British Journal of Rheumatology 1998;37:525–531 CHARACTERIZATION OF THE HUMORAL IMMUNE RESPONSE TO KLEBSIELLA SPECIES IN INFLAMMATORY BOWEL DISEASE AND ANKYLOSING SPONDYLITIS H. TIWANA,* R. S. WALMSLEY,† C. WILSON,* J. Y. YIANNAKOU,‡ P. J. CICLITIRA,‡ A. J. WAKEFIELD† and A. EBRINGER*§ *Division of Life Sciences, Infection and Immunity Group, King’s College, †Inflammatory Bowel Disease Study Group, Royal Free Hospital and School of Medicine, ‡Gastroenterology Unit, UMDS St Thomas’ Hospital and §Department of Rheumatology, UCL School of Medicine, Middlesex Hospital, London SUMMARY This study was carried out to characterize the antibody class response by ELISA to seven Klebsiella pneumoniae serotypes ( K2, K3, K17, K21, K26, K36, K50) in five different groups, 40 HLA-B27-positive ankylosing spondylitis (AS) patients, 46 patients with Crohn’s disease (CD), 38 patients with ulcerative colitis ( UC ), 50 patients with active anti-endomysial antibody-positive coeliac disease and 40 healthy controls, using whole bacteria and capsular polysaccharide. IgG antibody levels were significantly elevated in AS patients to K17, K36, K50; IgA to K2, K3, K21, K26, K36 and K50; and IgM to serotype K21 when compared to normal controls. Furthermore, IgG antibody levels were significantly elevated in CD patients to K2, K17, K21, K26, K36 and K50; IgA to K2, K3, K21, K26, K36 and K50; and IgM to K2, K3, K17, K21 and K50. Increased IgG antibody levels in the UC group were limited only to K17, K36 and K50. No antibody class was increased to any of the K. pneumoniae serotypes in the coeliac disease group. The immune responses in AS patients also involve Klebsiella bacteria having capsular serotypes other than K26, K36 and K50. The similarity in the immune responses between CD and AS groups suggests that many AS patients may have occult bowel inflammation. K : Ankylosing spondylitis, Crohn’s disease, Ulcerative colitis, Klebsiella pneumoniae, Capsular serotypes. A spondylitis (AS) can be considered as a reactive arthritis following Klebsiella pneumoniae infection in HLA-B27-positive patients, based on consistent findings of raised anti-Klebsiella antibodies [1–3] and the presence of molecular mimicry between the HLAB27 molecule and bacterial antigens [4–6 ]. Ileocolonoscopic studies show that bowel inflammation occurs in up to two-thirds of spondyloarthropathy patients during active phases of the disease [7–10]. Antibodies to various microbes of the gut bacterial flora have been found in inflammatory bowel disease (IBD), including K. pneumoniae spp. [11–13], and bacterial antigens and complexes of cell wall components have been detected in areas of inflammation beneath ulcers and fissures [14, 15]. Exposure of the mucosal immune system to bacterial antigens is likely to promote an inflammatory response [16–18] with the production of antibodies against K. pneumoniae which may lead to AS in the genetically predisposed HLAB27-positive individual. We have previously shown that our population of AS and IBD patients have elevated total antibody titres to K. pneumoniae, but not to Eubacterium, Bacteroides, Peptostreptococcus, Escherichia coli or Proteus mirabilis [19]. It has been suggested that immune responses to K. pneumoniae serotypes K26, K36 and K50 are of importance in HLA-B27-positive AS patients [20] with IgA antibod- ies in particular having a pathogenic role, as their titre correlates with disease activity [13, 21]. In order to clarify this further, antibody responses to seven K. pneumoniae serotypes have been studied in patients with chronic bowel inflammation and AS, and compared to healthy controls. MATERIALS AND METHODS Patients and controls Sera were collected from five patient groups: AS, Crohn’s disease (CD), ulcerative colitis ( UC ), coeliac disease and normal blood donors. Forty unrelated HLA-B27-positive AS patients (New York criteria) [22], with active disease and an erythrocyte sedimentation rate ( ESR) >15 mm/h, were obtained from the AS Research Clinic at the Middlesex Hospital, London. The IBD groups