InFocus DEFINING INTEGRATION: A Best Start Working Paper Ministry of Children and Youth Services July 2011 Building an integrated child and family services system in Ontario InFocus DEFINING INTEGRATION Table of Contents 1. Defining Integration i. Need for a Common Language 1 iii. Examples of Indicators in the Integration Continuum 8 ii. Developing a Shared Language iv. Key Terms 2. A Pathway to Integration i. The Maturity Model 3. Moving Forward i. Shared Language: A Factor for Success ii. Process Matters 4. Discussion Questions 2 9 10 12 12 13 InFocus DEFINING INTEGRATION This is the first paper in a new series of papers called ‘InFocus’ intended to facilitate discussion around key concepts and support communities as we move toward increased integration of services for children and families. This paper focuses on the concept of integration and describes key features of four stages of an integration continuum that will be used to monitor our progress toward integration of services. The paper also introduces the ‘maturity model’ – a different way to think about and conceptualize the pathway to integration. We welcome your feedback. Send us your comments about this paper through our website, www.BestStart.children.gov.on.ca. 1. DEFINING INTEGRATION NEED FOR A COMMON LANGUAGE The concept of building an integrated services system for children and families, has been an elusive goal for decades, more recently advanced by the government’s Best Start Strategy and further refined by the Early Learning Advisor’s report ‘With Our Best Future in Mind’. This goal as resonated with families, communities and the children’s services sector. An integrated service system will allow us to better support children and families in Ontario by overcoming the fragmentation that makes it difficult for parents to navigate the system and access the services they need. Integration is a process which brings together two or more service providers and/or organizations to respond more effectively to the diverse needs of the people they serve. As we build an integrated services system, integration in Ontario will be the process of bringing together ALL service providers and organizations that support children’s healthy development, into a comprehensive and seamless services SYSTEM. -1- Integration means focusing on the needs of children, families and the community rather than on the mandate of a particular agency or organization. It is a new way of thinking and planning, that requires communities to come together to plan and organize, including consolidating and re-engineering programs and services as necessary, with a total focus on the needs of individuals, families and communities. Through this community approach to service delivery, the re-design and delivery of programs and services will be ‘seamless’ for children and families. While a provincial framework will provide direction and guidance, community-based integration requires clear and accountable local leadership that fosters trusting partnerships. Integration requires communities to respond to locally-defined needs with teamwork, open communication and a willingness to explore the re-engineering of programs and approaches to build something “larger than the sum of its parts”. InFocus DEFINING INTEGRATION 1. DEFINING INTEGRATION DEVELOPING A SHARED LANGUAGE Integration is understood as a continuum, or a set of ordered stages, that describe the type and degree of connectedness between programs and services. The concept of integration was a central part of the ministry’s first report describing Best Start. Since the release of that first report, communities across Ontario have taken steps toward integration. Their experiences, and the advice provided to the ministry through discussions with many different groups, have contributed to a better understanding of the concept of integration. This report updates our shared language on the integration continuum by adding a final stage called “integration” to better define the end-goal of an integrated service system and better articulate the differences between collaboration and integration. Integration Index Integration Continuum Addendum to the Implementation Guidelines for Best Start Networks (November 2006) Defining Integration: A Best Start Working Paper (July 2011) AWARENESS AWARENESS COMMUNICATION COORDINATION COOPERATION COLLABORATION COLLABORATION INTEGRATION There are four stages in the integration continuum described in this report and presented in the following table: awareness, coordination, collaboration and integration. Definitions, a description of the parent’s service experience, key features and example activities are provided for each stage. -2- InFocus DEFINING INTEGRATION 1. DEFINING INTEGRATION AWARENESS Definition Organizations in the community are aware of others’ programs and services but they organize their activities based solely on their own mandate and planning processes. There is the potential for service gaps and/or duplication of services across organizations. Parent Service Experience Families go to different providers for different types of services. Parents must complete a registration or intake process with each provider. Service providers tell them which services are available in the community, but parents are responsible for identifying the services they need and seeking out services as they require them. Parents and children often wait to receive services because of multiple appointments and multiple assessments. Key Features Planning Organizations plan and deliver programs and services according to their own mandate and goals. Delivery Programs and services are delivered independently. Access Referral Children and families access services by going to the service location(s) of the organization. Organizations will tell families about other services in the community if they required them. Accountability Accountability is based on organizations reporting information about service outputs to funders and individual