112 Journal of Exercise Physiologyonline June 2015 Volume 18 Number 3 Official Research Journal of Editor-in-Chief Tommy the American Boone, PhD, Society MBA of Exercise Physiologists Review Board Todd Astorino, PhD ISSN 1097-9751 Julien Baker, PhD Steve Brock, PhD Lance Dalleck, PhD Eric Goulet, PhD Robert Gotshall, PhD Alexander Hutchison, PhD M. Knight-Maloney, PhD Len Kravitz, PhD James Laskin, PhD Yit Aun Lim, PhD Lonnie Lowery, PhD Derek Marks, PhD Cristine Mermier, PhD Robert Robergs, PhD Chantal Vella, PhD Dale Wagner, PhD Frank Wyatt, PhD Ben Zhou, PhD Official Research Journal of the American Society of Exercise Physiologists ISSN 1097-9751 JEPonline An Innovative Step Test Protocol Can Accurately Assess VO2 Max in Athletes Wanwisa Bungmark1, Onanong Kulaputana2, Chalerm Chaiwatcharaporn1 1 Faculty of Sports Science, Chulalongkorn University, Bangkok, Thailand, 2Faculty of Medicine, Chulalongkorn University, Bangkok, Thailand ABSTRACT Bungmark W, Kulaputana O, Chaiwatcharaporn C. An Innovative Step Test Protocol Can Accurately Assess VO2 Max in Athletes. JEPonline 2015;18(3):112-122. The purpose of this study was to finetune the step test protocol to accurately assess VO2 max in athletes comparable to the use of standard gas-exchange maximal metabolic exercise testing methods. As such, then, VO2 max tests can be economically carried out by using low cost equipment with a simple and reliable test protocol at the convenience of coaches and athletes. A pilot study was carried out with 6 subjects to determine the effect of various parameters that influence the accuracy of the typical step test protocol. The parameters included age, body weight, body height, leg length, thigh length, step height, hip joint angle, knee joint angle, stepping tempo, test duration, and heart rate (HR) immediately at the end of the test duration, to recovery HR resulting in 16 different testing protocols to benchmark against the conventional 3-Minute Step Test, the Cycle Ergometer Test, and the standard gas-exchange method. Then, to fine-tune the step test protocol, a second study was carried out with 32 subjects sampled from university level male basketball players (aged 18 to 25) with a VO2 max of 47 to 65 mL·kg-1·min-1 (assessed by the gas-exchange method). The testing protocols consisted of six competing protocols. An incremental height of 1 cm resolution step box was developed to accurately accommodate a hip joint of 73° and a knee joint of 90° for different subjects’ height test. Stepwise linear regression indicated that the most accurate step test protocol with respect to the gas-exchange method was the one with an individualized step box height that achieved the knee joint angle of 90°, 30 steps·min-1, and HR measured by a HR monitor at the end of the 3-min test duration. The resultant VO2 max assessments were 113 more accurate than the 3-Minute Step Test and the conventional Cycle Ergometer Test. Key Words: Cardiorespiratory Fitness, VO2 Max, Step Test, Incremental Height Step Box INTRODUCTION Can a step test be used to accurately determine the cardiorespiratory fitness of athletes? If so, it would be extremely helpful to coaches and athletes. After all, VO2 max is an important measure of an athlete’s fitness. To be able to accurately and reliably determine VO2 max using low cost equipment that is simple and fast with virtually zero setup time would be a huge step for anyone interested in a quantifiable measure that can be used to track and assess the aerobic fitness status of athletes. The purpose of this study was to fine-tune the step test protocol to accurately assess the VO2 max in athletes comparable to the use of standard gas-exchange maximal metabolic exercise testing methods. In the pilot study phase, various factors that are known to influence the accuracy of the step test (with respect to the gold standard in maximal metabolic exercise testing with gas-exchange method) were preliminarily investigated to determine legitimated ranges and their respective influence. Key parameters in the step test have