Managing the lndus River basin in light of climate change Four conceptual approaches James L. Wescoat, Jr Global warming raises troubltng questions about the ecological and economic future of large irrigated river basins such as the lndus River in Pakistan. But it is not clear how potential impacts might best be identified or addressed. This article reports on a multidisciplinary study of four distinct conceptual approaches to climate change: climate scenarios assessment; critical water management problems; historic antecedents and analogies; and Muslim political reconstruction. Current scientific research emphasizes the first approach, but the other three may be more important for water managers in the basin. The article reviews previous research on water resources effects of climate change; introduces the lndus basin; discusses the four conceptual approaches; and finally discusses prospects for coordinating them. James L. Wescoat, Jr is with the Department of Geography, University do, Boulder, CO 80309, USA. of Colora- This research received support from the US Environmental Protection Agency. I am endebted to my colleagues in Pakistan, especially in the Water and Power Development Authority. I would also like to thank Bill Riebsamk, Micky Glantz, Robin Leichenko. Gilbert White. Ken Mitchell. and an anonymous reviewer for comments on an earlier draft. I take personal responsibility for the views expressed. ‘Joel Smith and Dennis Tirpak, eds, The Potential Effects of Global Climate Change on the United States, App A, Water Recontinued on page 382 ~59-3780/91/0~381-15 In 1989, the US Environmental Protection Agency (USEPA) completed a report on the effects of global climate change in the USA and, in the same year, launched its first studies in developing countries. r One of the developing country studies focused on water resources impacts in the Indus River basin of Pakistan (Figure l).” Global warming is troubling in irrigated basins like the Indus, where some 75% of the cropland is irrigated. But it is not clear what the most serious problems might be or how they might best be addressed. The Indus case study initially followed a climate scenario assessment approach widely used in the USA. This article discusses the problems with that approach, the alternatives found to be relevant in the Indus basin, and their implications for international research on global climate change. Previous research in the USA During the late 1970s and early 198Os, government and scientific research organizations began to study the potential effects of global warming on water resources in the USA.3 Although these studies differ in emphasis, they share a common line of thought which may be termed “climate impact assessment’, or more narrowly, ‘climate scenario assessment’.4 Climate scenario assessment stems from a concern that under certain projections or ‘scenarios’ of climate change, expected water resources patterns would be disrupted. The scenarios are generally constructed with general circulation models (GCMs), historical records, or sensitivity analyses. Expected climatic, hydrologic, and water management conditions define the ‘baseline’ or reference for estimating impacts. A baseline may be static or dynamic. Many studies consider how the water system might develop without climate change and use multiple baselines to assess impacts under different water development scenarios. Once scenarios and baselines are defined, the logic of assessment proceeds as follows. Outputs from global climate models serve as inputs @ 1991 Butte~o~h-Heinemann Ltd 381 Managing the Indus River basin Figure 1. The lndus River basin and major structures and political units in Pakistan. Source: US Environmental Protection Agency. continued from page 38 1 sources, US Environmental Protection Agency, Washington, DC, 1989. ‘The other river basin case studies are the Mekong, Zambezi, Nile, and La Plats. In addition to the river basin studies, USEPA has sponsored research on agricultural, forest, sea level, and health impacts. 3For example, Peter H. Gleick, ed, The Colorado River Basin and the Greenhouse Effect: Water Resources and Water Management, Pacific Institute, Berkeley, CA 1990; National Research Council, Water Science and Technology Board, Managing Water Resources Under Conditions of Climate Uncertainty, Conference papers from 14-16 November 1990, Scottsdale, AZ; William E. Riebsame, ‘Adjusting water resources management to climate change’, Climate Change, Vol 13, 1988, pp 69-97; P. Wagonner, ed, Climate Change and US Water Resources, John Wiley, New York, NY, 1990; and J.R. Wallis, ed, Climate, Climate Change, and Water Supply, National Academy of Sciences, Washington, DC, 1977. 4The term ‘climate impact assessment’ encompasses a wide range of modelling and empirical approaches. See Robert Kates, et al, eds, Climate Impact Assessment, SCOPE Report No 27, John Wiley, New York, NY, 1985. ‘For more detailed discussion of adjustment and adaptation, see William E. Riebsame, Assessing Social tmpacts of Cfimate Fluctuations, United Nations Environment Programme, Nairobi, 1988. ‘International Seminar on Climate Fluctuations and Water Management: Abstracts, Government of Egypt, Waler Research Center, Cairo, 1989. An important exception is Kennet Hewitt, ‘Climate hazards and agricultural development: some aspects of the problem in the IndoPakistan subcontinent’, in K. Hewitt, ed, interpretations of Calamity, pp 181-201, continued on page 383 382 for regional hydrologic models. Outputs from the hydrologic models become inputs for water management models (eg reservoir operation, allocation, and river basin management models). Initial impacts thus include changes in physical hydrology and associated costs and benefits. Because most models allow for numerous water management adjustments, many studies go beyond initial impact assessment to estimate the physical impacts after adjustment, the costs and benefits of adjustment, and the residual costs and benefits after adjustment. Impacts are compared across scenarios and baselines to gauge the sensitivity, vulnerability, resilience, or robustness of the existing system.5 Engineering and policy alternatives are inventoried to establish the range of potential adjustments to climate change. The consequences of adjustment are then estimated to gauge the adaptability of the water system under each scenario. This chain of scenario assessment proceeds from climate change to human adjustment. It requires plausible scenarios of climate change and an ability to complete each link of the physical impact assessment. Because human impacts and adjustments emerge only at the end of the analytical process, provided analysis can proceed that far, climate scenario assessment may be characterized as a ‘natural sciences’ approach. Extension to developing countries The same approach has recently been extended to developing countries.6 The justification for a similar research design is that it enhances the comparability across regions and resource sectors, and it establishes a common frame of reference for international research and negotiation.’ For example, the USEPA case studies began with uniform procedures for constructing climate scenarios and baselines. Common impact assessment categories and measures were also sought. Developing country case studies diverged from their US antecedents in several respects. More emphasis was placed on social adjustment. The river basin was chosen as a common spatial framework for investigation. Modelling was complemented by a parallel stream of empirical research to address unmodelled impacts. USEPA also emphasized close collaboration with water managers in the case study basins. It GLOBAL ENVIRONMENTAL CHANGE December 1991 Mmaging the fndus River basin was this final difference which revealed the limitations of the scenario assessment approach. Some Pakistani water managers questioned the value of studying hydroclimatic problems five to six decades in the future, in view of pressing water problems facing the country today. Most were frustrated with implausible GCM scenarios, model limitations, and scientific uncertainties. Some felt that scenario assessment was useful but that alternative approaches were needed. These concerns led to an expansion of the research team and an exploration of four distinct conceptual approaches: * 0 0 @ Climate scenario assessment. Critical water management problems. Historical antecedents and analogies. Muslim political reconstruclion. If scenario assessment is largely a ‘natural sciences’ approach, the other three begin with social issues and can be construed as ‘social research’ approaches. The four approaches define water problems differently. They employ different spatial and temporal scales. They have different aims and logic. They point to different types of solutions. To appreciate these differences, it is useful to consider the context in which they arose. Profile of water management in the Indus basin The upper basin coff tinued from page 382 Allen 8. Unwin. Boston, MA, 1983. 7These justifications were not problematic at the outset of the project, but they became so. It must be kept in mind that USEPA plays a dual role by supporting international research which shapes, in turn, the terminology and approach for international negotiations. ‘Nigel Allan, ‘Ecological effects of land intensification in the central and eastern Hindukush’, in E. Groetzbach and G. Rinschede, ed, Beitraege-zur Vergleichenden Kufturge~rapbie der f-focbebirge, 1984, F. Pustet, Regensberg, pp 193-212; Tariq Husain, ~Deve~opment, politics, society and the social contract: reflections on the relevance of AKRSP-type pa~icipato~ approaches’, unpublished paper, Islamabad, 1990; and Edward Vander Velde, ‘Irrigation management in Pakistan mountain environments’, Country faperPakistan, No 3, International Irrigation Management Institute, Columbo, Sri Lanka, 1989. gUpper In&s Basin - Karakorum Himalaya, Final Report, Snow and Ice Hydrology Project, Wilfrid Laurier University, Waterloo, 1989. The Indus originates in western Tibet and flows northwest through precipitous mountain gorges of India and northern Pakistan. The climate of the upper basin is dominated by westerly air masses which contribute late winter snowfall to massive glaciers and snowfields whose meltwaters define the annual and long-term hydrologic regime of the Indus. Following a steep descent, the river swings south through irrigated valleys of Gilgit and Swat into the Northwest Frontier Province. Upper basin tribal groups have developed decentralized village irrigation systems which produce grain and forage for local consumption and fruit for regional markets.* Upper basin water supplies are regionally reliable but locally variable, especially in areas dependent on small glaciers which rapidly advance, retreat, flood, or waste away.” Before the Indus reaches the plains, it is impounded behind Pakistan’s largest dam at Tarbela, built in the early 1970s with a live storage capacity of 8.9 million acre-feet (maf). Siltation of Tarbela reservoir and escalating water and power demands have generated pressure for additional dams on the Indus. Major dam construction has been blocked, however, by water conflicts among Pakistan’s four provinces. Water released from Tarbela receives the Kabul River from Afghanistan, which is the only major tributary without international conflict to date. Five eastern tributaries rise in mountains of India and Kashmir where headwaters receive winter snowfall. The foothills receive monsoon rainfall in late summer. Each river has a different hydroclimatic regime. Monsoon influence increases, and glaciological influence decreases, as one travels east. The easternmost rivers - Beas, Sutlej, and Ravi - carry heavy monsoon flows. The Chenab River is transitional, and the upper Jhelum has almost no monsoon influence. GLOBAL ENVIRONMENTAL CHANGE December 1991 383 Managing the Indus River basin A computer model of the upper Jhelum River, developed by University of British Columbia scientists, forecasts inflows into Mangla reservoir, the second of Pakistan’s two major storage dams.10 The Jhelum, which drains the disputed territory in Kashmir, is the only upper basin watershed modelled to date. The eastern rivers International water conflicts occurred on all of the Indus tributaries before the treaty of 1960. The treaty allocated exclusive use of the Indus, Jhelum, and Chenab to Pakistan and exclusive use of the eastern rivers - Ravi, Setlej, and Beas - to India.” Allocation of entire rivers rather than partial flows reflects an international situation which requires independent, rather than cooperative, river management. Depletion of the eastern rivers prompted massive construction in the 1970s to transfer water from the western rivers to areas formerly irrigated by the Sutlej and Ravi. Pakistan has assumed that inflows from the eastern tributaries will drop to zero by the turn of the century, except in times of flood. The main system “Michael Quick and Anthony Pipes, Manual: UBC Watershed Model, Department of Civil Engineering, University of British Columbia, Vancouver. “Aloys Michel, The lndus Rivers, Yale University Press, New Haven, CT, 1967. “E.H. Aitken, Gazetteer of fhe Province of Sind, lndus Publications, Karachi, 1988 (first published 1907); Hunting Technical Services Ltd and Sir M. MacDonald and Partners, Lower lndus Report, Lion House, London, 1966: M. Rahman. ‘Land tenure systems in Sind Province, Pakistan’, Asian Profile. Vol 6. No 1, 1980. DD 5565. ‘3Government of Sind, &joinder of fhe Government of Sind to the Representations of Punjab and other units of the Report of the lndus Commission, Government Press, Karachi, 1944. “‘G.M. Shah, ‘The tragedy of IndoPakistan water and the robbery of the lndus waters’, Sind Quarterly, 4 parts, 1984-l 986. 384 The Indus and its tributaries enter the plains at locations known as ‘rim stations’ where water is stored, measured, and diverted into an extensive network of canals in the province of Punjab (Figure 2). From the rim stations to the sea, the irrigation system is managed more or less as an integrated system that is altogether different from the tribal irrigation systems of the north. Four political provinces are involved: Punjab, Northwest Frontier Province (NWFP), Sind, and Baluchistan. The Indus is, for part of its length, the boundary between Punjab and NWFP in the northern plains. Punjab is the most populous, powerful, and economically productive province in the country. Rainfall averages l&20 inches per year. Irrigated areas produce rice and wheat in the northeast, and cotton and wheat in the southwest. Farmers at the canal heads are powerful and tend to have excess water, while those in tail areas practise deficit irrigation. Rainfed cultivation areas (barani) are vulnerable to variations in precipitation, so they produce low-value crops for the market and soldiers for the army. NWFP is mountainous, renowned for its orchards, and has elements of both large-scale centrally administered irrigation and decentralized tribal irrigation. The Indus and its tributaries converge in southern Punjab before entering the province of Sind, an arid, barely sloping landscape with chronic problems of waterlogging, salinization, economic disparity, and political strife.