governing bodies. Data Management Information about clients and service use is collected by organizations to meet their own purposes. -3- InFocus DEFINING INTEGRATION 1. DEFINING INTEGRATION COORDINATION Definition Organizations in the community modify their own service planning to avoid duplication or to improve links among organizations, using their knowledge of other services or programs. They maintain a master list of local agencies and refer families to other agencies as necessary. Parent Service Experience Providers promote early learning and care programs and services delivered by other agencies. Parents must complete a registration or intake process with each provider. Providers help parents connect to different services (for example, providing a phone number, contact name and information about services), but parents are responsible for making appointments and seeking out individual services as they require them. Parents and children often wait to receive services because of multiple appointments and multiple assessments. Key Features Planning Organizations share information about programs and services and future plans with other groups, and receive similar information from community partners, for consideration in individual planning and decision-making processes. Delivery Programs and services are often delivered independently, but may also be available at the same time/place as other programs and services. Access Children and families access services by going to the service location(s) of the organization. Referral Organizations actively refer families to other providers if they require services and maintain a master list or inventory of other providers to help facilitate referrals. Accountability Data Management Accountability is based on organizations reporting information about service outputs to funders and individual governing bodies. Information about clients and service use is collected by organizations to meet their own purposes. -4- InFocus DEFINING INTEGRATION 1. DEFINING INTEGRATION COLLABORATION Definition Some, or all, organizations in the community jointly plan programs and services and modify their own services as a result of mutual consultations and advice. Parent Service Experience Parents can recognize that programs and services are better organized in the community and work more closely together. Some programs/events provide opportunities to engage with multiple service providers (for example, a Public Health Nurse at an Ontario Early Years Centre program, a screening clinic with many different professionals) at the same time. Key Features Planning Organizations in the community plan and organize programs and services together. Delivery Programs and services are delivered independently, as well as in combination with programs and services from other organizations when appropriate. Access Many programs and services are delivered in common community locations that are near where children and families live, and may also be available at the service location(s) of the organization. Referral Organizations establish common processes to help families access services across multiple providers. Accountability Accountability is based on organizations reporting information about service outputs to funders and individual governing bodies; however, information is also shared with the community planning group to evaluate the functioning of the system. Data Information about clients and service use is collected by organizations to Management meet their own purposes, some data variables are also collected by all providers in the community; trends across data from different providers are analyzed to inform community planning. -5- InFocus DEFINING INTEGRATION 1. DEFINING INTEGRATION INTEGRATION Definition Organizations in the community operate as a single system, under a single governance and resource umbrella and/or memorandum of understanding that commits all partners to clear processes for decision-making and resource allocation. There are common values and philosophies, and common program policies and practices. Children and families experience seamless, timely and effective supports which are monitored and improved through shared outcomes and continuous quality improvement. Some programs may have been consolidated or re-engineered. Parent Service Experience Families experience seamless service - they do not notice transitions between programs or service providers. Supports are arranged to meet the needs of children and families; many supports are available at a location convenient to families, and parents receive help coordinating services not available at their preferred location with transportation needs supported as required. Integrated Services System Shared governance, accountability, planning, data collection, etc -6- InFocus DEFINING INTEGRATION 1. DEFINING INTEGRATION INTEGRATION continued Key Features Planning A representative and/or elected group plans and organizes the system of programs and services for the community and identifies providers with the strongest capacity to deliver different components of the system. Delivery Programs and services are delivered in locations that best meet the needs of children and families; services are co-located and/or delivered in combination whenever appropriate. Access There is “no wrong door” for families - families can enter the system through any provider and have the same high-quality service experience regardless of how or where they first encounter the system; the provider will either deliver the service or broker with another provider for the family to receive the service. Referral Providers in the system have shared processes that create a seamless service experience for families; families receive what they need/want, when they need it by the provider best qualified to meet the need. Accountability Organizations that deliver programs and services within the system collect information about clients and service use that feed into an accountability