LACUS FORUM XXVII Speaking and Comprehending © 2009 The Linguistic Association of Canada and the United States (lacus). The content of this article is from lacus Forum 27 (published 2001). This article and others from this volume may be found on the Internet at http://www.lacus.org/volumes/27. YOUR RIGHTS This electronic copy is provided free of charge with no implied warranty. It is made available to you under the terms of the Creative Commons Attribution-NonCommercial license version 3.0 (http://creativecommons.org/licenses/by-nc/3.0/) Under this license you are free: • • to Share — to copy, distribute and transmit the work to Remix — to adapt the work Under the following conditions: • • Attribution — You must attribute the work in the manner specified by the author or licensor (but not in any way that suggests that they endorse you or your use of the work). Noncommercial — You may not use this work for commercial purposes. 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The lacus “lakes” logo and Rice University logo on the cover are trademarks of lacus and Rice University respectively. The Rice University logo is used here with permission from the trademark holder. No license for use of these trademarks outside of redistribution of this exact file is granted. These trademarks may not be included in any adaptation of this work. ’ - PRESIDENTS’ PREDOCTORAL PRIZE The Presidents’ Pre-Doctoral Prize is awarded annually to the paper judged to make the greatest contribution to linguistic knowledge presented by an author who has not yet completed a doctorate. The judging panel consists of the current President and Vice President along with all past presidents in attendance at the meeting. NOBILITY IN THE HISTORY OF ADJECTIVES ENDING IN IC AND ICAL M K University of Tampere . In the study of word-formation, the possibility of using large text corpora has in the last few years opened whole new avenues of research. Whereas earlier studies have pointed out and explained different kinds of phenomena and types of word-formation, it has been somewhat difficult to present in an exact and detailed manner the extent and proportion of e.g. changes in a language, let alone to prove the validity of some of the propositions made in this field (sometimes possibly based on intuition plus only a few examples). The historical aspects in some of the basic textbooks of word-formation, for example, Marchand’s (), are heavily based on findings from the Oxford English Dictionary, and at the time of the book’s release, Marchand’s perceptive observations undoubtedly seemed to have a very solid base. Now that we have the ability to do more computerized searches from large corpora and thus to focus on even the smallest units in detail, the future will no doubt see, to some extent, a more in-depth rewriting of the basics of English word-formation and, as Kennedy (:) has pointed out, altogether new theoretical generalisations. From the viewpoint of corpus linguistics, word-formation seems to be a field where the topics of research may set rather high requirements for corpus size in order to achieve scientifically valid findings. What is a suitably large corpus depends, of course, very much on what one is investigating. Some word-formation types (e.g. blending) can be difficult to examine because of the relative infrequency of such words in almost any collection of texts. Suffixation in general is an issue that has been examined from different aspects (see e.g., Biber et al. :), but studies on the use of individual suffixes are fewer. In this paper I will outline earlier studies on the variation between adjectives ending in -ic and -ical, and introduce my current work on the topic, with special attention given on their use in the Early Modern English period. . - -. The incidence of the suffixes -ic and -ical presents a complex picture in the vocabulary of present-day English, and there are cases in which both suffixes are used in connection with the same root, as in analytic/analytical and philosophic/philosophical. The existence of such competing adjective pairs has been observed by several grammarians, one of the first being James Elphinston in , who comments on some differences between the general semantic content of the two endings. The issue has been looked into by late th century grammarians and th century lexicographers, but at closer examination it becomes evident that the question of when each variant should be used is unanswered. The aim of my research is to study the ways in which such adjectives have been used in different times, and how their use has 36 changed, describing the different currents of change and the linguistic factors involved (syntactic, semantic, etc.) and also to see why such changes took place. The models for the English suffixes -ic and -ical were the French words ending in -ique, Latin words ending in -icus and -icalis, and Greek words ending in -ikós. The first words with the suffix -ic appeared in Old English, and the -ical formations appear in the Middle English period. The present-day situation of free variation between some adjectives in -ic and -ical (e.g., in the British National Corpus, the numbers of occurrences for pedagogic and pedagogical are roughly