Rethinking Presidentialism: Challenges and Presidential Falls in South America Author(s): Kathryn Hochstetler Reviewed work(s): Source: Comparative Politics, Vol. 38, No. 4 (Jul., 2006), pp. 401-418 Published by: Ph.D. Program in Political Science of the City University of New York Stable URL: http://www.jstor.org/stable/20434009 . Accessed: 16/07/2012 17:27 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp . JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]. . Ph.D. Program in Political Science of the City University of New York is collaborating with JSTOR to digitize, preserve and extend access to Comparative Politics. http://www.jstor.org RethinkingPresidentialism Challenges and Presidential Falls in SouthAmerica Kathryn Hochstetler Since the South American countries returned to civilian government in the 1970s and 1980s, twenty-three percentof theirelectedpresidentshave been forced to leaveoffice before the end of their terms. This striking rate of early presidential exits has received little systematic attention, although it should be central in debates about the quality of democracy and possible instability in presidential systems. Why and how do South Americans demand theirpresidents leave office early?Since 1978 themost serious challenges have come from civilian actors, in the legislature, on the streets, or both together.The challengedpresidentswere more likely to be personally implicated in scandal, to pursue neoliberal policies, and to lack a congressional majority than their unchallenged counterparts. The presence or absence of street protests then played a cen tral role in determining which presidents actually fell. Presidentialismand Presidential Fails The contrast between presidential and parliamentary regimes is one of the fundamental dichotomiesof comparativedemocraticpolitics,with perennialdebates aboutwhich is stable or more democratic.' This article looks only at presidential regimes, since its central dilemma of early ends to executive terms is only possible in presidentialism. It departs from Sartori's classic definition that a regime is presidential "if and only if the head of state i) results from popular election, ii) during his or her pre-established tenure cannot be discharged by a parliamentary vote, and iii) heads or otherwise directs the governments that he or she appoints."2 Linz points out two features that are common to more all presidential systems: a directly elected president enjoys individual democratic legiti macy and is elected for a rigidly fixed term.3 These definitions form the consensual foundation formost ensuing investigations of presidentialism and its effects. Incontradictionto theseexpectations,the regularemergenceof challengersdemand ing that presidents leave office early suggests that direct elections not consistently give presidents in South America do legitimacy that lasts as long as it should. This study con siders only presidents who were selected by a popular vote of their populations and thus at one time possessed evidence of their individual electoral legitimacy to be the head of 401 Comparative July 2006 Politics state and government. Of the forty such presidents whose terms were over by the end of 2003, sixteenof them (fortypercent) faced challenges to theirremainingin office for theirfull terms,andnine (twenty-threepercent)of their"fixed" termsended early (see Table 1). Presidents inVenezuela Chavez in Ecuador and Bolivia have also fallen since 2003, and President has narrowly survived challenges it is obvious that South American developments, hold a given and fixed term of office. The term "presidential to his government. Given these can not assume they will presidents fall" is used here to identify all the times elected presidents leftoffice before theirtermswere completed,whether they resignedorwere impeached forced out of office. "Challenges" involve concrete action to convince the to president resign or to force him out early. The various challenges and falls are consid or otherwise ered together on the theoretical ground that they are all equally deviations from the expectedfixed termof presidentialism. All these cases resulted in new civilian presidents discussed here are changes within in short order. Presidential falls as the regime, not regime breakdowns. Uniformly, vice presidentsand legislativeleaderstookconstitutionaltermsas presidentsafterpresiden tial falls. Two challenges Venezuela in 2002 did include military protagonists Ecuador in 2000 and but they also quickly resulted in civilian regimes. The civilian natureof presidentialfalls is especiallynotable sincenoncivilianactorsalso ineffective ly threatened presidents during this time. Linz's expectation in as a moderating power to handle conflicts between that themilitary would the executive step and legislature is ratherdramaticallydisproved.4 Consequently, the focus is on challenges to presidents from civilian actors, in the leg islature or in civil society. Many studies of presidential falls in South America have focused on elite negotiations that bring down presidents in one country, treating street protests as background pressure on elites.5 Others, however, give central place to the role of mass protest in a specific presidential fall.6While these articles provide valuable information about the unfolding of crisis moments, the study of presidential falls needs in South to be advanced in two ways in order to understand the general phenomenon America and perhaps beyond. error of selecting on the First, all of these studies suffer from the methodological from causes variable the of the of presidential falls. dependent standpoint understanding cases because the presidents fell and lack corresponding cases where presi They select terms despite efforts to throw them out. This article uses a tool from studies of social movements, protest event analysis, to correct this method dents remain in office whole ological problem. Protest event analysis uses media sources to document the occurrence forms of collective action as a first step in assessing the causes or consequences of that action.7 This technique is used to document all of the sixteen times since 1978 that South American mass publics or congressional elites have moved to demand early ends to presidential terms (see Table 2). Most of the failed efforts are of unconventional largely forgotten since they did not succeed, but they are as crucial 402 in understanding KathrynHochstetler Table 1 Fates of Popularly Elected Country President Argentina Alfonsin Menem I MenemII De laRia PazEstenssoro Bolivia PazZamora SanchezdeLozada SanchezdeLozada CollordeMello Brazil CardosoI CardosoII Chile Aylwin Frei Colombia Turbay Betancur Barco Gaviria Samper Pastrana Ecuador FebresCordero Borja DurdnBallen Bucaram Mahuad Paraguay Rodriguez Wasmosy Cubas Peru Belainde Garcia FujimoriI FujimoriII FujimoriIII I Uruguay Sanguinetti Lacalle II Sanguinetti Venezuela Herrera Campins Lusinchi Perez Caldera Chavez South American Presidents, 1978-2003 Term Minority Scandal Neoliberal Outcome No No Resigned 1983-1989 Yes No Yes 1989-1995 Yes Completed Yes Yes 1995-1999 Yes Completed Yes No 1999-2001 Yes Resigned No Yes 1985-1989 Yes Completed Yes Yes 1989-1993 Yes Completed 1993-1997 Yes Yes Yes Completed No Yes 2002-2003 Yes Resigned convicted Yes Yes 1990-1992 Yes resigned; Impeached; 