previously identified the subject’s step height [1,68,11,12], tempo [2-5,9], test duration [7,9], and measurement of the level of work done in terms of the subject’s heart rate (HR) response [1,10,13]. It is expected that the statistical analyses and physiological reasoning that results from the pilot study will lead to an increased focus on the ranges of key parameters in the “fine-tuning” study that will result in the identification of the most appropriate step test protocol in conjunction with the introduction and application of the 1 cm incremental height step box. METHODS Subjects A pilot study was carried out with 6 subjects to determine the effect of various parameters that influence the accuracy of the typical step test protocol. Then, to fine-tune the step test protocol, a second study was carried out with 32 subjects sampled from university level male basketball players (aged 18 to 25) with a VO2 max of 47 to 65 mL·kg-1·min-1 (assessed by the gas-exchange method). The 32 subjects were sampled from 4 of the 8 final round male basketball teams competing in the 40th University Sports of Thailand during the 10th to the 19th of January 2013 at Chonburi Province in Thailand. All subjects were qualified and passed inclusion criteria stipulated in this study. Procedures In the pilot study, 6 subjects were scheduled to undergo 19 different test protocols (as presented in Table 1) across a period of 2 to 3 hr·d-1 for 8 d within a 2-wk period. Resting HR and blood pressure were measured after at least 10 min of rest, and a baseline EKG (Figure 1) was subsequently monitored for any abnormality to ensure injury-free testing. Body weight, standing height, leg length, and thigh length (Figures 2 and 3) were recorded. Prior to undertaking each test, details and procedures for each test protocol were clarified and, then, the subject was hooked to a wireless HR monitor. Proper stretching and warm-up exercises were executed before performing actual testing. 114 Table 1. Test Protocols in Pilot Study. Test Protocol PST1M PST2M Step Box Height Step Test Protocol (cm) PST3M PST1 PST2 PST3 PST4 PST5 PST6 PST7 PST8 PST9 PST10 PST11 PST12 PST13 PST14 PST15 PST16 Figure 1. Baseline EKG Measurement Description Standard Gas-exchange Test Cycle Ergometer Test Tempo (steps·min-1) 30 @ 73° hip joint angle @ 90° knee joint angle 30 30 30 30 @ 73° hip joint angle @ 73° hip joint angle @ 90° knee joint angle @ 90° knee joint angle @ 73° hip joint angle @ 73° hip joint angle @ 90° knee joint angle @ 90° knee joint angle @ 73° hip joint angle @ 90° knee joint angle Figure 2. Leg Length Measurement 24 24 24 26 30 24 24 26 30 26 30 24 24 24 24 26 26 Duration (min) 3 3 3 3 3 4 5 3 3 3 3 4 5 4 5 4 4 Figure 3. Thigh Length Measurement 115 In the fine-tuning study, 32 subjects were scheduled to undergo 9 different test protocols (as presented in Table 2) that consisted of 2 to 3 hrs·d-1 for 4 days within a 2-wk period. The pre-test and data recording procedures were carried out in the same manner as in the pilot study. Table 2. Test Protocols in Fine-Tuning Study. Test Protocol Description FST1M Standard Gas Exchange Test FST2M Cycle Ergometer Test Step Box Height Tempo Step Test Protocol (cm) (steps·min-1) FST1 FST2 FST3 FST4 FST5 FST6 FST7 30 @ 90° knee joint 30 @ 90° knee joint @ 90° knee joint @ 90° knee joint @ 73° hip joint 24 24 26 26 30 24 26 Duration (min) 3 3 3 3 3 4 4 Measurements For standard gas-exchange maximal metabolic exercise testing, the Bruce Treadmill Protocol was carried out to assess the VO2 max of each subject (Figure 4) using a Cortex Biophysik MetaMax 3B (Cortex, Germany). For the Cycle Ergometer Test (Figure 5), the Astrand Testing Protocol was carried out using a Monark Ergomedic 828E (Monark, Sweden). For the different step test protocols, an incremental height of 1 cm resolution step box was used in conjunction with a Polar wireless HR monitor (Polar Electro Oy, FI-90440, Kempele, Finland) to measure HR immediately before the test, immediately at the end of test, and recovery HRs at 15, 20, and 60 sec (with simultaneous manual counting of the recovery HRs). Figure 4. Standard Gas Exchange Test Protocol Figure 5. Cycle Ergometer Test Protocol Figure 6. Measuring Hip Joint Angle in Step Test Protocol 116 Incremental Height Step Box An incremental height of 1 cm resolution step box was developed to accommodate the accurate step height to satisfy the 73° hip joint angle and the 90° knee joint angle test protocols for different standing heights of the subjects. A goniometer (Figure 6) was used to ensure an accurate hip joint angle or knee joint angle to determine the proper step box height precisely in 1 cm increments. Statistical Analysis Stepwise linear regression analyses were used to enter or remove independent variables using the F statistics criteria stepwise method and corresponding correlation of the model of various step test protocols and the Cycle Ergometer Test Protocol with respect to the VO2 max value obtained from the standard gas-exchange test method of the same test subjects in both the pilot study and the finetuning study for accuracy comparison. The higher the correlation value, the higher the accuracy. A regression equation was derived as assessment model to determine VO2 max for each test protocol. Analyses were performed using the statistical package SPSS 14.0. RESULTS Comparison of correlation values using stepwise linear regression statistical analyses of all step test protocols in pilot study are shown in Table 3. Comparison of correlation values using stepwise linear regression of all step test protocols in the fine-tuning study are shown in Table 4. From using a goniometer to control a knee joint angle of 90° to determine the proper step box height for each subject, coupled with the subject’s anthropometric data, the most appropriate anthropometric factor for proper step height selection was standing height (Table 5). Table 3. Comparison of Correlation Values of Step Test Protocols in Pilot Study. Protocol P00 P15 P20 P60 C15 C20 PST3M PST1 PST2 PST3 PST4 PST5 PST6 PST7 PST8 PST9 PST10 PST11 PST12 PST13 PST14 PST15 PST16 0.655 0.427 0.262 0.328 0.463 0.598 0.511 0.351 0.436 0.608 0.601 0.449 0.423 0.695 0.413 0.666 0.290 0.682 0.488 0.429 0.218 0.332 0.617 0.336 0.254 0.412 0.482 0.579 0.450 0.384 0.594 0.257 0.653 0.144 0.661 0.583 0.491 0.320 0.441 0.242 0.318 0.208 0.375 0.632 0.523 0.419 0.326 0.459 0.417 0.677 0.315 0.455 0.630 0.745 0.729 0.555 0.613 0.429 0.731 0.211 0.471 0.751 0.359 0.519 0.612 0.748 0.270 0.729 0.607 0.549 0.761 0.742 0.519 0.635 0.575 0.710 0.315 0.431 0.727 0.417 0.485 0.315 0.747 0.385 0.710 0.645 0.587 0.553 0.182 0.640 0.630 0.547 0.126 0.385 0.665 0.581 0.523 0.561 0.433 0.546 0.508 0.480 C60 0.676 0.477 0.737 0.748 0.490 0.509 0.623 0.701 0.442 0.220 0.734 0.524 0.672 0.440 0.746 0.634 0.685 Note. P00 = Heart rate immediately at the end of test duration measured by a HR monitor. P15 = Recovery HR measured by a HR monitor 15 sec after the end of test duration. P20 = Recovery HR measured by a HR monitor 20 sec after the end of test duration. P60 = Recovery HR measured by a HR monitor 60 sec after the end of test duration. C15 = Recovery pulse rate counted manually 15 sec after the end of test duration. C20 = Recovery pulse rate counted manually 20 sec after the end of test duration. C60 = Recovery pulse rate counted manually 60 sec after the end of test duration. 117 Table 4. Comparison of Correlation Values of Step Test Protocols in Fine-Tuning Study. Protocol P00 P15 P20 P60 C15 C20 C60 FST1 FST2 FST3 FST4 FST5 FST6 FST7 0.689 0.636 0.748 0.746 0.796 0.710 0.771 0.627 0.695 0.717 0.728 0.747 0.631 0.724 0.635 0.720 0.714 0.744 0.760 0.649 0.747 0.533 0.533 0.754 0.533 0.533 0.533 0.792 0.686 0.628 0.772 0.629 0.716 0.533 0.742 0.696 0.727 0.792 0.714 0.768 0.632 0.740 0.706 0.640 0.845 0.671 0.707 0.533 0.733 Note. P00 = Heart rate immediately at the end of test duration measured by a HR monitor. P15 = Recovery HR measured by a HR monitor 15 sec after the end of test duration. P20 = Recovery HR measured by a HR monitor 20 sec after the end of