GORE® Embolic Filter: Summary of Results from Gore EMBOLDEN Clinical Study PERFORMANCE by design US Indications The GORE® Embolic Filter system is indicated for general use as a guidewire and embolic protection system during angioplasty and stenting procedures in carotid arteries with reference vessel diameters of 2.5 to 5.5mm. Refer to Instructions for Use at goremedical.com for a complete description of all contraindications, warnings, precautions and adverse events. Objective of Gore EMBOLDEN Clinical Study The objective of this study was to assess the safety and efficacy of the GORE® Embolic Filter when used to provide embolic protection during carotid artery stenting procedures in conjunction with any FDA-approved carotid stent in patients at high risk for surgery. Study Overview Design –– Prospective, multi-center, single arm study comparing the GORE® Embolic Filter major adverse event (MAE) rate to a performance goal (12%) derived from previous distal protection studies Sample Size –– 250 subjects enrolled at up to 40 US sites Primary Endpoint –– Proportion of subjects experiencing one or more MAE (death, stroke, MI) through 30-day follow-up Subject Population –– Subjects diagnosed with carotid stenosis requiring revascularization and who are at high risk for adverse events (AEs) from carotid endarterectomy (CEA) Investigative Sites Facility Location Facility Location Albany Medical Center Albany, NY Ochsner Clinic New Orleans, LA Baptist Cardiac & Vascular Institute Miami, FL Oregon Health and Sciences University Portland, OR Beth Israel Deaconess Medical Center Boston, MA Riverside Methodist Hospital Columbus, OH California Cardiovascular Consultants Fremont, CA Sanford Health Center Sioux Falls, SD Central Penn Cardiovascular Research Harrisburg, PA Southwest General Health Center Middleburg Heights, OH Cleveland Clinic Foundation Cleveland, OH Spokane Cardiology Spokane, WA Columbia University Medical Center New York, NY St. Elizabeth’s Medical Center Boston, MA Covenant Medical Saginaw, MI St. Francis Hospital Roslyn, NY El Camino Hospital Mountain View, CA St. John’s Mercy Medical Center St. Louis, MO Emory University Hospital Atlanta, GA St. Joseph Mercy Oakland Pontiac, MI Emory University Hospital Midtown Atlanta, GA St. Luke’s Medical Center Milwaukee, WI Hahnemann University Hospital Philadelphia, PA St. Luke’s Medical Center Phoenix, AZ Harper University Hospital Detroit, MI Swedish Heart and Vascular Institute Seattle, WA Heritage Valley Health System Beaver, PA The Christ Hospital Cincinnati, OH Hoag Memorial Hospital Newport Beach, CA University of Rochester Medical Center Rochester, NY Medical University of South Carolina Charleston, SC University of Wisconsin Madison, WI Mercy Hospital Chicago, IL Wake Forest University Winston-Salem, NC Millard Fillmore Gates Circle Hospital Buffalo, NY Washington Adventist Hospital Tacoma Park, MD North Central Heart Institute Sioux Falls, SD Top five enrollers noted in red Product Design of GORE® Embolic Filter • Nitinol diamond frame designed to enhance wall apposition • ePTFE filter • 100 micron pores • Hydrophilic heparin coating • 5 and 7 mm diameter sizes • 3.2 F delivery profile • 4.8 F retrieval profile Variable Landing Zone Requirements per Instructions For Use W. L. Gore & Associates GORE® Embolic Filter RX ACCUNET® Device EMBOSHIELD NAV6 Device Frame Length (mm) 9 20.5 12.5 Frame and Filter Length (mm) 20 31.5 18.0 Filter Size Shown and Measured (Vessel Range) (mm) 7 7.5 7.2 (4.0 – 5.5) (6.0 – 7.0) (4.0 – 7.0) Boston Scientific Corporation FILTERWIRE EZ Device Frame and Filter Length ev3 Inc. / Covidien Cordis Corporation SPIDERFX® Device Frame and Filter Length Frame and Filter Length Frame Length Frame Length Frame Length Frame and Filter Length Frame Length Frame and Filter Length Frame Length Frame and Filter Length Frame Length Abbott Laboratories Abbott Laboratories All photos at same magnification Frame and Filter Length Frame Length Relative Device Lengths ANGIOGUARD® RX Device Medtronic, Inc. / Invatec FIBERNET® Device 13.5 10.0 11.0 5.5 23.5 26.0 16.5 7.0 3.5 – 5.5 (3.5 – 5.5) 6.0 (4.5 – 6.0) 6.0 (5.5 – 6.5) 3.5 – 5.0 (3.5 – 5.0) Lesion Interaction — Tip Transitions / Crossing Profile W. L. Gore & Associates Abbott Laboratories Abbott Laboratories Boston Scientific Corporation ev3 Inc. / Covidien Cordis Corporation Medtronic, Inc. / Invatec GORE® Embolic Filter RX ACCUNET® Device EMBOSHIELD NAV6 Device FILTERWIRE EZ Device SPIDERFX® Device ANGIOGUARD® RX Device FIBERNET® Device 3.2 Fr 3.7 Fr 3.2 Fr 3.2 Fr 3.2 Fr 3.2 – 3.9 Fr 2.4 – 2.9 Fr Labeled crossing profiles are shown for each device. All photos at same magnification Pore Size and Pattern W. L. Gore & Associates Abbott Laboratories Abbott Laboratories Boston Scientific Corporation ev3 Inc. / Covidien Cordis Corporation Medtronic, Inc. / Invatec GORE® Embolic Filter RX ACCUNET® Device EMBOSHIELD NAV6 Device FILTERWIRE EZ Device SPIDERFX® Device ANGIOGUARD® RX Device FIBERNET® Device 100 µm 150 µm max 120 µm 110 µm 70 – 200 µm 100 µm N/A* * Pore size is variable and is marketed by the size of the smallest particle caught, 40 µm. All photos at same magnification Enrollment Summary Final Enrollment: 250 subjects Number of Enrolling Sites: 35 of 37 Enrollment Period: January 2009 – July 2010 Data presented on 250 pivotal subjects Subject Characteristics N = 250 n Age (years) MEAN / % (MIN, MAX) 75 (51, 92) Symptomatic 37 15% Age ≥ 80 years 92 37% Symptomatic 16 7% Asymptomatic 76 30% 153 61% Male Anatomic High Risk Factors Restenosis after prior CEA 27% Post radical head / neck surgery or radiotherapy 10% 6% Surgically inaccessible lesions 5% Spinal immobility of the neck Presence of tracheostomy stoma 2% Laryngeal palsy / laryngectomy 2% Contralateral laryngeal nerve damage 0% 0% 10% 20% 30% % of Subjects (N = 250) • Symptomatic status evenly distributed among groups • 47% of patients had at least one Anatomic Risk Factor 40% 50% Co-Morbid High-Risk Factors Octogenarians 37% Contralateral total occlusion of the ICA 10% Two or more diseased coronary arteries 8% LVEF < 30% 4% NYHA Class III or IV 4% COPD with FEV1 < 50% 3% Uncontrolled diabetes 3% Planned CABG or valve replacement 1% Unstable angina with EKG changes 1% MI within 30 days of procedure 1% 0% • Symptomatic status evenly distributed among groups • 65% of patients with at least one Co-Morbid Risk Factor 10% 20% 30% % of Subjects (N = 250) 40% 50% Procedural Descriptors Procedure Time (minutes) N = 250 Filter Dwell Time (minutes) N = 241 Fluoroscopy Time (minutes) N = 247 Hospital Stay (days) N = 250 MEDIAN (MIN, MAX) 45 (16, 153) 11 (4, 63) 16 (6, 65) 1 (1, 17) Carotid Stents Implanted 10 subjects with 2+ stents PROTÉGÉ® RX Device 7% WALLSTENT® Device 5% ACCULINK® Device 27% PRECISE® Device 36% XACT® Device 25% % of Stents (N = 258) Procedural Outcomes Enrollment Embolic Protection Deployment Carotid Stent Deployment Stenting Failure (n = 2, 