IRI GLRC, Summits and Boot Camp 2013 Final Attendee List
First Name
Noel
Diane
Eric
Bruce
Alfred
Richard
Wilson
Judy
Michael
Fred
Elisabeth
Jackie
Jerome
John
Joan
Tonia
Jason
Stephanie
Debora
Michael
Erin
Paula
Erin
Matt
Barbara
Barbara
Margaret
Beverly
Keith
Sean
Mary
Paul
Lisa
Richard
Frank
Michael
Gary
Mark
Tim
John
Dan
Thomas
Shane
Teresa
Jeanne
Justin
Jon
Camille
Ed
Bruce
John
Harry
Laura
William
Andrew
Dalen
Elizabeth
Daniel
Mark
David
John
Melissa
Ann
Heidi
Roman
Bernie
Christine
Hector
Manda
Tanya
Roland
Charlene
Stewart
John
Craig
Randy
Dori
Dana
Pat
Eric
Last Name
Abkemeier
Ambler
Arnold
Ashton
Ayensu‐Ghartey
Babineau
Barmeyer
Bartlett
Bazany
Bellamy
Bentzinger
Berdy
Bishop
Blouch
Boros
Bottoms
Bradshaw
Brown
Buffington
Burbach
Burke
Burke
Burke
Burki
Burnett
Burnett
Byrne
Byrne
Carpenter
Cassidy
Cavanaugh
Cellupica
Chatterton
Choi
Cias
Cogswell
Cohen
Costley
Crawford
Cunningham
Cunningham
Curvin
Daly
Damico
de Cervens
Deasy
DeSmidt
Donald
Duch
Dunne
Eads
Eisenstein
Elizardo
Evers
Favret
Feighner
Festa
Fitzpatrick
Fortier
Foster
Friedrich
Fuehrer
Furman
Gabel
Gabriel
Gacona
Galamb
Geribon
Ghaferi
Gonzales
Goss
Grant
Gregg
Gruber
Gurien
Hall
Hammond
Harbison
Harris
Hebert
Title
FSA, Principal & Consulting Actuary
Partner
Partner
Partner
Corporate Counsel
Vice President, Product Management
Associate
Vice President and Associate General Counsel
AVP, Associate General Counsel
Partner
Partner
Business Development Advisor
Deputy Chief Compliance Officer
Of Counsel
Of Counsel
Director & Managing Counsel
Sr. Variable Compliance Consultant
Managing Director, General Counsel
Vice President, Compliance
Assistant Vice President and Assistant General Counsel
Assistant General Counsel
Senior Compliance Specialist
Assistant General Counsel
Product Manager
Assistant Director ‐ Annuity Compliance
Assistant Director ‐ Annuity Compliance
Associate General Counsel, Corporate
Chief Compliance Officer
Senior Special Counsel, Division of Investment Management
Vice President for Federal Government Affairs
EVP and General Counsel
Chief Counsel, Americas
Senior Counsel
Partner
Counsel
SVP, Product Manager ‐ Retirement Solutions
Of Counsel
Partner
Vice President and Group Counsel
Director, Broker/Dealer Insurance Compliance
Business Consultant Regulatory Governance
Partner
Lead Director & Associate General Counsel
Separate Accounts ‐ Compliance Mgr.
Vice President & Director, Federal Government Affairs
Attorney
Assistant Vice President ‐ Investment Advisory Services
AVP & Counsel
AVP & Counsel
Of Counsel
Special Assistant Attorney General
Senior Special Counsel
Host Senior Compliance Manager
Vice President & Corporate Counsel
Associate Vice President and Regional Chief Counsel
Account Manager
Regulatory & Compliance News Editor
Executive Director, Legal and Compliance
Head of Product & Partner Strategy
Associate General Counsel
Senior Assistant General Counsel
Compliance Analyst
Partner
Field Compliance Officer
Vice President, External Affairs
Sr. Vice President, Director of Annuities
Senior Associate, Office of Government Affairs
Lead Director & Association General Counsel
Vice President & Assistant General Counsel
Manager, Compliance
Partner
Assistant Vice President
Senior Counsel
Senior Vice President and General Counsel
Director, Product Management (I&RS)
Senior Counsel
Deputy Chief Compliance Officer
Compliance Manager
Assistant Vice President, Product
Compliance Specialist
Page 1
Organization
Milliman, Inc.
