Journal of Alloys and Compounds 439 (2007) 37–54 Electronic structure and chemical bonding in half-Heusler phases Laila Offernes ∗ , P. Ravindran, A. Kjekshus Department of Chemistry, University of Oslo, PO Box 1033, Blindern, N-0315 Oslo, Norway Received 16 August 2006; accepted 30 August 2006 Available online 23 October 2006 Abstract The electronic structure and chemical bonding in half-Heusler phases have been systematically investigated using first-principles, self-consistent tight-binding linear-muffin-tin-orbital calculations within the atomic-sphere approximation (TB-LMTO-ASA). The density-of-states profiles for the mainstream half-Heusler phases exhibit very similar features originating from the cubic, positional-parameter-free AlLiSi-type structural arrangement and resemblances in composition. The electronic structures of these half-Heusler phases are accordingly very suitable for rigidband considerations and predictions made on this basis are tested against actually calculated data. The nature of the chemical bonding has been systematically explored for the large transition-metal branch of the half-Heusler family using density-of-states, charge-density, chargetransfer, electron-localization-function, and crystal-orbital-Hamilton-population plots. The study has laid stress on the remarkable consistency in bonding behaviour among the considered intermetallic phases even though the properties range from non-magnetic metals and semiconductors via ferromagnetic metals to half-metallic ferromagnetic metals, brought about by large spread in element combinations and valence-electron content. The typical half-Heusler phase exhibits an appreciable covalent contribution to the bonding independent of the electronic state at the Fermi-level. The empirical rule that the (numerous) half-Heusler phases with valence-electron content of 18 are semiconducting and more stable than those (metallic) with a higher or lower valence-electron content is substantiated. © 2006 Elsevier B.V. All rights reserved. Keywords: Half-Heusler phases; Intermetallics; Electronic band structure; ELF; COHP 1. Introduction During earlier studies [1–3] of the half-Heusler phases AuMnSb and AuMnSn, a number of interesting features came to our attention. In this and a couple of forthcoming papers, we will address some of these aspects, the present contribution focusing on electronic structure and chemical bonding in the half-Heusler family. AuMnSb and AuMnSn are metallic, soft ferromagnets with large magnetic moments and poor electric conductivity. Structurally these phases belong to the large Heusler family, which comprises the so-called full-Heusler (X2 YZ) phases in addition to the half-Heusler (XYZ) variants. There is no single set of properties that characterizes the entire Heusler family. However, from a structure-chemical point of view the Heusler family are described by only two variables, viz. composition (element combination and to some extent stoichiometry) and the ∗ Corresponding author. Tel.: +47 22 85 55 60; fax: +47 22 85 54 41. E-mail addresses: [email protected] (L. Offernes), [email protected] (A. Kjekshus). 0925-8388/$ – see front matter © 2006 Elsevier B.V. All rights reserved. doi:10.1016/j.jallcom.2006.08.316 cubic lattice parameter. The Heusler family trademark is a simple structural framework that can accommodate a vast amount of different element combinations, resulting in phases with a large diversity in physical properties. In the half-Heusler phases, X is typically a heavy transition metal (T), Y is a light transition metal or a rare-earth metal (R; this branch of the family will, however, only be briefly considered here), while Z is a late main-group element (M), most frequently Sb or Sn. The resulting total number of valence electrons per formula unit, referred to as the valenceelectron content (VEC), varies to a great extent. Fig. 1 illustrates this variation and gives an impression of the multitude of known half-Heusler phases. Gold-containing phases only constitute a small branch of the large half-Heusler family so the scope of the investigation was extended to most of the half-Heusler family. The crystal structure of the half-Heusler phases is of the AlLiSi type (Fig. 2(a); space group F 43m; see Ref. [2]), which can be regarded as an ordered ternary version of the CaF2 -type structure. Referring to the general formulae XYZ, X takes a coordination number of 8 (four X–Y bonds in tetrahedral configuration and another four X–Z bonds in identical configuration). The coordination numbers of Y and Z are 10, both with capped 38 L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 Fig. 1. Histogram for reported half-Heusler phases as a function of valenceelectron content (VEC). The total number of phases included in this representation is 102. (by 4 X) octahedral geometry, amounting to 4 Y–X and 6 Y–Z bonds and 4 Z–X and 6 Z–Y bonds, respectively. The structure has as mentioned no variable positional parameters, leaving the fully ordered, stoichiometric XYZ phases with the lattice parameter, a, as the only structural variable. The other family branch (viz. the X2 YZ full-Heusler phases, named after German chemist Fritz Heusler) is probably still best known for the appearance of ferromagnetism in phases of traditionally non-magnetic elements [4] and localized magnetism in metallic phases [5]. However, full-Heusler phases are nowadays studied with great interest owing to potential utilization in giant magnetoresistance (GMR) [6] and magnetic shape memory [7] devices. The full-Heusler alloys take the Cu2 MnAl-type structure (Fig. 2(c)) from which the AlLiSi type formally derives by leaving half of the X sub-lattice empty in an ordered pattern. The, thus, created voids in the structure give rise to less orbital overlap and consequently to a larger degree of localization and presence of gaps in the density-of-states (DOS). These distinctions give the half-Heusler phases electronic and magnetic properties different from the full-Heusler phases. The electronic structure of the half-Heusler phases varies somewhat systematic as manifested by changes from metallic to semiconducting, through metallic to half-metallic (see below), and back to metallic behaviour as VEC increases [8,9]. The semiconducting characteristics are associated with VEC = 18, and as seen from Fig. 1, VEC = 18 is a highly preferred configuration, over a third of the half-Heusler phases belonging to this category. In general the phases with VEC = 18 are either narrow-gap semiconductors or semimetals (defined as materials with low number of electrons at the Fermi-level, N(EF )). Phases with VEC = 18 have been investigated for potential use in thermoelectric devices [10] and some of the R-containing phases are found to display GMR features [11]. So-called half-metallic ferromagnetic (HMF) materials are found among the phases with VEC = 22 [12]. In the HMF phases, the majority-spin channel exhibits metallic characteristics, while the minority-spin channel exposes a semiconductor-like gap at the Fermi-level (EF ). This should theoretically result in 100% spin-polarized electronic conduction [13–15]. Highly spin-polarized materials, like the HMFs, are technological important in the growing field of spintronics since on adding the spin degree of freedom the data processing speed is imagined increased by orders of magnitude, the electric power consumption correspondingly decreased, and the overall size of electronic devices can maintain the continuously shrinking trend [14,16,17]. HMF materials are, e.g., incorporated in magnetic multilayers, which, due to the spin-dependent scattering of electrons, exhibit GMR. These multilayers are considered important in the development of magnetic recording technology. Some of the HMF half-Heusler phases also show interesting magneto-optical properties, like the large magnetooptical Kerr effect (MOKE) found for PtMnSb [18]. Materials with high MOKE are used in read/write applications in datastorage technology [19]. Several of the ferromagnetic half-Heusler phases with VEC around 22 are not half-metallic, but exhibit a gap in the minorityspin channel in the vicinity of EF . Some of these phases also have a narrow solid-solution range [1,20–22], which does not necessarily include the exact 1:1:1 stoichiometry as, e.g., established Fig. 2. (a) One unit cell of the AlLiSi-type structure adopted by the half-Heusler phases. (b) Extract of the (1 1 0) plane in the AlLiSi-type structure. The dashed cut represents the section for which computational results are presented in following illustrations. (c) The Cu2 MnAl-type structure of the full-Heusler phases. Atoms are labelled according to the general designations X, Y, and Z used in the text. L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 Fig. 3. Histogram for reported half-Heusler phases, which contain 3d elements. Note that a phase which contains two 3d elements, e.g., NiMnSb will appear twice in this representation. The total number of unique phases included in the illustration is 74. for AuMnSn and AuMnSb [1,20]. However, since only a few of the ternary systems which contain half-Heusler phases has been systematically mapped in the form of phase diagrams, a further discussion of trends in non-stoichiometry is postponed to one of the forthcoming papers [23]. The uncovering of interesting magnetic properties has put the focus on half-Heusler phases, which contain 3d elements. Fig. 3 shows how the present knowledge distributes such phases along the 3d series. More than half of them contain either Mn or Ni. Especially, the Mn-based full- and half-Heusler phases are considered to be true local moment phases with the magnetic moment essentially confined to the Mn sites of the structure [24–26]. The occurrence of the unoccupied sites in the structure of the half-Heusler phases relative to that of the full-Heusler phases gives rise to narrower bands and enhances the localized character of the magnetic moments. In fact, the magnetic moments in these Mn-based ferromagnetic half-Heusler phases are approximately integers, specified by the excess amount of