were obtained from the Department of Gastroenterology, Royal Free Hospital, London. Forty-six unrelated patients had CD. Active disease was defined by physician’s assessment with raised C-reactive protein (CRP) and/or a Harvey– Bradshaw score >4 [23] (19 active). Twenty-three had terminal ileal and colonic disease, 10 had colonic disease alone and 13 had disease limited to the small bowel. Thirty-eight unrelated patients had UC. Active disease was based on physician’s assessment with accompanying raised ESR, or a simple colitis activity score >3 [24], or an integrated activity score >150 [25] (21 active). Eight had total/extensive disease, 20 had left-sided disease and 10 had proctitis alone. Three had clinically diagnosed AS; two were HLA-B27 positive and one HLA-B27 negative. Fifty unrelated patients with active coeliac disease [26 ] were obtained from the Gastroenterology Unit, UMDS St Thomas’ Hospital, Submitted 12 August 1997; revised version accepted 5 November 1997. Correspondence to: A. Ebringer, Infection and Immunity Group, Division of Life Sciences, King’s College, Campden Hill Road, London W8 7AH. © 1998 British Society for Rheumatology 525 526 BRITISH JOURNAL OF RHEUMATOLOGY VOL. 37 NO. 5 London. Nineteen patients had newly diagnosed disease, seven patients were undergoing gluten challenge and 24 patients had active disease while on treatment. Forty-nine patients had positive anti-endomysial antibodies, demonstrated by immunohistochemistry on human umbilical cord [27]. Forty healthy control sera were supplied by the Blood Transfusion Service, London ( Table I ). Klebsiella pneumoniae capsular serotypes Klebsiella pneumoniae isolates of capsular types K2 (NTCC-5055), K3 (5056), K21 (9141), K26 (9146), K36 (9156) and K50 (9170) were kindly provided by Dr T. Pitt (Division of Hospital Infection, Central Public Health Laboratory, Colindale). The K17 serotype used was isolated from the faecal sample of a CD patient. We selected the three most frequent serotypes found in the UK, K2, K3 and K21, which are commonly isolated from blood/throat, urine and faeces, respectively [28], and K26, K36 and K50 serotypes which had been reported to evoke higher antibody levels in HLA-B27-positive AS patients compared with other K. pneumoniae capsular serotypes [20]. Isolation of K. pneumoniae Faecal samples were collected from six CD and three UC patients, attending the Royal Free Hospital, London. A loopful of test material was streaked across plates of nutrient agar ( Unipath Ltd, Hampshire) to which had been added 1% w/v inositol, 0.3% v/v of 1% bromothymol blue, 1% w/v Lab lemco and 1% bacteriological peptone. The plates were incubated for 18 h at 37°C. Inositol-fermenting colonies were identified using the biochemical API20E kit (Biomérieux, Hampshire) as K. pneumoniae spp. Three K. pneumoniae isolates from individual CD patients were kindly serotyped by Dr T. Pitt (Central Public Health Laboratory, Colindale). Two positive inositol-fermenting colonies could not be identified further. The third was identified as K. pneumoniae serotype K17 and was isolated from a 24-yrold patient with CD having inactive disease, who previously had a resection of both sigmoid colon and terminal ileum, and was taking 5-ASA. Preparation of whole bacteria The individual K. pneumoniae serotypes were grown in batch culture as described previously [29]. Starter cultures containing 20 ml of nutrient broth ( Unipath 13 g/l ), were set up by inoculating with two loopfuls of bacteria from the nutrient agar slopes. The cultures were incubated at 37°C for 7 h on an orbital shaker, after which 200 ml of nutrient broth in 2 l flasks were inoculated with 10 ml of the corresponding cultures and left shaking at 37°C for 16 h. The bacterial cultures were harvested by centrifugation at 6000 r.p.m. (MSE High Speed18, 6 × 250 ml rotor) for 20 min, washed and suspended in 0.15 phosphate-buffered saline (PBS; pH 7.4); stock solution was prepared to give an OD reading at 540 nm of 0.25 on the Corning Spectrophotometer (Model 258) which