1995-1998 Yes No Yes Challenged; completed No Yes Challenged; completed 1999-2002 Yes No Yes Completed 1990-1994 Yes Yes No 1994-2000 Yes Completed No No Completed 1979-1982 No Yes No 1982-1986 Yes Completed No No 1986-1990 Yes Completed No Yes 1990-1994 No Completed Yes No 1994-1998 No Challenged; completed Yes Yes 1998-2002 Yes Completed Yes 1984-1988 Yes No Challenged; completed No Yes Challenged; completed 1988-1992 Yes Yes Yes 1992-1996 Yes Completed Yes Yes Voted"incapable" 1996-1997 Yes 1998-2000 Yes Yes Yes Civil/military coup;voted "desertion" 1989-1993 No No Yes Completed Yes Yes 1993-1998 Yes Challenged; completed Yes Yes 1998-1999 No Resignedfacingimpeachment No Yes 1980-1985 No Completed Yes No 1985-1990 No Completed Yes No 1990-1995 Yes Impeached; completed Yes No 1995-2000 No Completed Yes Yes 2000-2000 Yes Resigned,voted"incapable" 1985-1990 Yes No No Completed No Yes 1990-1995 Yes Completed No Yes 1995-2000 Yes Completed 1979-1984 Yes No No Completed No No 1984-1989 No Completed voted"desertion" Yes Yes 1989-1993 Yes Impeached; Yes No 1994-1999 Yes Completed No No 1999-2000 Yes Completed of illnessordeath,norpresidents Note:This listdoesnot include presidents whosetermsendedearlyforreasons areChallenged" whosetermshadnotendedby2003. The textandnotesinthesection"WhyPresidents explains how thecaseswerecoded. ones. There are three inductively identified reasons for challenges: the president's neoliberal economic policies, his personal involvement in scandal, and his minority status. In all forty presidencies, each of these is a risk factor presidential falls as the successful for presidents who want to complete their terms, as challenged and fallen presidents dis proportionately shared these characteristics compared to the full set of presidents. Second, the presence or absence of street protests is central for the challenge out comes. While both political elites and mass publics have tried to remove presidents for presidential falls have included civil society actors early, all successful mobilizations demanding in the streets that presidents go.8 As Table 2 shows with its empty quadrant, all five efforts to remove presidents that took place exclusively in the legislature failed. These observations suggest that street protest is decisive at least in the final stages of presidential falls. Street protests by civil society actors, with or without parallel legisla tive action, appear to be the poder moderador (moderating power) of the new civilian regimes. They mark a reversal of earlier patterns, when the military played this role in the region, with its interventions often triggered by mass street protests. 403 Comparative July 2006 Politics Table 2 Civilian Challenges to Popularly Elected South American Presidents, 1978-2003 Location of action Outcome President fell President remained in office Street 1989 Argentina 1999-2000 Ecuador 2001 Argentina 2003 Bolivia 1995 Brazil Street and legislature 1992 Brazil 1992-93 Venezuela 1997 Ecuador 1998-99 Paraguay 2000 Peru 1987 Ecuador 1991-92 Peru 1992 Ecuador 1994 Paraguay 1995-96 Colombia 1999 Brazil The central role of mass protest in presidential Legislature falls suggests a need for further reflec tionon the roleof thepublic inpresidentialism.Studiesof democraticconsolidationgen erally have been too quick to turn to institutions rather than state-society explain political outcomes.9 Studies of presidentialism that one of the core features of presidential relations to have been as well, despite the fact systems is themandate the president receives from thepopulationin electoralform.10 Discussions of presidentalismhave overlooked the ways that populations evidently can remove their mandate, a phenomenon that is becomingmore ratherthanless common furtherintodemocraticconsolidation. Most studies of presidentialism have departed from Juan Linz's classic work compar ing presidentialismand parliamnentarism. When Linz helped launchcomparativestudy of these systems in the 1980s, he was right to argue that institutions had been understud ied and needed to be given careful weight. 1 The ensuing institutional studies brought many insights. Elite institutional factors are clearly central in routine politics (seventy seven percent of recent presidents in South America did not fall) and numerous articles continue tomap out interesting areas of inquiry for this kind of politics. 12For nonroutine politics, however, institutionalanalyses are less helpful.l3Society-basedchallenges to presidentspresenta dilemma for routineinstitutionalanalysis,playinghavocwith what Barbara Geddes identifies as the two standard simplifying assumptions for understand ingpolitics indemocraticregimes:"first,thatofficialswant to remainin office; second, that the best strategy for doing so is to give constituents what they want." 14The explana tions for extraordinarypolitical outcomes such as presidential fallsmust include the public as an active participant, especially Protest Event Analysis of Challenges in resolving this contradiction. to Presidents Challenges are identified here through protest event analysis, which uses print media sources to track protest event occurrences, using standardized coding procedures.15 The challenge data presented here are based on twenty-five years of the newsletter Latin 404 KathrynHochstetler AmericanWeeklyReport (LAWR). The WeeklyReport bills itself as providing"timely and concise risk-oriented briefing."'6 Thus, LAWR is very alert to protest events as well as to unusual elite activities such as impeachment processes. Because of its weekly for mat, it reports only the most important events, creating the usual event dataset biases toward more dramatic events. Since the topic of interest here is efforts to overturn presi dents, LAWR catches the relevant events. One issue in protest event analysis is determination of what counts as protest or, here, challenge.For civil society actors, this study focuseson reportedmass mobiliza tions that put crowds in the street. 17For congressional actions, it draws on reports of the schedulingof formal impeachmentproceedings or other concrete efforts to remove presidents.To determinewhether a given protestor congressionalactionactuallyaimed to eject a president, the reported aim in LAWR is taken. LAWR always stated straightfor wardly what the aim was, whether interest here, the president's agrarian reform, higher wages, fall. Observers of protest marches or, the demand of of thousands of people inevitably brush over the different reasons will understand that such characterizations why take to the streets, but there is usually a preponderance individuals of evidence about what brings the group together. Why PresidentsAre Challenged What characteristics parts? An separate the challenged inductive assessment presidents of the actual challenges vated virtually all of the campaigns from their regional counter shows that three themes moti to remove presidents early. For civil society actors, dissatisfaction with economic policies was themost common reason to challenge presi dents. Accusations of corruption, when linked to the figure of the president himself, were important to both sets of actors. Legislators who faced minority presidents also used challenges to fight out interbranch relations following the many formal changes in constitutions during this