electrons (VEC − 18) compared with the 18-valence-electron semiconductors. In view of the large separation of the magnetic Mn(Y) atoms (Mn–Mn distances exceeding 4 Å), the ferromagnetism is thought to be established through indirect exchange interactions, rather than originating from direct d–d overlap [25] between Mn atoms. It has been suggested that the magnetic coupling in the full- and half-Heusler alloys is dominated by Ruderman–Kittel–Kasuya–Yoshida-like (RKKY [27]) exchange interaction between localized moments and itinerant electrons [28], in which the magnetic information is transferred through local spin polarization of the conduction electrons. The resulting co-operative magnetic state should then exhibit ferromagnetic or antiferromagnetic alignment of the moments largely depending on the interatomic distances; a consequence of oscillating variations in the conduction-electron density. Other competing exchange interactions may, e.g., involve superexchange through the s and p electrons of the Z atoms, RKKY indirect s–d 39 exchange, and d–d exchange through polarization and interband mixing (hybridization) [29–32]. The bonding situation in the Heusler family has certainly been discussed in the literature on earlier occasions (see, e.g., Refs. [6,12,29,33]), but the focus has mainly been targeted on the band gaps in semiconducting and HMF phases. The occurrence of semiconducting phases with VEC = 18 has been explained by the “18-electron rule” using an ionic electron counting procedure [33]. The Z atoms constitute the most electronegative part of the half-Heusler phases, followed by the X atoms, leaving the Y element as the electron donating constituent. The formal electron accounting scheme leads to the hypothetic (ionic) configurations X−a (d10 ), Y+b (d0 ), and Z−c (s2 p6 ), where trivially a + c = b. However, this and similar approaches do not convey any information about the bonding situation in the material, the electron counts gathered are merely useful for accounting purposes. All experimental and “theoretical” findings suggest that the half-Heusler phases are largely covalent bonded. The gap in the minority-spin channel in the HMF phases are, e.g., commonly accepted as an effect of covalent hybridization, which leads to bonding and antibonding minority-spin states separated by a gap [29]. The bonding situation in intermetallic materials is messy and the field is in need of new impulses [34]. The traditional empirical-based approach has made use of concepts like electronegativity and atomic size. The elements, which enter a typical half-Heusler phase belong to a fairly narrow range in the electronegativity scale where the tabulated values moreover are burdened with various uncertainties. Strict electronegativity considerations must accordingly be considered unproductive in this case. The simple rigid-sphere packing model is not applicable for the half-Heusler phases either. As evident from Fig. 2, the (position-parameter-free) AlLiSi-type structure requires that the X–Y and X–Z bond distances are equal, which in turn would imply that rigid-sphere Y and Z objects should have identical size. Such a strict size criterion can obviously not be fulfilled for all element combinations, which occur within the half-Heusler family. At least one of the atomic constituents is, therefore, required to exhibit a certain diffuse and polarizable character, which will allow the atom in question to enter the structural framework as a non-spherical object. The Z constituent (late main-group element) of the half-Heusler phases will probably be the softer partner in this case. Although meaningful bondlength data cannot be extracted and evaluated for individual half-Heusler phases, it is still possible to obtain qualitative information from trends in the structure data. Fig. 4 depicts the relationship between experimentally established interatomic X–Y (= X–Z) distances and the Z constitutent for series of half-Heusler phases with Z = Sn and Sb. Note that all phases with available and relevant data are treated and that we have taken the liberty to include a few phases with Z = Ga to indicate the continuation of the relationships to Z from group III of the periodic table (no half-Heusler phases with Z = In are reported). Fig. 4 shows that the phases with VEC = 18 or 22 (viz. representatives with filled or half-filled orbital configuration) exhibit a relatively shorter X–Y bond length than those with VEC = 18 or 22. Comparing the four series in the lower 40 L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 VEC is attempted, with emphasis on differences and similarities, which have potential impact on bonding. 2. Computational details Fig. 4. The X–Y = X–Z bond length (and lattice parameter a) as function of Z component for series of half-Heusler phases. Legends to the symbols used to distinguish the different series are shown on the illustration. The main purpose of the illustration is to visualize that phases with VEC = 18 or 22 (emphasized by thicker solid lines) has a relatively shorter X–Y bond length than the trend established for phases with VEC = 18 or 22. part of the illustration it is seen that there occurs a relative shortening of the X–Y bond on going from Sn to Sb in the NbCoZ and NiTiZ series (with VEC = 18 at Z = Sn) and the CoTiZ and FeVZ series (with VEC = 18 at Z = Sb). This is as expected from the shrinkage in size introduced by shell contraction on electron filling. However, the fact that the shrinkage is much smaller in the two former series (than in the two latter series) suggest a decrease in bond strength on going from the Sn phases to the corresponding Sb phases. In the AuMnZ series (see the upper part of Fig. 4) this behaviour is manifested even clearer since the X–Y bond length increases from AuMnSn (VEC = 22) to its Sb counterpart. In line with the above reasoning this behaviour is not seen for the PtMnZ and PdMnZ phases where the Sb phases (VEC = 22) has the shorter bond length. Likewise, the Sn phases of the IrMnZ, TiRhZ, CuMgZ, and PtMnZ series exhibit similar bond lengths (VEC = 18 or 22 for all phases), whereas the Sb phases of the three latter series (VEC = 18 for TiRhSb and CuMgSb; VEC = 22 for PtMnSb) show a larger contraction in bond length than found for the IrMnZ series. In the rest of this paper, we will explore connections between physical properties and bonding by means of density-functionaltheory (DFT) calculations for “typical” XYZ phases with varying VEC. This paper is sectioned so that, after a brief outline of the computational details, results and discussion are presented together. First, a general overview of the DOS are given for all phases. Then, we turn to the findings for a typical VEC = 18 representative where the different examination tools are also briefly described. In order to evaluate the bonding interactions, valence-charge-density analyses have been preformed for different crystal planes as well as for the three-dimensional structural arrangement. Since the (1 1 0) plane of the AlLiSi-type structure conveniently cuts through the centres of the X, Y, and Z constituents (Fig. 2(b)) most analyses will be presented for this plane only. Finally, a full comparison of phases with different The density-functional-theory (DFT) calculations of the electronic structure are performed within the framework of the generalized-gradient approximation (GGA; with exchange correlation according to Perdew et al. [35]) and the local-density approximation (LDA). First-principles, self-consistent, tight-binding linear-muffintin-orbital calculations within the atomic sphere approximation (TB-LMTO-ASA) [36] were performed for all phases subjected to this study. These calculations are semi-relativistic (i.e., without spin–orbit coupling, but all other relativistic effects included) taking also into account combined correction terms. The basis sets consisted of 6s, 6p, and 5d orbitals for 5d elements such as Au and Pt, 4s, 4p, and 3d orbitals for 3d elements such as Mn and Ni, and 5s, 5p, and 5d orbitals for Sb and Sn. The integration over the Brillouin zone (BZ) was made by the tetrahedron method, sampling a grid of 245 k points in the irreducible part of BZ (4096 in the whole zone). The crystal lattice is divided into space-filling, slightly overlapping spheres centred on each of the occupied atomic sites. An empty sphere is included at the site formally vacated on going from the Cu2 MnAl- to the AlLiSitype structure (Fig. 2(a and c)). The Wigner–Seitz-sphere radii used are scaled so that the sum of the volume of all the spheres equals the volume of the unit cell. The experimental lattice parameters listed in Table 1 are used in the calculations. Volume optimization was performed for some of the main phases, but the outcome of these calculations did not indicate any significant deviation (actual deviations ranging between 0.8 and 1.2%) from the experimental values. Full potential linear-muffin-tin-orbital (FLMTO) band-structure calculations [44,45] were performed for selected phases. The FLMTO method includes spin–orbit coupling and is evidently more accurate than the TB-LMTO method, but although there are certain numeric differences and small shifts in energy, the DOS obtained by the former method gave no additional, qualitative information which justifies a detailed account in this report. All band structures documented in the succeeding section refer to the TB-LMTO calculations. A few results from the FLMTO calculations are reported in Ref. [13]. Crystal-orbital-Hamilton population (COHP) and electronlocalization-function (ELF) plots are calculated according to the TB-LMTO code as implemented in the TBLMTO-47 package [46]. Charge-density (CD) analyses have been performed for the three-dimensional unit cell as well as for different crystal planes. The analyses include charge transfer (CT), which is the self-consistent valence-electron density of the phase under consideration in a particular region, minus the valence-electron density which the corresponding free atom would have exhibited in the same region. This enables visualization of the electron redistribution in the crystal lattice (compared to the electron distribution of the involved free atoms placed on the same locations) caused by the bonding interactions. The present analyses also included the spin-resolved valence-charge L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 41 Table 1 Experimental lattice parameter (quoted from Refs. [1,2,8,9,37–39]) electronic classification according to calculationsa , and calculated and experimental (quoted from Refs. [1,2,8,9,38,40–43]) magnetic moments VEC 8 Phase XYZ MgLiSb a (Å) 6.62 Moment (μB , f.u.