0.8%) GORE® Embolic Filter Used for Embolic Protection (n = 241, 96.4%) Subjects Enrolled (N = 250) Stenting Success (n = 230, 95.6%) 98.0% Stenting Success Overall GORE® Embolic Filter Not Used for Embolic Protection (n = 9, 3.6%) Alternative EPD Deployed (n = 6, 2.4%) Unable to Access / Pass Lesion – Procedure Terminated (n = 3, 1.2%) Stenting Success (n = 6, 2.4%) 30-Day Major Adverse Events Death / Stroke / MI (n = 10) 4.0% Death / Any Stroke (n = 9) Death / Major Stroke (n = 3) 0.0% 3.6% 1.2% 2.0% 4.0% % of Subjects (Intent to Treat Population) The Death / Stroke / MI rate of 4.0% was lower than the 12% performance goal with a p-value of < 0.001 6.0% 30-Day Major Adverse Events NUMBER OF SUBJECTS BY TYPE OF EVENT (NON-HIERARCHICAL) All Enrolled Subjects (N = 250) Death Neurologic Major Stroke Ischemic, Ipsilateral Minor Stroke n (%) 2 (0.8%) 0 (0.0%) 1 (0.4%) 1 (0.4%) 6 (2.4%) Ischemic, Ipsilateral 5 (2.0%) Ischemic, Contralateral 1 (0.4%) Myocardial Infarction 1 (0.4%) Non Q-Wave 1 (0.4%) Subjects with MAE 10 (4.0%) Timing of Major Adverse Events AGE DESCRIPTION OF MAJOR ADVERSE EVENT 73 Stroke – ischemic, minor ipsilateral 82 Stroke – ischemic, minor ipsilateral 85 Stroke – ischemic, minor contralateral 83 Stroke – ischemic, minor ipsilateral 82 Stroke – ischemic, minor ipsilateral 83 Stroke – ischemic, minor ipsilateral Day 2 63 Death – multi-system organ failure Day 5 81 Non-Q wave MI Day 20 60 Death – cardiac arrest Day 25 78 Stroke – ischemic, major ipsilateral ONSET Day 0 (Post-Procedure) Day 1 Death / Stroke / MI Rates by Subgroup 5.4% Octogenarians (n = 92) 3.2% Non-Octogenarians (n = 158) 3.4% Anatomic Risk (n = 87) 4.3% Co-Morbid Risk (n = 161) Symptomatic (n = 37) 5.4% Asymptomatic (n = 213) 3.8% 0.0% 2.0% 4.0% % of Subjects in Subgroup (Intent to Treat Basis) 6.0% Summary of Results Met Study Primary Endpoint –– Low death rate of 0.8% –– Low stroke rate of 2.8% –– Low MAE rate of 4.0% Low MAE Rate of 5.4% for Octogenarians Low MAE Rate of 5.4% for Symptomatic Subjects High Technical Success Rate of 96.4% Demonstrated compatibility with FDA approved stents used in the trial INDICATIONS FOR USE IN THE US: The GORE® Embolic Filter is indicated for use as a guidewire and embolic protection system to contain and remove embolic material during angioplasty and stenting procedures in carotid arteries with diameters between 2.5 and 5.5 mm. INDICATIONS FOR USE UNDER CE MARK: The GORE® Embolic Filter is indicated for use as a guidewire and embolic protection system to contain and remove embolic material (thrombus / debris) during angioplasty and stenting procedures in coronary arteries, saphenous vein grafts, carotid arteries and peripheral arteries with reference diameters of 2.5 to 5.5 mm. Refer to Instructions for Use at goremedical.com for a complete list of contraindications, warnings and precautions, and adverse events. Products listed may not be available in all markets. GORE®, PERFORMANCE BY DESIGN, and designs are trademarks of W. L. Gore & Associates. ANGIOGUARD® RX and PRECISE® are trademarks of Cordis Corporation. FIBERNET® is a trademark of Medtronic, Inc. FILTERWIRE EZ and WALLSTENT® are trademarks of Boston Scientific Corporation. RX ACCUNET®, EMBOSHIELD NAV6, EMBOSHIELD® PRO, ACCULINK® and XACT® are trademarks of Abbott Laboratories. SPIDERFX® and PROTÉGÉ® RX are trademarks of ev3 Inc. © 2011 W. L. Gore & Associates, Inc. AP4545-EN1 MAY 2011
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