Effect of Ultrasound on Hydrogen Bond Breaking Appeared in Aqueous Polymers (水溶性高分子の水素結合切断を誘発する超音波効果に関する研究 ) Venegas-Sánchez Josué Addiel (ベネガスサンチェスホスエアヂィエル) Energy and Environmental Science Nagaoka University of Technology June 2013 II Acknowledgments I wish to express my deepest gratitude to Prof. Dr, Takaomi Kobashi in Department of Material Science and Technology, Nagaoka University of Technology, Nagaoka, Japan, for his invaluable guidance, encouragement and support through my study during the period from September 2009 to June 2013. Furthermore, I am grateful to Prof. Yoshio Nosaka, Prof. Minoru Umeda and Prof. Imakubo Tatsurou in Nagaoka University of Technology and Prof. Kazunori Murayama in Nagaoka National College of Technology for their for their comments and suggestions to evaluate my thesis. I would like to thank Assist. Prof. Motohiro Tagaya for his kindly support, comments and suggestions during doctoral program. My most sincere gratitude is to Japanese Government, Ministry of education, Science, Sport and Culture for financial support for my doctoral program. Last but not least, my special thanks and gratitude to my parents Jose Venegas and Blanca Sanchez, Anchalee Saengsai, aunts, uncles and all the international friends I did. Their support and encouragement were the inspiration and motivation for my, through this road of life. Josué Addiel Venegas Sanchez June 2013 III IV Table of Contents 1 Chapter 1 Introduction ............................................................................................... 1 1.1 Introduction on ultrasound ...................................................................................... 1 1.2 General scope on sonoprocess ................................................................................ 1 1.2.1 Sonochemistry and sonoprocessing .................................................................. 2 1.2.2 Basic background of US technology using for sonoprocess ............................ 7 1.3 Research in sonoprocess ....................................................................................... 11 1.3.1 Research examples in sonoproces .................................................................. 11 1.3.2 Sonoprocessing applied to polymeric materials. ............................................ 13 1.3.3 Sonoprocessing research in Nagaoka ............................................................. 14 1.4 Scope of present investigation .............................................................................. 18 2 Chapter 2 Ultrasound Effect Used as External Stimulus for Viscosity Change of Aqueous Carrageenans ................................................................................................ 25 2.1 Introduction ........................................................................................................... 26 2.2 Experimental ......................................................................................................... 29 2.2.1 Materials ......................................................................................................... 29 2.2.2 Measurements of shear viscosity of aqueous polysaccharides. ...................... 29 2.2.3 Determination of US effect on FT-IR spectra of the polysaccharide solutions ................................................................................................................... 32 2.3 Results and discussion .......................................................................................... 34 2.3.1 Effect of ultrasound on shear viscosity of polysaccharides solutions ............ 34 V 2.3.2 Measurement of US effect on FT-IR spectra of polysaccharide solutions ..... 37 2.4 Conclusion ............................................................................................................ 51 3 Chapter 3 Ultrasound Stimulus Inducing Change in Hydrogen Bonded Crosslinking of Aqueous Polyvinyl Alcohols ............................................................. 55 3.1 Introduction ........................................................................................................... 55 3.2 Experimental ......................................................................................................... 58 3.2.1 Materials and sample solution preparation ..................................................... 58 3.2.2 Ultrasound equipment and its evaluation. ...................................................... 58 3.2.3 Shear viscosity measurement of PVA aqueous solutions............................... 62 3.2.4 Measurements of US effects on FT-IR spectra of the aqueous PVA solutions ................................................................................................................... 63 3.3 Results and discussion .......................................................................................... 63 3.3.1 Change in the shear viscosity of aqueous PVA during US exposure ............. 63 3.3.2 Effect of US absorption on the PVA aqueous medium .................................. 65 3.3.3 Change in FT-IR spectra observed at different times ..................................... 74 3.4 Conclusion ............................................................................................................ 91 4 Chapter 4 Effect of Ultrasound on Changing Aqueous Viscosity of Several Water Soluble Polymers .......................................................................................................... 97 4.1 Introduction ........................................................................................................... 98 4.2 Experimental ....................................................................................................... 100 4.2.1 Materials and sample solution preparation ................................................... 100 4.2.2 Shear viscosity measurements of the water-soluble polymers ..................... 100 VI 4.2.3 Measurements of the US effect on the FT-IR spectra of the aqueous solutions. ................................................................................................................ 102 4.3 Results and discussion ........................................................................................ 103 4.3.1 Effect of ultrasound on shear viscosity of water soluble polymers. ............. 103 4.3.2 Effect of US absorption on the aqueous polymer medium. .......................... 105 4.3.3 Effect of ultrasound on change in FT-IR spectra of water soluble polymers. ............................................................................................................... 109 4.4 Conclusion .......................................................................................................... 132 5 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels Based on Cross-linked Poly(N-isopropylacrylamide-co-acrylic acid) .................................... 139 5.1 Introduction ......................................................................................................... 140 5.2 Experimental ....................................................................................................... 142 5.3 Results and discussion ........................................................................................ 148 5.3.1 US influenced thermo-sensitivity of microgels ............................................ 148 5.3.2 FT-IR spectroscopic study for US effect on thermo-sensitive microgels .... 153 5.4 Conclusion .......................................................................................................... 159 6 Chapter 6 Summary ................................................................................................ 163 1 List of Achievements ............................................................................................... 167 2 International and National Conference Proceeding ............................................. 168 VII VIII 1 Chapter 1 Introduction 1.1 Introduction on ultrasound Ultrasound (US) is a technology that has been described for first time in 19th century, when the first whistle for the production of sound has been developed by Francis Galton for investigation to human threshold of the human earing. Years later, Paul Langevin invented the first echo-sounder. Eventually his invention became the underwater SONAR for submarine detection during 2nd World War. Then, this innovation was used to apply for medical spot in clinical treatment in order to take body inside imagine by US and enable the detection of different tissue structures in patient body for medical diagnosis. In this case, high frequency US in the range of 2 to 10 MHz was utilized primarily as its application. Using shorter US frequencies could be possible to detect much smaller areas of phases changes. The first industrial application of US was an ultrasonic flaw detection system, later know as an ―inspecto-scope‖ in construction industry. It was known that this system was used for locating flaws in materials and for measuring the thickness of materials which only one face was available [1, 2]. 1.2 General scope on sonoprocess As introduce above, the US technology has been developing in several fields. It can be summarized that the US frequency range is able to be divided into two parts (Figure 1 Chapter 1 Introduction 1-1). Power US which is capable of influencing chemistry and processing and is mainly in the frequency range between 20 kHz and 100 kHz. Diagnostic US which does not have enough power to produce cavitation, is at very high frequencies (above 5 MHz) and is used in for example in fetal scanning [3]. Figure 1-1 Frequency ranges of sound 1.2.1 Sonochemistry and sonoprocessing Sonochemistry is the application of US energy to chemical reactions. US is transmitted through a medium using pressure waves by including vibrational motion of the molecules which alternately compress and stretch the molecular structure of the medium due to a time-varying pressure (Figure 1-2). The distances among the molecules vary as the molecules oscillate around their mean position. If the intensity of US is increased in 2 Chapter 1 Introduction Figure 1-2 Sound motion in a medium a liquid, a point is reached at which the intramolecular forces are no able to hold the molecular structure intact. Consequently, it breaks down and cavitation bubbles are created. This process is called cavitation and the point at which it starts is known as the cavitation threshold [4]. Cavitation phenomenon was first identified and reported in 1895 by Sir John Thorneycroft and Sidney Barnaby. When they observed in the propeller of their submarine, became to be pitted and eroded over a relatively short operation period. Then, the result introduced to cavitation bubbles. Lord Rayleigh produced a seminar work in the field of cavitation, when it was confirmed that the cavitation effects were due to the enormous turbulence, heat and pressure in US medium. Here, the temperature was around 5000 K and pressures of the order of 2000 atm, when cavitation imploded on or near to the propeller surface of the bubbles [1-3]. The chemical effects of US are diverse and included as dramatic improvements at 3 Chapter 1 Introduction sonochemistry for both stoichiometric and catalytic reactions. The current major areas of sonochemistry in the research are included in Table 1-1. Ultrasonic processing is based on the adequate exploitation of the nonlinear effects associated to the high-intensity ultrasonic waves. The most relevant nonlinear effects related to high-amplitude waves are followed in: wave distortion, radiation pressure, acoustic streaming, cavitation in liquids and the formation and motion of dislocation loops in solids. As a consequence of these effects, a series of mechanisms may be activated by the ultrasonic energy such as heat, agitation, diffusion, interface instabilities, friction, mechanical rupture, chemical effects, etc. Such mechanisms can be employed to produce or to enhance a wide range of processes that depend well on the irradiated medium [5]. On the other hand, industrial and commercial applications of US have been reviewed [6, 7]. Applications employing higher powers generally rely on compound vibration-induced phenomena occurring in the object or in material irradiated. These phenomena include as following phenomenon, cavitation and microstreaming in liquids, heating and fatiguing in solids, and induction of surface in stability at liquid-liquid and liquid-gas inter faces. Some of the more common applications of high power US are shown in Tabla 1-2. This also provides a description of the application 4 Chapter 1 Introduction Table 1-1 Major research fields in Sonochemistry Application of Sonochemistry Description Synthesis (Green Chemistry) The use of less hazardous chemicals and environmentally friendly solvents. Developing reaction conditions to increase the selectivity for the product. Minimizing the energy consumption for chemical transformations. Continuous cleaning and activation of the electrode surfaces Degassing which limits gas bubble accumulation on the electrode Electrochemistry surface Agitation (via cavitation) which disturbs and reduces the thickness of the diffusion layer In water treatment, the destruction/transformation of organic compounds is the prime objective of fundamental and applied investigations. Processes such as ozonation with US or an integrated Environmental protection ultrasonic/biological treatment can significantly improve process efficiency and economy. The violent collapse of cavitation bubbles in water produces shear forces that can disrupt cell membranes and kill bacteria. The hydroxyl radical produced during cavitation can also assist disinfection. Preparation and modification of nanoparticles: (a) The ability to produce the nanomaterials in the amorphous state which is due to the very high cooling rates (>1011 K/s) obtained in the collapsing cavitation bubble during sonochemistry. (b) Sonication generally results in shorter reaction times. (c) Insertion and coating processes. Material science Surface modification of materials used in electronics manufacturing: Traditional manufacturing techniques for surface modification often use hazardous chemicals (hot alkaline permanganate for polymer composites and hydrofluoric acid for ceramics). Recently, it have been explored the use of power US and water without added chemicals to produce similar surface modification. 5 Chapter 1 Introduction Table 1-2 Industrial applications of high power US. Application Description Frequency [kHz] Intensity Range Usually below 10 Cavitated cleaning solution Cleaning and degreasing 18 – 100 W/cm2 but up to scrubs parts 100W power Displacement of oxide film Soldering and braising to accomplish bonding Around 30 2 - 200 W/cm2 without flux Usually 20 – 30 Welding soft and rigid Plastic welding 20-60 W/cm2 but power plastic below 1000W output Welding similar / Metal welding 10 – 60 Up to 10,000 W/cm2 Around 20 About 500 W/cm2 20 – 30 000 Up to 800W Around 27 30 W Around 20 About 150W dissimilar metals Extracting perfume, juices, Extraction chemicals from f lowers, plants Fuel atomization to improve combustion Atomization efficiency and reduce pollution Emulsification ,dispersion, Mixing and homogenizing and homogenization of liquids, slurries, creams Separation of foam and Defoaming and degassing gas from liquid Increases plating rates and Electroplating produces denser, more uniform deposit Drying heat sensitive Drying powders, food - stuff, pharmaceuticals Cutting small holes in Cutting ceramics, glass and semi-conductors 6 Chapter 1 Introduction and US frequency and power or intensity range used, where these parameters are known. One notes that the most practical frequency range for these applications is 20-100 kHz. Most of industrial uses of US is produced using electrostrictive or magnetostrictive transducers, where the elements change their physical dimensions in response to an applied electric or magnetic field. 1.2.2 Basic background of US technology using for sonoprocess Sonochemistry and sonoprocessing are based on chemical and physical phenomena in ultrasonic field applied with cavitation behavior and other sonic effects. Here, the cavitation becomes very important to consider sonochemistry. There are two different types of cavitation occurred in the US field. One is inertial cavitation and non-inertial cavitation for the sonochemistry. Inertial cavitation is occurred, when a micro-bubble rapidly expands and violently collapses in a liquid medium. Inertial cavitation generally is observed at higher acoustic pressures. Non-inertial cavitation is taken place at lower acoustic pressures. Contrary to inertial cavitation, collapse of the microbubbles shows and happens without violent [8, 9]. It is known that shock waves are produced when a bubble is exposed to high acoustic pressures in conjunction with higher amplitudes and nonlinear oscillations in bubble volume. As the bubble contracts from its maximum to minimum radius, the surrounding fluid may gain momentum. The rising pressure within 7 Chapter 1 Introduction the bubble is unable to resist the fluid coming in the microbubbles. The radius of the bubble decreases rapidly and collapses. This is called ―inertial collapse‖ because the inertia from the fluid dominates this motion. During an inertial collapse, the speed of the gas-liquid interface may become very high. In extreme cases, it may be supersonic in the liquid. These supersonic motions produce shock waves within the bubble and surrounding fluid. The shock in the surrounding fluid will propagate outward [10, 11]. Knorr et al. used US combined with direct steam injection for the inactivation of different lactobacillus. Results showed that the total energy requirements for inactivation of micro-organisms suggests that ultrasound assisted thermal processing of liquid foods can be achieved at lower temperature and can result in further quality advantages [12]. Patist et al. has been reported that using the effect of shock waves results in the formation of very fine, highly stable emulsions. This has been well commercialized in the petrochemical, polymer, chemical, textile, cosmetics and pharmaceutical industries and is now being developed in-line for food products such as fruit juices, mayonnaise and tomato ketchup [13]. In addition with the effect of shock wave, there is free radicals occurred at high temperatures. So the surrounding water has the ability to dissociate. High temperatures may occur, when a bubble undergoes inertial collapse. There is a brief time when the bubble is at its minimum radius and at this time, 8 Chapter 1 Introduction the pressure in the bubble may increase to hundreds or thousands of mega Pascal. Consequently the temperature may reach thousands of Kelvin. The interior of a bubble contains mostly water vapor and high temperatures may lead to the formation of free radicals, such as H• and OH• by dissociation of water. Free radicals are chemically reactive and are potentially very damaging to any tissue they come in contact with [14]. It was known as sonoreaction that Ashokkumar et al. studied fenol in a model of food compound, since phenolic compounds are ingredients in many food materials. The results showed that selective hydroxylation of certain food chemicals using the cavitation generated hydroxyl radicals may enhance their functional properties. The sonochemical hydroxylation of phenolic compounds seems to be a viable process for enhancing their antioxidant properties, in the area food extraction/processing as applications [15]. Riener et al. investigated US induced off-flavour in milk. The results of the study showed that the rubbery aroma was less intense on reducing the sonication power from 400 to 100 W, however could not be totally eliminated. Still work is required to see if it is possible to remove adverse aspects of sonication of milk [16]. On the other hand, microstreaming occurs when oscillating bubbles in a sound field produce a vigorous circulatory motion (Figure 1-3). These oscillating bubbles can be pushed by an acoustic force produced from the traveling wave. A non-circulatory 9 Chapter 1 Introduction shearing flow may result in the surrounding fluid. The fluid velocity is greatest near the bubble surface and decreases with increasing distance from the bubble. Because of this velocity change with respect to distance from the bubble surface, a gradient exists in the region of fluid around the bubble [17]. Mason et al. found that US could be applied for biological decontamination of water. In their research, US was applied using two flow-through systems a pull-push system and a sonoxide system, decontamination does occur but not very rapidly. However, that apparatus of this type would normally be used in a closed loop to bring down contamination to an acceptable low level over a period of time [18]. As well, Suri et al. observed that due to microstreaming, the mixing speed increases with the applied power, then, reaches a plateau value. Using two transducers in the same direction can significantly reduce the mixing time. Considering the simplicity of a mixer which does not contain moving parts. It is certain that the Figure 1-3 Microstreaming pattern near a pulsating hemisphere bubble trapped 10 Chapter 1 Introduction development and industrial application of such a device would offer several advantages over presently used mixers [19]. 