gives a suspension of 6 × 108 bacteria/ml. Preparation of capsular extract The capsular polysaccharide of K. pneumoniae was extracted as described by Sahly et al. [20]. Klebsiella pneumoniae isolates of capsular types K2, K3, K17, K21, K26, K36 and K50 were grown on Worfel– Ferguson agar [30] at 37°C for 24 h, followed by another 24 h at room temperature to increase capsule production. Using a sterile, disposable cell scraper (Bibby Sterilin Ltd, Staffordshire), the bacterial lawns were suspended in 10 ml of 0.9% NaCl in a conical flask containing 0.2 mm glass beads. The bacterial suspensions were shaken vigorously for 7 min to detach the capsular polysaccharides, on an orbital shaker, glass beads removed and further centrifuged at 4°C for 20 min at 6500 r.p.m. (Beckman JA-20). Supernatants were filtered using a membrane with a porosity of 0.22 mm (Millipore, Hertfordshire). The filtrate was lyophilized for each of the capsular serotypes and the resulting lyophilizates were dissolved in 1 ml of distilled water. Total carbohydrate content was determined by the phenol–sulphuric acid method [31]. The capsular polysaccharide preparations were diluted in carbonate buffer (0.05 , pH 9.6), giving a final concentration of 2 mg of carbohydrate/ml. Enzyme-linked immunosorbent assay (ELISA) Ninety-six-well, flat-bottomed, rigid polystyrene microtitre plates (Dynatech, Billinghurst) were coated with 200 ml of bacteria or capsular extract in carbonate buffer (0.05 , pH 9.6), overnight at 4°C. The plates were then washed three times with PBS (pH 7.4), 300 ml of blocking solution were added to each well [0.1% (w/v) bovine serum albumin (BSA), 0.05% (v/v) Tween 20] in PBS and incubated for 1 h at 37°C. Excess blocking solution was removed and 200 ml TABLE I General characteristics of the patient and control groups Number Male:female Mean age, yr (range) Mean ESR (range) Mean CRP ± .. Healthy controls Coeliac disease Ulcerative colitis Ankylosing spondylitis Crohn’s disease 40 20:20 41 (30–59) ND 1.2 ± 0.5 50 19:31 35 (11–75) ND 5.2 ± 0.9 38 19:19 46 (24–79) ND 19.2 ± 2.0 40 31:9 50 (19–72) 41 (17–133) 14.3 ± 2.0 46 19:27 41 (20–82) ND 19.7 ± 2.1 ESR, erythrocyte sedimentation rate (mm/h); CRP, C-reactive protein (mg/l ); ND, not done. TIWANA ET AL.: IMMUNE RESPONSE TO KLEBSIELLA IN IBD AND AS 527 serum samples, test or control, diluted 1/200 in PBS– Tween were added in duplicate. Plates were incubated for 2 h at 37°C, followed by the addition of 200 ml of peroxidase-conjugated rabbit anti-human class-specific IgG, IgA or IgM (Dako Ltd, Buckinghamshire) diluted 1/500 in PBS–Tween, and incubated for a further 2 h at 37°C. Development of the colorimetric assay took place at room temperature for 20 min after the addition of 200 ml/well 0.5 g/ml 2,2∞-azinobis(3-ethylbenzthiazoline-6-sulphonic acid) (Sigma, Dorset) in citrate/ phosphate buffer (pH 4.1), containing 0.98 mM H O 2 2 (Sigma). The reaction was stopped with 100 ml of 2 mg/ml sodium fluoride (Sigma) and ODs measured at a wavelength of 630 nm with a micro-ELISA plate reader (Dynatech MR600). All assays were carried out under code, in that the tester did not know whether a sample was a test or control serum. C-Reactive protein determination CRP levels were determined by the single radial immunodiffusion method of Mancini et al. [32] and the results expressed in mg/l of serum. Statistical analysis Differences in immunoglobulin class levels against the various K. pneumoniae isolates in the serum samples of patients and those classified according to disease site were assessed by comparing the proportion in each group having OD units greater than the 95% confidence limits for the population of controls (one-tailed test) using the x2 test, with Yates correction (significance was taken at P < 0.05). The reproducibility of the assay was tested by calculating the coefficient of variation. RESULTS Antibodies to whole bacteria Levels of IgG, IgA and IgM antibodies to each of the seven different K. pneumoniae serotypes were measured by ELISA, and the percentage of subjects (disease and control ) with immunoglobulin levels above the 95% confidence limit of the control population (onetailed test) were determined. A significant percentage of AS patients showed raised IgG levels to whole K. pneumoniae spp. K17 (x2 = 5.60, P < 0.05), K36 (x2 = 13.20, P < 0.001) and K50 (x2 = 4.24, P < 0.05) compared with the healthy control population (Fig. 1A). Furthermore, IgA antibody levels to K21 (x2 = 7.58, P < 0.01), K26 (x2 = 4.78, P < 0.05), K36 (x2 = 6.33, P < 0.05), K50 (x2 = 12.11, P < 0.001) (Fig. 1B) and of IgM to K21 (x2 = 2.85, P < 0.05) were also found to be elevated in a greater number of AS patients when compared with controls (Fig. 1C ). In a significant percentage of CD patients, IgG antibody levels were raised to K17 (x2 = 23.44, P < 0.001), K26 (x2 = 8.16, P < 0.01), K36 (x2 = 21.92, P < 0.001) and K50 (x2 = 13.93, P < 0.001) when compared with controls ( Fig. 1A). A similar IgA response was detected in both CD and AS patients. The IgA antibody level was found to be raised F. 1. —Percentage of ankylosing spondylitis, Crohn’s disease, ulcerative colitis and coeliac disease patients with antibodies ( ELISA OD 630 nm) IgG (A), IgA (B) and IgM (C ) elevated above the 95% confidence limit of controls to whole bacterial preparations of K. pneumoniae serotypes K2, K3, K17, K21, K26, K36 and K50. An asterisk indicates statistical significance compared to the healthy control group; *P < 0.05, **P < 0.01, ***P < 0.001 using x2 test with Yates correction. in a greater proportion of patients above the 95% limit to K2 (x2 = 4.23, P < 0.05), K21 (x2 = 12.24, P < 0.001), K26 (x2 = 13.01, P < 0.001), K36 (x2 = 15.23, P < 0.001) and K50 (x2 = 22.10, P < 0.001) (Fig. 1B). When measuring IgM antibody levels, a significant response was seen using K21 (x2 = 7.01, P < 0.01) and K50 (x2 = 11.40, P < 0.001) (Fig. 1C ). No significant differences in mean antibody levels to any of the K. pneumoniae spp. tested were found when either CD or UC patients were divided into clinically active and inactive groups. Furthermore, there was no significant difference in the number of both CD and 528 BRITISH JOURNAL OF RHEUMATOLOGY VOL. 37 NO. 5 UC patients with antibody levels above the confidence limits when patients were classified according to disease site ( Table II ). A proportion of patients with UC exhibited elevated IgG antibody levels to K. pneumoniae spp. K17 (x2 = 4.51, P < 0.05), K36 (x2 = 9.19, P < 0.01) and K50 (x2 = 5.25, P < 0.05) (Fig. 1A). Two UC patients with AS and who were also HLA-B27 positive had IgG, IgA and IgM antibody levels above the confidence limit to the whole bacteria K2, K3, K17 and K50, and antibodies to capsular extracts of K2, K3, K21, K26 and K50. Both were male; one had disease limited to the left colon, and the second had total colitis. Both had active disease requiring steroid therapy at the time of sampling. One male UC patient with AS who was HLA-B27 negative with total extensive active disease had increased IgG and IgA immunoglobulin levels above the 95% limit to K36 and K50 only. Patients with coeliac disease did not have any antibody class levels elevated above the confidence limits to any of the K. pneumoniae spp. tested. The mean coefficient of variation for IgG bacterial serotype assays was 3.9% (range 2.7–6.9%), for IgA TABLE II Numbers of patients with immunoglobulin class reactivity to K. pneumoniae serotypes (whole bacteria) above the 95% confidence limit of controls in Crohn’s disease and ulcerative colitis patients classified according to disease state Immunoglobulin class Klebsiella serotype Study group IgG IgA 7/23a 2/10b 2/13c IgM K2 CD – – – – – – K17 CD 10/23a 8/10b 7/13c – – – – – – UC 1/8e 4/10f 3/20g – – – – – – K21 CD – – – 12/23a 6/10b 6/13c 6/23a 2/10b 6/13c K26 CD 10/23a 2/10b 5/13c 11/23a 5/10b 7/13c – – – K36 CD 14/23a 3/10b 6/13c 12/23a 5/10b 6/13c – – – UC 3/8e 4/10f 5/20g – – – – – – CD 11/23a 7/10b 4/13c 14/23a 5/10b 7/13c 8/23a 3/10b 5/13c UC 3/7e 4/10f 5/20g – – – – – – K50 a, terminal ileal and colonic disease; b, colonic