period. Predicted probabilities resulting from a logit model of the dependent variables show that the presence or absence of scandal has the largest impact on the probability of both a challenge Economic Policies period generated neoliberal policies, to a president and a fall. The regionalspreadof market-orientedpolicies during this time intense political and economic conflicts.'8 While some welcomed protests against them filled the streets of South American capitals repeatedly. Most of these protests did not become protests against presidents remaining in power. In all but two of the street-based challenging coalitions (Paraguay in 1998-99 and Peru in 2000) protest against the presidents' economic policies followed a charac teristic pattern inwhich months of antieconomic protests suddenly exploded into insis tence that the president must go. Thus seven months of continuous protests against De 405 Comparative Politics la Rua's economic July 2006 policies in Argentina culminated in two weeks of calls for him to leavebefore he resigned.Ten presidentsfollowingneoliberalpolicieswere targetedby street-basedchallenges,while only one nonneoliberalpresident in thedataset (Alfonsin inArgentina in 1989) faced streetchallenges. In these challenges, the scale of the demand appears to be related to the actors involved.The street-basedmovements againstpresidentson economic groundswere most commonlyorganizedby existing civil society organizations.Unions and students formed a core of all these mobilizations, with peak union organizations repeatedly in the forefront. When protests involvedonly unions and students,they focusedonmore specific economic demands.Broadermobilizations that actually insistedpresidents leave early always had additional participants, moved to join. Additional pants were peasants, Bolivia including individual citizens who were varied by country, but other common partici church organizations, and neighborhood groups. In Ecuador and organizations indigenous groups have been central players, while Brazil and Venezuela times had professional associations. Business they have only been a part of the challenges presidents were Challenged in 1997; since then up to and including the effort to remove Bucaram ety mobilizations far more some groups also supported all of the civil soci to Chavez inVenezuela. likely to follow neoliberal economic policies than securityor populist policies by ten versus one.19This disproportionateresult is somewhat ameliorated by inclusion of the full set of presidents after 1978, as many more presidentsfollowedsuchpolicies.Of the thirty-oneneoliberalpresidents,fourteen were challenged(forty-fivepercent),and eight fell (thirty-onepercent).These numbers are higher than the thirty-three percent of security-oriented (three of nine) presidents who were challenged and the eleven percent (one) who fell, but many presidents sur vived this risk factor. To complete the picture, there have also been antipresident protests in the one country of the region that has most clearly broken with neoliberal ism,Venezuela. Corruption challenge and Other presidents Scandals when Congresses there was and civil society actors often joined to good evidence of corruption or scandal that involved the presidenthimself. Congresses initiatednumerous investigationsin such cases, using the resources and procedures of their branch of government. part, legislators limited themselves to legal processes dents for corruption, and citizens supported their efforts. The formal impeachment process was the most common, eleven legislative challenges procedures initiated in nine of the to presidents and threatened many more legislatures have and eventually used a variety of more in these cases. Only For the most in their efforts to remove presi times.20 Yet most or less constitutional the near-textbook Brazilian impeachment removal in 1992 actu ally went through all of the legal steps of impeachment, from investigation to impeach ment by one body to a final judgment by another. In several cases, congresses eventual 406 KathrynHochstetler ly chose removal processes that did not require the supermajorities of impeachment, removingpresidentsfor desertion (Venezuelain 1993,Ecuador in 2000),mental inca pacity (Ecuador in 1997), and moral incapacity (Peru in 2000). The use of these kinds of procedures may seem quite removed from impeachment, which is often considered a specialnonpartisanlegalremovalprocess for specialpresidentialwrongdoing.However, impeachment has always been "fundamentally end," making the distinctions a political process from beginning to among these kinds of removal less central.21 The Spanish translationof impeachment,juicio politico (literally,political judgment),makes the word's double meaning clear. Juicio politico can mean either the constitutional instruc tion that a political body, the legislature, judge the extraordinary case of legal removal of a political figure or judgments that are politically motivated. Bothmeanings are relevantto the recentlegislativechallenges topresidentsinSouth America. The Brazilian constitutional impeachment of Collor in 1992 is the best example of a fully process. The removal of Venezuela's Perez illustrates both meanings: impeached and removed from office for his shady use of a slush fund, this impeachment was simply the last of five attempts made by a while he was appropriately $17 million hostile congress to removehim over an eighteen-monthperiod. In addition,afterPerez stepped down to wait for his trial, congress removed him permanently on the questionable ground that he had abandoned his office.22 before it began, Citizens often staged demonstrationsin supportof these congressionalefforts on corruption grounds. In the largest, millions of Brazilians insisted that Collor go. On the basis of unsystematic evidence from the Weekly Reports, evidence of personal corrup tion also seems to be related to low public opinion approval ratings, which contributed to streetprotests.Only eightpercentof BraziliansconsideredCollor's regime tobe good as he began his year of decline, while theVenezuelan Perez dropped to the historic low of six percent approval.23 Ecuador's Mahaud holds the bottom, with just two percent approval ratings as he was being challenged.24 The quick impact of corruption on public opinion can be seen in Peru, where Fujimori's approval rating dropped from forty-three to sixteen percent after a video showed clear corruption in his administration, despite to accept his abuses of power.25 the Peruvian public's long willingness It is challenging for analysts and for South American citizens to assess the overall incidence of corruption and scandal among the region's presidents. Accusations are nearly constant, and court action against a president is neither necessary nor sufficient to prove wrongdoing. The research strategy used here, which marks a president as per sonally corrupt when the charges are credible enough to appear as themajor news story of theweek in LMAWR,approximates the domestic level of belief that the president is cor rupt.26 This belief, whether trueor not, is the possible foundationof challenges.The absence of reported corruption does seem to shield presidents. Only eight of twenty-six such presidents (thirty-one percent) were challenged, and only three presumably non corrupt presidents