1.3 Research in sonoprocess Scheme 1-1 shows some of the major researches areas in sonochemistry and sonoprocess. 1.3.1 Research examples in sonoproces The application of US to chemical process can be seen as sonoprocesses. In this case, acoustic field needs be controlled not only by both US frequency and intensity, but also the shape and size of sonochemical reactor including US equipment. Li et al. and Ruecroft et al. studied US application in the crystallization [20, 21]. Other application of US relates in processing for food drying by Fuente-Blanco et al. Their work was reported that using US at 20 kHz was applied in a prototype of ultrasonic drying system having US power in the range of 0 - 100 W. As the frequency was kept with constants, the intensity increased the sample weight to be decreased especially at 100 W. Other parameters such as temperature, flow rate suction, also were kept constant in the sonoprosses [22]. Riera-Franco et al. explored the application of US for separation of fluid/solid particles. It was noted that when US enhanced the agglomeration of particle removal from coal combustion fumes. The ultrasonic energy was demonstrated to be 11 Chapter 1 Introduction Scheme 1-1 Sonochemistry and Sonoprocess researches fields 12 Chapter 1 Introduction very useful in assisting the dewatering of high-concentrated suspensions of fine particles such as slurries and sludges [23]. 1.3.2 Sonoprocessing applied to polymeric materials. It has been mentioned that different application of US is widely known and used to be external stimuli for US in some soft maters. In recent years, such US has been recognized to be a new kind of stimuli to control material nature for polymeric systems. In these cases, low US frequency was applied to encapsulated drugs and the hydrophilicity and high permeability of the materials improved the penetration of water [24, 25]. Rapoport studied US responsive drug delivery systems with tumor targeting property. Their results showed that US irradiation could enhance the intracellular drug uptake of the tumor cells and trigger localized drug release from nanoparticles via perturbing tumor cell membranes [26]. Naota et al. reported that US releases the self-lock in different dipeptides to cleave the intramolecular -stacking interactions of the complexes, inducing rapid and spontaneous aggregation. The increase in the duration of sonication accelerate the gelation rates and formation of higher-order nanostructures with heat-resistant properties [27]. 13 Chapter 1 Introduction 1.3.3 Sonoprocessing research in Nagaoka Previous works on sonoprocessing in our laboratory at Nagaoka are shown as following examples. It was studied the effect of US in TiO2 nano-sized powders preparation for photodegradation of rhodamine 640 dye (Rh-640 Scheme 1-2 ). The results showed that powders prepared US effect in the presence of a reflection plate (RP) has smaller particle size that in those synthesized without RP. The photodegradation of Rh-640 by the powder under synthesized with RP and low frequency were strongly activated to decompose the Rh-640 dye in addition to high adsorptivity of the dye [28]. Scheme 1-2 Chemical structure of Rhodamine 640 dye Copolymer microgels of N-isopropylacrylamide (NIPAM) and acrylic acid (AA) using methylenebisacrylamide as a croslinker (Scheme 1-3) showed US responded behavior in spherically polymer microgels. This was because that the hydrodynamic diameter of 14 Chapter 1 Introduction microgel was shifted toward larger regions and the volume phase transition was also elevated toward higher temperature side by US exposure [29]. In addition a significant change of the shear viscosity was observed in Al2O3/polyacrylic acid (PAA) slurry (Scheme 1-4). This technology would be very useful to decrease industrial slurry preparation since sometimes the slurry viscosity is extremely high in high contents of inorganic powders. As demonstrated in similar behavior in NIPAM copolymers, P(NIPAM-co-AA) with PAA showed sonorespond behavior in aqueous medium (Scheme 1-5) [30, 31]. But, the increase of the shear viscosity was also observed when the US exposure was stopped. These variations were explicable by the breaking of hydrogen bonding of their polymers in the environment, when the US exposure was performed in the medium. In addition, FT-IR measurements of the aqueous solution strongly supported that carboxylic group in the Al2O3/polyacrylic acid (PAA) slurry and NIPAM copolymers had breakage of the hydrogen bonding by the US exposure. Since the behavior was observed cyclically with and without US, the US exposure acted as a stimulating force to the change in the shear viscosity of the solutions. Therefore, what will be needed in research of sonoprocess as uses of US stimuli in the US effect on aqueous polymer systems. The demand in the 15 Chapter 1 Introduction a) b) Scheme 1-3 a) chemical struture and b) SEM picture of NIPAM-AA-MBAA microgel 16 Chapter 1 Introduction future research will be to represent the analysis of US on the absorption behavior in the medium and on the detail for the US stimulation. On the basis of these pointed views, studied sonoprocess for hydrogen bond breakage in aqueous polymer systems. O O O H H H H H O O H O O H H H O O O H H H H OH O H H H H O O chain O OH P O O O OH P chain O H H H H ithout lO O HO H OH OH H O O O OH H H O O O H ith O O OH OH H O O OH lO O OH O O HO H OH O OH O O O Scheme 1-4 Influence of US upon hydrogen bond networks between Al2O3 and PAA. Scheme 1-5 Chemical structure of NIPAM-co-AA 17 Chapter 1 Introduction 1.4 Scope of present investigation In the present thesis, in order to clarify US effect on hydrogen bond crosslinking polymers in aqueous medium, the analyzed results are summarized by following chapters. Here is scope of the present investigation listed the chapter with a brief description of the thesis contents. Chapter 1 has presented a brief introduction to ultrasound applied in chemistry. Here are introduced concepts of ultrasound and techniques used for the investigation in this thesis, especially for sonoprocess related with polymer with soft matters. Besides, author has explained the importance of the US as an external stimulus in in the chemical process. In Chapter 2, US effect in natural polymers containing hydrogen bond crosslinkage in aqueous polymer solutions is mentioned. Here polysaccharides such as agar, -carrageenan and -carrageenan are used to analyze their aqueous viscosities before and after US exposure. The results demonstrate that hydrogen bonds crosslinkage of the polysaccharides solutions can be reduced by the US exposure. When the US stimulus is stopped, hydrogen bond can re-from in the polymer. This is especially significant at the US frequency of 45 kHz. The US effect is also proved with FT-IR analysis of the aqueous carrageenan medium. Chapter 3 shows that Polyvinyl alcohol (PVA) having different molecular weights and hydrolysis degrees is applied for US stimuli. It is found that physical and chemical properties of PVA are highly related with the hydrogen bond in PVA aqueous solution. 18 Chapter 1 Introduction The US frequency at 43 kHz shows inflently absorb in to the PVA solution. Therefore new US absorption model is proposed in order to describe the US effect on the aqueous PVA solution. It is observed that as increasing the molecular weight of the polymer is observed, the US effect is more significant. Here, new US absorption model is applied to anayze such US stimuli effect. In Chapter 4, it is investigated that the effect of polymer functional group on viscosity of water soluble polymers, PAA, PVA and PEG is studied. It is found that these polymers form hydrogen bond crosslinkage in aqueous medium but the US especially at 43 kHz frequency makes a change in the shear viscosity due to breaking hydrogen bonds by efficient ultrasound absorption. These behavior also are supported by the explanation of the US absorption model for each polymer system. In Chapter 5, US effect on thermo-sensitive PNIPAM/AA hydrogel is investigated. The slightly crosslinked PNIPAM/AA hydrogels having sub-microsized diameter exhibits the two step volumetric shrinking at around 24 ˚C and 36 ˚C. However, after exposing the US, their shrinking temperatures are significantly changed to be higher temperature side at 30 ˚C and 40 ˚C, respectively. FT-IR measurements in the mixture of hydrogel and water are demonstrated that such change of the intermolecular hydrogen bonding happened with in the US irradiation, since US can break the hydrogen bonds between NIPAM and AA segments. In final Chapter 6, 19 Chapter 1 Introduction conclusion of my doctoral thesis is summarized in addition with suggestions for future works addressed by the US technology. References [1] T. J. Mason, J.P. Lorimer, Applied sonochemistry: The uses of power ultrasound in chemistry and processing. (Wiley-VCH Verlag GmbH, Weinheim, 2002.) [2] G. J. Price, Current trends in sonochemistry; Cambridge, Royal society of sonochemistry, (Thomas Graham House, Science Park, Cambridge, 1992.) [3] C. Leonelli, T.J. Mason, Microwave and ultrasonic processing: Now a realistic option for industry. Chem. Eng. Process., 49 (2010) 885–900. [4] S. Baig, R. Farooq, F. Rehman. Sonochemistry and its industrial applications. World Applied Sciences Journal, 10 (2010) 936-944. [5] J. A. Gallego-Juárez, G. Rodriguez-Corral, E. Riera. Sonoprocessing of fluids for environmental and industrial applications. Proceedings of 20th International Congress on Acoustics, (2010) 1-4. [6] D. A. Benwell, A review of ultrasound applications. Canadian Acoustics, 8 (1980) 6-19. [7] L. C. Lynnworth, Industrial applications of ultrasound. A review II. Measurements, tests, and process control using low-intensity ultrasound. Sonics and Ultrasonics, IEEE Transactions on, 22 (1975) 71-100. [8] J. L. Laborde, C. Bouyer, J. P. Caltagirone, A. Gérard, Acoustic bubble cavitation at low frequencies. Ultrasonics, 36 (1998) 589-594. 20 Chapter 1 Introduction [9] A. Chapman, G. Haar, Thermal ablation of uterine fibroids using MR-guided focused ultrasound-a truly non-invasive treatment modality. European radiology, 17 (2007) 2505-2511. [10] S. L. Peshkovsky, A. S. Peshkovsky, Shock-wave model of acoustic cavitation. Ultrason. Sonochem., 15 (2008) 618-628. [11] G. Cravotto, P. Cintas, The combined use of microwaves and ultrasound: improved tools in process chemistry and organic synthesis. Chemistry-A European Journal, 13 (2007) 1902-1909. [12] D. Knorr, M. Zenker, V. Heinz, D.U, Lee, Applications and potential of ultrasonics in food processing. Trends in Food Science & Technology, 15 (2004), 261-266. [13] A. Patist, D. Bates. Ultrasonic innovations in the food industry: From the laboratory to commercial production. Innovative food science & emerging technologies, 9 (2008) 147-154. [14] Y. G. Adewuyi, Sonochemistry: environmental science and engineering applications. Industrial & Engineering Chemistry Research, 40 (2001) 4681-4715. [15] M. Ashokkumar, D. Sunartio, S. Kentish, R. Mawson, L. Simons, K. Vilkhu, C. K. Versteeg, Modification of food ingredients by ultrasound to improve functionality: A preliminary study on a model system. Innovative Food Science & Emerging Technologies, 9 (2008) 155-160. [16] J. Riener, F. Noci, D. A. Cronin, D. J. Morgan, J. G. Lyng, Characterisation of volatile compounds generated in milk by high intensity ultrasound. International Dairy Journal, 19 (2009) 269-272. 21 Chapter 1 Introduction [17] H. Mitome, The mechanism of generation of acoustic streaming. Electronics and Communications in Japan (Part III: Fundamental Electronic Science), 81 (1998), 1-8. [18] T. J. Mason, E. Joyce, S. S. Phull, J. P. Lorimer, Potential uses of ultrasound in the biological decontamination of water. Ultrason. Sonochem., 10 (2003) 319-323. [19] C. Suri, K. Takenaka, H. Yanagida, Y. Kojima, K. Koyama, Chaotic mixing generated by acoustic streaming. Ultrasonics, 40 (2002) 393-396. [20] H. Li, J. Wang, Y. Bao, Z. Guo, M. Zhang., Rapid sonocrystallization in the salting-out process. J. Cryst. Growth, 247 (2003) 192–198. [21] G. Ruecroft, D. Hipkiss, T. Ly, N. Maxted, P. W. Cains, Sonocrystallization: The use of ultrasound for improved industrial crystallization Org. Process Res. Dev., 9, 923– 932 (2005). [22] S. de la Fuente-Blanco, E. Riera-Franco de Sarabia, V.M. Acosta-Aparicio, A. Blanco-Blanco, J.A. Gallego-Juarez, Food drying process by power ultrasound, Ultrasonics, 44 (2006) e523–e527. [23] E. Riera-Franco de Sarabia, J.A. Gallego-Juarez, G. Rodrıguez-Corral, L. Elvira-Segura, I. Gonzalez-Gomez, Application of high-power ultrasound to enhance fluid/solid particle separation processes, Ultrasonics, 38 (2000) 642–646. [24] Hyun-Jong Kim, H. Matsuda, H. Zhou, I, Honma, Ultrasound-triggered smart drug release from a Poly(dimethylsiloxane)–Mesoporous silica composite Adv. Mater., 18 (2006) 3083–3088. 22 Chapter 1 Introduction [25] B. G. De Geest, A. G. Skirtach, A. A. Mamedov, A. A. Antipov, N. A. Kotov, S. C. De Smedt, G. B. Sukhorukov, Ultrasound-Triggered release from multilayered capsules Small, 3 (2007) 804 – 808. [26] N Rapoport, Combined cancer therapy by micellar-encapsulated drug and ultrasound. International Journal of Pharmaceutics, 277 (2004) 155-162. [27] Isozaki, K., Takaya, H. and Naota, T., Ultrasound-Induced Gelation of Organic Fluids with Metalated Peptides. Angew. Chem. Int. Ed., 46 (2007) 2855–2857. [28] K.K. Latt, T. Kobayashi, TiO2 nanosized powders controlling by ultrasound sol– gel reaction Ultrason. Sonochem., 15 (2008) 484–491. [29] D. Huo, T. Kobayashi, Sonoresponsive volume phase-transition behavior of crosslinked poly(N-isopropylacrylamide-co-acrylic acid). Microgel. Chem. Lett., 35 (2006), 776-777. [30] N. L. Ngoc, T. Kobayashi, Ultrasound stimuli on viscometric change of aqueous copolymers having acrylic acid and N-isopropyl acrylamide for thermo-sensitive segments, Ultrason. Sonochem., 18, (2011) 1185-1192. [31] N. L. Ngoc, T. Kobayashi, Ultrasound stimulus effect on hydrogen bonding in networked alumina and polyacrylic acid slurry, Ultrason. Sonochem., 17, (2010) 186-192. 23 Chapter 1 Introduction 24 2 Chapter 2 Ultrasound Effect Used as External Stimulus for Viscosity Change of Aqueous Carrageenans Abstract Ultrasound (US) serves as a stimulus to change shear viscosity of aqueous polysaccharides of -carrageenan, -carrageenan, and agar. The US effect was compared in their aqueous solutions at 60 ˚C for the US frequency of 23, 45, and 83 kHz. Under the US condition with 50 W at 45 kHz, the shear viscosity of each aqueous solution was decreased significantly. Subsequently, when the US was stopped, the shear viscosity returned back to the original value. In addition, the US showed different effects of the US frequency over the viscosity change in the three kinds of polysaccharides. When the US frequency was changed, the US effects were less at 83 kHz and 28 kHz for the shear viscosity change. In addition, as NaCl was present in the aqueous solution, the viscosity change decreased by the US exposure. These results suggest that the US effect on the viscosity reduction was influenced by the condition of polymer coil conformation, which was expanded or shrank by electrostatic repulsion of the SO3- groups. FT-IR analysis supported that the hydrogen bonds of carrageenans were broken during the US exposure. Using Fourier self-deconvolution for the FT-IR 25 Chapter 2 Ultrasound effect on aqueous carrageenans spectra without and with US exposure suggests that the US influenced the hydrogen bonds of water and the OH group of polysaccharides. 2.1 Introduction It has been well known that ultrasound (US) technique is applied in various fields such as engineering, medicine and other processes. Generally, US resource becomes to be mainly used to dissolve substances or homogenize mixtures at low-frequency. Therefore, US technique has earned interest in their operations [1, 2]. Especially in sono-process, US irradiation related to the extraction in food engineering [3, 4] and separation process like a membrane [5, 6]. Also, few studies of smart materials have been developed in ultrasound sensitive materials as external trigger, although sensitive external trigger such as light, heat or electricity has been found [7]. In this case, US could behave as a stimulus in volume phase-transition of copolymer microgels of N-isopropyl acrylamide (NIPAM) and acrylic acid (AA) [8]. In addition, US irradiation significantly decreased the shear viscosity of the copolymer aqueous solutions [9], indicating the breaking of hydrogen bonding networks of the aqueous copolymer by lower frequency of US. In similar behavior of the low frequency US, hydrogen bonds in aqueous PAA/Al2O3 slurry were influenced by the US exposure [10]. These might be due to US absorption into the aqueous medium of hydrogen bonded polymers. 