disease alone; c, small bowel disease only; e, total/extensive disease; f, proctitis alone; g, left-sided disease. F. 2. —Percentage of ankylosing spondylitis, Crohn’s disease, ulcerative colitis and coeliac disease patients with antibodies ( ELISA OD 630 nm) IgG (A), IgA (B) and IgM (C ) elevated above the 95% confidence limit of controls to capsular extracts of K. pneumoniae serotypes K2, K3, K17, K21, K26, K36 and K50. An asterisk indicates statistical significance compared to the healthy control group; *P < 0.05, **P < 0.01, ***P < 0.001 using x2 with Yates correction. assays 7.8% (range 4.7–9.6%) and for IgM assays 4.1% (range 2.8–6.6%). Antibodies to capsular extract IgG antibody levels to capsular extract of K36 (x2 = 3.80, P < 0.05) were found to be raised in a significant percentage of AS patients (Fig. 2A); IgA antibody levels were elevated to K2 (x2 = 11.96, P < 0.001), K3 (x2 = 17.20, P < 0.001), K21 (x2 = 3.79, P < 0.05), K26 (x2 = 8.06, P < 0.01) and K36 (x2 = 6.33, P < 0.05) extracts (Fig. 2B), but no increased IgM antibody elevation to any capsular TIWANA ET AL.: IMMUNE RESPONSE TO KLEBSIELLA IN IBD AND AS extract was detected in AS patients when compared to healthy controls (Fig. 2C ). A significant number of CD patients showed increased IgG antibody levels to capsular extracts of K2 (x2 = 12.69, P < 0.001), K21 (x2 = 7.14, P < 0.01), K26 (x2 = 10.33, P < 0.01), K36 (x2 = 8.04, P < 0.01) and K50 (x2 = 7.39, P < 0.01) in comparison with the controls (Fig. 2A), whilst IgA antibodies were detected to the same K. pneumoniae extracts as those found to be elevated in AS patients: K2 (x2 = 18.48, P < 0.001), K3 (x2 = 25.86, P < 0.001), K21 (x2 = 6.04, P < 0.01), K26 (x2 = 10.61, P < 0.001) and K36 (x2 = 11.48, P < 0.001) ( Fig. 2B). When testing for IgM antibodies, a significant percentage of CD patients had increased levels to K2 (x2 = 3.56, P < 0.05), K3 (x2 = 3.57, P < 0.05), K17 (x2 = 3.82, P < 0.05) and K50 (x2 = 6.04, P < 0.05) extracts compared to controls ( Fig. 2C ). There was no significant difference between mean antibody levels to the K. pneumoniae capsular extracts in CD and UC patients when divided according to disease activity. Furthermore, there was no significant difference in the number of CD patients having antibody class levels above the confidence limit to K. pneumoniae extracts when classified according to disease site ( Table III ). In addition, no antibody class levels were elevated in the UC or coeliac disease groups to any of the capsular extracts tested when compared TABLE III Numbers of patients with immunoglobulin class reactivity to K. pneumoniae serotypes (capsular extract) above the 95% confidence limit of controls in Crohn’s disease patients classified according to disease state Immunoglobulin class Klebsiella serotype Study group IgG IgA IgM K2 CD 11/23a 5/10b 5/13c 15/23a 6/10b 6/13c 6/23a 1/10b 5/13c K3 CD – – – 15/23a 5/10b 10/13c 5/23a 2/10b 5/13c K17 CD – – – – – – 5/23a 3/10b 6/13c K21 CD 9/23a 2/10b 5/13c 8/23a 2/10b 3/13c – – – K26 CD 11/23a 2/10b 6/13c 9/23a 4/10b 8/13c – – – K36 CD 9/23a 2/10b 4/13c 10/23a 5/10b 5/13c – – – K50 CD 9/23a 2/10b 7/13c – – – 6/23a 2/10b 6/13c a, terminal ileal and colonic disease; b, colonic disease alone; c, small bowel disease only. 529 to healthy controls, and there was no statistical difference in the number of UC patients who showed raised IgG antibodies above the confidence limits when classified according to disease site. The mean coefficient of variation value for the capsular IgG assays was 4.8% (range 4.2–5.4%), for IgA assays 6.6% (range 5.4–8.0%) and for IgM assays 3.9% (range 2.3–6.9%). DISCUSSION This study confirms that both AS and CD patients have elevated levels of IgG, IgA and IgM antibodies to K. pneumoniae, whilst UC patients had elevated IgG only. The immune responses also involve Klebsiella bacteria having capsular serotypes other than K26, K36 and K50. The capsular serotypes of K. pneumoniae vary in their pathogenicity. Sahly et al. [20] undertook an extensive investigation of the role of