actually fell.27 Conversely, while action against corrupt presidents is sometimes swift, the larger set of cases shows thatmany presidents survive serious alle 407 Comparative Politics July 2006 gationsof personalcorruption.Six of fourteen(forty-threepercent)were not challenged at all during their terms, and only six were removed from office early. Minority Presidents In legislatures,challengeswere largelydirectedatminority pres idents.Fourteenminority and twomajoritypresidentswere challenged.Opposition leg islatorswere eager to bring corruptionchargesagainstpresidentswho were personally implicated, as just discussed. In the absence of such reports, they usually invoked some kind of claim aboutunconstitutionalpresidentialbehaviorwith respect to congress or other institutions of government (Ecuador in 1987 and 1992; Peru in 1991-92; Paraguay in 1998-99). Many of these challenges tominority presidentswere clearlypolitically motivated. Ecuador provided severalnotable examples.An impeachmentattempt in 1992, for example, was justified reform and on Borja's reference by congressional to members objections of Congress to a bill on monetary as "layabouts."28 Ecuador's presidents were also notably unrestrained in their dealings with congress. Febres Cordero, who faced down a removal effort in 1987, had his congress tear-gassed and brought tanks to the court building to block several congressionally appointed judges.29 Publics were often indifferent to this kind of congressional challenge. A sharp rise in public approval after Fujimori's coup in 1992 was the most banded congress' vote to impeach him was completely agree that Cubas had overstepped striking example.30 The dis ignored. Paraguayans the boundaries of constitutional in 1999 did behavior, especially after the assassination of his vice president, and gathered "to protect the Congress build ing".3' Overall, presidents whose parties held a minority of congressional seats were more likely both to be challenged by civilian actors and to fall.32 This relationship holds even if themuch larger number of minority presidents in the region is considered. Of the thir ty-oneminority presidents in this study, fourteen(forty-fivepercent)were challenged percent) fell. Of the rarer nine majority presidents, only two (twenty-two percent) were challenged, and only one (eleven-percent) fell. Fallen presi dent Cubas in Paraguay was the only president challenged by his own party's legislators and eight (twenty-six from the outset, but the Colorado Party is so dominant party against itself.33 The other challenge was there that politics often pits the to Samper in Colombia in 1995-96; his party's majority control of congress and especially the investigative committee was cru cial in his remaining in office.34 In addition, three ex-presidents who were eventually and Fujimori in Peru and tried for crimes committed during their presidencies-Garcia inVenezuela-may have been able to avoid formal challenges while in office Lusinchi because theyhad congressionalmajorities.These experiencessuggest thatpresidential challenge and fall are related to themajority or minority position of the president's party in the legislature and support arguments about the problematic and unstable intersection it is not the only factor, as between presidential and multiparty systems.35 Nevertheless, some majority presidents were challenged, 408 and many minority presidents were not. The KathrynHochstetler only two countries that had no challenges to presidents, Uruguay and Chile, also had no majoritypresidents. Summary Neoliberal economicpolicies, personalcorruption,andminority statusall representrisk factorsfor SouthAmericanpresidentswho want to complete theirterms inoffice. Table 3 summarizesthepredictedprobabilitiesresultingfroma logitmodel of the dependentvariables,challenge and presidentialfall,which were calculatedusing CLARIFY36 Table 3 reports first differences variables, which are calculated by varying in predicted probability on the dependent the variables of interest from zero to one while holding the other independent variables at their modal values. The modal presi dent in the region during these years was a minority president who followed neoliberal economic policies and was not personally implicated in scandal. Such a president faced a 38.6 percent predicted probability of being challenged and a 16.5 percent predicted probability of falling.37 Presidents with a legislative majority or who did not follow could count on a small reduction in their risk of being challenged. neoliberal policies Forpresidentspersonally implicatedin scandal,in contrast,thepredictedprobabilityof facing a challenge jumped to 63 percent (38.6 plus 24.4). Scandal also greatly increased the predicted probability that a president would actually fall early, with the probability climbing to 48.4 percent (16.5 plus 31.9). The other independent variables vary in the predicted direction but do not have a large impact on the predicted probability of falls. From Challenge to Fall: The Roles of Street Protest As Table 2 indicates, the presence of a mobilized population demanding in the streets that the president leave appears to be a crucial determinant of the success of challenges. Legislators acting on their own were unable or unwilling to remove presidents. Street legislative action and, increasingly, was a phenomenon on its own protest accompanied inpresidentialfalls. Street Protests and Legislative Challenges Mass protest played a central role in the outcomes of congressional challenges to presidents after 1978 in South America. As these challengesunfolded, legislatorsappearedto calculatewhether populationswere more likely to punish them for action or inaction against presidents who at one point enough popular support to be elected to the highest office in the land. commanded Large-scalestreetprotestsclamoringfor the removalof presidentspersuadedlegislators to act against them. Most important, they could move erstwhile supporters of the presi dent into the opposition. The driving force of the fear of punishment from voters was especially evident in Collor's impeachment in Brazil, where looming subnational elec tions sealed his fate. Members of congress not only voted to impeach, but hurried to do so before theelection.38 409 Comparative Politics July 2006 Institutional action or inaction can also shape whether or not the public moves. In the case, a key supreme court vote required votes be made public, reducing same Brazilian Collor'sability to buy secretsupport,and congressionalinvestigations uncoveredimpor tant information that helped mobilize citizens.39 Other actors, such as themedia, can play the investigativerole,but institutionsretainkey controlover theirown internalprocesses. In several other cases Venezuela and Peru in 2000-street in 1992-93, Ecuador in 1997, Paraguay in 1998-99, mobilizations also pushed legislatures to take action against presidents who had fairly clearly violated laws on the scale of theUnited States' language of high crimes and misdemeanors. These examples illustrate the rise of meaningful politi cal accountability that can restrain South America's historically over-strong presidents. At the same time, some of the developments of this time period have primarily spot lightedtheongoingweaknesses of democraticnorms,constitutionallanguage,and