−1 ) ICOHP Calculated Experimental X–Y X–Z Y–Z SC 0 – 0.22 1.70 0.18 Classification Optimum COHP Location (eV) 0 ELF VEC mismatch X–Y – [X–Z] [0.88] 16 FeTiSn 6.056 MET ∼10−4 – 1.00 0.92 0.43 +0.38 ∼2 0.56 17 FeTiSb CoTiSn 5.997 5.957 F MET 0.96 ∼10−4 – – 1.04 1.00 1.01 0.90 0.48 0.44 +0.03 +0.17 ∼0.2 ∼1 0.58 0.54 18 NiTiSn CoVSn CoTiSb CuMgSb ZnLiN 5.941 5.98 5.832 6.164 4.877 SC SC SC M SC 0 0 0 0 0 0 0 0 0 0 1.68 0.95 1.07 0.39 0.05 1.72 0.86 1.03 0.86 0.06 0.95 0.46 0.51 0.35 1.19 0 0 0 0 0 – – – – – 0.51 – 0.58 0.46 0.27 19 NiTiSb CoVSb IrMnAl 5.872 5.766 5.992 MET MET F ∼10−6 ∼10−6 1.15 – 0.18 0.4 0.97 1.16 1.28 0.87 1.01 0.96 0.52 0.54 0.29 −0.80 −0.25 +0.40 ∼1 ∼1 ∼1.5 0.49 – 0.48 20 IrMnSn 6.182 F 3.44 2.25 1.16 1.04 0.35 +0.45 ∼1 0.45 21 IrMnSb RhMnSb PtMnSn 6.164 6.145 6.264 F F F 3.08 3.27 3.53 3.1 3.35 3.37 1.21 1.01 1.04 1.10 0.95 0.97 0.40 0.47 0.39 +0.15 +0.32 +0.45 ∼0.2 ∼0.5 ∼0.5 0.49 – – 22 NiMnSb PtMnSb AuMnSn 5.909 6.201 6.323 HMF HMF F 3.91b 4.00 4.00 3.65 4.14 3.8 0.86 1.05 0.86 0.96 1.01 0.88 0.53 0.41 0.39 0 0 +0.01 – – ∼0.2 0.45 0.45 0.40 23 AuMnSb CuMnSb 6.379 6.088 F AFc 4.56b – 4.2 0 (AF) 0.78 0.56 0.85 0.79 0.38 0.52 −0.47 −0.59 ∼0.5 ∼1 0.41 – [0.70] Calculated values are obtained by the TB-LMTO package. ICOHP values are specified for interaction between all atom pairs together with the deviation from the “optimum” COHP and a crude estimate of the corresponding VEC mismatch (from DOS integration; in parenthesis). The ELF column gives the highest ELF for the appropriate attractor. a Abbreviated as SC, semiconductor; MET, metal; HMF, half-metallic ferromagnet; F, ferromagnet; AF, antiferromagnet. b From FLMTO calculations. c From exp. only [39]. density. All these tools have been used to explore the bonding properties. 3. Results and discussion 3.1. Electronic structure—density-of-states Spin-polarized DOS were calculated for about 30 halfHeusler phases with VEC between 16 and 23, the number of phases for each VEC reflecting the shape of the histogram in Fig. 1. To facilitate comparisons and detection of trends we chose phases with similar element combinations for the DOS analyses (Table 1). Since phases with the same VEC turned out to give similar DOS profiles, the following phases are presented as representative for our findings (VEC in parenthesis): FeTiSn (16), FeTiSb (17), CoTiSn (17), CoTiSb (18), NiTiSn (18), NiTiSb (19), IrMnSn (20), IrMnSb (21), PtMnSn (21), PtMnSb (22), AuMnSn (22), and AuMnSb (23). Fig. 5 shows schematic DOSs for VEC values ranging from 16 to 23, while Fig. 6 shows the actual TB-LMTO-calculated total DOS for some of the just mentioned phases. Total and partial DOSs for NiTiSn (18) and AuMnSn (22) are presented in Fig. 7. A few phases that should be considered somewhat different, namely MgLiSb (8), ZnLiN (18), CuMgSb (18), and IrMnAl (19), have also been investigated and the finding for these will be discussed separately (Fig. 8). Generally, the DOSs in Figs. 6 and 7 show very similar features as are to be expected because of the identical (AlLiSi-type; see above) structural arrangement and the resemblances in chemical composition (please note that the phases presented here as “typical”, make up only one branch of the half-Heusler family). The DOS profiles have peaked features, with valleys and pseudo-gaps. The s states are mainly originating from Z and lie low in energy (down to about −12 eV for the Sb phases and down to about −10 eV for the Sn phases). The s states are separated from the p and d states by an energy gap of 1–4 eV. The thereafter following band is essentially composed of X-d states with some admixture of Z-p and Y-d states. The Y-d states are usually (depending on VEC) found above EF . For phases with only small or no spin polarization, the Y-d states are mainly unoccupied, while for the electron-rich, highly spin-polarized phases the majority Y-d states are found below EF , well separated from higher-lying minority Y-d states. The semiconducting VEC = 18 configuration is highly preferred (see Fig. 1). This is to be expected since filling of the bands up to the gap which then separates filled and empty states 42 L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 Fig. 5. Schematic partial density-of-states (DOS) diagrams for half-Heusler phases with different valence-electron content (VEC). State-character labels are indicated on the illustration. (a) Weakly spin-polarized DOSs for VEC = 16 or 17. EF is indicated by the vertical dotted line. (b) Non-spin-polarized DOSs for VEC = 17, 18, and 19, EF being indicated by dotted, solid, and dashed vertical line, respectively. (c) Strongly spin-polarized DOSs for VEC = 20 or 21, 22, and 23, EF being indicated by dotted, solid, and dashed vertical line, respectively. (Eg ) corresponds to a closed-shell configuration with exactly 2 electrons in the s band, 6 in the p bands and 10 in the d bands. Filling of all bonding states while leaving all antibonding states empty, separates bonding and anti-bonding states, lowers the energy and adds stability. On inspection of the DOS for a phase with VEC = 18, e.g., NiTiSn (Fig. 7(a)), some features become evident. This phase is in a non-spin-polarized semiconducting state. The s states, with principally Sn character, lay low in energy (down to about −10 eV) and are separated from the p and d states by a gap of more than 2 eV. The delocalized electrons of the p states also have a large degree of Sn character and extend up to about −5 eV. The more localized d states have mainly Ni character and are also found in this range, the eg and t2g states are separated by a pseudo-gap at around −2 eV. These states are separated from the unoccupied Ti-d states by a band gap Eg ≈ 0.5 eV (recalling that TB-LMTOcalculated band gaps are likely to be underestimated compared to the actual Eg value [47]). The partial DOSs in Fig. 7(a) unveil a definite degree of d–d hybridized interaction between Ni and Ti, suggesting covalent-like bonding along the 1 1 1 directions of the structure. The extent of this hybridization varies according to the energy separation between the d states of the atoms in question, e.g., in the CoTiSb phase (and even more so in the CoVSn phase) the d states of the two 3d elements comes energetically closer together than in the NiTiSn phase and, in turn, this gives rise to a larger degree of d–d mixing in CoTiSb than NiTiSn (see also Section 3.2). As mentioned earlier the VEC = 18 configuration can formally be imagined as arising on complete filling of the d orbitals of X and s and p orbitals of Z and this situation is schematically illustrated with an idealized DOS in Fig. 5(b). In this simple ionic-motivated picture, the Y component poses as cation, donating electrons to the more electronegative X and Z constituents. In the halfHeusler phases, the bonding is certainly not pure ionic, but an L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 Fig. 6. Spin-polarized total density-of-states (DOS) for selected phases with VEC ranging between 16 and 23 (VEC value in parenthesis). Schematic versions of these DOS profiles are found in Fig. 5. Profile a corresponds to Fig. 5(a), profiles b, c, and d to Fig. 5(b) with dotted, solid, and dashed marking of EF , respectively, profiles e/f, g, and h to Fig. 5(c) with dotted, solid, and dashed marking of EF , respectively. Locations of EF according to the theoretical calculations are indicated by dashed vertical lines. ionic description can still be used as a simple electron counting tool. The half-Heusler structure does allow deviations from the VEC = 18 configuration. For the phases where X and Y both are T elements the VEC mainly varies between 16 and 23. According to the simple ionic description VEC = 23 corresponds to filling of half of the d orbitals of the Y constituent, giving rise to electron configurations which exhibit co-operative magnetic properties. For the phases where X is a T element, while Y is a R element, VEC mainly varies between 25 and 32, which corresponds to a variation between half-filled and filled f orbitals for the R element. Concentrating on the phases where X and Y both are T Fig. 7. Total and partial spin-polarized density-of-states (DOS) for (a) NiTiSn and (b) AuMnSb. Total DOS profiles are shown by solid lines, while X, Y, and Z partial DOS profiles are marked by dashed, dot-dashed, and dotted lines, respectively. EF is marked by dashed vertical lines. 