil science and in surface chemistry (Sawhney, 1960; Brydon and Kodama, 1966; Rich, 1968; Harsh and Doner, 1985). HydroxyAl-interlayered expandable phyllosilicates are commonly present in acid soils. The nature and stability of Al interlayers are in¯uenced by the amount of Al added to the clay, type of clay mineral, OH/Al molar ratios and presence of inorganic and organic ligands (Barnhisel and Bertsch, 1989). In the last decade it has been demonstrated that low molecular weight organic ligands may interact with Al ions, retarding the crystallization process of Al(OH)3 polymorphs (Kwong and * Corresponding author. Fax: +39-81-775-5130. E-mail address: [email protected] (A. Violante) Huang, 1979; Violante and Violante, 1980; Violante and Huang, 1985; Violante and Huang, 1993; Huang and Violante, 1986). Some authors (Violante and Violante, 1978; Violante and Jackson, 1981; Goh and Huang, 1984) demonstrated that bi- and tricarboxylic organic acids (citric, oxalic, malic and tartaric acid), usually present in the root exudates, perturb the formation of hydroxy-Al montmorillonite in acidic and alkaline environments and stabilize Al interlayers. Moreover, the inhibitory eect of Al crystallization is due not only to low molecular weight organic ligands. Kodama and Schnitzer (1980), Violante and Huang (1985) and Singer and Huang (1990) demonstrated that the presence of increasing amounts of fulvic, tannic or humic acid ®rst delays and then prevents the crystallization of Al(OH)3 polymorphs, promoting the formation of short-range ordered Al precipitation products. The interactions among clay minerals, monomers 0146-6380/99/$ - see front matter # 1999 Elsevier Science Ltd. All rights reserved. PII: S 0 1 4 6 - 6 3 8 0 ( 9 9 ) 0 0 0 3 1 - 5 462 A. Violante et al. / Organic Geochemistry 30 (1999) 461±468 Table 1 Basal spacings of OH±Al±humate±montmorillonite (M1±M12) and Ca±humate±montmorillonite complexes (M13±M18) formed at pH 7.0. Samples were obtained by using 5, 10 and 20 mg of lignite (LIG) or oxidized coal (COX) and 3 mmol Al per g of clay Sample M1 M2 M3 M4 M5 M6 M7 M8 M9 M10 M11 M12 M13 M14 M15 M16 M17 M18 Standards Sequence of addition of componentsa Mt/Al/OH/COX Mt/Al/OH/COX Mt/Al/OH/COX Mt/Al/OH/LIG Mt/Al/OH/LIG Mt/Al/OH/LIG Al/OH/COX/Mt Al/OH/COX/Mt Al/OH/COX/Mt Al/OH/LIG/Mt Al/OH/LIG/Mt Al/OH/LIG/Mt Mt/Ca/COXb Mt/Ca/COX Mt/Ca/COX Mt/Ca/LIG Mt/Ca/LIG Mt/Ca/LIG Added HA mg gÿ1 clay 5 10 20 5 10 20 5 10 20 5 10 20 5 10 20 5 10 20 Mt Mt/Al (3 mmol Mt/Al (6 mmol) Mt/Ca d001 spacing (AÊ) 258C 3008C 15.08 15.18 14.15 15.13 14.97 14.45 16.68 15.78 14.97 16.81 14.97 14.97 14.76 14.97 14.97 14.86 14.65 14.97 14.15 14.15 15.05 14.05 14.34 14.05 15.08 14.75 14.45 15.42 14.45 14.45 9.97 10.10 10.10 10.10 10.10 10.10 11.7 14.76 15.08 14.97 9.90 14.15 14.7 9.95 a Sequence of addition of montmorillonite (Mt), Al solution (Al), NaOH (OH) and humic acid (LIG or COX). See Section 2 for explanation. b Ca±montmorillonite was mixed with COX or LIG and pH was brought to 7.0. and polymers of Al and humic substances has received scant attention, in spite of the fact that the association of montmorillonite with humic acid in the presence of Al species has great implications for the understanding of soil aggregation. Surprisingly, the eect of humic acids on Al interlayering as well as the possible interstrati®cation of humic acid in montmorillonite has not been studied extensively. Schnitzer and Kodama (1977) and Schnitzer (1986) claimed that the interlayering adsorption of fulvic and humic acids by expanding clay minerals in the absence of hydroxy-Al species is pH-dependent, being greatest at low pH, and no longer occurs at pH>5.0. Recently, Mirabella et al. (1996) found that fulvic acids can enter the interlayer of Naand Ca-saturated montmorillonite up to pH 4.5. The aim of this work was to study the formation and characterization of OH±Al±humate±montmorillonite complexes and interlayering of organic matter at pH 7.0 as aected by the nature and concentration of two humic acids and the sequence of addition of montmorillonite, humic acid and Al species. 