‘* Irrigated crops are cotton, rice, and sugarcane. Yields are generally lower than in Punjab (and comparable areas of Egypt) due to problems of soil drainage and social organization. The mountains and valleys of Baluchistan lie to the west of Sind. They contribute a small amount of runoff to the Indus from hill torrents, which provide some water for local irrigation, and a few valleys still maintain the old Persian system of qanat irrigation. Water conflicts between the provinces date back to the turn of the century.” They combine classic upstream-downstream rivalry, with cultural conflict between Sindhis, Punjabis, and Pathans.14 Water was allocated among the provinces on an annual ad hoc basis until March 1991 when a final agreement was reached. Concern will now shift to project selection and operating agreements. GLOBAL ENVIRONMENTAL CHANGE December 1991 Managing Chenab Jhelum lndus the Indus River basin Ravi Sutlej Kabul - River - Canal i Barrage Dam / Delta Figure 2. Schematic diagram of the lndus River, main system. “Robin Leichenko, ‘The potential effects of climate change on Karachi, Pakistan’, Master’s thesis, Department of Geonraphy, University of Cdlorado, CO, 1991: ‘6G.S. Qureshi. ‘Variation in the lndus River discharges and their hazards’, in M.I. El-Sabh and T.S. Murty, eds, natural and fan-jade Hazards, D. Reidel, Boston, MA, 1986, pp 36Q-375. “Nazir Ahmad and G.R. Chaudury, Irrigation Agriculture of Pakistan, Shahzad Nazir, Lahore, 1988; David Freeman et a/, Local Organizations for Social Development: Concepts and Cases of Irrigation Organization, Westview Press, Boulder, CO, 1988; and G. Jones et al, Informational Sources on Water Management for Agricultural Production in Pakistan with Special Reference to lnsfitutional and Human Factors, 2 vols, Water Management Technical Report No 31, Colorado State University, Fort Collins, CO, 1974. Arabian Sea Water supply in the lower basin is falling behind agriculture and urban demand, particularly in Karachi where population growth exceeds the physicai and institutional capacity of the public water system.” Conflict between Sindhis, Mohajirs, and Pathans - parallelled by conflicts between the urban and agricultural sectors - obstructs cooperation on lower basin water issues. Of the 140 maf of water annually available in Pakistan, some 40 maf reach the delta. The delta supports important fish and shellfish industries. The lower reaches of the river have several unique aquatic and riparian species but are ecologically stressed by upstream impoundments of freshwater and sediment.16 The 100 maf of water consumed over an area of 40 million acres of Pakistan, constitute one of the largest integrated irrigation systems in the world. Bureaucratic responsibility for this system is complex and hierarchical. The federal Water and Power Development Authority (WAPDA) has responsibility for major dams, power production, and water planning. Provincial irrigation departments operate the distribution system from the major canals to farm watercourse outlets. Local water-management groups are bound up with complex kin and class relations. l7 In recent decades, surface irrigation and drainage problems have stimulated massive groundwater development involving hundreds of thousands of public and private tubewells. The Indus is one of the best documented basins in the world. Seasonal GLOBAL ENVIRONMENTAL CHANGE December 1991 385 ‘*H.G. Raverty, The Mihran of Sind and its tributaries, Sang-e-Meel, Lahore, 1979, reprint. ‘?mran Ali, The Punjab Under Imperialism, 788!?-1947, Oxford University Press, Delhi, 1989; David Gilmartin, ‘Scientific empire and imperial science: The colonial politics of irrigation technology in the lndus Basin’, unpublished paper, 1990. 20Masood Ahmad ef at, Guide to the fndus Basin Model Revised, World Bank Environment Operations and Strategy Division, Washington, DC, 1990; John Duloy and Gerald T. O’Mara, lssues of Efficiency and Interdependence in Water Resources Investment: Lessons from the lndus Basin of Pakistan, World Bank Staff Working Paper No 665, Washington, DC, 1984; and P. Leiftinck et al, Water and Power Resources in West Pakistan: A Study in Sector Pfanning, 3 vols, John Hopkins University Press, Baltimore, MD, 1968. The tBMR was most recently applied to WAPDA’s massive Wafer Sector fnves~menf P/arming Study, 5 vols, Lahore, 1996-91. *‘See, for example, the US Agency for International Development (USAID), MidTerm Evaluation of the Command Water Management Project, ISPAN Report No 5, 2 vols, Washington, DC, 1989. 22World Bank, Operations Evaluation Department, The Aga Khan Rural Supporf Program in Pakistan: An fnterim Evafuation, Washington, DC, 1987. inundation canals date at least to the 3rd millenium BC. References to the Indus have been traced from Greek, Sanskrit, Arabic, and Persian chronicles.‘s The colonial irrigation system involved record-keeping on an unprecedented scale.” Since independence in 1947, hundreds of technical studies, surveys, and plans have been prepared. One of the most sophisticated river basin optimization models in the world, the World Bank’s Indus Basin Model (IBMR), was developed to evaluate investment programmes.*” After 1980, emphasis shifted from water development to management. ‘Management’ includes operations; maintenance; institutions; on-farm practices; irrigation system rehabilitation; and organizational development. Although water-management programmes have become increasingly sophisticated, there is concern that they are not meeting their social or institutional goals.