43 Fig. 8. Total and partial spin-polarized density-of-states (DOS) for (a) MgLiSb; (b) ZnLiN; (c) CuMgSb; (d) IrMnAl; VEC values in parenthesis. Total DOS profiles are marked by solid lines, while X, Y, and Z partial DOS profiles are marked by dashed, dot-dashed, and dotted lines, respectively. EF is marked by dashed vertical lines. Note that the scale on the DOS axis varies between the illustrations. elements, two possibilities should be considered for VEC = 18. One can adopt a non-spin-polarized rigid-band approach and retain the basic DOS for the VEC = 18 situation (viz. the valence saturated semiconductor case), but accept degrees of filling that are insufficient (VEC = 16 or 17; Fig. 5(b), vertical dotted line) or excessive (VEC = 19 or 20; Fig. 5(b), vertical dashed line). The resulting phases will be non-magnetic and metallic, as demonstrated by the calculated DOS properties for FeTiSn (Fig. 6(a)) and CoTiSn (not shown). These phases will balance on the border between magnetic and non-magnetic variants, and depending on N(EF ) these phases will be highly influenced by any deviation from the ideal 1:1:1 stoichiometry or atomic disorder. FeTiSn is found experimentally to be non-magnetic [9] in accordance with the calculation whereas CoTiSn is experimentally reported to be weakly ferromagnetic with a magnetic moment of 0.35μB [48] (more accurate magnetic data for this phase can be obtained by full potential calculations). The latter phase may, therefore, provide an example of the situation that arises when the filling of DOS according to the rigid-band approach results in a large number of electrons at the Fermi-level. Such a situation should make a spin-polarized configuration preferred according to the Stoner criterion [49,50]. For the phases with VEC lower than 18, exchange interaction only results in minor energy shifts, as illustrated by, e.g., the calculated DOS for FeTiSb in Fig. 6(b), and depicted schematically in Fig. 5(a). The spin polarization of this phase gives rise to a calculated total magnetic moment of 0.96μB per formula unit and the local magnetic moments at the Fe(X) and Ti(Y) sites are 0.81 and 0.10μB , respectively. The VEC < 18 situation is accordingly different from that for the VEC > 18 phases (see below) where magnetic moments are largely confined to the Y site. FeTiSb is experimentally reported to be a metallic ferromagnet with a low magnetic moment [9]. For most phases with VEC > 18 the splitting of the Y-d orbitals is complete (see Fig. 6(d–g)) giving rise to large local magnetic moments associated with the Y atom. For the minorityspin electrons a gap opens up in the vicinity of EF and below this gap nine electrons will fill exactly one s, three p, and five d 44 L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 bands in the minority-spin channel. Corresponding orbitals are also accommodated in the majority-spin channel, and additional electrons can enter the majority Y-d band. As a rule of thumb, the orbital splitting of the Y-d states results in spin-only magnetic moments corresponding to about 2ST = VEC − 18 [33,51]. For the special case of VEC = 22, EF is located at, or within, the minority-spin gap, and several of the VEC = 22 phases are accordingly to be classified as HMF materials (schematically shown in Fig. 5(c), solid vertical line). Of the VEC = 22 phases, PtMnSb and NiMnSb are commonly recognized as HMF phases, while another interesting phase, AuMnSn, has been obtained recently by the authors [20]. However, AuMnSn is not a proper HMF phase since both tightbinding and full potential calculations establish that EF is located slightly below the gap in the minority-spin channel. This phase must accordingly be classified as a ferromagnetic (F) metallic phase with poor conductivity although the overall features of its electronic structure are similar to the other phases with VEC = 22. In the partial DOS profiles of AuMnSn the s electrons lay low in energy (as for the NiTiSn phase, see above), and are separated from the p and d electrons by a band gap of more than 1 eV. The weakly spin-polarized d electrons of Au dominate the region between −6.5 and −3.5 eV and the strongly spin-polarized d electrons of Mn dominate the higher energy region. The majority-spin d states are found in the region between about −3.5 and −1 eV, while the minority-spin d states are found above EF from about 0.4–3 eV. Both the Au- and Mn-d energy levels are well localized. Compared to the elemental fcc phase of gold the bulk of the Au-d states for AuMnSn falls in a narrower energy range (∼−7 to −5 eV) and these electrons must thus be regarded as more localized than those in gold. This is also evident from the peaked DOS features and the separation of the eg and t2g states by a pseudo-gap (Fig. 7(b)). For Mn the striking feature is the exchange splitting of the d states by around 4 eV. In relation to the band filling the majority-spin states are located well below EF , whereas most of the minority-spin states occur above EF and remain empty. This leads to a calculated magnetic moment of 4.00μB for AuMnSn, in accordance with the prediction of the (VEC − 18) rule. The calculated magnetic moment complies accordingly quite well with the experimental value (3.8μB [3]) in particular when attention is called on the fact that the measurements were done on samples with some deviation from the 1:1:1 stoichiometry assumed in the calculations. The Sn-s states are lowered in energy compared to the situation in the element Sn (-modification; fcc-type structure; metal), and the characteristic higher-lying peaks attributed to p states in the DOS of -Sn are completely lost and spread over the whole energy range in the DOS of AuMnSn. Using rigid-band reasoning with the VEC = 22 spin-polarized HMF case as a starting point, it follows that the phases with VEC = 19, 20, and 21 should have EF below the gap in the minority-spin channel while phases with VEC = 23 should have EF above the gap (Fig. 5(c), dotted and dashed vertical line, respectively). These phases are accordingly to be classified as metals. The actual calculations for IrMnAl (VEC = 19) show that there is no proper gap in the minority-spin channel, a feature that can be traced back to a lesser degree of hybridization (due to the lower polarizability of Al relative to Sn or Sb) and the corresponding limited splitting of the Mn states. However, a rather prominent pseudo-gap is found at EF (Fig. 8(d)). In IrMnSn (VEC = 20) and IrMnSb (VEC = 21) the exchange splitting of the Mn states are significantly larger, and these phases exhibits a gap in the minority-spin channel 0.4 and 0.2 eV above EF , respectively. According to the (VEC − 18) rule, IrMnAl should have a magnetic moment of 1μB , while IrMnSn and IrMnSb should have moments of 2 and 3μB , respectively. The actual, calculated values are 1.15, 3.45, and 3.08μB , respectively, implying a marked discrepancy with the predictions of the (VEC − 18) rule for IrMnSn. However, this discrepancy is not confirmed experimentally, where IrMnSn samples (indeed with some nonstoichiometry [38]) have been reported with a magnetic moment of 2.25μB . In general, structural disorder or deviation in stoichiometry can have large effects on physical properties and even small changes in the position of EF can alter N(EF ) drastically. Changes in N(EF ) obviously influence electrical conductivity, but in spin-polarized cases also the magnetic properties can be altered appreciable and certain phases can go from magnetic to non-magnetic and vice versa. Half-Heusler phases, which are located close to a magnetic–non-magnetic boundary (viz. phases with VEC = 16, 17, 19, and 20) will be especially sensitive to such imperfections [9]. In the case of AuMnSb with VEC = 23, the gap in the minority-spin channel lies 0.4 eV below EF . This leads to filling of minority Y-d states, and thus to a reduction of the magnetic moment from the expected value of 5μB according to the (VEC − 18) rule. The calculated magnetic moment of 4.56μB is still somewhat higher than the experimental value of 4.2μB [1]. This may be associated with the non-stoichiometry of the phase and/or the non-account of orbital moment in our calculations. If one goes from phases with VEC = 23 to those with VEC = 24 (e.g., by substitution) the expected gain in energy achieved by the large exchange splitting and thereupon enhanced magnetic interaction now becomes lost. In other words, the extra electron added to the minority channel lowers the magnetic moment and consequently overrules the relative stability gained by exchange splitting and magnetic interaction. There is, in fact, no reports on any half-Heusler phases with VEC = 24. A calculation of the band structure for the hypothetical phase AuMnTe (VEC = 24) result in a magnetic moment of about 4μB and a high N(EF ) value indicating instability of such a phase. There are exceptions, which do not follow the abovedescribed systematics, and a few representative phases (Fig. 8) with anomalous behaviour are briefly considered below (see also Sections 3.2.1 and 3.2.2). Some VEC = 18 phases (e.g., CuMgSb) are found to be semimetals, viz. metals with low N(EF ). The calculated DOS for CuMgSb is shown in Fig. 8(c). On going from a heavy to a lighter T element on the X site, the spin–orbit coupling gradually decreases [52], and exchange of the T-3d constituent on the Y site with an alkaline-earth element introduces a marked distinction between the X and Y atoms. The effect of these chemical encroachments is a substantial reduction in the covalent component of the bonding interaction (see Section 3.2.1). The less pronounced covalent hybridization thus leads to a more “smeared” electronic profile, resulting in a lower L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 degree of localization and a loss of the band gap at EF . With more ionic character (found for, e.g., the ZnLiN phase; Fig. 8(b)) low lying DOS peaks can appear as a consequence of electron transfer from the electropositive (here Li) to the more electronegative (here N) constituent. The DOS of MgLiSb, however, shows some surprising features (Fig. 8(a)). This phase has VEC = 8 and fulfils the traditional octet rule. From the nature of the alkali and alkaline-earth elements one might expect a highly ionic phase, but the DOS indicates a large degree of covalent character, as seen by the almost identical profile of the partial DOS of the participating atomic constituents (see Section 3.2.1). According to the DOS profile (Fig. 8(d)) the VEC = 19 phase IrMnAl is metallic with a pseudo-gap in the minority-spin channel at EF . The similarity of the partial DOSs of the Ir and Mn atoms indicate X–Z hybridization (from −5.0 to EF ) as for the typical half-Heusler phases discussed above, but in the case of IrMnAl the partial DOS also indicate covalent Ir–Al and Mn–Al interactions (see Section 3.2.1). 3.2. Chemical bonding The bonding characteristics of intermetallic phases are usually rather complex, and to investigate the bonding behaviour of the half-Heusler phases several computational tools have been applied. (Note that some of these analyses simply represent mathematical transpositions of one given dataset into another form in order to visualize different aspects of the data.) To make the presentation as lucid as possible each “tool” will be introduced accompanied by the results for two selected half- 45 Heusler phases, viz. NiTiSn and AuMnSn, which can serve as representatives for the semiconducting (VEC = 18) and metallic phases, respectively. Thereafter, a more comprehensive and trend-focusing discussion of the findings for the half-Heusler family will be conducted. 