test duration. P60 = Recovery HR measured by a HR monitor 60 sec after the end of test duration. C15 = Recovery pulse rate counted manually 15 sec after the end of test duration. C20 = Recovery pulse rate counted manually 20 sec after the end of test duration. C60 = Recovery pulse rate counted manually 60 sec after the end of test duration. Table 5. Comparison of Correlation between Step Box Height and Different Anthropometric Values. Comparison Pearson Correlation Step Box Height vs. Standing Height Step Box Height vs. Leg Length Step Box Height vs. Knee Height Step Box Height vs. Thigh Length 0.751* 0.721* 0.704* 0.531* Note. * Correlation is significant at the 0.01 level (2-tailed). Figure 7. Incremental Height Step Box set up with 15 x 1, 5 x 4 and 1 x 1 = 36 cm high for 166 to 168 cm high subject. Figure 8. Incremental Height Step Box set up with 15 x 1, 5 x 6 and 1 x 4 = 49 cm high for 207 to 209 cm high subject. A corresponding regression equation: BH = .31 x H – 16, can be used to construct a selection table for proper testing step box height determination to ensure 90° knee joint angle accurately without using a goniometer as shown in Table 6. The incremental height of one centimeter resolution from 19 to 50 cm step box can accommodate test subjects with a standing height from 110 to 210 cm to comply with the 90° knee joint angle step test protocol. 118 Table 6. Step Box Height (BH) Selection for Standing Height (H) from 111 to 210 CM. H BH H BH H BH H BH H BH 111 19 131 25 151 31 171 37 191 44 112 19 132 25 152 31 172 38 192 44 113 19 133 26 153 32 173 38 193 44 114 20 134 26 154 32 174 38 194 45 115 20 135 26 155 32 175 39 195 45 116 20 136 26 156 33 176 39 196 45 117 21 137 27 157 33 177 39 197 45 118 21 138 27 158 33 178 40 198 46 119 21 139 27 159 34 179 40 199 46 120 21 140 28 160 34 180 40 200 46 121 22 141 28 161 34 181 40 201 47 122 22 142 28 162 35 182 41 202 47 123 22 143 29 163 35 183 41 203 47 124 23 144 29 164 35 184 41 204 48 125 23 145 29 165 35 185 42 205 48 126 23 146 30 166 36 186 42 206 48 127 24 147 30 167 36 187 42 207 49 128 24 148 30 168 36 188 43 208 49 129 24 149 30 169 37 189 43 209 49 130 25 150 31 170 37 190 43 210 50 DISCUSSION The main objective of this study was to fine-tune the step test protocol to accurately determine VO2 max in athletes so that the test can be deployed economically with low cost equipment using a simple test protocol. The three major factors that influence the accuracy of the step test protocol are: (a) step height; (b) tempo; and (c) test duration. Possible step heights are fixed height, variable height with a hip joint angle of 73°, and variable height with a knee joint angle of 90°. Possible tempos are 24, 26, and 30 steps·min-1, and the test durations are 3, 4, and 5 min. The present study evaluated a combination of 27 protocols. However, in regards to the pilot study, for the fixed height of 30 cm, fast tempo of 26 and 30 steps·min-1 for a longer duration of 4 and 5 min were deemed too intense for the subjects, so 4 protocols were excluded. The Standard Step Test protocol with a 30 cm fixed height at 24 steps·min-1 tempo for 3 min was designated as PST3M (i.e., the benchmark for the other step test protocols). Likewise, for variable height with an angle of 73° at the hip joint, fast tempo of 30 steps·min-1 for long duration of 4 and 5 min were excluded together with fast tempo of 26 steps·min-1 for 5 min duration, which was a decrease in 3 more protocols. The same reduction of 3 protocols was also applied for variable height with a 90° knee joint angle. A total reduction of 10 protocols from the possible combination of 27 protocols left 16 new step test protocols from PST1 to PST16 that were benchmarked against the Standard Step Test protocol PST3M, the Cycle Ergometer Test PST2M, and the Standard Gas-exchange Test PST1M (see Table 1). 