framework shared by all providers in the system. Data Information is collected according to shared data definitions and common Management outcomes by all providers in the system; data is integrated and/or linked across providers and analyzed to support future planning and decisionmaking so the system can evolve to address changing needs of the population and continue to improve child outcomes. -7- InFocus DEFINING INTEGRATION 1. DEFINING INTEGRATION EXAMPLES OF INDICATORS IN THE INTEGRATION CONTINUUM AWARENESS COORDINATION COLLABORATION INTEGRATION DESIRED END STATE Community agencies deliver services under a shared governance and accountability structure Create new organizations that merge agencies delivering similar program functions Operational funding is pooled into a single fund that is distributed across agencies according to a community plan Share a client/case management data system across community partners Share program space Contribute funding to community-led initiative Seek input from partners when planning programs Share professional development opportunities Revise programs and/or service locations to align with community plan Share an information/referral/ intake phone number Share administrative and evaluation data with community network to support local planning Run joint programs with partners Maintain a master list of local agencies Refer families to other programs and services Know who to contact to get/give information -8- Produce shared communication materials Attend meetings with staff from other agencies Distribute information about programs/ services to partners InFocus DEFINING INTEGRATION 1. DEFINING INTEGRATION KEY TERMS Integration means focusing on client and community needs rather than on the mandate of a particular agency or organization. It means local programs and services are delivered according to a community plan that is based on information about the needs of local children and families. It may include the consolidation of resources, the co-location of different service functions and/ or re-engineering certain existing resources. An integrated services system means there is “no wrong door” - families can enter the system through any service provider and receive the supports they want and need. Seamless Service is one outcome of integration. It means that programs and services are so well connected that children and families may actually perceive services as being delivered by one agency, though they may actually be delivered by multiple agencies. “Seamlessness” is about connecting services in such a way that transitions between different services disappear. The Ontario Best Start system will provide a seamless service experience for families. Family-centred is an approach to planning, delivering and evaluating programs and services that puts a focus on engaging, empowering, respecting, strengthening and supporting families. Key principles are to respect parents as experts on their child’s needs, to build authentic relationships with children and families to understand their strengths and needs, to appreciate that all families have competencies that can be strengthened, and to be sensitive to cultural, ethnic and socio-economic diversity Re-engineering is the fundamental rethinking and redesign of services and processes to achieve dramatic improvements in outcomes. The key to effective re-engineering is that organisations look at their programs, services and processes from a clean slate, and determine the most effective way to work with other organizations to support the best outcomes for children and families. -9- InFocus DEFINING INTEGRATION 2. A PATHWAY TO INTEGRATION THE MATURITY MODEL The integration continuum provides an overall framework to understand the stages that build toward an integrated system. The continuum model defines and describes the stages but provides little information about ‘how’ to move forward. The “maturity model” describes a pathway to transform child and family services from our current “silo-ed” service state to a dynamic, integrated service system that can evolve to respond to the changing needs of the population. SERVICE INTEGRATION: Common outcomes and system measures are identified and collected by all providers in the system to monitor and analyze the effectiveness of the system; the system evolves to respond to changing needs of the population SERVICE CHAIN INTEGRATION: Processes are developed and implemented to provide a seamless service experience for families across the full spectrum of programs and services for children and families PROCESS INTEGRATION: Common processes across service functions are streamlined (e.g. intake–referral–treatment) to create a more simplified and timely service experience for families FUNCTIONAL INTEGRATION: Programs and services delivering similar functions are evaluated then streamlined and/or re-engineered; providers may be consolidated and/or re-organized for simplified access and greater integration with the broader service system SELF INTEGRATION: Organizations evaluate then streamline and strengthen their own programs, services and processes in preparation for engaging other partners SILO-ED - 10 - InFocus DEFINING INTEGRATION 2. A PATHWAY TO INTEGRATION THE MATURITY MODEL The maturity model describes a step-wise pathway that can be used to guide planning and community development processes that build toward an integrated services system. The other key feature of the maturity model is that it begins to describe the on-going work required once a fully-developed, integrated service system is achieved. At this stage of maturity, the child and family services system is dynamic and can evolve to meet the changing needs of its population. To achieve this level, system managers must collect and monitor information about the population, service use and client outcomes across the system, then continuously adjust programs, services and processes within the system to respond to changing needs and support better outcomes