“’ Non-governmental organizations stand out for their success in assisting local water management.22 Political stresses have compounded water problems - between India and Pakistan; WAPDA and provincial irrigation departments; agriculture and water sectors; Sind and Punjab; political parties and military rule; landlords and tenants. International assistance is erratic, especially from the USA. The result is paradoxical: as water-resource information and planning advance, so do river basin problems. Add the issue of change, and the uncertainties become overwhelming. It is not that climate change is unimaginable. Scientists have been studying paleoclimatic change in the Indus for a century. But managing the Indus is now so complex, interdependent, and contingent upon international events, that the cascade of potential climate impacts seems impossible to envisage. So much rides on the sustainability of the Indus, however, that few dispute the need to take climate change seriously. The question is how. Investigation of the four approaches was partly a function of a research design which began with a mandate for climate scenario assessment aligned with a commitment to addressing the complexity of water problems in the basin. The original research design did not envisage four approaches, but rather some ten topics for investigation. The study expanded to 22 topics - stopping at the limit of its resources and then sought to discern common patterns of inquiry. The discussion below recapitulates this process of expansion and clarification; and is thus a narrative, as well as a comparison, of the four approaches. Four approaches Climate scenario assessment The study began with a scenario assessment approach, using the Jhelum River (UBC) model to assess hydrologic impacts in the upper basin and to generate inflows to the main system. The Indus Basin Model (IBMR) was used to assess economic and water management impacts in the main system. The strengths of this approach are its clarity and logic (Table 1). Criteria for a successful scenario assessment are: plausible climate scenarios; an unbroken chain of analysis that stretches from climate change through hydrologic impacts and water management impacts to adjustments; a procedure that has the confidence and commitment of basin water managers; and output in the form of viable policy alternatives ‘+* Difficulties were encountered GLOBAL in applying the scenario assessment ENVIRONMENTAL CHANGE December 1991 Managing the Indus River basin Table 1. Climate impact assessment (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) 23After the Simla Accords of 1972, India insisted that South Asian water issues were strictly bilateral affairs. Tensions between India and Pakistan had a brief respite in 1988 followed by recent political conflict over Kashmir. *“James L. Wescoat, Jr and Robin Leichenko, ‘Climate change scenarios for the lndus basin, Pakistan’, Technical Memo, No 1, University of Colorado, Natural Hazards Center, Boulder, CO, 1990. GLOBAL ENVIRONMENTAL in the lndus basin. Assemble project team and obtain government approvals. Construct regional climate scenarios and baselines. Construct water management scenarios and baselines. Adapt Jhelum model to examine upper basin scenarios. Assess hydrologic impacts in the Jhelum. Extended Jhelum results to other upper basin watersheds to simulate inflows into the main system. Adapt IBMR model to assess main system scenarios. (Rainfall, evaporation, crop water use tables; water policy assumptions; impact asses: criteria.) Assess impacts in the main irrigation system. Construct adjustment scenarios for the main system. (Project, policy, and management alternatives.) Assess the adaptability of the main system. (Through modelling and expert opinion.) approach in the Indus basin despite the cooperation of an outstanding team of Pakistani engineers, planners, and scientists. It was not politically feasible to organize an international basin study with India.*’ Global climate models failed to simulate existing monsoon patterns, undermining the credibility of COZ warming scenarios.24 Climate models and river basin models had different spatial configurations, requiring further modification of climate change scenarios. Only the Jhelum River has been modelled in the upper basin, so runoff scenarios in adjacent watersheds had to be derived from sub-basins of the Jhelum, introducing problems of correlation and scale. Glaciological processes in the main stem of the upper Indus would not be modelled due to a lack of data and scientific knowledge. Once upper basin inflows were projected at the rim stations, the Indus Basin Model (IBMR) was used to assess impacts on the plains. First, hydroclimatologic data in the IBMR were modified. Because the model uses pan evaporation and crop water requirements rather than temperature to estimate consumptive water use, temperature scenarios and water use were derived independently. The model also uses a monthly time step and mean data which dampen out interannual variability, seasonality, and extreme events. A 20% change in monthly runoff is well within the range of water management experience, but a 20% increase in extreme flows would breach every bund and barrage in the system. Some of the most difficult problems - salinity, drainage, and flooding - can only be crudely assessed with the IBMR model. Finally, no model of the Indus main system can gauge raw hydrologic impacts, because the entire system is subject to human intervention and control. The Indus basin model does help assess social impacts and adjustments to climate change. It provides output for land use, water use, production patterns, and farm revenue at various levels of aggregation canal command, province, agroclimatic zone, and the irrigated basin as a whole. It includes a complex array of cropping technologies, farm budgets, labour variables, water allocation rules, and investment possibilities which can be varied to gauge the efficacy of adjustment to climate impacts. The number of adjustment combinations is enormous, but each model run requires six hours of computer time and produces about 100 pages of output, so only a small number of well designed adjustment alternatives can reasonably be examined. Moreover, because the model optimizes government and/or farmer irrigation decisions, thousands of adjustments are built into every optimization run. Most of them cannot be directly inferred from model output. The model assumes that decision makers are economically CHANGE December 1991 Managing the lndus River basin Table 2. Critical (1) (2) (3) (4) (5) (6) (7) water problems approach. Survey current water problems. Survey current plans and policies for dealing with them. Identify water problems and plans likely to be especially sensitive to climate change. Refine spatial and temporal scales of assessment. Evaluate the potential effects of climate change on selected problems and plans. Evaluate alternative plans. Draw practical conclusions. rational, but it is calibrated mentioned earlier. It does embedded water management with data reflecting all of the problems not identify, explain, or examine those problems. Critical water management problems Some Pakistani water managers asked why they should spend time on climate change issues that might emerge 50 years from now when critical water management problems confront them today. Some suggested that such ‘speculative’ studies should be conducted by a university rather than a government agency. Others argued that all the global and river basin models were ‘unrealistic’. In response, the Pakistani case study leaders argued that climate change is relevant to medium- and long-term investment planning, that climate change is an emerging theme in international irrigation programmes, and that government is the only organization with the expertise and tools to conduct the research. It was concluded that the study should shift its attention to a set of critical water problems that might be influenced by climate change.” Table 2 outlines the logic of the critical water problems approach.26 An inventory of problems was compiled from unstructured interviews with project participants, previous water sector studies, and the following studies underway between 1988 and 1991: 0 0 0 0 0 0 25A~, for example, in Peter Gleick, ‘The effects of future climate change on international water resources: The Colorado River, the United States and Mexico’, fo/;cy Sciences, Vol 21, 1988, pp 23-39; N.S. Jodha, ‘Potential Strategies for adapting to greenhouse warming: Perspectives from the developing world’, in N. Rosenberg et al, Greenhouse Warming: Abatement and Adaptation, Resources- for the Future, Washinoton, 1989, pp 147-158. 