26 Chapter 2 Ultrasound effect on aqueous carrageenans In contrast to these studies, the present work described US effect on aqueous viscosity for industrial applications of carrageenans and agar. These are kind of linear polysaccharides obtained from red seaweeds [11]. These polysaccharides exhibit a gelation behavior at 30-45 ˚C. Therefore, there are many industrial uses for example in jellies pudding of food industry and biotechnology. Especially -carrageenan and agar are important polysaccharides, when the medium temperature increases they became in viscous solutions [11−14] at over 60 ˚C. As shown in Scheme 2-1, chemical structure of agar consists in (1,3)-linked β-galactopyranose and (1,4)-linked (3,6)-anhydro-α-galactopyranose unit. In the case of -carrageenan, the repeated unit consists of (1,3)-linked galactopyranose 4-sulphate and (1,4)-linked 3,6-anhydrogalactopyranose residues and -carrageenan differs in the number of SO3group [11]. It is known that both carrageenans were widely used as food additives to produce emulsion systems. Therefore, viscosity control of the viscous solution becomes an important process in their industries and it was very beneficial to apply US for decreasing viscous condition of polymer systems. Therefore, the advanced effect of US would be important in such industrial fields, but, such US effect on aqueous polysaccharides has not been known well yet. So, aqueous carrageenans and agar were used to study the US effect on the viscosity changes in aqueous solution. The US effect 27 Chapter 2 Ultrasound effect on aqueous carrageenans Scheme 2-1 Chemical structures of a) -carrageenan, b) -carrageenan, and c) agar. 28 Chapter 2 Ultrasound effect on aqueous carrageenans compared polysaccharides in their aqueous solution, and carrageenans and agar was measured, for this study using US at different frequencies of 28, 45 and 83 kHz. 2.2 Experimental 2.2.1 Materials Polysaccharides such as -carrageenan and -carrageenan were purchased from TCI Co., Ltd (Japan) and agar from Nacalai Tesque Co., Ltd (Japan). All the chemicals were used without further purification. Each polysaccharide was used to prepare aqueous solutions dissolving in hot water at 80 ˚ and the powdered sample was continuously stirred by a magnetic stirrer. queous solutions of κ-carrageenan, ι-carrageenan, and agar were prepared with 3 wt. % concentration in a glass vessel (diameter: 40 mm, height: 120 mm, and thickness of 0.14 mm) and used for the measurements of the shear viscosity. Water used to prepare solutions was distilled and purified using an ion exchange column. 2.2.2 Measurements of shear viscosity of aqueous polysaccharides. Figure 2-1shows the measure setup of ultrasonic bath (Ultrasonic Multi Cleaner W115, Honda Electronics Co., Ltd 30×30×30 cm3) with seven piezoelectric pieces of 3 cm of diameter on the side wall. The bath was connected to a controller, which can produce different frequencies 28, 45, and 83 kHz with an input power in the range of 200-300 W. 29 Chapter 2 Ultrasound effect on aqueous carrageenans The temperature was measured with a Digital Thermo Hygrometer (Custom, CTH-1365) and controlled through whole experiments in the water bath by using a type immersion heater (Hakko, Japan). Then, the voltage was controlled with an alternate current voltage adjustment machine (Tokyo-Rikosha Co. LTD., Slide Transform RSA・RSC Series) was calibrate to give a temperature out of 60 ˚ in the submergible heater. A calorimetric study was carried out to determine the dissipated power in the water bath [15]. The dissipate power of each frequency was controlled at 50 W in the water bath. All of the experiments were carried out at 60 °C in order to get a viscous aqueous solution. The shear viscosity was measured before and after the US operation by a Brookfield viscometer rotating cylinder (Tokyo Keiki Inc.). The sample vial containing the aqueous carrageenan or agar solution was set in the ultrasonic bath before the US irradiation for about an hour at 60 ˚ . The US exposure was carried out for 5 min and then, the US was turned off. After US was stopped, immediately the shear viscosity was measured with 1 min interval. Until, the value of the shear viscosity returned back to the original value. Sample solutions were similarly exposed to the US during 5 min each at frequency of 28, 45 and 83 kHz. The rotation of the Brookfield type viscometer was 60 rpm at 60 ˚C with rotor No 2. In order to confirm the US effect on the degradation of polysaccharides, HPLC profiles were measured and compared before and after the US 30 Chapter 2 Ultrasound effect on aqueous carrageenans Figure 2-1 Scheme of the experimental setting for the measurement of the shear viscosity in polysaccharides solutions with US exposure. 31 Chapter 2 Ultrasound effect on aqueous carrageenans exposure at different frequency. In the experiment, HPLC system (CCPS, Tosoh Corp), equipped with UV detector (UV 800, system Instruments Co., Ltd) and TSKgel 5000 column was used. The polysaccharides profiles before and after the US exposure were obtained without change in the chromatograms. This indicated that no degradation of the polysaccharides was confirmed by the US exposure at 50 W for 5 min of exposure. 2.2.3 Determination of US effect on FT-IR spectra of the polysaccharide solutions To determine chemical changes of the polysaccharides solutions, FT-IR spectra were measured on a JASCO FT-IR/4100 spectrometer using two CaF2 plates with diameter 30 mm and thickness 2 mm (Pier Optics Co. Ltd.). As shown in the Scheme 2-2, on one side of the plate, a small amount of polysaccharide solution with 3 wt. % concentration was dropped. Then, the other plate was press to cover the dropped solution; thereby, a thin layer of the polysaccharide was produced between the two plates. In order to prevent water penetration into the sample layer, the CaF2 overlapping windows were sealed with Teflon tape (0.1 mm×13 mm, Sanyo, Japan), and it were exposed to US in the water bath. FT-IR spectra of the polysaccharides solutions were measured using absorbance mode after 1, 3, and 5 min of US exposure. In the FT-IR spectra analysis for the OH stretching band, the fixed positions were determined using Fourier self deconvolution for curve fitting [16, 17]. These spectra on the wetting films were 32 Chapter 2 Ultrasound effect on aqueous carrageenans Scheme 2-2 Preparation sample for FT-IR measurement and US exposure setting. 33 Chapter 2 Ultrasound effect on aqueous carrageenans compared with those of the dry films. The dry films on the CaF2 windows were prepared dropping a small amount of the aqueous solution and then dried with a dryer until no change in the FT-IR spectra was observed. 2.3 Results and discussion 2.3.1 Effect of ultrasound on shear viscosity of polysaccharides solutions Figure 2-2 shows time change of the shear viscosity of the polysaccharide aqueous solution containing a) -carrageenan, b) -carrageenan and c) agar. The concentration of each polysaccharide was fixed on 3wt% and temperature was 60 ˚C for the US treatment. Before the sample was exposed to each US, the shear viscosity was measured at time zero. The sample was exposed to the US for 5 min at different frequencies with 50 W. Figure 2-1 illustrates the experimental setting for the measurement of the US water bath including B type viscometer. The measurements of the shear viscosity were carried out after the US was stopped. Every minute, the values of shear viscosity value were measured. It was observed that the shear viscosity significantly decreased after the US exposure in each solution. However, the tendency of the decrease values of the shear viscosity changed in the case of the polysaccharide. The case of -carrageenan showed that only 45 kHz frequency was effective in the viscosity change. The others frequencies of 28 and 83 kHz show no change in the shear viscosity after the US was exposed. For -carrageenan, the 83 kHz US showed also no change in the shear 34 Chapter 2 Ultrasound effect on aqueous carrageenans viscosity, but both USs having 45 and 28 kHz showed a decline in the value of the shear viscosity. It was noted that the chemical structure of and carrageenans showed different contents of SO3- group in the polymer unit. Here, -carrageenan contained two SO3- groups and k-carrageenan had one SO3- group in the chemical structure (Scheme 2-1). Therefore, we compared the aqueous agar solution with no SO3- groups in the change of the shear viscosity (Figure 2-2 (c)). The decline degree of the shear viscosity in the agar solution was observed in the order of 45, 28, and 83 kHz for each US frequency. It was noted that the decreased values of the shear viscosity returned to its original value after 5 minutes. When the US was stopped, the viscosity was measured without US operation and the measurement of viscosity was continued for 5 min. After the first cycle finished with the return to the original value, the US exposure was again performed for 5 min. In each case, similar change of the shear viscosity was observed in the second cycle. These meant that the US stimulated the change in the shear viscosity of polysaccharides solutions and the change was occurred reversibly. In addition, the US stimulation was influenced by the existent numbers of the of SO3- groups in the chemical structure of the polysaccharide. Especially, carrageenans solutions showed less effect of the US at 83 kHz. To study the effect of SO3- group on the viscosity, the shear viscosity of the carrageenans and agar solution containing 1 wt% of NaCl 35 Chapter 2 Ultrasound effect on aqueous carrageenans Figure 2-2 Shear viscosity without and with US exposure at 50 W for a) -carrageenan, b) -carrageenan and c) agar. 36 Chapter 2 Ultrasound effect on aqueous carrageenans concentration was determined similarly. Figure 2-3 shows changes in the shear viscosity for each polysaccharide in presence of NaCl. Here, the salt can shield the electrostatic repulsion of SO3- groups of the carrageenan segments to expand the polymer chains [18-20]. When NaCl was present in the aqueous carrageenans solution, the values of the shear viscosity decreased from 540 cP to 490 cP and 500 cP to 480 cP, respectively, for and carrageenans. But the shear viscosity of the aqueous agar was no change in the absence and presence of the NaCl. The tendency of the shear viscosity on the US exposure was similar to that observed in the salt-free solutions in the case of agar solution. In these cases for NaCl systems, still no US changes in the shear viscosity for -carrageenan at 28 and 83 kHz and -carrageenan at 83 kHz. But, in other cases the US could make viscosity changes in the aqueous solution containing NaCl. These comparisons indicate that the US effect on the viscosity also influenced the polymer coil conformation. Results suggest that the aqueous carrageenan solution absorb US power, this could be due the sound energy in the polymer molecules might break hydrogen bonds of the polymers especially at 45 kHz. 2.3.2 Measurement of US effect on FT-IR spectra of polysaccharide solutions It is known that FT-IR spectrometry can provide useful information of polymeric 37 Chapter 2 Ultrasound effect on aqueous carrageenans Figure 2-3 Shear viscosity without and with US exposure at 50 W for a) -carrageenan, b) -carrageenan, and c) agar in presence of NaCl. (Dot line 45 kHz without NaCl). 38 Chapter 2 Ultrasound effect on aqueous carrageenans hydrogen bond network [21]. Thus, aqueous polysaccharide solution affected by US, the FT-IR spectra of the -carrageenan -carrageenan and agar solution were measured and compared before and after the US exposure. Figure 2-4 shows the FT-IR spectra of dried film and aqueous film of -carrageenan, -carrageenan, and agar. The FT-IR spectra showed the distinctive bands appeared in the region of 3000−3800 cm-1 for the OH stretching bands [22]. In the wide stretching band, the non-hydrogen bond or free hydroxyl group could absorb strongly in the 3700-3400 cm-1 region and hydrogen bond interactions appeared in 3400-3000 cm-1. The band detected in 3000-2800 cm-1 denoted the stretching C-H for the alkyl groups of the carrageenans. The band at 1700-1400 cm-1 corresponded to the carboxyl-methyl group. From the wavenumber region in 1400-1000 cm-1 the vibration band of the SO3- group was assigned. The peak at 1320 cm-1 and 1150 cm-1 corresponded to SO2 asymmetric stretching. The peak at 1170 cm-1 was assigned to -COC-groups and the one at 1070 cm-1 was attributed to the glycosidic bonds [22-24]. It was also seen that a small difference was also observed between the dry and wet film for the region at 3800-2600 cm-1 region. Therefore, we analyzed the hydration phenomenon of the polysaccharides by peak deconvolution in the FT-IR spectra. From the data of the dried films and aqueous films, the peak positions were determined using second derivative method. These spectra were decomposed into Gaussian components 39 Chapter 2 Ultrasound effect on aqueous carrageenans Figure 2-4 FT-IR spectra of a) -carrageenan, b) -carrageenan and c) agar. (Dot line dry film. Solid line wet film). 40 Chapter 2 Ultrasound effect on aqueous carrageenans by curve fitting with fixed positions [16, 17]. The results of peak positions are presented in Table 2-1. Here, the peaks 1, 2 and 3 were assigned to water molecules strongly bonded with free OH group of the polysaccharide chain with intermolecular bonding, and that of the chain bonding with another neighbor OH group, respectively [22, 25]. Peak 4 was assigned to free OH groups of the polysaccharides chains. Peaks 5 and 6 were assigned to weak bonds of water and free water molecules respectively [25]. Scheme 2-3 shows the illustration of the OH group of the polysaccharides. As shown in Figure 2-5, the peak position of the dried films and aqueous films included the deconvolution data for the hydration phenomenon. It was observed that after a little water drop was placed in the film, the dry peak 1 increased its intensity for -carrageenan and -carrageenan cases. However, in the case of agar for the wet sample no significant change was observed. This indicated that the SO 3- groups in the carrageenan enhanced water accessibility of the polysaccharides films. Also, the intensity of the peak 2 it seemed to decrease in all the cases. As a consequence of the water addition, the intermolecular hydrogen bonding of the OH group of the polysaccharide was broken. The band intensity of the peaks 1 and 3 increased. For the at 45 kHz US exposure. It was observed that the after US exposure for 1, 3 and, 5 min, the intense of the OH band became higher. In case b) for the results of deconvolution of 41 42 Dry -c 3219 3301 3410 3514 3550 3601 Peak index 1 2 3 4 5 6 3615 3567 3491 3395 3318 3214 Dry -c 3611 3512 3407 3321 3214 Dry Agar 3592 3522 3452 3380 3285 Wet -c 3616 3569 3509 3397 3314 3213 Wet -c 3615 3521 3392 3330 3200 Wet Agar 3611 3554 3487 3388 3289 3193 5 min -c Table 2-1 Center of the peak wavenumber determined with Curve-fitting for the OH stretching band. 3620 3572 3499 3396 3315 3222 5 min -c 3641 3587 3545 3442 3276 3239 5 min Agar Chapter 2 Ultrasound effect on aqueous carrageenans Scheme 2-3 Suggestible Structure of Hydration of a -carrageenan molecule. Chapter 2 Ultrasound effect on aqueous carrageenans 43 Absorbance 3700 3600 6 3400 Wavenumber 3500 3 3100 3000 6 eagar ry Film 3200 0 3800 3700 3600 6 Wavenumber [cm-1] 3800 3700 3600 3500 3400 3300 3200 3100 3000 0 0.05 0.1 0.15 0.2 0.25 [cm -1 ] 3300 0.05 0.1 0.15 0.2 0.25 c-carragenan ry Film 3400 3300 Wavenumber [cm -1 ] 3500 3 Figure 2-5 Deconvolution of the OH stretching region of -carrageenan, -carrageenan, and agar (a, c, and, e dry film for each case and b, d, and f wet film for each case). 0 3800 0.05 0.1 0.15 0.2 0.25 0.3 0.35 Absorbance 44 Absorbance a-carragenan ry Film 3200 3100 3000 Chapter 2 Ultrasound effect on aqueous carrageenans Absorbance 0 3800 0.05 0.1 0.15 0.2 0.25 0.3 0.35 3700 3600 6 3400 3300 3200 3700 fagar 3800 0 0.05 0.1 0.15 0.2 0.25 Wavenumber [cm-1 ] 3500 3 Absorbance et Film 3000 3600 3300 [cm-1] Wavenumber 0 3800 3400 3500 et Film 3100 0.05 0.1 0.15 0.2 0.25 3200 3700 d-carragenan Absorbance b-carragenan 3100 3400 3 3300 Wavenumber [cm-1 ] 3500 3000 3600 6 et Film 3200 3100 3000 Chapter 2 Ultrasound effect on aqueous carrageenans 45 Chapter 2 Ultrasound effect on aqueous carrageenans peak 3 was no change in the -carrageenan. But, for -carrageenan and agar, the band intensity increased in the presence of water. In case a) for Figure 2-6, 2-7, and 2-8, the changes of the FT-IR spectra were observed for -carrageenan, -carrageenan and agar the OH band after 5 min of US exposure, the components of the peaks 1 and 3 appeared in all polysaccharides used. It seems that the US enhanced the interactions between water and polysaccharides by intramolecular hydrogen bonding. Although the peak 2 decreased, this meant that the US easily affected the intermolecular interactions. It was noted for the peak 4 that the deconvoluted band intensity of the carrageenans increased by the US exposure. Because the intermolecular interactions were broken by the US, the water molecules were included in the polysaccharide molecules to interact in other ways. On other hand, in Figure 2-8 (b), the agar spectra presented that the peak 3 was enhanced by the US exposure. These comparisons of the deconvolution strongly indicated that the presence of the SO3- group preferred to form free OH group of agar by the US exposure. Figure 2-9 shows the relation of the OH intensity after the exposure of US at different times for the FT-IR samples. It was noted that the OH band intensity, It/IO, was observed to increase in each polysaccharide, when the exposure times were increased from 1 min to min. This supported that the OH band intensity was influenced by the US exposure. In addition, the 45 kHz US was effective for the 46 Chapter 2 Ultrasound effect on aqueous carrageenans a exposure Absorbance 0.45 0.4 5 min of US 0.35 3 min of US 1 min of US 0.3 No US 0.25 0.2 0.15 0.1 0.05 0 3800 3400 3000 2600 2200 1800 1400 1000 3100 3000 Wavenumber [cm-1] b econvolution 0.45 min of 0.4 Absorbance 0.35 0.3 0.25 0.2 3 6 0.15 0.1 0.05 0 3800 3700 3600 3500 3400 3300 3200 Wavenumber [cm-1] Figure 2-6 FT-IR spectra of -carrageenan at 45 kHz without and with US exposure. a) Different time of US exposure. b) Deconvolution after 5 min of US exposure. 47 Chapter 2 Ultrasound effect on aqueous carrageenans a exposure 0.35 0.3 5 min of US 3 min of US Absorbance 0.25 1 min of US 0.2 No US 0.15 0.1 0.05 0 3800 3400 3000 2600 2200 1800 1400 1000 Wavenumber [cm-1 ] b econvolution 0.35 0.3 Absorbance 0.25 0.2 0.15 3 0.1 6 0.05 0 3800 3700 3600 3500 3400 3300 3200 3100 3000 Wavenumber [cm-1] Figure 2-7 FT-IR spectra of -carrageenan at 45 kHz without and with US exposure. a) Different time of US exposure. b) Deconvolution after 5 min of US exposure. 48 Chapter 2 Ultrasound effect on aqueous carrageenans a exposure 0.3 5 min of US 3 min of US 0.25 Absorbance 1 min of US No US 0.2 0.15 0.1 0.05 0 3800 3400 3000 2600 Wavenumber 2200 1800 1400 1000 [cm-1] b econvolution 0.35 min of 0.3 Absorbance 0.25 0.2 3 0.15 6 0.1 0.05 0 3800 3700 3600 3500 3400 3300 3200 3100 3000 Wavenumber [cm-1] Figure 2-8 FT-IR spectra of agar at 45 kHz without and with US exposure. a) Different time of US exposure. b) Deconvolution after 5 min of US exposure. 49 Chapter 2 Ultrasound effect on aqueous carrageenans a-carragenan 1.2 45 kHz It/I0 23 kHz 86 kHz 0.98 0 1 2 3 4 5 4 5 4 5 Time Exposure [min] b-carragenan 1.2 45 kHz 23 kHz It/I0 86 kHz 0.98 0 1 2 3 Time Exposure [min] cagar 1.2 45 kHz It/I0 23 kHz 86 kHz 0.98 0 1 2 3 Time Exposure [min] Figure 2-9 Change in the OH stretching intensity with different US time exposure. 50 Chapter 2 Ultrasound effect on aqueous carrageenans enhancement of the OH band related with hydrogen bonded networks of polysaccharide. 