for children and families. In the maturity model, integration begins within individual agencies and groups – the organization must evaluate, streamline and strengthen its own programs, services and processes before it is ready to engage with, and integrate with, other organizations. Integration then progresses from activities at the level of organizations, to functions and processes, building on successive stages to achieve an integrated system. Step 5. System Integration Step 4. Service-Chain Integration Step 3. Process Integration Functional Integration Step 2. Step 1. Self Integration Self Integration Service-Chain Integration Process Integration Functional Integration Process Integration Functional Integration Self Integration - 11 - Self Integration Functional Integration Self Integration InFocus DEFINING INTEGRATION 3. MOVING FORWARD SHARED LANGUAGE: A FACTOR FOR SUCCESS PROCESS MATTERS The integration continuum provides an overall framework to better understand the successive stages of integration, while the maturity model describes a systematic process for moving from integration at the level of the individual organization to a fullydeveloped, integrated and dynamic service system. By adopting this common understanding and language across the system, professionals across all sectors and organizations will be able to work together effectively to plan and organize services for children and families. Organizations, service managers and planning groups are encouraged to take an objective and open view of how services for children and families are currently delivered in their community. Many communities still confuse high levels of coordination and collaboration with a fully integrated local system. Groups are encouraged to: • • • refer to the definitions and the description of the parent’s service experience in the integration continuum; compare their own processes with the example activities and processes provided in the continuum; and refer to the descriptions provided in the maturity model to determine how far the community has progressed toward integration. The same tables and figures can then point to the next strategies and processes the community can work toward to continue on the path to integration. - 12 - The integration continuum and maturity model both describe a step-wise path to an integrated service system. Some may ask if it is possible to skip a stage or two. Can a community with effective coordination among agencies, with strong local leadership and incentives move to full integration? Or can a community with isolated agencies skip over coordination and collaboration stages and move directly into an integrated system? Maybe. But a fully integrated service system is built on a foundation of clear, accountable and consistent local leadership and trusting relationships among service providers. This suggests that the process of building toward integration may also be the product. There is a natural maturation that develops as communities move toward integration that may be required to establish and maintain a fully functional and dynamic integrated service system. Ontario is building an integrated child and family services system. Communities should know where they are on the integration continuum, have a clear plan about how they will move forward that is supported by all local partners, and continue to take steps toward stronger integration. We’ll get there together. InFocus DEFINING INTEGRATION 4. DISCUSSION QUESTIONS One of the most important factors for success in any group initiative is effective communication. Here are three discussion questions to start the conversation about integration in your community. 1. Does the definition of ‘integration’ resonate with your community? What should be added? 2. What is your current level of integration? Are all sectors and agencies at the same level of integration? 3. What are your next steps to continue moving toward integration? Is there community consensus for these next steps? Keys to successful conversations: • Create a respectful and trusting group environment by establishing a code of conduct and having group leaders model good behaviours. • Encourage open and frank discussion — ignoring the real issues will not make them go away. • Build on different opinions — people may not always see things the same way but open discussion of differences helps build understanding. Tell us! Chances are other communities would benefit from hearing about the tools, resources and strategies you have used to move toward integration. We are particularly interested in hearing about: • Specific processes or tools you have used to assess your level of integration? Why would you recommend this process or tool to other communities? • Other tools or resources you have used to help the community move toward integration? Why would you recommend this resource to other communities? • Strategies that have been successful in moving community discussions away from traditional silos and individual interests to a focus on the needs of children and families? Send us your feedback through our website, http://BestStart.children.gov.on.ca! - 13 - InFocus DEFINING INTEGRATION This report is part of a series of working discussion papers prepared by the Ministry of Children and Youth Services as part of the Ontario Best Start Child and Family Centre initiative. The papers are intended to facilitate discussion around key concepts and support communities as we move toward an integrated child and family services system in Ontario. Other papers in this series are available at the new website for child and family services professionals at BestStart.children.gov.on.ca or by contacting the Ministry of Children and Youth Services. We welcome your feedback! Post your comments about this paper or provide other feedback about the Ontario Best Start Child and Family Centre initiative through the project website, BestStart.children.gov.on.ca. © 2011
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