26The concept of ‘critical water factors’ was suggested by Le Huu Ti of the Mekong Secretariat at a project meeting in Boulder in February 1990. Whereas Ti stressed critical factors for basin management, here the scope is extended to include water problems in the basin that may or may not fall within the scope of river basin planning. 388 Water Sector Investment Planning Study. National Flood Protection Study. National Drainage Sector Study. Command Water Management Mid-term Evaluation. Irrigation Systems Management Research Project. National Conservation Strategy. The Water Sector Investment Planning Study (WSIPS) included a thorough review of previous plans and investigations through 1991. Table 3 lists the problems given priority in that study. The WSIPS study also used the Indus Basin model to evaluate a range of water development scenarios for the year 2000, taking into account the level of financing available and the projects likely to be built. These current government water development scenarios provided the baselines for assessing climate impacts. The case study team selected eight problems for attention: salinity, waterlogging, and drainage; flood hazards; local irrigation management problems; ecological conditions in deltaic and riparian ecosystems; lower basin water conflicts; reservoir management; bureaucratic organization and performance; and coordination with the agricultural sector, particularly on crop water requirements. One team member took responsibility for each problem area and prepared a research programme to study the implications of climate warming for that problem. The spatial and temporal scale of investigation are key issues in the critical problems approach. Water problems are often addressed at a GLOBAL ENVIRONMENTAL CHANGE December 1991 Managing the Indus River basin Table 3. Water sector problems and constraints. Financial Inadequate levels of funding. Inefficient control and disbursement of funds. Coordination of public and private investment (eg for tubewells). Institutional Water allocation agreement between provinces. Inadequate environmental, social and technical assessment in project planning and design. Project selection and approval delays. Contractor capability and performance. Mismanagement of Annual Development Programme and Special Development Programme funds. Poor coordination with Agriculture Sector. Poor cost recovery (water charges and collection). Obstacles to conjunctive management of reservoirs; and surface and groundwater. Source: Water and Power Development ity, Draft, Federal Report, 1990. Author- Technical constraints Waterlogging and drainage. Inflexible water allocation. Deficit irrigation. Inadequate storage. Constraints on new storage, especially provincial water allocation and conflict. Increasing crop water demands. scale smaller than the river basin, making it difficult to determine the implications of findings in one area for other areas in the basin or the basin as a whole. Within the scope of this study, it was only possible to assess problems at the scale of previous investigations. The full Indus basin model was used to generate scenarios for sub-basin case studies of flooding, salinity, and canal water management. Broader inferences were drawn by comparing the local results with analogous investigations in other areas in the basin or with sector studies at a larger scale. Timescales for water planning are generally 1 year, 5 years, 10 years, and 15 years. Aside from engineering analysis of extreme events, the 50-60 year timeframe of climate change is rarely employed, This difference in timescales can be dealt with in three ways (Figure 3): a Use transient climate change scenarios (ie, where 10 years of climate change correspond with 10 years of water development). This is the most scientifically appropriate approach. Unfortunately, it is often difficult to discern the water resources effects of small changes in climate normals. a Collapse 50 years of climate change onto the present or near-term water management system. The purpose of the investigation is to identify potential water impacts, so it may be useful to exaggerate impacts. Moreover, the water plan imagined for 10 years hence may require a much longer period to implement. a Extrapolate water development trends 50 or 60 years into the future. In light of the past 50 years of water development, it would be highly speculative, and of dubious value, to project water development trends beyond conventional planning periods. The second strategy was judged most appropriate for the Indus case study and its models, for it combines the best available estimates of future climate with the best available estimates of future water management. It must be kept in mind that impacts are exaggerated with this approach. Once impacts have been examined, ‘adjustment workshops’ were designed to focus on planning alternatives. The critical water problems approach is distinguished by its assessment of alternatives in the light of climate change, rather than as responses to climate change. GLOBAL ENVIRONMENTAL CHANGE December 1991 Managing the 1ndu.t River basin 1990 Water Climate Use equal 2020 2030 2040 2050 Exaggerate climate 2000 2020 2030 2040 2050 impacts 2010 development change Figure 3. Water development Extrapolate water Ali, personal planning and climate change timescales Historical 390 2010 change (3) “lmran 1990. 2050 timescales 2000 1990 Climate 2040 development (2) Water 2030 change 1990 Climate 2020 development (1) Water 2010 communication, scenarios in the critical water problems approach. antecedents and analogies Antecedents help explain the current situation: how it arose; why some problems were avoided and others were not; why adjustments succeeded in some areas and not others. Determining the antecedents of a problem establishes its depth and structure. For example, water pricing is often recommended to improve water-use efficiency and system maintenance. International agencies blame Pakistani government agencies and officials for avoiding price reforms. But a survey of colonial irrigation records reveals that water pricing was considered many times in the late 19th and early 20th century - and dropped each time for political and practical reasons.27 After 100 years, circumstances favourable to water pricing reform are still not evident. Would climate impacts be more or less likely to make pricing a feasible or appropriate adjustment? The pricing example also contains an analogy: pricing is an adjustment to non-climate problems; climate impacts are analogous to some of these non-climate problems; therefore the use of pricing as an GLOBAL ENVIRONMENTAL CHANGE December 1991 Managers the Indm River basin adjustment to climate change may be analogous to the use of pricing in other contexts. Analogies are widely employed in studies of climate change, but they are not well understood and must be used with care.