3.2.1. Charge density, charge transfer, and electron-localization function The charge density (CD) for NiTiSn in the (1 1 0) plane (Fig. 9(a)) unveils significant amounts of charge between Ni(X) and Ti(Y) as well as between Ni(X) and Sn(Z). In general we see electron accumulations between X and Y and between X and Z whereas that between the Y and Z is comparably smaller. The outermost electrons of the soft Z atom are somewhat polarized toward Y. In Fig. 10(a) the three-dimensional CD is represented by an isosurface, the value of which being chosen to visualize bonding regions. From the CD alone it is difficult to draw safe conclusions as to whether an accumulated charge between two atoms stems from bonding electrons. One approach is to turn to charge-transfer (CT) maps (see Fig. 9(c) for CT in the (1 1 0) plane of NiTiSn). Fig. 9(c) shows that there has occurred a significant transfer of charge from the region of the atomic spheres of X and Y to the interstitial region between them, indicating a directional, covalent character of the X–Y bond. The added charge in the region between the Sn(Z) atoms is (as evident from three-dimensional CT representations) actually the middle of the horse-shaped feature between Ni(X) and the two out-of-plane Ti(Y) atoms. No other intermediary atomic constellations have gathered charge Fig. 9. Maps of (a) charge density; (b) ELF (electron-localization function); and (c) charge transfer for NiTiSn; (d) charge density; (e) ELF; and (f) charge transfer for AuMnSn. All plots refer to the (1 1 0)-plane and for easy comparison the same scales and number of contour lines are used in corresponding plots. Note that the actual scales and cut-off values are chosen for clarity. The charge density scale in parts a and d are from 0.020 to 0.10 e a.u.−3 with 10 levels in each map, while the ELF scale in parts b and e are from 0.20 to 0.50 with 8 levels in each map. In parts c and f regions with positive and negative values are given with solid and dashed contour lines, respectively. The locations of the X, Y, and Z atoms are the same as in Fig. 2(b). 46 L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 Fig. 10. Three-dimensional isosurface representation of (a) charge density and (b) ELF for NiTiSn. The value of the charge density isosurface is 0.37 e a.u.−3 . The value of the ELF isosurface is 0.44 and the enclosed attractors are visible as discs positioned between the Ni and Ti atoms. The blacking of the Ni(X), Ti(Y), and Sn(Z) atoms are the same as in Fig. 2(b). and neither of the atomic sites have gained net charge relative to the constituents in the free atomic form. The electron-localization function (ELF) is a ground-state property that is useful to visualize and distinguish between different bonding interactions in solids [53,54]. ELF is limited to a value between 0 and 1 and for simple valence compounds the qualitative interpretation of the ELF is often straightforward. An ELF value of 0.5 indicates that the Pauli repulsion at the point in question is the same as that of uniform electron gas with the same density [55]. Such intermediate ELF values will thus, e.g., be found for regions with metallic bonding in typical Drude metals. ELF should be close to one in regions ruled by light maingroup elements with paired electron configurations (low Pauli repulsion) such as covalent bonds or lone pairs. Paired electrons in covalent bonds are expected to manifest themselves in ELF maps as enclosed valence-electron basins with high ELF values (called attractors), symmetrically centred along the bond axis. In polar-covalent materials the attractor will be positioned closer to, and bent toward, the more electronegative atom. Ionic-like interactions can be recognized through electron basins with roughly spherical distribution around the atomic cores, positioned so that no attractor is found on the direct line between two interacting atoms. Bonding s and p orbitals in simple materials gives ELF values close to one. (Typical maximum values for attractors in covalent-bonded organic molecules are 0.8 [53].) The same qualitative picture of ELF holds for intermetallic phases, but since the ELF is derived from an expression that varies with the quantum number l, the ELF values diminish as l increases [56]. Therefore, as a rule, higher-angular-momentum quantumnumber orbitals, such as d orbitals, tend to give rather indistinct ELF characteristics, both with respect to attractor volume and the numerical size of ELF (maximum attractor values of only 0.4–0.5 are found for polar covalent bonds involving 3d orbitals [57]). In addition, intermetallic phases show an intimate mixture of a wide variety of bonding forms (see, e.g., Ref. [34]), resulting in considerably smaller differences between extremes in terms of ELF. For intermetallic phases containing both late main-group and transition-metal constituents, such as found for the typical members of the Heusler family, the higher ELF values are likely to be found in the region of the late main-group constituent, regardless of the bonding characteristics. The ELF of NiTiSn in the (1 1 0) plane (Fig. 9(b)) shows the expected large ELF level around the Sn site. Turning the attention to the more interesting interstitial regions, the main feature is the attractor located between Ni(X) and Ti(Y) confirming a certain covalent character for this bond. The attractor has a maximum ELF value of 0.51 (see, e.g., Ref. [57] for a discussion on ELF values in transition-metal compounds) and located some 20% closer to Ni(X) than Ti(Y). This is in line with the findings from DOS. In the three-dimensional representation of the ELF for NiTiSn (Fig. 10(b)), the value of the isosurface, 0.37, is chosen to enclose and emphasize the Ni–Ti attractors (seen as discs in between the atomic spheres). Insight into the nature of the Ni–Sn (X–Z) bond is harder to extract from ELF, since any attractors close to the Sn(Z) atom would be blurred by the high ELF values associated with the atom itself. To avoid this interference the CD and ELF were plotted for certain energy windows only (Fig. 11), thus visualizing the situation by differentiating between electrons with different energies. In NiTiSn it is mainly electrons with energy between −2.25 eV and EF that contribute to the covalent bonding between Ni(X) and Ti(Y) (Fig. 11(a and b)). This is in accordance with the expectations from DOS since this energy range comprises the main part of the Ni-d states (see Fig. 7(a)). The main charge distribution found between Ni(X) and Sn(Z) (Fig. 11(c)) is from the lower energy range from −5.10 to −2.25 eV, and the ELF map (Fig. 11(d)) indicates some polar-covalent character of this bond since an attractor bent toward Sn(Z) is located between the two atoms. The s electrons found in the energy range −10 and −7 eV are mostly confined to the Sn atoms as expected from the DOS analysis (Fig. 11(e and f)). The CD distribution of AuMnSn (Fig. 9(d)) is similar to that of NiTiSn, demonstrating finite charge distribution between Au(X) and Mn(Y) as well as between Au(X) and Sn(Z). The corresponding CT to the interstitial regions of Fig. 9(f) also shows similar features to (c), but the magnitude of charge transferred L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 Fig. 11. Charge density and ELF maps for NiTiSn in selected energy windows: (a) −2.25 eV to EF ; (b) −5.10 to −2.25 eV; (c) −10 to −7 eV. The topological partitioning of each map is conveniently chosen to present the most prominent features in the respective energy windows. The locations of the X, Y, and Z atoms are the same as in Fig. 2(b). is significantly less in AuMnSn than NiTiSn. These similarities and distinctions are also reflected in the ELF map (Fig. 9(e)) where the attractor found between Au and Mn is located along the connecting line between the atomic-sphere domains. The attractor is also in this case positioned closer to the Au(X) site in analogy with the findings for NiTiSn, but the maximum value of ELF for AuMnSn is lower (0.40) than the corresponding value for NiTiSn. The larger ELF value at the acceptor maximum for the VEC = 18 phase NiTiSn could at first glance be associated with the semiconducting behaviour of NiTiSn compared to the metallic behaviour of AuMnSn (see Section 3.2.2). However, when the maxima in the attractor values for all half-Heusler phases subject to this study are compared, it becomes clear that the semiconducting behaviour is not solely responsible for higher ELF attractor values. As can be seen from Table 1, 47 the phases with VEC = 16 or 17 have in general higher ELFattractor values and those with VEC > 18 have lower values than the VEC = 18 phases. Several factors like the electronegativity difference between X and Y, the selection of the Z atom, and the lowering of ELF for constituents with high l values, seem to be of some importance for evaluation of the strength and character of the X–Y interaction (see also Section 3.2.2). The above view of the half-Heusler phases has somewhat different perspective from that seen from DOS (Fig. 8) and brings out different features in terms of CD and ELF characteristics. A few exceptions from the general trends indicated above will now be considered in terms of ELF (Fig. 12). The VEC = 18 phase CuMgSb behaves like the other half-Heusler phases, but since this phase is metallic the degree of hybridization must be somewhat smaller than for the semiconducting VEC = 18 phases. This is reflected in a maximum value of only 0.46 for the ELF attractor (Fig. 12(a) and Table 1). The other deviating VEC = 18 phase in Table 1, ZnLiN, does not show any significant attractors between the atomic spheres. The maximum value in the ELF between Zn and Li is too small to be considered as indication of covalent bonding, another notable feature being a weak polarization of N toward Li. The largely ionic character for ZnLiN is thus confirmed by the ELF characteristics (Fig. 12(b)). The covalence of the MgLiSb phase with VEC = 8 is also confirmed by the ELF map (Fig. 12(c)), the Sb atoms being largely polarized toward Mg and the attractor is located close to Sb on the connecting line between Mg and Li with a maximum ELF value of 0.88. This bond should accordingly be classified as a distinctly polar-covalent bond. Another special case is provided by the VEC = 19 phase IrMnAl. For IrMnAl both the CD and the ELF map (Fig. 12(d)) show a significant charge distribution between all three kinds of atoms and the ELF map indicates a large degree of hybridization for the Ir–Mn, Ir–Al, and Mn–Al bonds. The attractor associated with the Ir–Mn bond is located half way between the atomic spheres and exhibits a lower maximum value than the attractors on the Ir–Al and Mn–Al bonds that are positioned close to, and bent toward, Al. These features lead one to characterize the Ir–Al and Ir–Al bonds as polar covalent. The shorter Ir–Al bond takes the highest ELF attractor value as expected (Table 1). 