119 Stepwise linear regression analyses of the pilot study in Table 3 were used to determine which protocols would be further investigated in the fine-tuning study. Aside from the statistical point of view, it is interesting to point out the physiological reasons associated with the failed protocols. PST8, variable height with 73° hip joint angle at 30 steps·min-1 for 3 min was found to be too easy due to comfortable posture in short duration despite high tempo. PST11, variable height with 73° hip joint angle at 24 steps·min-1 for 4 min was also found to be too easy due to comfortable posture at slow tempo despite longer duration. PST6, 30 cm fixed height at 24 steps·min-1 for 5 min was found to be too long. The slow tempo and fixed height did not accommodate well for the different standing height of the subjects, thus contributing to poor overall accuracy. PST12, variable height with 73° hip joint angle at 24 steps·min-1 for 5 min was found to be too easy due to the comfortable posture at the slow tempo even with the longest duration. PST4, 30 cm fixed height at 30 steps·min-1 for 3 min was found (given the shorter duration but higher tempo and fixed height) to contribute to poor overall accuracy. PST5, 30 centimeters fixed height at 24 steps·min-1 for 4 min was found (given the longer duration but slower tempo and fixed height) to contribute to poor overall accuracy. PST1, variable height with 73° hip joint angle at 24 steps·min-1 for 3 min was found to be very easy due to comfortable posture at slow tempo and short duration. PST16, variable height with 90° knee joint angle at 26 steps·min-1 for 4 min was found to be a little too long despite biomechanically correct posture at moderate tempo. PST7, variable height with 73° hip joint angle at 26 steps·min-1 for 3 min was found to be still too easy due to comfortable posture in short duration despite moderate tempo. PST14, variable height with 90° knee joint angle at 24 steps·min-1 for 5 min was found to be too long despite biomechanically correct posture at low tempo. The results from the pilot study have practically weeded out the too easy and too hard protocols from further investigation. Table 4 presents the protocols that were tested. At first glance, from statistical point of view, the FST3 C60 protocol (r = 0845) with a 30 cm fixed height at 26 steps·min-1 for 3 min with recovery HR manual counting for 60 sec would be #1. But, due to the error-prone nature of manually counting HR, we were reluctant to elect it as the future standard to use. Thus, in the final analysis, the FST5 P00 protocol (r = .796), with a variable height and a 90° knee joint angle at 30 steps·min-1 for 3 min with HR monitor that determined HR immediately at the end of test duration was selected. From a biomechanical point of view, the FST5 P00 protocol represents the correct posture to perform the most efficient step test. From physiological point of view, the protocol strikes the balance of testing load using the high tempo within a short duration. The use of the HR monitor measurement immediately at the end of test duration without waiting for recovery contributes to a fast and accurate assessment. Also, from its corresponding regression equation: Predicted VO2 max = 103.40 - 0.235 x HR - 0.211 x BW, a Fitness Evaluation Chart can be used in the field (see Table 7). 120 Table 7. Step Test Protocol Fitness Evaluation Chart. Heart Rate at the End of 3 Min (beats·min-1) BW (kg) 110 115 120 125 130 135 140 145 150 67.0 65.8 64.7 63.5 62.3 61.1 60.0 58.8 57.6 50 65.9 64.8 63.6 62.4 61.2 60.1 58.9 57.7 56.5 55 64.9 63.7 62.5 61.4 60.2 59.0 57.8 56.7 55.5 60 63.8 62.7 61.5 60.3 59.1 58.0 56.8 55.6 54.4 65 62.8 61.6 60.4 59.3 58.1 56.9 55.7 54.6 53.4 70 61.7 60.6 59.4 58.2 57.0 55.9 54.7 53.5 52.3 75 60.7 59.5 58.3 57.1 56.0 54.8 53.6 52.4 51.3 80 59.6 58.4 57.3 56.1 54.9 53.7 52.6 51.4 50.2 85 58.6 57.4 56.2 55.0 53.9 52.7 51.5 50.3 49.2 90 57.5 56.3 55.2 54.0 52.8 51.6 50.5 49.3 48.1 95 56.5 55.3 54.1 52.9 51.8 50.6 49.4 48.2 47.1 100 55.4 54.2 53.0 51.9 50.7 49.5 48.3 47.2 46.0 105 54.3 53.2 52.0 50.8 49.6 48.5 47.3 46.1 44.9 110 53.3 52.1 50.9 49.8 48.6 47.4 46.2 45.1 43.9 115 52.2 51.1 49.9 48.7 47.5 46.4 45.2 44.0 42.8 120 155 56.4 55.4 54.3 53.3 52.2 51.2 50.1 49.0 48.0 