2. Materials and methods Humic acids were isolated from two dierent raw materials of high concentration of OC (>90%): a lignite (LIG) from North Dakota, USA, provided by Cheetah Chemicals, Houston, TX and an oxidized coal (COX) from Sulcis coal, Sardinia, provided by Eniricerche SpA. These raw materials were selected because of their availability in bulk and because of the advanced chemical and physico-chemical characterization of the HA extracted from them (Piccolo et al., 1992, 1996). The <2 mm fraction of a montmorillonite from Crook County, WY, USA was separated by sedimentation after dispersion in water and sodium or calcium exchanged by washing three times with 1 M NaCl or 0.5 M CaCl2 solution. Excess NaCl or CaCl2 was removed by washing in distilled water followed by dialysis until Cl-free. A total of 18 organo±mineral complexes were prepared and two basic methods of addition of elemental components were adopted (Table A. Violante et al. / Organic Geochemistry 30 (1999) 461±468 463 Table 2 Chemical and surface properties of organo±mineral complexes and their elemental components Sample d001 258C (AÊ) Speci®c surface area (m2 gÿ1) CEC (+) cmol kgÿ1 C1a C4 C7 C10 Mt M/Al 3 mmol 14.65 14.86 19.00 19.00 11.70 14.76 118 128 262 244 177 110 64 62 63 55 82 43 a The C1, C4, C7 and C10 samples were prepared like the complexes M, but keeping the components under vigorous stirring for 3 h. 1). The M1±M6 samples were obtained by adding 0.5 M NaOH up to pH 5.0 to mixtures of Na± montmorillonite+AlCl3 (3 or 6 mmol per g of clay); after 1 h, humic acid (5, 10 or 20 mg COX or LIG gÿ1 clay) was added and the pH of each suspension was brought to 7.0 by adding 0.5 M NaOH (method 1). The M7±M12 samples were prepared by mixing OH± Al and humic acid solutions, whose pH was previously brought to 5.0, and, subsequently, after 1 h, by adding montmorillonite and then 0.5 M NaOH to reach pH 7.0 (method 2). Few complexes (M13±M18) were prepared by method 1 with the dierence that montmorillonite was Ca saturated and no Al was present. Finally four samples, hereafter called, C1, C4, C7 and C10, were prepared as the M1, M4 M7 and M10 complexes, except that the components were kept under vigorous stirring for 3 h. Complexes (used as standards) were also prepared in the absence of humic acids by neutralizing with 0.5 M NaOH mixtures of montmorillonite and AlCl3, containing 3 or 6 mmol of Al per g of clay. X-ray powder diractograms (XRD) of oriented specimens were recorded using a Rigaku Geiger¯ex D/ Max IIIC X-ray diractometer equipped with iron-®ltered CoKa radiation generated at 40 kV and 30 mA, at a scanning speed of 58 2 y minÿ1. The oriented speciments were stored for 24 h at 208C in a desiccator containing CaCl2 before XRD analysis. Infrared (IR) spectra were recorded from 2500 to 4000 cmÿ1 with a Perkin Elmer 1720 X FTIR spectrometer using the KBr-pellet method (0.25% sample). Speci®c surface area was determined by H2O adsorption at 20% relative humidity with ammonium acetate, assuming that the weight of H2O required to form a monomolecular layer on a m2 of surface is 2.78.10ÿ4 g (Quirck, 1955). Cation exchange capacity (CEC) was determined by washing 100 mg of montmorillonite in 50 cm3 of a 0.4 M solution of BaCl2 in the presence of triethanolamine buer solution at pH 8.0. Barium was exchanged with magnesium (0.05 M MgSO4 solution) and magnesium Fig. 1. X-ray diractograms of selected (M2, M7, M8 and M10) OH±Al±humate±montmorillonite complexes containing 3 mmol Al gÿ1 clay and dierent amounts of humic acid (see Table 1). 464 A. Violante et al. / Organic Geochemistry 30 (1999) 461±468 was determined by titration with 0.005 M EDTA. The stability of the OH±Al±humate complexes (C1±C10) was examined by the pyrophosphate treatment for the extraction of organically bound Al. 3. Results and discussion 3.1. Nature of humic substances Humic substances exhibited very similar surface area, (222 (LIG) and 257 (COX) m2 gÿ1) and CEC (33(+) cmol kgÿ1) (Table 2). However, the two isolated humic substances displayed dierent chemical composition and structural characteristics as reported by Piccolo et al. (1992). Liquid-state NMR spectroscopy indicated that, though the two organic materials presented high aromatic content, the material from oxidized coal was more aromatic (>70%) but less acidic (10%) than the HA from lignite (56 and 14%, respectively). Moreover, LIG humic material showed a lower average molecular weight (14 kDa) than COX (16 kDa) (Piccolo et al., 1996). 