K & L Gates LLP
Sutherland Asbill & Brennan LLP
Drinker Biddle & Reath LLP
MetLife
Broadridge Financial Solutions Inc.
Sutherland Asbill & Brennan LLP
New York Life Insurance Company
Nationwide Financial
Sutherland Asbill & Brennan LLP
Sutherland Asbill & Brennan LLP
MoeryLAI
Ohio National Financial Services
Drinker Biddle & Reath LLP
Jorden Burt LLP
Pershing LLC
Sammons Financial Group
LPL Financial
MetLife
Security Benefit
Transamerica Capital Management
Raymond James Insurance Group
Transamerica Capital Management
Morningstar Associates/Ibbotson Associates
Principal Life Insurance
Principal Life Insurance
TIAA‐CREF
Great‐West Life and Annuity Insurance Company
U.S. Securities & Exchange Commission
ING Retirement
Forethought Financial Group
MetLife
Nationwide Financial
Jorden Burt LLP
National Western Life Insurance Company
Pacific Investment Management Company (PIMCO)
Jorden Burt LLP
Drinker Biddle & Reath LLP
Ameriprise ‐ RiverSource
Fidelity Investments Life Insurance Company
Nationwide Financial
Sutherland Asbill & Brennan LLP
AXA Equitable
Ohio National Financial Services
Transamerica Financial Advisors, Inc.
Great‐West Life and Annuity Insurance Company
SII Investments, Inc./Investment Centers of America
MassMutual Financial Group
MassMutual Financial Group
Drinker Biddle & Reath LLP
Mississippi Insurance Department
U.S. Securities & Exchange Commission
Capital Group Companies
Prudential Annuities
FINRA
Vertafore
National Underwriter
Morgan Stanley
AllianceBernstein
American General Life Companies
Royal Neighbors of America
Symetra Financial
Jorden Burt LLP
GamePlan Financial Marketing
Prudential Financial
Wells Fargo & Company
New York Life Insurance Company
AXA Equitable
AIG
Great‐West Life and Annuity Insurance Company
Jorden Burt LLP
Pacific Life Insurance Company
Allianz Life Insurance Company
Great American Insurance Group
DTCC (Depository Trust & Clearing Corporation)
Great‐West Life and Annuity Insurance Company
FSC Securities Corporation
Prudential Financial
MassMutual Financial Group
FINRA
IRI GLRC, Summits and Boot Camp 2013 Final Attendee List
First Name
Elizabeth
Eric
Nancy
Peter
Becky
Robert
Steve Cynthia
Janet
Suzanne
Patrick
Christina
Courtney
Virginia
Stephen
Melissa Mike
Michelle
Patricia
Ted
Dodie
Joan
Timothy
Tracy Anne
Peter
Jack
Greg
Markham
Mark
Richard
Gavin
Todd
Chip
Lorna
Patrick
Bridgett
Carol
Tim
Steve
Emma
Bradford
Darla
Glenn
Kimber
Jeff
Mike
Kathy
Jim
Jim
Darrell
Abbie
Sarah
Kerry
Joyce
Barb
Patrice
S. Lawrence
Danielle
Alan
Mark
Mark
Jack
Vanessa
Sri
Heather
Fred
Fred
Stephen
Brian
Lori
Mark
William
Leslie
Vanessa
James
Jeanny
Barry
Mark
Felicia
Linda
Last Name
Heffernan
Hiduke
Hill
Hirsch
Hobart
Hopkins
Horton
Hostetter
Howard
Hurel
Ivkovich
Jacobs
John
Johnson
Jorden
Kahn
Kavanagh
Kelley
Kelley
Kennedy
Kent
Khoury
Kovac
Lannigan
Lefkin
Lerner
Leslie
Leventhal
Livesay
Loconte
Long
Lowery
Lunde
MacLeod
Masi
Matthes
McClarnon
McDowell
McInally
Medcalf
Melius
Mercado
Merten
Monroe
Mose
Moss
Moynihan
Mumford
O'Connor
Oliver
Pancoast
Patterson
Pechter
Pickholz
Pittman
