Pergamon IntcmationalJoumal for Quality in Health Cart, Vol. 8, No. 1, pp. 75-82, 1996 Copyright © 1996 Elsevier Science Ud. All rights reserved Printed in Great Britain 1353^*505/96 $15.00+0.00 135^4505(95)00059-3 Quality Assurance in Taiwan, the Republic of China plasm, cerebrovascular disease, accidents and adverse effects, heart disease, diabetes melliSecretary-General, The Association of Healthcare tus, chronic liver disease and cirrhosis, nephriQuality, Republic of China, c/o Taipei Veterans' tis, nephrotic syndrome and nephrosis, pneuGeneral Hospital, 201 Shih-Pai Road, Sec. 2, Taipei monia, hypertensive disease and bronchitis, 112, Taiwan, Republic of China. emphysema and asthma. Article 157 of the Constitution of the RepubINTRODUCTION lic of China stipulates that "the state, in order to This paper describes and examines the improve national health, shall establish extencurrent status of quality assurance in Taiwan, sive services for sanitation and health protecthe Republic of China (ROC). It includes tion, and a system for public medical service". general information about Taiwan and its To meet the needs of the changing society, the health care delivery and financing system, the National Assembly, at its recent meeting in historical evolution of QA in Taiwan, system 1992, amended the Constitution to include as approaches and issues and problems in QA, and Article 18 of the Amendments: "The state shall future developments and challenges. implement a national health insurance program and promote research and development on modern and traditional medicines". GENERAL INFORMATION PING HUANG The Republic of China, the first republic in Asia, was founded in 1912. At present, the ROC of Taiwan includes two municipal cities, Taipei and Kaohsiung and the Province of Taiwan [1]. The Taiwan Area of the ROC is located in the south-eastern China sea, with a land size of 36,000 km2 and a population size of 20,802,622 persons in 1992. The crude birth rate of the Taiwan Area was 15.53 per 1000; the crude death rate 5.34 per 1000; and the natural increase rate of population was 10.20 per 1000. At current prices, the per capita national income in 1992 was US$9329. The total health and medical care expenditure of the government in the Fiscal Year 1992 was approximately US$ 2 billion. At the end of 1992, the life expectancy of people in the Taiwan Area was 71.79 years for males and 77.22 years for females. In 1992, the infant mortality rate was 5.18 per 1000 live births; the maternal mortality rate was 6.85 per 100,000 live births. The 10 major causes of death were malignant neo- HEALTH CARE DELIVERY AND FINANCING SYSTEM Taiwan's health care delivery system has evolved over 120 years [2]. It is a mixture of public and private sectors, a structure dominated by modern Western medicine, coexisting with Chinese medicine [7,12]. It provides integrated hospital services and primary health care [15]. Care-seeking behavior among the general population in Taiwan is varied [9,10]. Public health agencies are organized at four levels: national, municipal city and province, county and city, and townships. The Department of Health (DOH) of the Executive Yuan (the Cabinet) determines national health policies, formulates health programs and coordinates and supervises health services at all levels [1]. Generally, the public sector is centrally funded; programs are mostly implemented by provincial and municipal health departments and by local Submitted 17 October 1994; accepted 25 October 1994. Correspondence: Ping Huang, Secretary-General, The Association for Healthcare Quality, Republic of China, c/o Taipei Veterans' General Hospital, 201 Shih-Pai Road, Sec. 2, Taipei 112, Taiwan, Republic of China. 75 76 and regional hospitals, with the exception of major teaching hospitals of national medical schools, military and veteran's medical institutions. For the public health services, there are two municipal and one provincial health departments. Private sector health care services are delivered by private hospitals or independently practising practitioners. Prior to stepped-up government efforts during the expansion period of the 1970s, private hospitals were the mainstay of medical care in Taiwan [22]. At the end of 1992, there were in the Taiwan Area 14,471 public and private medical institutions. The public health sector included 94 hospitals and 479 clinics. The private health sector consisted of 728 hospitals and 13,170 clinics. Hospital beds per 10,000 population were 46.30. The number of medical personnel per 10,000 population was 49.62, and the number of physicians per 10,000 population was 12.03 [1]. Under the Health and Medical Care Plan, the establishment of the Medical Care Network in the Taiwan Area project was initiated in 1985 to balance the development of medical care resources, to allow medical manpower and facilities to grow at a reasonable rate and in full operation, to upgrade the quality of medical care services and to make available and accessible to every citizen in need the most adequate health and medical care services in the shortest possible period. The project divides the Taiwan Area into 17 medical care regions [1,11,14,16]. The evolution of health care delivery includes three phases: expansion (1945-1985), consolidation (1985-1994) and restriction (1995 and thereafter) [14]. Major problems exist in Taiwan's current health care delivery system, including: 1. Only 56% of the general population is covered by health insurance. 