equal, and there seem to be no apparent differences as to their meaning or collocations) is a result of the fact that in the Early Modern English period, both endings were used to produce new adjectives, the functions of the endings being almost identical (‘of, belonging or pertaining to, resembling X’). Earlier accounts on the developments in the use of -ic and -ical may seem somewhat confusing: for example, some of Marchand’s comments suggest that forms in -ical would be in general more common than the -ic forms, and in the case of competing pairs, the longer forms are ‘stronger’. He also states that, as a result of competition between two synonymous adjectives in -ic and -ical, the shorter forms are usually the ones that have been thrown out (:). These comments are in opposition to Earle’s (:) observations, according to which the appearance of both nouns and adjectives in -ic caused ‘a demand for an adjectival form which should be equivocal’, resulting in ‘a strain of adjectives in -ical which is one of the notes of the literature of the sixteenth and seventeenth centuries, and which has been largely discarded in recent times’. In addition, it has been claimed that the more recent the coinage, the more likely it is to have the -ic rather than the -ical ending (e.g., Swan :). . . To investigate the productivity of -ic and -ical in different periods, I studied the - version of the OED, and the first citations of -ic/-ical adjectives, modelled after Bauer’s similar examination of the diachronic productivity of -ment (:–). One can agree with comments on the dangers of inaccuracies in such a research, but it can nevertheless be assumed that the resulting patterns are indicative of the actual productivity (see Görlach :; Bauer :). Given the very large number of -ic/-ical adjectives in the OED, it was considered sufficient to examine a small fraction of them. The numbers of first citations of -ic/-ical adjectives beginning with the randomly chosen letters a, c, f, and u are presented in Figure 1. The first rather peculiar observation one can make from this figure is that both curves have two peaks, which is also what Bauer (:) discovered with the suffix -ment. Bauer concludes from the two-peaked figure of -ment formations that ‘productivity may change over time in ways that are not directly related to the number of available bases’. The changes in the productivity seem to correspond with the overall numbers of new words coined in these periods: Görlach (:–) explains that the reasons for the growth period of the English lexicon between and were ‘the need to express new ideas in English’ and ‘the subjective desire to enrich the rhe- - - 37 600 500 400 ic ical 300 200 100 1950– 1900–49 1850–99 1800–49 1750–99 1700–49 1650–99 1600–49 1550–99 1500–49 1450–99 1400–49 1350–99 1300–49 0 Figure . The numbers of first citations of words with the suffixes -ic and -ical in the OED. torical potential of the vernacular’. He also remarks that as a result of this period, characterized by linguistic experimentation, there was a great deal of redundancy ‘often on the basis of competing derivational patterns’. It can further be observed from Figure that between and , roughly the same number of new adjectives were coined with -ic and -ical endings. Considering especially the latter half of the th century, it can be said that the increase in the coinages in -ical formations began before that of the shorter forms. During the latter half of the th century, new words in -ic were coined at an increasingly faster rate, and slightly more new words in -ic were recorded than coinages in -ical, but the longer suffix still seemed to be productive. In the first half of the th century, the numbers of new coinages drop for both suffixes, which again follows the numbers of all new coinages between and , as reported by Görlach (:). In the th century, -ic becomes dominant over -ical as far as new coinages are concerned, to a great deal because of its high productivity in new scientific terms, especially in chemistry (e.g., acidic, allylic, cresylic, cyanic, etc.), with -ical forms also resulting in a slight second peak. .. . In the case of competing adjective forms, language has been said to change so as to rid itself of superfluous items, either by discarding one of the forms or by assigning the two forms differing senses (Fowler , s.v. -ic, -ical; Marchand :-). Some comments have been made on the preference for either -ic or -ical in certain types of adjectives: e.g., according to Sweet (:), -ic is preferred in forming adjectives from proper nouns and names of races, as in Aristophanic, Byronic, and Slavic. Marchand (:) singles out a group of adjectives mainly in -ic consisting of words with the basic sense ‘queer, odd, spleeny’, including, e.g., frenzical, nonsensical, and quizzical. In general, whenever there are pairs of adjectives in -ic/-ical, it has been claimed that the forms in -ic are semantically closer to the base word, whereas with the -ical forms the connection is vaguer (Fowler & Fowler , s.v. -al), and based on this idea Marchand (:) 38 suggested that scientists are more prone to use the shorter forms than non-scientists (see also Zandvoort :-). The first grammarian to comment on the -ic/-ical variation was Elphinston, who said that ‘ic is a foreign, and ical a domestic termination. The former therefore is used upon solemn, the latter on familiar occasions; as seraph seraphic or seraphical, microscope microscopic or microscopical. Where the subject then is naturally solemn, the solemn ending prevails; and where familiar, the familiar. So we say almost only majestic, miltonic, from majesty, Milton, &c. and whimsical, finical, from whimsy, fine, &c.’ (Elphinston :–). All these comments are worthy of closer examination, both from a diachronic and synchronic viewpoint. More recently, studies have been also made on semantically differentiated pairs in -ic/-ical, including Marsden () and Kaunisto (). Görlach comments on the linguistic experimentation of – that ‘this proliferation was not cut back until the late seventeenth/eighteenth centuries, as a consequence of natural selection or as a result of grammarians’ or lexicographers’ prescriptivism’ (Görlach :). As mentioned earlier, in addition to the ending of the ‘proliferation’, redundant items were dropped from use: Earle (:) observed in his discussion on discarding forms in -ical (e.g., domestical, Germanical, magnifical) that this practice as regards -ic/-ical adjectives was not uniform, saying that ‘it almost excites a surprise to find that after all we have been rather arbitrary in our discontinuance of some, while we have continued to use others whose case is nowise different’, examples of surviving forms being periodical, statistical, surgical, etc. We could then raise the following questions: . . . Is there anything to explain which of the adjective pairs were ‘dealt with’ by either dropping one of the forms or by semantic differentiation? Why would, for example, semantic differentiation have been a better or more natural way to get rid of redundancy in the case of some adjectives than with some others? If one of the forms is dropped from use, why is it that with some adjectives it is the form in -ic (e.g., we do not usually use the form mathematic, but mathematical), and then with some others the -ical form is dropped (e.g., tragic instead of tragical)? How drastic or quick were the changes in the use of such adjective pairs? . - . To investigate the changes in the use of -ic/-ical adjective pairs in earlier centuries, the most suitable material to use at the moment is the prose section of the Chadwyck-Healey Literature Online text collection, a commercially available corpus. This is simply because there are no other corpora available from this period that would be large enough—the prose section of the Literature Online contains altogether approximately million words2. What needs to be mentioned is that the choice of this material for the study means, of course, that we are only dealing with fiction, and the results may not be exactly the same if texts of other genres were examined. - - majestic – – – – – – () () () () () () majestical () () () — — () 39 Number of authors using both forms Table . The numbers of occurrences of majestic/majestical in Literature Online. The prose section of the Chadwyck-Healey collection covers the period between and . As the corpus was obviously not compiled especially to meet the requirements of linguistic corpus research, it may not be ideal as regards its structure. The use of -ic/ical pairs in the corpus was analysed in blocks of years. It is important to note the numbers of books and authors included in the corpus: the numbers of books in different year blocks varied from to , and the numbers of authors from to (a curious exception is the period –, which has books by only authors). In addition, texts by anonymous writers were not included in the analysis. Partly as a result of this decision, the number of books/authors in the corpus from the first half of the th century was so small that this period was left out of the analysis entirely. After making online searches of -ic/-ical adjectives, based largely on Lehnert’s () reverse dictionary, I studied the use of those adjective pairs which were the most frequent in the corpus, i.e., occurring frequently enough so that observations could be made on them. Thus the analysis did not consider adjectives which did not have an existing counterpart in -ic or -ical. The analysed adjectives include angelic(al), authentic(al), comic(al), domestic(al), fantastic(al), heroic(al), magic(al), majestic(al), philosophic(al), poetic(al), tragic(al), and tyrannic(al). Of these adjectives, authentic/ authentical had the smallest numbers of occurrences, with instances of authentic and instances of authentical. Pairs with a smaller number of total occurrences in the corpus were excluded from the analysis. It has to be noted again that if other genres were examined, the most frequently occurring -ic/-ical adjective pairs could perhaps be different. Firstly, attention could be paid to the numbers of occurrences of majestic/majestical in the Literature Online corpus, presented in Table . In Table , the numbers given under the adjective forms denote the absolute number of occurrences of the forms in different fifty-year periods, and the numbers in parentheses denote the numbers of authors using the adjectives. On the right hand side of the table are the