** Fischer would narrowly restrict historical analogies to those formal cases where:29 AX:BX::AY:BY 28MichaelGlantz, ed. Societal Responses to R~ionat Cf~matic Change: Forecasting by Anat~y, Westview Press, Boulder, CO, 1988. *‘II .H . Fischer, Historians Faflacies: Toward a logic of Historical Thoughf, Harper, New York, NY, 1970, pp 243-262. 30Dale Jamieson, ‘Grappling for a glimpse in Michael Glantz, ed, of the future’, Societal Responses to Climate Change: Forecasting by Analogy, Westview Press, Boulder, CO, 1988, pp 73-94. 3’Michael Glantz, ‘The use of analogies in assessing physical and societal responses to global warming’, unpublished paper, 1990. 32R .L . Raikes and R.H. Dyson, ‘The prehistoric climate of Baluch~stan and the Indus Valley’, in G.L. Possehl, ed, Ancient Cities of the Indus, Vikas Publishing House, New Delhi, 1979, pp 223-233. Gurdip Singh, ‘Stratigraphical and palynoloaical evidence for desertification in the Great Indian Desert’, Annals of the Arid Zone. Vol 16. 1977. DD 310-320: A.M. Swain et al, ‘istimaies’of holocene precipitation for Rajasthan, India, based on pollen and lake-level data’, Quaternary Research, Vol 19, 1983, pp l-l 7. 33Louis Flam, The fale&eography and Prehistoric Settlement Patterns in Sind. P&k&fan (ca #~Zff~ SC), unpublished PhD dissertation, South A&an -Regional Studies. Univers~~ of Pennsvlvania. 1981. I 34Mich& op cit. def 11. 35B Allchin, A. Goudie and K. Hegde, The Prehistory and Pateogeography of the Great Indian Desert, Academic Press, New York, NY, 1978; Rafique Mughal, ‘The present state of research on the lndus Valley civilization’, in G. Possehl, Ed, Ancient Cities of the Indus, Vikas Publishing House, New Delhi, 1979, pp QC100; R.L. Raikes and G.F. Dales, ‘The Mohenjo-Daro floods reconsidered’, Journal of the Palaeontologicaf Society of India, Vol 20, 1977, pp 251-260. GLOBAL ENVIRONMENTAL Situation A is analogous to B, because both possess property X (eg warm temperatures, severe flooding); therefore A and B are also analogous with respect to Y (eg an impact or adjustment relevant to climate change). Dale Jamieson has criticized such formal approaches, suggesting that analogies be viewed as stories about climate change which are more or less salient, more or less useful.“‘) He argues that the effectiveness of an analogy depends more upon the significance, than upon the number or formal logic, of comparisons. He is careful to point out pitfalls as well as the power of analogies. Glantz has stressed the importance of specifying the exact purpose (eg education, generation of alternatives, or forecasting) and limits of the analogy to avoid vague or misleading comparisons.“l Three types of analogy have been employed in climate impacts research. The most common involves previous instances of climate change in historic, protohistoric, or prehistoric times. The more recent the ‘climate analog’, the more it may reveal about adjustment in complex societies. In the case of the Indus, some archaeologists believe warming occurred in the second millenium BC, triggering massive environmental and cultural adjustments.“* Others have disputed the regional applicability of local paleoclimatic evidence and questioned the importance of climate in protohistoric social change.“” A second type of analogy involves hydrometeorological phenomena such as floods and droughts. Although not climatic phenomena, per se, extreme events illuminate short-ter? adjustments which may be analogous to long-term adjustments. For example, 1990 was a warm wet year in the upper Indus. Snowmelt came early. The warm weather was analogous to climate change scenarios in the upper basin, so the Chief of Dam Operations and Power (WAPDA) kept a detailed record of problems and actions taken during this period to include in his discussion of the potential effects of climate change on reservoir operations. A third type of analogy is not climate-related. For example, partition led to a diminution of flows into Pakistan, followed by construction of dams and link canals to transfer water into the affected areas.34 These engineering adjustments, built to deal with dwindling water supplies, provide a useful analogy for some climate change scenarios. Four periods were selected for detailed historical investigation: protohistoric (3000-1OOOBC); medieval (100~17OOAD); colonial (1800-1948); and Pakistani (1948-90). Protohistoric. Environmental archaeologists have sought connections between evidence of climatic fluctuation and river channel change, sea-level change, and flooding. They have sought to associate these environmental linkages with archaeological evidence of changes in the regional settlement system and social organization during the second millenium.35 Although inundation canals and floodplain farming in protohistoric times bear little comparison with the modern water system, research on the protohistoric period reminds us that the CHANGE December 1991 391 Managing the Indm River basin dramatic demographic and settlement account in the Indus basin model. changes are not taken into Medieval. The medieval period provides the earliest antecedents of modern water development. Perennial canal systems were developed in Kashmir during the 8th century and in Punjab and Sind during the 13th-16th centuries.‘6 Modern land revenue and administrative records survive from the 16th century.j7 These brief periods of large-scale water development were punctuated by military conquests, courtly intrigues, and frequent political restructuring. Well-irrigation was the most common technology during periods of instability and decentralization. Thus, the medieval period indicates that large-scale integrated water development occurs during brief periods of internal and external political stability or imperial expansion. At all other times, the system decentralizes. Established water systems are at best maintained, and at worst degraded or abandoned. Colonial. The modern irrigation system was laid out between 1880 and 193O.“s Most of the problems faced by Pakistani water managers today, including salinity, drainage, water pricing, maintenance, provincial conflict, and bureaucratic organization, began during the colonial period and have been studied for over 100 years. For example, Pakistani irrigation officers are sometimes criticized for not going into the field to know what is happening in their jurisdictions. Part of the problem is that they are transferred often. Policies of administrative rotation date back to British and even Mughal times, where it is clearly indicated that the aim of rotation is to maintain loyalty to the state rather than to the locale. The sobering lesson from the colonial period is that a problem may be well understood, and potential solutions may be well known, but it may take decades or centuries before the problem can be resolved. 36M.A. Stein, ‘Memoir on maps illustrating the ancient geography of Kashmir (Rajatarangini)‘, Journal of the Asiatic Society of Bengal, Extra No 2, 1899; and James L. Wescoat, Jr, ‘Early water systems in Environmental Design: Mughal India’, Journal of the lslamic Environmental Design Research Centre, Vol 2, 1985, pp 50-57. 37Abu’l Fazl, Ain-i Akbari, Vol 2, (Tr H. Bolchmann). Low Price Publications, Delhi, 1989 (f&t translated 1927-49). 