University of Montana ScholarWorks at University of Montana Theses, Dissertations, Professional Papers Graduate School 1975 Fascism the technological rationality and monopoly capital Jan Konigsberg The University of Montana Follow this and additional works at: http://scholarworks.umt.edu/etd Recommended Citation Konigsberg, Jan, "Fascism the technological rationality and monopoly capital" (1975). Theses, Dissertations, Professional Papers. Paper 8488. This Thesis is brought to you for free and open access by the Graduate School at ScholarWorks at University of Montana. It has been accepted for inclusion in Theses, Dissertations, Professional Papers by an authorized administrator of ScholarWorks at University of Montana. For more information, please contact [email protected]. FASCISM, THE TECHNOLOGICAL RATIONALITY AND MONOPOLY CAPITAL By Jan Konigsberg B . A . , Reed C o l l e g e , Presented in p a r t i a l 1969 f u l f i l l m e n t o f the r e q u ir e m e n t s f o r the degree o f M a s te r o f A r t s UNIVERSITY OF MONTANA 1975 Approved by: Exami ners Cha i rman Dea^^ Graduate School ________________________ /•9 7S - Date / Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. UMI Number: EP39289 All rights reserved INFORMATION TO ALL USERS The quality of this reproduction is dependent upon the quality of the copy submitted. In the unlikely event that the author did not send a complete manuscript and there are missing pages, these will be noted. Also, if material had to be removed, a note will indicate the deletion. UMT Oimartation PuUishing UMI EP39289 Published by ProQuest LLC (2013). Copyright in the Dissertation held by the Author. Microform Edition © ProQuest LLC. All rights reserved. This work is protected against unauthorized copying under Title 17, United States Code ProQuesf ProQuest LLC. 789 East Eisenhower Parkway P.O. Box 1346 Ann Arbor, Ml 48106 - 1346 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. K o n i g s b e r g , Jan, M . A . , December 1975 Fascism, D irecto r: the T e c h n o l o g i c a l R atio n ality P h il os op hy and Monopoly C a p i t a l (99 p p .) Ronald F. P e r r i n Fascism i s o f t e n c h a r a c t e r i z e d as the t o t a l i t a r i a n v a r i a n t o f the technological r a t i o n a l i t y . Th is st udy o f " F a s c i s m , the T e c h n o l o g i c al R a t i o n a l i t y and Monopoly C a p i t a l " is concerned to dem onstrate t h a t fa s c i s m as i t emerged in Germany and I t a l y was a r e a c t i o n a g a i n s t the t e c h n o l o g i c a l r a t i o n a l i t y o f monopoly c a p i t a l . Fascism o c c u r r e d in the c o n t e x t o f European c a p i t a l i s t development and t h i s suggests t h a t f a s c i s m be i n v e s t i g a t e d in the l i g h t o f the uneven development o f th e European n a t i o n s t a t e s . T h is s t u d y contends t h a t due to the r e l a t i v e l y slow t r a n s f o r m a t i o n o f the two economies o f Germany and I t a l y as w e l l as t o t h e d i f f e r e n t r a t e s o f m o d e r n i z a t i o n o f the s e c t o r s w i t h i n these c o u n t r i e s f a s c i s m was a consequence o f the f a i l u r e o f th e l i b e r a l s t a t e to m i t i g a t e the e f f e c t s o f the emergence o f the monopoly c a p i t a l s e c t o r . R at h er than r e s u r r e c t l a i s s e z - f a i r e economic and p o l i t i c a l b e h a v i o r as was i t s i n t e n t i o n , f a s c i s m f a c i l i t a t e d the hegemony o f the t e c h n o l o g i c a l r a t i o n a l i t y o f monopoly c a p i t a l . In o r d e r to j u s t i f y t h i s j u x t a p o s i t i o n o f th e t e c h n o l o g i c a l r a t i o n a l i t y and monopoly c a p i t a l , the t h e s i s t u r n s t o a st udy o f the dynamic o f monopoly c a p i t a l development in th e U n i t e d S t a t e s . More than any o t h e r c o u n t r y th e U n it e d S t a t e s p r o v i d e d the c o n d i t i o n s f o r r a t i o n a l i z a t i o n and i n t e g r a t i o n o f a l l s e c t o r s o f s o c i e t y . The primacy o f the t e c h n o l o g i c a l r a t i o n a l i t y is no t the r e s u l t o f t e c h n o l o g i c a l f o r c e s o p e r a t i n g i n d e p e n d e n t l y o f s o c i a l c l a s s b u t the consequence o f the s o c i a l p r a c t i c e o f the b o u r g e o i s i e in r e l a t i o n to t h e ad v e nt o f the consumer s o c i e t y . I t Is o n l y in the c o n t e x t o f the consummate development o f monopoly c a p i t a l in America t h a t a v i a b l e e x p l a n a t i o n may be d i s c o v e r e d f o r the absence o f fa s c i s m in America as w e l l as f o r f a i l u r e o f the modern w o r k in g c la s s to overcome a l i e n a t i o n . I I Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. TABLE OF CONTENTS ABSTRACT........................................................................................................................................... ii P R E F A C E ........................................................................................................................................... iv Cha pte r I. II. III. IV. V. FASCISM AND TECHNOLOGICAL REALITY: DOES FASCISM MANIFEST THE TECHNOLOGICAL RATIONALITY OF ADVANCED CAPITALISM? . . . I THE GENESIS AND ESSENCE OF CAPITALIST PRODUCTION ......................... THE FAILURE OF THE LIBERAL STATE AND THE EMERGENCE OF F A S C I S M .............................................................................................................. THE COMPATIBILITY OF FASCISM AND MONOPOLY CAPITAL 11 22 ..................... 34 THE SINGULAR CHARACTER OF AMERICAN DEVELOPMENT .............................. 4l V I. THE RATIONALIZATION OF THE WORK P R O C E S S ................................... 46 V II. THE TRANSFORMATION OF THE WORKER IN ADVANCED INDUSTRIAL PRODUCTION......................................................................................................... 57 V III. THE DISACCUMULATION PHASE--GETTING BEYOND TAYLORISM . . . . 61 IX . UNIONS AND THE CAPITULATION OF L A B O R ............................................ .... . 70 X. THE EMERGENCE OF A CLASS-CONSCIOUS POLITICAL DIRECTORATE . . 78 SUMMARY AND CONCLUSION: THE HEGEMONY OF THE TECHNOLOGICAL RATIONALITY AND THE DISSOLUTION OF CONSCIOUSNESS ........................ 84 BIBLIOGRAPHY ................................................................................................................................. 98 X I. I I I Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. PREFACE Alt hough th e emergence o f s o c i a l i s t c o u n t r i e s R u s s ia , C h in a , Cuba, In d o c h i n a and o t h e r T h i r d World c o u n t r i e s can be r e garded as t h e germ o f a new w o r l d o r d e r , f a c ed w i t h tarian th e t o t a l i t a r i a n n o n e t h e le s s humanity i m p l i c a t i o n s o f monopoly c a p i t a l . r e v o l u t i o n does n o t seem a t a l l c o u n t r i e s and t h e r e in E a s t e r n Europe, is no c e r t a i n t y is s t i l l A prole imminent in the advanced i n d u s t r i a l t h a t the p r e s e n t economic c r i s i s w i l l weaken th e b o u r g e o i s i e and s t r e n g t h e n the p r o l e t a r i a t . a l s o no g u a r a n t e e t h a t th e axe o f f a s c i s m w i l l Moreover, there is no t a g a in be r a i s e d on b e h a l f o f th e c a p i t a l i s t c l a s s . The p r e s e n t s i t u a t i o n , a t the v e ry l e a s t , demands u n d e r s t a n d i n g — an u n d e r s t a n d i n g o f th e dynamics o f c a p i t a l i s t i c de ve lop me nt, p a r t i c u l a r l y w i t h r e s p e c t to the emergence o f monopoly c a p i t a l upon e v er y d a y l i f e . and i t s p o litic a l The works o f the F r a n k f u r t School ram ifications and A ntonio Gramsci p r o v i d e an i n v a l u a b l e f o u n d a t i o n f o r such an i n q u i r y w i t h i n a M a r x i s t fr am e wo rk. The F r a n k f u r t School and e s p e c i a l l y Marcuse have demonstrated the r e l a t i o n s h i p between advanced c a p i t a l i s m and a on e- d im e n s i o n a l ra tio n a lity in f a s c i s t s o c i e t y . work in which t h a t re la tio n s h ip Gramsci has i l l u s t r a t e d technological the p o l i t i c a l fr am e is n u r t u r e d . However in c o m p le te the a n a ly s e s o f Gramsci and the F r a n k f u r t School may be f o r the p r o j e c t o f dra wi n g the r e l a t i o n s h i p between the emergence o f monopoly c a p i t a l and the emergence o f fa s c i s m in Germany and I t a l y , studies are e s s e n tia l to such a t a s k . The v e r y in a d e q u a c ie s o f t h e i r un der s t a n d i n g o f th e n a t u r e o f f a s c i s m can be overcome, t h e i r various p e rsp ectives. Although th e ir in p a r t , I have no i n t e n t i o n by i n t e g r a t i n g to p r e s e n t a i V Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. comprehensive p i c t u r e o f European f a s c i s m , seems t o be i n s t r u c t i v e in th e f a s c i s t e x p e r i e n c e respect to the t o t a l i t a r i a n st ud y p r o v i d e s f u r t h e r a fascist regime I have a t t e m p t e d to d i s t i l l in Germany and I t a l y w i t h i m p l i c a t i o n s o f modern de ve lop me nt. insight Such a i n t o the reasons f o r the absence thus f a r o f In the U n i t e d S t a t e s . What I hope to make c l e a r t h i s absence o f fa s c i s m in th e w o r l d ' s most t e c h n o l o g i c a l l y b e l i e s a more f u n d a m e n t a l , what to ta lita ria n Is that r e p le t e country dimension o f monopoly c a p i t a l . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER I FASCISM AND TECHNOLOGICAL REALITY: DOES FASCISM MANIFEST THE TECHNOLOGICAL RATIONALITY OF ADVANCED CAPITALISM? M arc use 's One-Dimensional by advanced i n d u s t r i a l Man c h a r a c t e r i z e s s o c i e t y as one which th e r e p r e s s i o n g e n e r a t e d is so d i f f e r e n t from t h a t which c h a r a c t e r i z e d the p r e c e d i n g , le ss dev eloped st age s o f o u r s o c i e t y , o p e r a t e s today n o t from a po s i t i o n o f n a t u r a l and t e c h n i c a l i m m a t u r i t y b u t r a t h e r from a position o f strength. The c a p a b i l i t i e s ( i n t e l l e c t u a l and m a t e r i a l ) o f contemporary s o c i e t y a r e immeasurably g r e a t e r than e v e r before. Our s o c i e t y d i s t i n g u i s h e s i t s e l f by c o n q u e r i n g the c e n t r i f u g a l s o c i a l f o r c e s w i t h Technology r a t h e r than T e r r o r , on th e dual b a s is o f an ove rwh elm ing e f f i c i e n c y and an i n c r e a s ing s t a n d a r d o f l i v i n g . 1 The s o p h i s t i c a t e d and d e t a i l e d c r i t i q u e p r o v i d e d by One-Dime ns iona l Man is ro ot e d in the e a r l y work o f Marcuse and o t h e r s o f the F r a n k f u r t School un der ta ke n d u r i n g the r i s e o f f a s c i s m in Germany. The s t u d i e s o f P o l l a c k , Newmann, H o r k h e im e r , K i r c h h e i m e r and Marcuse o f f e r d i v e r g e n t and o f t e n con flic tin g i n t e r p r e t a t i o n s a bo u t t h e n a t u r e o f f a s c i s m and y e t t h a t f a s c i s m ushered i n t o b e in g a new type o f do m in a t io n o f Whereas the e a r l y form o f d o m i n a t i o n , com petitive c a p i t a l i s t a lis tic dualis ms o f the stage, t o wh at they the s o c i a l refer had been med iat ed and b u f f e r e d by the individual and m o r a l s , economy and p o l i t i c s , t h e ' p s y c h i c com pliance o f in trin s ic they a l l and s o c i e t y , p r i v a t e and p u b l i c a gre e order. t o as the lib e rlife , law f a s c i s m a c h i e v e d d o m i n a t io n n o t o n l y by the a u t h o r i t a r i a n c o n s t a n t and u n r e m i t t i n g a p p l i c a t i o n o f p erso n ality, t e r r o r and ^ H e r b e r t Marcuse, One-Dime ns iona l b u t a l s o by the c o e r c i o n . Man, Boston: Beacon P r e s s , 19 64, p . xi i . ^ M a r t i n J a y , The D i a l e c t i c a l Brown & Company, 1973, p . 157. I m a g i n a t i o n , Boston and To ro n t o : 1 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. L ittle , 2 The c r i t i c a l to i d e n t i f y school's the s o c i a l i n v e s t i g a t i o n o f f a s c i s m began w i t h a concern a ge nc ie s responsible form o f d o m i na tio n under f a s c i s m . some s t u d i e s id en tifie d w h ile o ther studies ensued w i t h i n to rical f o r the As the v a r i o u s th e s t a t e as the s e c t o r in s titu tio n o f in v e s t ig a t i o n s proceeded, responsible i m p l i c a t e d the monopoly c a p i t a l the School the new sector. for fascism, A controversy as t o w h e t h e r o r not f a s c i s m ushered i n a new h i s development o f th e " p r im a c y o f p o l i t i c s " in which economic c o n d i t i o n s were no l o n g e r the d e t e r m i n i n g c o n d i t i o n s o f s o c i a l praxis. The c o n t r o v e r s y seems t o have been r e s o l v e d by s u g g e s t i n g t h a t the t r a d i t i o n a l M a r x i s t con cepts were inad eq ua te posed by Nazi to a t r u e u n d e r s t a n d i n g o f the s i t u a t i o n Germany in which the p r o l e t a r i a t n o t o n l y had f a i l e d b u t a l s o had c a s t a s u b s t a n t i a l number o f v o te s ism. R at h er than conclude t h a t e i t h e r sib le f o r the i n s t i t u t i o n o f c ritic a l school revo lu tio n , in support o f N ational the s t a t e o r the economy were to ta lita ria n control, S o cial respon the t h e o r i s t s o f the argued t h a t w h a t e v e r the s p e c i f i c h i s t o r i c a l a c c o u n t i n g f o r the emergence o f f a s c i s m , circumstances the a c t i v i t y o f a d m i n i s t r a t i o n and d o mi nat ion had assumed an importance and l i f e relatio n to make the ind ep en de nt o f any p a r t i c u l a r to c a p i t a l i s t p r o d u c t i o n , and ind ep en de nt o f any c l a s s . Th is c o n c lu s io n t h a t th e a c t i v i t y o f a d m i n i s t r a t i o n and d o m i n a t io n a c h ie v e s a d e f i n i t e autonomy under f a s c i s m d i d not le a d the members o f F r a n k f u r t School to r e p u d i a t e Ma rxi sm. T h e i r u n d e r s t a n d i n g o f the h i s t o r i c a l process t h a t c u l m i n a te d in European f a s c i s m was f u n d a m e n t a l l y M a r x i s t . concern f o r the h i s t o r i c i t y o f a l l In Capi t a l , Marx s t r e s s e s cess . Moreover, productive there are f o r c e s as w e l l the phenomena is c e n t r a l the deve lopm enta l The to M a r x i s t t h o u g h t . c h a r a c t e r o f the h i s t o r i c a l pro laws o f development f o r any g i v e n o r g a n i z a t i o n o f as l e v e l s o f development w i t h i n an epoch. ism de v e lo p ed o u t o f f e u d a l i s m and c a p i t a l i s m proceeds C ap ita l through v a r i o u s s ta ge s Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 3 o f development which can be s c h e m a t iz e d by the move from c o m p e t i t i v e cap ita lis m to monopoly c a p i t a l i s m . The M a r x i s t c o n c e p t io n o f h i s t o r y p r o v i d e d the framework in which the F r a n k f u r t School emergence o f f a s c i s m . and a u t h o r i t y a study o f M a r x i s t p r e o c c u p a t i o n and lends During th e e a r l i e r mode o f was c h a r a c t e r i z e d by many small and a d m i n i s t e r the spheres o f s o c i a l the s t a t e , a c tiv ity the e d u c a t i o n a l were products o f the b o ur ge oi s e r a , However, tiv e capitalism th e F r a n k f u r t School to monopoly c a p i t a l estab lished s t r u c t u r e such as the f a m i l y , the a r t s , e t c . , in dep end ent o f one t h a t the s h i f t from c o m p e t i the n e c e ss a r y c o n d i t i o n s r e l a t i o n s were t r a n s f o r m e d for into the F r a n k f u r t S c h o o l , such a t r a n s f o r m a r e l a t i o n s was t h e consequence o f th e t e c h n o l o g i c a l c h a r a c t e r i z i n g advanced c a p i t a l i s m tutions believed t h e i r own re la tio n s .^ A cco rdi ng to the members o f tio n o f social system, social to dominate beyond the domain o f they wer e r e l a t i v e l y the emergence o f f a s c i s m in which a l l au th o ritarian to p r o d u c t i o n which or m aterial) Althou gh the v a r i o u s components o f the s o c i a l the economy, another. in d u s tria l i t s e l f w ell f i r m s engaged in a hi g h degree o f c o m p e t i t i o n , c a p i t a l i s t s were w i t h o u t th e means ( i n t e l l e c t u a l facto ries. the T h e i r c o n c e n t r a t i o n upon th e phenomenon o f d o m i n a t io n is a t y p i c a l l y f a s ci sm . a t t e m p t e d to acco unt f o r fo r social control . example o f a gene ra l t r e n d towards i r r a t i o n a l ra tio n a lity in stitu tio n s became i n s t i Horkh eim er saw Nazism as the "most e x t re m e emergence o f Nazism r e p r e s e n t s the t e c h n o l o g i c a l in which s o c i a l ra tio n a lity th e in ev ita b le do m i n a t io n in the W e s t . " If The tendency o f c a p i t a l i s m t o impose upon th e whole o f s o c i e t y ; thereby d e s tro y in g 3T h is is a c o n c l u s i o n I draw from a r e a d i n g o f the c h a p t e r e n t i t l e d "The I n s t i t u t e ' s A n a l y s i s o f Nazism" in the D i a l e c t i c a l I m a g i n a t i o n . T h is c o n c l u s i o n r e f l e c t s n o t h i n g more than the S c h o o l ' s d e s i r e to approach fa s c i s m w i t h i n a M a r x i s t framework. ^ I b i d . , p . 166 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 4 a ll lib e ra l dualis ms and n e g a t i n g w h a t e v e r r e l a t i v e among the v a r i o u s spheres o f s o c i a l p ra c tic e . independence e x i s t e d The t r a n s i t i o n s o c i a l o r d e r to a t o t a l i t a r i a n one can be l i n k e d from a l i b e r a l to the e s s e n t i a l character o f c a p i t a l i s m t o dominate and a d m i n i s t e r th e r e l a t i o n s between c a p i t a l labor in a l l st a ge s o f dev e lo p m e nt . In so f a r as th e d o m i n a t io n by c a p i t a l is c o n s id e r e d t o be a law o f c a p i t a l i s t d e v e lo p m e n t , o f human w i l l . The F r a n k f u r t School th a t c a p ita lis m creates p l a y o f the human w i l l the m a t e r i a l in a l l and ta kes this i t operates independently law o f development t o mean c o n d i t i o n s which e f f e c t i v e l y the aren as o f human a c t i v i t y to c a p i t a l i s m the p r o g r e s s i v e u n f o l d i n g o f the irra tio n a l and , destroy the thus imputes in human a f f a i r s a t the ve ry moment in h i s t o r y when p r o d u c t i o n becomes i n c r e a s i n g l y ra tio n a l- ize d .5 One-Dimensional t h a t the use o f f o r the the same a n a l y s i s i n s t r u m e n t a l i s t w o r l d view o f advanced c a p i t a l i s m . a c tiv ity incorporation o f a m onolithic, lo s e t h e i r in d ic a te homogenous s o c i e t y which th o u gh t; it As the v a r i o u s l i b e r a l i s t i c d i v e r s i t y by v i r t u e o f in the t e c h n o l o g i c a l o f any b a s i s upon which c r i t i c a l is s u b v e r s i v e to t e r r o r and f o r c e under f a s c i s m se cur es a p o s i t i o n o f s t r e n g t h spheres o f s o c i a l th e ir Man goes f u r t h e r w i t h ethos, the y f a c i l i t a t e in c r e a s in g ly deprives tho u gh t can be n u r t u r e d . is n o t e n c lo s e d " w i t h i n the c r e a t i o n in divid uals C ritic a l thou ght the e s t a b l i s h e d u n i v e r s e o f d i s c o u r s e and be ha vio i— t h e r e b y p r e c l u d i n g a p r i o r i a rational evaluation 6 o f the a l t e r n a t i v e s . " In t u r n , this absence o f c r i t i c a l thou ght e l i m i n a t e s 5 a 1though Ho rkh eim er was the one to e x p l i c i t l y a s s o c i a t e f a s c i s m w i t h i r r a t i o n a l d o m i n a t i o n , I b e l i e v e t h a t i t is an a s s o c i a t i o n i m p l i c i t even in the a n a ly s e s o f those members o f the school who sought a more m a t e r i a l i s t explanation. ^ H e r b e r t Marcuse, " R e p r e s s i v e T o l e r a n c e , " W o l f f , Moore, Marcuse, ^ Cri t i q u e o f Pure T o l e r a n c e , Boston: Beacon P r e s s , 1 9 69 , p. 101. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 5 the need f o r reliance upon e x t e r n a l t i o n o f s o c i e t y as a w h o l e . f o r e , a one-dimensional force to achieve The h i s t o r i c a l society tio nal outcome o f c a p i t a l i s m i n which the a d m i n i s t r a t i v e b o u r g e o i s i e has been tr an s ce n d ed by s o c i a l w i t h o u t conscious d i r e c t i o n . the e f f e c t i v e a d m i n i s t r a is , role o f there the mechanisms which a p p a r e n t l y o p e r a t e Th is c l a r i f i e s H o r k h e i m e r ' s c o nc e pt o f irra d o m i n a t io n as the d o m i n a ti o n o f both th e p r o l e t a r i a t and th e b o u r g e o i s i e by a disembodied t e c h n o l o g i c a l r e v o l u t i o n becomes v i r t u a l l y ra tio n a lity . As a r e s u l t , the p o s s i b i l i t y o f n o n - e x i s t e n t s i n c e the c l a s s s t r u g g l e has been defused by the development o f monopoly c a p i t a l . One-Dimensional as c a p i t a l develops i t Man t u r n s M a r x i s m - L e n i n is m on i t s h e a d, den y in g t h a t promotes a r e v o l u t i o n a r y p r o l e t a r i a t c o n s c io u s n e s s , a r g u i n g i n s t e a d t h a t advanced c a p i t a l i s m has c r e a t e d t h a t p r e c l u d e the f o r m a t i o n o f c r i t i c a l bourgeoisie resu lts reason which s e t s conditions The v e ry success o f in r e s p e c t to o r g a n i z i n g and c o n t i n u a l l y o f production t h a t c la s s thought. the m a t e r i a l revo lu tio n izin g in the hegemony o f t e c h n o l o g i c a l , the th e mode in strum entalist the s t a g e f o r th e t r a n s i t i o n o f reason as an i n s t r u m e n t o f to a f o r c e independent o f c l a s s . The c a t e g o r i e s o f d o m i n a ti o n and a d m i n i s t r a t i o n no l o n g e r proceed from human b e h a v i o r b u t r a t h e r compel a l l b e h a v i o r and t h o u g h t . In the c o n t e x t o f M a rc u s e 's a n a l y s i s , these c a t e g o r i e s a r e deigned to have a l i f e o f t h e i r own o v e r which the b o u r g e o i s i e has no real control. the c a p i t a l i s t s Even w i t h do no t make the e s s e n t i a l c r a t i c m ana ger ia l technical r e s p e c t t o t h e o p e r a t i o n o f th e means o f p r o d u c t i o n class p r o c e s se s . is c a p a b le o f respo ndi ng to the M a rc u se 's p o s i t i o n in which the t e c h n o l o g i c a l d ecisio ns since only the techno i m p e r a t i v e s o f the is one o f t e c h n o l o g i c a l m atrix d ic ta te s determinism the form and c o n t e n t o f s o c i a l construction . I t would a ppe ar as i f Marcuse has e f f e c t i v e l y and i r r e v o c a b l y Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. i n t e r w o v e n the two s t r a n d s o f f a s c i s m and modern t e c h n o l o g i c a l modern man is e n t w i n e d . The e nd e a v o r begun by the F r a n k f u r t School have been consummated in the r e c e n t work o f H e r b e r t Marcuse. o rig in a l e nd ea vor to i n t e r r e l a t e f l a w which t h i s st udy s h a l l However, the a t t e m p t to overcome. (e .g ., the American response) the response o f some n a t i o n t o the is e v id e n c e F r a n k f u r t S c h o o l. in terp re ta tio n as comprehen must be u n d e r t a k e n . Thus, the S c h o o l ' s id e n tific a tio n fascism but ec onomic, s o c i o l o g i c a l which a r e m a n i f e s t in the s o c i a l the p r a x i s o f f a s c i s m , its and i d e o l o g i c a l The i n t e n t o f is n o t a c h a rac te ris tic s organization o f the masses, remains v e ry much open t h i s pa pe r is n o t to ta k e commonly a s c r i b e d to f a s c i s m in p o l i t i c a l t e x t b o o k s , b u t to uncover the process that le d to a t o t a l i t a r i a n order. To b e g in w i t h , o f monopoly c a p i t a l order. It r a t h e r what may be a t t r i b u t e d u n d e r l y i n g mode o f b e i n g , issue w i t h t h e c h a r a c t e r i s t i c s th e the f o r any e r r o r s the e q u a t i o n . and p s y c h o l o g i c a l to d i s c u s s i o n and i n v e s t i g a t i o n . social of In o t h e r w o rd s , w h i l e no one can deny t h a t f a s c i s m in Europe had certain p o l i t i c a l , s c ie n c e then o f f a s c i s m w i t h an un r a t i o n a l i t y must a l s o be s c r u t i n i z e d t h e n , o f wh at c o n s t i t u t e s to f a s ci sm . f a s c i s m is not emergence o f monopoly c a p i t a l i s m , t h a t might be c on ce ale d by th e a p p a r e n t l o g i c o f question, If t h a t goes a g a i n s t the g r a i n o f the v a r i o u s s t u d i e s fo ld in g technological for seems to some c o n s i d e r a t i o n o f o t h e r responses t o the emergence o f monopoly capital this in which f a s c i s m w i t h advanced c a p i t a l i s m c o n t a i n s a B e f o re a c c e p t i n g t h e F r a n k f u r t S c h o o l ' s sive, so ciety the in itia l i d e n t i f i c a t i o n o f fascism w ith tends to be a h i s t o r i c a l in so f a r as i t does n o t a c c o u n t emergence o f f a s c i s m as an o p p o s i t i o n a l movement w i t h i n Fascism d e r i v e d s u p p o r t on th e b a s is o f i t s Furthermore, the id e o lo g y and p r a c t i c e o f th e growth the c a p i t a l i s t a n ti-c a p ita lis t posture. f a s c i s m d i d n o t proceed from a Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 7 technological r a t i o n a l i t y embodied in a t e c h n o c r a t i c s o c i a l which the i m a g i n a t i o n and w i l l to command th e w i l l his w illin g n e s s no l o n g e r d e t e r m i n e b e h a v i o r . and to punish o r to obey a u t h o r i t y . reward the real depends u l t i m a t e l y individual c ho ice s r e co g n iz e s t h e supremacy o f the w i l l . i n d i v i d u a l on the b a s i s o f to i n i t i a t e a c t i o n and, therefore, The i d e o l o g y and p r a c t i c e o f f a s c i s m In t h i s the r a t i o n a l i t y o f th e e a r l y p e r i o d o f ual s were f r e e Fascism e x i s t s the f a s c i s t o r g a n i z a t i o n o f s o c i e t y p r e s e r v e s the b o ur ge oi s concept o f f r e e w i l l . reflects punished as a consequence o f t h e i r c h o i c e . respect, lib eralism to dis p os e o f themselves as they w i l l , At i t s fascism in which in d iv id t o be rewarded o r core, the t o t a l i t a r i a n v i s i o n o f Germany and I t a l y was n o t t h a t o f a b r a v e new w o r l d b u t the r e c t i o n o f Hobbesian s o c i e t y . a n tith etica l C erta in ly technological To t h i s e x t e n t , to the t e c h n o l o g i c a l have ga in ed a s i n g u l a r mode o f p r o d u c t i o n . of a c ritic a l f a s c i s m c e r t a i n l y appea rs th e c a t e g o r i e s o f a d m i n i s t r a t i o n and d o m i n a t io n as modes o f ra tio n a lity outcome o f t h i s type o f impo rtance w i t h t h e ad v e nt upon h i g h l y complex te c h n iq u e s Marcuse is e s p e c i a l l y c o r r e c t to i n s i s t ra tio n a lity is to e f f e c t i v e l y consciousness by d e p r i v i n g many o f s t r u c t u r e s and language f o r suppress th e f o r m a t i o n th e development o f e f f e c t i v e o p p o s i t i o n . the i n e v i t a b l e i r r a t i o n a l i t y o f c a p i t a l i s m no r t h a t advanced c a p i t a l i s t s o c i e t y I n s t e a d th e emergence o f f a s c i s m and the mode o f p r o d u c t i o n However, form o f the is in h e re n tly ro ot s o f the t e c h n o l o g i c a l r a t i o n a l i t y o f modern s o c i e t y may b e s t be examined by an a n a l y s i s o f g e ne s is o f th e monopoly c a p i t a l t h a t th e the ne ce ssa ry t r a i n i n g , these i n s i g h t s do no t de m o n s t r a t e t h a t f a s c i s m is fascist. resur r a t i o n a l i t y o f advanced c a p i t a l i s m . o f modern, advanced c a p i t a l i s m , which r e l i e s in i t s in Whereas the t e c h n o c r a t i c s o c i e t y d e s t r o y s the c o n d i t i o n s which p e r m i t upon the stru ctu re the in the c o n t e x t o f the Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. n ation s t a t e . ^ Much o f the a n a l y s i s o f f a s c i s m p r o f f e r e d by the c r i t i c a l is insightful and canno t be c a s t a s i d e . draw t o e n c a p s u l a t e t h e ir analysis nature o f fascism are in a d d i t i o n , s a lize the concept o f f a s c i s m . cal ra tio n a lity there it is is in tern a l t h a t the y statem ent o f the c o n t r a d i c t i o n s and vague in any a t t e m p t t o u n i v e r To conclude t h a t f a s c i s m is the " p r im a c y o f i n s t e a d the i r r a t i o n a l embodiment o f the t e c h n o l o g i to argue t h a t f a s c i s m can be posed as a law o f s o c i a l epoch t h a t is n e i t h e r c a p i t a l i s t i c n o r s o c i Any a t t e m p t to g e n e r a t e a concept o f f a s c i s m w i t h a s u f f i c i e n t level o f g e n e ra lity s u ita b le social the c o n c lu s io n s at a d e fin itiv e is an i n h e r e n t weakness d e v e l o p m e n t - - a unique h i s t o r i c a l a lis tic . to a r r i v e i n v a l i d a t e d by t h e i r ness- p o litic s " or that However, th eo rists f o r m e th o d o lo g i c a l development must f i n d e v i d e n c e o f a p p l i c a t i o n as a law o f the u n i v e r s a l i t y supposedly i n h e r e n t in f a s c i s t s o c i e t y . The tendency o f many r e s e a r c h e r s i n t o the n a t u r e o f f a s c i s m is th e c o n s t r u c t i o n o f a model o f f a s c i s m t h a t can i d e n t i f y and e x p l a i n modern f a s c i s t movements and re gim es. f a s c i s t does no t y i e l d nations. There Y e t to c a l l much knowledge o f the a c t u a l is the a d d i t i o n a l c o n s t r u c t e d from th e German o r p e r c e p t i o n o f modern s o c i a l those I t a l i a n e x p e r i e n c e can r e a d i l y d i s t o r t o u r it f o r model b u i l d i n g . Although t h e F r a n k f u r t School was not c o n c e p t u a l i z e d f a s c i s m as the type o f s o c i e t y g e n e r a t e d by advanced c a p i t a l i s m , t h e r e b y p r o v i d i n g the t h e o r e t i c a l A t the same t i m e , among members o f th e F r a n k f u r t School I t is a t t h i s j u n c t u r e u n d e r s t a n d i n g o f the h i s t o r i c a l o f monopoly c a p i t a l . conditions o f danger t h a t a model o f f a s c i s t s o c i e t y processes. concerned w i t h model b u i l d i n g , ju s tific a tio n S p a i n , C h i l e , o r South A f r i c a to i d e n t i f y t h e r e was a w i l l i n g n e s s f a s c i s m as a p a r t i c u l a r t h a t G r a m sc i's p e r s p e c t i v e is i m p o r t a n t to an r e l a t i o n o f n a t i o n s t a t e t o the development Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 9 regime which has s e i z e d power in a c a p i t a l i s t s o c i e t y w i t h o u t t r a n s f o r m i n g the mode o f p r o d u c t i o n . To a v o i d the problems a s s o c i a t e d w i t h S c h o o l, it may be more f r u i t f u l this p o s t u r e o f the F r a n k f u r t f o r an u n d e r s t a n d i n g o f f a s c i s m t o r e g a rd p r i n c i p a l l y as a p a r t i c u l a r development w i t h i n c a p i t a l i s m . does n o t e n v i s i o n to e x p l a i n a l l its re gi m e s. c a p i t a l i s m de ni es s t a t u s o f a law o f s o c i a l with This pa pe r then purpose as p r o v i d i n g a concept o f f a s c i s m t h a t promises types o f f a s c i s t structure w ith in it To Judge f a s c i s m to be a p a r t i c u l a r the v a l i d i t y o f g r a n t i n g fa s c i s m the dev elop men t. S in ce t h i s pap er w i l l be concerned l o c a t i n g th e emergence o f f a s c i s m in th e framework o f c a p i t a l i s t d e v e l opment, the e n s u in g i n v e s t i g a t i o n o f European f a s c i s m w i l l ism is m o n o l i t h i c . deny t h a t c a p i t a l The process o f c a p i t a l i s t development has meant uneven development among n a t i o n s . These uneven developments have to do w i t h p a r t i c u l a r c o n d i t i o n s o f a g e o g ra p h ic r e g i o n s u b j e c t to the c a p i t a l i s t mode o f p r o d u c t io n which r e s u l t ita lis t progress. It in d i v e r g e n t and even c o n f l i c t i n g is responses to ca p in the c o n t e x t o f an u n d e r s t a n d i n g o f uneven d e v e l opment t h a t the emergence o f f a s c i s m may be b e s t u n d e rs t o o d . f a s c i s m in t h i s c o n t e x t means to c o n c e p t u a l i z e To s i t u a t e f a s c i s m as a p a r t i c u l a r by a n a t i o n to i t s own development w i t h i n a c a p i t a l i s t w o r l d system. paper w i l l treat fa s c i s m w i t h r e s p e c t to the f a s c i s m o f Germany and I t a l y development o f monopoly c a p i t a l its those c o u n t r i e s . fetters Only in t h i s work which emphasizes the s i n g u l a r i t y o f f a s c i s m r a t h e r than i t s and makes th e m a t t e r o f uneven development c e n t r a l America d i d n o t have a f a s c i s t upon the frame u n iversality can the q u e s t i o n o f why regime d u r i n g the Depres sion and Wo rl d War I I e r a be posed in a way which w i l l The argument w i l l Th is p a r t i c u l a r i t y by f o c u s i n g on as response to the i n t e r n a l w ith in response bear f r u i t . be made t h a t the German and I t a l i a n states Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. retarded to the development o f monopoly c a p i t a l , a r e a c t i o n to c a p i t a l i s m Th is s i t u a t i o n stands in g e n e r a l l e a d i n g to th e emergence o f f a s c i s m as and to the lib eral state in p a r t i c u l a r . in marked c o n t r a s t to th e American n a t i o n s t a t e which has te ned r a t h e r than impeded the f o r m a t i o n o f monopoly c a p i t a l . w ith in Ita ly and Germany which f e t t e r e d The c o n d i t i o n s the development o f monopoly c a p i t a l m i t i g a t e d a g a i n s t th e c r e a t i o n o f a c a p i t a l i s t c l a s s consciousness a n d , y e t , f o s t e r e d a p r o l e t a r i a t c l a s s c o n s c io us ne ss . The c o n d i t i o n s which le d r a p i d and consummate development o f advanced c a p i t a l i s m engendered a c l a s s conscious c a p i t a l i s t spheres o f s o c i a l a c tiv ity r e q u i r e d by advanced i n d u s t r i a l ra tio n a lity The te c h n iq u e s production w i t h i n were m o d i f i e d and e x te n de d by the b o u r g e o i s i e a ll in the U n i t e d S t a t e s c l a s s and m i t i g a t e d a g a i n s t the development o f a c l a s s conscious p r o l e t a r i a t . developed to i n t e g r a t e and r a t i o n a l i z e so c ie ty . t h a t were the U .S . economy to a d m i n i s t e r and r a t i o n a l i z e in o r d e r to p r o v i d e In t h i s the n e c e ss a r y s t a b i l i t y lig h t, technological comprises a s e t o f te c h n iq u e s under the d i r e c t i o n and in the s e r v i c e o f the c a p i t a l i s t c l a s s which ness o f t h a t c la s s w i t h the s t a t e p o litic a l Hence, d irectorate. i n c r e a s i n g l y promotes the s e l f - c o n s c i o u s i n c r e a s i n g l y f u n c t i o n i n g as a c l a s s - c o n s c i o u s the o n e - d i m e n s i o n a l s o c i e t y which Marcuse d e s c r i b e s was f i r s t born in th e U n i t e d S t a t e s and no t under f a s c i s m . War I I estab lished resu lting ita lis t structed to the the U n i t e d S t a t e s as th e l e a d i n g w o r l d economic power, in the hegemony o f system. World the t e c h n o l o g i c a l ra tio n a lity in the w o r l d ca p This hegemony no t o n l y pu t an end to f a s c i s m b u t re co n the German and I t a l i a n nations w ith in th e framework o f monopoly capi t a l . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER I I THE GENESIS AND ESSENCE OF CAPITALIST PRODUCTION It is i m p o r t a n t to b e g in w i t h phenomenon o f which H i t l e r ' s th e f a c t Germany, M u s s o l i n i ' s a r e the e a r l i e s t and most c l a s s i c ex am pl es. France to have been a f a s c i s t s o c i e t y . a lib e ra l so ciety. control re b ellio n . support. B ritain over society Fascism is No one c o n s i d e r s N a p o le o n ' s Even under N a p ol e on , frig h ten in g France remained than to c o n t e m p la t e because is the f a c t t h a t f a s c i s t Why d i d Germany and I t a l y regimes r e c e i v e p o p u l a r become f a s c i s t w h i l e c o u n t r i e s and the U n it e d S t a t e s d i d not? Any argument lik e to t h e e f f e c t t h a t the pe op le were a u t h o r i t a r i a n , whereas t h e American and B r i t i s h peo p le were l i b e r t a r i a n fa s c i s m and I t a l i a n and F r a n c o ' s Spain is so complete t h a t t h e r e seems t o be no space f o r E q u a l l y ominous German and I t a l i a n Ita ly , Fascism seems much more monstrous and d i a b o l i c a l the a n c i e n t d i c t a t o r s h i p s . its t h a t f a s c i s m is a modern begs t h e q u e s t i o n . Nonetheless, both German f a s c i s m had the s u p p o r t o f a g r e a t number o f p e o p l e . The a t t r a c t i o n o f fa s c i s m must be examined and the process uncovered t h a t makes such a r e p r e s s i v e s o c i e t y a t t r a c t i v e . I t may have been the case t h a t the Germans and I t a l i a n s l i b e r a t i o n because they despei— a t e l y wished f o r s o c i a l mis too k f a s c i s m f o r change in th e m id s t o f Rath er than c l a i m t h a t th e German and I t a l i a n from the American p e r s o n a l i t y , ferences in each n a t i o n ' s structures it in to le r a b le conditions. p e rso n ality d if fe r s may i n s t e a d be w i s e d ra s tic a lly to c o n s i d e r the d i f response to t h e c r i s i s o f d e p r e s s i o n and the through which the responses were m e d ia t e d . T h a t th e U n i t e d S t a t e s , Germany and I t a l y were d i s r u p t e d by a 11 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 12 worldwide depression a t t e s t s t o t h e i r e x i s t e n c e as c a p i t a l i s t c o u n t r i e s re cip ro c a lly affected in tern atio n al in the each c o u n t r y was c a r r i e d on by p o l i t i c a l d iffered in fundamental ways. and economic i n f r a s t r u c t u r e s developments p o litic a l I f d i s s i m i l a r i t i e s as w e l l the i n t h e c a p i t a l i s t mode o f r e f l e c t changes i n the mode o f p r o d u c t i o n differences that they can be compared to one a n o t h e r . are h i s t o r i c a l ences between a n a t i o n ' s from s u b s t a n t i a l production w it h in i n f r a s t r u c t u r e s can be examined w i t h i n framework o f c a p i t a l i s t p r o d u c t i o n , p r o d u c t i o n , which Yet, These d i f f e r e n c e s must be s p e c i f i e d and i d e n t i f i e d and in so f a r as the These i n f r a s t r u c t u r e s market. its e lf. D iffe r and economic s t r u c t u r e s would then a r i s e in c a p i t a l i s t development w i t h i n as s i m i l a r i t i e s th e c o u n t r i e s . between i n f r a s t r u c t u r e s a r e to be p i n p o i n t e d and compared in o r d e r to ac co un t f o r the emergence o f f a s c i s m in some c o u n t r i e s and n o t in o t h e r c o u n t r i e s , i s t development must f i r s t be e x p l a i n e d . then the b a s i s o f uneven c a p i t a l The l o g i c a l b e g i n n i n g o f such an e x p l a n a t i o n would be an account o f th e t r a n s f o r m a t i o n o f f e u d a l i s m i n t o capi t a l i s m . Throughout Volume I o f Capi t a l , Marx u n d e r l i n e s production to o c c u r c e r t a i n c o n d i t i o n s must be met. that for c a p ita lis t He groups the s e c o n d i t i o n s under the heading o f p r i m i t i v e a c c u m u l a t i o n . The c a p i t a l i s t system presupposes t h e complete s e p a r a t i o n o f the l a b o u r e r s from a l l p r o p e r t y in the means by which they can r e a l i s e t h e i r l a b o u r . . . . The p r o c e s s , t h e r e f o r e , t h a t c l e a r s th e way f o r the c a p i t a l i s t syste m, can be none o t h e r than t h e process which t ak es away from th e l a b o u r e r the possession o f h i s means o f p r o d u c t i o n ; a process t h a t t r a n s f o r m s on the one hand, the s o c i a l means o f s u b s i s t e n c e and o f p r o d u c t i o n i n t o c a p i t a l , on the o t h e r , the immediate pr od uce rs i n t o wage l a b o u r e r s . The so c a l l e d p r i m i t i v e a c c u m u l a t i o n , t h e r e f o r e , is n o t h i n g e l s e than the h i s t o r i c a l process o f d i v o r c i n g the p r o d u c e r from the means o f p r o d u c t i o n . ? I Karl 19 67. p . 714. Marx, Capi t a l , V o l . I, New Y o r k : In ternatio nal Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. P ub lishers, 13 Marx employs th e concept o f p r i m i t i v e a c c u m u la t io n t o e x p l a i n tio n o f feudalism in to c a p ita lis m . that u n til the t r a n s f o r m a Many M a r x i s t s have t a k e n Marx to mean a c o u n t r y has t r a n s f o r m e d a l l l a b o r i n t o wage l a b o r i t is p r e 2 c a p i t a l i s t — in between f e u d a l i s m and c a p i t a l i s m . Th is i n t e r p r e t a t i o n suggests t h a t an economy can c o n t a i n f e u d a l s e c t o r s and c a p i t a l i s t s e c t o r s depending on the absence o r the presence o f w a g e - l a b o r in a g i v e n s e c t o r . Although Marx is u n u s u a l l y vague on t h e m a t t e r , it does n o t seem a t a l l p r o p r i a t e t o suppose t h a t h i s d i s c u s s i o n o f the move from p r i m i t i v e tion to c a p i t a l i s t p r o d u c t i o n implies o f p r o d u c t i o n must be di sposed o f labor. R ath er what is required its and p r o d u c t i o n ) e x ists p r o p e r t y and t r a n s f o r m e d i n t o wage in th e move from p r i m i t i v e a c c u m u l a t i o n , (i.e ., to c a p i t a l i s t i c free labor r e s u lt in g i n an a b s o l u t e laborers increase the s t e a d y p r o l e in the volume o f production not o n ly m aintains from the means o f p r o d u c t i o n , " b u t In a c o n t i n u a l l y e x t e n d i n g s c a l e . M a r x la tio n subsistence in th e r a t e o f p r o d u c t i o n o f s u r p l u s v a l u e . a c cu m u la t io n which beg in s w i t h c a p i t a l the s e p a r a t i o n o f the it is c o a le s c e w i t h a s u f f i c i e n t number o f f r e e , wage l a b o r e r s . l a b o r - p o w e r and an i n c r e a s e Capital production the t r a n s f o r m e d means o f s o c i a l The f u r t h e r development o f c a p i t a l i s m would t hen e n t a i l ta ria n iza tio n o f accumula t h a t a l 1 l a b o r w i t h i n a g i v e n system which is a process c a t a l y z e d under f e u d a l i s m , t h a t what c a p i t a l ap is a r g u i n g t h a t c a p i t a l speeds the process o f p r i m i t i v e a c c u m u l a t i o n . a c c u m u la t io n precedes c a p i t a l i s t p r o d u c t i o n , reproduces it accumu Although p c i m i t i v e does n o t end w i t h the b e g i n n i n g o f c a p i t a l i s m even though th e means by which l a b o r is p r o l e t a r i a n i z e d ^A more complete d i s c u s s i o n o f t h i s i n t e r p r e t a t i o n and i t s a p p l i c a t i o n can be found in W a l l e n s t e i n (see no te 5 ) , pp. 3 8 8 - 3 9 9 . 3 M a r x , op . c i t . , p . 4 1 7 . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. practical 14 changes w i t h c a p i t a l i s t dev elop men t. C a p i t a l i s t production becomes wage l a b o r and a l l is the process whereby a l l means o f p r o d u c t i o n becomes c a p i t a l . th e i n t e r p r e t a t i o n which m a i n t a i n s u n til a ll the s e p a r a t i o n o f labor e v e n tu a lly t h a t a country remains " p r e - c a p i t a l i s t * ' l a b o r from the means o f p r o d u c t i o n s e c t o r s o f the economy is in e r r o r . is com plete but th is In Such an i n t e r p r e t a t i o n would have to deny t h a t the process which a c h ie v e s such a t r a n s f o r m a t i o n tic ; Therefore, is c a p i t a l i s is the c l a i m t h a t must be made, o t h e r w i s e c a p i t a l i s m c o u l d not be judged t o have overcome the f e t t e r s o f f e u d a l i s m . The process by which the s e p a r a t i o n o f p r o d u c t i o n and the a c c u m u l a t i o n o f c a p i t a l the p r o f i t t h a t can a c c r u e . in a m a r k e t . from th e means o f t a k es p l a c e on an e x p a n d in g s c a l e is the p r o d u c t i o n o f commodities f o r p r o f i t . the s a l e o f thes e commodities laborers P r o f i t can be made o n l y from The l a r g e r the m arket th e g r e a t e r The e x pan sio n o f c a p i t a l is a d i r e c t the ex panding do m i n a t io n o f th e b o u r g e o i s i e t h r o u g h o u t the w o r l d . re su lt o f In the Mani f e s t o , Marx remarks t h a t the b o u r g e o i s i e has s u b j e c t e d the c o u n t r y to the r u l e o f the towns. . . . The b o u r g e o i s i e keeps more and more do ing away w i t h the s c a t t e r e d s t a t e o f the p o p u l a t i o n , o f the means o f p r o d u c t i o n , and o f p r o p e r t y . . . . The b o u r g e o i s i e has through i t s e x p l o i t a t i o n o f the w o r l d mark et g i v e n a c o s m o p o l it a n c h a r a c t e r to pr od uc t i o n and consumption in e v e r y c o u n t r y . . . . The need f o r a c o n s t a n t l y ex panding m arket f o r i t s pr o d u c t s chases th e b o u r g e o i s i e o v e r the whole s u r f a c e o f the g l o b e . I t must g e t a f o o t i n g e v e r y w h er e , s e t t l e e v e r y w h e r e , e s t a b l i s h c o n n ec t io n s e v e r y w h e r e . 4 I f c a p i t a l i s m is a mode o f p r o d u c t i o n , p r o d u c t i o n f o r p r o f i t in a m ark et then we o u g h t , I should have t h o u g h t , to look to w h e t h e r o r n o t such p r o d u c t i o n was o c c u r r i n g d u r i n g the so c a l l e d p e r i o d o f t r a n s i t i o n [f ro m f e d u a l i s m to c a p i t a l i s m ] from th e l 6 t h to l 8 t h century. What was happening in Europe from the s i x t e e n t h to the e i g h t e e n t h c e n t u r y is t h a t o v e r a l a r g e g e o g r a p h i c a l a r e a going from Poland in the n o r t h e a s t westwards and southwards t h ro ug ho u t rnes t Mande 1 , The Formation o f the Economi c Thought o f Karl New York and London: Monthly Review P r e s s , 1971, PP. 5 6 - 5 7 * Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Marx, 15 Europe and i n c l u d i n g l a r g e p a r t s o f the We stern Hemisphere t h e r e grew up a w o r l d economy w i t h a s i n g l e d i v i s i o n o f l a b o r w i t h i n which t h e r e was a w o r l d m a r k e t , f o r which men produced l a r g e l y a g r i c u l t u r a l p r od uc ts f o r s a l e and p r o f i t . I would t h i n k the s i m p l e s t t h i n g to do would be to c a l l t h i s a g r i c u l t u r a l c a p i t a l ism .5 The e x i s t e n c e o f a w o r l d m arket meant t h a t a l l passed by t h i s mark et pr o d u c in g goods f o r s a l e c o n s id e r e d c a p i t a l i s t i c . the r e gi on s encom in t h a t m arket a r e t o be These c o u n t r i e s a r e engaged in c a p i t a l i s t p r od uc t i o n even though they d i f f e r d r a s t i c a l l y t i o n due to the d i f f e r e n c e s i n the in the s c a l e o f c a p i t a l i s t p r od uc le v e l o f p r i m i t i v e accumulation. b i r t h o f c a p i t a l i s m was n o t a r e g i o n a l a f f a i r but a world a f f a i r . The From the s t a r t c a p i t a l i s m has been c h a r a c t e r i z e d by the uneven development between one r e gi on and a n o t h e r . Those c o u n t r i e s which began w i t h a minimum o f p r i m i t i v e a c c u m u la t io n were to e n c o u n t e r s u b s t a n t i a l the r a t e o f c a p i t a l accumulation. Indeed the in itia l d iffic u lty d iffic u lty in creasing some coun t r i e s e n c o u n t er e d in t h e i r p r i m i t i v e a c c u m u la t io n c o n t i n u e d to f e t t e r internal economic de ve lop me nt. It is a p p a r e n t t h a t the process o f p r i m i t i v e a c cu m u la tio n which Marx d e s c r i b e s was u n de rt a k e n in d i f f e r e n t d i f f e r e n t ways d u r i n g d i f f e r e n t p e r i o d s which ac co unt s f o r between n a t i o n s ' r e gi on s in the d i f f e r e n c e s dev elo pme nts . Given t h e i r p a r t i c u l a r p o s i t i o n w i t h i n a w o r l d a g r i c u l t u r a l various th e ir re g io n s came t o s p e c i a l i z e stein distingu ishes this in c e r t a i n a g r i c u l t u r a l s p e c ia liza tio n market, products. W aller- in the f o l l o w i n g way: By a s e r i e s o f a c c i d e n t s - - h i s t o r i c a l , e c o l o g i c a l , g e o g r a p h i c — n o r t h w e s t Europe was b e t t e r s i t u a t e d in the s i x t e e n t h c e n t u r y to d i v e r s i f y i t s a g r i c u l t u r a l s p e c i a l i z a t i o n and add to i t c e r t a i n i n d u s t r i e s (such as t e x t i l e s , s h i p b u i l d i n g , and metal wares) than were o t h e r p a r t s o f Eu ro p e. N or th w e s t Europe emerged as the core ^Immanuel W a l l e r s t e i n , "The Rise and F u tu re Demise o f the World C a p i t a l i s t System: Concepts f o r Comparative A n a l y s i s , " Comparative S t u d i e s in S o c i e t y and H i s t o r y , V o l . 16, No. 4 , Sept em ber , 1974, p . 399. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 16 a r e a o f t h i s world-econonry, s p e c i a l i z i n g in a g r i c u l t u r a l p r o d u c t i o n o f h i g h e r s k i l l l e v e l s , which f a v o r e d ( a g a i n f o r reasons too complex t o d e v e lo p ) tenancy and wage l a b o r as th e modes o f l a b o r c o n t r o l . E a s t e r n Europe and th e Western Hemisphere became p e r i p h e r a l a r e a s s p e c i a l i z i n g in the e x p o r t o f g r a i n s , b o u i l l o n , wood, c o t t o n , sugai— a l l o f which f a v o r e d th e use o f s l a v e r y and coe rce d c a s h - c r o p l a b o r as the modes o f l a b o r c o n t r o l . M e d i t e r r a n e a n Europe emerged as the s e m i - p e r i p h e r a l a r e a o f the world-economy s p e c i a l i z i n g in h i g h - c o s t i n d u s t r i a l pro d uc ts ( f o r e x am pl e , s i l k s ) and c r e d i t and s p e c i e t r a n s a c t i o n s , which had as a consequence in the a g r i c u l t u r a l a r e n a s h a r e - c r o p p i n g as th e mode o f l a b o r c o n t r o l and l i t t l e e x p o r t t o o ther areas. The t h r e e s t r u c t u r a l p o s i t i o n s in a wo rld -e co no m y — c o r e , p e r i p h e r y , and s e m i - p e r i p h e r y - - h a d become s t a b i l i z e d by abo ut 1640. How c e r t a i n a re a s became one and n o t the o t h e r is a long s t o r y . The key f a c t is t h a t g iv e n s l i g h t l y d i f f e r e n t s t a r t i n g p o i n t s , th e i n t e r e s t o f v a r i o u s l o c a l groups converged in n o r t h w e s t E ur op e, l e a d i n g t o th e development o f s t r o n g s t a t e mechanisms, and d i v e r g e d s h a r p l y in the p e r i p h e r a l a r e a s , l e a d i n g t o v e r y weak ones. Once we g e t a d i f f e r e n c e in th e s t r e n g t h o f th e s t a t e - m a c h i n e r i e s , we g e t the o p e r a t i o n o f "unequal exchange" which is e n f o r c e d by s t r o n g s t a t e s on weak o n e s , by core s t a t e s on p e r i p h e r a l a r e a s . Thus c a p i t a l i s m i n v o l v e s no t o n l y the a p p r o p r i a t i o n o f s u r p l u s v a l u e by an owner from a l a b o r e r , b u t an a p p r o p r i a t i o n o f s u r p l u s o f th e whole world-economy by c o r e a r e a s . And t h i s was as t r u e in th e s t a g e o f a g r i c u l t u r a l c a p i t a l i s m as i t is in the s t a g e o f i n d u s t r i a l c a p i t a l i s m . . . . C a p i t a l i s m was from th e b e g i n n i n g an a f f a i r o f the world-economy and no t o f n a t i o n s t a t e s . & National bo un da rie s were n o t the n a t u r a l bo u n d a r ie s o f c a p i t a l i s t exchange, as has o f t e n been supposed, b u t p o l i t i c a l control in tern a tio n a l exchange. a rtifa c ts designed to The e x i s t e n c e o f the c a p i t a l i s t mode o f p r o d u c t i o n was a p r e - c o n d i t i o n f o r th e emergence o f n a t i o n s t a t e s and not vice versa. As r egi on s produced pr od uc ts the o v e r r i d i n g c o n s i d e r a t i o n . f o r a w o r l d m a r k e t , p r o f i t became At f i r s t a g r i c u l t u r a l p r o d u c t i o n became i n c r e a s i n g l y s p e c i a l i z e d as the pr o d u c er s a t t e m p t e d to a v o id th e normal a t i o n s o f the m a rk e t. G radually, the local c a p ita l i t oper classes throughout E u r o p e - - c a s h crop landowners and m e r c h a n t s - - t u r n e d t o t h e s t a t e no t o n l y free themselves to from the n o n- m a rk e t c o n s t r a i n t s b u t a l s o to " c r e a t e new con s t r a i n t s on t h e new m a r k e t , the market o f the European w o rld -e c o n o m y ."? 6 | b i d . , p . 401, 7 | b i d . , p. 400. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. The n a t i o n 17 s t a t e s d i d n o t s p r i n g i n t o e x i s t e n c e s i m u l t a n e o u s l y b u t were e r e c t e d when v a r i o u s c o u n t r i e s a r r i v e d a t a p o i n t j u s t below the hi gh p o i n t o f s t r e n g t h the w o r l d economy. The c r e a t i o n o f n a t i o n a l bo u n d a r ie s s t r e n g t h e n e d t h e i r position by a c c e l e r a t i n g However, th e s t r e n g t h o f the s t a t e m a c h i n e r i e s o f the v a r i o u s n a t i o n s the development o f t h e i r economic i n f r a s t r u c t u r e . a c c o r d in g to t h e i r p o s i t i o n in the w o r l d economy. the core c o u n t r i e s was b o l s t e r e d owning c l a s s who f a v o r e d f r e e r e s t r i c t i o n s on the compete. t r a d e and the commercial the land b o u r g e o i s i e who f a v o r e d im po rt o f m anu fa ct ure d goods a g a i n s t which they c o u l d not W it h the more dynamic s t a t e b u r e a u c r a c i e s , economies o f th e p e r i p h e r a l I t was n o t u n t i l the cor e c o u n t r i e s were the development o f the and s e m i - p e r i p h e r a l th e sy ste m -wi de r e c e s s io n o f countries. 16 50 -1 7 30 t h a t mei— c a n t i l i s m became the dominant mode o f p o l i t i c a l - e c o n o m i c b e h a v i o r . to W a l l e r s t e i n , the r e c e s s i o n f o r c e d the e x i s t i n g n a t i o n s ar ea s from w o r l d t r a d e and t o engage F r a n c e 's a t t e m p t s in a b a t t l e o f a t t r i t i o n . o f in d u s tria liza tio n a fte r to c a t c h up. England suc power and England has te ned i t s 1760 c o n t i n u i n g to m a i n t a i n its A cc o rd in g to w i t h d r a w l a r g e ceeded in d i s p o s i n g o f the Ned erl an ds as the p r im a r y commercial then r e s i s t e d varied The s t a t e m achinery in t o meet th e co n g ru en t needs o f thus a b l e to expand t h e i r w o r l d m ark et and s t i f l e national in process hegemony i n the European w o r l d market d e s p i t e N a p o le o n 's a t t e m p t t o d e s t r o y t h i s hegemony d u r i n g the C o n t i n e n t a l blockade. Q From t h i s p o i n t onward i n d u s t r i a l prod uc t i o n becomes the p r i m a r y mode o f c a p i t a l i s t p r o d u c t i o n a n d , a t t h i s p o i n t as w e ll, impetus the European economic system becomes w o r l d - w i d e . f o r the g e o g r a p h ic a l e x pan sio n o f The i n i t i a l the c a p i t a l i s t system d i d not stem from th e need f o r new markets n e a r l y as much as from th e need f o r raw m a t e r i a l s . 8Ib id . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 18 Th is d r i v e f o r new sources o f peripheral and s e m i - p e r i p h e r a l form erly perip h eral raw m a t e r i a l s areas. came i n t o b e in g ) dominance. Th is development made i t p o s s i b l e and s e m i - p e r i p h e r a l c o u n t r i e s as market demand expanded. l e d to th e c r e a t i o n o f new r e gi on s to a t t e m p t to become core The U n i t e d S t a t e s and Germany (as adop ted m e r c a n t i l i s t p o l i c i e s o f success p r i o r to World War ! - - t o t a l l y only p a r t i a l l y successful it in t h e i r q u e s t f o r economic In each c o u n t r y the m a n u f a c t u r i n g s e c t o r ga in ed p o l i t i c a l dancy, b u t the s t r u g g l e o f these c o u n t r i e s for to i n d u s t r i a l i z e v a rie d successful a sce n in degree in the U n it e d S t a t e s and in Germany.9 At f i r s t under i n d u s t r i a l c a p i t a l i s m , the core exchanged manufac t u r e d pr od uc ts a g a i n s t the p e r i p h e r y ' s a g r i c u l t u r a l pr oducts — hence , B r i t a i n from l 8 l 5 to 1873 as the "workshop o f the w o r l d . " Even t o those s e m i - p e r i p h e r a l c o u n t r i e s t h a t had some m anu fa ct ur e ( F r a n c e , Germany, B el g iu m , the U . S . ) , B r i t a i n in t h i s p e r i o d sup p l i e d abo ut h a l f t h e i r needs i n m anu fa ct ur ed goods. As, howe ver , the m e r c a n t i l i s t p r a c t i c e s o f t h i s l a t t e r group bo th c u t B r i t a i n o f f from o u t l e t s and even c r e a t e d c o m p e t i t i o n f o r B r i t a i n in s a l e s to p e r i p h e r a l a r e a s , a c o m p e t i t i o n which le d to the l a t e n i n e t e e n t h c e n t u r y " s c r a m b le f o r A f r i c a , " the w o r l d d i v i s i o n o f l a b o r was r e a l l o c a t e d to ens ure a new s p e c i a l r o l e f o r the c o r e : le ss the p r o v i s i o n o f th e m a n u f a c t u r e s , more the p r o v i s i o n o f the machines to make the manuf ac tur es as w e l l as the p r o v i s i o n o f i n f r a - s t r u c t u r e ( e s p e c i a l l y , in t h i s p e r i o d , r a i l r o a d s ) . 10 It should be amply c l e a r t h a t the s p e c i a l i z e d r o l e s o f the c o u n t r i e s o f th e w o r l d c a p i t a l i s t system in the p r o d u c t i o n o f goods f o r p r o f i t w o r l d m a rk e t m a n if e s t s th e c o n s i d e r a b l e d i f f e r e n c e between r e gi on s w i t h s pe c t t o the development o f t h e i r in tern a l economies. process o f p r i m i t i v e a c c u m u la t io n between c o u n t r i e s tran s itio n from a g r i c u l t u r a l to i n d u s t r i a l c o m p e t i t i v e to monopoly c a p i t a l i s m been focused upon the e x t e r n a l c u ltu ral in a factors c a p i t a l i s m to i n d u s t r i a l in general and from Thus f a r a t t e n t i o n has t h a t speed the t r a n s i t i o n capitalism in the is e v id e nc e d by the cap italism in p a r t i c u l a r . The d i f f e r e n c e re from a g r i in some re g io n s and h i n d e r 9 | b i d . , p. 40 9. l O l b i d . , p . 41 0. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. it 19 in o t h e r s . The uneven development o f the European c o u n t r i e s was in s u r e d by th e o p e r a t i o n o f the w o r l d marke t and the c r e a t i o n o f c o n s t r a i n t on the o p e r a t i o n o f the m a r k e t . only the n a t i o n s t a t e as a The p l a y o f the w o r l d m ark et n o t i n f l u e n c e d the n a t u r e o f a c o u n t r y ' s economic s t r u c t u r e b u t a l s o the re la tiv e strength o f If its the unequal the r e g i o n a l p o litic a l s t r u c tu r e vis a vis o th e r natio ns. exchange between n a t i o n s differences is a t t r i b u t e d in the process o f p r i m i t i v e in itia lly to a c c u m u la t io n which imposes pa ra me te rs on the type o f goods produced f o r the w o r l d m a r k e t , what is the r e l a t i o n o f the i n t e r a c t i o n s between a c o u n t r y ' s in frastru ctu re to changes p o litic a l and economic in the c a p i t a l i s t mode o f p r o d u c t i o n w i t h i n country? Alt hou gh " t h e b o u r g e o i s i e cannot e x i s t w i t h o u t c o n s t a n t l y tio n izin g the s o ciety," t h e r e b y l e a d i n g to the " u n i n t e r r u p t e d d i s t u r b a n c e o f a l l conditions, in s t r u m e n t s o f p r o d u c t i o n and w i t h the revolu them th e whole r e l a t i o n s o f [and] e v e r l a s t i n g u n c e r t a i n t y and a g i t a t i o n ; " * * social the changes in the mode o f p r o d u c t i o n o c c u r a t d i f f e r e n t p e r i o d s and a f t e r d i f f e r e n t s t r u g g le s in d i f f e r e n t c o u n t r i e s . T h is suggests t h a t the lo n g e r the t r a n s i t i o n from one mode o f c a p i t a l i s t p r o d u c t i o n t o a n o t h e r is d e l a y e d th e more the p o litic a l and economic i n f r a s t r u c t u r e s the more r a p i d the t r a n s f o r m a t i o n more f l e x i b l e It the conditions t h e r e f o r e seems a p p r o p r i a t e the be. to examine the r o l e o f the s t a t e in development w i t h i n a c o u n t r y to d e t e r m i n e under what th e t r a n s i t i o n from a g r i c u l t u r a l c o m p e t i t i v e t o monopoly c a p i t a l i s m to i n d u s t r i a l D ur in g any p e r i o d , each cap c o u n t r y can be a n a l y z e d to d e t e r m i n e w h e t h e r i t * * Mande 1, o p . c i t . , c a p i t a l i s m and from is h i n d e r e d o r has te ned when compared to the economic development o f o t h e r c o u n t r i e s . ita lis t Conversely, i n the c a p i t a l i s t mode o f p r o d u c t i o n In frastructures w ill the pr og res s o f c a p i t a l r e s i s t such a t r a n s i t i o n . is engaged p r i m a r i l y p. 5 6 . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 20 in a g r i c u l t u r a l t i o n always i t e n ta ils production o r in i n d u s t r i a l production. r e p r e s e n t s a more advanced l e v e l a g r e a t e r degree o f pondents o f p r o d u c t i o n . It o f the components o f p r o d u c t i o n t h a t o f c a p i t a l i s t p r o d u c t i o n , because this i n t e g r a t i o n and r a t i o n a l i z a t i o n the p o l i t i c a l r e s i s t o r encourage. a n a t i o n ' s economy— the a g r i c u l t u r a l , the and economic i n f r a s t r u c M o r e o v e r, each s e c t o r o f in d u s tria l, th e m a n u f a c t u r i n g and the s e r v i c e s e c t o r s - - m a y m a n i f e s t d i f f e r e n t degrees o f ratio n alizatio n of pr od uc i n t e g r a t i o n and r a t i o n a l i z a t i o n o f th e com- is p r e c i s e l y t u r e s o f a n a t i o n may e i t h e r In d u s tria l the p r o d u c t i o n p r oc e s s- i n t e g r a t i o n and Thus, one s e c t o r may be c o m p e t i t i v e and a n o t h e r may be m o n o p o l i s t i c , a lt h o u g h c o m p e t i t i v e c a p i t a l i s m always precedes monopoly c a p i t a l i s m and is a p r e c o n d i t i o n c apital for its genesis. is c h a r a c t e r i z e d by a h i g h l y complex and i n t e r c o n n e c t e d t u r e which p r o g r e s s i v e l y e l i m i n a t e s p r o d u c t io n and s o c i a l Monopoly c a p i t a l relatio n s transforms th e a n a r c h i c a l Monopoly in frastru c c h a r a c t e r o f economic c h a r a c t e r is t ic o f com petitive c a p ita lis m . the f u n c t i o n s o f r a t i o n a l i z a t i o n and i n t e g r a t i o n o f the p r o d u c t i o n process which had o p e r a t e d h a p h a z a r d l y and in d e p e n d e n t l y o f th e w i l l ita lis m of in divid ual c a p ita lis ts d u r i n g the p e r i o d o f c o m p e t i t i v e cap i n t o a s c ie n c e o f o r g a n i z a t i o n and a d m i n i s t r a t i o n o f the c a p i t a l i s t c l a s s . Monopoly c a p i t a l s e c t o r o f the economy because a c cu m u la t io n o f c a p i t a l , it is f i r s t emerges in t h i s s e c to r th a t under the c o n t r o l in the i n d u s t r i a l the c o n d i t i o n s o f p r o l e t a r i a n i z a t i o n o f l a b o r and th e c u m u l a t i v e in te g r a t i o n and r a t i o n a l i z a t i o n o f p r o d u c t i o n a r e most c o n c e n t r a t e d . The r a p i d i t y w i t h which the monopoly mode o f c a p i t a l in d u strial emerges In th e s e c t o r and the r a t e a t which the o t h e r s e c t o r s o f the economy follow s u i t , seems to be m ediated by the e x i s t i n g economic system. r e l a t i o n between the s t a t e and the As a law o f development w i t h i n emergence o f monopoly c a p i t a l canno t be p r e v e n t e d ; it c a p italism , can be d e l a y e d , Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. the howe ver. 21 Those c o u n t r i e s in which the t r a n s i t i o n from a g r i c u l t u r a l to i n d u s t r i a l cap i t a l i s m and from c o m p e t i t i v e to monopoly c a p i t a l i s m was pro lo ng ed and which were, w ill therefore, slow to accomplish the process o f p r i m i t i v e a c c u m u la t io n incur a d i f f e r e n t social tran sition s and p o l i t i c a l from one mode o f p r o d u c t i o n o r d e r than those i n which the to a n o t h e r were more r a p i d . uneven development o f c a p i t a l i s t c o u n t r i e s would then impose c e r t a i n structural l i m i t a t i o n s which would r e s u l t in d i v e r s e n a t i o n a l The in te rn a l, responses to the w o r l d economic c r i s i s o f the 1 9 3 0 *s. The above c o n s i d e r a t i o n s sugg est the h y p o t h e s i s o f fa s c i s m in Germany and I t a l y may be a t t r i b u t e d m a rk e t , t h a t th e emergence to t h e i r roles in the w o r l d t h e i r c o m p a r a t i v e economic underdevelopment and , most d e c i s i v e l y , to the r e l a t i o n between t h e i r p o l i t i c a l the development o f monopoly c a p i t a l . and economic systems which f e t t e r e d In t h i s c o n t e x t f a s c i s m can be seen as an a p p r o p r i a t e response to the d i f f i c u l t i e s o f th e w o r l d d e p r e s s i o n by Ger many and I t a l y vis a vis was no t an a p p r o p r i a t e the o t h e r c a p i t a l i s t c o u n t r i e s response. means t h a t the l i m i t a t i o n s To c a l l f a s c i s m an a p p r o p r i a t e i tryosed by the unequal and t h e i r uneven development a l s o c r e a t e d s p e c i f i c in clin a tio n s t h a t made f a s c i s m a t t r a c t i v e peop le e n d u r i n g the c o n d i t i o n s o f f o r which f a s c i s m response exchange between c o u n t r i e s social and p s y c h o l o g i c a l to the masses o f German and I t a l i a n these c o u n t r i e s . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER I I I THE FAILURE OF THE LIBERAL STATE AND THE EMERGENCE OF FASCISM In the h i s t o r y o f p r i m i t i v e a c c u m u l a t i o n , a l l r e v o l u t i o n s a r e epoch-making t h a t a c t as l e v e r s f o r th e c a p i t a l i s t c l a s s in the course o f i t s f o r m a t i o n ; b u t , above a l l , those moments when g r e a t masses o f men a r e suddenly and f o r c i b l y t o r n from t h e i r means o f s u b s i s t e n c e , and h u r l e d as f r e e and " u n a t t a c h e d " p r o l e t a r i a n s on the l a b o u r - m a r k e t . The e x p r o p r i a t i o n o f the a g r i c u l t u r a l p r o d u c e r , o f the p e a s a n t , from th e s o i l , is the b a s is o f the whole p r o c e s s . The h i s t o r y o f t h i s e x p r o p r i a t i o n , in d i f f e r e n t c o u n t r i e s , assumes d i f f e r e n t a s p e c t s , and runs through i t s v a r i o u s phases in d i f f e r e n t o r d e r s o f s u c c e s s i o n , and a t d i f f e r e n t p e r i o d s . In England a lo n e . . , has i t the c l a s s i c form.^ The s h i f t to i n d u s t r i a l in the c a p i t a l i s t mode o f p r o d u c t i o n from a g r i c u l t u r a l c a p i t a l i s m in th e cor e c o u n t r i e s meant t h a t the m e r c a n t i l i s t p o l i c i e s o f th e n a t i o n s t a t e , which had in s u r e d the dominance o f these countries in the in tern a tio n a l the f u r t h e r development o f it c a p i t a l i s t syste m, had become a f e t t e r on in d u strial production. is t o proceed as r a p i d l y as p o s s i b l e , duction in i t s own image. P o litic a lly must t r a n s f o r m a g r i c u l t u r a l this had s u s t a i n e d the primacy o f a g r i c u l t u r a l it. For such s t a t e cultu ral in tervention In d u s tria liza tio n , to o c c u r, im plies T h is represents p r o d u c t i o n , must come to m in im iz e th e p o l i t i c a l t r a n s f o r m a t i o n o f th e s t a t e o c c u r r e d firs t power o f Capi t a l , V o l . I , op. c it., p. th e a g r i in d u strial capi in England and th e emergence o f l i b e r a l i s m . *M ar x , pro t h a t the s t a t e , which pr oducers must be ov e r t h r o w n and assumed by the ta lis ts . if 716. 22 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 23 The trium ph o f l i b e r a l i s m and b o ur ge oi s democracy i n a u g u r a t e d new bud getary p r in c ip le s : The o r d i n a r y o p e r a t i n g expenses o f the s t a t e were k e p t to an a b o l u t e minimum t o p r e v e n t th e s t a t e sway o v e r th e economy as w e l l i t o r s — th e b o u r g e o i s i e . in s t a t e c o n t r o l to w a r f a r e . measure. of in vestig atio n m e rc a n tilis t i n d i r e c t t o conceal cred tax e x p l o i t a i n t o p e r s on a l w e a l t h which coul d that w ealth. The s t a t e was a u t h o r i z e d F in a lly , its i n s u r e t h a t the s t a t e coul d pay i t s T a x a t i o n was k e p t t i o n and t o p r e v e n t s t a t e resu lt as t o from r e - e x t e n d i n g Loan f i n a n c e was r e s t r i c t e d m a in ly to c r e a t e money o n l y as a temporary under these new bu d g e ta ry p o l i c i e s , the s t a t e had to main t a i n a ba lan ce d budget to r e s t r i c t s t a t e economic a c t i v i t y t h a t coul d be f i n a n c e d by t a x r e ven ues . 2 to expenditu res These new b u d g e t a r y p r i n c i p l e s meant t h a t the o p e r a t i o n o f the s t a t e would no l o n g e r be f i n a n c e d by the cap i t a l i s t c la s s as i t W ithin had been d u r i n g m e r c a n t i l i s m . the framework o f the s e b u d g e ta ry p r i n c i p l e s , f i n a n c e d through the t a x a t i o n o f g e o i s i e to c ove r any d e f i c i t s . the s t a t e was the w o r k in g c l a s s and by loans from the b o u r The s t a t e was thus p r e v e n t e d not o n l y from s ip h o n i n g the w e a l t h o f the c a p i t a l i s t c l a s s t o pay s t a t e debts and o p e r a t i n g expenses bu t a l s o with in dustrial the p o l i t i c a l i t was p r e v e n t e d from becoming e c o n o m i c a l l y c o m p e t i t i v e cap ita l. power o f the The f i n a n c i a l r e q u ir e m e n t s o f the s t a t e coupled w i t h in d u s tria lis ts p r o d u c t i o n and the growth o f in d u strial duced as a r e s u l t o f a g r i c u l t u r a l has te ne d the d e c l i n e o f a g r i c u l t u r a l p r o d u c t i o n , because the c a p i t a l p r o d u c t i o n was t r a n s f e r r e d to t h e pro in d u strial s e c t o r as a consequence o f t a x a t i o n . D ur ing t h i s p e r i o d lu tio n ize d with in which E n g l a n d ' s s t a t e machinery had been t h e i n c e p t i o n o f the new b u d g e t a ry p r i n c i p l e s , Germany's p r o d u c t i v e a c t i v i t y was p r e d o m i n a n t l y a g r i c u l t u r a l tin 's ^James O 'C on n or , The F i s c a l P r e s s , 19 73, p p - 7 1 - 7 2 . Ita ly 's revo and w i t h some s m a l l - C r i s i s o f the S t a t e , New Y o r k : Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. St. Mar 24 scale m anufacturing. countries gradually Although the success o f a g r i c u l t u r a l resulted production in t h e s e in the ex pa ns io n o f the m a n u f a c t u r i n g s e c t o r , economic development had not reached the p o i n t a t which th e c a p i t a l i s t manu fa c tu re rs perceived th e dominance o f the a g r i c u l t u r a l mode o f p r o d u c t i o n as a f e t t e r upon t h e i r own develop men t. Manufacturing s t i l l flow o f c a p it a l sector erated c a p it a l. from the a g r i c u l t u r a l in c r e a s e r a t h e r than from i n t e r n a l l y gen Althou gh t h e n i n e t e e n t h c e n t u r y d e m o c r a t i c movements sought to i n c r e a s e th e p o l i t i c a l the depended upon the power o f th e urban c a p i t a l i s t s in t h e i r economic a c t i v i t y , the c a p i t a l i s t m a n u f a c t u r e r s c o n t i n ued to d e s i r e the ma intenance o f a g r i c u l t u r a l The n a t i o n s t a t e s o f m e r c a n t i l i s t fashion Ita ly long a f t e r commensurate w i t h production. and Germany o p e r a t e d in an e s s e n t i a l l y th e E n g l i s h s t a t e had ceased to do so. (O f course t h i s m e r c a n t i l i s t o r i e n t a t i o n was l a r g e l y a p r o d u c t o f Germany's and Ita ly 's only position restricted a portion o f in th e w o r l d economic s y s t e m . ) the f l o w o f c a p i t a l in d u strial ca p ita l t o th e In te rn a lly , in d u strial to t h e a g r i c u l t u r a l the s t a t e not s e c t o r b u t a l s o siphoned s e c t o r and to t h e s t a t e bu re a uc ra c y which employed o n e - t e n t h o f the l a b o r f o r c e in s e r v i c e jo bs o r w i t h p e n s io n s . mode o f c i r c u l a t i o n o f ca p ita l in Gramsci I t a l y when he w r i t e s deprecates this t h a t th e p a s t h i s t o r y o f Ita ly in c i v i l Ita ly . . . has l e f t behind a heap o f p a s s i v e s e d i m e n t a t i o n s reduced by the phenomenon o f the s a t u r a t i o n and f o s s i l i s a t i o n o f c i v i l s e r v i c e personnel and i n t e l l e c t u a l s , o f c l e r g y and la nd ow ne r, p i r a t i cal commerce and the p r o f e s s i o n a l [ a r m y ] . . . . T h is means enormous b u lk o f p e t t y and m id d le b o u r g e o i s i e l i v i n g on " p e n s i o n s " and " r e n t s , " which has c r e a t e d . . . an e c o n o m i c a l l y u n p r o d u c t iv e s t r a t u m which not o n l y e x t r a c t s i t s own sus tenance from th e p r i m i t i v e l a b o u r o f a s p e c i f i c number o f p e a s a n t s , b u t a l s o manages to s a v e .3 The economic and p o l i t i c a l 1ishers, organization o f Ita ly and Germany h i n d e r e d the ^ An to ni o Gra msci, P r i s o n N o t e bo ok s , New Y o r k : 1 9 7 1 , PP- 2 8 1 - 2 8 3 . In tern a tio n a l Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Pub- 25 a c c u m u la t io n and c o n s o l i d a t i o n o f c a p i t a l The German and I t a l i a n the in d u strial mode, b u t o f th e c a p i t a l i s t c l a s s in dustrial it state w ith in in Germany and I t a l y . t o r meant t h a t elemen ts o f t h e commercial independent o f c a p i t a l generated it. l a b o r and the i n e x o r a b l e increases by the p r o g r e s s i v e e le m en ts w i t h i n i z a t i o n bu t a l s o p s y c h o l o g i c a l l y and p o l i t i c a l l y e lite s .5 sec b o u r g e o i s i e became i n c r e a s i n g l y production. I t a l i a n economies had deve lope d t o th e p o i n t where m o d e r n iz a t io n no t o n l y e c o n o m i c a l l y mode o f p r o d u c t i o n , The growth o f the i n d u s t r i a l in a g r i c u l t u r a l a g ric u ltu ra l the d e s i r e s in the n i n e t e e n t h and e a r l y ni n g o f the t w e n t i e t h c e n t u r y the modern i n d u s t r i a l a t the expense o f the r u r a l , sector.^ Indepe nden t o f th e a g r i c u l t u r a l p r o d u c t i o n c o n t i n u e d to i n c r e a s e tw entieth centuries in d u s tria l slowed the t r a n s i t i o n o f c a p i t a l i s m to co ul d not p r e v e n t to s t a b i l i z e the areas. i n terms o f By the b e g i n s e c t o r o f the German and its f u r t h e r e x p a n s io n was The r u r a l areas paid f o r lo ss o f manpower to wage in t a x es and t a r i f f re stric tio n s the s t a t e b u r e a u c r a c y ) (in itia te d to promote c a p i t a l in terms o f new and t h r e a t e n i n g a t t i t u d e s in terms o f lo ss o f power and p r e s t i g e o f the t r a d i t i o n a l Gramsci quotes from those who responded to the growing d i s j u n c t u r e between c i t y and town by p r o c l a i m i n g the s u p e r i o r i t y o f the c o u n t r y w i t h its " o l d " ways and t r a d i t i o n s : A ll c i t i e s are s t e r i l e . P r o p o r t i o n a t e l y few c h i l d r e n a r e born t h e r e , and genius a lm o s t n e v e r . In the c i t y t h e r e is enjoyment bu t no c r e a t i o n ; t h e r e i s l o v e b u t no g e n e r a t i o n , consumption ^Throughout my p r e s e n t a t i o n o f the c o n d i t i o n s l e a d i n g to f a s c i s m I have e x t r a c t e d what seems to be g e n e r a l and s i m i l a r p a t t e r n s o f development in Germany and I t a l y , r e a l i z i n g t h a t t h e r e a r e s p e c i f i c d i f f e r e n c e s in t h e i r na tional experiences. In g e n e r a l , howe ver, 1 w i l l use Germany r a t h e r than I t a l y as th e s p e c i f i c concern o f my s t u d y , b r i n g i n g G ra m s c i 's i n s i g h t s i n t o the p o l i t i c a l make-up o f I t a l y to b e a r on the German e x p e r i e n c e as w e l l . 5 A . F . K . O r g a n s k i , " F a sc is m and M o d e r n i z a t i o n , " in S . J . W o o l f , The N a t u r e o f Fascism, New Y o r k : Random House, 19 69, pp. 2 4 - 2 5 . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. ed. , 26 b u t no p r o d u c t i o n . . . [ t h e r e is an a n t i t h e s i s ] between v o l u n t a r i s m , pragmatism and a c t i v i s m , i d e n t i f i a b l e i n S u p e r c i t y , e n l i g h t e n m e n t , r a t i o n a l i s m , and h i s t o r i c i s m i d e n t i f i a b l e in S u p e r c o u n t r y .6 In a s e n s e , peasants these p r o c l a m a t i o n s were a l s o moral to the mass o f to s t a y pu t and not to abandon the c o u n t r y f o r the c i t y . these e x h o r t a t i o n s had l i t t l e the c i t y exhortations rapidly the s o c i a l life of Saddled w i t h a s t i l l in d u s tria l from the c o u n t r y the rural peasantry. pervasive m e r c a n t ilis t o r ie n t a t io n , c l a s s po we rfu l enough t o t r a n s f o r m the s t a t e in Germany and I t a l y became the major b u t t o t a l l y between the two w o rl d s o f town and c o u n t r y . c a n t i l i s t functions, to s e r v e the s t a t e b u re a u c r a c y harmony and p r e v e n t s o c i a l m obilizatio n o f p o licy, the p a r l i a m e n t a r i a n s t r u c t u r e o f the s t a t e was g e n e r a l l y a b l e services large to expand the system from an t o a mass s t a t e . Althou gh the s t a t e c l u n g to i t s c o n flic t w ithin dis the c a p i t a l i s t e litis t tain p o l i t i c a l mei— p r o d u c e r s , b u t c o n f l i c t was and p o l i t i c a l s e c t o r s o f the p o p u l a t i o n c r e a t e d p r e s s u r e lin k i n th e s e c o u n t r i e s was i n c r e a s i n g l y and i n d u s t r i a l a l s o g e n e r a te d as the economic, s o c i a l in te re s t The n a t i o n in s u ffic ie n t Not o n l y was t h e r e a growing c o n f l i c t w i t h i n c l a s s between the a g r i c u l t u r a l its U n w i l l i n g to t r a n s f o r m i t s occupied w i t h t h e a t t e m p t to m a i n t a i n s o c i a l in teg ra tio n . the s t a t e to abandon the c o u n t r y to the town nor was the c o m p e t i t i v e by imp lementing new, a n t i - m e r c a n t i l i s t b u d g e t a r y p r i n c i p l e s . state to i n c r e a s e d the s i z e o f th e urban p r o l e t a r i a t and d i s r u p t e d and p o l i t i c a l was n o t w i l l i n g impact and the m i g r a t i o n Of course backward economic to con l e g i t i m a t e d channels by i n c r e a s i n g s o c i a l to the masses. The d i s r u p t i v e process o f s o c i a l m o b i l i z a t i o n was f u r t h e r s p u r r e d as a r e s u l t o f World War I . ^ G r am s c i, 0 £^. c i t . , pp. 2 8 8 - 2 8 9 . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 27 U n i o n i z a t i o n in the (CGL) jumped from the a p p r o x im a t e l e v e l o f 2 0 0 , 0 0 0 t o 3 0 0 , 0 0 0 ( i n the p e r i o d 1 9 11 - 1 9 17 ) t o 1 , 1 5 9 , 0 0 0 in 1919 and 2 , 2 0 0 , 0 0 0 in 1920. A no th e r l a r g e mass ( 1 , 1 2 5 , 0 0 0 ) was con c e n t r a t e d in the C a t h o l i c t r a d e union f e d e r a t i o n . I t a l y had passed from a regime o f " l i m i t e d " to one o f " e n l a r g e d " p a r t i c i p a t i o n in 1 9 1 3 . From some 1 , 8 0 0 , 0 0 0 v o t e r s i n 1908 I t passed to o v e r 5 , 0 0 0 , 0 0 0 in 1 9 1 3 . 7 The r a p i d growth o f the in d u strial and I t a l y m i r r o r e d a growth in p r o l e t a r i a t a f t e r World War I in d u strial production. was due to the m o n o p o l i z a t i o n o f the key i n d u s t r i e s , in tern a tio n a l c a rte ls . growth in d u s tria liza tio n , i n c r e a s e d and h e lp e d t o de fu s e the f u e l e d by the f i r e s o f s o c i a l dislocation. W i l h e l m D i t t m a n , one o f the l e a d e r s o f the German S o c i a l Party this and th e c r e a t i o n o f As a consequence o f the process o f the pu rc h a s in g power o f the p r o l e t a r i a t c la s s s t r u g g l e In t u r n , in Germany Dem oc ra tic (SPD) , s a i d a t th e Magedeburg Congress i n 1920 t h a t W h il e we had an a u t o c r a t i c s t a t e we c h a r a c t e r i z e d the government as r e p r e s e n t a t i v e o f the r u l i n g c l a s s e s : . . . t o d a y , in the d e m o c r a t i c r e p u b l i c , the fxjwer comes from the grass r o o t s , from the p e o p l e . . . . Th is is why today we can p r e v e n t the s t a t e from r e p r e s e n t i n g s o l e l y the i n t e r e s t s o f the po ss e s s in g c l a s s e s , as was the case b e f o r e the w a r . T h is c o n s i d e r a t i o n f o r the w o r k e r s ' i n t e r e s t must i n c r e a s e to the e x t e n t t h a t t h e i r i n f l u e n c e on the government becomes s t r o n g e r . Through s o c i a l s e c u r i t y , h e a l t h s e r v i c e s , and s c h o o l s , the w o rk e r s a r e on the p o i n t o f t r a n s f o r m ing the bo ur ge oi s c l a s s s t a t e i n t o a d e m o c r a t i c " s o c i a l s t a t e . " The p a r t y has an o b l i g a t i o n t o pursue t h i s de ve lop me nt. . . .8 The SPD pursued i t s goal o f a d e m o c r a t i c s o c i a l workers shou ld a v o id s t r i k e s in r e t u r n , a part The p a r t y s t a t e by a d v o c a t i n g t h a t as much as p o s s i b l e and t h a t they should demand, in th e management o f the b i g companies. traced the t r a n s i t i o n w i t h i n the h e a l t h y economic l i f e th e key i n d u s t r i a l to monopoly c a p i t a l i s m . sector The P a r t y b e l i e v e d c a p i t a l i s m meant the end o f f r e q u e n t c r i s e s 7q. Germani , "F a sc is m and C l a s s , " o f th e German p e o p le to from l a i s s e z - f a i r e c ap italism t h a t the development o f monopoly t h a t were endemic to th e epoch in W o o l f , op_. c i t . , p. 8 7 . ^ E r n e s t Mande 1 , F i f t y Years o f World R e v o l u t i o n , New Y o r k : f i n d e r P r e s s , 1 9 6 8 , pp. 118- 1 1 9 . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Path 28 o f com petitive c a p ita lis m . w ritten As the SPD e c o n o m i c R u d o l f H i l f e r d i n g , who had Fi nance Capi t a l , e x p l a i n e d , " I n then t h a t r e a l i t y , o r g a n i z e d c a p i t a l i s m means th e c a p i t a l i s t p r i n c i p l e o f f r e e c o m p e t i t i o n s o c i a l i s t p r i n c i p l e o f plan ned p r o d u c t i o n . " ^ but r a th e r a n a tu ra l However r e f o r m i s t tio n . Monopoly c a p i t a l through r e v o l u t i o n a r y consequence o f monopoly c a p i t a l . the S o c ia l re c o g n iz e d the p r o g r e s s i v e Democratic P a r t y might have been i t f u n c t i o n o f th e monopoly c a p i t a l a c h ie v e d f a r h i g h e r and i n t e g r a t i o n o f the components o f p r o d u c t i o n . d e m o c r at ic movement a t t e s t s Gramsci w r i t e s inherent t h a t the its than ra tio n a liza tio n The s t r e n g t h o f th e s o c i a l - t o the r e c o g n i t i o n by the i t s e l f o f the e x t r e m e l y p o s i t i v e e le m en t s mode o f prod uc le v e ls o f production c o n c e i v a b l e under a h i g h l y c o m p e t i t i v e mode because o f monopoly c a p i t a l . r e p l a c e d by th e S o c i a l i s m would no t be the r e s u l t o f the c a t a s t r o p h i c c o l l a p s e o f c a p i t a l i s m struggle, is Ita lia n in d u strial p ro le ta ria t i n the t r a n s i t i o n in dustrial to working class ne ve r as i n d i v i d u a l s o r through union o r g a n i z a t i o n s , a c t i v e l y o r p a s s i v e l y opposed i n n o v a t i o n l e a d i n g toward the l o w e r i n g o f c o s t s , r a t i o n a l i s a t i o n o f work o r the i n t r o d u c t i o n o f more p e r f e c t forms o f aut o m a t io n and more p e r f e c t t e c h n i c a l o r g a n i z a t i o n o f the complex o f the e n t e r p r i s e . . . . A careful analysis o f I t a l i a n h is to ry b e f o r e 1922, o r even up t o 1926 . . . must o b j e c t i v e l y come to the c o n c lu s io n t h a t i t was p r e c i s e l y the w ork er s who b ro u gh t i n t o b e in g newer and more modern i n d u s t r i a l re q u ir e m e n t s and in t h e i r own way upheld these s t r e n u o u s l y . 10 During the po st World War I p e r i o d monopoly c a p i t a l hegemony o n l y Ita ly . in the p r o d u c t i o n o f b a s i c in d u s tria l goods The d u r a b l e goods m a n u f a c t u r i n g s e c t o r , as w e l l and r e t a i l i n g s e c t o r s o f th e economy, ^ M an de l, ojp_. c i t . , p. ^^Gramsci, o p . c i t . , had e s t a b l i s h e d in Germany and as the d i s t r i b u t i n g remained h i g h l y competi t i t v e . 118. p . 2 9 2. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. The SPD 29- program sought to e s t a b l i s h of the hegemony o f monopoly c a p i t a l o v e r th e whole the economy in o r d e r t o e s t a b l i s h a w e l l - p l a n n e d , w e l l - o r g a n i z e d and e f f i c i e n t productive apparatus. V a r io u s ele m en ts in I t a l y a l s o urged the same course o f a c t i o n as w e l l , Gramsci refers to the t h e s i s o f F o v e l , an I t a l i a n t h a t the c o r p o r a t i o n , as an i n d u s t r i a l bloc, is in te lle c tu a l, the o n l y mode o f o r g a n i z a t i o n c a pa bl e to r e s o l v i n g the problem o f th e f u r t h e r development o f t h e economy. capital To accomplish such a r e s o l u t i o n would mean a l t e r i n g to the a g r i c u l t u r a l in dustrial sector. Ita lia n the f l o w o f s e c t o r through massive in v e s t m e n t w i t h i n As Gramsci the notes. The p r o d u c t i o n o f s a vi ng s shou ld become an i n t e r n a l (more economi c a l ) f u n c t i o n o f the p r o d u c t i v e b l o c i t s e l f , w i t h the h e l p o f a development o f p r o d u c t i o n a t d i m i n i s h i n g cos ts which would a l l o w , in a d d i t i o n to an i n c r e a s e o f s u r p l u s v a l u e h i g h e r s a l a r i e s as w e ll. The r e s u l t o f t h i s would be a l a r g e r i n t e r n a l m a r k e t , a c e r t a i n l e v e l o f w o r k in g c l a s s s a v i n g s and h i g h e r p r o f i t s . In t h i s way one should g e t a more r a p i d rhythm o f c a p i t a l accumula t i o n w i t h i n the e n t e r p r i s e r a t h e r than through the i n t e r m e d i a r y o f the "p r o d u c e r s o f s a v i n g s " who a r e r e a l l y n o t h i n g o t h e r than predators o f surplus v a lu e . W i t h i n the i n d u s t r i a l - p r o d u c t i v e b l o c , th e t e c h n i c a l e l e m e n t , management and w o r k e r s , should be more i m p o r t a n t than th e " c a p i t a l i s t i c " e le m e n t in the p e t t y sense o f the word. The a l l i a n c e o f c a p t a i n s o f i n d u s t r y and p e t i t bourg eois savers shou ld be r e p l a c e d by a b l o c c o n s i s t i n g o f a l l the e le m en t s which a r e d i r e c t l y o p e r a t i v e i n p r o d u c t i o n and which a r e the o n l y ones c a p a b le o f combining in a union and thus c o n s t i t u t i n g th e p r o d u c t i v e c o r p o r a t i o n . The o n l y agency Gramsci ation in the f l o w o f c a p i t a l national debt, b e l i e v e d cou ld a c h i e v e was the s t a t e by " , , the nec essary a l t e r , the a m o r t i s a t i o n o f the compulsory r e g i s t r a t i o n o f s h a r e s , and by g i v i n g a g r e a t e r weight to d i r e c t r a t h e r than i n d i r e c t taxation in the governmental b u d g e t , Of course thes e changes in the budget t h a t Gramsci a dv oc a te s a r e n o t the same as those in a u g u r a t e d w i t h Ib id ., p. 291, 12 I b i d . . p. 2 9 3 . the trium ph o f l i b e r a l i s m i n England a t Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. the "^2 30 beginning o f the n i n e t e e n t h c e n t u r y , ne c e ss a ry f o r the development o f the c o m p e t i t i v e mode o f c a p i t a l i s t p r o d u c t i o n , b u t r a t h e r those ne c e ss a ry f o r t h e dev elopment o f th e monopoly mode. in a l l and, th e European c o u n t r i e s had r e s u l t e d in d u strial social brings service development in some form o f s t a t e w e l f a r i s m t h u s , had caused an expa nsio n o f the s t a t e b u r e a u c r a c y , monopoly c a p i t a l its Althou gh t h e the coming o f f a r g r e a t e r p r e s s u r e to b e a r on the s t a t e t o expand ro le. As Horkheimer had noted i n h i s in v e s tig a tio n o f fascism. The growth o f the monopoly s e c t o r Is i r r a t i o n a l in the sense t h a t i t is accompanied by unemployment, p o v e r t y , economic s t a g n a t i o n and so on. To in s u r e mass l o y a l t y and m a i n t a i n i t s l e g i t i m a c y , the s t a t e must meet th e v a r i o u s demands o f those who s u f f e r the ' c o s t s ' o f economic g r ow th . The growth o f monopoly c a p i t a l g e n e r a t e s in c r e a s e d expa nsio n o f s o c i a l expen se s. In sum, the g r e a t e r the growth o f s o c i a l c a p i t a l the g r e a t e r th e growth o f the monopoly s e c t o r and the g r e a t e r the s t a t e ' s e x p e n d i t u r e s on s o c i a l expenses o f production. ' 3 Although the emergence o f a monopoly c a p i t a l in cr e a s ed s o c i a l expenses and s o c i a l monopoly s e c t o r as w e l l as i t s is d e t e r m in e d by the s t a t e ' s expenditures c a p ita l, sector the r a t e o f growth o f the r a t e o f e x pa nsi on fiscal p o licy required f o r p r o f i t a b l e private Ita lia n i n t o non-monopoly i n d u s t r i e s i n terms o f s o c i a l c a p i t a l — th e a c c u m u l a t i o n — and s o c i a l p e n s e s - - p r o j e c t s and s e r v i c e s which a r e r e q u i r e d Gramsci advoc at es t r a n s f o r m i n g the i n e v i t a b l y generates to m a i n t a i n s o c i a l s ta te 's fiscal capital c a p ita l, thereby harmony. policy p re c is e ly because the e x i s t i n g p o l i c y p r o v i d e s o n l y the minimum o f s o c i a l ge n e r a t e s no s o c i a l ex- impeding th e development o f expenses and the monopoly mode o f p r o d u c t i o n . The I t a l i a n s t a t e d i d not t a k e G r a m sc i's measures t o h e a r t . response to the problems o f the day was to f o r m u l a t e a n e g a t i v i s t i c o f economic p o l i c i n g rather than i n i t i a t e ^3q 'C o nn or , o p . c i t . , a ra d ic a lly Its policy new economic p o l i c y . pp. 8 - 9 . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 31 Such a course o f a c t i o n was to be e x p e c te d from a n a t i o n s t a t e where p o l i t i cal power r e s t e d m a in ly in the hands o f the t r a d i t i o n a l e lite s . o f economic p o l i c i n g was the o n l y o p t i o n open to these e l i t e s p r e v e n t the The p o l i c y in o r d e r to i n t e g r a t i o n and r a t i o n a l i z a t i o n o f the e n t i r e economy by monopoly c a p i t a l , which would then undermine t h e i r p o l i t i c a l The s i t u a t i o n power. in Germany was much the same as t h a t b a s i c c o n t r a d i c t i o n had come to be i n s t i t u t i o n a l i z e d in Ita ly . A in the s t r u c t u r e o f th e Weimar R ep u b li c where the w o r k in g c la s s e s had the p o s s i b i l i t y o f g a i n i n g p o litic a l power, b u t no s o c i a l sessed s o c i a l g u a r a n t e e s , and the p r o p e r t i e d c la s s e s pos power bu t no p o l i t i c a l guarantees.*^ Of g r e a t e s t p o l i t i c a l s i g n i f i c a n c e was th e f a c t t h a t the p r o p e r t i e d c l a s s e s were not u n i t e d among themselves and became even le s s so d u r i n g the second decade o f The p o l i t i c a l power o f the t r a d i t i o n a l democrat, b r o u g h t the German P e o p l e ' s the p a r t y o f the b i g i n d u s t r i a l i s t s , same t i m e , in r e a l unemployment, and to i n f l a t i o n Unable to go beyond the d itio n al e lite s than s t r u c t u r a l *5 At th e risin g p ro le ta ria n b r o u g h t on by the growth o f monopoly c a p i t a l . lib e ra l respond by i n i t i a t i n g p o litic a l tra d itio n , the t r a s top gap measures r a t h e r change. the w o r l d - w i d e economic c r i s i s o f i m p l i c a t e d monopoly c a p i t a l National g o v e r n m e n t . economic power and w e a l t h due t o r i s i n g lim its o f th e ir could o n l y The o n s l a u g h t o f in te n s ifie d in t o the the p e t i t b o u r g e o i s i e was t h r e a t e n e d by the e g a l i t a r i a n i s m and by a loss century. e l i t e s was e s p e c i a l l y c h a l l e n g e d when the government o f Herman M u l l e r , a s o c i a l Party, this as a d e s t r u c t i v e f o r c e . 1929 f u r t h e r The d e pr e s si on the f e a r s o f the urban mid d le c l a s s and the r u r a l l ^ T . W. Mason, "The Primacy o f P o l i t i c s : S o c i a l i s t Germany," in W o o l f , o £ . c i t . , I S M a n d el , og^- c i t . , p. further p e a s a n t r y , both P o l i t i c s and Economics in pp. 1 6 8 - 1 6 9 - 119- Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 32 o f whom f e a r e d the m o b i l i z a t i o n o f a r e v o l u t i o n a r y p r o l e t a r i a t movement. mid d le c l a s s and p e a s a n t r y were the f i r s t movements in I t a l y and Germany. t o be a t t r a c t e d The to the f a s c i s t Du ring the r a p i d d e c l i n e o f the German e c o n omy between 1 9 29- 19 32 the votes going to the N a t i o n a l i s t S o c i a l i s t P a r t y jumped from 8 0 0 , 0 0 0 in 1928 to 6 , 4 0 0 , 0 0 0 o f 1932 and 1 7 , 0 0 0 , 0 0 0 in 19 30, in January o f 1 9 3 3 * ^ to 1 3 , 0 0 0 , 0 0 0 Du ring t h i s period, government was r u l i n g by d e c r e e s , c u t t i n g employment b e n e f i t s , taxes and t a r i f f s social and a b o l i s h i n g freedom o f democrats t o l e r a t e d this these dec ree s and saw to i t Social democracy f e a r e d f a sci sm e q u a l l y and s u r r e n d e r e d in c o n t r o l The Nazi Abel increasing "The t h a t the unions bowed 10 to 15 p e r c e n t . They j u s t o l e r a t i o n by e x p l a i n i n g t h a t the R e p u b l ic had t o be defended against fa s cism ."*^ to remain th e German the press and asse mbl y. t o December 1931 dec rees o r d e r i n g wage c u t s o f tifie d i n the summer to b o u r g e o is r e v o l u t i o n a r y a c t i v i t y and r e a c t i o n as a l a s t d i t c h e f f o r t o f th e s i t u a t i o n . P a r t y had a m i l l i o n members by 19 33. A st ud y by Theodor to assess the m o t i v a t i o n s o f p a r t y members r e v e a l e d t h a t was a t t r a c t e d to the n a t i o n a l c h a u v in is m o f were p a r t i c u l a r l y b i t t e r abo ut the c o u n t r i e s the P a r t y . membership The German peo ple t h a t had managed to s e cu re c o l o n i e s and w e r e , therefore, The f a s c i s t s ' to power in both Germany and I t a l y rise its not so a f f e c t e d by the p r e s e n t economic c r i s i s . 1 & depended upon t h e i r a n t i - c a p i t a l i s t st a nc e which made them a p p e a l i n g t o the p e a s a n t r y , m idd le c l a s s c o n s t i t u t i n g the p e t l t - b o u r g e o i s i e , the t r a d i t i o n a l members o f the w o r k i n g c l a s s . e lite s ^®Woo1f , 0£ . p. and Even the ma jor i n d u s t r i a l i s t s , who r e a l i z e d ' ^ W i l h e l m R e i c h , The Mass Psychology o f F a s c is m , New York: S t r a u s s S G i r o u x , 1970 , p. 13. ^^Mandel, o p . c i t . , the urban 121. c i t . , p . 112. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Farrar, 33 t h a t th e y were too weak to m a i n t a i n any p o s i t i o n o f p o l i t i c a l d e t e r io r a t in g social o rd e r, Despite its power in the b e l i e v e d t h a t f a s c i s m would f u l f i l l a n t i - c a p i t a l i s t posture, f a s c i s m and the s u p p o r t i t th e ir needs, received from the i n d u s t r i a l i s t s was in e f f e c t a c o u n t e r - r e v o l u t i o n a r y movement to smash th e revolutionary p ro le ta ria n i m p l i c a t i o n s o f th e economic c r i s i s . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER IV THE COMPATIBILITY OF FASCISM AND MONOPOLY CAPITAL On the one hand, mass s u p p o r t , f a s c i s m was s u f f i c i e n t l y c a t e r in g to o fte n c o n tr a d ic to r y the o t h e r hand, f e a r s and hopes and, on fascism a r t i c u l a t e d a p a r t i c u l a r l y primacy o f p o l i t i c s o m n ip r es e n t s o c i a l prob lem s. Of a l l the o r g a n i z e d p o l i t i c a l P a r t i c u l a r l y during th is period o f the n a t i o n a l p o litic a l redressing social l u c i d v i s i o n o f the in which t h e s t a t e was o f f e r e d as the s o l u t i o n f a s c i s t s were the ones to emphasize the c r u c i a l play. ambiguous t o a t t r a c t system o f f e r e d gr ou ps , the the s t a t e ou gh t to in tern atio n al economic c r i s i s the o n l y a p p a r e n t mechanism f o r i n j u s t i c e and s t a b i l i z i n g democrats and the communists f a i l e d role to the economy. to r e c o g n iz e The s o c i a l the o b j e c t i v e o f the n a t i o n s t a t e d u r i n g t h i s p e r i o d o f c hao s, b e l i e v i n g importance t h a t the s t a t e , as a mere appendage o f the c a p i t a l i s t o r d e r , c o u ld n o t be a source o f fundamental change. They d i d no t r e c o g n iz e o u t o f the hands o f the r u l i n g c l a s s , o f c a p i t a l i s t s was in a p o s i t i o n t h a t th e s t a t e was no t o n l y but a l s o t h a t no p a r t i c u l a r group t o s e i z e s t a t e power. i n s t r u m e n t a l i s t v i s i o n o f th e s t a t e a t t r a c t e d to t h e i r p r o f o u n d l y f e l t need f o r p o l i t i c a l The f a s c i s t s ' the masses by a p p e a l i n g p a rtic ip a tio n in the s o c i a l order. Essential t o th e c r e a t i o n o f the f a s c i s t , communal s o c i e t y was a s e l f - s u f f i c i e n t n a t i o n a l economy no l o n g e r s u b j e c t t o th e v a g a r i e s o f a w o r l d c a p i t a l i s t m a rk e t . meant t h a t s o c i a l A lth ou gh the id e o lo g y o f the "pr imac y o f p o l i t i c s " r e l a t i o n s were to be d e t e r m i n e d by W i l l and not by 34 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 35 m aterial economic c o n d i t i o n s , were t h e r e f o r e b e lie f t h i s cannot be t a k en to mean t h a t the f a s c i s t s unconcerned w i t h economic p r o d u c t i o n . in the p r i o r i t y o f W i l l , the mode o f s o c i a l Under f a s c i s m , However, g i v e n the th e p a r t i c u l a r mode o f p r o d u c t i o n as w e l l as r e l a t i o n s were s im p l y to be commanded i n t o e x i s t e n c e . the essence o f p o l i t i c a l evoke o r d e r o u t o f chaos. The f a s c i s t s power is th e power to command, to proceeded to c r e a t e a s e l f - s u f f i c i e n t n a t i o n a l economy by i n s t i t u t i n g a t o t a l i t a r i a n o r d e r . A lth ou gh t h e f a s c i s t program was o v e r t l y h o s t i l e s t a t e d i d no t move to n a t i o n a l i z e the M a r x i s t s o l u t i o n and t h u s , throw th e i n d u s t r i a l areas th e the key i n d u s t r i e s , which was reg a rd ed as t o be a v o i d e d . Nor d i d f a s c i s m seek to o v e r mode o f p r o d u c t i o n ; on the c o n t r a r y , one o f the f i r s t concerns o f the German and I t a l i a n p ro d u ctivity. to c a p i t a l i s m , f a s c i s t p a r t i e s was t o s t i m u l a t e In b o th Germany and I t a l y the s t a t e p r o v i d e d c a p i t a l in d u strial i n those in which the l a r g e c o r p o r a t i o n s were u n w i l l i n g o r unable to t a k e the fin an cial risks. S t a t e sub sid y o f the i n d u s t r i a l p o litic a l response t o meet the needs o f s e c t o r was c o n s i d e r e d to be a r a t i o n a l th e p e o p l e . T h is is p r e c i s e l y the type o f response Gramsci b e l i e v e d was n e c e ss a r y to r a t i o n a l i z e and i n t e g r a t e the e n t i r e economic system t o b e s t meet th e needs o f Gramsci advoc ated s t a t e su bs id y o f the masses. the monopoly c a p i t a l However, s e c t o r to d e s t r o y the r e t r o g r a d e s o c i a l o r d e r n u r t u r e d by a m e r c a n t i l e economy which s t r e s s e d ag ricu ltu ral tio n. p r o d u c t i o n and a h i g h l y c o m p e t i t i v e mode o f M or e o v e r, the measure o f s t a t e Gramsci a d v o c a t e d . in d u strial pr od uc sub sid y was o n l y one in a program Concerning t h i s p o l i t i c a l program he w r o t e t h a t f o r the state . . . to impose an economic d i r e c t i o n by which p r o d u c t i o n o f s a v ings ceased to be a " f u n c t i o n " o f a p a r a s i t i c c l a s s and became a f u n c t i o n o f the p r o d u c t i v e o r g a n i s m i t s e l f , such a h y p o t h e t i c a l Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 36 development would be p r o g r e s s i v e , and cou ld have I t s p a r t In a v a s t de s ig n o f i n t e g r a l r a t i o n a l i s a t i o n . But f o r t h a t i t would be n e c e ss a r y to promote both a g r a r i a n r e fo r m ( i n v o l v i n g the a b o l i t i o n o f landed income o f a n o n- w or k in g c l a s s , and i t s i n c o r p o r a t i o n i n t o the p r o d u c t i v e o r ga ni sm In t h e form o f c o l l e c t i v e savi ngs to be d e d i c a t e d to r e c o n s t r u c t i o n and f u r t h e r p r o g r e s s ) , and an i n d u s t r i a l reform. One cou ld thus reduce a l l income to the s t a t u s o f t e c h n I c - l n d u s t r i a l f u n c t i o n a l n e c e s s i t i e s and no l o n g e r keep them as the j u r i d i c i a l consequence o f pure p r o p e r t y r i g h t s . * The f a s c i s t s a ry a g r a r i a n r e g im e s , however, were opposed to i n s t i t u t i n g reforms in o r d e r t o channel l a b o r t o th e i n d u s t r i a l o f protectionism fo r industry, and m a r g i n a l l y p r o d u c t i v e The regimes chose i n s t e a d to ad op t a p o l i c y the pro d uc ts most e a s i l y produced w i t h i n system o f a g r i c u l t u r e . of sector. ca p ita l S in ce a g r i c u l t u r a l cap ital in v e s t m e n t c a p i t a l w i t h i n th e emphasis on the p r o d u c t i o n o f key i n d u s t r i a l for the the c o s t o f development o f the economy. Industry fe ll The In a de cr eas e in came under s t a t e con Internal from l e a v i n g jo b s because o f work in the more p r o d u c t i v e s e c t o r o f sector. goods r e s u l t e d The f a s c i s t s were a l s o f o r c e d to c o n t r o l l a b o r to p r e v e n t w o rk e r s the urban w o r k in g in d u strial the ma nufacture o f consumer goods whose d i s t r i b u t i o n tro l. the t r a d i t i o n a l was n o t p u t t o th e s e r v i c e the f a s c i s t s were f o r c e d to c u t the wages o f class to generate th e neces m igration o f low wages to look f o r Consequently the burden upon the w o r k in g c l a s s and the peti t-b o u rg e o is ie . As I n d u s t r i a l p rod uctivity Increased, the f lo w o f e s s e n t i a l goods was I n c r e a s i n g l y d i v e r t e d t o the monopoly c a p i t a l creased demand f o r these goods, p a r t i c u l a r l y the axe o f h i g h e r p r i c e s , many small The I n drove up p r i c e s . w ithin the monopoly s e c t o r . spread w i d e r and w i d e r between monopoly s e c t o r w o r k e r s . * Gramsci, ojp. c i t . , p. Under f i r m s c o l l a p s e d c o n t r i b u t i n g to the c o n s o l i d a t i o n and a c c u m u la t io n o f c a p i t a l d iffe re n tia ls imports, sector. economic 315. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Wage 37 c o m p e t i t i v e s e c t o r worke rs and a g r i c u l t u r a l in c r e a s e d fascist s e c t o r w o rk e r s as p r o d u c t i v i t y in the monopoly s e c t o r and decreased regimes were un able t o r e v e r s e t h i s c r e a s i n g c o n t r o l o v e r th e w o r k in g c l a s s , in a l l trend other sectors. in wages which meant and economic power o f th e b i g increased. c a p ita lis ts to adopt p o l i c i e s , and more upon expanding the the expa nsio n o f Im p e r i a l a p p l i e d p r e s s u r e upon the government industry. in d u s tria l sector. It to soon became a p p a r e n t t h a t i n d u s t r y cou ld no t be s u s t a i n e d w i t h o u t expansion meant guns b e f o r e b u t t e r . in te n s ify most e s s e n t i a l to the p r o d u c t i o n o f m i l i t a r y itrperial The consequence o f conquest. rearmament the process o f m o n o p o l i z a t i o n s i n c e those i n d u s t r i e s s u p p l i e s o f necess ar y p r o d u c t i o n f a c t o r s . goods were g i v e n p r i o r i t y t o the Once Germany and I t a l y had e n t e r e d i n t o the war the r e q u ir e m e n t s o f monopoly c a p i t a l production t o t a l l y o v e r shadowed the needs o f th e o t h e r p r o d u c t i v e s e c t o r s . to de v e lo p a s e l f - s u f f i c i e n t n a t i o n a l o f monopoly c a p i t a l po licy, Government economic p o l i c y focused more was to f u r t h e r fascists in d u s tria lis ts such as wage c u t s and a p r o t e c t i o n i s t f o r e i g n s t r e n g t h e n the p o s i t i o n o f in the p e t i t - b o u r g e o i s i e and the p e a s a n t r y as t h e p o l i t i c a l The i n d u s t r i a l The The d e s i r e o f the economy serv ed the i n t e r e s t s in s p i t e o f the f a s c i s t commitment t o a new a n t i - c a p i t a l - iS t social o r d e r . The f a s c i s t s had promised t o f o r g e a n v i l o f the n a t i o n s t a t e . In itia lly , the new f o l k community on the t o t a l i t a r i a n i s m was a human response to the breakdown o f o l d p a r l i a m e n t a r y p o l i t i c a l o r d e r and to th e chaos o f an a p p a r e n t l y de ca yin g w o r l d c a p i t a l i s t economic o r d e r . Fascism sought to r e s t o r e o r d e r by c r e a t i n g a s t a t e a p p a r a t u s which would be the locus o f con trol over s o c ie ty , praxis i n t e g r a t i n g and r a t i o n a l i z i n g i n t o a c oh e s iv e w h o l e . th e v a r i o u s spheres o f To th e degree t h a t f a s c i s m p o r t r a y e d s t a t e as th e embodiment o f w i l l , the i t a p p e a le d to the masses who were s t r u g g l i n g Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 38 f o r m e an in gf u l p o litic a l p articip atio n the i l l u s i o n o f such p a r t i c i p a t i o n . p e o p l e , o n l y th e s t a t e The b e l i e f Nonetheless, seemed to o f f e r s a l v a t i o n the b e l i e f structure from t h e i r common p l i g h t . is a p r o g r e s s i v e o n e . in th e s h a pi n g o f h i s t o r y at prom than the f o r c e s o f the m a rk e t . However the r e a l i t y o f the new s o c i a l o r d e r w i t h antagonism in s u re d t h a t the prima cy o f p o l i t i c s , s u s t a i n e d by f o r c e and t e r r o r . o f the w i l l , " th e f a s c i s t s them on command. responded t o s i t u a t i o n s as i f re la tio n s . in an e v e r upward s p i r a l f a n t a s t i c hopes o f the f u t u r e . on t e r r o r and c o e r c i o n , f e a r and t e r r o r , coul d o n l y be th e y co ul d change in which th e u t t e r th e subsequent use o f f o r c e and in which a l l in m a i n t a i n i n g a u t h o r i t a r i a n the d i a l e c t i c a l the s t a t e , in h e rited Backed up by the c o n v i c t i o n o f the " p r im ac y were c o n v e r t e d t o a u t h o r i t a r i a n upon i t s e l f its F a s c i s t s o c i e t y became a command s o c i e t y ance o f words j u s t i f i e d s u c c es s fu l S u p e rfic ia lly , i n t h e " p r im a c y o f p o l i t i c s " and the " p r im ac y o f w i l l " ised to make reason more i n s t r u m e n t a l impersonal f o r th e German and I t a l i a n in th e s t a t e as t h e agency through which peo p le coul d e x e r c i s e control o v e r the s o c ia l least, and who were s u b s e q u e n tl y c o n t e n t w i t h of To the e x t e n t relatio n s t h a t f a s c i s m was th r o u g h o u t s o c i e t y , it fed r e p r e s s i v e measures t r a n s f i x e d by A lth ou gh the s t a t e i t was unable to a c h i e v e impact o f f a s c i s m upon s o c i a l the d i a l e c t i c a l relatio n s coul d m a i n t a i n i t s i t s avowed g o a l s . monopoly W h il e r e l a t i o n s was to i n t e n s i f y impact upon the economy was to weaken the very mode o f m e r c a n t i l e p r o d u c t i o n the f a s c i s t s sought t o r e s t o r e and to s t r e n g t h e n the monopoly c a p i t a l i s t mode i t sought t o d e s t r o y . Fascism was s im p l y unab le to escape the pa ra me te rs o f c a p i t a l i s t development. M or e o v e r, s in c e th e t o t a l i t a r i a n o r g a n i z a t i o n o f s o c i e t y by the f a s c i s t p a r t y d e n i e d the e x i s t e n c e o f r e la tio n s o f production, i t was a l t o g e t h e r lim its imposed by the f o r c e s and i m p o s s i b l e f o r the s t a t e Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. to p l o t 39 a rational to ric a l course f o r economic w e l l - b e i n g . R a t h e r than s e i z e upon the h i s moment in which th e s t a t e co ul d o v e r s e e p r o d u c t i o n o f the p e o p l e , f a s c i s m was i n c r e a s i n g l y a t The f a s c i s t emphasis upon i n d u s t r i a l s e l f - s u f f i c i e n t national key i n d u s t r i e s , declining the mercy o f monopoly c a p i t a l . p r o d u c t i o n and rearmament t o c r e a t e a economy promoted the c o n s o l i d a t i o n o f f i r m s i n the the d e c l i n i n g p r o d u c t i v i t y o f th e c o m p e t i t i v e s e c t o r , importance o f the a g r i c u l t u r a l wo rki n g c l a s s . to meet the needs Fascism, In ad ve rte n tly , the s e c t o r and the e m a s c u l a t i o n o f the f r e e d monopoly c a p i t a l from the f e t t e r s o f the o l d o r d e r . Fascism emerged in two c o u n t r i e s which had y e t t o complete th e t r a n s formation from a g r i c u l t u r a l to i n d u s t r i a l wide economic d e p r e s s i o n o f the period o f tran s fo rm a tio n c apital 1930's. c a p i t a l i s m by t h e time o f the w o r l d The economic impact o f t h i s prol ong ed in the mode o f p r o d u c t i o n c u r t a i l e d a c c u m u la ti o n s lo w in g the e x pan sio n o f c a p i t a l i s t p r o d u c t i o n and l e a v ing the process o f p r i m i t i v e a c c u m u la t io n u n f i n i s h e d . system had a s t a k e economy. in m a i n t a i n i n g the s ociety. To meet t h i s the p o l i t i c a l in the to monopoly c a p i t a l . le g itim izin g s e c t o r by d e p r i v i n g Iro n ic a lly , were unprepared to cope w i t h pro fou nd s o c i a l the sector and economic r e l a t i o n s to th e i n d u s t r i a l revenue necessary f o r e x p a n s i o n . services, in d u strial th ro u g h o u t t h r e a t t h e n a t i o n s t a t e s o f Germany and I t a l y to c o n f i n e monopoly c a p i t a l tran sitio n Moreover the p o l i t i c a l r e l a t i v e backwardness o f the c o u n t r y ' s The emergence o f monopoly c a p i t a l t h r e a t e n e d to r e v o l u t i o n i z e social the r a t e o f U ltim ately moved i t o f the the s t a t e and the economy disrup tion c a t a l y z e d by the u n ab le t o p r o v i d e the necessary I t a l i a n and German s t a t e s co ul d no l o n g e r govern de - l i b e r a l i s m and op eni ng th e door t o f a s c i s m . R a t h e r than a g e n e r a l a p a rtic u la r h isto ric trend in a l l c a p i t a l i s t countries, response to d e t e r i o r a t i n g c o n d i t i o n s f a s c i s m was in I t a l y Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. and 40 Germany which had been s u b j e c t to an e x t r e m e l y uneven economic development both e x t e r n a l l y w i t h with r e s p e c t to o t h e r c a p i t a l i s t c o u n t r i e s and i n t e r n a l l y r e s p e c t to the c o m p e t i t i v e c a p i t a l i s m o f the a g r i c u l t u r a l the one hand, and to the monopoly c a p i t a l i s m o f the o t h e r . U nw ittingly, f a s ci sm a c t u a l l y in d u strial in dustrial s e c t o r , on p e r h a p s , and as a consequence o f World War I I , fa c ilita te d c ap italism , the s e c t o r , on th e f i n a l v irtu a lly transform ation from a g r i c u l t u r a l c o m p l e t i n g the process o f p r i m i t i v e accumu l a t i o n and removed the o b s t a c l e s which had p r e v e n t e d monopoly c a p i t a l extending i t s hegemony beyond the key i n d u s t r i e s ing the t r a n s i t i o n the whole o f Europe under the M ars hal l U.S. i n t e g r a t e and r a t i o n a l i z e to monopoly c a p i t a l i s m leadership o f a v ic to r io u s tec hn ol og y and o r g a n i z a t i o n a l t h a t system by speed and t h r ou g ho u t U n it e d S t a t e s . The t o the U n i t e d S t a t e s a t t r a c t i n g knowledge. The presence o f U.S. t i o n s and e x e c u t i v e management in Europe d i r e c t l y t i o n o f the p o l i t i c a l upon the w o r l d cap in Germany and I t a l y Plan broadened th e m ark et a v a i l a b l e from to th e r e s t o f the economy. The ma jor impact o f f a s c i s m and o f World War I I i t a l i s t system was t o f u r t h e r to corpora c o n t r i b u t e d t o the c o n s t r u c and economic i n f r a s t r u c t u r e a p p r o p r i a t e t o and nec essary f o r the maintenance and f u r t h e r development o f c a p i t a l i s m w i t h i n those countries. of The s o c i a l o r d e r which emerged from f a s c i s m in the post war p e r i o d r e c o n s t r u c t i o n was n o t the r e s u l t o f t h e bu t r a t h e r the r e s u l t o f th e t e c h n o l o g i c a l which f i r s t b r i n g s about the im p l e m e n t a ti o n o f f a s c i s t r a t i o n a l i t y o f monopoly c a p i t a l i n t e g r a t i o n and r a t i o n a l i z a t i o n o f a l l p r o d u c t io n and in th e process c r e a t e s a s o c i a l adm inisters a l l social re la tio n s . no t stem from a t e c h n o l o g i c a l economic s t r u c t u r e which dominates and The hegemony o f monopoly c a p i t a l i s m does d e t e r m i n i s m b u t r a t h e r from the c r e a t i o n o f a c l a s s conscious c a p i t a l i s t c l a s s a stable p o lit i c a l id e o lo g y that is a b l e to c re a te t ec hni qu es to secure order. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER V THE SINGULAR CHARACTER OF AMERICAN DEVELOPMENT Where the c o n d i t i o n s o f uneven development h o ld w i t h i n an economy in which th e p o l i t i c a l tural system s t r i v e s to m aintain the c o m p e t i t i v e and a g r i c u l s e c t o r s a t the expense o f the development o f monopoly c a p i t a l , is a l i k e l y response t o any m a jo r s o c i a l p re cip itate a fa scist ia lize The c o n d i t i o n s regime have n e v e r been p r e s e n t absence o f such c o n d i t i o n s o f f e r s an e x p l a n a t i o n c ris is . fascism t h a t might in Ame rica . It is the t h a t un derscores th e American e x p e r i e n c e and f o r th e f a i l u r e o f a s t r o n g f a s c i s t movement t o m a t e r in th e U n i t e d S t a t e s d u r i n g the G r e a t D e p r e s s io n . In s p i t e o f the c o n f l i c t and s t r u g g l e which marked the development o f c a p i t a l i s m in Am er ica , these c o n f l i c t s were n e i t h e r as pr o l o n g e d n o r as i n t e n s e as those which marked the t r a n s f o r m a t i o n s in the mode o f c a p i t a l i s t p r o d u c t i o n R e v o l u t i o n a r y America l i k e the European c o u n t r i e s was an a g r i c u l t u r a l but the r e l a t i o n s h i p between a g r i c u l t u r e in Europe. in the form o f fa rm imp lement s. A fter that in d u strial P r i o r to the C i v i l War, a g r i c u l t u r e consumed the l i o n ' s o f ir o n p r o d u c t i o n natio n, and i n d u s t r y was q u i t e u n l i k e American a g r i c u l t u r e ha s te ne d r a t h e r than h i n d e r e d development. in Europe. share i 8 6 0 " t h e cash crops o f tobacco and c o t t o n and t h e tremendous wheat p r o d u c t i o n o f the cen tral plains r e g io n c o n s t i t u t e d th e base o f th e wheat was both a v a l u a b l e e x p o r t c r op as w e l l in dustrial Conpany, force."' Th is growing i n d u s t r i a l ' Stanley Aronow itz, 1973» p. 145. in d u s tria liza tio n pr o c e s s ; as a cheap food f o r a growing work f o r c e was r e c r u i t e d from F a ls e P r o m i s e s , New Yo r k : McG ra w- Hil l 41 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Book 42 the ranks o f immigrants who had a l r e a d y been e x p r o p r i a t e d production. America d i d n o t have to endure the from the means o f long process o f e x p r o p r i a t i o n o f the land from th e a g r i c u l t u r a l w o rk e r s which marked the course o f European dev elopment. I t was A m e r i c a ' s good f o r t u n e pean p r o l e t a r i a n i z a t i o n o f the p e a s a n t r y . to reap the f r u i t s o f the Eur o W it h th e in flu x o f because o f th e absence o f an American f e u d a l e x p e r i e n c e , p r i m i t i v e a c c u m u la t io n anywhere e l s e bureaucracy. in terests o f t h i s process the f a r m e r s , M or e ov e r, i n o r d e r to e x t r a c t c a p i t a l Although the f e d e r a l private p r o f i t . ^ the process o f in America was a c co mp lis hed w i t h a r a p i d i t y in the c a p i t a l i s t w o r l d system. in te rfe re w ith budget i n i t i a l l y p l a n t e r s , and m e rc h a n ts , the s t a t e to a p a r t i c u l a r c l a s s o f c a p i t a l i s t s . Thus, to prolonged s t r u g g l e s between c a p i t a l i s t s the economy in Europe were a b s e n t p o litic a l stru ctu re d i d no t ex pr es s e d the p a r t i c u l a r i t was always a source o f the c o n d i t i o n s fo r control in Amer ica - unknown to m a i n t a i n a l a r g e The n a t i o n s t a t e was committed to c a p i t a l in sur ed a f l e x i b l e immigrants and accumulation, not t h a t gave r i s e o f the s t a t e and o f The absence o f such s t r u g g l e s re s p o n s iv e to new economic d e v e l o p ments . Mor eov er, American economic development d i d not f o l l o w in Europe to e l i m i n a t e industry. the b u l k o f a g r i c u l t u r a l The westward e x p a n s io n o f a gricultu ral production the American n a t i o n p r o d u c t io n would n o t t a k e p l a c e a t the r o u t e taken to make room f o r gu ar a nt e e d t h a t the expense o f in d u strial p r o d u c t i o n , and i m m ig r a t io n g u a r a n t e e d t h a t the e x pa nd in g economy would have a supply o f l a b o r . from the American farm to the What l a b o r d i d e m i g r a t e f a c t o r y was the r e s u l t o f than e l i m i n a t i n g it. in d u s tria liz in g a g ric u ltu ra l production rather Favored by such c o n d i t i o n s and m ediated by the ^O'Connor, o£^. ci t . , p. 72. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. ideology 43 o f M a n i f e s t D e s t i n y , American and then a n a t i o n a l federal of capital rapidly took on a r e g i o n a l character. The ascendancy o f n a t i o n a l ca p ita l government. a c t i v i t y o f bu sin es s b e f o r e larg e regional During t h i s The p o l i t i c a l and n a t i o n a l period, enterprises th e f e d e r a l t e r e s t s so much as i g n o r e d . state in d u s tria l to respond r e a d i l y c a p ita l." 3 then, The l a t t e r fin a lly W i t h i n such a p l u r a l i s t i c c ap ital was t o d r i v e a wedge be i n t e r e s t s and the l e g i s l a t i v e and became t h e r e p r e s e n t a t i v e o f n a t i o n a l fram ewo rk, c o n f l i c t could be p e a c e f u l l y s t r u c t u r e was t h e r e f o r e more r e s i l i e n t European c o u n t r y . Local c a p i t a l was n e v e r powe rfu l i n t e r e s t upon the l a r g e r c a p i t a l enterprises. fa v o r e d the development o f n a t i o n a l s t a t e accommodated the growth o f n a t i o n a l n i n g and c o n s t r u c t i o n o f a n a t i o n a l governments, than t h a t o f any The r e s o l u t i o n o f p o l i t i c a l c a p ita l. ca p ita l in fra s tru c tu re The American n a t i o n by a s s i s t i n g (railro a d s , in the p l a n forts, te rri the p o l i t i c a l economy o f the key i n d u s t r i e s relegated function w ith in Not o n l y d i d the s e key i n d u s t r i e s the impose business upon the c o m p e t i t i v e m a n u f a c t u r i n g s e c t o r by c o n t r o l l i n g th e supply o f raw goods and by s e t t i n g made a v a i l a b l e , 3 |b id ., th e terms upon which thes e good were they e v e n t u a l l y came t o c o n t r o l p. The enough t o impose I t s to a secondary and even t e r t i a r y system o f p r o d u c t i o n . restraints industry. re g u la to ry agencies, e t c . ) . Increasingly, com petitive c a p ita l in to th e r e q u ir e m e n t s o f the new economic developments American p o l i t i c a l to ria l level, f o r the f e d e r a l a d m i n i s t e r e d w i t h o u t p o si ng s e r i o u s o b s t a c l e s t o t h e growth o f co n flicts the f o r m a t i o n took p l a c e m a in ly a t a l o c a l I t was no t so d i f f i c u l t , local o r p a r t i c u l a r e x e c u t i v e bra nc he s . importance o f the government was n o t hamstrung by busine ss The impact o f the development o f n a t i o n a l tween " t h e power o f i n c r e a s e d the t h e ve ry a c t i v i t i e s 72. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. of 44 m a n u f a c t u r i n g and r e t a i l i n g , a phenomenon Gramsci called Fordism. Thors t e in Vebien was a l s o v e r y much aware o f t h i s development when he wrote th a t In c o a l , o i l , s t e e l and t r a n s p o r t a t i o n e . g . , the busine ss concerns i n t e r e s t e d have been r e a c h i n g o u t among the m a n u f a c t u r i n g in d u s t r i e s which draw on them f o r s e r v i c e and m a t e r i a l s , and have been a c q u i r i n g an i n t e r e s t a l s o in the busine ss o f d i s t r i b u t i o n . 4 This tendency o f the l a r g e w ell as h o r i z o n t a l firms to extend t h e i r control manner a l s o a p p l i e s in a v e r t i c a l as t o those i n d u s t r i a l bu sin es s concerns t h a t have to do w i t h m a n u f a c t u r i n g and t h a t would have to be c l a s s e d as m a n u f a c t u r e r s i n the t e c h n o l o g i c a l r e s p e c t , . . . such a r e e . g . , th e meat packers and the f l o u r - m i 1 l e r s ; and t h e r e a r e o t h e r concerns i n t e r e s t e d in s u g a r , gas, e l e c t r i c i t y , t e l e p h o n e s , t r o l l e y la n e s and the l i k e , t h a t f a l l more o r less p a t e n t l y in the same d o u b t f u l o r ambiguous c l a s s . ^ The r a t i o n a l i z a t i o n and i n t e g r a t i o n o f p r o d u c t i o n a r e ing p r i n c i p l e s be hi nd the e v e n t u a l The essence o f m o n o p o l i z a t i o n is f u n c t i o n o f t r a n s p o r t and t r a d e i t y o f production. itie s indeed i t hegemony o f these v a r i o u s b u s i n e s s e s . the " c o n t i n u a l to the l e v e l r e d u c t i o n o f the economic o f a genuinely s u b a lte rn a c t i v has le d to th e a t t e m p t to absorb the se a c t i v in to productive a c t i v i t y . " ^ The e x pan sio n o f monopoly c a p i t a l r e s u l t o f the "hegemony born i n the f a c t o r y and r e q u i r e s o n l y a minute q u a n t i t y o f p r o f e s s i o n a l p o litic a l for Not o n l y does the e xpa nsi on o f monopoly c a p i t a l p o litic a l system from an a r c h a i c , it u ltim ate ly in which the " ' s t r u c t u r e ' is a its exercise and i d e o l o g i c a l a r i e s . "7 is tra tio n , the two g u i d in term edi t r a n s f o r m the immense b u re a u c r a c y to a s t r e a m l i n e d adm in reduces a l l ar ea s o f a c t i v i t y to s e t s o f t e c h n iq u e s dominates th e s u p e r s t r u c t u r e s more im m e d i a t e l y and ^ T h o r s t e l n V e b i e n , Absentee O w n e rs h ip , Boston: Beacon P r e s s , p. 239. 5 Ib id . 6Qramsci, o p . c i t . , p. 2 8 5 - 7|bi d . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 1 9 67 , 45 in wh ich t h e l a t t e r a r e a l s o ' r a t i o n a l i z e d ' ( s i m p l i f i e d and reduced i n num ber) ."8 ® lbid. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER VI THE RATIONALIZATION OF THE WORK PROCESS The r e v o l u t i o n in the system o f p r o d u c t i o n br ou gh t on by th e form a t i o n o f the t r u s t s as i n s t i t u t i o n s o f s i m p l i f i e d and i n t e g r a t e d ratio n alized regional the t e c h n i c a l and n a t i o n a l capital not o nly c om po s iti on o f p r o d u c t i o n , b u t the r e l a t i o n s between the e m ploy er and th e employee as w e l l . The r e v o l u t i o n in the means o f p r o d u c t i o n proceeds to th e degree t h a t the i n t e g r a t i o n and s i m p l i f i c a t i o n o f the p r o d u c t i o n process becomes a f u n c t i o n o f consciou sne ss. d u stries, As the degree o f c o m p e t i t i o n the i n d u s t r i a l i s t s o f impersonal fin d is m in im iz e d in the key i n the y a r e no l o n g e r the u n w i t t i n g " v i c t i m s " market f o r c e s , b u t the p e r p e t r a t o r s . t h e i r sway o v e r the n a t i o n a l economy, o v e r p o w e r in g the c o m p e t i t i o n , o f the m a r k e t p la c e a r e d e c r e a s e d . in the i n f r a s t r u c t u r e o f advanced i n d u s t r i a l As monopolies ex ten ded Fewer r i s k s encourage l a r g e r to meet the t e c h n i c a l production. and o r g a n i z a t i o n a l r e q u ir e m e n t s As the system o f p r o d u c t i o n becomes h i g h l y and i n t e r d e p e n d e n t , the more s e v e r e is l e f t I f chance the d i s r u p t i o n is t o be overcome, the c a p i t a l the r i s k s a t t e n d a n t upon economic a c t i v i t y . to chance. in ves tm en ts To p r o t e c t such i n v e s t m e n t s , i s t s become I n c r e a s i n g l y concerned to e l i m i n a t e th e r i s k s it in terre la ted i f any s u b a l t e r n a c t i v i t y must be c o n s c i o u s l y organized out o f e x is te n c e . Although c a p i t a l i s t p r o d u c t i o n has always depended upon the a b i l i t y and the c a p a c i t y o f the b o u r g e o i s i e ing, d i s t r i b u t i n g , o f chance p r i o r to g e n e r a t e and m a r k e t i n g goods, i n n o v a t i v e methods o f pr od uc such i n n o v a t i o n was i t s e l f a m a t t e r to the a d v e n t o f monopoly c a p i t a l - - t h e resu lt o f 46 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. independent 47 "m e c h a n i c s , a r t i s a n s , p la c e .M o re o v e r, and salesmen who drew from t h e i r e x p e r i e n c e these i n n o v a t i o n s were a lm o s t always machine process and not i n n o v a t i o n s However, w i t h elim in ate cess, s tip u la tin g and the c on c om ita nt need to to chanc e. I n n o v a t i o n becomes a b s o l u t e l y t h a t consciousness p l a y a c e n t r a l role in th e p l a n n i n g and design o f an i n t e g r a t e d and r a t i o n a l i z e d system o f p r o d u c t i o n . d u s tria lis ts must concern themselves w i t h t ec hniq ues o f o r g a n i z a t i o n and c o n t r o l cal economic a c t i v i t y the i n f r a s t r u c t u r e in g e n e r a l the need to m a i n t a i n the o r d e r The need to decrea se ris k to the to a complex i n d u s t r i a l individual the f a c t o r y w h i l e l a r g e monopolies labor force w i t h i n his facto ry. c a p ita lis t. The fo r m er can sabo t h e l a t t e r can sabotage w i t h i n th e m a r k e t , In E u r o p e , he cou ld c o n t r o l the the the essense o f such c o n t r o l l a b o r has been in s u re d no t o n l y w a g e - c o n t r a c t b u t through a p p r o p r i a t e le g is la tio n l a b o r to c a p i t a l was reproduced by th e p o l i t i c a l increasingly system is the f a c t o r y owner c o u ld do p r i o r to the to control been p o l i t i c a l — the s u b j e c t i o n o f c a p ita l. r i s k and chance and ra tio n a lity . Although t h e r e was l i t t l e emergence o f to the problem o f a n a r c h i the m a r k e t p l a c e and the l a b o r process have posed the tage p r o d u c t i o n o u t s i d e factory. the development and deployment o f as s o l u t i o n s req u isite a t the r o o t o f the t e c h n o l o g i c a l h i g h e s t elemen ts o f The i n and to the problem o f random b e h a v i o r w i t h i n in p a r t i c u l a r . H is to ric a lly , in the c h a r a c t e r o f m a r k e t p l a c e and o f the p r o d u c t i o n p r o i n n o v a t i o n canno t be l e f t es se n tia l, innovations in th e c h a r a c t e r o f economic a c t i v i t y . the emergence o f monopoly c a p i t a l the a n a r c h i c a l in the work as w e l l . has through the The s u b j e c t i o n o f s t r u g g l e s between l a b o r and these s t r u g g l e s moved o u t o f the shop and the s t r e e t s Aronowitz, o p . c i t . , p. 266. A r o n o w i t z contends v a t o r s " . . . soon found themsel ves s a l a r i e d employees o f p r e n e u r s , those c a pa bl e o f combining c a p i t a l o f many small the a d d i t i o n a l f i n a n c i a l r e so u r ce s s u p p l i e d by b a n k s . " ( p . t h a t these in n o the new e n t r e producers w i t h 266) Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 48 and i n t o e ra l, the h a l l s o f p a r l i a m e n t . The European t r a d e succeeded in g i v i n g l a b o r p o l i t i c a l e v e r , was r e c i p r o c a l : the l i b e r a l control. state. the Labor and c a p i t a l to i t s that its in i t s own l a b o r in issue o f m atter w i t h in a l i b e r a l i s t i c framework; change. For d i f f e r e n t European l a b o r and c a p i t a l s t a t e t o be In t h e i r own b e s t in terests. fought to m a in ta in its p a rtic ip a tio n attested j u s t i c e and s o c i a l reasons and from d i f f e r e n t p e r s p e c t i v e s , s e n t a t i v e s , by and l a r g e , understood the in c r e a s e d p o l i t i c a l s u c c e s s fu l q u e s t f o r s o c i a l the l i b e r a l i n the s u b j e c t i o n o f European c a p i t a l i s t s labor believed Such l e g i t i m a c y , how l a b o r became compl i c i tous became p a r t n e r s c o n t r o l o v e r l a b o r t o be a p o l i t i c a l wher ea s, legitim acy. i n gen l e g i t i m a c y o f l a b o r r e a f f i r m e d the l e g i t i m a c y o f U n w i t t i n g l y pe r h a p s , s up p or t o f l i b e r a l i s m . union movement, believed Their p o lit ic a l the l i b e r a l repre c h a r a c t e r o f the s t a t e up to World War I I . Such a p o s t u r e , however, o f monopoly c a p i t a l which t r e a t s and l a b o r as a t e c h n i c a l control under l i b e r a l i s m a m ultitude o f w i l l s . the to the t e c h n o l o g i c a l individual is, ra tio n a lity is sue o f the c o n t r o l o f both th e market m atter. freedom. therefo re, Such a mode o f c o n t r o l threaten ing to d is s ip a te p a t io n w i t h i n inim ical and no t as a p o l i t i c a l osophy o f l i b e r a l i s m presupposes social is The p o l i t i c a l p h il The achievement o f an outcome o f s t r u g g l e s between is always ten uo us, always in the f a c e o f a new c o n f l i c t : the system by the concerned p a r t i e s t i o n o f c o n f l i c t and the ma intenance o f o r d e r . P o litic a l is e s s e n t i a l p a rtic i to the As a means o f s o c i a l resolu control, l i b e r a l i s m is sim ply n o t a s u f f i c i e n t means to meet the needs o f monopoly c a p ita l. A highly i n t e g r a t e d and r a t i o n a l i z e d economic system canno t r e l y upon concerned p a r t i e s choo sing to r e s o l v e nor can i t r e l y upon p u r e l y p o l i t i c a l t h e i r d i f f e r e n c e s w i t h i n the system, solu tion s to c o n f l i c t s which tend to take too long to m a t e r i a l i z e and which i n e v i t a b l y give rise to new problems. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 49 Unable to a f f o r d the r e p e r c u s s i o n s o f c l a s s c o n f l i c t , monopoly c a p i t a l to p r e v e n t th e o c c u r r e n c e o f c l a s s c o n f l i c t and to t r e a t does oc c ur as a m a t t e r o f a d m i n i s t r a t i o n and so remove c o n f l i c t technological seeks the c o n f l i c t which to be han d le d by q u a l i f i e d e x p e r t s , from the v i c i s s i t u d e s o f r a t i o n a l i t y o f monopoly c a p i t a l the p o l i t i c a l forum. The permeates the s t a t e and the marketplace. However, in th e c o n t e x t o f lib e ra lis m , the m a r k e t p la c e and the s t a t e ar e are n as o f c o m p e t i t i o n between f r e e age nts — the m a r k e t p la c e is the neces sa ry realm o f c o m p e t i t i o n between f i r m s and between w o rke rs f o r the s a l e o f t h e i r l a b o r power; the s t a t e l a b o r and c a p i t a l . is the necess ar y re alm o f c o m p e t i t i o n between In the t r a d i t i o n o f Adam S m i t h , lib e ra lis m c o m p e t it io n as g u a r a n t e e i n g the b e s t economic and p o l i t i c a l f o r monopoly c a p i t a l capital requires such c o m p e t i t i o n e n t a i l s from the s t r u g g l e s between l a b o r and c a p i t a l The t e c h n o l o g i c a l the o f monopoly c a p i t a l Monopoly from the p o i n t o f for the r e s o l u t i o n o f in which the r e l a t i o n s Both the market and the com petition, c o n f l i c t , r a t i o n a l i t y o f advanced i n d u s t r i a l the maintenance o f a d i s c i p l i n e d Europe a f f i r m e d adm inistered. to e l i m i n a t e c o n v e r t the m a r k e t p l a c e and the s t a t e In g e n e r a l , in s titu tio n to an i n s t i t u t i o n are s t r i c t l y s t a t e must be r a t i o n a l i z e d ity . However, t o the p o i n t o f c o l l u s i o n between f i r m s and r e q u i r e s the t r a n s f o r m a t i o n o f th e s t a t e between l a b o r and c a p i t a l order. f a r too much r i s k . th e t r a n s f o r m a t i o n o f th e m a r k e t p l a c e c o m p e t i t i o n between f i r m s regards such into and s po n ta n e s o c i e t y aims to instruments o f social control labor fo rc e . th e h i s t o r y o f the s t r u g g l e between l a b o r and c a p i t a l lib e ra l for tra d itio n in and m i t i g a t e d a g a i n s t the development and the a c ce pt a nc e o f its technological ra tio n a lity . ^The degree t o which monopoly c a p i t a l was h i n d e r e d , o f course v a r i e d from c o u n t r y to c o u n t r y , depending upon the c o u n t r i e s ' r o l e in the w o r l d mar k e t . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 50 The p a r t i c u l a r receptivity o f the U n i t e d S t a t e s may be pegged to the unique r e l a t i o n between American c a p i t a l which d i d not produce th e s u b j e c t i o n o f of lib e ra lis m . Until classic p r o le t a r ia t . th e to monopoly c a p i t a l , l a b o r by c a p i t a l l a t e n i n e t e e n t h c e n t u r y , America d i d not possess a American w o r k in g c l a s s was m a i n l y composed o f a r t i s a n s , f a r m e r s , e t c . , who were n e i t h e r p r o p e r t y l e s s s k ills t h a t would g i v e and l a b o r , and l a b o r in s u p p o r t P r i o r to the development o f n a t i o n a l sess ing n e i t h e r c a p i t a l c a p ita l, i n the h i s t o r i c a l sense o f pos o r land nor i n the modern sense o f possessing no them s t a t u s w i t h i n land i n t o o f t h e i r l a b o r power, the s k i l l e d craftsmen, the in d u strial system .3 fo r m a t i o n o f the European w o r k i n g c l a s s was the r e s u l t o f d r i v i n g a n t r y o f f the however, the urban a r e a s and l e a v i n g them o n l y th e f o r m a t i o n o f W h i l e the the peas in possession the American w o r k in g c l a s s in itia lly depended upon th e a v a i l a b i l i t y o f la nd and re so ur ce s t o be a p p r o p r i a t e d by the i n d i v i d u a l w o r k e r . A large portion o f the American w o r k in g c l a s s was f r e e from the type o f crude e x p l o i t a t i o n and o p p r e s s io n the European w o rk in g c la s s s u f f e r e d a t the hands o f no t t h r e a t e n e d on a c o n t i n u a l i t s e m p lo y e r s . The American w o rk e r was s im pl y b a s i s as was the Old World w o rk e r by a l a r g e r e s e r v e army o f the unemployed which k e p t wages down and jobs s c a r c e . the European w o rk in g c l a s s was s t e a d i l y b e in g immise r a t e d , ing c l a s s c on t in u e d to f a r e w e l l in comparison. v i g o r o f th e American economy t h a t was t o f u r t h e r Iro n ic a lly W h il e the American w o rk i t was the v e ry im m is e ra te th e European wo rkin g c l a s s and lead to the p r o l e t a r i a n i z a t i o n o f American l a b o r . The success o f American a g r i c u l t u r e and i n d u s t r y br ou ght p r e s s u r e to bea r upon the European c a p i t a l i s t s duction. The d r i v e to i n c r e a s e the e f f i c i e n c y o f to i n c r e a s e p r o d u c t i v i t y , p a r t i c u l a r l y drove many more peasants o f f ^ A r o n o w i t z , og^. c i t . , the p. land and i n t o the c i t i e s . t h e i r pro in a g r i c u l t u r e , The c i t i e s were 146 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 51 simply unable to p r o v i d e f o r th e new i n f l u x o f p o p u l a t i o n . immigrate to the U n i t e d S t a t e s , ed the urban w o rk in g c l a s s . and those who s t a y e d behind f u r t h e r I t was the the German, French, S c o t c h - 1 r i s h , bu lk o f A m e r ic a ' s in d u strial immigrants E nglish, and Welsh, who came to form the tria l la b o r and c a p i t a l to c a p i t a l t o the m o d e r n i z a t i o n o f the se b a s i c in the l a t e l 8 8 0 ' s , the in d u s in the U n i t e d S t a t e s was a c o o p e r a t i v e a f f a i r between in which the day to day o p e r a t i o n o f the f a c t o r y was in the hands o f the s k i l l e d pr oc e s s, bu t they were labor. P rio r o f m onopolization mode o f p r o d u c t i o n unskilled in d u stries p r io r found the y were n o t s u b j e c t e d t o the same r e l a t i o n in the course im m i s e r a t - w o r k in g c l a s s o f s k i l l e d c r a f t s m e n . ^ as t h e i r European c o u n t e r p a r t s . industries craftsmen. responsible Not o n l y d i d the y c o n t r o l the for h irin g and d i s c i p l i n i n g the p r o d u c t io n fa c to ry 's A lth ou gh the European immigrants had b ro u gh t a s t r o n g t r a d e union t r a d i t i o n w i t h them, such a t r a d i t i o n must have seemed s t r a n g e l y o u t o f p l a c e in a workshop in which c l a s s c o n f l i c t was a p p a r e n t l y a b s e n t . ^ ever, i t was the p e c u l i a r , cooperative A m e r ic a ' s key i n d u s t r i e s such as s t e e l , r e v o lu tio n a r y m odernization l e t a r i a n i z a t i o n o f the n a lity to cope w i t h While th a t created the c o n d i t i o n s in f o r the i n the mode o f p r o d u c t i o n n e c e s s i t a t i n g the p r o the t e c h n o l o g i c a l ra tio th e r e p e r c u s s i o n s o f p r o l e t a r i a n i z a t i o n . in c o n t r o l the end o f How r e l a t i o n between l a b o r and c a p i t a l l a b o r f o r c e and th e b i r t h o f o f production, t i o n s and methods t o l i g h t e n to s p e l l to from Europe, p a r t i c u l a r l y These immigrants who came t o work i n A m e r i c a ' s b a s i c to the l 8 8 0 ' s Many were a b l e th e ir i t s work. function s k ille d l a b o r d e v is e d v a r i o u s The r e s u l t o f t h e i r in the f a c t o r y . inven i n g e n u i t y came The r i s e o f new machine 4 |b id . ^However, t h i s t r a d i t i o n was r e s p o n s i b l e c r a f t unions in A m e r i c a ' s key i n d u s t r i e s . f o r the f o r m a t i o n o f s t r o n g Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 52 technology f o r which s k i l l e d tu ally a ll w o rk e r s . l a b o r was l a r g e l y r e s p o n s i b l e meant t h a t v i r f a c t o r y o p e r a t i o n s c o u ld be ha nd le d by s e m i - s k i l l e d and u n s k i l l e d For a time the s k i l l e d w o rk e r s were a b l e w i t h the new machine te c h n o l o g y . were even s uc c e s s f u l to l i g h t e n Backed by t h e i r s t r o n g c r a f t u n io n , in p r e s s i n g t h e i r wage demands a t f o r c e d the i n t r o d u c t i o n o f l a b o r - s a v i n g m a c h in e r y . "The many i n n o v a t io n s t h e i r work load they the same time they In the s t e e l industry, i n t r o d u c e d between i8 6 0 and 1890 , o f which the most n o t a b l e was the Bessemer c o n v e r t e r i n c r e a s e d the s i z e and c a p a c i t y o f the furnaces and m i l l s , However, b u t they g e n e r a l l y d i d not r e p l a c e men w i t h machines. the s t r o n g p o s i t i o n o f expanded r a p i d l y in th e l a t e l a b o r was t h r e a t e n e d as the markets f o r s t e e l l 880's . The ex pa ns io n o f mark ets was due to an i n c r e a s e in demand f o r s t e e l by the r a i l w a y s and to th e c o m p e t i t i o n th e American s t e e l afford producers. to the German and B r i t i s h s t e e l In ments in c r e a s e d the c o m p e t i t i o n between U n i t e d S t a t e s i n d u s t r y began to t u r n , these d e v e l o p steel firm s. Each f i r m was f o r c e d to seek ways t o cu t the c o s t o f p r o d u c t i o n and make p r o d u c t i o n more e f f i c i e n t . The p r i c e fe ll M e a nw hi le , the p r i c e o f b a r i r o n was f a l l i n g d r a s t i c a l l y . below the minimum s p e c i f i e d in the u n i o n ' s s l i d i n g s c a l e , even though the n e g o t i a t e d minimum r a t e s wer e a l s o d e c l i n i n g . T h is meant t h a t employers were p a y in g a h i g h e r p e r c e n t a g e o f t h e i r income o u t in wages than they would have were the s l i d i n g f e a t u r e o f the s l i d i n g s c a l e o p e r a t i v e o r had they had the power to reduce wages u n i l a t e r a l l y i n th e fa c e o f d e c l i n i n g p r i c e s . 7 Moreover, the owners were unable s t r u c t u r e d i c t a t e d by the c r a f t s to i n c r e a s e p r o d u c t i v i t y gi ve n the u n io n s . ''The w o rk e r s c o n t r o l l e d labor the p l a n t s 6 K a t h e r i n e S t o n e , "The O r i g i n s o f the Job S t r u c t u r e s in the S t e e l I n d u s t r y , " Radical A m e r i c a , V o l . 7» No. 6 , Nov-Dee, 1973, P- 2 6 . Although Stone c o n c e n t r a t e s h e r a n a l y s i s upon th e s t e e l i n d u s t r y , she c la im s t h a t s t e e l is p a r a d i g m a t i c o f a l l the key i n d u s t r i e s . 7|bid ., p. 2 7 . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 53 and de c id e d how work was t o be done. Employers had no way to speed up the workers, nor c o u l d th e y I n t r o d u c e new machinery t h a t e l i m i n a t e d o r r e d e f i n e d jobs."® Thus, by the l a t e l8 8 0 's , neck to p r o d u c t i o n and " t h e s o c i a l had t o go i f c a p it a lis t steel the l a b o r s t r u c t u r e p r e s e n t e d a b o t t l e r e l a t i o n s o f c o o p e r a t i o n and p a r t n e r s h i p p r o d u c t i o n was going to p r o g r e s s . "9 C o n s e q u e n t l y , employers demanded t h a t s k i l l e d l a b o r take paycuts and for e go some o f the p r o t e c t i o n o f f e r e d by t r a d e union agre eme nts. the owners in sis te d t h a t th e f a c t o r i e s More ov er, run t w e n t y - f o u r hours p e r day s e ek in g to le n g t h e n the work day t o two t w e l v e - h o u r s h i f t s . In 1889 C a r n e g i e , for example, moved t o b r e a k th e back o f the s t r o n g e s t union the c o u n t ry had e v e r seen, th e Amalgamated A s s o c i a t i o n o f I r o n and S t e e l W o r k e r s, by pro p os in g a t w e n t y - f i v e per c e n t wage r e d u c t i o n and i n d i v i d u a l contracts f o r each w o r k e r ; thereb y p u t t i n g an end to the c o o p e r a t i v e b a r g a i n i n g t h a t had c h a r a c t e r i z e d union-owner n e g o t i a t i o n a t the C ar ne g ie S t e e l Company. The workers s t r u c k and Carneg ie was f o r c e d to e x t e n d the union c o n t r a c t a n o t h e r t h r e e y e a r s , expire to in 1892.^® The new c o n t r a c t was m e re ly a t r u c e s i n c e as a Carneg ie p a r t n e r put it, " ' T h e Amalgamated p l a c e d a t a x on improvements, gamated had to g o . ^ By 1892 , the C a r n e g ie S t e e l therefo re, the Amal Company had merged w i t h the Edgar Thomson, Duquesne, and o t h e r m i l l s where the m a j o r i t y o f workers were n o n - u n i o n . "These works, C arn eg ie t hen d r a f t e d a s t a t e m e n t therefore, w ill G |bid. , p. 2 6 . 9 |b id ., p. 2 7 . ^^Jeremy B r e c h e r , in May, 1892, s a y i n g t h a t be n e c e s s a r i l y Non-Union a f t e r S trik e , San F r a n c i s c o ; the e x p i r a t i o n S t r a i g h t Arrow Books, p. 53. 11 I b i d . , p. 5 4 . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 1972, 54 o f the p r e s e n t a gr eem en t. . . The r e f u s a l o f the Carn eg ie S t e e l pany to n e g o t i a t e a new c o n t r a c t r e s u l t e d I t was a s t r i k e by s k i l l e d Com in the Homestead S t r i k e o f 1892. l a b o r to p r o t e s t the e n s ui n g changes in t h e mode o f p r o d u c t i o n which the y p e r c e i v e d as an a s s a u l t by th e owners upon t h e i r p riv ile g e d positions nothing less in t h e workshop. Car ne g ie and h i s c o h o r t s had demanded than the p r o l e t a r i a n i z a t i o n o f the c r a f t s . ^3 The end o f the c o o p e r a t i v e a l l i a n c e between l a b o r and c a p i t a l s h i f t e d c o n t r o l o f p r o d u c t i o n from th e s k i l l e d w o r k e r d i r e c t l y ita lis t. So long as p r o d u c t i o n had r e s t e d upon the a b i l i t i e s o f individ ual workers, s k i l l e d workers. control to the cap and knowledge o f p r o d u c t i o n was the r e s p o n s i b i l i t y o f these Once p r o d u c t i o n came t o depend upon the machine press i n s t i t u t e d by the e m pl oy e r and made p o s s i b l e by the i n v e n t i v e n e s s o f s k i l l e d labor, the focus o f c o n t r o l the w o rk e r w i t h i n the p r o d u c t i o n process was the i n t e g r a t i o n o f th e new machines. resp o n sib ility o f Thus, c o n t r o l o f p r o d u c t io n became the the f i r m as a whole to in s u r e the necessary s t a b i l i t y o r d e r r e q u i r e d by the new t e c h n o l o g i c a l The im p l e m e n t a t io n o f Once the c o o p e r a t i v e re la tio n and processes. t h i s new mode o f c o n t r o l between l a b o r and c a p i t a l the o b j e c t i v e s u b j u g a t i o n o f l a b o r by c a p i t a l , immediate and p r im a r y problem o f th e f i r m . was no easy t a s k . had been negated by l a b o r d i s c i p l i n e became the The problem was a t w o - f o l d one, i n v o l v i n g l a b o r m o t i v a t i o n and th e p r e v e n t i o n o f w o r k i n g c la s s o p p o s i t i o n . The s o l u t i o n to t h i s new l a b o r system, tran sferring it pr ob lem o f l a b o r d i s c i p l i n e was the intro duction o f a removing the base o f power from the s k i l l e d worke rs and to a newly c r e a t e d m a n a g e ri a l The managerial bureaucracy. c l a s s was a p r o f e s s i o n a l c l a s s composed o f e n g i n e e r s 12| b i d . 11 “' A r o n o w i t z , o£^. c i t . , p. 148. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 55 and t e c h n i c i a n s . s k i l l e d w o rk e r s Th is c l a s s was i n i t i a l l y to the formed by prom otin g some o f the rank o f s u p e r v i s o r o r t e c h n i c i a n and by making t h e i r t asks dependent upon th e re q u ir e m e n t s o f the c o r p o r a t e ownership upon t h e i r outmoded t e c h n i c a l s k ills . r a t h e r than The f o r m a t i o n o f a man age rial c la s s s i m u l t a n e o u s l y undermined th e p r i v i l e g e d and autonomous p o s i t i o n o f s k i l l e d l a b o r and p r o v i d e d a mechanism f o r c o n t r o l w h o le . 14 To a i d h ierarch ical the m ana ger ia l labor s tr u c tu r e . gated a g a i n s t o p p o s i t i o n archical d ivisio n o f with d i f f e r e n t i a l s killed o v e r the f i r m ' s work f o r c e as a prog ram, t h e c o r p o r a t i o n chose to r e t a i n a Such a s t r u c t u r e k e p t l a b o r d i v i d e d and m i t i from a u n i f i e d work f o r c e . labo r w it h in wage l e v e l s the f i rm was the s e n i o r i t y d iffe re n tia ls for the u n s k i l l e d . ' ^ the l a b o r h i e r a r c h y a p p l i e d m a in ly to wage r a t h e r than t o s k i l l in the key i n d u s t r i e s . l i s t coupled r e i n f o r c e d by union r e p r e s e n t a t i o n f o r the t r a d e s w i t h o u t such r e p r e s e n t a t i o n The d i s t i n c t i o n w i t h i n The essence o f the h i e r d if fe r e n t ia ls w ith in The i n t r o d u c t i o n o f the modernized f ir m s the new t e c h n o l o g i e s had t r i v i a l i z e d work and had narrowed the d i f f e r e n c e s between s k i l l e d , and u n s k i l l e d w o r k e r s . la b e lin g categories cess i t s e l f . These d i f f e r e n c e s t h a t were in creasingly The t r i v i a l i z a t i o n o f w o r k , sem i-skilled, r a p i d l y became conceptual o r le s s thus, ro o t e d in the p r o d u c ti o n p r o r e i n f o r c e d management's c o n tr o l o f the work process as a w h o l e . Wi th the r e d u c t i o n o f a r t i s a n s k i l l s to r e l a t i v e l y sim ple tasks no i n d i v i d u a l w o r k e r o r group o f w o rk e r s is a b l e to master the i n t r i c a c i e s o f e i t h e r the p r o d u c t i o n process o r the m a rk e t, and the c a p i t a l i s t s ' c e n t r a l i t y t o the process o f p r o d u c t io n and d i s t r i b u t i o n o f commodities which c o n s i s t s in h i s a b i l i t y to to c o o r d i n a t e the r e l a t i o n s h i p between the pr oducers and the i ^ s t o n e , o£_. c i t . , p . 4 3 . ^5A r o n o w i t z , o£^. ci t . , p . 151 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 56 mark et remains s e c u r e . ' ^ The r e v o l u t i o n a r y changes in th e mode o f p r o d u c t i o n and p r o f i t a t the same time the y n e c e s s i t a t e d increased p r o d u c t iv it y the f o r m a t i o n o f a p r o f e s s i o n a l c l a s s o f managers who were not engaged in p r o d u c t i v e t i o n by c a p i t a l i s t s to d e v i s e t e c h n o l o g i e s o f management in o r g a n i z e d p r o d u c t i o n r e s p e c t to the c r u c i a l . . labor. t h a t m a i n t a i n the c r u c i a l must, therefore, role be seen w i t h r o l e o f management to se cu re hi gh l e v e l s o f e f f i c i e n c y and p r o f i t s w i t h o u t t h r e a t e n i n g l a b o r d i s c i p l i n e and i t s * * l b i d . , p. "The r e c o g n i passivity. 155 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER VI I THE TRANSFORMATION OF THE WORKER IN ADVANCED INDUSTRIAL PRODUCTION The c r e a t i o n o f a m a na ge ri a l o f labor represents a q u a l i t a t i v e duction. century, c l a s s and the complex t r i v i a l i z a t i o n jump in the s c i e n t i f i c o r g a n i z a t i o n o f p r o Du rin g the e a r l y p e r i o d o f modern ma nu fa c tu re increases but a l s o from the in p r o d u c t i v i t y had r e s u l t e d no t o n l y in c r e a s e d e x p l o i t a t i o n o f women and c h i l d r e n and the p r o g r e s s i v e day. in the e i g h t e e n t h labor w ith increase in the However, once u n i o n i z a t i o n and a p p r o p r i a t e e x c e s s iv e e x p l o i t a t i o n o f l a b o r , increases from new machinery the employment o f le n g th o f the w o rk in g l e g i s l a t i o n p r e v e n t e d such in the r a t e o f s u r p lu s v a lu e depended m a in ly upon th e i n t r o d u c t i o n o f new m ach ine ry . I n n o v a t io n s in machine t e c h n o l o g y produced the machine t o o l s neces sa ry f o r advanced i n d u s t r i a l production. Thus, the problem c o n f r o n t i n g the modern i n d u s t r i a l i s t was n o t one o f machine t e c h n o lo g y b u t the t r a n s f o r m a t i o n o f the l a b o r s t r u c t u r e to accommodate th e new machine t e c h n o l o g y . f o r m a t i o n o f a m ana ger ia l class to o v e r s e e the With the l a b o r process as w e l l as to c o o r d i n a t e the r e l a t i o n s h i p between th e producers and the market on b e h a l f o f the owners, the b o u r g e o i s i e was s t e a d i l y machine technol ogy to t h e o r g a n i z a t i o n o f s h ift tional turning labor its atten tio n from in the modern f i r m . The in emphasis from machine te c h n o l o g y to th e development o f new o r g a n i z a structures would become " . . incorp orated . c o n tin u ally the r e c o g n i t i o n that the new machine processes f u r t h e r d i f f e r e n t i a t e d and more s p e c i a l i z e d , 57 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 58 bu t [that] few r e a l improvements seem l i k e l y o n l y d i d th e new t e c h n i c a l change in the to r a i s e p r o d u c t i v i t y . " * system o f modern p r o d u c t i o n labor s t r u c tu r e for S c i e n t i f i c management ( T a y l o r i s m ) in labo r. p r o v i d e d one o f the f i r s t b r e a k throughs t o the problem o f m e ld in g th e work f o r c e the p r o d u c t i v i t y o f l a b o r . to the complex machine The im p o r t a n t con cern o f s c i e n t i f i c management was w i t h how work is p e r f o r m e d . gated the work process w i t h in c r e a s e s Once a g a i n , c a p i t a l i s t s would have t o f i n d new ways t o e x p l o i t and d i s c i p l i n e process t o i n c r e a s e require a radical i t s o p e ra tio n , but fu r th e r p r o d u c t i v i t y would have t o come from l a b o r i t s e l f . Not Taylorism i n v e s t i r e s p e c t t o each movement and the manner o f its p e r fo r m a n c e . These must be known to the f r a c t i o n o f a second. . . . Work should be done e a s i l y and so f a r as p o s s i b l e w i t h o u t f a t i g u e . But always behind t h i s l i e s th e c o n s t a n t goal t o which the p e r i o d was m a g i c a l l y d r a w n - - p r o d u c t i o n , g r e a t e r p r o d u c t i o n a t any p r i c e . The human body is s t u d i e d to d i s c o v e r how f a r i t can be tr a n s fo rm e d i n t o a mechanism.2 The p r a c t i c e o f T a y l o r i s m was " t h e b i g g e s t c o l l e c t i v e e f f o r t to d a t e to c r e a t e , w i t h unprecedented s pe ed, and w i t h a consciousness o f purpose unmatched in h i s t o r y , a new type o f w o r k e r and o f man."^ T aylor, thus, expresses w ith . . . b r u t a l c y n i c i s m th e purpose o f American s o c i e t y — d e v e l o pi ng in the w o rk e r to th e h i g h e s t degree a u t o m a t i c mechanical a t t i t u d e s , b r e a k i n g up the o l d p s y c h o - p h y s i c a l nexus o f q u a l i f i e d p r o f e s s i o n a l w o r k , wh ich demands a c e r t a i n a c t i v e p a r t i c i p a t i o n o f i n t e l l i g e n c e , f a n t a s y and i n i t i a t i v e on the p a r t o f the w o r k e r , and r e du c in g p r o d u c t i v e o p e r a t i o n s e x c l u s i v e l y to the m e c h an ic a l, p h y s ic a l a s p e c t . ^ ^ S i e g f r i e d G i e d i o n , M e c h a n i z a t i o n Takes Command, New Yo rk : Norton & C o ., I n c . , 1969, p. 9 6 . 2 |b id . , p. 98 . ^Gramsci , o£^. c i t . , 4 |b id ., p. 303- p. 3 0 2 . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. W- W, 59 The essence o f T a y l o r i s m was t h a t in itia tiv e , machine. but a u to m a tiz a tio n . it demanded o f th e mass o f w o r k e r s , no t Human movements were to be l e v e r s To a c h ie v e th e goal o f l a b o r p r o d u c t i v i t y and d i s c i p l i n e , in the coercion had to be e x e r c i s e d upon th e r e c a l c i t r a n t work f o r c e . T a y l o r , however, rejected m i l i t a r y mode o f o r g a n i z a t i o n . the im p l e m e n t a t io n o f c o e r c i o n through a To have re lie d upon the m i l i t a r i z a t i o n o f the work f o r c e to in s u r e p r o d u c t i v i t y and m a i n t a i n d i s c i p l i n e would have been s e l f - d e f e a t i n g s i n c e th e m i l i t a r y individual in itia tiv e . c h a i n o f command u l t i m a t e l y depends upon Of c o u r s e , faces ta s ks which demand per s on a l becomes use les s as soon as t h e r e d i e r can always de c id e to shoot the s o l d i e r must a l s o o b e y , bu t " . in itia tiv e is no moral Modern i n d u s t r y w ill impulse b e hi nd i t . " ^ in th e a i r o r not to p u l l the cooperative l8 8 0 's. The s o l the t r i g g e r a t a l l , T a y l o r i s m and m i l i t a r y un alike. r e q u i r e d as much as p o s s i b l e and the r e p r e s s i o n o f v io u s , . he [and] h i s mechanical weapon the w o rk e r can n o t be a l l o w e d a s i m i l a r o p t i o n . scie nce a r e e s s e n t i a l l y . in d ivid u al the d e s t r u c t i o n o f the i n i t i a t i v e which had marked the p r e r e l a t i o n between l a b o r and c a p i t a l in America p r i o r Thus, s c i e n t i f i c management a t t e m p t e d to f a c i l i t a t e to the c o e r c i o n by management o v e r l a b o r i n such a way t h a t the w o r k e r p a r t i c i p a t e d w i l l i n g l y and u n f a i l i n g l y in h i s own c o e r c i o n . inadequate to i t s own t a s k . T a y l o r i s m a l o n e , however, proved to be S c i e n t i f i c management had s u c c e s s f u l l y in v e s ti gated work p e r f o r m a n c e , b u t the f u r t h e r and u n re s o lv e d problem t h a t c o n f r o n t e d T a y l o r and h i s d i s c i p l e s was how to m a i n t a i n wo rk e r o v e r t i m e . To m a i n t a i n the p h y s i c a l the i n c r e a s e d e f f i c i e n c y o f the and mental e f f i c i e n c y o f the w o rk e r depends upon p r e s e r v i n g . . . o u ts id e o f work, a c e r t a i n psycho-physical ^Giedion, o£. c it ., equilib rium p. 99. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 60 which p r e v e n t s th e p h y s i o l o g i c a l c o l l a p s e o f th e w o r k e r ex hausted by the new method o f p r o d u c t i o n . T h is e q u i l i b r i u m can be somet h i ng p u r e l y e x t e r n a l and mechani ca l bu t i t can become i n t e r n a l i sed i f i t i s proposed by th e wo rke r h i m s e l f and no t i mposed from the o u t s i d e , i f i t i s propose^ by _a new form o f s o c i e t y wi th a p p r o p r i a t e and o r i g i n a l methods Although T a y l o r d e s i r e d t o see h i s s c i e n t i f i c management a p p l i e d to a ll spheres o f l i f e , overall he d i d no t see t h i s w i t h i n t e g r a t i o n and r a t i o n a l i z a t i o n r e s p e c t to the need f o r the s o c i e t y nor w i t h r e s p e c t to the need f o r such a s o c i a l o r d e r i n o r d e r to m a i n t a i n and promote the e f f i c i e n c y and d i s c i p l i n e o f the labor fo rc e . The i d e o l o g i c a l bias o f s c i e n t i f i c man agement was t o c on c e iv e o f l a b o r d i s c i p l i n e as a m a t t e r c i r c u m s c r i b e d by the factory. Such a b i a s capitalism . is th e legac y o f the e r a o f c o m p e t i t i v e , S c i e n t i f i c management's c o n c e p t io n o f th e f a c t o r y as a c l o s e d , s e l f - r e g u l a t i n g system r a t h e r than an open end ed, e c o n o m i c a l l y technical system and a f u n d a m e n t a l l y s o c i a l ness to the monopoly c a p i t a l i s t . tion i n t o the p r i v a t e o f a new s o c i a l in stitu tio n interdependent, re stric te d its u sefu l However, T a y l o r i s m d i d p r o v i d e the founda f o r the i n t e r v e n t i o n by the c a p i t a l i s t , Taylorism , in dustrial lives o f aware o f the l i m i t a t i o n s o f the w o rk e r s f o r the e v e n t u a l o r d e r to p r e s e r v e th e p s y c h o - p h y s i c a l creation e q u i l i b r i u m o f the wo rk fo rce - ^Gramsci , og." S L l * ’ P* 303* Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER VI I I THE DISACCUMULATION PHASE— GETTI NG BEYOND TAYLORISM One o f the f i r s t attenrpts ism was t h a t o f e x p e r i m e n t a l to g e t beyond th e l i m i t a t i o n s o f T a y l o r p s y c ho lo gy . In d e p e n d e n t l y o f s c i e n t i f i c management, psychology had a l r e a d y d e v is e d t e s t s to d e t e r m i n e t h e person b e s t s u i t e d to c e r t a i n occupations. The b a s i s o f thes e t e s t s was the time taken to r e a c t to a g i v e n im p r e s s i o n . These te c h n iq u e s had been d e v e l oped in p s y c h o l o g i c a l l a b o r a t o r i e s . Hugo M u e n s t e r b e r g , German p s y c h o l o g i s t who t a u g h t a t H a r v a r d , was among the f i r s t to s u r vey the r e s u l t s o f s c i e n t i f i c management, then ( 1 9 12 ) coming i n t o i t s own, and to p o i n t o u t t h a t from the p s y c h o l o g i c a l s t a n d p o i n t i t was s t i l l r e c k o n in g by r u l e o f thumb.