numbers of those authors who were using both forms. As far as the semantics of the adjectives here are concerned, both majestic and majestical were used in the same meanings, as can be seen in examples () a and b (see also OED, s.vv.), found in the Literature Online corpus: 40 authentic authentical – – – – – – — () () () () () Number of authors using both forms () () () — — — Table . The numbers of occurrences of authentic/authentical in Literature Online. () a. Though her Beauty had (while present) suspended Cha-abas Passion towards the Sultana for that time, he had no sooner retired from her Company, but that the Sultana presented her self, to his Imagination, with all those Perfections, and that Majestick Grace which always accompany her. (Peter Bellon, The Court Secret (), ) b. …they arriued shortly at the place of triumph, into which entring, bowing her selfe vnto her horse necke, vnto those she first met, she passed her horse by ye tilt, with such a countenance, and maiestical grace, that euery one admired, both her persone, and good demeanour… (Henry Roberts, Honovrs Conquest (), ) In the periods when both forms were actively used, there were no signs in the texts of clear preference for the use of either form in any particular sense or collocation. Similarly, there seemed to be no significant difference as to the positioning of the adjectives: both forms appeared roughly with the same relation in attributive and predicative positions. It can be seen from Table that in the latter half of the th century, the -ical form was more common—and this seems to be the case with most of the -ic/-ical adjective pairs examined—but later in the th century, the use of the shorter form became more popular, and the -ical forms less frequent towards the end of the th century, finally almost disappearing. In present-day English, majestical is indeed quite rare. So here we would have evidence of a clear shift from -ical to -ic forms, with no apparent trends of semantic differentiation, but merely one of dropping the forms in -ical from use. Interestingly enough, the same kind of change—both as regards the synonymous use of the forms and the time when one can perceive a shift in favor of the shorter forms—can be seen, for example, with the adjective pairs authentic/authentical and heroic/heroical, as is evident from Tables and . A notable feature in Table is the numbers of authors using both forms, especially in the period -, when almost all of the writers who used the adjectives heroic/heroical were using them interchangeably, as e.g., Alexander Hart in examples ()a and b: - - heroic – – – – – – () () () () () () heroical () () () () () () 41 Number of authors using both forms Table . The numbers of occurrences of heroic/heroical in Literature Online. – – – – – – tragic tragical () () () () () () () () () () () () Number of authors using both forms Table . The numbers of occurrences of tragic/tragical in Literature Online. () a. This grave Senator had a Sonne who bearing his name, disagreed not from his properties, but punctually had his Fathers heroicke inclinations, which made him as happy as meritorious, and was no lesse honoured of all men… (Alexander Hart, Alexto and Angelina (), –) b. …Sandrico for the better satisfaction of his friend and himselfe, begun to enquire and demand of the Inhabitants what they could informe him concerning the heroicall inclination of this Roman Goddesse,… (Alexander Hart, Alexto and Angelina (), ) It seems justifiable to say then that with some adjective pairs ending in -ic and -ical, there was a noticeable shift from the use of -ical forms to the -ic forms in the th century, although during this period, as could be concluded from the OED chart in Figure , new words in -ical were still coined. This is particularly interesting in the light of the comments made by Earle (), as the tendency to discard the existing forms in -ical appears to have started earlier than he had assumed. In fact, it appears to have begun before the use of the suffix as a productive derivational pattern had gone out of fashion. On the other hand, we do not get similar results to these when examining pairs such as tragic/tragical and tyrannic/tyrannical, as seen in Table and Table (overleaf), conforming with Earle’s observation of the adjective pairs’ behaviour not being uniform. 42 tyrannic – – – – – – — — () () () () tyrannical () () () () () () Number of authors using both forms Table . The numbers of occurrences of tyrannic/tyrannical in Literature Online. – – – – – – philosophic philosophical Number of authors using both forms — () — () () () () () () () () () Table . The numbers of occurrences of philosophic/philosophical in Literature Online. In the case of tragic/tragical, the longer form is in present-day English rare when compared to tragic. From a temporal viewpoint, however, the developments with this word pair do not seem to go along the same lines as with the adjective pairs discussed earlier, as the form in -ical appears to have survived well into the th century. With tyrannic/tyrannical, the -ic form enters the scene in the latter part of the th century, but the status of the longer form never became threatened, and today tyrannical is clearly the favored form. Even