all 77 capsular serotypes in the immune responses of AS patients, comparing them with reactive arthritis following Yersinia infection, rheumatoid arthritis, psoriatic arthritis, systemic lupus erythematosus patients and normal controls. They found that the sera from HLAB27-positive AS patients had significantly higher levels of IgG antibodies to the capsular serotypes K26, K36 and K50 compared to all other groups, suggesting a pre-eminent role for these microbes. We have shown that a certain percentage of AS patients in our populations have significant IgG antibody responses to the capsular extract of K36 and to the whole bacteria of K17, K36 and K50. IgA antibodies to capsular extracts of K2, K3, K21, K26, and to K36 and to whole bacterial preparations of K21, K26, K36 and K50 were also found. In contrast, apart from K21, IgM levels to any of the serotypes could not be demonstrated. To some degree the difference between our results and those of Sahly et al. [20] may be due to different frequencies of K. pneumoniae spp. in the two countries. For instance, in Japan, K. pneumoniae serotypes frequently isolated from the general population are K1, K2, K7, K10, K33 and K43 [33]. In CD patients, we have shown serum IgG elevations to capsular extracts of K2, K21, K26, K36 and K50, and IgA to the same isolates as those detected in AS patients, and IgM antibodies to capsular extract of K2, K3, K17 and K50 with additional raised IgM levels to whole bacteria K21 and K50. The presence of an IgM response to both the whole bacteria and capsular extract may suggest a recent/ongoing exposure to K. pneumoniae, implying that the disease is not quiescent. However, in both CD and UC groups, there was no relationship between increased antibody levels and disease activity or disease site. In UC patients, we found predominantly an increased IgG response to whole K. pneumoniae which was limited to K17, K36 and K50. Two UC patients who had AS and were HLA-B27 positive demonstrated increased humoral immune responses to a greater number of both whole and capsular extracts of Klebsiella serotypes tested compared to the UC patient with AS who was HLA-B27 negative. The CD patients 530 BRITISH JOURNAL OF RHEUMATOLOGY VOL. 37 NO. 5 used were not tissue typed for HLA-B27, but none of the patients studied had AS. An early study reported an antibody elevation in both CD and UC patients to Yersinia enterocolitica 0:3, 0:9 and to K. pneumoniae. However, the serotype of the Klebsiella used was unknown [11]. In related studies, antibody levels to K43 have been shown to be elevated in CD, AS and RA patients [12, 13], but this particular serotype was not used for this study. The association of AS with overt bowel disease is well established with an increased prevalence of IBD in families of AS patients of up to 5%. Oligoarthritis or classical AS occurs in up to 20% of IBD patients [34] and there is good evidence for occult bowel inflammation in many of those with spondyloarthropathies. In a study of ileocolonoscopic findings in 232 patients with seronegative spondyloarthropathy, Mielants et al. [7] observed inflammatory gut lesions in 57% of AS patients. In the follow-up study, 25% of those who had chronic inflammatory changes on initial biopsy had developed CD [35]. In a similar study in Finland, a diagnosis of CD was made on follow-up in 26% of patients with chronic spondyloarthropathy [9]. However, there was no association of gut lesions with the use of non-steroidal anti-inflammatory drugs and similar observations have been made by other groups [8, 10]. This study provides supportive evidence for the possible role of the capsular serotypes K26, K36 and K50 in AS, but also suggests that a broader range of serotypes may be involved. It confirms the presence of both IgG and IgA anti-K. pneumoniae antibodies in AS. In IBD, we found IgG, IgA and IgM antibodies to the majority of the serotypes tested in the CD patients, with a restricted but significant immune response in the UC group. 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