Pitts
Polk
Poulton
Prochoroff
Quinn
Quinn
Ramezzana
Ramirez
Reddy
Reilly
Reish
Reish
Roth
Rubin
Salvo
Schoeff
Schulz
Scism
Scott
Shorris
Simaitis
Skolnick
Smith
Smith
Sonterre
Title
Vice President
Attorney
Vice President, Compliance
Retirement Plans Manager
SVP, Product & Government Relations Support
Corporate Senior Counsel
Associate General Counsel
Intermediary Compliance Manager Sr
Senior Washington Associate, Government Relations and Public Policy Department
Vice President, Contracts
Counsel, Law Department
Attorney
Chief Compliance Officer, Transamerica Capital, Inc.
Vice President, Assistant General Counsel
Partner
Strategic Government Relations Advocate
Managing Counsel
Senior Vice President and Associate Counsel
Vice President, Chief Compliance Officer
Assistant General Counsel
Lead Director & Associate General Counsel
Managing Director, Chief Marketing Officer
Vice President, Corporate & Legislative Affairs
AVP, Senior Counsel
Sr. VP, Government & External Affairs
Vice President, Corporate Counsel
Director‐Variable Product Compliance
Partner
Vice President, Annuities Compliance
Director and Assistant General Counsel, Government Affairs
Product Manager
Director, Field Sales Compliance
Partner
Counsel
Senior Product Manager
Senior Counsel
Special Attorney
AVP, Compliance
Senior Technical Consultant
Director Marketing, Investment Management
VP and Corporate Counsel
Reporter
Partner
Associate General Counsel
VP, Development and Education
Jr. Attorney
Senior Counsel
First Deputy Insurance Commissioner and Securities Administrator
Insurance Compliance
Vice President, Communications
Vice President, Chief Counsel
Vice President and Assistant General Counsel
Editor, Publisher, & Owner
Branch Chief
Vice President, SWIA, Insurance Operations Manager
Counsel
Partner
Compliance Analyst
Editor & Publisher
Chief Risk Officer
Chief Risk Officer
Sales Executive
Senior Director of Government Relations and Counsel
SVP, Head of Institutional Income
VP, GWIM Compliance Manager, Insurance and Annuities
Partner
Partner
Partner
Partner
First Vice President, Insurance Solutions ‐ Legal
Washington Correspondent
Vice President, Litigation
News Editor
Partner
Executive Vice President and Deputy General Counsel
Managing Counsel
Partner
Partner
Regulatory Counsel
Director, Individual Annuity Product Development
Page 2
Organization
Fidelity Investments Life Insurance Company
Law Office
Pacific Life Insurance Company
Advisor Group
Transamerica
TIAA‐CREF
State Farm Life Insurance Company
Capital Group Companies
MetLife
Prudential Financial
Guardian Insurance & Annuity Co.
Transamerica
Transamerica
Commonwealth Annuity & Life Insurance
Jorden Burt LLP
MJKAHN Associates
Great‐West Life and Annuity Insurance Company
LPL Financial
Prudential Financial
AIG
AXA Equitable
LPL Financial
CUNA Mutual Insurance Society
John Hancock Financial Services, Inc.
Allianz Life Insurance Company
Prudential Financial
Northwestern Mutual
Jorden Burt LLP
Prudential Annuities
AIG (American International Group)
Broadridge Financial Solutions Inc.