2.4 Conclusion In the present work, the US effect was studied in aqueous carrageenan solutions measuring the shear viscosity at 60 ˚C. The experiments focused in the hydrogen bond interactions, and showed that the aqueous solution of polysaccharides responded to the US stimulus. On other hand, the recovery of the shear viscosity was also observed, when the US exposure stopped. This could be indicated reversible change by the US exposure. In addition, the presence of SO3- groups in the polysaccharides suppressed the US effect, especially in 23 and 83 kHz US for -carrageenan and 83 for -carrageenan. FT-IR spectroscopy suggested that the US broke the hydrogen bonded networks of the polysaccharides and then, water molecules were re-distributed into the OH groups of the carrageenans. References [1] G. J. Price, In. Chemistry under extreme or non-classical conditions; Rvan Eldik, E. D., Hubbard, C. C., New York: Wiley& Sons, (1996). [2] T. J. Mason, J.P. Lorimer, Applied Sonochemistry, The uses of power ultrasound in chemistry and processing, Wiley-VCH Verlag GmnH, Weinheim (2002) [3] T. J. Mason, L. Paniwnyls, J. P. Lorimer, Ultrason Sonochem., 3(1996), pp. s253-s260. . Chermat, N. Hoarau, Ultrason. Sonochem., 11 (2004) pp. 257-260. 51 Chapter 2 Ultrasound effect on aqueous carrageenans [5] K. K. Latt, T. Kobayashi, Ultrason. Sonochem., 13(2006) pp. 321-328. [6] X Chai, T. Kobayashi, N. Fujii, J. of Membrane Science, 148 (1998) pp. 129-135. [7] D. Roy, J. N. Cambre, B. S. Sumerlin, Progress in Polymer Science., 35 (2010) pp. 278–301. [8] D. Huo, T. Kobayashi, Chem. Lett., 35 (2006) pp. 776-777. [9] N. L. Ngoc, T. Kobayashi, Ultrason. Sonochem., 18 (2011) pp. 1185-1192 [10] N. L. Ngoc, T. Kobayashi, Ultrason. Sonochem., 17 (2010) pp. 186-192. [11] Peter A. Williams, Handbook of Industrial Water Soluble Polymers, Blackwell publishing, (2007). [12] M. Toubal, B. Nongaillard, E. Radziszewski, P. Boulenguer, V. Langendorff, Journal of Food Engineering, 58 (2003) pp. 1–4. [13] M.Audebrand, J.L.Doublier, D.Durandl and J.R.Emeryl, Food Hydrocolloid, 9 (1995) pp 195-203. [14] Jong-Rim Bae, Journal of the Korean Physical Society, 55 (2009) pp. 241624-19. [15] Ratoarinoro, F. Contamine, A.M. Wilhelm, J. Berlan and H. Delmas, Ultrason. Sonochem., 2 (1995) pp. s43–s47. [16] H. Kitano, K. Ichikawa, M. Ide, M. Fukuda, Langmuir, 17 (2001) pp. 1889-1895. [17] H. Kitano, M. Ide, T. Motonaga, Langmuir, 22 (2006) pp. 2422-2425. [18] M. Watase, K. Nishinari, Rheol. Acta, 21 (1982) pp. 318-324. [19] C. Michon, G. CuveIier, B. Launaya A. Parker, Carbohydrate Polymers, 331 (1996) pp. 161-169 [20] M. Watase, K. Nishinari, Colloid & Polymer Sci., 260 (1982) pp. 971-975. 52 Chapter 2 Ultrasound effect on aqueous carrageenans [21] B. Stuart, Infrared Spectroscopy: Fundamentals and Applications. Wiley, New York, 2004 [22] B. Matsuhiro, Hydrobiologia, 326/327 (1996) pp. 481-489. [23] M. Kacurakova, R.H. Wilson, Carbohydrate Polymers 44 (2001) pp. 291-303. [24] J. Prado-Fernández, J. . Rodrıguez-Vázquez, E. Tojo, J.M. Andrade, Analytica Chimica Acta, 480 (2003) pp. 23-37. [25] T. Singh, R. Meena, and A. Kumar, J. Phys. Chem., B113 (2009) pp. 2519–2525. 53 Chapter 2 Ultrasound effect on aqueous carrageenans 54 3 Chapter 3 Ultrasound Stimulus Inducing Change in Hydrogen Bonded Crosslinking of Aqueous Polyvinyl Alcohols Abstract The effect of ultrasound (US) stimulation on the shear viscosity of aqueous polyvinyl alcohol (PVA) solution was studied when the solution was exposed to US at 23, 43, 96, and 141 kHz. The US stimulus showed a marked decrease of the shear viscosity of the solution in the order of 43>96>23>141 kHz, respectively, under US power dissipation of 8.5 8.9, 8.9, and 8.8 W. Subsequently, when US exposure was stopped, the shear viscosity of PVA reverted to its original value. The US stimulation was analyzed with the US power transmitted through the PVA aqueous media. Furthermore, FT-IR spectra measured at different durations of US exposure, suggest that hydrogen bonds in the PVA segments were broken by the US exposure. We conclude that structural changes of the hydrogen bonded crosslinks of PVA were induced to include water molecules for the re-forming of crosslinks of aqueous PVA. 3.1 Introduction Intelligent materials of many kinds have been developed with properties that can be changed considerably by an external stimulus such as light, heat, or electricity. 55 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols Extension of these technologies to several applications has been reported [1], because such materials can respond to external signals and can induce a distinct reaction to the outer environment. The well-known ultrasound (US) technique has been applied in various fields such as engineering and medicine. The US transmitted through any substance, influences several properties of materials. Low-frequency US, which shows effectiveness with common applications, is used mainly to dissolve substances or to homogenize mixtures. In addition, US has earned interest for use in various operations for de-gasification and particle size reduction [2, 3]. For food engineering [4, 5], sonochemical effects of high-frequency US have been applied to degradation of organic material [6]. Using US triggers, our previous works have demonstrated that US can serve as an external stimulus in copolymer microgels of N-isopropylacrylamide (NIPAM) and acrylic acid (AA) using methylenebisacrylamide as a crosslinker [7]. The exposure of spherically polymeric microgels to US changed the hydrodynamic diameter in water medium and also the volume phase-transition temperature of NIPAM microgels. In addition, under the US environment, a perceptible change of the shear viscosity was observed in Al2O3/ polyacrylic acid (PAA) slurry and NIPAM copolymers with PAA in each aqueous medium [8, 9]. These were attributable to the breaking of hydrogen bonding crosslinks of their polymers under US exposure in aqueous medium. 56 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols Regarding the decrease of shear viscosity from US exposure, US absorption might have induced polymer change, especially in hydrogen-bonded crosslinks. To date, absorption coefficients and velocities for different non-ionic polymers solutions such as poly(ethylene glycol(PEG)) and PAA have been reported for high-frequency US of 2–130 MHz [10-15]. However, reports have described no results for lower frequency. It remains unclear, whether a substantial decrease of the shear viscosity was induced by US exposure to aqueous medium or not, because US could affect the aqueous polymeric systems which contain hydrogen bonding. The present study examined the viscosity properties of polyvinyl alcohol (PVA) after exposure to US with different frequencies. In fact, PVA is one of the most widely water soluble polymers used in the industry and also widely study, because their properties can be approach in many fields such as emulsifier, stabilizer for colloid suspensions, coating in the textile, and as an adhesive. Its mechanical properties are strongly linked to the molecular weight and the degree of hydrolysis, the reason of its behavior is due to the hydrogen bond interactions [16-20]. Therefore, US effects observed in this study are expected to be meaningful for industrial applications. For this study, PVA of four molecular weights were chosen to analyze US effects on the shear viscosity of the aqueous solution using US stimulus of 23, 43, 96, 57 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols and 141 kHz. The US effects on the PVA aqueous solution were observed using FT-IR spectroscopy and observations of shear viscosity. 3.2 Experimental 3.2.1 Materials and sample solution preparation The following detailed information is related to all PVAs used in experiments. The four PVAs showed different molecular weight of 13000–21000, 31000–50000, 8200–85000, and 75000 named, respectively, PVA13, PVA31, PVA217, and PVA117. PVA13, PVA31, and, PVA217 had similar hydrolysis degrees in the range 86–88%. PVA117 had a hydrolysis degree of 98-99%. PVA13 and PVA31 were purchased from Sigma-Aldrich; PVA217 and PVA117 were supplied by Kuraray Co. Ltd. (Japan). Water used to prepare PVA solutions was distilled and purified using an ion exchange column. In the cases of PVA217 and PVA117, because their high molecular weights, these solutions were heated at 60 ˚ to be totally dissolved and the obtained transparent solutions were slowly cooled to room temperature and kept at this temperature for one night to settle eliminate air bubbles. Each aqueous PVA solution was prepared with 15 wt% concentration. 3.2.2 Ultrasound equipment and its evaluation. A sonoreactor device (HSR-305R; Honda Electronics Co. Ltd., Japan) was used. Scheme 3-1 shows a side view of the sonoreactor. A stainless steel water bath 58 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols Scheme 3-1 US experimental setting for the measurement of the shear viscosity in polymer solution. 59 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols (8.5×13.5×13 (cm3)) had a 3-cm-diameter transducer on the side wall. The US frequencies were 23, 43, 96, and 141 kHz with different variable intensities of 10–50 W, which were controlled with a wave factory (WF1943B multifunction synthesizer; NF, Japan). A calorimetric study was carried out to calculate the power dissipated in the water bath [21-23]. The temperature (T) was recorded against time (t) at 300 s intervals using a thermocouple placed in the middle of the water bath. From the T versus t data, the temperature rise at zero time, T/t, can be estimated by constructing a tangent to the curve or by curve-fitting the data to a polynomial in t. The ultrasonic power dissipated entering to the system was determined by substituting the value of T/t into Equation (1). (3.1) where Cp is the heat capacity of water (4200 Jkg-1K-1); m represents the mass of the solvent used (kg). Figure 3-1 shows the dissipated and input US power at different frequencies of 23, 43, 96, and 141 kHz. These data show that the input power can be adjusted by controlling the dissipated power between 10–50 W for almost zero to 6–25 W. Results show that the power dissipated in the US water bath was 8.5, 9, 8.7, and 8.8 W for respective power values of 50, 35, 35, and 25, respectively, for 23, 43, 96, and 141 kHz. We used 8.5–9 W for comparison of US effects of different frequencies. 60 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 30.00 Dissipated power [Watts] 25.00 141 kHz 20.00 96 kHz 43 kHz 15.00 23 kHz 10.00 5.00 0.00 0 5 10 15 20 25 30 35 40 45 50 55 Input Power [Watts] Figure 3-1 Dissipated power for all of the US frequencies used. 61 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 3.2.3 Shear viscosity measurement of PVA aqueous solutions The Scheme 3-1 shows the measurement setup, includes a Brookfield rotating viscometer (Tokyo Keiki Inc.), which facilitates shear viscosity measurements in the water bath after the aqueous PVA solution was exposed to US. The shear viscosities of the aqueous solution obtained before and after the US exposure were compared by measurement with rotor No. 2. Here, the concentrated PVA solution was put in a cylindrical glass vessel (40 mm diameter, 120 mm height) and set into the sonoreactor water bath. The water bath temperature was maintained at 25 °C by flowing water during the experiments. Measurements of the shear viscosity of the aqueous solution were taken with and without the US exposure. Sample solutions were exposed in the US environment during 5 min for each frequency at fixed US power dissipated of 8.5, 8.9, 8.9, and 8.8 W, respectively, for 23, 43, 96, and 141 kHz. After the US was stopped, viscosity measurements were carried out at every minute until the shear viscosity reverted to the original value. A similar experiment was conducted twice using the same solution. The concentrations of the PVA solution used for the experiments were chosen base on the fact that the hydrogen bond interaction at dilute and semi dilute solution are ruled for the intermolecular interaction, but at high concentration the PVA aqueous solution could form intermolecular and intramolecular interaction [16-20]. For this 62 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols reason the study was performed at higher concentration, because hydrogen bond interaction could be broken by the US. 3.2.4 Measurements of US effects on FT-IR spectra of the aqueous PVA solutions To ascertain US effects on the chemical changes of the PVA solution, we also measured FT-IR spectra (FT-IR 4100 series; Jasco Corp.) of the PVA solution using two CaF2 plates (30 mm diameter; thickness 2 mm; Pier Optics Co. Ltd.). On one side of the plate, a small amount of PVA solution with 25 wt% concentrated was dropped. Then, the other plate was press to cover the dropped solution, thereby producing a thin layer between the two plates. To prevent water penetration into the sample layer in the water bath, the CaF2 plates were sealed with parafilm when they were exposed to US. FT-IR spectra of the PVA solutions were measured immediately using absorbance mode after 1, 3, and 5 min of US exposure. In FT-IR spectral analysis for the OH stretching band, the fixed positions were determined from their second derivatives for curve fitting [24, 25] using Peak Fitting option from Origin 8.5 software. 3.3 Results and discussion 3.3.1 Change in the shear viscosity of aqueous PVA during US exposure Using US at almost equal power dissipation, the aqueous PVA solution in the water bath was exposed for 5 min. The shear viscosity of the solutions was measured 63 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols subsequently at 1 min intervals. Figure 3-2 shows plots of the values of the shear viscosity obtained after the exposures. Experiments were performed after US was stopped. As shown there, after 43 kHz US exposure, the shear viscosities decreased significantly from their original values of 142, 375, 7700 cp, and 21000 cp, for a) PVA13, b) PVA31, c) PVA217, and d) PVA117, respectively, to 124.5, 344, 6550 cp, and 16750 cp. After the US exposure, each value of the shear viscosity value returned to their original values. Those cases using 43 kHz US took about 20–35 min for reversal to the original value. After the shear viscosity reversion, the aqueous solution was exposed similarly to the US with a second time for additional 5 min in each PVA case. The time course of the shear viscosity change is shown on the right side in Figure 3-2. Similar behavior was observed in the viscosity changes. The shear viscosity change that occurred the first and second times implied that the US exposure acted as a trigger to induce the change of the PVA shear viscosity. At different US frequencies, observations revealed that 43 kHz US was effective for decreasing the shear viscosity relative to other cases this demonstrates that the order of the decline was 43, 96, 23, and 141 kHz. Furthermore, the US effect on shear viscosity was more pronounced at higher molecular weight of PVA, which might be true, because higher crosslinkage of the polymer chains showed more viscous properties. Comparison of the viscosity change in each PVA 64 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols solution at the same frequency showed an enhanced tendency: for example, at 43 kHz, the change from 7700 cp to 6550 cp was more prominent in the PVA217. Results suggest that the highly viscous solution can absorb the US power to lower the viscous condition. As shown in Figure 3-2 for d) PVA117, it was observed that the shear viscosity has also noteworthy decreased, even for the 141 kHz. These might be explained, because the full hydrolysis degree of the PVA. It could be concluded that as the molecular weight and the hydrolysis degree increases, the US absorption also increases. Through US experiment water was circulated by pumping in the sonoreactor and kept at 25 ˚C. The present study reveals that the US absorption could be observed at low frequencies 23-141 kHz. We measured the extent of the decline of US profiles directly and compared conditions before and after the US passed through the viscous PVA solution. 3.3.2 Effect of US absorption on the PVA aqueous medium To analyze US absorption by the aqueous PVA, the transmittance of US through the PVA solution was investigated using a US detector to measure the US intensity. Figure 3-3 shows the time profiles monitored at 43 kHz US in the absence and the presence of PVAs. Here, the US intensity was attenuated from I0 to IUS magnitude, when US passed through the sample medium of the glass cell for L=30 mm with 60 ml 65 b P Shear viscosity [Cp] 380 375 370 365 360 355 350 345 340 3 122 126 130 134 138 142 3 0 0 5 5 10 15 10 Time [min] ycle Time [min] ycle 20 15 25 20 43 kHz 96 kHz 23 kHz 141 kHz 30 43 kHz 96 kHz 23 kHz 141 kHz Shear viscosity [Cp] 380 375 370 365 360 355 350 345 340 122 126 130 134 138 142 0 0 5 5 10 15 10 Time [min] ycle Time [min] ycle 20 15 25 20 43 kHz 96 kHz 23 kHz 141 kHz 30 43 kHz 96 kHz 23 kHz 141 kHz Figure 3-2 Change of shear viscosity for the aqueous a) PVA13, b) PVA31, c) PVA217, and d) PVA117 with 15 % concentration. The US power dissipated was 8.5-9. Shear Viscosity [Cp] 66 Shear Viscosity [Cp] a P Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols d P Shear Viscosity [Cp] Shear Viscosity [Cp] 0 0 5 5 10 15 20 25 25 30 16500 15 20 30 Time [min] 35 43 kHz 96 kHz 23 kHz 18500 17500 141 kHz 10 ycle Time [min] 35 43 kHz 19500 20500 21500 6400 6600 96 kHz 23 kHz 7000 6800 141 kHz 7200 7400 7600 7800 ycle Shear Viscosity [Cp] Shear Viscosity [Cp] c P 16500 17500 18500 19500 20500 21500 6400 6600 0 0 5 5 10 15 20 25 25 30 10 20 Time [min] 15 ycle Time [min] 30 35 43 kHz 96 kHz 23 kHz 141 kHz 35 43 kHz 96 kHz 23 kHz 7000 6800 141 kHz 7200 7400 7600 7800 ycle Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 67 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols total volume of the aqueous PVA with different PVA concentrations. The US intensity decreased from I0 to IUS in the aqueous PVA solutions respectively measured without and with the PVA species. The peak heights of the US profiles were I0 and IUS, which were observed before and after US transduction at each PVA solution concentration. Transmittance t=IUS/I0 (1) was calculated. Figure 3-4 shows that the US intensity decreased at each frequency when the PVA concentration was 200 g/L. Results shows that the viscous PVA solution of PVA217 exhibited a higher tendency to show decreased transmittance at each frequency. To examine US absorption to the PVA solution, we defined US absorption, AUS as ( ) ( ⁄ ) (3.2) Figure 3-5 shows the respective relation between PVA concentration (g/L) and A US for a) PVA13, b) PVA31, c) PVA217 and d) PVA117. The absorptivity of the US to the solution is expected to increase continuously with the PVA in higher concentration. It was noteworthy that the experimental data showed a linear relation between PVA concentration and AUS. Therefore, the absorptivity of the US can be expressed as A=LC (3), where the value of L is the glass cell length (30 mm), and in the equation is the slope and constant, meaning that the area of the US absorptivity of the solution medium having unit weight (L/g-cm). Therefore, we were able to convert the 68 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols absorptivity, US, given in units of centimeters and grams per liter to be that of unit of L/g-cm = 0.1 m2/g. This constant meant that the value of US is the US absorption area for unit weight PVA. Consequently, equation (3) was rewritten as AUS=0.1 USLC. As indicated by Figure 3-5, the values of AUS increased continuously with the increased PVA concentration, suggesting that the absorbed US increased continuously with increased PVA concentration. In addition, the degree of the slope in the relation became higher in the cases of the 43 kHz US. The resultant US is presented in Table 3-1. The tendency of 43>96>23>141 kHz was noted for all PVA samples used in the resultant US. Furthermore, the absorption of the US increased continuously with the molecular weight of the PVA used. For example, at 43 kHz, the values of US were, respectively, 4.3×10-5, 5.3×10-5, 1×10-4, and 9×10-5 m2/g for PVA13, PVA31, PVA217, and PVA117. The PVA217 presented higher absorptivity relative to other PVAs, indicating that viscous PVA solution could adsorbed more sound. On other hand in comparison of PVA217 and PVA117 having higher hydrolysis degree, the PVAs showed similar tendency in the plots of AUS and PVA concentration that mean the hydrolysis change in PVA217 and PVA117 had no influence on the US absorptivity 69 c P Intensity [V] 00 g L 00 g L 6 4 b P d P 3 0 s 0 s 00 g L 00 g L N 00 g L 00 g L N Profiles intensity of the US waves before and after pass through the glass cell at 43 kHz, for a) PVA13 b) PVA31, c) PVA217, and d) PVA117. -8 -6 -6 -8 -4 -2 0 2 4 6 8 10 8 6 4 2 0 -2 -4 -6 -8 -10 -4 -2 0 2 N 0 s 0 s 00 g L 00 g L N 8 10 8 6 4 2 0 -2 -4 -6 -8 -10 3 Figure 3-3 Intensity [V] Intensity [V] 70 Intensity [V] a P Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols Figure 3-4 Transmittance (t=IUS/I0) of each frequency US through 15 wt% of aqueous PVA. Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 71 Figure 3-5 US absorptivity (AUS=LC) of aqueous PVAs solutions with different concentrations. The US power dissipated was adjusted in 8.5 – 9 W. Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 72 3.0×10-5 5.3×10-5 4.3×10-5 2.0×10-5 2.3×10-5 4.3×10-5 3.0×10-5 1.0×10-5 23 kHz 43 kHz 43 kHz 141 kHz 3.7×10-5 7.3×10-5 1.0×10-4 5.3×10-5 PVA217 4.7×10-5 6.7×10-5 9.0×10-5 5.3×10-5 PVA1117 The power dissipated of the US exposure was 8.5, 9, 8.7, and 8.8 W respectively, for 23, 43, 96, and 141 kHz PVA31 PVA13 Frequency Table 3-1 US coefficient (m2/g) for PVAs at different frequencies. Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 73 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 3.3.3 Change in FT-IR spectra observed at different times In our previous work for PAA/Al2O3 aqueous slurry [9], the US exposure induced change in the FT-IR spectra, especially in the OH stretching band region, which implied that the US changed the chemical structure of the aqueous slurry. To elucidate the change of the shear viscosity and their US absorption in aqueous PVA by US exposure .FT-IR spectra of aqueous PVA before and after US exposure were measured and compared. To analyze the water addition in the PVA, comparison of FT-IR spectra of dry film and aqueous film of PVA was carried out. As described, the aqueous PVA dropped in the CaF2 windows and then, the sandwiched windows was placed in the water bath of the sonoreactor to be exposed to US. After the US was stopped, FT-IR measurements were conducted immediately. Figure 3-6 shows differences of FT-IR spectra of the dried film and the aqueous PVA for a) PVA13, b) PVA31, c) PVA217 and d) PVA117. The FT-IR spectra showed that typical bands of PVA appeared at 3500–3200 cm-1 for the O–H stretching band. The non-hydrogen bonded or free hydroxyl group is absorbed strongly in the 3700–3500 cm-1 region. Intermolecular hydrogen bonding appeared at 3550–3200 cm-1. The stretching band observed at 3000– 2800 cm-1 shows stretching C–H from alkyl groups of the PVA [26]. The wavenumber region between 1750–1680 cm-1 and 1150–1085 cm-1 showed stretching C=O and non-saponificated –OCOCH3 group in the PVA. Moreover, the difference in the dry and 74 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols aqueous samples is clear in the 2600–3800 cm-1 region, which suggests that the water molecules strongly hydrated with the OH groups of the PVA. Comparison of hydration phenomenon of dry and aqueous PVA was made by peak deconvolution for PVA13, PVA31, PVA217 and PVA117 as shown in Fig. 3-7, Fig. 3-8, Fig. 3-9 and Fig. 3-10, respectively in the region of 3800–3000 cm-1. From FT-IR spectra of the dry and aqueous films, we compared peak positions, determined from their second derivatives. These spectra were decomposed into five Gaussian components by curve fitting [24, 25]. Five peaks were chosen to fit the OH stretching curve, due to it have been reported that the PVA and water molecules might interact between 5 or 6 different ways [26-29]. The results are presented in Table 3-2. Here, peaks 1, 2, and 3 were respectively assigned with OH groups of PVA bonded strongly with water molecules, OH groups of PVA to bond with intermolecular crosslinks of PVA, and intramolecular interaction with another neighbor OH group. In the other hand peaks 4 and 5 were assigned to non-hydrogen bonded OH from PVA and free OH form water molecules, respectively. The peak fitting data of the PVAs showed that the high-molecular-weight PVA, which contained free OH, appeared in 3450–3400 cm-1 (peak 4). When a small amount of water was added to the PVA systems, each FT-IR spectra became broader in the OH stretching band region, especially in 3700–3000 cm-1. The water addition intensified the 75 b P 0 4000 0.05 0.1 0.15 0.2 0.25 0.3 3 0 4000 0.1 0.2 0.3 0.4 0.5 3 3500 3500 3000 3000 [cm -1 ] wavenumber [cm -1] 2500 Wavenumber 2500 Film No US 2000 Film No US 2000 1500 1500 1000 1000 Figure 3-6 FT-IR spectra of a) PVA13, b) PVA31, c) PVA217, and d) PVA117. (Dot line is for dry PVA and solid line for aqueous PVA with 25 wt% concentration. Absorbance 76 Absorbance a P Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols Absorbance d P Absorbance c P 3500 3000 2500 0 4000 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0 4000 0.05 0.1 0.15 3500 3000 Wavenumber 2500 [cm-1] Wavenumber[cm-1] No US Film 2000 2000 Film 0.25 0.2 No US 0.3 0.35 1500 1500 1000 1000 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 77 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols Figure 3-7 Comparison of FT-IR spectra of a) dry, and b) aqueous PVA13 in wavenumber range of 3000-3800cm-1. The deconvoluted peaks were assigned by showing Scheme 3-2. Peak 1 Peak 2 Peak 3 Peak 4 Peak 5. 78 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols Figure 3-8 Comparison of FT-IR spectra of a) dry, and b) aqueous PVA31 in wavenumber range of 3000-3800cm-1. The deconvoluted peaks were assigned by showing Scheme 3-2. Peak 1 Peak 2 Peak 3 Peak 4 Peak 5. 79 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols Figure 3-9 Comparison of FT-IR spectra of a) dry, and b) aqueous PVA217 in wavenumber range of 3000-3800cm-1. The deconvoluted peaks were assigned by showing Scheme 3-2. Peak 1 Peak 2 Peak 3 Peak 4 Peak 5. 80 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols Figure 3-10 Comparison of FT-IR spectra of a) dry, and b) aqueous PVA117 in wavenumber range of 3000-3800cm-1. The deconvoluted peaks were assigned by showing Scheme 3-2. Peak 1 Peak 2 Peak 3 Peak 4 Peak 5. 81 82 3411 3 5 4 3297 2 3418 3298 3219 Dry Dry 3241 PVA 31 PVA 13 1 Peak Index 3477 3409 3308 3241 Dry PVA 217 3401 3310 3227 Dry PVA 117 3613 3519 3421 3319 3222 aqueous PVA 13 3616 3515 3420 3313 3227 aqueous PVA 31 3638 3576 3418 3287 3154 aqueous PVA 217 3648 3591 3438 3335 3135 aqueous PVA 117 3631 3529 3394 3253 3633 3578 3448 3313 3227 5 min 5 min 3185 PVA 31 PVA 13 Table 3-2 Centered peak wavenumber determined by Curve-fitting for the OH stretching band. 3633 3559 3445 3346 3211 5 min PVA 217 3639 3578 3454 3312 3141 5 min PVA 117 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols spectral change in the 3500–3600 cm-1 region, probably because of water bonding with the OH groups of PVA. The band of the 3600 cm-1 for peak 5 was assigned by the free water band in the PVA with increasing molecular weight of PVA. Thereby, water molecules hydrated with the OH group of PVA. Possible structural changes due to thedrying process, it could be attributed to the decrement of free water, affect the polymer-polymer distance, assisted in the formation of hydrogen bonds between OH groups of the PVA and microcrystals [30-33] enhanced the peak at 1141 which is related with the formation of microcrystals. As present in Figures 3-11, 3-12, 3-13, and 3-14 no significant changes at the band 1141 cm-1 and 1040 cm-1 were observed. Therefore we concluded that the dry process had less effect the spectral properties of the PVA film. As shown in Figs. 3-11, 3-12, 3-13, and 3-14, FT-IR spectra of the aqueous PVA were measured after 43 kHz US exposure for 1, 3, and 5 min. The effect of the 43 kHz US was especially intense in the OH band. For 1000–1800 cm-1, but no change was observed as a result of the US exposure. In extended wavenumbers of 3000–3800 cm-1 components were strengthened by US exposure, which implied that the US exposure enhanced the peak 3 intensity assigned to intramolecular OH groups linked by hydrogen bonds. Those bonds were broken, creating interaction with water molecules in the PVA medium (Scheme 3-2). However, the PVA217 showed enhancement of peak 1 and peak 83 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols a exposure 0.6 min of 0.5 3 min of min of Absorbance 0.4 0 min of 0.3 0.2 0.1 0 4000 3500 3000 2500 2000 1500 1000 Wavenumber [cm-1 ] b econvolution 0.6 0.5 3 Absorbance 0.4 0.3 0.2 0.1 0 3800 3700 3600 3500 3400 Wavenumber 3300 3200 3100 3000 [cm-1 ] Figure 3-11 FT-IR spectra of PVA13 for the 43 kHz US exposure for a) 1, 3, and 5 min and b) containing deconvoluted curve fitting in the after 5 min US exposure. 84 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols a exposure 0.4 min of 0.35 3 min of Absorbance 0.3 min of 0.25 0 min of 0.2 0.15 0.1 0.05 0 4000 3500 3000 2500 Wavenumber b 2000 1500 1000 [cm -1 ] econvolution 0.4 0.35 Absorbance 0.3 0.25 3 0.2 0.15 0.1 0.05 0 3800 3700 3600 3500 3400 Wavenumber 3300 3200 3100 3000 [cm -1 ] Figure 3-12 FT-IR spectra of PVA31 for the 43 kHz US exposure for a) 1, 3 and 5 min and b) containing deconvoluted curve fitting in the after 5 min US exposure. 85 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols a exposure Absorbance 0.5 0.45 min of 0.4 3 min of 0.35 min of 0.3 0 min of 0.25 0.2 0.15 0.1 0.05 0 4000 3500 3000 2500 Wavenumber b 2000 1500 1000 [cm-1 ] econvolution 0.45 0.4 0.35 Absorbance 0.3 0.25 3 0.2 0.15 0.1 0.05 0 3800 3700 3600 3500 3400 3300 3200 3100 3000 Wavenumber[cm -1 ] Figure 3-13 FT-IR spectra of PVA217 for the 43 kHz US exposure for a) 1, 3 and 5 min and b) containing deconvoluted curve fitting in the after 5 min US exposure. 86 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols a exposure 0.5 min of 3 min of 0.4 Absorbance min of 0 min of 0.3 0.2 0.1 0 4000 3500 3000 2500 2000 1500 1000 wavenumber [cm -1 ] econvolution 0.5 0.45 0.4 0.35 Absorbance b 3 0.3 0.25 0.2 0.15 0.1 0.05 0 3800 3700 3600 3500 3400 Wavenumber 3300 3200 3100 3000 [cm -1 ] Figure 3-14 FT-IR spectra of PVA117 for the 43 kHz US exposure for a) 1, 3 and 5 min and b) containing deconvoluted curve fitting in the after 5 min US exposure. 87 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 4 when exposed to 43 kHz US. Consequently, the US exposure induced redistribution of the water hydration of the PVA segments. The interaction between water–PVA for the and PVA–PVA for the peak 2 were strengthened by the US exposure. The change suggests that the PVA crosslinkage of the OH groups was broken by the US exposure. shown by b) deconvolution, in each spectrum was for 5 min exposure. In the figures, the dashed lines show deconvolution results. In PVA13 and PVA31, the peak 3 peak 1 the Subsequently, the water molecules bonded again to the OH groups. Scheme 3-2 shows that US decreased the shear viscosity of the aqueous PVA arising from the breakage ofhydrogen bonded network by the US exposure. This US effect suggests that the increased intensity of the OH band in the 3500–3200 cm-1 region for the peaks 1 and 2 was attributable to the increased presence of water and PVA conditions. After the US exposure, the changed FT-IR spectra reverted to the original spectra in each PVA system. Figure 3-15 presents the value of the ratio of the FT-IR peak intensity of IOH at 3500–3200 cm-1and ICH at 2937 cm-1. After US exposure was stopped, the peak ratio values for each PVA increased from 3.1 to 3.4, 4.1, 6.7, and 6 for PVA13, PVA31, PVA 217, and PVA117,respectively. This increase resulted from the OH-stretching band enhancement attributable to the US exposure. Later, when the US exposure was stopped, the values of IOH/ICH decreased gradually, finally returning to their original values 88 Scheme 3-2 Illustration of US effect on hydrogen bond network of PVA. Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 89 Figure 3-15 Time change in the ratio of IOH/ICH intensity observed in FT-IR spectra of a) PVA13 (♦), (● . c) PVA 217 (▲ , and d P b) PVA 31 (■), Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 90 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols (IOH/ICH=3.1) within 30 min for PVA13, 55 min for the PVA31, 60 min for the PVA217, and 70 min for the PVA117. These results were reasonable in consideration of the recovery of the shear viscosity data after the US was stopped. Consequently, the restructuring of hydrogen bonds made that the aqueous PVA solution was again viscous. Results show that the US exposure broke the hydrogen bonds of PVA by US absorption and also show the subsequent re-forming of the hydrogen bond in PVA solutions without US. 3.4 Conclusion Efficient change in the shear viscosity of the PVA aqueous solution was noted at 23, 43, 96, and 141 kHz for power dissipated of 8.5–9 W. 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Walrafen, Raman Spectral Studies of the Effects of Temperature on Water Structure. J. Chem. Phys., 47 (1967) 114-126. [30] E. Otsuka, A. Suzuki, Swelling Behavior of Chemically Crosslinked PVA Gels in Mixed Solvents, J. Appl. Polym. Sci., 48 (2009) 1978-1986. [31] N. A. Peppas, Infrared spectroscopy of semicrystalline poly(viny1 alcohol) networks Makromol. Chem., 178 (1977) 595-601. [32] S. K. Mallapragada, N. A. Peppas, Dissolution mechanism of semicrystalline poly(viny1alcohol) in Water. J. Polym. Sci. Part B., 34 (1996) 1339-1346. [33] C. M. Hassan, N. A. Peppas, Biopolymers, PVA hydrogels, anionic polymerisation nanocomposites (Advances in polymer science, v.153.), Springer-Verlag Berlin and Heidelberg GmbH & Co. K, 2000, 37. 95 Chapter 3 Ultrasound stimulus on aqueous polyvinyl alcohols 96 4 Chapter 4 Effect of Ultrasound on Changing Aqueous Viscosity of Several Water Soluble Polymers Abstract The effect of ultrasound (US) on the shear viscosity of water-soluble polymers, poly vinyl alcohol (PVA), polyethylene glycol (PEG), and poly acrylic acid (PAA), was studied in aqueous solutions with US exposure of 23 kHz, 43 kHz, 96 kHz, and 141 kHz for an 8.5-9 W US. The US exposure significantly decreased the shear viscosity of the solutions in this order: 43 kHz > 23 kHz > 96 kHz > 141 kHz. When US exposure was stopped, the shear viscosities of the aqueous polymer solutions reverted to their original values. US stimulation during the decrease in viscosity was supported by the ultrasonic power transmitted through the aqueous polymer solution. Additionally, FT-IR spectra obtained during US exposure showed that hydrogen bonds in the aqueous polymer solution could be broken, especially at 43 kHz. We concluded that US exposure influenced hydrogen bonding interactions between the OH groups of the polymer and water molecules in the aqueous medium. This finding was supported by US absorption of the aqueous polymer solution in the transmittance model, which shows the US absorptivity, US, for each polymer system. 97 Chapter 4 US effect on aqueous viscosity 4.1 Introduction Ultrasound (US) has been widely applied in different fields, such as medicine, engineering, and biology [1]. Due to the advantages of US, it is widely used in sono-chemical processes [2, 3] as well as in food engineering and separation processes [4, 5]. Smart materials responded when external stimuli, such as heat, light, or magnetic fields, were applied [6]. However, few studies of US have demonstrated the ability of external stimuli to change material properties. Recently, it was reported that US could be used as a new type of trigger in the drug delivery of polymeric composite materials. In these cases, a low US frequency was applied to encapsulate drugs, and the hydrophilicity and high permeability of the materials improved the penetration of water [7, 8]. In our previous works, copolymer microgels of N-isopropylacrylamide (NIPAM) and acrylic acid (AA) using methylenebisacrylamide as a crosslinker demonstrated US-responsive behavior in spherical polymer microgels [9, 10]. In addition, a significant change in the shear viscosity was observed in Al2O3/polyacrylic acid (PAA) slurry [11], and similar behavior was observed in NIPAM copolymers with PAA in aqueous media [12] and carrageenans [13]. These variations were explained by the breaking of polymeric hydrogen bonds in the microenvironment when US exposure was performed in aqueous medium. 98 Chapter 4 US effect on aqueous viscosity Regarding the changes in shear viscosity during US exposure, US absorption might induce polymer changes, particularly those related to hydrogen bonded species in the aqueous polymers used. It was reported that ultrasonic adsorption to polymeric medium was evaluated by absorption coefficients, sound velocities and viscosity, for different non-ionic and ionic polymer solutions, such as polyethylene glycol (PEG), polyvinyl alcohol (PVA), and PAA at high frequencies of 2-130 MHz [14-18]. However, no results for US using lower frequencies have been reported. Nevertheless, water soluble polymers possessing different chemical structures for PEG, PVA, and PAA are widely used in different industries. These polymers are generally used as stabilizers for aqueous colloidal suspensions, and their properties in aqueous media are strongly related to the viscosity of their aqueous media [19-24]. Therefore, if the viscosity could be controlled by US, such a technology would possess quite an effective advantage. However, the effect of US in polymer systems has not been well characterized when lower US frequencies are used. The present study, therefore, investigated the shear viscosity properties of the aqueous polymers of PVA, PEG, and PAA as a function of ultra-sonication at various low frequencies: 23 kHz, 43 kHz, 96 kHz, and 141 kHz. Additionally, the effects of US in aqueous solutions were studied using a US absorption model and were also observed using FT-IR spectroscopy in 99 Chapter 4 US effect on aqueous viscosity aqueous solutions. It was concluded that absorption of US altered hydrogen bonding in the aqueous solution. 4.2 Experimental 4.2.1 Materials and sample solution preparation Water-soluble polymers, PEG, PVA, and PAA, were purchased from Sigma Aldrich Co., St. Louis, MO, USA. The molecular weight of PEG was 100 000 Mw; the weight of PVA was 146 000-186 000 Mw with a degree of hydrolysis of approximately 86-88 %, and the weight of PAA was 450 000 Mv. An aqueous solution with a 10 wt% concentration for each polymer was prepared in distilled water and then purified using an ion exchange column. The polymer solutions were heated for 2 hours to allow for full dissolution at 60 ˚ . The transparent solutions obtained were slowly cooled at room temperature and stored at that temperature for one day to allow for settling and to eliminate air bubbles. 