2. Inadequate financial discipline to rationalize the health care delivery system and control cost inflation. 3. Irrational pricing policy. 4. Lack of integration between financing and delivery of health care. 5. Insufficient supply of qualified practitioners and hospital beds to meet increased demand under national health insurance. 6. Insufficient quality control. P. Huang 7. Insufficient resources allocated for prevention. 8. Lack of effective control on capital expansion [8]. During the Dutch occupation period (16221662), the East India Company sent over some Dutch doctors to Taiwan. Medical education in Taiwan can be divided into three stages of development: pioneer (1865-1895), establishment (1895-1945) and expansion (1945present) [2,22], Graduates from high schools are eligible to take the Joint Entrance Examination (JEE) of Universities and Colleges administered by the Ministry of Education (MOE) for admission to all undergraduate medical schools [19]. At present, there are various medical schools, which include: Medicine, Chinese Medicine, Dentistry, Pharmacy, Public Health, Nursing, Medical Technology, Rehabilitation Medicine, Nutrition and Health. As provided in the University Law, the School of Medicine offers a 7 year curriculum; the School of Dentistry a 6 year curriculum and the other Schools a 4 year curriculum, excluding the School of Pharmacy of the Chinese Medical College, which offers a 5 year curriculum [19]. At the end of 1992, there were 10 medical schools, 12 medical science junior colleges and 15 medical science vocation high schools, each year graduating 1200 medical students, 400 dental students, 650 medical technologists and technicians, 1000 pharmacists and 7800 nurses and midwives [1]. Health insurance and direct patient payments are the two main sources of health care financing in Taiwan. Health insurance, in fact, constitutes the medical care benefits of the social insurance system. Presently, there are 13 different kinds of health insurance schemes under three major social insurance systems: Labour Insurance (LI), Government Employees' Insurance (GEI) and Fanners Health Insurance (FHI), covering about 56% of the total population. Currently, health care financing in Taiwan is faced with three major problems: the lack of insurance for 44% of the population or 9 million persons, the financial crisis of the existing social insurance system and the rapid escalation of system health care costs [6,13]. In 1988, the National Health Insurance (NHI) planning committee was organized under the Council for 77 Quality assurance in Taiwan, ROC Economic Planning and Development to draft an overall national health insurance plan. After that, the planning task force and the Provisional Bureau of NHI were created by the DOH in 1991. The national health insurance system will be launched in March of 1995. HISTORICAL EVOLUTION As in many other countries, QA in health care came from industrial experience in the development of systematic QA concepts, theories and practices [27]. The historical evolution of QA in Taiwan can be defined as having four phases: (1) quality obligation; (2) quality education: (3) quality models; and (4) quality system. 1. Quality as a conscientious obligation (before 1978; Although QA has become a common daily language among health professionals, no action was taken until the initiation of hospital accreditation in 1978 [19]. In addition, in 1986, the Medical Care Act was promulgated. This required both health professionals and organizations to put more effort into the implementation of QA activities. Before 1988, there were no official and formal training programs for physicians entering medical practice. They were allowed to practice if they had medical licenses. Even though registration for practice was required, continuation or renewal of the registration did not require any continuing medical education. Therefore, the health professional licensure system played a very important role in QA during this period. tals. In 1982 the International Conference on Quality Assurance in Medicine was held in Taipei. This was the first meeting under the auspices of the DOH to review the health care delivery system, medical education, specialty and sub-specialty training, QA in medicine and hospital-based specialities in Taiwan. Subsequently in 1989 the Council for Economic Planning and Development and the DOH sponsored the International Symposium on Health Care Systems to learn from the developed nations. In 1991 and 1992, two symposia on Hospital Quality Assurance in the ROC were held in Taipei to disseminate QA knowledge and techniques to Taiwan's hospitals [3,4]. 