judi cial and investigative systems. In several cases where challenges failed Ecuador in 1987, Peru in 1991-92, and Paraguay in 1994-civil society failed to join the call to remove presidents who had almost certainly engaged in illegal behavior. More than fifty Colombian nongovernmental organizations put together a respected civil commission to accompany the attempted impeachment of Samper in 1995-1996, and business leaders tried to organize opposition, but they were unable to move people to the streets.40 In this case, Samper's majority party was able to stifle a congressional investigation, and the population never heard much of the evidence against him.4' The final image that emerges from these challenges is of a dialectical interaction between the challenges of legislatures and populations. This process could spiral into mutually reinforcing collaborative action that frequently was able to push presidents out of power, especially in response to scandal. When legislative action found no popular reaction, the challenge failed. In contrast, when popular outrage at presidents met no institutionalsupport,street-basedchallenges to presidentscould continueon theirown and often did so successfully. A second kind of challenge to presidents has to Presidents Challenges taken place largely in the streets, although itmay include party allies in noninstitutional roles. This kind of challenge shows little attention to constitutional procedures and is Street-based settled throughdirectmediation between presidents and citizens. These challenges come from societies that are polarized against the state and result in academic Table 3 Predicted Probabilities of Challenges and Falls Predicted probability of modal case First differences in probability of a challenge varying: Neoliberal Scandal Minority 410 Challenge 38.6 -11.3 24.4 -15.7 Fall 16.5 -1.0 31.9 -5.0 studies KathrynHochstetler in part because these protests have been that do not clearly rise to the standard of that are similarly polarized. They are polarized driven largely by demands and accusations impeachableoffenses.Unpopularand ineffectivepolicies arenot illegal. Street challenges to presidents provide some of the most striking images in recent South American politics. Television channels have shown continuous coverage of large crowds camped outside presidentialpalaces, demanding the president's resignation. Civil society challenges thousands of participants, that were large enough to warrant notice and no president fell in response in LAWR had at least to street mobilizations of less than 10,000. Yet some quite largemobilizations failed to remove presidents, although the largest failed protests were against Chaivez inVenezuela and may yet suc ceed.42 The more consistent requirement was persistence. No single day's outburst of protest persuaded a president to leave. Instead, protesters needed the conviction and organization to press presidents for days in a row, or sometimes at intervals formonths. All the challenged presidents had time to respond by offering policy concessions or by hardeningtheirstances. Numerous presidentschose to defend theirpresidenciesfromwhat they considered the blackmail of protesters. After minimal negotiations, they sent in police or even mili tary forces to clear the streets. The prevalence of violence on both sides is an important feature of these challenges and appears related to their success, negatively for presidents andpositively forprotesters. of street protesters over the decades marched peacefully. incivility has been a regular part of civil society mobilizations, with most including violent acts. Leaders of all kinds lost control of most of the protests at some point. The Brazilian impeachment process stands out again as unusual, as itwas the Most of the millions Nonetheless, only one of nine successful challenges to presidents that did not involve violence of any kind. Riots, looting, and arson marred nearly all the others. Roadblocks, not usually legal but not inherently violent, were also regular parts of protest mobilizations in Argentina, Bolivia, and Ecuador. In several cases, violence went much further, as in the use of nail bombs in Bolivia in 2003 that killed several soldiers.43 The short-lived coups in Ecuador in 2000 and Venezuela in 2002 also were obvious peaks of unconstitutionali to jettison civility ty,with some actors in civil society showing a worrisome willingness altogether and to enlist military allies to push presidents out. The violence of protesters does not exist in a vacuum. Incivility was inflamed by state violence and repression. The levels of protester violence and the number of protesters killed by security forces clearly were associated. So far, Brazil and Ecuador have had unusually nonviolent challenges on the part of both protesters and security forces. During fivemobilizations forpresidentialfalls in the twocountries,streetprotesterswere violent only in Ecuador in 1997, and that challenge also involved the only protester death. The forces in determining levels of violence can be seen in the Ecuadorian coup in 2000. Itwas bloodless in large part because soldiers actually encour key role of security aged protesters to occupy the congressional building.44 At the other end of the spectrum, 411 Comparative Argentina Politics July 2006 and Venezuela period, with have had themost consistently deadly repression over this time twenty-five killed in the Argentine mobilizations against De la Rula and up to forty-sixreporteddead followingtheVenezuelancivil/militarycoup attemptin2002.45 Earlier streetchallenges in 1989 (Argentina)and 1992-93 (Venezuela)also involved numerous injuries to protesters and sixteen deaths inVenezuela. Venezuela and Paraguay sharetheunhappydistinctionof being the two locationswhere presidents'supportersand challengers clashed in the street, raising levels of violence ety's challenge to Cubas in 1999 would largest number of deaths reported was otherwise in Bolivia in both. Paraguayan civil soci have probably been peaceful. The in 2003, with as many as one hundred killed.46Only Chavez inVenezuela has surviveda challenge inwhich security forces respondedtoprotesterswith significantuse of forceandnumerousdeaths. Presidents'other option is to negotiate and offer policy concessions.Such negotia tionswere difficult.Because of the amorphousnatureof the streetprotests,presidents rarely found interlocutors who could guaranteetheir followers'response to particular offers. Consequently, successful. Cardoso negotiations often proceeded lent protests against him and waited "negotiation" with by trial and error and were in Brazil successfully made very minimal responses for them to fizzle. The most the street came after De rarely to the nonvio striking instance of la Rua fell in Argentina, when protesters Saa. In subsequent months, many an economic policy was "openly assessed by the politicians in terms of its poten also were able to reject his first real successor, Rodriguez tial to provoke a caceroleo [peaceful protest of banging pots and pans]."47 Parties and legislatures play one of two roles in these scenarios. Many traditional parties seem to have concluded that their open support for street protests will under In 2002 Paraguayan Colorado politicians mine the challenges. trying to remove Cubas' protests that were