4.2.2 Shear viscosity measurements of the water-soluble polymers A sonoreactor device (HSR-305; Honda Electronics Co. Ltd., Toyohashi, Aichi, Japan) was used for the experiments (Scheme 4-1). The sonoreactor could be operated at four frequencies: 23 kHz, 43 kHz, 96 kHz, and 141 kHz. A calorimetric study was also 100 Chapter 4 US effect on aqueous viscosity Scheme 4-1 US experimental setting for the measurement of the shear viscosity in polymer solution. 101 Chapter 4 US effect on aqueous viscosity performed to calculate the US power dissipated in the water bath [25, 26]. The power dissipated into the aqueous solution was between 8.5 and 9 W. The measurement setup, as shown in Scheme 4-1 includes a Brookfield rotating viscometer (Tokyo Keiki Inc., Ohta-Ku, Tokyo, Japan) to measure the shear viscosity of the aqueous solutions. The sonoreactor temperature was fixed at ˚ for all experiments by flowing water through the sonoreactor. It was confirmed that no increase in temperature was detected during the experiments. The shear viscosity was measured both prior to and after US exposure. The viscosity was measured with a No. 2 rotor. The viscous solution was put into a cylindrical glass vessel with a diameter of 40 mm and height of 120 mm and was placed in the US sonoreactor. The sample solution was exposed to US for 5 min at each frequency. The shear viscosity was measured at 1-min intervals. 4.2.3 Measurements of the US effect on the FT-IR spectra of the aqueous solutions. FT-IR spectroscopy is a useful technique to examine the hydrogen bonding of polymeric materials. Accordingly, the US effect on chemical changes in water-soluble polymer solutions was analyzed via FT-IR spectroscopy, which was measured using an FT-IR 4100 series spectrometer (Jasco Corp. Hachioji Tokyo, Japan). Aqueous polymer solutions with a concentration of 10 wt% were lightly dropped onto a CaF2 window (30 mm diameter, 2 mm thickness; Pier Optics Co. Ltd. Tatebayashi, Gunma, Japan). 102 Chapter 4 US effect on aqueous viscosity Another window was placed on top to cover the drop of solution, which formed a thin layer between the plates. To prevent penetration of water into the sample window, when being placed into the US water bath, the CaF2 windows were sealed with Parafilm. The windows had no effect on polymer adsorption and no influence on the resulting FT-IR spectra. All experiments were performed three times and were shown to have similar results within an experiment. The FT-IR spectra were measured immediately using absorbance mode following 1, 3, and 5 min of US exposure. For the FT-IR spectra, spectral analysis of the OH and CH stretching bands was deconvoluted using a method similar to that in our previous report, and these stretching bands ranged from 2400 to 3800 cm-1 for PAA and from 3000 to 3800 cm-1 for both PEG and PVA [13]. When the centers of the fixed peaks of the original OH and CH stretching bands were determined in the spectral data, their bands were decomposed into Gaussian components with peak centers and the curve was then fitted using OriginPro 8.5.1. 4.3 Results and discussion 4.3.1 Effect of ultrasound on shear viscosity of water soluble polymers. The shear viscosity of the aqueous polymer solutions was measured after US exposure at 8.5-9 W for 5 min, after which time ultrasonication was stopped and the shear viscosity was measured at 1 min intervals. Figure 4-1 shows the change in shear viscosity as a function of time for each aqueous solution of a) PEG, b) PVA, and c) 103 Chapter 4 US effect on aqueous viscosity PAA at pH 3; d) PAA at pH 5; and e) PAA at pH 10. Here, PAA solutions were prepared at three pH values, 3, 5, and 10, because the extent of dissociation of the -COOH group of PAA depends on the pH. The concentration of each polymer was fixed at 10 wt% for the viscosity measurements. As observed previously, the shear viscosity apparently decreased from the original values following US exposure in each case. When the viscosity returned to its original value, each sample was exposed to US a second time for 5 min. It was noted that the change in the shear viscosity during the second cycle appeared similar to that during the first cycle. Therefore, these results indicated that the US exposure could respond to the change in the shear viscosity. The results also indicated that the change in the shear viscosity was caused by the US stimulus, which was used as a trigger to induce a change in shear viscosity. Overall, the 43 kHz frequency was the most effective stimulus for the shear viscosity comparison to the other frequencies. The decrease in the shear viscosity occurred in increasing order of 43 kHz > 23 kHz > 96 kHz > 141 kHz. It would be interesting to consider that the comparison of the chemical structures of each polymer is made based on the viscosity change due to US. For the 43 kHz sample, the PEG solution prior to US exposure was 543 cp and after US exposure changed to 474 cp. For the PVA solution, a change in viscosity was observed from 1690 to 1260 cp, following US exposure. For PAA, a 104 Chapter 4 US effect on aqueous viscosity change was observed from 785 to 725 cp at pH 3 and from 1740 to 1550 cp at pH 5. When the shear viscosity was measured at pH 10 for the PAA solution, a value of 2320 cp indicated that no change occurred in the shear viscosity upon US exposure. The polymer condition at pH 10 could be explained by the presence of electrostatic repulsions between the COO- groups of PAA, thus leading to a higher viscosity than the other samples at pH 3 and pH 5. Therefore, the PAA polymer chains were considered to be more extended and to have fewer hydrogen bonds at pH 10. 4.3.2 Effect of US absorption on the aqueous polymer medium. Because these changes in the shear viscosity due to US were observed in aqueous solutions of polymers with different chemical structures, the US intensity was monitored both before and after transmittance of the US through the sample solution to analyze US absorption by the aqueous polymer solutions. Here, the transmittance of US through the aqueous solution was investigated using a US detector to measure US intensity. Thus, the US intensity was attenuated from I0 to IUS when the US passed through the sample medium in a glass cell having L=30 mm containing 60 ml total volume of the aqueous polymer solution at different polymer concentrations. The US intensity decreased from I0 to IUS when the experiments were performed without and then with polymer in solution. The peak heights of the US profiles were measured by 105 Chapter 4 US effect on aqueous viscosity ycle ycle 550 550 535 535 520 141 kHz 505 96 kHz 23 kHz 43 kHz 490 Shear Viscosity [Cp] Shear Viscosity [Cp] a P 520 141 kHz 505 96 kHz 23 kHz 43 kHz 490 exposure 475 exposure 475 460 460 0 5 10 15 20 25 0 5 10 Time [min] ycle 20 25 ycle 171 0 171 0 165 0 165 0 159 0 159 0 153 0 141 kHz 147 0 96 kHz 23 kHz 141 0 43 kHz Shear Viscosity [Cp] Shear Viscosity [Cp] b P 15 Time [min] 135 0 153 0 141 kHz 147 0 96 kHz 23 kHz 141 0 43 kHz 135 0 129 0 129 0 exposure exposure 123 0 123 0 0 5 10 15 20 25 30 35 40 Time [min] 0 5 10 15 20 25 30 35 40 Time [min] Figure 4-1Change of shear viscosity for the aqueous a) PEO, b) PVA, c) PAA pH 3, d) PAA pH 5, and e) PAA pH 10 with 10 wt% concentration. The US power dissipated was 8.5-9. 106 Chapter 4 US effect on aqueous viscosity at pH 3 ycle ycle 790 790 780 780 770 760 141 kHz 96 kHz 750 23 kHz 43 kHz 740 Shear Viscosity [Cp] Shear Viscosity [Cp] c P 730 770 760 141 kHz 96 kHz 750 23 kHz 43 kHz 740 730 exposure 720 exposure 720 0 5 10 15 20 25 30 0 5 Time [min] at pH ycle 175 0 172 5 172 5 170 0 170 0 167 5 165 0 141 kHz 162 5 96 kHz 23 kHz 160 0 43 kHz 25 30 167 5 165 0 141 kHz 162 5 96 kHz 23 kHz 160 0 43 kHz 157 5 155 0 155 0 exposure exposure 152 5 152 5 0 5 10 15 20 25 30 0 5 Time [min] at pH 0 10 15 20 25 30 Time [min] ycle ycle 250 0 200 0 150 0 141 khz 100 0 96 kHz 23 kHz exposure 500 43 kHz 0 Shear Viscosiry [Cp] 250 0 Shear Viscosiry [Cp] 20 ycle 175 0 157 5 e P 15 Time [min] Shear Viscosity [Cp] Shear Viscosity [Cp] d P 10 200 0 150 0 141 khz 100 0 96 kHz 500 23 kHz exposure 43 kHz 0 0 5 10 15 20 Time [min] 25 30 0 5 10 15 20 25 30 Time [min] 107 Chapter 4 US effect on aqueous viscosity oscilloscope after the US intensity was received by the probe. Then, I0 and IUS were observed both before and after US transduction at each aqueous polymer solution concentration. The transmittance t=IUS/I0 (1) was calculated for different polymer solutions. Results show that the polymer solution exhibited a tendency to show that I0 > IUS, meaning that the US transmittance decreased at each frequency as a function of US absorption. To examine the degree of US absorbed by the aqueous polymer solution, we defined US absorption as AUS, ( ) ( ⁄ ) . (4.2) The absorptivity of the US in the solution is expected to increase continuously with increasing polymer concentration. Notably, the experimental data showed a linear correlation in each polymer system. Therefore, the absorptivity of the US can be expressed as AUS=USLC, where L is the glass cell length (30 mm) and US is the constant slope. The value US represents the area of US absorptivity in the solution medium per unit weight at the transduced distance (L/g-cm). Therefore, we were able to perform the following conversion of the absorptivity, US, given in units of centimeters and grams per liter: L/g-cm = 0.1 m2/g. This unit constant indicates that the value of US is the US absorption area for the unit weight of each polymer solution. 108 Chapter 4 US effect on aqueous viscosity In Figure 4-2 the slope in the equation increased at a US of 43 kHz for PEG, PVA and PAA at pH3. The resultant US is listed in Table 4-1.The trend increased in order of 43 kHz > 23 kHz > 96 kHz > 141 kHz for PEG, PVA, and PAA at pH 3. For example, at 43 kHz, the values of US were 7.6×10-5, 6.3×10-5, and 5.3×10-5 m2/g for PVA, PAA at pH 3, and PEG, respectively. The value for PVA represented a higher absorptivity relative to the others, indicating that PVA solutions could adsorb more US. However, the PAA samples at pH 5 and pH 10 possessed different US absorptivities, even though the same polymer solution was used at different pHs. Relative to the viscosity at pH 3, a high value for viscosity was observed at pH 10. This outcome was due to the extension of PAA chains because of the electrostatic effects of charged PAA. However, Figure 4-2 showed that the results for US were very low at pH 10 for the PAA solution. This result seemed to suggest very low absorption of US in such a viscous solution as that of charged PAA. Therefore, very little US absorption occurred in the dissociated PAA without OH groups, although high viscosity was observed in the aqueous PAA solution at pH 10. 4.3.3 Effect of ultrasound on change in FT-IR spectra of water soluble polymers. To clarify the change in the shear viscosity and the level of US absorption in each aqueous polymer solution both before and after US exposure, FT-IR spectra were 109 Chapter 4 US effect on aqueous viscosity a P 0.3 43 kHz Absortivity [AUS] 23 kHz 0.2 96 kHz 141 kHz 0.1 0 0 30 60 90 120 150 120 150 Concentration [g/L] b P 43 kHz Absortivity [AUS] 0.3 23 kHz 96 kHz 0.2 141 kHz 0.1 0 0 30 60 90 Concentration [g/L] Figure 4-2 US absorptivity (AUS=LC) of aqueous polymer solutions with different concentr ations. The US power was adjusted in 8.5 –9 W. 110 Chapter 4 US effect on aqueous viscosity c P at pH 3 0.3 Absortivity [AUS] 43 kHz 23 kHz 0.2 96 kHz 141 kHz 0.1 0 0 d P 30 60 90 120 150 120 150 Concentration [g/L] at pH 0.3 Absortivity [AUS] 43 kHz 23 kHz 0.2 96 kHz 141 kHz 0.1 0 0 30 60 90 Concentration [g/L] e P at pH 0 0.15 Absortivity [AUS] 43 kHz 23 kHz 0.1 96 kHz 141 kHz 0.05 0 0 30 60 90 120 150 Concentration [g/L] 111 112 PVA 7.6×10-5 5.0×10-5 3.3×10-5 3.0×10-6 PEO 5.3×10-5 3.3×10-5 2.3×10-5 3.3×10-6 Frequency 43 kHz 23 kHz 96 kHz 141 kHz 3.0×10-6 3.0×10-5 4.3×10-5 6.3×10-5 PAA pH 3 Table 4-1 US coefficient (m2/g) for aqueous polymer solution at different frequencies. 3.0×10-6 2.3×10-5 2.6×10-5 3.0×10-5 PAA pH 5 3.3×10-7 3.0×10-6 3.0×10-6 3.0×10-6 PAA pH 10 Chapter 4 US effect on aqueous viscosity Chapter 4 US effect on aqueous viscosity obtained for the aqueous polymer solutions. The experimental method was similar to previous reports for water soluble polysaccharides [13] and water-swelled hydrophilic microgels [10]. In the present experiments, for PEG, PVA, and PAA, a small amount of polymer solution was dropped onto the CaF2 windows, and the sandwiched windows were then placed into the water bath of the sonoreactor to be exposed to US. FT-IR measurements were performed immediately after US exposure was terminated. It was confirmed that chemical adsorption of polymer to the CaF2 windows did not occur after the FT-IR measurements were finished. This phenomenon was checked by washing the windows after US exposure. Figure 4-3 shows the FT-IR spectra of the aqueous polymers for a) PEG, b) PVA, c) PAA at pH 3, d) PAA at pH 5, and e) PAA at pH 10 both before and after various US exposures were performed for 1, 3, and 5 min. The FT-IR spectra exhibited the characteristic bands for PEG and PVA at 3000-3800 cm-1 [27-29]. FT-IR peaks for PEG [27, 28] and PVA [29] in water were assigned at 3300-3500 cm-1 for OH stretching of the polymers and water molecules. For PAA, the OH stretching band was noted at 2500-3800 cm-1 [30]. For the monomeric acid OH at 3500-3800 cm-1 and the hydrogen bonded acid OH at 2500-3500 cm-1, a characteristic band for each polymer was observed in these regions [31]. A non-hydrogen bonded peak for the polymer chain and water molecules appeared in the 3400-3800 cm-1 region, 113 Chapter 4 US effect on aqueous viscosity a P 0.7 min of 0.6 3 min of min of Absorbance 0.5 0 min of 0.4 0.3 0.2 0.1 0 4000 3500 3000 2500 Wavenumber 2000 1500 1000 1500 1000 [cm-1] b P 0.5 min of 3 min of 0.4 Absorbance min of 0 min of 0.3 0.2 0.1 0 4000 3500 3000 2500 2000 Wavenumber [cm-1] Figure 4-3 FT-IR spectra before and after US exposure at different times of a) PEO, b) PVA, c) PAA pH 3, d) PAA pH 5, and e) PAA pH 10 with 10 wt% concentration 114 Chapter 4 US effect on aqueous viscosity c P at pH 3 0.6 min of Absorbance 0.5 3 min of 0.4 min of 0.3 0 min of 0.2 0.1 0 4000 3500 3000 2500 2000 1500 1000 1500 1000 1500 1000 Wavenumber [cm-1] d P at pH 0.35 min of Absorbance 0.3 3 min of 0.25 min of 0.2 0 min of 0.15 0.1 0.05 0 4000 3500 3000 2500 Wavenumber e P at pH 0 0.5 min of 3 min of 0.4 Absorbance 2000 [cm-1] min of 0.3 0 min of 0.2 0.1 0 4000 3500 3000 2500 2000 Wavenumber [cm-1] 115 Chapter 4 US effect on aqueous viscosity and strong interactions between the polymer chain and water were observed in the 3000-3400 cm-1 region due to hydrogen bonding. In the 2500-2600 cm-1 region, Jean et al. reported that the carboxylic acid groups are hydrogen bonded to water [32], which is indicated by ‗X‘ in the spectra in Figure 4-3(c) and (d). Furthermore, carboxylic dimers display an OH stretching band in the region of 2500-3300 cm-1, which is generally centered near 3000 cm-1 [33]. Similar results for inter- and intra-hydrogen bonded bands for PAA were reported [31-34]. In addition, a band observed at 2800-3000 cm-1 was attributed to CH stretching from alkyl groups [28, 31]. The wavenumber region between 1500 cm-1 and 1800 cm-1 corresponded to a C=O group, and the peak at 1640 cm-1 corresponded to OH bending. In PAA at pH 3, the carbonyl band was centered at 1710 cm-1. When PAA was tested at pH 5, there were two peaks centered at 1710 cm-1 and 1540 cm-1 for the carbonyl bands [35, 36]. This result indicated that the carboxylic acid group was partially dissociated: -COOH -COO- + H+. For PAA at pH 10, it was interesting to note that the OH band shifted toward a lower wavenumber region of 3200-3400 cm-1 (Figure 4-4). Nevertheless, the spectral change caused by US exposure was less than that of the PAA solution at pH 3. For PAA solutions at pH 3 and 5, dimer formation of –COOH groups was observed in the 2400-2700 cm-1 region (Figure 4-5). However, for PAA at pH 10, no dimer formation was indicated, thereby indicating 116 Chapter 4 US effect on aqueous viscosity dissociation of -COOH -COO- + H+. Additionally in Figure 4-5 the OH stretching band changed for a) PEG, b) PVA, and c) PAA at pH 3. For further analysis, the FT-IR spectra of these aqueous polymers were deconvoluted in the 2400-3800 cm-1 region to compare their peak positions. For PEG and PVA, OH and CH bands were found in the resulting FT-IR spectra. Therefore, these spectra were deconvoluted to consider both stretching bands in the wavenumber region. The spectra were decomposed into Gaussian components by curve fitting [13, 27]. The peak center results are summarized in Table 4-2. Figue 4-4 displays the fixed curve of the OH stretching of aqueous polymer without US exposure for a) PEG, b) PVA and c) PAA at pH 3. In addition, the fixed curve of CH stretching was included in the spectra. For the deconvoluted spectra, peak 1 was assigned to the CH stretching bands [28, 31]. Peak 2 was assigned to the strong hydrogen bond interactions between water and the OH groups from the polymer chain [27]. Here, for PEG and PVA, peaks 3 and 4 were assigned to the strong hydrogen bond interactions between the polymer and water molecules and to the weak hydrogen bond interactions between the polymer and water molecules, respectively [28, 29]. Peaks 5 and 6 were assigned to free OH groups from either the polymer or water molecules and to those from free water molecules, respectively [29, 30, 40]. 117 Chapter 4 US effect on aqueous viscosity a P 0.4 3 Absorbance 0.3 0.2 6 0.1 0 3800 3600 3400 3200 3000 2800 2600 2400 2800 2600 2400 Wavenumber [cm-1] b P 0.4 Absorbance 0.3 3 0.2 0.1 6 0 3800 3600 3400 3200 3000 Wavenumber [cm-1] Figure 4-4 Comparison of deconvoluted OH stretching band of a) PEO, b) PVA, c) PAA pH 3, d) PAA pH 5, and e) PAA pH 10 without US exposure 118 Chapter 4 US effect on aqueous viscosity c P at pH 3 Absorbance 0.4 0.3 0.2 6 0.1 3 X 0 3800 3600 3400 3200 3000 Wavenumber d P 2800 2600 2400 [cm-1] at pH Absorbance 0.3 0.2 6 0.1 3 X 0 3800 3600 3400 3200 3000 Wavenumber e P 2800 2600 2400 2800 2600 2400 [cm-1] at pH 0 Absorbance 0.4 0.3 6 0.2 0.1 3 0 3800 3600 3400 3200 3000 Wavenumber [cm-1] 119 Chapter 4 US effect on aqueous viscosity a P 0.7 0.6 3 Absorbance 0.5 0.4 0.3 0.2 6 0.1 0 3800 3600 3400 3200 3000 Wavenumber 2800 2600 2400 2800 2600 2400 [cm-1] b P 0.5 Absorbance 0.4 3 0.3 6 0.2 0.1 0 3800 3600 3400 3200 3000 Wavenumber [cm-1] Figure 4-5 Comparison of deconvoluted OH stretching band of a) PEO, b) PVA c) PAA pH 3, d) PAA pH 5, e) PAA pH 10 after 5 minutes of US exposure. 