3. Quality assurance models (1986-1992) Following the introduction of Continuous Quality Improvement (CQI) or Total Quality Management (TQM) theories in Western countries, several QA models for improvement of hospital services were initiated in some hospitals in Taiwan. These include the Tri-Service General Hospital (TSGH), the Taipei Veterans' General Hospital (VGH), the Taipei McKay Memorial Hospital, the Chang-Gung Memorial Hospital, the Taiwan Adventist Hospital, the Chi Mei Foundation Hospital and the China Medical College Hospital. Questions about the effectiveness of these QA models remained; nevertheless, the situation impelled hospitals to greater efforts. In the transition from QA to QI, more and more hospitals used the statistical quality control techniques to manage their QA data, and examined variations in practice [3,4,24-26]. 4. Quality assurance system (1993-j 2. Quality education (1978-1986,) After the first teaching hospital accreditation was conducted in 1978, QA became both an imperative strategy for hospital management and the basis of the health insurance scheme's payment system. Most hospitals invested substantial resources in preparation for hospital accreditation every three years. A pre-survey conference was held by the DOH to explain the standards and procedures for hospital accreditation. Unquestionably, QA education became one of the issues of greatest concern in hospi- A QA system cannot be established until integration of QA philosophy, informatics, tools, criteria and standards, education, finance and evaluation is accomplished. In Taiwan, QA activities embody primarily four domains: Medical departments, nursing departments, allied health professional departments and administrative departments. The composition of a QA system should include at least five major factors: (1) quality resources, (2) quality education, (3) development of quality assessment tools, (4) quality information systems, 78 and (5) quality professional societies. Currently, Taiwan is moving to integrate these factors into a complete QA system. SYSTEMATIC APPROACHES QA in Taiwan can be generally analyzed from six different systematic approaches: (1) government, (2) health care providers, (3) consumers, (4) health professionals' societies, (5) education, and (6) research. 1. Government The DOH takes responsibility not only for formulating national health policies but also for monitoring and conducting external QA audits. At the present time, major QA measures in government approaches include: (1) health professionals' licensure, (2) hospital accreditation, (3) the pharmaceutical industries Good Manufacturing Process (GMP) system, (4) medical technology assessment, (5) the regional health care network project, (6) the medical care act, (7) blood usage and clinical pathology quality review, (8) clinical trials program review, and (9) malpractice cases review [11,16]. P. Huang standards consisted of: (1) quality of personnel, facilities, hospital management and community services; (2) quality of medical care services in both internal medicine and surgery; (3) quality of radiological diagnosis and therapy; (4) quality of laboratory testing; (5) quality of nursing care; (6) quality of pharmaceutical services; (7) quality of emergency care; and (8) quality of psychiatric care. The accreditation is valid for three years. Of all hospitals assessed in the Taiwan Area, 557 have met the requirements: 12 medical centers, 45 regional hospitals, 54 district teaching hospitals, 416 district hospitals, 10 specialty teaching hospitals and 20 psychiatric hospitals [17,18]. 1.3. The pharmaceutical industries GMP. To upgrade the quality of the pharmaceutical industries in 1982, the DOH and the Ministry of Economic Affairs jointly issued the Good Manufacturing Practice (GMP) standards. By December 1983, 229 pharmaceutical factories had been approved as GMP factories [1]. 1.4. Medical technology assessment. Access to and control over medical technologies, especially the innovative and expensive ones, have 1.1 .Health professionals' licensure. The licen- also become major decision-making concerns in sure system for health professionals includes a Taiwan which depends heavily on imported license examination (physician, Chinese medi- technologies. In June 1983, the DOH approved cine doctor, dentist, dental assistant, pharma- the "Guidelines on the Purchase and Use of cist, assistant pharmacist, medical technologist, Delicate Medical Devices by Hospitals and Climedical technician, medical radiological tech- nics" as the policy basis for planning and regunologist and technician, registered nurse and lating the availability and distribution of new midwife) and specialty certification (physician and expensive medical technology. Presently, medical technologies and/or services which only) [1,12]. need to be approved before purchase include 1.2. Hospital accreditation. Of all QA laser trabeculoplasty, ultrasonography, posimeasures, hospital accreditation is the most tron tomography, cyclotron, extracorporeal important approach to upgrade QA in hospi- Shockwave lithotripsy (ESWL), computed tals. The first accreditation of teaching hospitals tomography scanner (CT) and MRI [7]. in Taiwan was jointly conducted by the MOE and the DOH in 1978. Following passage of the 2. Health care providers Medical Care Act in 1986, accreditation was divided into two parts: teaching hospital In Taiwan, self-discipline is still the most accreditation and hospital accreditation. The important