38Ali op tit, Ref 19; Gilmartin, op tit, Ref 19. ’ 39Anita M. Weiss, Culture, C/ass, and Development in Pakistan: the Emergence of an Industrial Bourgeoisie in Punjab, Westview Press, Boulder, Co, 1991. Early modern. Partition of India and Pakistan led to serious uncertainties about water supplies for Pakistan. The mobilization of domestic and international water development discussed earlier provides an analogy for potential adjustments to climate change. But the lesson from that analogy is complex. Notwithstanding its benefits, national water development may have contributed to the decline of provincial and local irrigation organizations. If concerns that global change were further to concentrate water management authority at the national scale, provincial and local organizations might be further weakened, and problems at those scales exacerbated. The ‘successes’ of the 1960s Indus basin development programme were not always sustained in subsequent projects. If one could explain why, it would clarify both the current situation and the prospects for adjustment. Muslim Political Reconstruction The Indus case study began during the transition from martial law and Islamization under General Zia ul-Haq to the more secular democracy of Benazir Bhutto. Pakistan had been closely aligned with the USA and was the third largest recipient of US foreign aid. As the Soviet-Afghan conflict subsided, US-Pakistan relations entered a turbulent phase. Prime Minister Bhutto was removed from office by President Ghulam Ishaq Khan, shortly after the onset of the Persian Gulf conflict in August 1990. A new goveinment under Nawaz Sharif, a Punjabi industrialist, marked a shift in the cultural and economic politics of the country.” The Pakistani military has remained an everpresent factor in GLOBAL ENVIRONMENTAL CHANGE December 1991 Managing the lndus River basin national governance .40 At the same time, escalating law and order problems, especially in Sind, are disrupting all aspects of public life including water management. US aid was suspended in October 1990 over compliance with a nuclear non-proliferation law. When the Gulf war began in January 1991, US personnel in Pakistan were greatly reduced in number. Anti-American demonstrations occurred in Rawalpindi, Karachi, Peshawar, and Lahore. Turbulence has more often been the rule than the exception in the past four decades of Pakistan’s independence and in its relations with the USA.4’ During some periods, relations between Pakistan and the USA have been close, especially in the water resource field. Hundreds of Americans have worked on water issues in Pakistan; and hundreds of Pakistanis have studied in water resources programmes in the USA. Other periods have been characterized by bitter political, economic, and cultural tensions that have adversely affected international water programmes. Pakistan is especially sensitive to American misrepresentations of Islam and interference in the domestic politics of Muslim societies.42 In principle, Islam calls for complete integration of political and religious life and for brotherhood among fellow Muslims regardless of ethnicity, nationality, or class. This ideal has been difficult to achieve. Pakistan is over 93% Muslim, but religious, political, and ethnic tensions have haunted every political leader since independence. When a water main breaks in an ethnic political centre of Karachi, for example, water department personnel from other ethnic groups will not go to fix it, both from fear and politics. Yet every day at l.OOpm, the call to prayer sounds in the headquarters of WAPDA, and hundreds of employees from all ethnic backgrounds leave their offices to pray in the hallways or in nearby mosques. Meetings begin with the words bismillah al-rahman al-rahim (‘In the name of God, the merciful and compassionate’). On one occasion my colleagues left the office for prayers, a clerk asked: when Why do you negiect the most obvious aspect of climate change? It happens by the will of God and is a sign for men of understanding; it indicates that we are not living as we should. If we do not change our ways, the problems will become worse. If we live in accordance with our faith, we will be sustained. This is the most important thing. 40Shahid Javed Burki and Craig Baxter, eds. Pa/r&fan under the ~ilita~: Eleven years 0fZia ul-Haq, Westview P&s, Soul- der, CO, 1991. 4’K. Arif, America-Pakistan Relations. 2 vols, Vanguard, Lahore, 1984; Bashir A. Tahir and Shabbir A. Khalid. fakistanUnited States Relations: A bhronology, 7947-1985, Quaid-i-Azam University, Islamabad, 1986. 42Eqbal Ahmed, ‘Islam and politics’, in Ashgar Khan, ed, Islam, Politics, and the State: the Pakistani Experience, pp 13-30, Zed Press, London, 1985. GLOBAL ENVIRONMENTAL Statements of this sort are not taken to be taken lightly. They spark intense theological debates in Pakistan about the relation between divine will, spiritual intercession, and human agency - and they carry over into debates about political parties and public policy. Religion and politics are intertwined. Not surprisingly, water officials have developed a dual strategy of expanding their relatively powerful bureaucratic position while insulating themselves from the precarious realms of cultural politics. The semi-autonomous character of some water agencies, such as WAPDA and urban development authorities, provides some insulation. However, as the largest employers and construction agencies in their jurisdictions, water agencies are subject to intense political pressure in all matters of hiring, budgets, appointments, project selection, and contracts. Economic decisions are shaped by political considerations and political decisions are designed to have a complex mix of economic repercussions. CHANGE December 1991 393 Managing the Indus River basin 43Environmental Design: Journal of the Islamic Environmental Desion Research Centre, special issue on -‘Water and architecture’, Vol 2, 1985; M.A. Haleem, ‘Water in the Qwan’, The lslamic QuarterIy, Vol 33, 1989, pp 34-50. 44The Qwan 30:48. 45The Qwan 55:1-78. ““A.J. Wensinck, A Handbook of Ear/y Muhammadan Tradition, E.J. Brill, Leiden, 1960. 47Pervez A. Hoodbhoy, Muslims and Science: Religious Orthodoxy and the Strugg/e for Rationality, Vanguard Press, Lahore, 1991. 4BL Binder, Religion and Politics in Pakistan; University of California, Berkeley, CA, 1961; FL Braibanti, Research on the Bureaucracy in Pakistan, Duke Universitv Press, Duiham, NC, 1966; Charles i. Kennedv. Bureaucracv in Pakistan. Oxford Univers& Press, Karachi, 1987. 4QR.Kurin, ‘Indigenous agronomics and aaricultural develooment in the lndus B&in’, Human Org&ization, Vol42, 1983, pp 283-294; Douglas Merrey, irrigation and Honor: Cultural impediments to the Improvement of Local Level Water Management in Punjab, Pakistan, Water Management Technical Report No 53, Colorado State University, Fort Collins, CO, 1979. “‘FL LaPorte and M.B. Ahmed, fuolic Enterprises in Pakistan: The Hidden Crisis in Economic Development, Westview Press, Boulder, CO, 1989. 