3.2. X-ray diraction analysis of OH±Al±humate± montmorillonite complexes Table 1 and Fig. 1 show the d001 spacings at 258C and after preheating at 3008C of OH±Al±humate± montmorillonite complexes obtained at pH 7.0 by dierent addition sequences of montmorillonite, hydroxy-Al-species (3 or 6 mmol of Al/g clay) and humic acid (LIG and COX; 5, 10 or 20 mg of humic acid per g of montmorillonite). In Table 1 are also reported the d-spacings of complexes containing Ca versus OH±Al species. The X-ray diraction (XRD) analysis showed that humic acid did not penetrate the interlamellar spaces of the Ca-saturated clay (as well as those of the Nasaturated montmorillonite; data not shown). In fact, the complexes containing Ca and dierent quantities of COX or LIG (M13±M18 samples; Table 1) showed d-spacings at 258C of 14.65±14.97 AÊ, which easily collapsed to 10.16±9.97 AÊ after preheating at 3008C, similarly to the Ca-saturated montmorillonite (Table 1). Our ®ndings are in agreement with the conclusions of Schnitzer and Kodama (1977), who demonstrated that interlamellar adsorption of humic and fulvic acids may occur only at very low pH values (pH < 5.0). The interlayering of humic acids actually occurred in the complexes containing OH±Al species. In fact, the OH±Al±humate±montmorillonite complexes showed dspacings at 258C, which ranged from 14.15 to 19.00 AÊ (Tables 1 and 2, Fig. 1). These complexes slightly collapsed after preheating for 2 h at 300 and 5008C. The presence of very broad and asymmetric XRD peaks at Fig. 2. Basal spacings of OH±Al±humate montmorillonite complexes containing 6 mmol Al gÿ1 clay and increasing amounts (0±20 mg gÿ1) of lignite (LIG) or oxidized coal (COX). The sequence of addition of the components was Mt/ Al/OH/HA. 258C and after heating at 300 or 5008C (Fig. 1) was probably due to the continuous removal of humic acid on heating which left OH±Al species randomly distributed in the interlamellar spaces of montmorillonite (Buondonno et al., 1989). The dierent addition sequences of hydroxy-Al species, montmorillonite and humic acid promoted the formation of complexes with dierent d-spacings and surface properties, which must be attributed not only to dierences in the nature of OH±Al±humate complexes, but also to dierent interlayering of OH±Al species and humic molecules (Tables 1 and 2; Fig. 1). In fact, in the complexes formed by neutralizing Al ions in the presence of montmorillonite (M1±M6 samples), being OH±Al polymers previously sorbed on the external and in the interlayers of the phyllosilicate, interstrati®cation of humic substances was, at least in part, prevented. As a consequence, the d-spacings of these complexes at 258C and after preheating at 300 and 5008C were usually slightly greater or similar to those of the complexes prepared in the absence of humic acid (Table 1 and Fig. 1). The peaks of these complexes, even after heating at 300 and 5008C appeared usually relatively sharp and symmetric, indicating an uniform distribution of OH±Al and/or OH± Al±humate species (Fig. 1). On the contrary, when suspensions of Na-saturated montmorillonite were added to preformed OH±Al±humate complexes, containing no more than 5 mg of humic acid per g of clay, the M7 and M10 complexes showed particularly high dspacings (16.68±16.80 AÊ vs. 14.15±15.78 AÊ of the M1± M6 complexes). Furthermore, when samples were prepared like M7 and M10, but keeping the components under vigorous stirring for 3 h, the d-spacings of the C7 and C10 Table 2, were even greater (19.00 AÊ). These ®ndings demonstrate that relatively large OH± Al±humate polymers may penetrate more easily into a A. Violante et al. / Organic Geochemistry 30 (1999) 461±468 well dispersed Na-montmorillonite (Singer and Huang, 1993; Violante et al., 1996). The M7±M10 complexes showed after heating at 5008C peaks at 10.10±10.30 AÊ, indicating that some interlamellar spaces of montmorillonite were not ®lled by OH±Al±humate complexes. The nature of humic acid (COX or LIG) did not have a signi®cant in¯uence on the interlayering of OH±Al±humate containing 3 mmol Al gÿ1 montmorillonite (Tables 1 and 2). Only the complexes containing 6 mmol Al gÿ1 clay and increasing quantities of LIG showed d-spacings very slightly greater than those obtained in the presence of COX (Fig. 2). However, the eect of the nature of humic substances on the interlayering of OH±Al±humate complexes deserves closer attention. In the presence of greater amounts of humic acid (10 or 20 mg gÿ1 clay) the d-spacings of the complexes