motive for health care professionals former was conducted by the DOH in collabor- to implement QA activities. In addition, the ation with the MOE; the latter was carried out expectations of patients and relatives, medical by the DOH alone. The accreditation com- regulation, and advanced medical technology mittee designated by the DOH was composed are also major driving forces. Basically, there is of senior physicians, nurses, pharmacists and no comprehensive QA system in Taiwan. In hospital management specialists. Criteria and hospitals, the hospital accreditation system, Quality assurance in Taiwan, ROC health professional licensure system and health insurance schemes are the three chief forces that influence the development of QA. Consequently, most hospitals' QA programs are based mainly on the DOH's hospital accreditation requirements. Usually, QA organizations are formed as a QA committee or QA department. At present, fewer than 10 hospitals have established formal QA departments. A study by the National Defense Medical Center (NDMC) found that the majority of hospitals in Taiwan have set up QA committees to formulate QA policy, monitor QA activities and to solve QA related issues [3,4]. However, the QA organizations in hospitals, in general, do not function very well. Hospital QA in Taiwan can be divided into two major parts: hospital-wide QA and department-wide QA. The former consists of infection control, medical record review, medical equipment review, hospital day control review, blood usage review, accident review, hospital safety and health review; the latter are nursing quality review, surgical services review, medical services review, clinical laboratory services review, pharmaceutical services review, emergency services review, OB/GYN services review, pediatric services review, radiation safety control, administration services quality review, anesthesia services review, pathology services review, dietetic services review, rehabilitation services review, psychiatric services review and nuclear medicine services review [3]. In primary health care, QA activities have recently made a debut in Taiwan. Unfortunately, these are not sufficiently systematically documented [25,26]. 3. Consumers 79 and screening procedures. Nineteen medical specialty societies are entrusted with the responsibility of conducting reviews and scTeening a large number of specialties including family medicine, internal medicine, surgery, pediatrics, obstetrics and gynecology, orthopedics, neurology, neurosurgery, urology, ENT, ophthalmology, dermatology, psychiatry, rehabilitation medicine, anesthesiology, radiology (radiological diagnosis, tumor and nuclear radiology), pathology, nuclear medicine and plastic surgery. By the end of 1993, 17,903 individuals in these specialties had been qualified by the DOH. Presently, 23 main medical specialty and sub-specialty societies have been founded in Taiwan [19]. Through the mechanisms of the regular by-law and Board Examination, all societies conduct membership qualification systems to regulate professional quality. However, the societies' QA systems emphasize primarily individual quality only. Peer practice review and clinical guidelines are still lacking. There is plenty of room for medical societies to improve approaches to QA. On 28 July 1993, the Association for Healthcare Quality of the Republic of China (AHQ) was established in Taipei. The mission of this organization is both to organize healthcare quality professionals from all levels of health care institutions and to promote QA activities in the Taiwan area. Its goals include promotion of QA knowledge and techniques, education of quality professionals, initiation of QA-related R&D, collection of QA materials, promotion of international cooperation, and conduct of QA projects sponsored by the government or other medical societies. Patient's health care preferences are strongly 5. Quality education influenced by culture [8]. Consideration of patients' views is an essential component of Traditionally, medical education in Taiwan is consumer rights. After the Consumer Protec- classified into two stages: medical school edution Law was proclaimed in 1994, QA for con- "cation and continuing education. sumers seeking health care will be enforced throughout the health industry. 5.1. Medical school education. Currently, few medical schools give QA courses in the undergraduate curriculum. However, graduate 4. Health professional societies schools offer some QA programs in courses on In Accordance with the Physician's Law, the hospital administration, health care delivery, DOH promulgated regulations on 29 June 1988 health care financing or health services regoverning medical specialties and their review search. For medical school QA education, the 80 main difficulty comes from the shortage of appropriate teaching staff. In addition, there are several reasons for being unable to promote QA knowledge and technique during the period of school education, such as (1) shortage of Chinese QA materials; (2) lack of effective QA models; and (3) insufficiency of teaching to develop comprehensive QA teaching programs. 