120 Chapter 4 US effect on aqueous viscosity c P at pH 3 0.6 Absorbance 0.5 0.4 0.3 6 3 0.2 0.1 X 0 3800 3600 3400 3200 3000 2800 2600 2400 Wavenumber [cm-1] d P at pH 0.35 Absorbance 0.3 0.25 0.2 6 0.15 0.1 3 0.05 X 0 3800 3600 3400 3200 3000 2800 2600 2400 2600 2400 Wavenumber [cm-1] e P at pH 0 0.5 Absorbance 0.4 6 0.3 0.2 0.1 0 3800 3 3600 3400 3200 3000 Wavenumber 2800 [cm-1] 121 122 3613 3623 3608 3499 3615 3617 3522 6 3537 3534 3395 5 3384 3473 3430 3415 3249 4 3248 3338 3221 3092 Y 3242 3075 3243 3061 3 3068 3071 2 0 min 2927 2949 5 min 2921 2948 0 min 1 2919 5 min 3612 3453 3338 3249 3092 2927 2555 5 min PAA at pH 3 2548 0 min PVA X Peak US PEG 3633 3497 3390 3228 3048 2939 2546 0 min 3639 3473 3387 3239 3054 2939 2546 5 min PAA at pH 5 Table 4-2 Centered peak wavenumber determined by Curve-fitting for the OH stretching band. 3630 3484 3365 3226 3080 2941 0 min 3591 3461 3368 3223 3080 2939 5 min PAA at pH 10 Chapter 4 US effect on aqueous viscosity Chapter 4 US effect on aqueous viscosity For PAA, peaks 2 and X corresponded to the PAA dimer interactions, and an additional overtone of approximately 2650 cm-1 and 2550 cm-1 [35] indicated the presence of strong hydrogen bond interactions between -COOH groups. Peak Y was assigned to weak hydrogen bond interactions [32, 36, 41]. Figure 4-5also contains the fixed curves of a) PEG, b) PVA, c) PAA at pH 3, d) PAA at pH 5 and e) PAA at pH 10 for data regarding US exposure. Comparison of a) PEG with Fig. 4 a) and Fig. 5 a) showed that peak 1 for the CH band and peak 2 for the hydrogen bonding of water-OH group underwent less change. However, the intensity of peak 5 decreased, whereas peak 4 became intense, after US exposure. The change in Figure 4-5 a) meant that free OH groups of PEG could bind with water at the end of the polymer chain. For PVA having side OH groups, it was similarly observed that the intensity of peak 5 decreased, while peak 6 increased as a result of US exposure. This result could explain the US-enhanced breakage of the interactions between water molecules and the OH groups of PVA. In the case of c) PAA at pH 3, the band intensities of peaks 4 and 6 were intense following US exposure. However, hydrogen bonds due to the –COOH group in the dimer at approximately 3000-3200 cm-1 were significantly changed. This result indicated that US was effective in breaking the –COOH dimers and increased the population of free OH groups from –COOH or water molecules. At pH 5 and pH 10, the 123 Chapter 4 US effect on aqueous viscosity population of each peak changed less before and after US exposure. The insignificant change at pH 10 could be due to the full dissociation of carboxylic acid groups: COOHCOO-+H+. Furthermore, the 1700 cm-1 band for C=O stretching contains useful information about the hydrogen bonded and non-hydrogen bonded carboxyl groups of PAA [36]. Therefore, analysis similar to that of the C=O band was performed with the OH band in Figs 4 and 5. Figure 4-6 shows the FT-IR spectra observed near the 1700 cm-1 region. In the C=O stretching region, the curve fitting spectra of the linear oligomer, cyclic dimer, side-on dimer and monomeric side chain carboxylic groups were obtained for PAA at 1676 cm-1, 1692 cm-1, 1710 cm-1, and 1730 cm-1, respectively. The peaks at 1648 cm-1 and 1622 cm-1 were assigned to water molecules interacting with PAA [38, 39], and the peak at 1562 cm-1 corresponded to dissociation of carboxylic acid groups [41]. Table 4-3 also lists each band in the FT-IR spectra both without and with US exposure in the range of 1500-1800 cm-1. By increasing the US exposure time from 1 to 5 min, the intensity of the 1690 cm-1 band increased. This result indicated that water molecules could associate with the C=O group in PAA at pH 3 following US exposure. A similar tendency was observed in the spectrum at pH 5 for partially dissociation of COO- in PAA as shown in Figure 4-3(b). A similar result was also observed in PVA at 1675 cm-1 for the –O-C=O group, which remained intact 124 Chapter 4 US effect on aqueous viscosity without hydrolysis of the acyl acetate group. Altogether, these data indicated that US exposure enhanced water solvation to the –C=O group in the polymer (Scheme 4-2). Figure 4-7 shows the change in the ratio of the IOH/ICH intensity as a function of time in the FT-IR spectra for a) PEG; b) PVA; and c) PAA at pH 3, d) pH 5 and e) pH 10. After US exposure ceased, the values of the peak ratios in the FT-IR spectra obtained at pH 3 and pH 5 increased. This outcome resulted from the attribution of the OH group to the free COOH group or water molecule, as the during US exposure. Notably, the values of IOH/ICH decreased gradually and returned to their original values within 60 min, when US exposure ceased. However, no change occurred at pH 10, even though US exposure occurred. Consequently, the hydrogen bonds were re-formed, and the aqueous polymer solution became viscous again, as shown in Figure 4-1 It was reasonable to conclude that US exposure disrupted the hydrogen bonds of the aqueous polymer solutions of PEG, PVA and PAA at pH 3 and pH 5 due to US absorption and could enhance water solvation into the polymer. As mentioned, the present paper could provide the first results of the effect of US on different chemical structures of water-soluble polymers, which exhibited similar amounts of US absorption to form free OH groups in water following US exposure, as shown in Scheme 4-2. 125 Chapter 4 US effect on aqueous viscosity a P without 0.2 Absorbance 0.15 e 0.1 d c f b 0.05 a 0 1800 1750 1700 1650 Wavenumber b P 1600 1550 1500 1550 1500 [cm-1] for min Absorbance 0.2 e 0.15 d b 0.1 c 0.05 a f 0 1800 1750 1700 1650 Wavenumber 1600 [cm-1] Figure 4-6 Comparison of the deconvoluted C=O stretching bands of PVA, PAA at pH 3 and PAA at pH 5 prior to and following 5 min of US treatment. 126 Chapter 4 US effect on aqueous viscosity c P at pH 3 without 0.4 Absorbance 0.3 f 0.2 d b g 0.1 c a e 0 1800 1750 1700 1650 1600 1550 1500 Wavenumber [cm-1] d P at pH 3 for min 0.4 Absorbance 0.3 f 0.2 g b d 0.1 e c a 0 1800 1750 1700 1650 Wavenumber 1600 1550 1500 [cm-1] 127 Chapter 4 US effect on aqueous viscosity e P at pH without 0.2 Absorbance 0.15 f a 0.1 c 0.05 b e g d 0 1800 1750 1700 1650 Wavenumber f P 1600 1550 1500 [cm-1] at pH for min 0.2 Absorbance 0.15 a c 0.1 g 0.05 e f b d 0 1800 1750 1700 1650 Wavenumber 128 1600 [cm-1] 1550 1500 1738 1731 1739 g 1672 1712 1714 1676 1642 1712 1675 d 1648 1623 f 1648 c 1623 1552 0 min 1694 1622 b 1561 5 min e 1562 0 min a Peak US PVA PAA pH 3 1728 1710 1692 1671 1643 1626 1552 5 min Table 4-3 Centered peak wavenumber determined by curve fitting for the C=O stretching band. 1730 1710 1691 1676 1646 1623 1553 0 min PAA pH 5 1728 1710 1696 1647 1626 1552 5 min Chapter 4 US effect on aqueous viscosity 129 Chapter 4 US effect on aqueous viscosity Figure 4-7 Time change in the ratio of IOH/ICH intensity observed in FT-IR spectra of a) PEO (♦), b) PVA (▲), c) PAA pH 3 (■), d) P pH (● and e P pH 0 (). 130 Chapter 4 US effect on aqueous viscosity Scheme 4-2 Hydrogen bond crosslinked structures of a) PEG, b) PVA, and c) PAA with water. 131 Chapter 4 US effect on aqueous viscosity 4.4 Conclusion The present paper concluded that US, especially at 43 kHz, induced a change in the shear viscosity due to the disruption of hydrogen bonds by efficient US absorption by the aqueous medium and to the formation of free water with OH groups and of OH groups in the water-soluble polymers. We also evaluated the values of US absorptivity for US, which were 5.3×10-5, 7.6×10-5, 6.3×10-5, 3.0×10-5, and 3.0×10-6, for PEG; PVA; and PAA at pH 3, pH 5, and pH 10, respectively, at a frequency of 43 kHz. US exposure disrupted the hydrogen bonds in the polymers, especially at the OH groups, and also enhanced the solvation of water to each OH and C=O group. Reference [1] T. J. Mason, J.P. Lorimer, Applied sonochemistry: The uses of power ultrasound in chemistry and processing. (Wiley-VCH Verlag GmbH, Weinheim, 2002.) [2] G. J. Price, Current trends in sonochemistry; Cambridge, Royal society of sonochemistry, (Thomas Graham House, Science Park, Cambridge, 1992.) [3] R. Eldik, C.D. Hubbard, Chemistry under extreme or non-classical conditions, (Wiley& Sons: New York, 1996.) [4] T. J. Mason, L. Paniwnyls, J. P. Lorimer, The uses of ultrasound in food technology, Ultrason. Sonochem., 3 (1996) s253-s260. [5] F. Chermat, N. 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Correlation between the states of sorbed water and the interactions in homopolymers and their blend, Polymer., 37 (1996) 5219-5227. 135 Chapter 4 US effect on aqueous viscosity [31] H. Y. Wang, T. Kobayashi, and N. Fuji, Molecular imprint membranes prepared by the phase inverse presepitation technique. Langmuir, 12 (1996) 4850-4856. [32] J. J. Max, C. Chapados, Infrared spectroscopy of aqueous carboxylic acids: comparison between different acids and their salts. J. Phys. Chem. A, 108 (2004) 3324-3337. [33] H. T. FLakus, B. Stachowska, Asystematic study on polarized IR spectra of the hydrogen bond in formic acid crystals, Chem. Phys., 330 (2006) 231-244. [34] J. Dong, Y. Ozaki, and K. Nakashima, Infrared, Raman and Near infrared spectroscopic evidence for coexistence of various hydrogen bond forms in poly (acrylic acid) Macromolecules, 30 (1997) 1111-1117. [35] R.M. Silverstein, F. X. Webster, and D. J. Kiemle, Spectrometric Identification of Organic Compounds, 7th edition. Jhon Wiley & Sons,. Inc., 2005 94-96. [36] T. Tajiri, S. Morita, Y. Ozaki, Hydration mechanism on a poly(methacrylic acid) film studied by in situ attenuated total reflection infrared spectroscopy, Polymer 50 (2009) 5765–5770. [37] J. R. Isasi, L. C. Cesteros, and I. Katime Hydrogen Bonding and Sequence Distribution in Poly(viny1 acetate-co-vinyl alcohol) Copolymers Macromolecules, 27 (1994) 2200-2205. [38] G. E. Walrafen, Raman Spectral Studies of the Effects of Temperature on Water Structure. J. Chem. Phys. 47, (1967) 114-126. [39] Mark Q. Snyder, William J. DeSisto, Carl P. Tripp, An infrared study of the surface chemistry of lithium titanate spinel (Li4Ti5O12) Applied Surface Science, 253 (2007) 9336–9341. 136 Chapter 4 US effect on aqueous viscosity [40] Y. Maeda, M. Ide, H. Kitano, Vibrational spectroscopic study on the structure of water in polymers systems, J. Mol. Liq., 80 (1999) 149-163. [41] A. A. Zaman, R. Tsuchiya, and B. M. Moudgil, Adsorption of a low-molecular-weight polyacrylic acid on silica alumina, and kaolin, J. Colloid Interface Sci., 256 (2002) 73–78. 137 Chapter 4 US effect on aqueous viscosity 138 5 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels Based on Cross-linked Poly(N-isopropylacrylamide-co-acrylic acid) Abstract Ultrasound (US) exposure strongly influenced thermosensitivity of microgels attracted with both N-isopropylacrylamide (NIPAM) and acrylic acid (AA) segments, due to that hydrogen bonds of carboxylic acid segments in microgels were broken by US and then the hydration with water occurred. US induced critical effects on the volume phase transition temperature of the swelled NIPAM gel (PNAM). It was observed after the US exposure that the particle size was increased and the phase transition of the microgels shifted toward larger temperature regions of the hydrodynamic diameter. FT-IR spectroscopic data of the swelled microgel showed that the free OH stretching band intensity of the COOH segments was enhanced by the exposure, but the band intensity returned to its original level without the US exposure. This meant that the US stimulus broke hydrogen bonding of the microgel and induced hydration of water in the hydrogel environment. Finally, regeneration of the hydrogen bonds in the microgel was occurred after the US exposure. 139 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels 5.1 Introduction Environmentally sensitive polymers have attracted much attention in recent years as smart polymers. Generally, the external stimuli that these materials respond can be classified as temperature, light, pH, and mechanical force. [1-7] Stimuli-responsive polymers are one of the most attractive among varieties of responsive materials. Controlling their polymeric behavior offers technical interest for various applications in the fields of engineering and biotechnology [8-12] . The photochromic polymers and the electro-active polymers are representative examples of functional materials that have attractive attention by researchers and engineers in the recent years. In the case of temperature, it is well known that Poly(N-isopropylacrylamide) (PNIPAM) and related copolymers are studied for their thermo-sensitive properties. There are many reports on modifying the volume phase transition temperature (VPTT) of microgels by incorporation of functional monomers [13-17] . For example, Kawaguchi et al. reported that PNIPAM promoted the adsorption of proteins, when the thermosensitive surface of microgel became to be hydrophobic above the lower critical solution temperature (LCST) [18] . They found that such hydrogel allowed the release of hydrophilicity and hydrophobicity behavior by changing temperature. Also, US was used in preparation of poly(N-isopropylacrylamide-co-acrylic acid) P(NIPAM/AA) gels because of the 140 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels mass-transfer acceleration and cavitation effects caused by US [19], but no attention was paid as external stimuli. While there have been many examples of sensitive polymeric materials to respond to such external stimulus, sound like ultrasound has reported very little. In 2006, we reported that US stimulated the thermosensitivity of PNIPAM hydrogels having carboxylic acid groups [20]. More recently, US stimulus effect on hydrogen bonding in networked alumina and polyacrylic acid slurry demonstrated that US waves emitted with three different frequencies of 28, 45, and 100 kHz showed stimulus effect on viscosity change [21] . This was because of breakage of the hydrogen bonding networks of alumina and PAA in the slurry solution. On the other hand, in previous report, the thermosensitivity of NIPAM gels controlling their swelling/shrinking behavior was examined. Although this report was the first example of using US as stimulus [20], it was still wondered that the volume phase transition of the NIPAM gels responded to the sound stimulation. Therefore, we have focused in the use of US as new stimulus for the reversible deformation of polymers. In the present article, it would be emphasized that US could be an efficient candidate as external stimuli for the microgel swelling. We focused on the US influenced to the swelling/shrinking behavior of microgel of poly(N-isopropylacrylamide-co-acrylic acid) (PNAM), which was terpolymerized 141 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels using N-isopropylacrylamide, acrylic acid, and N,N’-methylenbisacrylamide by surfactant free polymerization in water. The change in the volume phase transition of high cross-linked PNAM microgel (Scheme 5-1) was examined after the US was exposed. For the microgels, it was found that the swelling/shrinking behavior was significantly different in the PNAM microgels having hydrophobic attraction of the NIPAM segment and the hydrogen-bonding interaction between NIPAM and AA segments [9] . In addition, PNAM microgel exposed with US showed thermo-responsive swelling gelation behavior with a large hysteresis over a wide range of temperatures around its phase-transition temperature. vidence was presented that the influenced the swelling/shrinking behavior of microgel as a function of temperature. 5.2 Experimental All chemicals were obtained from Nakarai Tesque (Tokyo, Japan) unless otherwise noted. N-isopropylacrylamide (NIPAM) and N,N’-methylenebisacrylamide (MBAA) were purified by recrystallization from hexane and methanol, respectively. Potassium persulfate (KPS) and acrylic acid (AA) were used as received without further purification. experiments. 142 eionized water with a resistivity of 8. MΩ-cm was used in all Chapter 5 Sono-respond on Thermosensitive Polymer Microgels a) b) Scheme 5-1 Chemical structures of (a) PNAM and (b) PNM. 143 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels The microgels containing NIPAM, AA and MBAA cross-linker (Scheme 5-1) were synthesized using surfactant-free emulsion polymerization procedure [12] . Here, the microgel with acrylic acid group was named with PNAM. In order to prepare the PNAM microgels, 17.7 mmol NIPAM, 4.3 mmol AA, and 2 mmol MBAA were dissolved in 350 ml deionized water in a 500 ml round-bottomed flask equipped with a condenser, a nitrogen inlet, a stirrer, and a thermometer. Nitrogen was bubbled into the solution, and the polymerization system was kept at 70 ºC. After equilibrium, 0.26 g of KP was dissolved in 0 ml deionized water and added into the flask to initiate the polymerization. The reaction was continued for 6 h under 200 rpm stirring. After polymerization, all of the prepared microgels were centrifuged at 13,000 rpm for 20 min to separate them from the medium. Then, the precipitated microgel polymers were re-dispersed in deionized water for 24 h. This purification procedure was repeated three times to eliminate the unreacted monomers and free electrolytes. Also, crosslinked PNM microgel without AA was prepared with same procedure from 22 mmol NIPAM and 2 mmol MBAA. The US device used in the experiment was an ultrasonic cleaner (Ultrasonic Multi Cleaner W115; Honda Electronics Co., Ltd., Toyohashi, Japan). A stainless steel water bath (30x30x30 cm3) was equipped with seven attached transducers with 3 cm diameter 144 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels in the side walls of the ultrasonic water bath, which were connected to the side wall of the water bath. We confirmed that slight temperature elevation was observed in US exposure. Therefore, the water bath temperature was maintained at 20 °C as described in previous reports [21] . The US intensity in the ultrasonic water bath was estimated using an immersion transducer probe (V301; Panametrics Japan Co., Ltd., Tokyo, Japan) that was connected to a pulse receiver (Model 5058PR; Olympus Corporation, Tokyo, Japan). The received US intensity was displayed as a function of time in an oscilloscope and was adjusted to be same in each frequency. The relation between frequency and the amplitude height was measured as previously reported. [21] The US frequencies used for experiments were 28, 45, and 83 kHz with input power of 200 W, equivalents to output power of 50 W which was determined by calorimetric method [22]. Before US exposure, each microgel was well dispersed for over 1 day in water at pH 5. The solution pH was adjusted with dilute aqueous HCl and NaOH solutions. Then, this microgel solution was provided to the US exposure with each frequency and exposure time. After the US was exposed, the phase transition behavior of microgel particles was measured by using Laser diffraction particle distribution instrument (Wing-SALD-7000; Shimadzu Corporation, Kyoto, Japan) with 405 nm laser beam. Sample aqueous 145 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels solution was put in quartz cell (180x40x10 mm3) equipped with Electronic digital thermostat (Thermo eye U; Saginomiya Co., Ltd., Tokyo, Japan). The temperature was continuously raised from 1 ºC per min and the hydrodynamic diameter was recorded at each temperature by using the electronic digital thermostat. The FT-IR spectra of the microgels were measured by a FT-IR-8400s spectrophotometer (IR-Prestige-21; Shimadzu Corporation, Kyoto, Japan). For the cases the FT-IR spectra were analyzed at different temperatures. Here, temperature was adjusted using a program temperature controller (TXN-700, ST Japan, INC.). The FT-IR data of swelling microgels were determined using CaF2 windows (30 mm diameter with 1 mm thickness). The microgel solution was swollen and placed in CaF2 window. Then, another CaF2 window was used to covered and form a sandwiched. Teflon tape was used to prevent water penetration to the sample. Herein, weight ratio of freeze-dried microgels and water was 1 by 1 in the microgel solution. The sealed CaF2 windows contained the microgel were set in the US water bath. As shown in Scheme 5-2, the localization of the sealed CaF2 windows was at center in the water bath. The flat side of the windows was faced toward the transducer side with about 10 cm distance. Then, the windows having sample solution was exposed to each US for 10 and 60 min. 146 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels Scheme 5-2 Preparation sample for FT-IR measurement and US exposure setting 147 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels After the US was exposed, each FT-IR spectrum was measured immediately within about 15 seconds. The experiments were carried out 3 times at the same condition with reproducibility. 