purported to be by civil society those organizations expose the protesters as fakes.48 in Argentina openly took credit for neigh Peronist party members replacement organizations, only Similarly, while borhood orchestrated to have food riots, the Peronist leadership only secretly supported national chal la Rua and found itself also under attack from the streets after replacing lenges to De him.49Nonetheless, street-basedprotestsby civil society often cruciallydepended on legislative Sanchez inaction for success, de Lozada in his governing as was also true in Argentina.50 In Bolivia, as well, resigned only after his vice president and then parties indicated that they could not support him.5' reluctantly coalition Street protesters often worked closely with new parties towhich they had strong ties. The earliest prototypes were the 1995 and 1999 challenges to Cardoso in Brazil, led by theWorkers' Party (PT) and Democratic Labor Party (PDT). Both of these parties have and the PT has also had strong relationships with social movements. These mobilizations with their strong party orientation were able tomobilize less than a ties to unions, tenth of the participants of the cross-party mobilizations of 1992, however, and were in their aim of presidential fall. Similarly, there are now parties or party unsuccessful 412 KathrynHochstetler equivalents in Ecuador and Bolivia that are linked to indigenous, union, and other civil They havebeenmore successful.Despite thepresenceof politi societyorganizations.52 cal parties and even some congressional representatives, party and electoral logics are inmost of these protests. None of the challenges took place in the final not dominant year of a president's term. It is also worth noting that only three protest leaders became presi Gutierrez in Ecuador, Lula in Brazil, and Toledo in Peru-eventually in elections. dents, and all did so by standing Street challenges for democracy are problematic because of the levels of protester and the rare targeting of impeachable behaviors. Thus, Roberto Laserna, writ ing on the protest movements that removed Sanchez de Lozada in Bolivia in 2003, criti violence cizes "a populist conservative movement that articulates communitarian talgias" and laments that democratic citizenship ties.53 Valenzuela also worries and statist nos is seen as all rights and no responsibili that protests against presidents can lead to crises that threatenthewhole constitutionalorder.54 arise Most authors, including Valenzuela, emphasize that such protest movements out of the frustrations of what are now several decades of problematic and incomplete democracy.55 Also writing about Bolivia, but before the fall of Sanchez de Lozada, summarizes a litany of concerns tions of this new round of challenges to presidents. Laurence Whitehead that lie behind many interpreta Behind thewhole movement lay the conviction thata generationof liberalizingreformshad failed to deliver tangible benefits to the majority of the people; that political parties of all stripes had become self-servingcliques incapableof solvingnationalproblems;thatonly directaction indefiance of pub lic authoritycould deliver anyworthwhile changes in governmentpolicy; thatall institutionalproce dures were devices this logic would to delay and frustrate public demands; lose out to those who and that any who held back from following acted first.56 that it is politicians who think To paraphrase Laverna, protesters have concluded democracy is all rights and no responsibilities. Seen in this light, the protests are democ ratic processes, with civil society seeking to have a voice where it has been roughly excluded or, as Lucero argues for the indigenous movements of Ecuador, simply engag ing in the historic process of constructing rights throughpolitical contestation.57 Whether America are literally true in all the countries of South Whitehead's observations in the first years of the twenty-first century, a question that is beyond the scope of this article, it is an undeniable ments that share these convictions fact thatmost South American countries have move and are acting on them. Conclusion: Presidents,Legislatures, Publics, and Presidentialism Challenged presidents share a set of probabilistic risk factors: personal implication in scandal, neoliberal policies, and minority status. At the same time, the dynamics of 413 Comparative Politics recent challenges July 2006 to presidents and their outcomes appear to be closely related to the complicatedand less studiedphenomenonof streetprotest.The patternsof interaction among presidents, legislatures,and publics, as they have appeared in recent South American politics, require new attention to presidentialism and to possible variations in it indifferentregionsof theworld. In a presidential system presidents inevitably stand apart and above other political actors because of their special powers and special sources of legitimacy.58 Since 1978 the shape of these powers has been on the political agenda in South American countries nearly constantly. The huge amount of time and energy that went into challenges to is yet another demonstration of the centrality of presidents. At the same time, the regular challenges to presidents show how vulnerable they are to the withdrawal of presidents their special legitimacy. Populations evidently can and do withdraw their mandates for to rule them, and few presidents have survived large and violent mobiliza presidents tionsagainstthem. The phenomenonof SouthAmerican presidentialfall suggests severalobservations and their relationships to both presidents and publics. In extreme like removal from office, legislatures emerge as stronger in practice in more normal politics. be expected from their comparative weakness about legislatures political events, than would Legislaturestookpart inbringingdown five presidents,often cuttingconstitutionalcor ners in the process. In contrast, only Peruvian president Fujimori managed to close a legislature,despite regularrumorsof "anotherFujimorazo."Mass publics have not turned against legislators in the same way that they have pushed out presidents. There were only two cases of mass protests against congresses, the "que se vayan todos" (get inArgentina after the fall of De la Rua and similar fury in them all out) mobilizations the Ecuadorian streets in 2000 after the civil society/military coup failed. There may be some difference in the nature of the mandate given to presidents as opposed to that of legislatures, perhaps related to their separation of purpose.59 Alternatively, itmay simply be too complicated to take down a group of diverse actors like a congress. Legislators also can exercise their power against presidents only with allies in civil society. Political scientists need to return some attention to state-society relations to understand political outcomes and the quality of democracy. It seems clear that South American politicians and parties are steadily less able to channel a significant portion of into existing political institutions. This conclusion is supported by quite different evidence on party affiliations and elections as well.60 Whether civil society, political society, or both are responsible for this breakdown in representation, they must social demands be engaged for the sake of both the quality and stability of