46.9 45.9 44.8 43.8 42.7 41.7 160 55.3 54.2 53.1 52.1 51.0 50.0 48.9 47.9 46.8 45.8 44.7 43.6 42.6 41.5 40.5 Shaded areas are based on Shvartz E, Reihold RC. Aerobic fitness norms for males and females aged 6 to 75 years: A review. Aviat Space Environ Med. 1990;61:3-11. Shaded areas are evaluation of fitness classification for male aged 20 – 24 yrs; fair 38 – 43, average 44 – 50, good 51 – 56, very good 57 – 62, and excellent >62. Table 7 serves as example of implementation in the field (given that an increment should be in 1 kg and 1 beat·min-1 increment). It is important to note that a chart should be produced for evaluation in each age group. This can be done with the development of an app that calculates VO2 max and determines the subject’s fitness classification instantly from the test result. This study has fine-tuned the step test protocol using an innovative incremental height of 1 cm resolution step box for stepping at the tempo of 30 steps·min-1 with a HR measurement immediately at the end of min 3 to accurately assess VO2 max of male athletes comparable to the gas-exchange method. The step test is fast, simple, and accurate. Look up Table 6 for proper set up of step height, then test for 3 min, and look up Table 7 again for VO2 max assessment and fitness classification. Limitations of this Study The 32 subjects in the fine-tuning phase of this study were limited to university level male basketball players: (a) aged from 18 to 25 yrs; (b) body weight of 57.4 to 95.2 kg; (c) height of 168 to 196.5 cm; and (d) VO2 max from 47 to 65 mL·kg-1·min-1 assessed by gas-exchange method. Some subject had leg length discrepancy up to 3 cm from the average of 1.5 cm. The average leg length to standing height ratio was 0.52; whereas, the average thigh height to standing height ratio was 0.24 from this group of test subjects. Further study should be carried out to generalize the test protocol for a broader population of subjects that include male and female subjects of varying age with a wider range of body weight and body height with more diverse anthropometric ratios peculiar to some sports types and body types. Different anthropometric ratios may affect the selection of the step box height to ensure the knee joint angle of 90° for accurate test result. Different sex will certainly result in different assessment equation and evaluation. Eventually, whether the non-athlete subject and the athlete subject can share the same predictive equation is subject to further investigation. 121 CONCLUSIONS The findings indicate that the step test protocol developed in this study can accurately estimate VO2 max in athletes compared to the gold standard of maximal metabolic exercise testing. An innovative incremental height of 1 cm resolution from a 19 to 50 cm step box was developed to accommodate the test subjects’ standing height from 110 to 210 cm to insure knee angle of 90° during the step test. A HR monitor was used to measure HR at the end of the 3rd-min of stepping with the tempo of 30 steps·min-1. VO2 max was assessed by the predictive assessment equation of 103.40 - 0.235 x HR – 0.211 x BW, where HR is the HR (in beats·min-1) immediately at the end of 3 min test duration, and BW is the body weight of test subject in kg. ACKNOWLEDGMENTS: The authors are grateful to the Faculty of Sports Science, Chulalongkorn University, for permission to publish this paper. The authors would like to give special thanks to participating basketball athletes in this study from Sripatum University, Srinakharinwirot University, Rattana Pundit University, and Institute of Physical Education for their cheerful participation and collaboration. Also, the authors would like to express their deep appreciation to Dr. Boonsakdi Lorpipatana for his resourcefulness, guidance, and assistance in preparation of this manuscript. Address for correspondence: Dr. Chalerm Chaiwatcharaporn, Assistant Professor. Faculty of Sports Science, Chulalongkorn University, Rama I Road, Bangkok 10330, Thailand. 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