3.2.2. Crystal-orbital-Hamilton population The COHP, which is the Hamilton-population-weighted density-of-states, is a partitioning scheme for the band-structure energy in terms of orbital-pair contributions [58,59]. Negative values for the COHP parameter indicate bonding, whereas positive values indicate antibonding behaviour, and COHP thus provides energy-resolved visualization of the chemical bonding. The bond strength between two interacting atoms in a solid can be investigated by looking at the complete COHP between them, taking into account all valence orbitals. The integrated COHP (ICOHP) up to EF is, therefore, used as a qualitative measure of mainly covalent bond strength. The bond strength between pairs of interacting X, Y, and Z atoms in the half-Heusler phases is thus investigated by calculating the COHP and comparing the ICOHP values (data for selected, presumably representative 48 L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 Fig. 12. ELF for: (a) CuMgSb; (b) ZnLiN; (c) MgLiSb; and (d) IrMnAl. All plots refer to the (1 1 0) plane. Note that the scale and cut-off values on these illustrations vary (from 0.10 to 0.60, from 0.050 to 0.70, from 0.010 to 0.85, and from 0.0010 to 0.75 in parts a, b, c, and d, respectively, with 10 levels in each map). The locations of the X, Y, and Z atoms are the same as in Fig. 2(b). phases are included in Table 1). The COHP profiles for NiMnSn and AuMnSn are shown in Fig. 13. The COHP for all bonds of NiTiSn (VEC = 18) confirms bonding electrons in the entire energy region below EF and predominantly antibonding electrons above EF . In the energy region below −5.1 eV the s-orbital interactions predominate. The interactions associated with Sn, viz. Ni–Sn and Ti–Sn, show strong bonding interaction as expected from the more pronounced s character usually connected with Sn. The energy region from −5.1 eV to the pseudo-gap at −2.3 eV, is also dominated by the Ni–Sn interactions, but here one also finds bonding contributions from Ni–Ti and Ti–Sn interactions. The main bonding interaction in the energy region from −2.3 eV to EF originates from the Ni–Ti bonds, especially around −2 eV (−2.3 to −1.6 eV) where COHP exhibits a large feature for this bond and little or no contribution from the other bonds. The shape of the COHP curve for the Ni–Ti bond mirrors that of the partial DOS of Ti (except for differences in magnitude), which in return show large similarities to the partial DOS of Ni (see Fig. 7(a)). This behaviour of the COHP is typical for covalent interactions. The pronounced feature in the COHP for the Ni–Ti interaction around −2 eV can be recognized in the orbital projected partial DOSs for the atoms with d character, both atoms exhibiting large peaks of d character in this region. The COHP curve for the Ni–Sn bond also shows distinct similarities to the partial DOSs for Ni and Sn. Such features are usually found to be correlated with covalent interaction, but the COHP bonding interactions are most dominant in the low energy region, which is typical for ionic interactions. These features suggest that the Ni–Sn bond has a certain polar character. The longer Ti–Sn bond has a COHP profile with low-to-intermediate values in the entire energy region. Orbital-resolved COHP calculations show that the bonding interaction between the Ni and Sn atoms is mainly of sp3 character (the orbital-projected COHP-calculated interaction between the s orbital of Sn and the three p orbitals of Ni are equivalent and vice versa). The equal lengths of the Ni–Ti and Ni–Sn bonds indicate similar bond strength, and this is indeed also brought about by the ICOHP values (see Table 1, recalling that ICOHP primary reflects strength of covalent interaction). According to the ICOHP data the longer Ti–Sn bond should have almost half the strength of the Ni–Ti and Ni–Sn bonds. The bond strengths derived from the ICOHP values for NiTiSn are large compared to those for the other half-Heusler phases. The ICOHP values for Ni–Ti and Ni–Sn are slightly smaller than (really of the same magnitude as) the ICOHP value of 2.3 found for the Sn–Sn bond in semiconducting ␣-Sn. The Ni–Sn bonding interaction appears to be strongest in the lower part of the energy range, coinciding with the low lying states of mainly Sn-s character in the energy range −9.8 to −7.1 eV, and partially the Sn-p and Ni-d energy L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 Fig. 13. Crystal-orbital-Hamilton population (COHP) represented: (a) schematically; (b) as obtained computationally for NiTiSn; (c) as obtained computationally for AuMnSn. In part a three different positions of EF are shown with vertical lines, in parts b and c the interactions between X–Y, X–Z, and Y–Z atomic pairs are distinguished by solid, dashed, and dotted profiles, respectively, as also labelled on the illustrations. states in the range −5.0 to −2.3 eV. The Ni–Ti interaction dominates the region from −5.0 eV to EF and the COHP profile is mirroring the partial DOS profiles of Ni and Ti, indicating a large degree of hybridization (see Fig. 7(a)). There is a large feature in the COHP profile for the Ni–Ti bond around −2 eV, which appears to be correlated to a peak in the Ni-d states. This feature is not recognized in the Ni–Sn and Ti–Sn interactions. The COHP of the Ti–Sn interaction is fairly low in the whole energy range and the resulting ICOHP indicates lower bond strength in accordance with the inferences from the bond lengths. The ICOHP values for AuMnSn (Table 1) indicate that the strength of the Au–Sn bond is of the same magnitude as the 49 Au–Mn bond and about twice the strength of the Mn–Sn bond, in full accordance with the inferences from the bond lengths. The Au–Sn bonding interaction (Fig. 13(c)) is strongest in the lower part of the energy range, coinciding with the band of mainly Sn-s character at −10.2 to −8.1 eV, and the largely localized Au-d states at −6.4 to −4.9 eV (see Fig. 7(b)). However, the situation for the Au–Mn interaction is different, since the bonding interactions are strong both in the region dominated by Au-d states and in the higher energy range from −6.4 eV to EF where the partial DOSs of Au and Mn show appreciable hybridization. The COHP profile in the latter region does not mirror the profile of the localized majority-Mn-d states since these unpaired electrons are magnetic and non-bonding. The strengthening of the X–Y bond on going from AuMnSn to NiTiSn seen in the ELF maps is supported by the findings from the COHP. The COHP of the Ni–Ti interaction show a large feature around −2 eV, which is not recognized in the Au–Mn COHP. This distinction can be understood by looking at the orbitalprojected partial DOS of the atoms concerned. At −2 eV the main feature in the site-projected DOS of Ni is of d character and this has a predominant d-orbital feature as counterpart in the partial DOS of Ti. This d–d interaction is not favoured in AuMnSn since the d electrons of Mn participate in magnetism rather than bonding. The strengthening of the X–Z bond is also reflected in enhanced bonding contributions in the higher energy range, but these are more evenly distributed over the energy range and can, therefore, not easily be assigned to a single interaction. A comparison of the ICOHP data for NiTiSn and AuMnSn may be somewhat misleading. The semiconducting phases such as CoTiSb and CoVSn also have ICOHP values comparable to those of AuMnSn. A comparison (in this respect more appropriate) between NiTiSn and NiTiSb shows that the bond strength is lowered when the semiconducting state disappears. Apart from this, the differences in the ICOHP values seen in Table 1 seem to stem from intrinsic differences inherent in the element combinations concerned rather than differences in VEC. For half-Heusler phases containing light elements, e.g., Li, N, Mg, and Al, the atomic interactions will be necessarily different because of large relative size differences that occurs when these constituents are involved and the lower polarizability of these atoms. In MgLiSb and ZnLiN, which contain two light elements, only one of the interaction pairs takes a significantly large COHP level, strengthening the claim that these phases, bonding-wise, belong to a separate branch of the half-Heusler family. According to Rytz and Hoffman [60], Dronskowski [61], and Landrum and Dronskowski [59] one can also obtain insight into the stability of a phase by examining the COHP for all bonds. For a stable, semiconducting phase EF will separate bonding and antibonding states and thus ensure optimized bonding and minimized energy. Such a state can be recognized and characterized by the “optimized” COHP and this situation is depicted schematically in Fig. 13(a) as the horizontal part of the COHP curve in the region near EF (level indicated by a dashed vertical line). If the atomic interactions are antibonding at EF according to COHP (see