5.2. Continuing education. The responsibilities of improving quality of health care have been gradually moved from individual health professionals to health care organizations. Therefore, rebuilding QA knowledge will become more and more important in health professionals' continuing education. In addition, based on the Physician Law, physicians are required to take continuing education courses to renew their specialty certificates. P.Huang view systems [8]. Issues and problems that exist in the Taiwan QA system include the following: 1. Lack of an acceptable definition ofQA of Chinese or oriental origins Universally, there is no acceptable definition of QA. Besides, most QA definitions come from Western culture. There are no Chinese or Oriental sources to draw on for defining the philosophy of QA. 2. Shortage of quality professionals Most quality professionals have backgrounds in medicine, nursing, hospital administration, public health, medical technology and so on. However, less than 3% of quality professionals are full-time staff in hospitals [3]. All the QA professionals lack formal QA education and training. 6. Research In Taiwan, research in QA is in the pioneer stage. For the past decade, fewer than 50 different QA-related research projects have been conduced in the health care industry. Topics for QA research in Taiwan are defined as hospital QA and primary health care QA. The former can also be divided into hospital-wide (or general) QA and department-wide (or specific) QA; and the latter consists of clinic QA and public health services QA. Topics of hospital QA projects focus especially on departments, for instance: nursing, anesthesia, clinical pathology, radiology, medical record review, etc. Recently, the national survey of hospital QA programs in Taiwan has been completed by the NDMC. In addition, several hospitals have adopted CQI/TQM theories in different clinical and administrative departments for improvement of the quality of services. ISSUES AND PROBLEMS Taiwan's laissez-faire policy extends to the QA of the health care delivery system. There are few regulations that require health care providers to monitor their own behavior. However, there are still no comprehensive systematic approaches to deal with medical practice, patient outcome evaluation, or even peer re- 3. Incomplete QA monitoring system The QA monitoring system focuses principally on survey, case review, document review, or medical record review. Some hospitals have set up intra-hospital QA monitoring systems; however, most hospitals lack an inter-hospital QA monitoring system. 4. Tedious hospital accreditation standards Although the hospital accreditation system did upgrade the quality of hospital services, the tedious accreditation standards are primarily structure oriented. Reliability and validity of the QA criteria and standards need to be questioned and revised. In addition, the relationship between QA and accreditation needs to be verified. Process and outcome standards are strongly recommended to monitor Q A in hospitals [23]. FUTURE DEVELOPMENTS AND CHALLENGES Over the past 40 years, the Republic of China has produced a universally acknowledged economic miracle in Taiwan. It is a high government priority to invest our limited resources 81 Quality assurance in Taiwan, ROC prudently in establishing a comprehensive social security system. While marching on to the arena of the developed countries, Taiwan still needs to make every effort to fight for improvements. In the health care industry, we believe that a QA system will be established step by step to work collaboratively among the government, health care providers, consumers and health professionals societies. Therefore, future developments and challenges are recommended as follows: 1. Government 1. 2. 3. 4. 5. 6. Formulate national and local QA policies. Revise hospital accreditation QA standards. Promote quality improvement models. Encourage QA research and development. Participate in international quality societies. Educate and train health quality professionals. 2. Hospitals 1. Arrange quality education for health professionals. 2. Develop quality assessment tools. 3. Conduct quality improvement programs. 4. Establish quality management organization. 5. Implement inter- or intra-hospital quality improvement projects. 3. Medical schools 1. Design QA education and training courses. 2. Conduct QA research. 4. Health professionals societies 1. Develop standard procedures or manuals for health professionals. 2. Set up quality assessment and monitoring indicators, clinical guidelines or quality standards. 3. Provide quality education for health professionals. 4. Develop quality improvement demonstration programs. In conclusion, based on the Medical Care Act and National Health Insurance Law, QA activities in Taiwan should be gradually integrated into the health care delivery system and national health insurance system. REFERENCES 1. Department of Health, the Executive Yuan, Republic of China, Public Health in the Republic of China. May 1994. 2. Chiang Tung-Liang, Health care delivery in Taiwan: progress and problems. Conference of Economic Development and Social Welfare in Taiwan. The Institute of Economics, Academia Sinica, 1987. 3. 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