^ The a p p l i c a t i o n o f t h i s psych olog y to the s e l e c t i o n o f th e work f o r c e in i n q u i r i e s i n t o the p r i v a t e o f in s p e c t i o n s e r v i c e s the d i f f e r e n t i a l live s o f to a s c e r t a i n resulted the w o rk e r s and in the i n s t i t u t i o n th e m o r a l i t y o f the w o r k e r s . wage sc he du le s e rv e d t o r e i n f o r c e Mor eov er, the p r o p e r b e h a v i o r o f l a bo r w i t h i n th e f a c t o r y . The r e l a t i v e l y h i g h wages p a i d to the American p r o l e t a r i a t tur ne d o u t , however, to be a d o u b le - e d g e d sword. Wages n o t o n l y e n f o r c e d d i s c i p l i n e in the f a c t o r y bu t s t i m u l a t e d new l i f e - s t y l e s o u t s i d e tion. the p o i n t o f produc Because high wages p r o v i d e d the means f o r the expansion o f the w o rk e r ' s p r i v a t e a c t i v i t i e s hi s e x t r a money ' r a t i o n a l l y ' i t was " . . . ne c e ss a ry f o r the w o rk e r to spend to m a i n t a i n , renew a n d , i f possible, his muscular-nervous e f f i c i e n c y and no t to c o r r o d e o r d e s t r o y t io n could thus weaken as w e l l as s t r e n g t h e n ^Giedion, o£^. c i t . , p. 100. ^Gramsci , o p . c i t . , p. 303. labor d i s c i p l i n e . 61 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. it." in c r e a s e 2 Consump Monopoly 62 c a p i t a l i s t s e v e n t u a l l y p e r c e i v e d the n e c e s s i t y o f n o t o n l y work process bu t the process o f consumption as w e l l . regulating the However i t was e v i dent . . . t h a t no ma jor bu si ne s s was i n possession o f more than a few fragments o f i n f o r m a t i o n abo ut i t s own consumers. A c a r e f u l st ud y o f da ta f u r n i s h e d by a d v e r t i s i n g a ge nc ies and re s e a r c h bureaus o f v a r i o u s s o r t s d i s c l o s e d i n a c c u r a t e methods o f g a t h e r i n g f a c t s and b e f u d d le d s t a t i s t i c a l t e c h n i q u e s . American business as a whole has been muddling a lo n g gu essing t h i s and hoping t h a t abo ut b u y e r s . Is i t to be wondered a t , t h e n , t h a t the g r e a t c r as h o f 1929 l a i d bar e an u n b e l i e v a b l e s t a t e o f ignor anc e in the l a r g e s t banks down t o the s m a l l e s t r e t a i l e r . P r o d u c t i o n has become a marvelous t e c h no lo g y . Consumption remains a no-man's l a n d . A d v e r t i s i n g is a queer cross between a b l a c k a r t and a s w i n d l e . 3 U nd ou bt e dl y , many i n d u s t r i a l i s t s were s i m p l y concerned to improve t h e i r s a l e s when they in itia te d these i n q u i r i e s produced the s c ie n tific in quiries i n t o consumption. Yet i n f o r m a t i o n n e c e ss a r y to in s u r e t h a t the w o r k e r spent h i s e x t r a money r a t i o n a l l y ; thereby m a in ta in in g , ren ewin g, and even i n c r e a s i n g h i s muscular nervous e f f i c i e n c y on b e h a l f o f the p r o d u c t i o n p r o cess. The need to g a t h e r i n d i v i d u a l s as w o rke rs i n f o r m a t i o n on consumption s h i f t e d the focus from to i n d i v i d u a l s as consumers. To understand man the consumer we have found i t nec essary to b r i n g i n t o j u x t a p o s i t i o n h i s t r e n d s o f s c h o o l i n g , temperament, v o c a t i o n a l s k i l l , lang uage, a n a l y t i c t h i n k i n g , v i g o r , a m b i t i o n , s o c i a l a t t i tudes, income, s a v i n g s , r a c e , r e l i g i o n and many more aspe cts . . . [because] man th e consumer is much more than an economic a n i m a l , more than a s o c i a l c o n s t i t u e n t , more than a p r o s p e c t i v e buyer o f goods. He is an enormously complex i n d i v i d u a l caught in the Web of L ife. A l l o f h i s i n n e r c o m p l e x i t i e s i n t e r a c t w i t h the i n t r i c a cies o f t h i s Web o f L i f e and a st ud y o f the whole stream o f ev en ts thus c r e a t e d p r o p e r l y f a l l s w i t h i n the scope [ o f a study o f con sumption] The t o t a l i t y o f man's e x i s t e n c e is thus Labor becomes a s u b - c a t e g o r y o f consum ptio n. i d e n t i f i e d w i t h consumption. I t was n o t u n t i l the t w e n t i e t h ^Wa lte r J. P i t k i n , The Consumer: His N at u re and His H a b i t s , New York and London: Me M cG Graw r a w- I - H il l Book C o . , I n c . , 19 32, p. v. 4 I b i d . , pp. v - v i . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 63 c en tur y t h a t the s phe re o f consumption c o u ld be e n v i s i o n e d as the p r im a r y sphere o f s o c i a l e x i s t e n c e . Even in the e i g h t e e n t h and n i n e t e e n t h c e n t u r i e s , the sphere o f consumption was a v e ry l i m i t e d one f o r the mass o f p e o p l e . was l i m i t e d t o the e s s e n t i a l o f production, commodities required fo r s u r v iv a l. It The sphere the f a c t o r y , was the p r i m a r y sphere o f s o c i a l e x i s t e n c e p r i o r to the m o d e r n i z a t i o n o f th e means o f p r o d u c t i o n . The t r a n s f o r m a t i o n on by monopoly c a p i t a l o f th e s t r u c t u r e o f the c a p i t a l i s t system brought established the b a s i s whereby the i n d i v i d u a l ' s a c t i v i t y a t the p o i n t o f p r o d u c t i o n was no l o n g e r the p r i m a r y f a c t o r h i s b e h a v i o r and a t t i t u d e s . engaged in o c c u p a t i o n s but the i n d u s t r i a l sumption. Not o n l y were an i n c r e a s i n g number o f workers removed from the p r o d u c t i o n o f b a s i c i n d u s t r i a l goods, w o r k e r h i m s e l f became i n c r e a s i n g l y pr e oc c up ie d w i t h con The sphere o f consumption p r a c t i c e o f per so nal is to be understood not o n l y as the consumption b u t a l s o as th e economic i n f r a s t r u c t u r e engaged in the p r o d u c t i o n o f s e r v i c e s and d u r a b l e goods. The growth o f t h i s i n f r a s t r u c t u r e was to o c c u r a t a f a s t e r pace than the growth o f tria l i n shaping in fra s tru c tu re . c a p ita lis m represents the in dus Such a s h i f t o f economic a c t i v i t y w i t h i n monopoly the t r a n s i t i o n from the a c c u m u la t io n phase to the d i s - accumulation phase o f c a p i t a l i s m . Th is cal tran s itio n a ffe c ts process as w e l l . monopoly c a p i t a l n o t o n l y economic p r o d u c t i o n b u t the p o l i t i To come to g r i p s w i t h production f i r s t be br ought to l i g h t . the p o l i t i c a l consequences o f the economic dimension o f d i s a c c u m u l a t i o n must The . . . d i s a c c u m u l a t i o n phase c o i n c i d e s w i t h the p a r t i a l and p r o g r e s s i n g e x t r i c a t i o n o f human l a b o r from the immediate goods p r o d u c t i o n pr o c e s s . L i v i n g l a b o r power in goods p r o d u c t i o n de vo lve s upon the q u a n t i t a t i v e l y d e c l i n i n g r o l e o f w a tc hi n g regu l a t i n g and s u p e r i n t e n d i n g . . . . P r o p e r l y un d e rs t o o d , t h e r e f o r e , the terms " a c c u m u l a t i o n " and " d i s a c c u m u l a t i o n " r e f e r not t o the c o n c e n t r a t i o n o f p r o d u c t i o n f a c i l i t i e s i n i t s e l f , though t h i s is Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 64 i n v o l v e d , nor t o the q u a n t i t y o f money v a l u e in i t s e l f , bu t to the r e l a t i o n o f p r e s e n t l i v i n g l a b o r to p a s t produced means and m a t e r i a l s o f goods p r o d u c t i o n , and t o the consequent s o c i a l r e l a t io n s o f men in th e p r o d u c t i o n o f s o c i e t y ' s g o od s .5 The d is a c c u m u la ti o n phase o f c a p i t a l i s m accompanies t e c h n o l o g i c a l ment in the n a t i o n ' s key in d u stries. f u r t h e r accompanied by an i n c r e a s e However, t h i s de cr eas e in employment is in employment in o t h e r s e c t o r s concerned mainly w i t h the p r o d u c t i o n o f commodities and s e r v i c e s sonal consumption. Th is increase o f consumption is n o t a c c i d e n t a l production. In dustrial to mediate and s u s t a i n for immediate, p e r i n employment and p r o d u c t i o n nor production unemploy incidental w ith in the sphere r e s p e c t to i n d u s t r i a l r e q u i r e s a comprehensive i n f r a s t r u c t u r e the growth o f consumption tin u e d c i r c u l a t i o n and a c c u m u la t io n o f c a p i t a l in o r d e r to assu re the con a t unprecedented l e v e l s . d is a c c u m u la t io n phase does n o t mean the end o f c a p i t a l it is the sta ge o f c a p i t a l i s t development in which th e p a r t i c u l a r e n t e r p r i s e s in a ll accumulation; The s e c t o r s o f the economy a r e s u b o r d i n a t e d to the r e qu ire m en ts o f c a p i t a l as a wh ol e . For t h i s r e as o n , the process o f d i s a c c u m u l a t i o n n i f i c a n t as the process o f p r i m i t i v e a c c u m u l a t i o n . is j u s t as s i g The c o o r d i n a t i o n between the s e c t o r s o f the economy . . . takes p l a c e on two i n t e r r e l a t e d l e v e l s through the normal economic process under m o n o p o l i s t i c c o m p e t i t i o n ( gro w ing o r g a n i c composition o f c a p i t a l p r e s s u r e on the r a t e o f p r o f i t ) ; and through " s t a t e management". Cons equ en tly e v e r more s t r a t a o f the f o r m e r l y indepe nde nt m id d le c l a s s e s become th e d i r e c t s e r v a n t s o f c a p i t a l , oc c u p i e d i n th e c r e a t i o n and r e a l i z a t i o n o f s ur pl u s v a lu e w h i l e b e in g s e p a r a t e d from c o n t r o l o f the means o f produc tio n. . . . At the same tim e th e i n c r e a s i n g t e c h n o l o g i c a l c h a r a c t e r o f m a t e r i a l p r o d u c t i o n draws the f u n c t i o n a l i n t e l l i g e n t s i a i n t o th i s p r o c e s s . The base o f e x p l o i t a t ion i s thus e n l a r g e d beyond the f a c t o r i e s and shops and f a r beyond the b l u e c o 1 l a r wo r k i ng class. & The t r a n s f o r m a t i o n in th e mode o f c a p i t a l i s t p r o d u c ti o n f o l l o w e d by ^ M a r t i n J. S k l a r , "On th e P r o l e t a r i a n R e v o l u t i o n and the End o f Po l i t i c a l - E c o n o m i c S o c i e t y , " R a d ic a l A m e r i c a , V o l . M l , # 3 , May-June, 1969, P* 9 6 |b id .. p. 12. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 65 a s h ift in th e c o n c e n t r a t i o n o f the to the sphere o f consumption ushers labor force from i n d u s t r i a l i n the p r o l e t a r i a n i z a t i o n o f a l l This process o f p r o l e t a r i a n i z a t i o n , which f i r s t began in the d es tr oy s the r e l a t i v e the " f e l t " p r o d u c t io n autonomy o f the p r o f e s s i o n a l l8 8 0 's , c la s s e s and e l i m i n a t e s d i f f e r e n c e between mental and p h y s i c a l w o r k e r s . importance o f the sphere o f consumption la te lab o r. The paramount in advanced i n d u s t r i a l s o c i e t y has meant n o t o n l y th e p r o l e t a r i a n i z a t i o n o f the e n t i r e mass o f peo ple b u t the subsumption o f a l l a ll social areas o f s o cial re la tio n s are life under the commodity form in which reduced to r e l a t i o n s between t h i n g s . v e r s a l i z a t i o n o f the commodity form is th e This u n i i n e x o r a b l e outcome o f the com modity f e t i s h i s m which marked the ve ry b e g i n n i n g o f c a p i t a l production. Over th e course o f c e n t u r i e s , a l l the t r a d i t i o n a l t i e s o f i n t e r dependence (e x te n d e d f a m i l y , r e l i g i o n , r e g i o n a l d i f f e r e n c e s , e t h n i c i d e n t i t y , p e r s on a l dependence, i n h e r i t e d c r a f t s m a n s h i p , wide d i s p e r s i o n o f l i f e s t y l e s , p o p u l a r amusements, and so f o r t h ) are undermined, and c a p i t a l i s m s t r i v e s toward an i d e a l l i m i t in which a l l o f them w i l l be r e p l a c e d by a s i n g l e p r i n c i p l e o f s o c i a l cohesion— nam ely , e x c h a n g e . Under the u n i v e r s a l hegemony o f e x change a l l personal and s o c i a l r e l a t i o n s among i n d i v i d u a l s a r e mediated through m a t e r i a l o b j e c t s , . . J A ll social a c tiv ity , passed by consumption. m ore ove r, becomes o r i e n t e d Production p r e c o n d i t i o n f o r consum ption . is important o n ly toward and encom in so f a r as i t Such a v i s i o n o f p r o d u c t i o n inverts is a the r e l a t i o n t h a t h e l d between p r o d u c t i o n and consumption d u r i n g the a c c u m u la tio n phase, where p r o d u c t i o n was o f supreme importance and consumption was l i m i t e d to the l e v e l nec essary f o r th e mere p h y s i c a l the mass o f p e o p l e . D ur in g the p e r i o d o f a c c u m u la ti o n sumption was d e f e r r e d , and r e p r o d u c t i o n o f in which per son al con a p e r s o n ' s w o r t h was judged by the work he d i d and not by h i s possessions o r Vol. survival life -s ty le . Wi th d i s a c c u m u l a t i o n , ^ W i l l i a m L e i s s , " C r i t i c a l Theory and I t s I I , No. 3, Aug. 1974, pp. 3 4 3 - 3 4 4 . the measure o f Future," P o l it ic a l Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Theorj^, 66 value in a l l realms o f s o c i a l exclusion o f q u a lit y . p r a x i s has f i n a l l y Such a measure o f v a l u e d i c t a t e s n o t e s s e n t i a l l y a w o r k e r , b u t a consumer. i z e d by i t s natural tia b le a p p etite become q u a n t i t y a b ilitie s f o r goods. Humanity t o the t h a t a w o r k e r is is no l o n g e r c h a r a c t e r to produce b u t r a t h e r by i t s "n a tu rally " insa As Thomas Edison remarked, "The re cannot be o v e r p r o d u c t i o n o f a n y t h i n g which men and women w a n t ; and t h e i r wants a r e u n l i m ite d except in so f a r as they a r e l i m i t e d by the s i z e o f t h e i r stomachs. stomach is the o n l y p a r t o f man which can be f u l l y s a tis fie d . . The a c t o f consumption becomes the p r im a r y human a c t . needs o f the produced. individual ex pr es s e d in consumption d e t e r m i n e The i d e o l o g i s t s o f th e consumption. The i n d i v i d u a l No one t h i n k s to in q u ire The i n s a t i a b l e p r o d u c t i o n se rve s the genuine abundance o f commodities h i d e s from view the process by which they a r e br ought Good L i f e . When p r o d u c t i o n stands The w o r k in g c l a s s lie is in the way o f is acknowledged, who has become the o n l y t r u e P r o d u c e r . the w o r k i n g masses as in to being. t o a Garden o f Eden. Once a g a i n knowledge l o n g e r no t o n l y n e c e ss a r y f o r b u t it is no the p u r s u i t o f the is to g l o r i f y the c a p i t a l i s t The r u l i n g c l a s s no lo n g e r c o n f r o n t s i t s e v e r p r e s e n t t a s k m aster b u t r a t h e r its benefactor. the new American m id d le c l a s s , whose b i r t h has p u t the to th e n o t i o n t h a t the r i c h g e t r i c h e r and the poor g e t p o o r e r . l o n g e r a r e th e c l a s s e s in c o n f l i c t . The c l a s s e s have c o a le s c ed c o o p e r a t i v e e n t e r p r i s e o f consumption. not to be c o n s id e r e d c l a s s d i f f e r e n c e s th e means o f p r o d u c t i o n . the No i n t o one D i f f e r e n c e s between i n d i v i d u a l s a r e re la tin g to o n e ' s p o s i t i o n D iffe re n c e s are considered w ith one owns and what one owns is ® P itkin , o£. Q Consumption dominates c on sc io usn ess . in to production process; C a p i t a l i s m has g i v e n b i r t h ." what is to be new o r d e r now c l a i m t h a t is supreme. . The respect in de x o f how hard one wo rks. ci t . , p . 341. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. vis a vis to what C ap ita lis ts 67 are, then, those who have worked the h a r d e s t . The m a j o r i t y o f the American w o r k in g c l a s s endorse the consumer s o c i e t y as the end o f the c l a s s s t r u g g l e . In k e e p in g w i t h such an o p t i m i s t i c p o s t u r e , c o n f l i c t and i d e a l i s t i c a c t i v i t y and i n t e r v e n t i o n repugnance. a ll forms o f s t r u g g l e , a r e a v o id e d by i n d i v i d u a l s when p o s s i b l e i n the course o f e v e n t s i s u n d e rt a k e n w i t h C o m pu ls iv e ly s e e k i n g s t a b i l i t y and o r d e r , the most profound consciousness b e a ts a ha s t y r e t r e a t from a l l forms o f a c t i v e engagement w i t h the w o r l d and r e presses any d i s r u p t i v e s tim uli Conspicuous consump o r d is c o rd a n t thought. t i o n demands p a s s i v i t y and r e q u i r e s e le m e n t s . the e l i m i n a t i o n o f a l l The c r a v i n g f o r o b j e c t s s u f f o c a t e s c r i t i c a l t a u g h t to be s p e c t a t o r s . Life is a t its subversive thought. b e s t when i t appears Pe ople a r e to run smoothly and e v e n l y . No l o n g e r is consciousness which th e s e l f is now the is o b j e c t i f i e d the f r e e p l a y between man and n a t u r e through i n s t r u m e n t e n a b l i n g the its productive a c t i v i t y . individual Even the t r a d i t i o n a l such v a lu e s as community, b o u r g e o is tra d itio n , Consciousness to choose between the v a r i o u s a l i e n o b j e c t s c o n f r o n t i n g him i n o r d e r t o a p p r o p r i a t e domination. them through po ss e s s iv e ideas o f man and s o c i e t y and beauty, n a tu re , l i b e r t y and freedom, which were o r i g i n a l l y e x p r e s s i v e o f the pr ofo un d t r a n s f o r m a t i o n o f d u c t i v e f o r c e s and s o c i a l in the p r o r e l a t i o n s o f humanity under c a p i t a l i s m , a r e no lo n g e r a t t r i b u t e s o f man's c r e a t i v e c a p a c i t i e s b u t have become the mere a t t r i b u t e s o f consumption. attrib u tes: Inexorably, commodities themselves ta k e on these The Ford a u t o m o b i l e embodies house wash machine embodies l i b e r t y , etc. trad itio n and freedom, the W e s t i n g - Bourgeois v a lu e s a r e s a l e s gim- mi c k s . C a p i t a l now produces n o t so much m a t e r i a l p r i v a t i o n as s t e e r e d s a t i s f a c t i o n o f m a t e r i a l n e e ds , w h i l e making the e n t i r e human b e in g — i n t e l l i g e n c e and s e n s e s - - i n t o an o b j e c t o f a d m i n i s t r a t i o n geared Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 68 t o produce and reproduce no t o n l y the go al s b u t a l s o the v a lu e s and promises o f the system. I t s i d e o l o g i c a l heaven. Behind the t e c h n o l o g i c a l v e i l , be hi nd the p o l i t i c a l v e i l o f democracy, appears th e r e a l i t y , the u n i v e r s a l s e r v i t u d e , the loss o f human d i g n i t y in a p r e f a b r i c a t e d freedom o f c h o i c e , and the power s t r u c t u r e is no l o n g e r ' ' s u b l i m a t e d " in th e s t y l e o f a l i b e r a l i s t i c c u l t u r e , no lo n g e r even h y p o c r i t i c a l (t h u s r e t a i n i n g a t l e a s t the " f o r m a l i t i e s , " the s h e l l o f d i g n i t y ) bu t b r u t a l , t h r o w in g o f f a l l p r e t e n s i o n s o f t r u t h and j u s t i c e . 9 The i n v e s t i g a t i o n o f man as the consumer complements the p r i o r in v e s tig a tio n i n t o how work i s pe rf or me d ( T a y l o r i s m ) i n t o th e psychology o f work ( e x p e r i m e n t a l and the i n v e s t i g a t i o n psychology). Human b e h a v i o r is p o r t r a y e d as the e x p r e s s i o n o f needs, wants and d e s i r e s which c a n n o t be met in work b u t o n l y through consumption. ground upon which th e t e c h n o l o g i c a l tion o f l a b o r to c a p i t a l These i n v e s t i g a t i o n s e s t a b l i s h ra tio n a lity can as su re the t o t a l through the a d m i n i s t r a t i o n b e h a v i o r by t h e m a n i p u l a t i o n o f the subjec and r e g u l a t i o n o f human the sphere o f consumption. The e x t e n s i o n o f th e e m p l o y e r - e m p l o y e e , e n t e r p r i s e - f o r - p r o f i t system beyond th e sphere o f g o o d s - p r o d u c t i o n , f i n a n c e , d i s t r i b u t i o n and ex change, to a l l o t h e r s o c i a l s p h e r e s , o r the s u b o r d i n a t i o n o f o t h e r s o c i a l spheres t o the i m p e r a t i v e s o f t h a t system; t h i s e x t e n s i o n b e in g n e c e ss a r y to s u s t a i n i n g c a p i t a l i s t c l a s s do m in a tio n o f the l a b o r system and l a b o r f o r c e as a w h o l e , t h e r e b y e x t e n d i n g the p r o l e t a r i a n i z a t i o n o f l a b o r to v i r t u a l l y a l l o t h e r spheres o f w o r k , and p r e - e m p t i n g the p o s s i b i l i t y o f those spheres e x p r o p r i a t i n g f o r t h e i r own r e s p e c t i v e uses the c a p i t a l i s t s ' s u r p l u s - v a l u e a p p r o p r i a t e d in the g o o d s - p r o d u c t i o n s p h e r e . 10 At th e v e r y moment in h i s t o r y when advanced i n d u s t r i a l m in im iz e s th e nece ssa ry s o c i a l labor re q u is ite c a p i t a l i s m succeeds in s t r e n g t h e n i n g sively its production d r a s t i c a l l y to the s t r u g g l e f o r e x i s t e n c e , d o m i n a t io n o v e r s o c i e t y by p r o g r e s r o o t i n g o u t the consciousness and b e h a v i o r e s s e n t i a l o f a r e v o lu t io n a r y working class through the to th e f o r m a t i o n im position o f superfluous lab o r. The p a c i f i c a t i o n o f th e American w o r k i n g c l a s s was no t accomplished s o l e l y Press, 9 h e r b e r t Marcuse, 1 9 6 7 , p. 14. C o u n t e r r e v o l u t i o n and R e v o l t , Boston: l O s k l a r , o p . c i t . , p. 12. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Beacon 69 through th e new o r g a n i z a t i o n o f p r o d u c t i o n b u t through th e o r g a n i z a t i o n o f labor i n a new jo b s t r u c t u r e . pression w ith American l a b o r p a r t i c i p a t e d in i t s own r e the f o r m a t i o n o f modern unions which e n f o r c e d l a b o r d i s c i p l i n e and m a i n t a i n e d o r d e r w i t h o u t t h r e a t e n i n g p r o p e r l y relatio n s. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER IX UNIONS AND THE CAPITULATION OF LABOR In c o n t r a d i s t i n c t i o n to the European w o r k in g c l a s s , the American w o rk in g c l a s s had not g a in e d p o l i t i c a l l e g i t i m a c y and r e p r e s e n t a t i o n p r i o r to the emergence o f monopoly c a p i t a l . The p o l i t i c a l l a b o r p r i o r t o the ascendancy o f advanced i n d u s t r i a l o f the c e n t u r y were fr ag me nte d and p a r o c h i a l , p r o l e t a r i a n w o r k in g c l a s s w i t h a s o c i a l s t r u g g l e s o f American p r o d u c t i o n a t the t u r n re flectin g the absence o f a d e m o c r a t i c t r a d i t i o n and p a r t y . Mor eov er, thes e p o l i t i c a l p o litic a l p a r t i e s which were unable t o compete n a t i o n a l l y w i t h p a rtie s . Unlike a c h ie v e eral This power necess ar y to s a f e g u a r d f a i l u r e was ro o te d s itu a tio n in tere s t. i n Europe, ner ed the p o l i t i c a l in te re s ts . Hence, society in l i b i m p o s s i b l e f o r worke rs Mor eov er, and once a g a i n to p e r c e i v e in c o n t r a s t to the ge ne ra l th e American c o m p e t i t i v e c a p i t a l i s t c l a s s had no t g a r power necess ar y to s a f e g u a r d i t s the de f a c t o p o l i t i c a l to oppose the o v e r a l l in A m e r ic a . For t h i s to e s t a b l i s h its 1iberal the two ma jor i t s own i n t e r e s t s p a r t i c u l a r economic a l l i a n c e between the European t r a d e union movement and t h e c o m p e t i t i v e c a p i t a l i s t c l a s s lib e ra l ind epe nde nt in th e n o n - p r o l e t a r i a n c h a r a c t e r o f the American w o r k in g c l a s s which made i t a common c l a s s took the form o f th e European l a b o r movement, American l a b o r was un ab le to the p o l i t i c a l society. struggles gen e ra lly in s u p p o r t o f demands o f monopoly c a p i t a l r e a s o n , American monopoly c a p i t a l hegemony o v e r American s o c i e t y , were a b s e n t was r e l a t i v e l y free handily overturning a il dual Isms. The response o f American l a b o r to th e coming o f monopoly c a p i t a l took two forms. One was the in h e re n tly reactio nary response o f s k i l l e d 70 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 71 l a b o r to its p ro leta ria n izatio n . which n o t o n l y c r a f t s m a n f e a r e d the new system i n s t i t u t e d a r e v o l u t i o n a r y approach to w o r k , b u t which a l s o t h r e a t e n e d to reduce h i s o f un skilled The s k i l l e d importance in the shop. l a b o r which sought equal The o t h e r response was t h a t t r e a t m e n t under the new system. to th e absence o f a mature and h i s t o r i c a l l y rooted p r o l e t a r i a n Due id en tity n e i t h e r th e u n s k i l l e d nor the s k i l l e d American w o r k e r welcomed the radical change in the p r o d u c t i o n process in the c l a s s conscious manner o f the E ur o pean w o r k in g c l a s s . the European w o r k in g c l a s s possessed a In g e n e r a l , class i d e n t i t y which gave them a p o l i t i c a l - h i s t o r i c a l ism. R a th e r than b e i n g a t believed it the com plete mercy o f c a p i t a l , R at h er than c a p i t u l a t i n g was re ga rde d as the technical to the might o f advanced i n d u s t r i a l European t r a d e union movement a t t e m p t e d to c o n t r o l p e a c e fu l European l a b o r had a c h ie v e d a c e r t a i n measure o f c o n t r o l o v e r c a p i t a l . emergence o f monopoly c a p i t a l oly capital p e r s p e c t i v e on c a p i t a l from i t s tran s itio n p o s i t i o n o f power w i t h i n The base f o r s o c i a l i s m . production, the development o f monop the l i b e r a l state to a s s u r e a to s o c i a l i s m . In A m e ric a , ho we ver , the p r o l e t a r i a n i z a t i o n o f the American w o r k in g c l a s s was th e p r o d u c t o f the m o d e r n i z a t i o n o f the mode o f p r o d u c t i o n . i d e n t i t y o f the p r o l e t a r i a n i z e d American w o r k i n g c l a s s had been l a r g e l y posed by the c a p i t a l i s t o f th e o l d , with c l a s s b e g i n n i n g i n the cooperative, th e t r a n s i t i o n its p o ten tial la te 18 8 0 ' s . The im The r e pl a c e m e nt l a b o r system by the new, p r o f e s s i o n a l l y managed one to th e d i s a c c u m u l a t i o n phase a ssu red t h a t the " o b j e c t i v e " s e l f - i n t e r e s t o f l a b o r would be c on g ru en t w i t h id e n tific a tio n o f the labor w ith c a p ita l to co n tro l 1 Stone, o p . c i t . , that o f t h e i r e m p lo y e r s - d e t e r r e d the w o r k in g c la s s the p r o d u c t i o n p r o c e s s . * p. 57 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. The from s e e i n g 72 The i d e n t i f i c a t i o n o f l a b o r w i t h c a p i t a l t r a d e union movement whose p r a c t i c a l tio n o f was to be s u s t a i n e d by a outcome was to f a c i l i t a t e th e American w o r k e r i n t o the new l a b o r s t r u c t u r e . America a f t e r s yst em . These pe as ant s had come l a r g e l y under the c o n t r o l o f t r a d i t i o n a l landlord classes. had been marked by t h e i r w i l l i n g s u b o r d i n a t i o n things. in f e r io r position Th eir social to a u t h o r i t y workers f o r the new i n d u s t r i a l c o n s c io us ne ss , d i d o b j e c t to the a b s o l u t e c o n t r o l relatio n s i n the b e l i e f order o f thes e peasants made i d e a l of in d u s tria lis ts , the e m p l o y e r . these immigrants The a g r i c u l t u r a l munes from which thes e w o rk e r s had e m i g r a t e d had a s p e c i f i c s e t o f as d u t i e s . ment o n l y w i t h righ ts that Thus, i n t o th e system. However, once i n th e employ o f the w ell to from re g io n s in s o c i e t y was p a r t o f th e n a t u r a l Given t h i s Old World s o c i a l in teg ra Im m ig r a t io n 1900 had b r o u g h t a l a r g e number o f European peasants American i n d u s t r i a l that t h e ir the they would a c c e p t s u b o r d i n a t i o n the e x t e n s i o n o f c e r t a i n rig h ts. com r i g h t s as to the company manage I t was th e demand f o r such le d to th e r i s e o f unions among t h e u n s k i l l e d around the t u r n o f the c e n tu ry . These unions were unable t o change the fundamental between l a b o r and c a p i t a l b u t they managed to s e t o f th e c a p i t a l i s t c l a s s . The success o f the se unions had more to do w i t h social ju s tic e , rather than s o c i a l F u nd am en tal ly th e s t r u g g l e improve the c o n d i t i o n o f tories in t h i s fo r social labor w i t h in ju stice in the p o l i t i c a l Aronowi t z , og^. ci t . , p. is a s t r u g g l e the c a p i t a l i s t system. system. to The major v i c in creasing la b o r's control o v e r the p r o d u c t i o n process nor w i t h s e c u r i n g the 2 upon the p r i v i l e g e s change. s t r u g g l e had n o t h i n g to do w i t h the m a j o r i t y o f pe op le lim its re la tio n increased p a r t i c i p a t i o n o f Instead these v i c t o r i e s 164. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 73 f ocused on h i g h e r wages, p e ns io n p l a n s and o t h e r d e v i c e s standard o f livin g f o r the i n d i v i d u a l which p r o v i d e d them w i t h an e v e r at a fa ir workers. to se cu re a h i g h e r Labor sup p or te d the system i n c r e a s i n g q u a n t i t y o f goods and s e r v i c e s p r i c e and encouraged the economic development necess ar y to the o v e r a l l standard o f l i v i n g . raise From the o n s e t , most union a c t i v i t y had a c cepted th e i d e o l o g y o f the w o r k e r as a consumer and no t as a p r o d u c e r . Consequently l a b o r was n o t i n t e r e s t e d expense o f c u r t a i l i n g consumption. consumption T h is u n d e r l i n e s the s o c i a l in the d i s a c c u m u l a t i o n phase which speeds th e l a b o r and c a p i t a l . fo r social in huma niz ing the work process a t The e q u a l i t a r i anism i m p l i c i t the dynamic o f in teg ra tio n o f in th e w o r k in g c l a s s ' s b i d j u s t i c e was t h a t no one shou ld be de ni ed access to commodities on the b a s i s o f o n e ' s p a r t i c u l a r employment. The unions f o u g h t f o r a r e d i s t r i b u t i o n o f w e a l t h and not f o r the r e o r g a n i z a t i o n o f the means o f p r o d u c t i o n . The unions c h a l l e n g e d the b o u r g e o i s i e ' s c la s s d e c i s i o n s as t o how much the w o r k in g is e n t i t l e d b u t d i d not q u e s t i o n th e make t h a t d e c i s i o n . struggle fo r social The concern f o r s o c i a l r i g h t o f the c a p i t a l i s t c l a s s to j u s t i c e w i t h o u t a c o n c o m it a n t change was a m a n i f e s t a t i o n o f the de h u m a n iz a ti o n o f the l a b o r movement. M e a nw hi le , cal the c r a f t unions were s e e k i n g t o p e r p e t u a t e th e h i e r a r c h i d istin c tio n s w ith in the new l a b o r s t r u c t u r e to h o l d on to t h e i r p r i v i leges which were t h r e a t e n e d by th e m o d e r n i z a t i o n o f From th e t u r n o f the c e n t u r y o n , by the c o n f l i c t between th e the American t r a d e union movement was s p l i t i n d i v i d u a l ism o f the c r a f t le c tiv is m o f the unions o f the u n s k i l l e d . s k i l l e d were in itia lly hierarchy, w ith successful th e i n d u s t r i a l the National the mode o f p r o d u c t i o n . unions and the c o l Although the unions o f in b l o c k i n g the the un i m p o s i t i o n o f the labor union conc ept was u l t i m a t e l y d i l u t e d b e g i n n i n g Labor R e l a t i o n s A c t o f 1935. T h is a c t g r a n t e d the r i g h t Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 74 to s k i l l e d l a b o r to h o ld s e p a r a t e e l e c t i o n s . the suc c ee d in g decades e v e n t u a l l y A s e r i e s o f o t h e r measures r e p l a c e d the i n d u s t r i a l in union conc ept w i t h de f a c t o c r a f t a r r a n g e m e n t s . ^ Both the c r a f t per ha ps , u n w illin g , the u n s k i l l e d were un ab le a nd , to c re a te a r e v o lu tio n a r y class-conscious p r o l e t a r i a t . The most r a d i c a l o f revo lutio n. unions and unions o f the e a r l y u n io n s , the IWW, f a i l e d W h i l e the t r a d e unions s t r u g g l e d o v e r to launch a p r o l e t a r i a n the p r i v i l e g e s o f they d i d no t t a l k much a b o u t a b o l i s h i n g the supremacy o f c a p i t a l . s o c i a l i s t appeal was l a r g e l y who were a t t r a c t e d Even th e t o " t h e w or ke rs o f N o r t h e r n European o r i g i n s to th e s o c i a l i s t movement as a r e s u l t o f t h e i r own p r o t e s t a g a i n s t the e r o s i o n o f trad itio n a l c r a f t s by i n d u s t r i a l outcome o f t r a d e union a c t i v i t y was to h e l p d i s c i p l i n e However, labor th e b u r e a u c r a t i z a t i o n o f th e t r a d e u n i o n s , w i t h i n p r o d u c t i o n and t h e i r c o n s e r v a t i v e p o l i t i c a l the r e s u l t o f the v e i l e d c a p italism .^ The the new l a b o r f o r c e . th e ir in teg ra tiv e role id e o lo g y was n o t p r i m a r i l y i n t e n t i o n s o f th e c r a f t unions as much as the resu lt o f the c o l l u s i v e p o l i c i e s between the n a t i o n - s t a t e and th e monopoly c a p i t a l is ts, e s p e c ia lly w ith In th e e a r l y c iv il r e s p e c t t o th e r i s e o f c o l l e c t i v e b a r g a i n i n g . part o f this c e n t u r y , T h o r s t e i n V e b le n no ted t h a t the b u re a u c r a c y was s t a f f e d by pe op le w i t h a bu sin es s background, by bu si ne s s p r i n c i p l e s c r a c y saw i t s ow ner s. if not by busine ss r o l e as th e g u a r d i a n o f in tere s ts the p r o p e r t y The bu re a u c r a c y would s a n c t i o n , w i t h by which the f i r m sought to increase its 3|bid., p. 177. 4 | b i d . , p. 184. ^Vebl en, og^. c i t . , T h is b u r e a u r i g h t s o f the a b s e n t e e force, c ap ital ing equipment from p r o d u c t i o n o r u n i l a t e r a l l y d ire c tly . governed if n e c e s s a r y , any means e a r n i n g s , such as w i t h d r a w la y in g o f f workers.^ p. 40 9. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Of 75 course, th e s t a t e had always been w i l l i n g o u t th e h i s t o r y o f American c a p i t a l i s m ; br eak up s t r i k e s t o use f o r c e a g a i n s t l a b o r t h r o u g h however, the use o f s t a t e is th e l e a s t d e s i r a b l e mode o f p r o t e c t i n g force to the i n t e r e s t s o f c a p ita l. The i n c l i n a t i o n o f b e f o r e th e y o c c u r r e d . tive c a p it a lis t s . the monopoly c a p i t a l i s t s was t o p r e v e n t s t r i k e s T h is in c lin a tio n The r e c o g n i t i o n o f had not been shared by th e c o m p e t i t r a d e unions and th e a c ce pt a nc e o f c o l l e c t i v e b a r g a i n i n g which c o u l d have a v e r t e d many d i f f i c u l t i e s w i t h labor were f a r more t h r e a t e n i n g them to the pre-monopoly c a p i t a l i s t than s t r i k e s selves. The r o l e o f government d u r i n g t h i s p e r i o d o f c a p i t a l i s m was e i t h e r t h a t o f s t r i k e b r e a k e r o r v e ry o f t e n t h a t o f m e d i a t o r to propose o r a s e t t l e m e n t a t the p o i n t o f d e a d l o c k . Alt hough th e government would o f t e n appear to be p r o - l a b o r by f o r c i n g c e r t a i n concessions from the f i r m , fin al ana ly s is , it th re w i t s t h a t d i d no t t h r e a t e n tw entieth century, recognition o f impose i n th e a u t h o r i t y b e hi nd a r e t u r n to work on terms the powers o r p r o s p e r i t y o f th e e m p lo y e r s . the f e d e r a l By the b u re a u c r a c y had come t o con clude t h a t the the t r a d e unions and th e im p l e m e n ta ti o n o f c o l l e c t i v e b a r g a i n i n g would b e t t e r s e r v e p r o d u c t i o n by r e d u c in g th e number and i n t e n s i t y o f strikes. A ll which was f i n a l l y O ffic ia l le ft tw entieth c e n t u r y p r e s i d e n t s endorsed c o l l e c t i v e bargaining, r e q u i r e d by the Wagner A c t . ^ union r e p r e s e n t a t i o n the s u b o r d i n a t e p o s i t i o n o f in the c o l l e c t i v e b a r g a i n i n g p ro c e du re the w o rk e r s in ta c t w hile i t provided a mechanism f o r the e l i m i n a t i o n o f g r i e v a n c e s which coul d be s a t i s f i e d w i t h o u t und ermin ing th e power o f management. ^Brecher, o p . c i t . , At f i r s t , both government and i n d u s t r y p . 252. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 76 f a v o r e d company u n i o n s , b u t rank and f i l e i t apparent th a t a c h ie v e d d i s t r u s t o f such unions soon made the harmony between employees and employers would b e s t be through unions t h a t were f o r m a l l y opposed t o , and indepe nde nt o f , management. The r o l e o f unions o f the l a b o r c o n t r a c t in th e l a s t h a l f - c e n t u r y has been the f o r m u l a t i o n through the c o l l e c t i v e b a r g a i n i n g p r o c e d u r e . The l a b o r c o n t r a c t secures c e r t a i n con ce ss ions from management in r e t u r n f o r a union p le d g e g u a r a n t e e i n g no s t r i k e s no c o n t r a c t e x i s t e d , d u r i n g the p e r i o d o f the c o n t r a c t . If the union would then a u t h o r i z e and s u p p o r t s t r i k e s , o c c u p a t i o n s , and even v i o l e n c e , b u t once a c o n t r a c t goes i n t o e f f e c t t h e union b u re a uc r ac y becomes a lm o s t s o l e l y concerned to e n f o r c e the c o n t r a c t and p r e ve nt w i l d c a t s t r i k e s . The union c e n t r a l o f f i c e . . . . detach es i t s e l f from the masses i t r e g i m e n t s , removing i t s e l f from the f i c k l e eddy o f moods and c u r r e n t s t h a t a r e t y p i cal o f the g r e a t tum ul tou s masses. The union thus a c q u i r e s the a b i l i t y t o s i g n agreements and ta k e on r e s p o n s i b i l i t i e s , o b l i g i n g the e n t r e p r e n e u r t o a c c e p t a c e r t a i n l e g a l i t y in h i s r e l a t i o n s w i t h th e w o r k e r s . T h is l e g a l i t y is c o n d i t i o n a l on the t r u s t the e n t r e p r e n e u r has i n . . . [ t h e u n i o n ' s ] a b i l i t y to in s u re t h a t the w o r k in g masses r e s p e c t t h e i r c o n t r a c t u a l o b l i g a t i o n s . 7 When a c o n t r a c t is in e f f e c t th e f u n c t i o n o f the union o f f i c i a l s to i n s u r e d i s c i p l i n e and o r d e r among th e rank and f i l e p l i n e w ork er s who s t e p o u t o f Or ga ni z e d l a b o r was t a u g h t lin e as w e l l is as t o d i s c i to d e f y management and union l e a d e r s h i p . to a do p t r e s p o n s i b l e a t t i t u d e s and b e h a v i o r toward monopoly c a p i t a l and c a p i t a l i s t s o c i e t y . T h is r e q u i r e d r e g u l a r c o o p e r a t i o n be tween th e le a d e r s o f o r g a n i z e d l a b o r , the c o r p o r a t i o n s , and the s t a t e to head o f f mass s o c i a l movements, t r a n s f o r m c o l l e c t i v e b a r g a i n i n g i n t o an i n s t r u m e n t o f c o r p o r a t e p l a n n i n g , s t r i v e f o r a hi gh l e v e l o f employment and wages commensurate w i t h produc t i v i t y advances and m a i n t a i n l a b o r ' s r e p r o d u c t i v e powers w i t h r e g a rd no t o n l y to the l e v e l o f p r i v a t e consumption b u t a l s o to 7 I b i d . , p . 254 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 77 O social consumption Monopoly c a p i t a l (social insurance, h o u s in g , e t c . ) . in America has f u n c t i o n e d through th e c o l l u s i o n o f s t a t e and th e consent o f th e l a b o r f o r c e . capital h ealth, Alt ho u gh the c o l l u s i o n between and th e s t a t e was n o t the r e s u l t o f a c o n s p i r a c y a g a i n s t subjection o f l a b o r appears as i f Q O 'C on n or , 0£^. c i t . , the a conspiracy e x is t e d . p. 69- Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. labor, the CHAPTER X THE EMERGENCE OF A CLASS-CONSCIOUS POLITICAL DIRECTORATE The exp an di ng power o f the s t a t e has been a d i r e c t resu lt o f e x p a n s i o n , c o n s o l i d a t i o n and r a t i o n a l i z a t i o n o f the economy. s t a t e has been molded by the p r o g r e s s i v e e le m en t s o f c a p i t a l fe tterin g the development o f c a p i t a l . forces w i t h i n system and t h e r a p i d in d u strial and i n t e r n a t i o n a l c ra c y w i l l i n g r a t h e r than t h e r e have been c o u n t e r in tere s ts the development o f new economic f o r m a t i o n s . the very c o n s t i t u t i o n a l national The American the American government s e r v i n g p a r t i c u l a r economic and a t t e m p t i n g to r e s t r i c t However, C erta in ly the f l e x i b i l i t y o f the U n i t e d S t a t e s p o l i t i c a l development o f a n a t i o n bl e s s e d w i t h various a dv an ta ges has f o s t e r e d the growth o f a b u re a u to s e r v e new modes o f c a p i t a l production i n an i n c r e a s i n g l y s e l f - c o n s c i o u s manner. The impact o f the emergence o f n a t i o n a l c ap ital system was to a g g r a n d i z e th e power and f u n c t i o n s o f w hile tal I m p o v e r i s h i n g the s t a t e g o v e r nm e nt s . after th e C i v i l War d i d no t r e s u l t and a d m i n i s t e r e d n a t i o n a l economy. the n a t i o n a l in d u s tria l the n a t i o n a l government The emergence o f n a t i o n a l i m m e d ia t e ly ind epe nde nt capi in a h ig h ly c e n t r a l i z e d B e f o r e th e t w e n t i e t h c e n t u r y , ic an economy was composed o f v a r i o u s of upon th e f e d e r a l th e Amer i n t e r e s t s w h ic h , because c h a r a c t e r o f most commodity m a r k e t s , were o r g a n i z e d a l o n g and not r e g i o n a l i n d u s t r y were o r g a n i z e d lin es. ^ M or e ov e r, in to s e lf - r e g u la t o r y , * 0 'Connor, o£^. c i t . , th e v a r i o u s f ir m s w i t h i n an p r i v a t e a s s o c i a t i o n s em pl oy in g p. 66. 78 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 79 the s t a t e on th e l o c a l , menders. s t a t e and n a t i o n a l The American s t a t e was thus c a p ita lis t, i n t e r e s t gro u ps . e xpr es s e d i t s e l f to m e d ia t e between t h e i r i n the d i r e c t s e r v i c e o f v a r i o u s The p l u r a l i s t i c s t r u c t u r e o f American p o l i t i c s in a system o f government in which no one economic i n t e r e s t had a d i s p r o p o r t i o n a t e s ha r e o f power. flected levels in th e p a r t i a l or fu ll and s t a t e government a g e n c i e s . e s t group p a r t i c i p a t i o n These s p e c i f i c i n t e r e s t s were r e range o f the p o l i c i e s o f hundreds o f n a t i o n a l The do m in a ti o n o f American p o l i t i c s by i n t e r in th e n i n e t e e n t h c e n t u r y t r a n s f o r m e d p o l i t i c a l economic issues and c o n f l i c t s and i n t o problems o f a d m i n i s t r a t i o n . What emerges as the most i m p o r t a n t p o l i t i c a l r e a l i t y is an a r r a y o f r e l a t i v e l y s e p a r a t e d p o l i t i c a l systems, each w i t h a number o f elements. These t y p i c a l l y i n c l u d e : (1) a f e d e r a l a d m i n i s t r a t i v e agency w i t h i n th e e x e c u t i v e b r a n c h ; (2) a h e a v i l y committed group o f Congressmen and S e n a t o r s , u s u a l l y members o f a p a r t i c u l a r com m i t t e e o r sub committee; ( 3 ) a p r i v a t e ( o r q u a s i - p r i v a t e ) a s s o c i a t i o n r e p r e s e n t i n g the agency c l i e n t e l e ; (4) a q u i t e homogeneous c o n s t i t u e n c y u s u a l l y composed o f l o c a l e l i t e s . Where d r a m a t i c c o n f l i c t s o v e r p o l i c y have o c c u r r e d , the y have appeared as r i v a l r i e s among the p u b l i c a d m i n i s t r a t i v e a g e n c i e s , b u t the c o n f l i c t s a re more conspicuous and le s s i m p o r t a n t than the agreements among thes e systems. The most f r e q u e n t s o l u t i o n to c o n f l i c t is j u r i s d i c t i o n a l d e m a rc a t io n and e s t a b l i s h m e n t o f spheres o f i n f l u e n c e . L o g - r o l l i n g , r a t h e r than compromise, is th e normal p a t t e r n o f re la tio n s h ip .2 Such p o l i t i c a l character o f b e h a v i o r was a response to the i n c r e a s i n g n a t i o n a l the c o m p e t i t i v e , pr e-monopoly c a p i t a l i s t to e x e r c i s e some measure o f c o n t r o l o v e r the m a r k e t p l a c e . o f an advanced s ta g e o f c o m p e t i t i v e c a p i t a l i s m , not, however, a d m i n i s t e r w i t h whole. r e s p e c t to the The c o m p e t i t i v e c a p i t a l i s t s in tere s ts with little concern f o r As an e x p r e s s i o n i n t e r e s t group p o l i t i c s did i n t e r e s t s o f the economy as a d e s i r e d to f u r t h e r th e ir p artic u la r the consequences upon o t h e r s . f o r m u l a t e d a c c o r d i n g to the needs o f one f i r m o r 2 |b id ., f i r m s which were a b l e Policy i n d u s t r y o f t e n had the p . 68 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 80 e ffect of r e t a r d i n g development in a n o t h e r . The c o n t i n u e d p u r s u i t o f na r r ow , c o m p e t i t i v e i n t e r e s t s would s e r i o u s l y d i s r u p t th e i n c r e a s i n g l y i n t e r d e p e n d e n t economy, e x a c e r b a t i n g the dangers o f l a r g e s c a l e c a p i t a l in v e s tm en ts as w e l l by i n s u r i n g d e f i c i e n c i e s o f a g g r e g a t e demand. was the r a l l y i n g cry o f l i z e d s e c t o r *'. a b ility , . . the owners o f c o r p o r a t e c a p i t a l for th e ir s e lf-re g u la tio n s k ills through the d e s t r u c t i o n o f W i t h i n the monopo g e n e r a t e d the f i n a n c i a l and deve lope d the as a cl a s s . T h e to c r i s e s R e g u l a t i o n and not c o m p e t i t i o n the new c o r p o r a t e c a p i t a l i s t s . l e a r n e d the o r g a n i z a t i o n a l structure as c o n t r i b u t i n g ideas necess ar y t r a n s f o r m a t i o n o f the l a b o r the power o f the c r a f t unions and the c r e a t i o n o f a m an a ge ria l c l a s s were the f i r s t a c t s o f such r e g u l a t i o n . ever, labor force w i t h in the c o n t r o l o f process o f v e r t i c a l the the i n d u s t r i e s as w e l l i n t e g r a t i o n were not s u f f i c i e n t c o n d i t i o n s l a t i o n o f s o c i e t y as a w h o l e . progressively d e fin in g that The b a s i s was the e a r l y recognition and p o l i t i c a l d i f f e r e n c e s engendered by th e d i v e r g e n t economic p o l i c y . w ill requires a p o l i t i c a l independent government a g e n c i e s . not only p r e c ip i t a t e p a rtic u la r in te re s ts , and between c a p i t a l the g e n e r a l but w i l l and l a b o r . in c a p a b l e o f p r o v i d i n g the 3Ib id ., also class i n t e r e s t s must be r e d i r e c t o r a t e which tran sce nd s the a c t i v i t i e s o f the Such a p o l i t i c a l directorate i n t e r e s t from the a d m i x t u r e o f regulate c o n f lic t s w ith in A lt ho u gh req u isite o f a c o h e s i v e economic p o l i c y f o r such a development A d m i n i s t e r i n g t o the p a r t i c u l a r economic i n t e r e s t s and which c o o r d i n a t e s nominally the reg u the v a r i o u s c o m p e t i t i v e economic i n t e r e s t s national economy as a w h o l e , however, as the Such r e g u l a t i o n depended upon the b o u r g e o i s i e i t s needs as a c l a s s . so lv e d w i t h i n an o v e r a l l for How the b o u r g e o i s i e i n t e r e s t group p o l i t i c s a l o n e were p o litic a l structure f o r the f o r m u l a t i o n th e y d i d f o s t e r th e emergence o f a c l a s s - c o n s c i o u s p . 68. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 81 p o litic a l tro lled d irecto rate in the e x e c u t i v e branch d u r i n g World War I , which con t h e War I n d u s t r y Board and o t h e r p l a n n i n g a g e n c i e s . ^ The emergence o f a c l a s s - c o n s c i o u s p o l i t i c a l directorate in the E x e c u t i v e branch meant t h a t th e s t a t e had tr an sce nd ed i n t e r e s t group p o l i t i c s to m a i n t a i n the s o c i a l o f labor a t the o r d e r ne c e ss a ry f o r the requisite le vel o f technical r e p r o d u c t i o n and expansion organization. o f the s o c i a l o r d e r depended upon the s t a t e ' s a b i l i t y The maintenance to a d m i n i s t e r c o n f l i c t between l a b o r and management in the monopoly s e c t o r as w e l l as the c o n f l i c t s a r i s i n g between the mass o f unemployed and c o m p e t i t i v e s e c t o r w o r k e r s . Mor eov er, the s t a t e must a p p e a r to a c t as a d i s i n t e r e s t e d p a r t y t o these co n flic ts to i n s u r e se rves the c l a s s its in terest o f c a p ita l. S p e c ific a lly , la tio n l e g i t i m a c y and w i n th e s u p p o r t o f the masses as i t i t was the t r a n s i t i o n from a c cu m u la tio n t o disaccumu in t h e American economy t h a t gave a c o n c r e t e conscious p o l i t i c a l d irecto rate. t h r e a t e n e d th e s o c i a l superfluous. relatio n s rationale The v e ry success o f the American economy between l a b o r and c a p i t a l I t was n o t th e case t h a t fo r a class th e b o u r g e o i s i e by r e n d e r i n g l a b o r im m e d ia t e ly un de r stood these dynamics o f c a p i t a l i s t p r o d u c t i o n so much as they responded to the new c o n d i t i o n s With the t r a n s i t i o n and c a p i t a l the r e a l at in o r d e r to c o n t a i n them w i t h i n a c a p i t a l i s t framework. t o the d i s a c c u m u l a t i o n phase the r e l a t i o n between l a b o r the p o i n t o f p r o d u c t i o n o f b a s i c goods no l o n g e r c i r c u m s c r i b e d t e r r i t o r y o f class repression. Social control d u c t i o n by management was no l o n g e r s u f f i c i e n t . q u i r e d to assume r e s p o n s i b i l i t y Instead a t the p o i n t o f p r o the s t a t e was r e f o r such c o n t r o l . As m a n u f a c t u r e r s and merchants un de rto ok the enormous ta s k o f t e a c h i n g men and women new t a s t e s and methods o f consumption, the s t a t e I b i d . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. fa c ilita te d 82 t he accomplishment o f t h i s ro le, by i n s u r i n g l a b o r ' s and o t h e r t a s ks as an i n s t a n c e o f the s t a t e ' s receptivity Committee on Recent S o c i a l Trends f o r c e from b a s i c goods p r o d u c t i o n ponding problem o f t e c h n o l o g i c a l a d s o r p t i o n o f w ork er s and s e rv e to the new consumer s o c i e t y . (1 9 21 ) H o o v e r 's d e s c r i b e d the s h i f t o f the labor to s e r v i c e s and remarked t h a t th e c o r r e s unemployment had been c u r t a i l e d by the in the " new ly expanded s e r v i c e le is u re .A lth o u g h new this i n d u s t r i e s which c r e a t e committee underscored the i n t e r n a l eco nomic mechanism which siphoned unemployed w o rk e r s to the expanding secondary s e c t o r the committee members were aware t h a t r e l i a n c e upon t h i s t u r e a l o n e would no t be a s u f f i c i e n t s o l u t i o n technological unemployment. in frastru c to th e e v e r - p r e s e n t problem o f A cc o rd in g t o th e committee the time had come to " d e v o t e c o n t i n u i n g a t t e n t i o n not o n l y t o th e problems o f c y c l i c a l ployment b u t a l s o t o t h i s newer problem o f 'technological* unemployment i f we a r e to f o r e s t a l l . T h is concern f o r the l i v e s o f w ork er s covers up the more fundamental concern f o r c o n flic t. in t e n d e d h a r d s h i p and u n c e r t a i n t y unem the c o n t i n u e d growth o f c a p i t a l The s o l u t i o n in th e l i v e s o f w o r k e r s . . and the a d m i n i s t r a t i o n o f c l a s s to the problem o f unemployment was p a r t o f a package to remove th e o b s t a c l e s confronting in c r e a s e d p r o d u c t i o n and con sumption d u r i n g the p o s t - W o r l d War I e r a . As S e c r e t a r y o f Commerce and then as P r e s i d e n t , Hoover, a lo n g w i t h o t h e r p r o m in e n t men from l a r g e i n d u s t r i a l , c o m m e r c ia l, and f i n a n c i a l cor p o r a t i o n s s u p p o r t e d th e e xpa nsi on o f government p r a c t i c e s begun w i t h W il son and e l a b o r a t e d upon by the H a r d i n g and Co ol id ge a d m i n i s t r a t i o n s o f a m e l i o r a t ing unemployment w i t h p u b l i c w o r k s , o f fa c ilita tin g i s t c o r p o r a t e e n t e r p r i s e abroad and o f s t a b i l i z i n g ^ S k l a r , o£_. c i t . , ^ ibid ., p. and p r o t e c t i n g the im p e ria l inves tmen t c y c l e by 16. p • 16. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 83 a p p r o p ria te subsidy, p r i c e s u p p o r t , and c r e d i t d e v i c e s . Such measures were d e s ig n e d to encourage the advance o f p r o d u c t i v i t y and hence p r o f i t a b l e vestment o p p o r t u n i t i e s , w h i l e re s tric tin g in the volume o f prod uct s thrown into the d o m e s t ic m a r k e t . 7 They spoke g l o w i n g l y o f the e r a o f " a b u n d a n c e ,” b u t warned and took a c t i o n a g a i n s t too much o f i t , which in t h e i r view would d i s a s t r o u s l y derange the p r i v a t e m ark et economy and throw the whole system o f e m p l o y m e n t - f o r - i n c o m e and p r i v a t e d i s c r e t i o n a r y i n v e s t ment i n t o h o p e - f o s t e r e d p r o d u c t i o n r e s t r i c t i o n , s e c u l a r I n f l a t i o n , and a g g r e s s i v e i m p e r i a l i s t e x p a n s i o n , to s u s t a i n the f l o w o f p r o f i t a b l e in v e s t m e n t and t h e c a p i t a l i s t do m i n a t io n o f the l a b o r f o r c e w i t h i n the framework o f the c o r p o r a t e i n d u s t r i a l s y s t e m . " The coming o f a c l a s s - c o n s c i o u s needs o f monopoly c a p i t a l overall p o litic a l d ire c to ra te sen sitive and c a p a b le o f f o r m u l a t i n g and a d m i n i s t e r i n g an economic p o l i c y stands in marked c o n t r a s t to the response o f the German and I t a l i a n p o litic a l monopoly c a p i t a l . U n l i k e Germany and I t a l y , fascist in th e s e r v i c e o f c a p i t a l i s m . advanced i n d u s t r i a l tain system which aimed to c u r t a i l society the growth o f the U n i t e d S t a t e s regime to ac co m p lis h the t o t a l i t a r i a n , o f society to the r e q u i r e d no self-conscious o rg a n izatio n The o n e - d i m e n s i o n a l c h a r a c t e r o f is the response o f the c a p i t a l i s t class the c o n t r a d i c t i o n between the u t i l i z a t i o n of production p r o f i t and the s o c i a l needs o f w o rk — to p r e v e n t the emergence the mass o f peop le the mode o f t o con for w i t h i n a b o u r ge oi s f r a m e o f socialism . ^1b i d . , p . 18. G |bid. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER XI SUMMARY AND CONCLUSION: THE HEGEMONY OF THE TECHNOLOGICAL RATIONALITY AND THE DISSOLUTION OF CONSCIOUSNESS Advanced i n d u s t r i a l consciousness t h a t ta k es c a p i t a l i s m has g i v e n r i s e the t o t a l i t y o f s o c i e t y and n a t u r e as i t s o b j e c t . In no o t h e r epoch has consciousness been so a b l e tions tion in m a t e r i a l conditions. it conditions in ex tric a b ly obstacles upon consciousness for imposed A lth ou gh the r e l a t i o n between conscious and is a h i g h l y ambiguous o n e , intertw ined transform a t o overcoming the s t r u g g l e has removed some o f th e l i m i t a t i o n s by th e c o n d i t i o n o f s c a r c i t y . m aterial to determine Not o n l y has the c a p i t a l i s t mode o f p r od uc removed the t e c h n o l o g i c a l existence, to a c a p i t a l i s t c l a s s in the la bo r process. it is c l e a r t h a t th e two a r e T h is process is th e one . . . in which both man and N a t u re p a r t i c i p a t e , and in which man o f h i s own accord s t a r t s , r e g u l a t e s and c o n t r o l s th e m a t e r i a l r e - a c t i o n s between h i m s e l f and n a t u r e . . . . By thus a c t i n g on the e x t e r n a l w o r l d and changing i t , he a t the same time changes h i s own n a t u r e . . . . We a r e not now d e a l i n g w i t h those p r i m i t i v e i n s t i n c t i v e forms o f l a b o u r t h a t remind us o f the mere a n i m a l . . . . But what d i s t i n g u i s h e s the worse a r c h i t e c t from the b e s t o f th e bees is t h i s , t h a t th e a r c h i t e c t r a i s e s h i s s t r u c t u r e in i m a g i n a t i o n b e f o r e he e r e c t s i t in r e a l i t y . At the end o f e v e r y l a b o u r process we g e t a r e s u l t t h a t a l r e a d y e x i s t e d i n the i m a g i n a t i o n o f the l a b o u r e r a t i t s commencement. He n o t o n l y e f f e c t s a change o f form in the m a t e r i a l on which he w o r k s , b u t he a l s o r e a l i s e s a purpose o f h i s own t h a t g i v e s the law t o h i s modus o p e r a n d i , and to which he must s u b o r d i n a t e h i s w i l l . 1 The l a b o r process is th e ne c e ss a ry and mutual ness and m a t e r i a l conditions. Although Marx c h a r a c t e r i z e s ^Marx, Capi t a l , V o l . i n t e r a c t i o n between c o n s c io u s l a b o r as the s e l f - c o n s c i o u s a c t i v i t y o f I, op. c i t ., pp. 1 7 7 " 1 7 8. 84 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 85 man in n a t u r e , d ivisio n o f he does n o t a s c r i b e such s e l f - c o n s c i o u s n e s s l a b o r as a w h o l e . ual a c t i v i t y to h i s t o r y Engels speaks t o the in h i s le tte r to th e s o c i a l re la tio n s h ip of in d iv id to Joseph B lo c h. We make h i s t o r y o u r s e l v e s , bu t in the f i r s t p l a c e , under ve ry d e f i n i t e assumptions and c o n d i t i o n s . . . . In the second p l a c e , however, h i s t o r y is made in such a way t h a t the f i n a l r e s u l t always a r i s e s from c o n f l i c t s between many i n d i v i d u a l w i l l s , o f which each a g a in has been made what i t is by a ho st o f p a r t i c u l a r conditions o f l i f e . Thus t h e r e a r e innumerable i n t e r s e c t i n g f o r c e s , an i n f i n i t e s e r i e s o f p a r a l l e l o g r a m s o f f o r c e s which g i v e r i s e to one r e s u l t a n t - - the h i s t o r i c a l e v e n t . Th is may a g a i n i t s e l f be viewed as the p r o d u c t o f a power which works as a w h o l e , u n c o n s c i o u s l y and w i t h o u t v o l i t i o n . For wh at each i n d i v i d u a l w i l l s is o b s t r u c t e d by ev ery on e e l s e , and what emerges is some t h i n g t h a t no one w i l l e d . 2 When Marx speaks o f s e l f - c o n s c i o u s n e s s he is s pe a k in g o f the dynamic by which i n d i v i d u a l s o b j e c t i f y n e c e s s a r i l y t h e case t h a t r e l a t i o n o f the s e l f e n tailed in t h e themselves In divid ual to the w o r l d , labor p r o je c t. l a t i o n o f the s e l f tions of l a b o r d e t e r m i n e s the individual d ivision o f a c tiv ity . d i v i s i o n o f l a b o r which although w ill the t o the p r o j e c t , re stric tio n s Eng els . . this is not grasps th e p a r t i c u l a r p r a x i s re is d i s t o r t e d by the p a r t i c u l a r mode o f th e l a b o r process in d ivid u al modes o f labor r e s u l t in cre a s in g ly re stric ts requires its e lf. The s o c i a l l a b o r and t r a n s f o r m a in t r a n s f o r m a t i o n s in the modes tend toward an i n c r e a s i n g the scope o f in divid ual th e s u b o r d i n a t i o n o f the th e more complex t h e s o c i a l labo r. in d iv id u a l's d iv is io n o f labo r, the more upon th e development o f s e l f - c o n s c i o u s n e s s . Marx argues w i t h . it Such t r a n s f o r m a t i o n s In so f a r as th e l a b o r proce ss it M o r e o v e r , any a t t e m p t to comprehend the to th e s o c i e t y in th e s o c i a l However, s e l f - c o n s c i o u s n e s s grasps the t r u e s o c i a l o r g a n i z a t i o n which c i r c u m s c r i b e s d ivisio n o f in the w o r l d . r e s p e c t to th e subordination re s tric tio n s upon consciousness t h a t is no mere momentary a c t . Besides the ^Ka rl Marx, The Communist M a n i f e s t o , e d . Ro be rt C. T u c k e r , The MarxR e a d e r , New Y o r k : W. W. Norton & C o . , I n c . , 1972, p . 3^3. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 86 e x e r t i o n o f th e b o d i l y organs the process demands t h a t , d u r i n g t he whole o p e r a t i o n , the workman's w i l l be s t e a d i l y in consonance w i t h h i s pu rpo se. T h is means c l o s e a t t e n t i o n . The less he is a t t r a c t e d by the n a t u r e o f the w o r k , and th e mode in which i t is c a r r i e d o n , and the th e l e s s , t h e r e f o r e , he e n j o y s i t as something which g i v e s p l a y t o h i s b o d i l y and mental powers, the more c lo s e h i s a t t e n t i o n is f o r c e d to b e . 