regional democracy. Further research in this direction could look not just at street protests, but also at other data related to the population at large, such as public opinion, unemployment figures, and the sustained presence or absence of street actors who can effectively veto policy as well as challenge presidents. Overall, the evidence 414 on presidential falls supports the arguments that at least in KathrynHochstetler SouthAmerica presidentialism is a political system with special vulnerabilities. However, they are not necessarilyquite like those identifiedto date.Not only do the dual democraticlegitimaciesof presidentsand legislaturespush them towardcompeti tion,but because of the unanticipatedcapacityof publics towithdraw theirmandates from presidents, the public remains an active player in the development of presidencies.6' It can be a crucial support to either side in the ongoing struggles between executivesand legislaturesand deserves furtherstudyas such.Moreover, the fortypercent of SouthAmerican presidentswho were challenged by legislaturesor protestmovements and the twenty-threepercentwho were forcedout of office early confirm that presidential terms are not as rigidly defined in practice as the theoretical discussion suggests.These twoobservationssupporttheargumentthatSouthAmerican presidentialismisprone tobreakdown. Yet theversionof breakdownis not thedescent intoauthoritarianism thatmost fear. violent, uncertain challenges to South American presidents after 1978 result Awkward, ed innew civiliangovernments.Schamiscreditsthe survivalof democracyinArgentina to specialquasi-parliamentary institutions,but all of thecountrieswhere presidentsfell producedsimilarresultswith a varietyof procedures.62 While thedetails vary, they too passed mentary through a period of "high-level bargaining of the kind that is typical of parlia systems after an election has been held or a government has collapsed" and came out with a new president and some kind of term and went on.63 The parliamentary phrase of lost confidence draw itsmandate is also helpfully evocative of the ways for a president to rule. Thus, the often-lamented institutional flexibility its own hybrid of parliamentalism countries may be producing of South American the electorate can with and presidentialisminpractice thathas helped create theunexpectedstabilityof basic elec toraldemocracy in the region,even as individualpresidentsfell.This hybridbehavior may also appear in routine decision making.64 Challenges to presidents and presidential falls are not limited to South America, as shown by the experiences of Philippine president Estrada, President Clinton in the United States, and others. One obvious next step for research is to catalogue challenges to presidentialism of outside South America and their causes and outcomes. This analysis experiences can not make conclusions about the worldwide phe South American nomenon.Certainly,SouthAmerica isunusual in theextremeflexibilityof itspresiden tial terms, especially in contrast with the classic case of U.S. presidentialism and its con tinuinghighly rigid terms.Which, if either, is a better startingpoint forunderstanding the general phenomenaof presidentialismand presidential fall is an open question. Whether themore specificmotivations for challengeshold andwhether streetprotests too, although it is worth noting that also failed to mobilize support in the are equally decisive elsewhere are open questions the failed congressional challenge streets. In any case, the phenomenon appears more to Clinton of presidential important for current presidentialism fall deserves additional research and than outright regime breakdown. 415 Comparative July 2006 Politics NOTES I would like to acknowledge helpful suggestions from Javier Auyero, Elisabeth Jay Friedman, Dawn King, Steven Levitsky, Fiona Macaulay, Vicky Murillo, David Samuels, Kurt Weyland, and the anonymous reviewers. Special thanks to Kyle Saunders for assisting with the statistical analysis and its interpretation. Finally, the librarians of the Latin American Centre, Oxford University, were very helpful in facilitating my need to read of issues of Latin American Weekly Report. Juan J. Linz and Arturo Valenzuela, eds., The Failure of Presidential Democracy (Baltimore: The Johns and Matthew and Press, 1994); Scott Mainwaring Soberg Shugart, eds., Presidentialism Hopkins University in Latin America Press, 1997); Adam Przeworski, Michael (Cambridge: Cambridge University Democracy and Development: Political Institutions Jos? Antonio Cheibub, and Fernando Limongi, Democracy Alvarez, hundreds 1. and Economic 2. Press, 3. 1950-1999 Performance, (Cambridge: Cambridge University Press, 2000). 2nd ed. (New York: New York University Giovanni Sartori, Comparative Constitutional Engineering, 1994), p. 84. Juan J. Linz, "Presidential or Parliamentary eds., p. 6. Valenzuela, 4. Linz, p. 7. 5. John M. Carey, "Transparency vs. Collective Democracy: Does ItMake a Difference?," in Linz and Action: Fujimori's Legacy and the Peruvian Congress," Hector E. Schamis, "Argentina: Crisis and Comparative Political Studies, 36 (November 2003), 983-1006; 13 (April 2002), 81-94. Carey's review of a series of recent Democratic Consolidation," Journal of Democracy, cases also presumes that executive-legislative relations are central. John M. Carey, "Presidentialism and Institutions," Representative in Latin America, Governance 6. Ernesto in Jorge I. Dom?nguez and Michael 2nd ed. (Baltimore: The Johns Hopkins Shifter, eds., Constructing Democratic Press, 2003), pp. 22-25. 10 (July 1999), 93-100; '"People Power' in Paraguay," Journal of Democracy, in the Andes: Peru's Decade of Living Dangerously," Journal of "High Anxiety Diego Abente-Brun, Garc?a Calder?n, 12 (April 2001), 46-58; Journal of Democracy, University in the Andes: Crisis and Contention Lucero, "High Anxiety 12 (April 2001), 59-73; Kurt Weyland, "The Rise and Fall of President Collor and Its Impact on Brazilian Democracy," Journal oflnteramerican Studies and World Affairs, 35 (1993), to his comparative 1-37. In the conclusion the P?rez-Li??n study of a new presidentialism, acknowledges Democracy, in Ecuador" Jos? Antonio apparent role of popular protest but does not analyze Gobernabilidad: ?Hacia un Nuevo Presidencialismo?," 149-64. 7. 1999), 8. Ruud Koopmans 123-30. and Dieter Rucht, it. An?bal P?rez-Li??n, "Pugna de Poderes y Crisis de Latin American Research Review, 38 (October 2003), "Protest Event Analysis?Where to Now?," Mobilization, I use the term civil society in a narrowly descriptive way here, to indicate nonstate assumptions that they are necessarily civil or democratic. 4 (Fall actors. I do not make normative 9. Deborah J. Yashar, "Democracy, Indigenous Movements, America," World Politics, 52 (October 1999), 76-106. Susan C. Stokes, Mandates and Democracy: Neoliberalism 10. Cambridge University Press, 2001). 