the dotted vertical line in Fig. 13(a)), stability may be induced by removing or reducing the amount of antibonding states by some kind of perturbation, viz. introducing changes 50 L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 in electronic structure, crystal structure or compositional stoichiometry. Conversely, if COHP is bonding at and above EF (see the dotted-dashed line in Fig. 13(a)) a perturbation that maximizes the bonding will also stabilize the phase. The present calculations have been performed on phases, which are known to exist and with the experimentally established lattice parameter for a confirmed AlLiSi-type atomic arrangement. However, the strict 1:1:1 stoichiometry used in the calculations for all phases is certainly not generally correct since some of the more carefully investigated phases definitely have been shown [20] to exhibit deviations from the equiatomic stoichiometry. A closer examination of the COHP near EF for such phases is likely to provide an estimate for how large the probable deviation in stoichiometry might be. Another utilization of the COHP concept could be to stipulate the effect of variation in VEC on substitution by examining the occurrence of bonding, non-bonding, and antibonding states around EF . Then upon integration of DOS this situation may be converted into electron content for a hypothetical substituted phase, which in turn may be subjected to experimental testing. The basic empirical hypothesis that the numerous VEC = 18 phases are more stable than those with VEC = 18 is substantiated by COHP. For the VEC = 18 phases EF lies between bonding and antibonding states as expected for semiconducting phases and VEC = 18, therefore, serves as a point of reference. For example, looking at the COHP for the electron-deficient phase FeTiSn (VEC = 16) optimum VEC is found 0.41 eV above EF . A crude integration of DOS from EF to 0.41 eV indicates that a supply of approximately 2 electrons will fill up the bonding states. Hence, an atomic substitution in FeTiSn that does not change the DOS profile significantly (viz. assuming a proper rigid-band filling) is likely to provide a stable phase. The existing VEC = 17 phases FeTiSb and CoTiSn exhibit COHP and integrated DOS profiles which indicate stabilization upon adding one electron by substitution, e.g., only bonding or non-bonding states are filled in such substitutions. The “two-electron-substituted” VEC = 18 phase CoTiSb exists and the COHP characteristics of this reflect semiconductivity. However, exchanging all atoms in FeTiSn with the nearest neighbour higher valent atom from the periodic table also gives an existing phase, namely CoVSb (VEC = 19). The COHP for this phase indicates a certain destabilizing tendency brought about by excess of electrons (the electrons close to EF are involved in antibonding interactions). Exchange of Sb for Sn leads to removal of these states and yet another existing phase, CoVSn (VEC = 18), is obtained. The VEC = 19 phase NiTiSb also comprizes antibonding states at EF and its “optimized” COHP occurs at 0.80 eV below EF . A “optimized” situation can in this case be obtained by removing one electron by substitution of one of the constituents by a lower valent element. All the resulting VEC = 18 combinations CoTiSb, NiScSb, and NiTiSn exist and exhibit semiconducting properties. The VEC = 19 phase IrMnAl does not follow the pattern outlined above. The DOS of IrMnAl show that a rigid-band-like removal of electrons to VEC = 18 will not give a semiconducting phase. The light main-group-element Al gives rise to a much smaller degree of hybridization than the heavier atoms generally found in half-Heusler phases, and subsequently no gap is found in the DOS profile. According to the COHP there appears to be no gain in bonding interaction on substitution with an atom with one electron less. On the other hand, a substitution which brings about an additional 1.5 electrons should provide a stable phase. There is no report on any other Al-containing halfHeusler phases, but IrMnSn (VEC = 20) and IrMnSb (VEC = 21) do exist. The COHP and DOS data for these phases indicate that stable phases can be obtained by addition of electrons. The phases PtMnSn (VEC = 21) and PtMnSb (VEC = 22) both exist and the latter belong to the HMF category. It is worth noting that even though AuMnSn is a VEC = 22 phase, maximum bonding interaction occurs above EF for the ideal 1:1:1 compound. This phase should, therefore, be stabilized by adding electrons in the Au and Mn bands to maximize the bonding interaction. The experimental solid-solubility range of AuMnSn [20] does indeed indicate that a fraction of the Sn atoms is replaced by Mn and/or Au. The VEC = 23 AuMnSb phase have its optimum COHP below EF . A removal of about 0.5 electrons would, therefore, bring about a more stable situation. A processing of AuMnSb according to rigid-band assumptions would theoretically give a HMF phase. FLMTO-supercell calculations on the solid-solution series AuMnSn1−x Sbx predict HMF behaviour within the solid-solubility range, more specifically at 0.50 < x < 0.75 [13]. CuMnSb is also a VEC = 23 phase, but in this case rigid-band removal of one electron (viz. the condition for optimum COHP) fails to predict a HMF phase, although the complete exhange of Cu with Ni or Pt leads to known HMF phases. An essential lesson from these considerations is accordingly that both VEC = 18 and VEC = 22 configurations lead to optimum bonding and stability conditions, which in turn implies that stability of phases derived by simple substitutions can be predicted. 3.3. Magnetic aspects The magnetic electrons have not been considered specifically in the discussion on bonding since they do not contribute to the bonding properties. Many of the half-Heusler phases are interesting in relation to their magnetic properties as referred to in Section 1. There are also a large group of half-Heusler phases with more indistinct magnetic properties, e.g., only small magnetic moments are found for most of the phases with VEC = 16, 17, and 19 (as shown schematically in Fig. 5). The ferromagnetic Mn-based half-Heusler phases with VEC > 18, however, have large magnetic moments and are commonly considered as true local moments magnets. In the present study, accurate theoretical calculations have been performed for four such phases; namely AuMnSn, AuMnSb, PtMnSb, and NiMnSn. Calculated total magnetic moments for these phases are listed in Table 1. The spin-polarized calculations of the other phases (including a larger number of phases not documented in Table 1) are made to estimate magnetic moments only. The non-spin-polarized band structures for the XMnZ halfHeusler phases show a peak at EF (viz. a distinct N(EF )), which indicates that the non-magnetic phases have low stability and spontaneous magnetism [49] will prevail. As already established L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 experimentally [2,3], the characteristics of these magnetically interesting phases is that they are basically ferromagnetically ordered, with large magnetic moments confined to the Mn atom and only small induced magnetic moments at the X and Z sites. The X atoms are ferromagnetically coupled to Mn and this is strongest among the possible magnetic interactions. The antiferromagneticlly induced moment on the Z site could be indicative of a superexchange interaction between the Mn moments mediated by the intermediate Z atoms. However, the present authors believe that the major contribution to the ferromagnetic coupling stems from a RKKY-like mechanism brought about by the conduction electrons. To investigate the magnetic interactions further, spin density were estimated for the magnetic phases. Spin-density maps were obtained by subtracting the minority-spin electron density from the majority-spin electron density, and regions with higher probability of up-spin electrons here appear with positive spin density and conversely regions with higher probability of downspin electrons appear with negative values. In the spin-density map for AuMnSn (chosen as representative for the four phases mentioned above; Fig. 14(a)) a large up-spin density is seen at the Mn(Y) site, as expected from considerations according to local magnetism as well as manifested by the experimental data [3]. Only small positive spin-density values are found at the Au(X) site and small negative values at the Sn(Z) site. More interestingly we note there are two major spin-density features on interstitial locations between the atoms. The ferromagnetically coupled magnetic moments of Au(X) and Mn(Y) are apparently mediated by antiferromagnetically coupled spin in regions between them. This indicates a d–d exchange mechanism through the covalent bond between these atoms. Secondly, there are interconnected regions of up-spin electrons connecting the Mn(Y) atoms via the crystallographically empty 4d site, which may be taken as manifestation of the suggested RKKYlike interaction via conduction electrons. To substantiate these indications calculations were also made for electrons in the energy region close to EF only. Fig. 15(b and d) shows spin densities for AuMnSn for electrons in the range from −1.45 eV to EF and −0.050 eV to EF . To provide a pictorial impression 51 of the contribution of a given atom in a certain energy range the corresponding charge-density plots are shown in Fig. 15(a and c). The energy range −1.45 to 0 eV should reflect the energetically uppermost Mn-d(Y-d) electrons together with contributions from d electrons associated with the Au(X) atoms. The spin-density distribution for this energy range (Fig. 15(b)) illustrates how the up-spin electrons at the Mn(Y) site is oriented toward the Au(X) sites. (The four equivalent interaction paths appear here as two quite pronounced maxima oriented toward the in-plane Au(X) sites and two weaker maxima oriented toward out-of-plane Au(X) sites.) Corresponding up-spin regions at the Au(X) site are oriented toward the Mn(Y) sites. As in the total spin-density plot, these up-spin regions are connected to downspin regions located on