signi®catively decreased (up to 2 AÊ) as appears evident comparing M7 and M10 (d-spacings of 16.68±16.80 AÊ) with M9 and M12 (d-spacings of 14.97 AÊ) (Table 1, Fig. 1). A possible explanation of these ®ndings is that the presence of larger quantities of humic acid promoted the formation of particularly large OH±Al± humate polymers, whose interlayering into the expansible layers of montmorillonite became more and more dicult. Furthermore, the complexes formed between the positively charged OH±Al species and the negatively charged humic acid became less positive (or even negative) by increasing the content of the organic matter and then less adsorbable on the external and interlamellar surfaces of the phyllosilicate. Fig. 2 shows that organo±mineral complexes, containing the same quantities of LIG or COX (5, 10 or 20 mg gÿ1 clay) but 6 mmol Al gÿ1 montmorillonite, also showed a decrease in d-spacings by increasing the content of humic acid. Because the OH±Al±humate polymers, richer in Al (Fig. 2) were obviously more positive in charge than the complexes containing the same amounts of humic acid but less Al (3 mmol gÿ1; Table 1), it seems logical that, at least under our experimental conditions, the size of the polymers, more than their charge, played an important role in the ®lling of the interlamellar spaces of clay. Recently, De Cristofaro et al. (1998) demonstrated that proteic molecules may be easily intercalated in the interlayers of montmorillonite even at pH values slightly higher than those of their isoelectric points (i.e.p.), where the surfaces of proteins present a net but low negative charge. These authors demonstrated that urease (MW=480 kDa), catalase (MW=238 kDa) and albumin (MW=60 kDa) formed protein±montmorillonite complexes at a pH values of 1.5 pH unit higher than their respective i.e.p. The complexes showed broad peaks centered respectively at 18.5, 25.3 and 32.5 AÊ, indicating that the smaller proteic molecules penetrated the interlayers of montmorillonite more 465 easily than the bigger ones. These authors also demonstrated that relatively small proteins, like pepsin (MW=34 kDa; i.e.p.=2.5), did not intercalate the interlayers of montmorillonite at a pH (pH 7) much higher than that of their i.e.p. Many evidence seem to demonstrate that large polymers or organo±mineral complexes with a net positive, neutral or, even, light negative charge may be intercalated into the interlamellar spaces of expandable phyllosilicates (Schnitzer and Kodama, 1977; De Cristofaro et al., 1998). However, when polymers or organo±mineral complexes are particularly large or present a too high negative charge their intercalation is dicult or impossible. Clearly, humic acids in the absence of OH±Al species may be intercalated into the interlayers of montmorillonite only at very low pH values (pH < 5), where they show a relatively low negative charge density. On the contrary, humic acids complexed with monomers and polymers of Al (or with Fe species) may present at certain pH values and humic acid/Al ratios a positive charge and may be intercalated into the interlamellar spaces of montmorillonite in neutral (Tables 1 and 2; Figs. 1 and 2) or even in alkaline environments. These ®ndings are of paramount importance in pedology. 3.3. Chemical and surface properties of selected organo± mineral complexes Table 2 shows the d-spacings, the speci®c surface area and the CEC of four selected complexes (C1, C4, C7 and C10) which were prepared as the M1±M12 complexes (Table 1), but keeping the components under vigorous stirring for 3 h. As discussed before these samples showed basal spacings slightly dierent from those of the M1, M4, M7 and M10 complexes, but strengthen the ®nding that interlayering of humic acid is promoted when preformed OH±Al±humate are added to montmorillonite. The C7 and C10 complexes showed a surface area (244±262 m2 gÿ1) much greater than that of the C1 and C4 samples (118±128 m2 gÿ1). Probably, the surface area of each complex was in¯uenced by the nature of hydroxy-Al±humate polymers and by their distribution on the surfaces and interlayer space of montmorillonite and, after drying by the formation, stability and strength of aggregates formed between the particles (Buondonno et al., 1989). Probably, the particles of the C7 and C10 samples were much more aggregated than those of the C1 and C4 complexes. The CECs (55±64 (+) cmol kgÿ1) of the organo±mineral complexes were lower than the CEC of montmorillonite (82 (+) cmol kgÿ1), but higher than that of the OH±Al clay complex (43 (+) cmol kgÿ1) (Table 2). The decrease of CEC with respect to montmorillonite must be attributed to the interlayering of OH±Al± humate ions, whereas the increase of CEC with respect 466 A. Violante et al. / Organic Geochemistry 30 (1999) 461±468 interlamellar and external surfaces of montmorillonite. Evidently, the Na2P2O7 treatment, which removes organically bound Al, solubilized more Al from the former than the latter complexes. 