5.3 Results and discussion 5.3.1 US influenced thermo-sensitivity of microgels As shown in Figure 5-1, hydrodynamic diameter of the microgel particles in water was measured at different temperature from 0 ˚ to ˚ . The measurements were performed after the aqueous microgel solution was exposed to US in the US water bath for 10 min to 60 min. For PNM (Figure 5-1-(b)), it was observed that the VPTT was around 3 ˚ . In addition, there was no difference in the swelling behavior between the PNM microgel with and without US treatment. Interestingly, PNAM microgel displayed two-step volume phase transition (Figure 5-1-(a)). The transitions were laid on around ˚ and 36 ˚ . This was due to the presence of hydrogen bonding between >NH group and –COOH group, indicating that the hydrogen bonding induced the initial shrinking of the PNAM microgel [12] . Therefore, the US treatment of the PNAM microgel was attributed to two-step phase transition behavior. In contrast to the PNM, microgel hydrodynamic diameter of the PNAM microgel became slightly large size from 490 nm to 540 nm before and after the US treatment. The result demonstrated that 148 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels Figure 5-1 Phase transition behaviors of (a) PNAM and (b) PNM (○ heating and (● cooling without . (□ heating and (■ cooling with 83 kHz for 60 min. 149 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels the PNAM microgel could retain a larger amount of water and be swelled by the US treatment. This was considered that internal hydrogen bonds between the carboxylic acid and amide groups in the microgel were broken by the US treatment. The results of the PNAM microgel suggested that the US treatment might break the hydrogen bonds for de-solvation of water and then hydrophobic segments of NIPAM were gathered after US treatment [23] . But, the PNM microgel having no carboxylic acid segments showed less sensitive to the US exposure. As seen to the phase transition behaviors of the PNAM microgel for the US treatment, initial and second shrinking temperatures were significantly elevated from ˚ to 30 ˚ and from 36 ˚ to 0 ˚ , respectively, relative to those without US. This phenomenon implied that more thermal energy was needed to be de-solvation of the internal water from PNAM microgel, which was treated with US. It was noted that there was large difference in heating and cooling process, especially in the PNAM microgel (Figure 5-1 (a)), for the hydrodynamic diameters without and with the US treatment. This showed that the transition was made by breaking hydrogen bonds at 20 ˚ and then, de-solvation of water molecules from the microgel was occurred. It was known that the hydrogen bonding breaking and the de-solvation were 150 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels explained by Nur et al. [9] that the microgels had different water solvation and formation of hydrogen bonds of the NH group and COOH group in cooling and heating processes. As seen in Figure 5-1 (a), after the heating-cooling cycle was finished, the hydrodynamic diameters at 20 ˚C were slightly different in 530 and 540 nm, respectively, in heating and cooling systems. But, it was confirmed that the hydrodynamic diameter of the microgel was returned to the original one after 24 hours was passed after the US exposure. This demonstrated that although the swelling condition was different in these cases without and with the US treatment, the microgel could allow to return to their initial arrangement. As mentioned above, it was clear that US treatment could influence the phase transition behavior of the PNAM microgel. Therefore, the effect of US frequency and the irradiation time on the phase transition behavior of the PNAM microgels was examined. Figure 5-2 shows phase transition behaviors for the PNAM microgel exposed at 28, 45 and 83 kHz US for 1 h and without US. Here, for each US frequency the 50 W output power was controlled in the water bath. From these results, the 28 and 45 kHz US could influence the breakage of internal hydrogen bonds for the PNAM microgel at about 28 ˚C and 30 ˚C, respectively. However, the 83 kHz US showed at 31 ˚C in the phase transition temperature. In addition, increase in the hydrodynamic diameter was observed 151 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels Figure 5-2 Temperature effect of hydrodynamic diameters of PNAM microgel irradiated with (▲) 83kHz US, (■ 5kHz US, (● 8kHz US and () without US. 152 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels in the 83 kHz case, relative to the 28 kHz and 45 kHz cases. This was due to the hydrogen bonding between NH group and COOH group which was effectively broken in the 83 kHz US. For the second transition which was attributed to the aggregation of the NIPAM segments by de-solvation of water molecules from the microgel environment, each phase transition appeared at higher temperature in the US treatment but no US treatment was at 36 ˚C. Figure 5-3. shows dependence of US irradiation time for the 83 kHz US in the range from 10 to 60 min. The result presented that hydrodynamic diameter increased and phase transition temperature gradually raised toward higher temperature depending on the US irradiation time from 0 to 40 min. Then the similar phase transition behaviors of the PNAM microgel having the 40 and 60 min exposures were observed. Therefore, the equilibrium between breakage and reformation of hydrogen bonds was reached after the 83 kHz US was irradiated for 40 min. 5.3.2 FT-IR spectroscopic study for US effect on thermo-sensitive microgels In order to examine the detail of US effect on thermo-sensitive microgels the measurement of the FT-IR spectra of the water-swollen microgels was carried out, when the 83 kHz US was irradiated at 20 ºC for 10 min and 60 min. As shown in Figure 5-4-(a), FT-IR spectra of the PNAM microgel in the presence of water displayed 153 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels Figure 5-3 Temperature effect of hydrodynamic diameters of PNAM US irradiation for (△) 60min, (○ 0min, (□ 0min, (◊) 10min and () 0min. 154 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels considerable difference before and after the US exposure. Especially, hydrogen bonded COO-H---N(C=O)H stretching broad band around 3860 cm-1 - 2600 cm-1 and >NH and C=O stretching bands around 1650 cm-1 and 1550 cm-1, increased with the increases of the US irradiation time from 0 to 60 min. In addition, the OH band intensity at 3400 cm-1 was decreased by the US exposure. This was precise evidence that the free OH groups of the AA segments were solvated with water molecules by the US treatment. Here, the free OH meant the presence of the COOH group without forming hydrogen bonds between the OH group and the COOH group [21, 23] or COOH dimmers [24]. On the other hand, in FT-IR spectra of the PNM microgel without AA segments, less change with US exposure was observed as shown in Figure 5-4 (b).This suggested that in the case of the PNAM microgel, the presence of the AA segments was influenced on the formation of the hydrogen bond and water solvation. It was noted that the FT-IR intensity at about 2800-2900 cm-1 was decreased with increase of the US exposure as shown in Figure 5-4 (a) for PNAM. These bands could attribute hydrogen bonds for COOH—H2O. [21] . However, the PNM microgel had no change in these wavenumber regions. Therefore, the US was effective for breaking the hydrogen bonds and then water solvation was occurred after US treatment for the PNAM. Figure 5-5 shows FT-IR spectra of swollen PNAM microgel after irradiating in 155 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels Figure 5-4 FT-IR spectra of (a) PNAM and (b) PNM with US irradiation in the presence of water. 156 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels the 83 kHz US for 60 min in the range of 20 ºC and 45 ºC. Here, increasing temperature was 1 ºC per min. As seen, the FT-IR spectra of the PNAM microgel were less change in the spectra at each temperature. Namely, the intensity of the OH stretching bands for the hydrogen bonds of carboxylic acid groups with H2O (COO-H---H2O) in the range of 2000 cm-1 and 3300 cm-1 decreased with increase of the temperature. However, the OH stretching bands for free H2O around 3420 cm-1 was also increased at ˚ . specially, their intensity changes were remarkable over 30 ºC. It was noted that at these temperatures, shrinking the microgel diameter was observed for the PNAM microgel. The FT-IR spectroscopic data showed that US irradiated to the PNAM microgel could barely release the internal H2O over the VPTT. It was also confirmed that the 3400 cm-1 band intensity and other bands could be returned to the original one after 24 hours. Similar phenomena was previously observed in aqueous copolymers, P(NIPAM-co-AA) [20] in the phase transition behavior and FT-IR spectra. The OH band intensity in the FT-IR spectra of the copolymers was returned within 10 min and the behavior was faster than that of the PNAM microgel which was taken about 24 hours. This difference might be due to the cross-linked gel structure of the PNAM microgel showing less mobility of the polymer chains. In the previous result the aqueous copolymers of the P(NIPAM-co-AA)s used for US effect 157 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels Figure 5-5 FT-IR spectra of PNAM with 83 kHz US irradiation for 60 min in the presence of water with increasing temperature. 158 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels presented that when the US absorption occurred, breaking hydrogen bonds in the copolymer was also happened and the phase transition appeared. It was considered that cavitation might be contributed to the decomposition of polymer chains, because of active chemical species produced with US making the damage. But, it was confirmed that no decomposition of their polymer chains of the P(NIPAM-co-AA) [20] and another [23, 25] was observed by the similar US exposure in the 50 W output power. In addition, there was no detection on soluble polymer segments in the present work for the PNAM and PNM by measuring with the similar way. This confirmation indicated that the contribution of cavitation was very low in the present work. Therefore, US absorption to the microgel might induce the breakage of the hydrogen bonds in the microgel. The detail is now progress and will be reported elsewhere in near feature. 5.4 Conclusion US irradiation had a strong influence on thermal sensitive PNAM microgels. As US was exposed the hydrodynamic diameter of the PNAM microgel was shifted toward larger regions and the VPTT was also elevated toward higher temperature side. The FT-IR spectroscopic data demonstrated that the number of free OH groups of the COOH group in the microgel increased after US irradiation. Therefore, the effect of US causes that the hydrogen bonds of the NH and COOH segments were broken, inducing the 159 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels hydration of the PNAM microgels. Thus, the US exposure was strongly influenced in the properties of the microgels and its temperature effect in the hydrodynamic diameter. References [1] R. Pelton, Adv. Coll. Int. Sci., 85 (2000) 1. [2] J. Wu, Macromolecules, 36 (2003) 440. [3] A. Pich, A. Tessier, V. Boyko, Y. Lu, H. P. Adler, Macromolecules, 39 (2006) 7701. [4] S. Peng, C. Wu, Macromolecules, 34 (2001) 568. [5] I. Gorelikov, L. M. Field, E. Kumacheva, J. Am. Chem. Soc., 126 (2004) 15938. [6] A. Garcia, M. Marquez, T. Cai, R. Rosario, Z. Hu, D. Gust, M. Hayes, S. A. Vail, C. D. Park, Langmuir, 23 (2007) 224. [7] A. B. Foster, P. A. Lovell, M. A. Rabjohns, Polymer, 50 (2009) 1654. [8] G. Chen, N. Kawazoe, Y. Fan, Y. Ito, T. Tateishi, Langmuir, 33 (2007) 5864. [9] H. Nur, M. J. Snowden, V. J. Cornelius, J. C. Mitchell, P. J. Harvey, L. S. Benée, Coll. Surf. A, 335 (2009) 133. [10] K. J. Jeong, A. Panitch, Biomacromolecules, 10 (2009) 1090. [11] S. V. Ghugare, P. Mozetic, G. Paradossi, Biomacromolecules, 10 (2009) 1589. [12] D. Huo, Y. Li, Q. Qian, T. Kobayashi, Coll. Surf. B, 50 (2006) 36. [13] M. Keerl, V. Smirnovas, R. Winter, W. Richtering, Macromolecules, 41 (2008) 6830. [14] X. Ma, Y. Xing, Polym. Bull., 57 (2006) 207. [15] D. Teng, J. Hou, X. Zhang, X. Wang, Z. Wang, C. Li, J. Coll. Int. Sci., 322 (2008) 333. [16] T. Hoare, R. Pelton, Langmuir, 20 (2004) 2123. 160 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels [17] V. Lapeyre, N. Renaudie, J. Dechezelles, H. Saadaoui, S. Ravaine, V. Ravaine, Langmuir, 25 (2009) 4659. [18] H. Kawaguchi, K. Fujimoto, Y. Mizuhara, Coll. Polym. Sci., 270 (1992) 53. [19] K. Kratz, T. Hellweg, W. Eimer, Coll. Surf. A, 170 (2000) 137. [20] D. Huo, T. Kobayashi, Chem. Lett., 35 (2006) 776. [21] N. L. Ngoc, T. Kobayashi, Ultrason. Sonochem., 17 (2010) 186. [22] S. Merouani, O. Hamdaoui, F. Saoudi, M. Chiha, J. Hazard. Mater., 178 (2010) 1007. [23] N. L. Ngoc, T. Kobayashi, Ultrason. Sonochem., 18 (2011) 1185. [24] G. M. Florio, T. S. Zwier, E. M. Myshakin, K. D. Jordan, and E. L. Sibert, J. Chem. Phys., 118 (2003) 1735. [25] J. A. Venegas Sánchez, M. Tagaya, T. Kobayashi, Ultrason. Sonochem. Doi.org/10.1016/j.ultsonch.2013.01.002 161 Chapter 5 Sono-respond on Thermosensitive Polymer Microgels 162 6 Chapter 6 Summary Ultrasound technology has been applied in different fields since 1950 when commercial equipment has been available. From that time until now the application of US has won importance especially in the chemistry and more recently in sonoprocessing. The cavitation phenomena produced by US generate high pressure and temperatures inside a material which could transport the sound wave. In the present work, it has been studied that US is influenced on properties of aqueous polymer solution having hydrogen bonded networks, which has influenced on shear viscosity of the aqueous polymer solutions. After US was exposed to the solution, several aqueous polymer showed the breakage of hydrogen bonds in the aqueous solution. In this thesis, the significant decrease in the aqueous viscosity is due to the US absorption. Therefore, before demonstration of these interesting data, in Chapter 1 a brave introduction of sonochemistry and sonoprocessing has been mentioned for understanding US and its application. In Chapter 2, it was showed that the US effect was investigated in the shear viscosity of several natural polysaccharides such as -carrageenan, -carrageenan, and agar. It 163 Chapter 6 Summary was observed that the US frequency had a significant influence in the change of the shear viscosity. In addition, during the US exposure, it was noted that the shear viscosity considerably changes, however after US exposure was stopped the shear viscosity in each polysaccharides studied retuned to its original value. FT-IR analysis supported that the hydrogen bonds of carrageenans were broken during the US exposure. Using Fourier self-deconvolution for the FT-IR spectra without and with US exposure suggests that the US influenced the hydrogen bonds of water and the OH group of polysaccharides. In Chapter 3 describes the study of US effect in aqueous solutions of PVA with different molecular weight and degree of hydrolysis. The US stimulus showed a marked decrease of the shear viscosity of the solutions. Subsequently, when US exposure was stopped, the shear viscosity of PVA reverted to its original value. A new model of US absorption was proposed on aqueous polymer solution for PVA. Also, FT-IR analyses on the results of the spectra for the aqueous solution suggest that hydrogen bonding was breakage in the aqueous polymers and the polymer medium effectively adsorbed US especially at 43 kHz frequency. Chapter 4 described that the effect of US on the shear viscosity of water-soluble polymers such as PVA, PEG, and PAA was studied in aqueous solutions with US. The 164 Chapter 6 Summary US exposure significantly decreased the shear viscosity of the solutions. When US exposure was stopped, the shear viscosities of the aqueous polymer solutions reverted to their original values. Additionally, FT-IR spectra obtained during US exposure showed that hydrogen bonds in the aqueous polymer solution could be broken, especially at 43 kHz. It was concluded that US exposure influenced hydrogen bonding interactions between the OH groups of the polymer and water molecules in the aqueous medium. This finding was supported by US absorption model, which shows the US absorptivity, US, for each polymer system. Chapter 5 US irradiation had a strong influence on thermal sensitive PNAM microgels. As US was exposed the hydrodynamic diameter of the PNAM microgel was shifted toward larger regions and the VPTT was also elevated toward higher temperature side. The FT-IR spectroscopic data demonstrated that the number of free OH groups of the COOH group in the microgel increased after US irradiation. Therefore, the effect of US causes that the hydrogen bonds of the NH and COOH segments were broken, inducing the hydration of the PNAM microgels. As general conclusion, US could be used as external stimuli for changing aqueous properties of polymeric materials called water soluble polymers. As shown below, this effect could be explained in the base of the breakage of hydrogen bonds in the aqueous 165 Chapter 6 Summary polymers by the US absorption. The ability of such material to adsorbed US energy could be measure by the US absorption model proposed in this thesis. In addition the chemical changes stimulated with US could be analyzed by FT-IR spectroscopy for hydrogen bonding breakage and re-forming their bonds in addition with water absorption to the aqueous polymer systems 166 1 List of Achievements Publication Papers 1. Ultrasonics Sonochemistry, 20 (2013), 1081–1091. Ultrasound Effect Used as External Stimulus for Viscosity Change of Aqueous Carrageenans, Josue Addiel Venegas-Sanchez, Motohiro Tagaya, Takaomi Kobayashi. 2. Ultrasonics Sonochemistry, 20 (2013), 1271–1275. Sono-respond on Thermosensitive Polymer Microgels Based on Cross-linked Poly(N-isopropylacrylamide-co-acrylic acid), Josue Addiel Venegas-Sanchez; Takayuki Kusunoki Minoru Yamamoto, Takaomi Kobayashi. 3. Polymer Journal, doi:10.1038/pj.2013.47, Effect of Ultrasound on Changing Aqueous Viscosity of Several Water Soluble Polymers, Josue Addiel Venegas-Sanchez; Motohiro Tagaya; Takaomi Kobayashi Other Related Papers 1. Kazuki Nakasone, Venegas S. Josue Addiel, Motohiro Tagaya, Takaomi Kobayashi, Ultrasound Effect of Interpenetrated Hydrogels Having Hydrogen Bonding Networks in Poly(Vinylalcohol)/Poly(2-Hydroxyethyl Methacrylate) by Using FT-IR Spectroscopy, Transactions on GIGAKU, 1 (2012) 01021/1-6. 167 2 International and National Conference Proceeding 1. The 19th Annual Meeting of JSS, Tokyo, Japan, Ultrasound absorption on aqueous solution of non-ionic polymers constructing via hydrogen bond Networks, Venegas Sanchez. Josue Addiel, Ngo Le Ngoc, Kobayashi Takaomi (October 2010). 2. The 20th Annual Meeting of JSS & The International Workshop on Advanced Sonochemistry, Nagoya, Japan, Effect of ultrasound on acrylic acid-N-hydroxyethylacrylamide copolymers containing hydrogen bond networks, Venegas Sanchez Josue Addiel, Kobayashi Takaomi (November 2011). 168
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