11. Linz, pp. 3-5. For example, Octavio Amorim 12. Formation in the Americas," Neto, "The Presidential Political and the Post Liberal by Surprise Challenge in Latin America in Latin (Cambridge: Executive Policy-Making and Cabinet 39 (forthcoming, August 2006); Jos? Antonio and the Survival of Presidential Democracies," David J. Samuels and Matthew Soberg Shugart, Studies, Calculus: Comparative Deadlock Situations, "Minority Governments, Political Studies, 35 (April 2002), 284?312; Comparative 15 (January 2003), 33-60. "Presidentialism, Elections, and Representation," Journal of Theoretical Politics, of Rational-Choice for the Study of Latin American "Limitations Institutionalism 13. Kurt Weyland, 37 (January 2002), 57-85. Politics," Studies in Comparative International Development, Cheibub, 416 KathrynHochstetler 14. Politics 15. Barbara Geddes, Paradigms and Sand Castles: Theory Building (Ann Arbor: University of Michigan Press, 2003). and Rucht. Koopmans and Research Design in Comparative .asp. Citations to specific issues follow the Report's format: Hrtp://www.latinnews.com/lwr_/LWR_2315 WR-00-03 is the third issue of the Weekly Report in 2000. 17. This type of action contrasts with the more institutionalized kinds of activity that have emerged inmany sectors since the return to civilian rule. See Elisabeth Jay Friedman and Kathryn Hochstetler, social movements 16. in Latin American Democratization: and Civil the Third Transition Representational Regimes "Assessing Society in Brazil and Argentina," Comparative Politics, 35 (October 2002), 21-42. in Latin America: Politics 18. Carol Wise and Riordan Roett, eds., with Guadalupe Paz, Post-Stabilization Institution Press, 2003). Competition, Transition, Collapse (Washington, DC: Brookings 19. policy 20. are from Stokes, pp. 14-15. Data for other years are from the Economist. This col "yes" for presidents whose policy orientation in government was neoliberal, "no" for that the Economist calls "populist." Data for 1982-1995 umn in Table 1 ismarked orientations See also Jody C and Naoko in Jody C "Introduction: Presidential Comparative Impeachment," in Comparative eds., Checking Executive Power: Presidential Impeachment Perspective (Westport: Praeger, 2003); An?bal P?rez-Li??n, "Presidential Crises and Democratic Accountability in Latin America, in Susan E. Eckstein and Timothy P.Wickham-Crowley, 1990-1999," eds., What Justice? Baumgartner, Kada, Baumgartner Whose Justice? Fighting for Fairness 21. Baumgartner, p. 5. 22. 23. (Berkeley: University of California Press, 2003). WR-93-36. See WR-92-01; the Deck Chairs Romero, "Rearranging Latin American Research Review, 32 (1997), 15. Anibal inVenezuela," Democracy 24. WR-00-02. 25. in Latin America on the Titanic: The Agony of WR-00-40. This estimate of the level of corruption is very conservative, as LAWR frequently does not report cor ruption charged in other sources. In addition, it should be noted that a president is labeled corrupt only if the report ismade during the term when he might have been challenged. In this column of Table 1, "yes" indicates that the president was personally implicated in charges of impeachable offenses, normally financial corruption. 26. 27. They were Alfonsin, ed in his first term. 28. WR-92-17. 29. Catherine M. Politics of Neoliberalism De laRua, and Sanchez de Lozada II in Bolivia, for whom corruption was report James M. Malloy, and Luis A. Abugattas, "Business and the 'Boys': The Conaghan, in the Central Andes," Latin American Research Review, 25 (1990), 3-30; Anita Isaacs, in Ecuador," Bulletin of Latin American Research, Consolidation 10 (1991), 221-38. John Crabtree, "The Collapse of Fujimorismo: Authoritarianism and Its Limits," Bulletin of Latin American Research, 20 (July 2001), 295. Peter Lambert, "A Decade of Electoral Democracy: in Paraguay," 31. Continuity, Change and Crisis 19 (July 2000), 392; Abente-Brun. Bulletin of Latin American Research, "Problems of Democratic 30. are from Charles D. Kenney, Fujimori's Coup and the Breakdown of Democracy in For presidents after 1997, of Notre Dame Press, 2004), pp. 264-66. is considered to data are from www.observatorioelectoral.org, using Kenney's methodology ("[a] presidency 32. Data for 1978-1997 Latin America (Notre Dame: University in each legislative chamber if the president enjoyed the support of a majority have had a legislative majority throughout his or her term in office). Kenney, p. 333, note 3. It should be noted that this definition is stringent. 33. Lambert. John C Dugas, "Drugs, Lies, and Audiotape: The Samper Crisis in Colombia (Review Essay)," Latin Research Review, 36 (2001), 157-74; Naoko Kada, "The Role of Investigative Committees in the in Brazil and Colombia," Legislative Presidential Studies Quarterly, 28 (February Impeachment Processes 34. American 2003), 29-54. 417 Comparative July 2006 Politics 35. Scott Mainwaring, and Democracy: The Difficult "Presidentialism, Combination," Multipartism, Comparative Political Studies, 26 (July 1993), 198-228. and Gary King, CLARIFY: Software for Interpreting and Presenting 36. Michael Tomz, Jason Wittenberg, Statistical Results, Version 2.1, Stanford University, University of Wisconsin, and Harvard University, January Also see Gary King, Michael 5, 2003. available at http://gking.harvard.edu/. Tomz, and Jason Wittenberg, "Making the Most of Statistical Analyses: Improving Interpretation and Presentation," American Journal of Political Science, 44 (April 2000), 347-61. Since this set is a population rather than a sample, the probabilities are the most important indicator of the relationships in the data. A table of the coefficients and results are available from the author upon request. Peter Flynn, "Collor, Corruption and Crisis: Time for Reflection," Journal of Latin American Studies, 38. 37. 25 (May 1993), 351-71; Weyland, "The Rise and Fall of President Collor." 39. See Flynn, p. 364; Marcos Nobre, "Pensando o Impeachment," Novos 1992), 15-19. 40. Comisi?n 42. Inmost inVenezuela 43. cases there is no reliable in 2002-3 information show the broadest 45. 46 WR-03^14. 47. WR-02-02,p. WR-02-29. 48. 34 (November al Presidente de la Samper Pizano WR-02-15; p. 63. WR-02-15. WR-02-01; 44. CEBRAP, e Indignidad: El Juicio de Seguimiento, Poder, Justicia 1996). (Bogot?: Comisi?n Ciudadana de Seguimiento, Ciudadana Rep?blica Ernesto 41. Kada. Estudos WR-03-07; about the exact size of mobilizations. range, from tens of thousands Estimates for those to amillion. WR-02-28. WR-02-50. Lucero, 14. of Collective Violence: Dissecting Javier Auyero and Timothy Patrick Moran, "The Dynamics Food in Contemporary in "Civic Engagement Enrique Peruzzotti, Argentina" (unpublished manuscript); to the 'Cacerolazos'" p. 1. Argentina: From the Human Rights Movement (unpublished manuscript), 50. Schamis, p. 85. 49. Riots 51. WR-03^1. 52. Yashar. 53. Roberto Laserna, 2003), 4-14. Arturo Valenzuela, "Bolivia: Entre y Democracia," Populismo Nueva 188 (November Sociedad, December 54. 2004), 55. "Latin American Presidencies Crabtree; Lucero; Valenzuela; Wise and Roett. in the Andes: Laurence Whitehead, "High Anxiety 12 (April 2001), 13. Democracy, 56. 57. 58. Interrupted," Journal 15 (October of Democracy, 5-19. Bolivia and the Viability of Democracy," Journal of Lucero, p. 70. Valenzuela. 59. Samuels and Shugart. Kenneth M. Roberts and Erik Wibbels, "Party Systems and Electoral Volatility " of Economic, American Political Science Institutional, and Structural Explanations 60. in Latin America: Review, A Test 93 (September 1999), 575-90. 61. Linz; Valenzuela. 62. Schamis, pp. 90-91. 63. Ibid., p. 91. Bolivar Lamounier, Shifter, eds., pp. 269-91. 64. 418 "Brazil: An Assessment of the Cardoso Administration," in Dom?nguez and
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