3.5. FT-IR analysis of OH±Al±humate±montmorillonite complexes Fig. 3. X-ray diractograms of hydroxy-Al±montmorillonite complexes (C1, C4, C7, C10; Table 2) after pyrophosphate treatment. to OH±Al±montmorillonite complex was due to the dissociation of some functional groups of humic acid complexed with hydroxy-Al. The CEC of the organo± mineral complexes increased by increasing the content of humic acid (data not shown). 3.4. XRD analysis of complexes after pyrophosphate treatment Fig. 3 shows the X-ray diraction patterns of the C1, C4, C7 and C10 organo±mineral complexes Table 2 after pyrophosphate treatment. The peaks appeared very broad and asymmetric, showing maxima centered at 013.80±14.80 AÊ with shoulders of much lower dspacings, indicating that large amounts of OH±Al± humate complexes were solubilized. The decrease of the basal spacings was more evident for C7 and C10 than C1 and C4 complexes. Indeed, as discussed before, in the C7 and C10 samples humic acids were mainly complexed with Al, because the OH±Al± humate complexes were preformed and then added to montmorillonite. Vice versa, in the C1 and C4 complexes humic acids were mainly adsorbed on the previously formed OH±Al species, which coated the In the Fig. 4 are reported the FT-IR absorption spectra in the 2500±4000 cmÿ1 range of montmorillonite, OH±Al clay sample and C1 and C7 complexes before and after heating at 3008C. The C4 and C10 complexes showed FT-IR spectra (not shown) practically similar to those of C1 and C7 complexes, respectively. The strong and sharp absorbance at 03630 cmÿ1 of all the samples is attributed to OH stretching of montmorillonite. The band at 03450 cmÿ1 was stronger in the samples containing humic acid due to presence of OH group in the humic substance. This band was stronger in the C7 and C10 than in the C1 and C4 samples, probably due to the dierent nature and distribution of OH±Al±humate complexes on the surfaces of clay. The band at 03450 cmÿ1 strongly decreased in the C1 and C4 samples after heating at 3008C and appeared smaller than the band at 03630 cmÿ1; vice versa this band appeared stronger than the band at 03630 cmÿ1 in the C7 and C10 samples after preheating at 3008C. A possible explanation of this behavior is that humic substances being more intercalated in the interlayers of montmorillonite in C7 and C10 were also more stable to heating decomposition. 4. Conclusions This study has shown that preformation of hydroxyAl±humate polymers added to montmorillonite increased the extent of interlayering of humic acid into montmorillonite surfaces at pH 7.0. This phenomenon was even more evident at lower level of addition of humic acid due to more favorable dimensions of organo±mineral complexes. Vigorous stirring during complex formation facilitated penetration of OH±Al± humate polymers into the interlayers of montmorillonite. OH±Al±humate complexes formed by dierent addition sequences of components showed dierent physicochemical and chemical properties. Acknowledgements This work received the support of the Environment Research Program of the European Community, contract 94-EV5V-0470. Contribution number 156 of the Dipartimento di Scienze Chimico-Agrarie (DISCA). A. Violante et al. / Organic Geochemistry 30 (1999) 461±468 467 Fig. 4. Infrared spectra in the 2500 to 4000 cmÿ1 range of Na-saturated montmorillonite, Al(OH)x±montmorillonite complex, containing 3 mmol Al gÿ1 clay and C1 and C7 complexes (Table 2). References Barnhisel, R.I., Bertsch, P.M., 1989. Chlorites and hydroxy interlayered vermiculite and smectite. In: Dixon, J., Weed, S.B. (Eds.), Minerals in Soil Environments, 2nd edn. Soil Science Society of America, Madison, WI, pp. 729±788. 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