Nationwide Financial
Jorden Burt LLP
Sutherland Asbill & Brennan LLP
Vertafore
American General Life Companies
Sutherland Asbill & Brennan LLP
Jackson National Life
Lincoln Financial Group
RR Donnelley
Prudential Financial
InvestmentNews
Jorden Burt LLP
Edward Jones
NAFA, The National Association for Fixed Annuities
Ameritas
Guardian Insurance & Annuity Co.
Iowa Division of Insurance
SunTrust Investment Services, Inc.
Prudential Financial
Lincoln Financial Group
Forethought Financial Group
Retirement Income Journal
U.S. Securities & Exchange Commission
Southwest Securities
Sutherland Asbill & Brennan LLP
Sutherland Asbill & Brennan LLP
Jackson National Life Distributors, LLC
Insurance Compliance Insight
First Allied Securities, Inc.
First Allied Securities, Inc.
Vertafore
Allianz Life Insurance Company
Prudential Investment Management Services, Inc.
Merrill Lynch Global Wealth Management
Drinker Biddle & Reath LLP
Drinker Biddle & Reath LLP
Sutherland Asbill & Brennan LLP
Sutherland Asbill & Brennan LLP
Merrill Lynch Global Wealth Management
InvestmentNews
Jackson National Life
Wall Street Journal
Sutherland Asbill & Brennan LLP
LPL Financial
Nationwide Financial
Mitchell, Williams, Selig, Gates & Woodyard
Sutherland Asbill & Brennan LLP
The Financial Services Roundtable
Securian
IRI GLRC, Summits and Boot Camp 2013 Final Attendee List
First Name
Noah
Chris
Laurie
Phillip
Guy
Min
Stephanie
Julie
Steuart
Joe
Chris
Kelly
Michael
Kathy
Elizabeth
Yumiko
Cindy
Richard
Melanie
Josh
Scott
Robert
Scott
Wade
Alan
Charles
Andy
Mary Jane
Daniel
Alberto
Last Name
Sorkin
Spence
Stack
Stano
Stanzione
Sun Oh
Susens
Thomas
Thomsen
Thomson
Thurston
Ullom
Valerio
Van Noy‐Pineda
Varley
Vilim
Vogl
Vynalek
Waddell
Waldbeser
Waterbury
Watts
Weinstein
Wenger
Werth
Whites
Wilmot
Wilson‐Bilik
Wright
Zapata
Title
General Counsel
Director, Federal Government Relations
SVP, Insurance Compliance
Partner
Compliance Services Director
Satff Attorney
Second Vice President & Counsel, Law Department
Compliance Manager
Partner
President and CEO
Director of Wealth Management Oversight
Vice President ‐ Broker Dealer
Partner
Executive Vice President, CCO, Brokerage
Vice President
Compliance Manager
Executive Director, Retirement and Advisory Solutions
Compliance Director
Washington Bureau Chief
Attorney
RIA Compliance Officer
Consultant
Vice President
AVP ‐ Division Compliance Officer
Third Party Sales Consultant
Associate General Counsel
Managing Director
Partner
SVP/CCO
Staff Attorney
Organization
Advisor Group
TIAA‐CREF
LPL Financial
Sutherland Asbill & Brennan LLP
Merrill Corporation
U.S. Securities & Exchange Commission
Guardian Insurance & Annuity Co.
Ohio National Financial Services
Sutherland Asbill & Brennan LLP
Pacer Financial, Inc.
Janney Montgomery Scott, LLC
Kansas City Life Insurance Company
Jorden Burt LLP
LPL Financial
New York Life Insurance Company
LPL Financial
UBS Global Asset Management (Americas) Inc.
Symetra Financial
Investment Advisor Magazine
Drinker Biddle & Reath LLP
Raymond James Financial Services
The BGK Group‐Financial Training
New York Life Insurance Company
Transamerica Life Insurance Company
Northwestern Mutual Investment Services
New York Life Insurance Company
Allianz Global Investors
Sutherland Asbill & Brennan LLP
Jackson National Life
U.S. Securities & Exchange Commission
Page 3