the lines connecting the atomic sites, thus confirming the findings from the total spin-density plot. The regions of up-spin electrons connecting the Mn(Y) atoms through the empty 4d sites are easily recognized in Fig. 15(b), but since this plot also includes electrons that do not contribute to conduction even at elevated temperatures, attention should rather be turned to the region closer to EF (Fig. 15(d)) for information about magnetic exchange interaction via conduction electrons. This plot shows that the conduction electrons are indeed spinpolarized with interconnecting regions dominated by up- and down-spin electrons. There is especially a pile up of down-spin electrons around both the Mn(Y) and Au(X) sites (which to some extent also includes the empty 4d site) that suggest a broader flow of electrons than suggested by the total spin density. Our overall conclusion is accordingly that there are definite indications of a RKKY-like magnetic exchange mechanism being operative in these phases. Another way to illustrate possible accumulations of unpaired electrons is to multiply the ELF with the CD and for the interpretation of this composite function make the (not too illogical) assumption that high values reflect paired electrons (PAIR). A next step could be to subtract the thus modified CD function PAIR from the plain CD function (valence-electron density) and interpret high values as a coarse measure of unpaired electron (UNPAIR) constellations. Such an UNPAIR plot for AuMnSn is given in Fig. 14(b) and this manipulation of the potential con- Fig. 14. (a) Total spin density and (b) UNPAIR (see text) for AuMnSn. In part a, regions which are dominated by up-spin electrons are shown by positive values (solid contour lines), regions which is dominated by down-spin electrons are shown by negative values (dashed contour lines), and the border line is at zero (thicker, solid line). The locations of the X, Y, and Z atoms are the same as in Fig. 2(b). 52 L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 duction electrons once again supports the inference that there is an accumulation of unpaired electrons in the otherwise empty region between the Au(X) and Mn(Y) atoms. 3.4. Concluding remarks The trends in electronic structure with respect to valenceelectron content (VEC) are quite clear-cut for the majority of the half-Heusler XYZ phases which comprises X = heavy transition metal, Y = light transition metal, and Z = late main-group element. A simple schematic representation of the electronic band structure with distinctly identifiable contributions from X-d, Y-d, and Z-s and -p states gives a good qualitative picture of the electronic structure for a given half-Heusler phase based on knowledge of the constituents that are involved. Thus from the chemical composition only, one can predict density-ofstate (DOS) profile, chemical bonding features including degree of hybridization, and magnetic properties with reasonable estimates for the size of magnetic moments. However, it must be emphasized that care must be exercised in considerations of phases, which occur in border regions between co-operative and non-co-operative magnetism. Here, small deviations in lattice parameter and/or stoichiometry may alter the scenery quite appreciably. The reason behind the close correlation in fundamental properties of the mainstream half-Heusler phases is the common, cubic, positional-parameter-free AlLiSi-type structural arrangement. This leaves only a few degrees of freedom, like lattice parameter and stoichiometry, and the structural arrangement of the atoms, therefore, really predetermines main bond character and DOS profiles. In the idealized case, this leads to a rigidband system where properties are governed by VEC rather than the combination of atoms involved. A quick look at clusters of phases with correspondingly simple cubic crystal structures and large number of representatives show that similar considerations may be successfully applied to suitable selections of phases with, e.g., NaCl-, CsCl-, ZnS(zink blende)-, Cr3 Si-, or Cu3 Au-type structure. For most of the half-Heusler intermetallic phases, the “optimized” COHP (crystal-orbital-Hamilton population) demonstrates the simple chemical significance of VEC = 18 for the semiconducting representatives and VEC = 22 for the halfmetallic ferromagnetic representatives. The former VEC value applies to the situation in which all bonding states are filled and all antibonding/non-bonding states are empty, and the latter VEC value to the corresponding situation for the majority band only. The VEC = 18 configuration is easily rationalized as the situation with complete filling of one set of s, p, and d states. A Fig. 15. Maps of (a) charge density from −1.45 eV to EF ; (b) spin density from −1.45 eV to EF ; (c) charge density −0.050 eV to EF ; and (d) spin density from −0.050 eV to EF , all for AuMnSn. In parts b and d, regions which are dominated by up-spin electrons are shown by positive values (solid contour lines), regions which are dominated by down-spin electrons are shown by negative values (dashed contour lines), and border lines are at zero (thicker, solid line). The locations of the X, Y, and Z atoms are the same as in Fig. 2(b). L. Offernes et al. / Journal of Alloys and Compounds 439 (2007) 37–54 similar consideration for the VEC = 22 yields complete filling of s, p, and d orbitals in the minority-spin channel and an additional filling of four electrons in the 10 Y-d states. With full spin polarization and filling of half of the 10 Y-d states, however, the “optimized” VEC would occur at 23 rather than 22. This can rationalize why the PtMnSb and NiMnSn phases has an “optimized” COHP at VEC = 22, while the corresponding gold phases obtains an “optimized” COHP for VEC > 22. For the rare-earth phases, the VEC varies between 25 and 32, the former value corresponding to complete filling of s, p, and d, and half filling of f states and the latter to situations with complete filling of all s, p, d, and f states. In a quest for identifying new phases, the “optimized” COHP concept may be utilized both as a tool for prediction of substitutionally derived phases as well as for identifying stable non-stoichiometry and solid-solution ranges. The ELF (electron-localization function) and the COHP analyses have proved to be powerful tools to establish the nature of bonding interactions that is “typical” for half-Heusler phases, viz. the largely covalent bonding character. The X–Y and X–Z bond strengths are of corresponding magnitude, but the latter bond exhibits a pronounced polarity with the bonding electrons closer to Z than X. The variation in covalent bond strength varies with the degree of hybridization, which in turn depends on the VEC as well as more empirical quantities like electronegativety, size difference, and polarizability of the atoms. The strict structural constraints require that the constituents, especially the Z atoms, must be polarized to some extent to facilitate enhanced hybridization. In the struggle to fulfil this demand the preferable choice of constituents, X turns out to be a late transition metal, while Z presents itself as a heavy main-group metal, viz. Sn or Sb as empirically established. The electron-deficient phases (as compared with the idealized semiconducting VEC = 18 phases) also have traits of character of metallic bonding, while the extra electrons in the electron-excessive phases lead to metallic bonding as well as appearance of electrons that are classified as non-bonding and magnetic. However, the metallic half-Heusler phases have poor electrical conductivity properties as evident from experimental measurements (unpublished work by some of the authors) and other physical properties, e.g., the gray, nonmetallic luster and a brittle nature with little or no ductility. These features and the similarity in bonding throughout the bulk of the half-Heusler phases indicate that the existence of a metallic bonding component in the VEC = 18 phases is of minor importance in the overall bonding picture. The metallic contribution to the bonding is, however, important for the total energy of the system and thus contributes to stability. 3.5. Postscript After the present contributions had been submitted, and in fact accepted for publication, a paper by Kandpal et al. [62] came to our attention. This paper also deals with the bonding situation in the half-Heusler phases on the basis of first-principles DFT calculations according to essentially the same computational codes as used in this work and the methodological similarity extends even further by encompassing the same visualization tools (notably CD, COHP, and ELF) to examine the findings. 53 It is therefore not surprising that some of the interpretations are similar. However, as emphasized in the introduction there are known over a hundred half-Heusler phases and the specific phases subjected to the computational treatment in the two independent studies are, with a few exceptions (CoVSn, CoTiSb, and NiMnSb), not the same. This makes the studies complementary rather than competitive. Kandpal et al. focus largely on the VEC = 8 phases and conclude that their bonding situation can be described as ionic interactions between cationic Y constituents and anionic XZ sublattices with internal X–Z covalent bonding. This is essentially the same as found for the VEC = 8 phases in the present study (see the above consideration on MgLiSb). For the VEC ≥ 18 phases Kandpal et al. used three-dimensional isosurface representations of CD and ELF to extract information on the character of the chemical bonding. Again they draw much the same conclusions as established above. However, the examination of ELF in the (1 1 0) plane allowed the present study to detect covalent bonding within the XY sublattice (identified through the occurrence of attractors) when two transition metals are involved. This concurs both with the similarities in the partial DOS profiles for the X and Y constituents, and the large ICOHP values found for the X–Y bonds. 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