394 Researchers have rarely examined the political economy or culture of water management, despite their importance at all levels. Perhaps it is politic for some matters to be left unsaid or beyond debate. However, the problems described earlier suggest that a Pakistani cultural perspective may be the best way to explain certain water problems and to assess future adjustments to climate change. This idea was informally discussed by the project team, which identified several promising lines of inquiry. First, Islam has a rich heritage of values with respect to water.43 Rain which is a sign of divine benificence. 44 Paradise gardens, ‘underneath rivers flow’, await the faithful on the day of judgement.45 The Prophet Muhammad emphasized the cleansing role of water and the importance of providing water for the basic human needs of all, without charge.46 Some Muslim writers have stressed the need to increase public consciousness of religious traditions and to view orthodox, mystical, and pragmatic beliefs as potential sources of water reform. Others argue for a revival of scientific rationality by Muslim societies and an end to the quest for ‘Islamic science’.47 Is there any basis for dialogue? Muslim fraternity represents one basis for collective social adjustment. In a situation where class, ethnic, and political conflict constantly disrupt water management, it is crucial to understand the possibilities and pitfalls of pan-Islamic ideologies, and to strengthen common commitments and responsibilities with respect to water. The challenge is to build communities which guard against communalism and rectify class conflict. Water researchers have made little use of the massive literature on Pakistani politics, bureaucracy, religion, and economic policy.48 Research on the social organization of community irrigation systems renresents an imoortant exceotion.4” Higher echelons of Pakistani water I I ’ management deserve additional study.‘” Collaboration between federal and provincial planners and the implications of the new provincial water allocation law will affect all aspects of water management in Pakistan. Political-economic and cultural conflicts are the most serious problems facing the Indus basin. They are also the largest uncertainties related to climate change. It would be naive to envisage governmentsponsored research on the cultural conflicts and politics of water management. On the other hand, the Indus basin case study demonstrates that when international research teams develop a sense of community and trust, they can address such issues with the sensitivity and directness required. Summary questions The four approaches discussed here remain at an early stage of conceDtua1 development. Many studies have used the climate scenario approach. Some have examined critical water problems, or drawn analogies from past experience. Very few have explored indigenous political and cultural perspectives on climate change. None, to my knowledge, has asked which approach has the highest priority, or how different approaches might be coordinated? If we ask who has the most at stake in the event of climate change and which approach deals most directly with those stakes, then the chtical water problems and cultural approaches emerge as the most important. Climate scenario assessment can identify the stakes and raise the consciousness of water managers, GLOBAL ENVIRONMENTAL CHANGE December 1991 Managing the lndus River basin 5’G.F. White, ‘Preface’, Integrated River Basin Development, rev ed, pp ix-xiii, United Nations Department of Economic and Social Affairs, New York, NY, 1970. 52Allama lqbal is given credit for the ‘idea of Pakistan’ in the early 20th century, and devoted his philosophical writings to the relations between Islam, nature, and the philosophy of science (Allama Muhammad Iqbal, The Reconstruction of Religious Thought in Islam, ed M. Saeed Sheikh, 2 ed, Lahore, Institute of Islamic Culture and lqbal Academy of Pakistan, 1989. For more recent cultural perspectives, see Fazlur Rahman, /s/am and Modernity, University of Chicago, Chicago, IL, 1982; Akbar S. Ahmed, Pakistan Society: /s/am, Ethnicity, and Leadership in Soith Asia, Oxford Universitv Press, Karachi, 1986. 53For a more general discussion of this point, see James L. Wescoat, Jr, ‘Resource management: the long term global trend’, Progress in Human Geography, Vol 15, No 1, 1991, pp 81-93. GLOBAL ENVIRONMENTAL but it is doubtful that scenario assessment would ever be the principle guide for action. The more important question is: how can the four approaches be coordinated? For exploratory studies like the Indus case study, the goal is first to identify the relevant approaches, along with the knowledge and resources needed to address them. This case study showed that four distinct approaches could be pursued concurrently, interactively, and to the mutual benefit of the participants. It also identified points of tension and potential conflict among the different approaches. The challenge for future research is thus to incorporate and coordinate different and often conflicting approaches. It is easy to visualize how three of the four approaches discussed here can complement one another. After all, river basin planning has always sought to ‘integrate’ diverse aims and interests.“’ Integration of climate impact modelling and empirical research is moving ahead. However, the fourth approach, Muslim political reconstruction, presents a more complex picture of the conflicts and contradictions in modern water management. Fortunately, there are historic leaders, like Allama Iqbal and Mohammad Ali Jinnah, and historic experiments which address the alternative meanings of Islamic reconstruction, tradition, and relations with the West.52 Those experiments must not be ignored by water researchers, for they embody and help explain some of the longstanding water problems in the region. They also offer creative analogies for human adjustment to climate change. This pluralistic situation in the Indus has broader implications for research on global change. First, we are not at a point where it is appropriate to focus on a single approach to impact assessment, even one which incorporates those discussed above.5’ At this stage, it is important to expand the domain of investigation and communication: to include a wider range of social groups and disciplines in a sustained dialogue. Second, the Indus case study revealed that different approaches are taken up sequentially, beginning with scenario assessment and proceeding toward more academic and cultural approaches under the right set of certain circumstances. A systematic understanding of those circumstances is essential for understanding the prospects and limits of scientific inquiry in the region. This suggests that research design should aim at an ‘expansive process’ rather than a ‘comprehensive plan’. At the same time, the aims of international research on climate change problems must be realistically and concretely assessed. Climate impacts research, if it is to make a difference, will have to deliver practical insights in a political context. It will have to be increasingly concrete about the linkage between climate change and other waterresource problems. It will have to achieve this with limited data, models, and political influence. If it succeeds in these respects - in expanding the domain of practical inquiry - it will make an important contribution in a changing climate and uncertain times. CHANGE December 1991 395
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