more interesting changes can be found in the use of philosophic/philosophical, the numbers occurrences given in Table . In the latter half of the th century, the shorter form became more common, but during this period the two forms were used differently: philosophic in this period was more often used in a wider, more popularized meaning, appearing in phrases such as a philosophic manner or a philosophic look/expression. When referring to things pertaining to philosophy as a science, with collocating words such as research, theories or argumentation, philosophical was clearly the preferred form. After that period, however, this semantic distinction began to disappear, and philosophical became the more common form in all senses used—and in present-day English, one can still occasionally come across instances of the shorter form, but philosophical is considerably more frequent. In this case we would then actually encounter both processes of getting rid of redundancy, semantic differentiation and dropping one of the forms from use. - - 43 One may wonder why adjective pairs seem to differ so much in their behavior as regards either differentiation between the forms or dropping one of the forms. If there was a shift from -ical to -ic in the th century, why did it affect only some adjective pairs, and not all of them? One possibility could be in the meanings of the base words, as proposed by Elphinston (). While nothing in the use of the examined adjectives in the corpus suggests that the use of either the -ic or -ical form depended in any way on the ‘familiarity’ or ‘solemn nature’ of the occasion (as Elphinston also argued), the semantic aspects of the words themselves do provide a common feature. For example, angelic(al), heroic(al), and majestic(al) seem to have more in common with each other than with philosophic(al) or poetic(al), the shared component being the semantic aspect of nobility. If this indeed were the case, an interesting conclusion would be that the meaning, the solemn nature of the base word itself might have had an effect in the choice of how to get rid of redundancy: not semantic differentiation, but dropping the forms in -ical from use. Although Elphinston did not specifically comment on the language actually changing as regards the use of the two suffixes, his observations on the matter—somewhat surprisingly not referred to since by lexicographers or grammarians—would seem to find partial support from the material examined. Based on the Literature Online material alone, it might be early to suggest classifications of -ic/-ical adjectives according to the changes in their use, but presented below is a preliminary suggestion of such a classification, showing that adjectives having the semantic component of nobility could, in fact, be observed as behaving in the same way. This tendency is further strengthened in the corpus by the adjective pairs prophetic(al) and seraphic(al), which, although not as frequent as the other pairs in group , nevertheless show a similar shift from -ical to -ic. I. shift from -ical to -ic in the th century or early th century— a. base word has the semantic characteristic of nobility or grace: angelic(al), authentic(al), heroic(al), majestic(al), prophetic(al), seraphic(al) b. others: domestic(al) II. # of occurrences in -ic increases (in the th century)— —both forms remain in use a. the form in -ic stronger/usual: comic(al), fantastic(al), magic(al) b. the form in -ical stronger/usual: poetic(al) III. # of occurrences in -ic increases, but the -ical form remains the usual form– tyrannic(al) IV. the form in -ic becomes more frequent— — followed by a shift back to -ical, with philosophic(al) V. shift from -ical to -ic after the first half of the th century— tragic(al) 44 . . It could be said that obviously more research has to be done on the -ic/-ical adjectives in the Early Modern English period as well as other periods so as to include more adjective pairs in the classification—and there would probably be even more classes than the ones suggested here. The findings from the Literature Online corpus does not obviously give us answers for all of the questions about the use of -ic/-ical adjectives, but they do suggest that there have been a number of different currents of change. The observation made on adjectives such as angelic(al), heroic(al), and majestic(al), sheds new light on the matter of competition between these two derivational patterns in that in cases where both forms have already existed, the semantic aspects of the adjectives themselves may be considered to have affected the application of one of language’s ‘self-purifying’ tendencies, in this case attrition instead of differentiation. 1 2 Excluded from the investigation were of course those words which actually were prefixed forms of already existing words in -ic/-ical. This figure refers to the prose fiction databases of the Literature Online as they were in February —the th century fiction database has been since completed to include works from to . REFERENCES B, L. . Is there a class of neoclassical compounds, and if so is it productive? Linguistics :–. B, P. . The court secret. London: R.E. for R. Baldwin. 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