3 The more the p a r t i c u l a r p r o j e c t and the less to s e l f - c o n s c i o u s n e s s now g i v e s o r a v o id e d by t h a t a ch iev ed in the t r a n s f o r m a t i o n o f gives play unnatural rise pr oc e s s. labor the more What had to s e l f - a l i e n a t i o n where t h a t promote consciousness a r e e i t h e r den ied to t h e dividual the division o f the workman's own ch o o si n g , is p e r c e i v e d as an a l i e n , the v e r y c o n d i t i o n s attracted imposed by the s o c i a l th e p r o j e c t becomes one o f the l a b o r process gi ve n r i s e is individual is in d iv id u a l. The i n c r e a s i n g d i v i s i o n o f l a b o r the mode o f p r o d u c t i o n means the to th e n a t u r e o f to h i s b o d i l y and mental in the w o rk , the less less th e work powers and the les s he r e a l i z e s his human i t y . With c a p i t a l i s m , s p ecialized . th e d i v i s i o n o f F u rther transform ations l a b o r has a l r e a d y become e x c e e d i n g l y in the c a p i t a l i s t mode o f p r o d u c t i o n promotes the s p e c i a l i z a t i o n o f l a b o r to the p o i n t a t which l a b o r ' s a l i e n a t i o n from the p r o d u c t i v e process tion o f is v i r t u a l l y the d i s a c c u m u l a t i o n ph ase , p r o d u c t i o n has become a b s o l u t e p r o d u c t i v e w o rk . complete. labo r's a lie n a tio n through from the means o f i t s engagement in s u p e r f l u o u s , Those few who remain t i e d occupied m ainly w ith In the economic o r g a n i z a non t o the p o i n t o f p r o d u c t i o n a r e the maintenance and s u p e r v i s i o n o f the p r o d u c t i v e a p p a r a t u s and no t w i t h p r o d u c t i v e w o rk . Under c a p i t a l i s m , p a rtic ip a tio n ^Marx, th erefo re, th e w o r k in g c l a s s in the l a b o r process and is Cap i t a l , o p . c i t . , p. thus w i t h o u t is robbed o f a c t i v e the means o f a c h i e v i n g 178 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 87 self-consciousness through s e l f - o b j e c t i f i c a t i o n . The sensual sinews between nnan and N a t u r e a r e s e ve r e d and a t r o p h i e d through l a c k o f employment. v e ry c a p a c i t y o f man to know the w o r l d is p r o g r e s s i v e l y d e s t r o y e d : l o n g e r t r u s t s h i s senses and i n c r e a s i n g l y r e pr es s e s the s t i m u l i The He no a f f o r d e d him. The workman is no l o n g e r guided and d i r e c t e d by a consciousness a l i v e w o r l d b u t entombed in a consciousness dead to the w o r l d . can consciousness be a p r o g r e s s i v e m a t e r i a l in th e i m a g i n a t i o n a p r o j e c t consciousness thus d e p r i v e d o f the means f o r come t o d e f i n e dead l a b o r , i d e o l o g i e s qua dead t h o u g h t . life If the w o r l d , possibly repetitiou s a c tiv ity the p r o l e t a r i a t if it regain is, its de c on sc io usn ess . r e s p e c t t o commodities qua The p a s s i v i t y o f consumption and in meaningless l a b o r has become the humanity? must f i r s t must be th e in ev ita b le themselves, de n ie d impulses its o b je c tific a tio n i t s human n a t u r e , in how then can i t A c c o rd in g to Marx, o f c o u r s e , the l i b e r a t i o n come from the s e l f - e m a n c i p a t i o n o f t h a t c l a s s . from the d o m i n a t io n o f c a p i t a l , become conscious o f ganization o f party, its e lf r a t h e r than the outcome o f c r e a t i v e is de ni ed the means f o r th erefore, the w o r k i n g c l a s s w i l l o r d e r t o e m an cip at e ca l i t s own o b j e c t i f i c a t i o n , t h e i r existen ce w ith from p r o d u c t i o n A o f the modern w o r k i n g c l a s s , whose e v e r y d a y b e h a v i o r ta kes the form o f compulsive, of respect to e r e c tin g is a r e a c t i o n a r y , n o n - c r i t i c a l In divid uals separation then, to be c r e a t e d through the l a b o r p r o c e s s . p r i v e d then o f s e l f - r e f l e c t i o n , the p h y s i c a l force w ith No l o n g e r , to the i t s e l f as a c l a s s . the p r o l e t a r i a t And t h a t consciousness r e s u l t o f the e x p l o i t a t i o n o f the p r o l e t a r i a n s In l a b o r , w h i l e "The o r i n t o a c l a s s , and c o n s e q u e n tl y into a p o l i t i is c o n t i n u a l l y b e in g u p se t by the c o m p e t i t i o n between the w or ke rs . . . i t ever rises up a g a i n , s t r o n g e r , firm e r, m ig h tier."^ ^ I b i d . , p . 64 0 . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 88 M a r x 's v ie w was t h a t the c o n t i n u a l social disruptions and c o n c e n t r a t i o n o f t h e economic a p p a r a t u s stemming from c a p i t a l i s t development would f o r c e the c o n c e n t r a t i o n o f the p r o l e t a r i a t the s t r e n g t h o f the p r o l e t a r i a n P r o l e t a r i a n consciousness in g ly powerful p o litic a l is i n t o a g r e a t mass. grows as w e l l its e lf consciousness o f an i n c r e a s org an ism . To become a r e v o l u t i o n a r y set for as the f e e l i n g o f s t r e n g t h . thus th e c o l l e c t i v e Yet t h i s class-consciousness ness. W i th such c o n c e n t r a t i o n , is n o t y e t a r e v o l u t i o n a r y c o n s c i o u s force, t h e p r o l e t a r i a t must s e l f - c o n s c i o u s l y the ta s k o f o v e r t h r o w i n g b o u r ge oi s p r o p e r t y de ve lop th e t h e o r y and p r a c t i c e Class-consciousness nece ssa ry to a c h i e v e the f r u i t s At points in the p r o l e t a r i a t can f u n c t i o n in which e v e r y v i c t o r y o f the b o u r g e o i s i e . the p r o l e t a r i a n must fo r a rev i t s d e v e lo p m e n t , as Marx e x p l a i n s the M a n i f e s t o , the c la s s - c o n s c i o u s n e s s o f a c tu a lity a v icto ry fo r It o f such l a b o r . is a necess ar y b u t n o t a s u f f i c i e n t c o n d i t i o n o l u t i o n a r y c on s c io u s n e s s . r e a c t i o n a r y manner, re la tio n s . unions in in a is in The l i n k between a p r o l e t a r i a n c la s s - c o n s c i o u s n e s s and a r e v o l u t i o n a r y p r o l e t a r i a n consciousness must be fo r g e d by th e s e l f - c o n s c i o u s a c t i v i t y o f c e r t a i n ele m en ts w i t h i n the w o rk in g cla s s . Th is is not to sugg est t h a t such s e l f - c o n s c i o u s a c t i v i t y orig in a te s w ith in the p r o l e t a r i a t . In d e e d , c e r t a i n members o f the b o u r g e o i s i e s who a r e c u t loose from th e r u l i n g c l a s s by the advance o f who a r e " . may w e l l . .a t provide and p r o g r e s s . "5 least . threatened industry or in t h e i r c o n d i t i o n s o f e x i s t e n c e . th e p r o l e t a r i a t w i t h S p e c ific a lly , necessarily . . ." f r e s h ele m en ts o f e n l i g h t e n m e n t these ele m en ts o f e n l i g h t e n m e n t and pr o g re s s a r e s u p p l i e d by the p o r t i o n " o f th e b o ur ge oi s i d e o l o g i s t s , who have r a i s e d SMarx, The Communist M a n i f e s t o , o p . c i t . , p . 3^3. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 89 the mselves t o the l e v e l o f comprehending t h e o r e t i c a l l y ment as a w h o l e . T h e s e communists p r o l e t a r i a n i z e d bo ur ge oi s in t h e i r s t r u g g l e However, to c u l t i v a t e program. tions ca lle d In l i g h t o f this move i d e o l o g i s t s would a i d the a r e v o l u t i o n a r y c l a s s consciousness. th e h i s t o r y o f c a p i t a l i s m thus f a r th e American and European p r o l e t a r i a t the h i s t o r i c a l reveals to forge a successful f a i l u r e , Marx's e x p la n a tio n the f a i l u r e o f revolutionary r e g a r d i n g the c o n d i l e a d i n g to th e development o f a c l a s s conscious p r o l e t a r i a t must be into question. the p o i n t The c r u c i a l in h i s t o r y when the c l a i m t h a t c l a s s -c o n s c i o u s n e s s emerges a t l a b o r process de n i e s the w o r k e r the means to o b j e c t i f y h i s e x i s t e n c e must e i t h e r be s u b s t a n t i a t e d o r abandoned. Alt hou gh t h e European w o r k in g c l a s s seems t o have come much c l o s e r to a c h i e v i n g a c l a s s - c o n s c i o u s n e s s World War I I , than the American w o r k in g c l a s s p r i o r the p r o g r e s s i v e e le m en t s w i t h i n the European w o r k in g c l a s s were unable to push t h e i r advantage d u r i n g the d i s s o l u t i o n o f bo ur geo is the t w e n t i e s and t h i r t i e s to a r e v o l u t i o n a r y outcome. sponse to a growing s o c i a l i s t movement, Germany and I t a l y masses w i t h i n r u l i n g c l a s s had a l r e a d y succeeded advanced i n d u s t r i a l As a l a s t d i t c h relations the Long b e f o r e in m o b i l i z i n g the D e p r e s s i o n , 6 |b id ., the p r o l e t a r i a t w i t h i n No r e v o l u t i o n a r y p r o l e t a r i a t emerged. has been t r a c e d to m a i n t a i n c o n t r o l o f p. the American the provided immediate r e a l i z a t i o n o f s o c i a l i s m ; y e t s o c i a l i s m a p r o l e t a r i a t to m a te r ia liz e the b o u r g e o i s i e re o r d e r o f monopoly c a p i t a l . base f o r d i d no t o c c u r . In by m o b i l i z i n g th e A t the p o i n t o f d i s a c c u m u l a t i o n , c a p i t a l i s m had c e r t a i n l y the m a t e r i a l rule f a s c i s m e n a b le d the r u l i n g c l a s s o f t o rescue bo u r g e o is p r o p e r t y a t o ta lita r ia n order. to in t h i s The f a i l u r e o f such paper to the power o f the l a b o r f o r c e through t h e process 343. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 30 in which t h e p r o l e t a r i a t p a r t i c i p a t e s fic u lt in i t s own c o e r c i o n . to c la im t h a t the p e rp e tu a tio n o f c a p i t a l i s t d i s a c c u m u l a t i o n phase was the r e s u l t o f f o r c e s The p o i n t a t which c a p i t a l i s m p r o v i d e s fo r existence I t would be d i f relatio n s into in dep end ent o f human w i l l . the means f o r overcoming the s t r u g g l e is the p o i n t a t which consciousness becomes i n s t r u m e n t a l d e t e r m i n i n g subsequent t r a n s f o r m a t i o n s in m a t e r i a l r a t i o n a l i t y and monopoly c a p i t a l class-consciousness c la im s t o emerge, which would have e na b le d the w o r k in g c l a s s conscious a c t i v i t y o f divided the b o u r g e o i s i e is to r e t a i n the consequence o f the s e l f - control its e x is and assure Not o n l y d i d the c r e a t i o n o f an e l a b o r a t e remove the t h r e a t posed by t e c h n o l o g i c a l the w o r k i n g c l a s s in frastru ctu re unemployment, d ivisio n o f Marxism does n o t r e c o g n i z e t h e development o f a bo u r g e o is c l a s s - c o n s c i o u s n e s s s t a n d i n g th e h i s t o r i c a l crucial h isto rical is that and mental the p o s s i b i l i t y o f is c a p a b le o f un de r movement as a whole and is c a p a b l e o f in tercedin g a t moments on i t s own b e h a l f . A lt ho u gh Marx d i d emphasize t h a t the b o u r g e o i s i e c o n s t a n t l y tio n ize s fa ile d the mode o f p r o d u c t i o n c r e a t i n g a " w o r l d a f t e r t o de v e lo p the r a m i f i c a t i o n s o f such a c t i v i t y c o n s c io u s n e ss . in l a b o r , a s s u r i n g t h a t work i t s e l f would u t t e r l y p r e v e n t th e p l a y o f the w o r k e r ' s p h y s i c a l What c l a s s i c a l it through th e d e c e n t r a l i z a t i o n o f the work p l a c e an e v e r s p e c i a l i z e d and t r i v i a l i z e d a b ilitie s . technological t h a t the f a i l u r e o f a p r o l e t a r i a t to s e i z e c o n t r o l o f th e means o f p r o d u c t i o n , tence as a c l a s s . in conditions. The p r e c e d i n g a n a l y s i s o f the r e l a t i o n between f a s c i s m , o f consumption the Of c o u r s e , th e emergence o f revolu i t s own i m a g e , h e upon the b o u r ge oi s the b o u r g e o i s i e was n o t s i m u l t a n e o u s l y accompanied by th e emergence o f a bo u r g e o is c l a s s - c o n s c i o u s n e s s . D u r in g t h e a g r i c u l t u r a l 7 |b id ., p. and e a r l y in d u s tria l modes o f c a p i t a l i s t p r o d u c t i o n , 339. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. -91 th e c a p i t a l i s t d i d n o t a c t on th e b a s is o f a p e r c e i v e d c l a s s a lt h o u g h h i s independent economic a c t i v i t y a whole and assured the d o w n f a ll in tere s t, s t r e n g t h e n e d the b o u r g e o i s i e as o f fe ud a l property relatio n s. The success o f the " c a p i t a l i s t p r o d u c t i o n u n i t must be a t t r i b u t e d to i t s e f f i c i e n c y as Q a means o f economic and s o c i a l c o n t r o l . " Stephen M a r g l i n o f H ar v a rd argues t h a t t h e emergence o f the c a p i t a l i s t uted to new t e c h n o l o g i e s , s i n c e the e a r l y f a c t o r i e s employed t e c h n o l o g i e s s i m i l a r t o the g u i l d system o f p r o d u c t i o n . in c o n t r a d i s t i n c t i o n a p o licy o f p o litic a l W ithin to the f e u d a l i s o l a t i n g w o rk e r s and i t was t h i s over labor. o v e r the l a b o r process c a p i t a l i s t s were l e a r n i n g new control. in h i s t o r y has had the s k i l l o f every h i s t o r i c a l epoch p r i o r from p r i o r over social p ra c tic e. cess w i t h i n th e f a c t o r y . f o r a w orld market, to The r u l i n g c l a s s e s to the modern one have depended upon a s t a t i c o r d e r w i t h a minimum o f s e v e r e d i s r u p t i o n The b o u r g e o i s i e d i f f e r s and a b i l i t y in th e mode o f p r o d u c t i o n o f the magnitude to the a c c u m u la t io n and expa nsio n o f c a p i t a l . s e ize control in stitu te d Th is assu red the i n s u r i n g the dominance o f c a p i t a l From the v e r y b e g i n n i n g , survive during transform ations social unit c o n t r o l which e n a b l e d e v e r more p r o d u c t i v e t e c h n o l o g i c a l No o t h e r r u l i n g c l a s s essential p r o d u c t i o n u n i t had im m e d ia t e ly t h e c a p i t a l i s t had a b s o l u t e c o n t r o l changes t o o c c u r . modes o f s o c i a l The c a p i t a l i s t p r o d u c t i o n through t a s k f r a g m e n t a t i o n . s t a b i l i t y o f th e f i r m the f i r m , f a c t o r y system canno t be a t t r i b In itia lly to m aintain r u li n g classes w ith this t h e i r dominance. r e s p e c t to its control c o n t r o l was r e l e g a t e d to th e l a b o r p r o However, as c a p i t a l i s t p r o d u c t i o n was p r o d u c t i o n changing t r a d e c o n d i t i o n s encouraged the b o u r g e o i s i e o f the p o l i t i c a l process in o r d e r to c r e a t e to the n a t i o n s t a t e . ^Samuel Bowles and H e r b e r t G i n t i s , " C l a s s Power and A l i e n a t e d L a b o r , " M o n t h ly Review, V o l . 2 6 , No. 10 , March 1 9 7 5 , p. 19. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 92 As t h e mode o f p r o d u c t i o n as a whole s h i f t e d from a g r i c u l t u r a l to in d u s t r ia l c a p ita lism , to a t t a i n th e b o u r g e o i s i e m o b i l i z e d the emerging p r o l e t a r i a t own p o l i t i c a l its e n d s .^ D u r in g t h i s p e r i o d when the l a b o r process was un de rgoing c o n t i n u i n g f r a g m e n t a t i o n and the masses o f p e o p le were b e in g s p i r i t u a l l y and m a t e r i a l l y im m i s e r a t e d , and knowledge to f u r t h e r th e c a p i t a l i s t c l a s s was a c q u i r i n g t h e a b i l i t i e s i t s own c l a s s expansion o f c a p i t a l in te re s ts . a c tu a lly Social contributed s cio us b o u r g e o i s i e by r e q u i r i n g p o l i t i c a l realm o f the f a c t o r y th e i n d i v i d u a l fostered to s o c i e t y a t c a p ita lis t solutions a re a s o f s o c i a l p a rtic u la rly t h a t th e acumen r e q u i s i t e However, the to the lib e ra l as to p r e v e n t Ita lia n to World War I I . f o r the c o n t r o l trad itio n expansion o f monopo the growth o f a The i n a b i l i t y o f governments to a r r i v e a t ade quate p o l i t i c a l in t h e economic and s o c i a l in Euro pe, in France and Eng the n a t u r a l t h r ou g ho u t th e e n t i r e economy and to i n h i b i t i t was n o t u n t i l r u l i n g c l a s s and le d in Germany and I t a l y and to a l e s s e r degree class-conscious b o u rg eo isie p r i o r German and Of c o u r s e , p r a c t i c e became a v a i l a b l e l a n d , was so i n s t i t u t i o n a l i z e d ly c a p ita l t h a t went beyond the Under these c o n d i t i o n s c a p i t a l i s m the " u n i o n i z a t i o n " o f the c a p i t a l i s t s . to th e l i q u i d a t i o n o f l i b e r a l i s m . crises t o the emergence o f a c l a s s - c o n l a r g e and which were beyond the means o f to s e c u r e . the emergence o f monopoly c a p i t a l of a ll d i s r u p t i o n s engendered by the the solu tion s to o r d e r s p u r r e d the f o r m a t i o n o f a massive p r o l e t a r i a n movement. However, th e uniqueness o f American c a p i t a l i s t development m i t i g a t e d a g a i n s t th e e nt r e n c h m e n t o f s p e c i a l have sought t o qu en tly in the government who would impose a p a r t i c u l a r economic o r d e r upon a s o c i e t y . the American p o l i t i c a l ^M arx , in te re s t Conse system d i d not a t r o p h y t o the p o i n t where The Communist M a n i f e s t o , o p . c i t . , p. 342. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. it 93 was i n c a p a b l e o f h a n d l i n g th e v a r i o u s r e s u l t o f new developments in the economy. ernment was a p r i m a r y c o n d i t i o n acting litic a l in th e o v e r a l l tra d itio n , crises a r is in g in the n a t i o n as a The r e l a t i v e f l e x i b i l i t y o f gov f o r th e f o r m a t i o n o f a p o l i t i c a l i n t e r e s t o f the b o u r g e o i s i e . U nlike directorate the European po th e American t r a d i t i o n was one in which the emphasis has been upon s o l v i n g p r o b le m s , i n n o v a t i v e l y abandoning o l d methods and i d e o l o g i e s when c ir c u m s t a n c e s d i c t a t e d t h a t new methods and i d e o l o g i e s be foun d. re s p e c t to th e te c h n iq u e s o f problem s o l v i n g and c o n f l i c t management, American p o l i t i c a l offered system has thus f a r been e x t r e m e l y s u c c e s s f u l the w o r l d the most advanced s c i e n c e o f o r g a n i z a t i o n . tendency has been f o r the v a r i o u s s o c i a l the government, w h i l e With the and has in Europe, and economic problems the to overwhelm in America a d m i n i s t r a t i o n s im p ly overwhelms th e p r o b - I ems. I t was the c u m u l a t i v e development o f a f i r s t is tra tio n in government and in bu sin es s America t o t a l l y un ne ces sa ry. quence o f a f a i l u r e o f ernment to m a i n t a i n s o c i a l t h a t made a f a s c i s t response in Fascism in Europe was u l t i m a t e l y tra d itio n a l o n l y a temp or ary s o l u t i o n c l a s s system o f admin governments to go ver n. Fascism c o u l d be to the problem o f e s t a b l i s h i n g an a p p r o p r i a t e o r d e r and engage in the n e c e ss a r y s o c i a l L i b e r a l i s m p r o s c r i b e d a g a i n s t a government t h a t took an a c t i v e prehensive s o c ia l in d iv id u a ls planning the conse in the b e l i e f in the m ark et p l a c e role planning. in com t h a t the u n f e t t e r e d a c t i v i t y o f is s e l f - r e g u l a t i n g . The r o l e o f the s t a t e under l i b e r a l i s m had been to i n s u r e the p r e s e r v a t i o n o f such a s t a t e o f dom, i n t e r f e r i n g o n l y a t those times when the r i g h t s o f teed by the s o c i a l the in d iv id u a l, in divid uals the 1 i b e r a l i s t i c et ho s o f the in alienable the American s t a t e was n e v e r an e x c l u s i v e l y Alt hou gh righ ts of lib eral Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. free gu a r a n c o n t r a c t had been i n f r i n g e d o r in some way a bus ed. America was imbued w i t h gov state . 94 The p l u r a l i s t i c s t r u c t u r e o f American government promoted the d a i l y v e n t i o n o f the s t a t e ing th e apparent in g ly in s o c i a l infringem ent o f m a tt e r s in divid ual t h a t the p a r o c h i a l in te rtw in e d social t h a t were n o t d i r e c t l y m a t t e r s c o n c e r n r i g h t s and l i b e r t i e s . p o s t u r e o f the s t a t e s order, in te r the f e d e r a l As i t became j e o p a r d i z e d the government s t e a d i l y increas usurped the power o f t h e s t a t e governments to b e t t e r a d m i n i s t e r to the new needs o f the social o r d e r . The a d m i n i s t r a t i o n o f s o c i a l o f s o c i e t y which c h a r a c t e r i z e d the l i b e r a l a ffairs r a t h e r than the p o l i c i n g governments o f Europe has been the essence o f American government. The American s t a t e has been o c c u p i e d w i t h b u i l d i n g s t r u c t u r e n e c e ss a r y f o r the a d m i n i s t r a t i o n o f s o c i e t y . w i t h o r g a n i z a t i o n marks the in stru m en talist p o lit ic a l the o r g a n i z a t i o n a l The p r e o c c u p a t i o n consciousness o f the American r u l i n g c l a s s , which has focused upon the t r a n s f o r m a t i o n o f p o l i t i cal a c t i v i t y in to technical o f the t e c h n o l o g i c a l o r technical P o litic a l l e a d e r s h i p in the s e r v i c e r a t i o n a l i t y has r e c e n t l y become a f u n c t i o n o f s c i e n t i f i c expertise f o r the purpose o f p l a n n i n g th e f u t u r e needs and d i r e c t i o n o f the s o c i e t y . t o the p o l i t i c a l processes. The a p p l i c a t i o n o f th e t e c h n o l o g i c a l process f u n c t i o n s ra tio n a lity to . . . c o n s o l i d a t e th e new s t a t e s t r u c t u r e and the p e r v a s i v e f u n c t i o n s i t performs on b e h a l f o f p r i v a t e c a p i t a l by denying the a p p l i c a b i l i t y o f the p o t e n t i a l l y s u b v e r s i v e , t r a d i t i o n a l p o l i t i c a l norms to t h i s s t r u c t u r e and i t s f u n c t i o n s : State structures need no t be d e m o c r a t i c o r even p l u r a l i s t i c because the f u n c t i o n s which t h e y p e r f o r m a r e n o t p o l i t i c a l a t a l l b u t rath er " s c i e n t i f i c . " Indeed i f the e x e r c i s e o f p o l i t i c a l a u t h o r i t y i n c r e a s i n g l y a p p r ox im a te s t h e model o f the t e c h n i c a l a u t h o r i t y o f the a i r l i n e p i l o t , then any c l a i m to q u e s t i o n t h a t a u t h o r i t y on the b a s i s o f norms which uphold the p o l i t i c a l competence o f the a v er a g e c i t i z e n can and must be d i s c o u n t e d on the ground t h a t i t c o n s t i t u t e s a gr av e t h r e a t t o the s e c u r i t y and w e l l - b e i n g o f the e n t i r e s o c i e t y . A c t i v e c i t i z e n s h i p , in s h o r t , becomes no t o n l y n e c e ss a r y b u t p o s i t i v e l y h a r m f u l ; d e p o l i t i c i z a t i o n is h e ld to be e s s e n t i a l to th e very s u r v i v a l o f the system as a w h o l e . *0 lO lke Balbus, " P o l i t i c s March 1 9 7 5 , P- 29- as S p o r t s , " Monthly R e v i e w , V o l . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 2 6 , No. 10, 95 Indeed the d e p o l i t i c i z a t i o n and the d e p l u r a l i z a t i o n o f American democracy is a t once a cause and e f f e c t o f the dehumanized, o n e - d im e n s i o n a l s o c i e t y which Marcuse so p a s s i o n a t e l y c r i t i q u e s . how eve r, c r e a t e d through t h e is no t a s o c i e t y , i m p e r a t i v e s o f an advanced t e c h n o lo g y de nt o f human purpose and w i l l . ogy Th is R a t h e r the i m p e r a t i v e s o f advanced t e c h n o l is the modern embodiment o f consciousness as a m a t e r i a l sc io us n ess t h a t no t o n l y d e v is e s technological processes. Of c o u r s e , such a consciousness independently o f c la s s . West, a c l a s s has a r i s e n the h i s t o r i c a l For the f i r s t v irtu a lly tim e in th e h i s t o r y o f the t o i t s own needs. the s o l e concern o f the b o u r g e o i s i e . is c a p i t a l a c tiv ity . th eless, and c a p i t a l engages in l a b o r . is l a b o r and m y s t i f i e s The o b j e c t o f h i s t r a n s f o r m a t i o n o f human n a t u r e its Bourgeois p r a c t i c e that the n a t u r e o f bo ur ge oi s his labor insight the l a b o r power, he, none is no t o n l y the a p p r o p r i the a p p r o p r i a t i o n and in o r d e r to ad ap t both to a changing mode o f t a k es as i t s o b j e c t h i s t o r y goal o f ongoing s o c i a l control. ism has nega ted s e l f - c o n s c i o u s a c t i v i t y so w i t h id e n tific a tio n o f th e a c t i v i t y o f the p r o l e t a r i a t obscures h i s a t i o n and t r a n s f o r m a t i o n o f non-human n a t u r e bu t a l s o achieve p o i n t has been to Marx's Althou gh th e c a p i t a l i s t does n o t s e l l production. does n o t f o r the mass o f p e o p le and to make s u b s t a n t i v e p r a x i s l a b o r process w i t h labor it t h a t has proven thus f a r c a p a b le o f comprehending process in o r d e r t o a d a p t i t praxis the is obsessed w i t h the w o r l d , b u t The outcome o f c a p i t a l i s t development t o t h i s triv ia liz e a con i n c r e a s i n g l y complex and s e n s i t i v e t e c h n o l o g y as the o n l y means by which to c o n t r o l operate force: the t e c h n o lo g y p e r se b u t p r o v i d e s s o c i a l o r g a n i z a t i o n n e c e ss a r y f o r the inde pen W h i le f o r the the development o f c a p i t a l in d iv id u a l worker, th e growth o f a s e l f - c o n s c i o u s b o u r g e o i s i e . task o f m ain ta in in g labo r d i s c i p l i n e w it h in in o r d e r to The i n i t i a l the f a c t o r y it does bo ur ge oi s to the l a t e r concern Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 96 o f c o n tro llin g a ll exchange ar ea s o f s o c i e t y by re d u c in g a l l r e l a t i o n s has bred a consciousness d e v i s i n g the means ne ce ssa ry t o a c h i e v e b o u r g e o i s i e t o remake the w o r l d a f t e r nological ra tio n a lity philosophy, that social relations is p a r t i c u l a r l y a d e p t a t the d e s i r e d e nd . The success o f the i t s own image has e l e v a t e d to th e supreme r a t i o n a l i t y . t h e o l o g y have been thrown o u t ; to M e t a p h y s ic s , the t e c h p o litic a l the c a p i t a l i s t w o r l d o p e r a t e s w i t h o u t them. The t e c h n o l o g i c a l n a lity f o r the v e ry instrumental p e r s p e c t i v e has d i s p l a c e d o t h e r modes o f reason t h a t effic a cy that i t "gets t h i n g s d o n e ." And i t ra tio is upon i t s t h i s w o r l d view has been s o l d to the masses, who no l o n g e r p e r c e i v e p o l i t i c a l s t r u g g l e and the development o f a r e v o l u t i o n a r y consciousness as an e s s e n t i a l way In which t o r e s o l v e s o c i a l c o n f l i c t be cause they too have p u t t h e i r f a i t h what problems e x i s t . can n o t t o l e r a t e Moreover, in s c ie n c e and tec hn ol og y to r e s o l v e th e e f f e c t i v e a p p l i c a t i o n o f such e x p e r t i s e i n t e r f e r e n c e by any o t h e r w o r l d v i e w — con sciousness must be o r g a n i z e d and a d m i n i s t e r e d . the means o f p r o d u c t i o n , b u t it its e lf Not o n l y has th e b o u r g e o i s i e monopolized has a l s o come to monopolize the p r o d u c t i o n o f consciousness and th e means by which consciousness can modify the w o r l d . M a r x ' s assumption t h a t the b o u r g e o i s i e ' s c o n t r o l o f p r o d u c t i o n would lea d im m e d i a t e l y t o a s u b v e r s i v e c la s s - c o n s c i o u s n e s s n e g l e c t e d th a t control the p o s s i b i l i t y o v e r th e means o f p r o d u c t i o n can le a d to c o n t r o l o v e r con s cio us n ess . W i t h i n advanced i n d u s t r i a l i z e d s o c i e t y the f o r m u l a t i o n o f a r e v o l u t i o n a r y p r o l e t a r i a n movement becomes s i m p l e a t a s k as i t immensely d i f f i c u l t . It has been in the le s s deve lop ed s o c i e t i e s is n o t as in which the mass o f p e o p le have n o t been s y s t e m a t i c a l l y d e p r i v e d o f the means f o r s e l f em ancipation. It is no l o n g e r s im p ly a m a t t e r o f po ss e s s in g th e c o r r e c t Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 97 a n a ly s is o r a m atter o f o rg a n izin g become c l a s s - c o n s c i o u s by i n d i v i d u a l . i t w ill P o litic a l a c tiv ity reconstruction o f the If the w o r k in g c l a s s have to r e s u r r e c t consciousness th e r e c o n s t r u c t i o n o f the e x t e r i o r w ith the the p e o p l e . is to in divid ual can no l o n g e r concern i t s e l f s o l e l y w i t h landscape, in te rio r it must a l s o concern i t s e l f landscape. There can be no doubt t h a t the d i s s o l u t i o n o f b o u r ge oi s p r o p e r t y in e v ita b le . Alt hou gh th e t e c h n o l o g i c a l b o u r g e o i s i e has been s u c c e s s f u l , la r h isto rical development. ecological moment. It r a t i o n a l i t y o f the c l a s s - c o n s c i o u s remains a r a t i o n a l i t y tied to a p a r t i c u is a response to and a consequence o f c a p i t a l i s t Such a r a t i o n a l i t y c a nnot o f f e r a s o l u t i o n d e v a s t a t i o n and d e h u m a n i z a ti o n w i t h i n Both e c o l o g i c a l t o the problems o f the c o n t e x t o f c a p i t a l i s m . d e v a s t a t i o n and d e h u m a n i z a ti o n a r e processes t h a t w i l l u l t i m a t e l y undermine th e relatio n s Whether th e advanced i n d u s t r i a l la p s e it is i n t o b a r b a r i s m is upon which the b o u r g e o i s i e depends. nations w i l l become communist s o c i e t i e s o r the m a t t e r a t s t a k e . Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. BIBLIOGRAPHY BOOKS Aronow itz, S ta n le y . Brecher, Jeremy. H o r k h e l m e r , Max. F a ls e P r o m is e s . S trik e . San F r a n c i s c o : C ritic a l T h eo ry . Jay, M a r t in . The D i a l e c t i c a l Brown & C o . , 1973. Giedion, S i e g f r i e d . & Co., I n c . , Gramsci , A n t o n i o . 1971. New Y o r k : M c G r a w - H il l R o l l i n g Stones P r e s s , New Y o r k : Im agination. Herder & H erder, New Y o r k : New Y o r k : Marcuse, H e r b e r t . 1967. In tern a tio n a l Negations. _________ . One-Dimensional Marx, K arl. New Y o r k ; C o u n t e r r e v o l u t i o n and R e v o l t . __________. Boston: Capi t a l , V o l . Man. I. 1972. Beacon P r e s s , Little, W. W. Norton Mande 1 , E r n e s t . The Fo rmation o f the Economic Thought o f Karl York and London: Monthly Review P r e s s , 1971. F i f t y Years o f World R e v o l u t i o n . 196F: 1973 1972. Boston and T o r o n t o : M e c h a n i z a t i o n Takes Command. 1969. P r i s o n Notebooks. Book C o . , Publishers, Marx. New P a th fin d e r Press, Boston: Beacon P r e s s , I 968. Boston: Beacon P r e s s , 1964. New Y o r k : In tern a tio n a l P ublishers, I967. _________ . The Commun i s t Mani f e s t o . The M arx -E ng els R e a d e r . Edi te d by Robert C. T u c k e r . New Y o r k : W. W. Norton & C o . , I n c . , 1972. Neumann, Franz. Behemoth : The S t r u c t u r e and P r a c t i c e o f N a t i o n a l New Y o r k : H a r p e r & Row P u b l i s h e r s , I n c . , 1944. O' C onn or, James. The F i s c a l P r e s s , 1973- C r i s i s o f th e S t a t e . New Y o r k : Pi t k i n , W a l t e r J. The Consumer: His N a t u r e and His London: M c G r a w - H il l Book C o . , I n c . , 1932. Reich, Wilhelm . The Mass Psychology o f Fascism. & Gi r o u x , 19 7 0 . St. S ocialism . M artin 's H a b i t s . New York and New Y o r k : Farrar, 98 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Strauss 99 Veblen, Wolff, Thors t e î n . Absentee O w ne rs h ip . Boston: Beacon P r e s s , I967. R ob e rt P a u l ; Moore, B a r r i n g t o n , J r . ; and Marcuse, H e r b e r t . C r i t i q u e o f Pure T o l e r a n c e . Boston: Beacon P r e s s , 1969. W o o l f , S. J ., e d. The N a t u r e o f Fas cism. New Y o r k : A Random House, I 969. ARTICLES Balbus, Ike. " P o l i t i c s as S p o r t s . " ( M a rc h , 1 9 7 5 ) , 26*:39- Bowles, Samuel, and G i n t i s , H e r b e r t . M o nt h ly R e v i e w , V o l . 2 6 , No. Monthly R e v ie w , V o l . 10 " C la s s Powerand A l i e n a t e d L a b o r . " 10 (M a rc h, 1 9 7 5 ) , 9 - 2 5 - Leiss, Wi l l i am. " C r i t i c a l Theory and I t s No. 3 ( A ug us t, 1 9 7 4 ) , 3 3 0 - 3 4 9 S klar, 2 6 , No. Future." Political Theory, X I, M a r t i n J. "On the P r o l e t a r i a n R e v o l u t i o n and the End o f P o l i t i c a l Economic S o c i e t y . " Ra d ic a l A m e r ic a , V o l . 3 , No. 3 (M a y- J un e , I 9 6 9 ) , 1-41 . Stone, K a th e rin e . "The O r i g i n s o f the Job S t r u c t u r e s in the S t e e l R ad ic a l A m e r i c a , V o l . 7 , No. 6 ( N o v - D e e , 1 9 7 3 ) , 1 9 - 6 6 . In d u s try." W a l l e r s t e i n , Immanuel. "The Rise and F u tu re Demise o f the World C a p i t a l i s t System: Concepts f o r Com pa rat ive A n a l y s i s . " Comparative S t u d i e s in S o c i e t y and H i s t o r y , V o l . X V I , No. 4 ( S e pt e m be r, 1 9 7 4 ) , 3 8 7 - 4 1 5 - Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
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