Kragh: Discovery of H3 and H3+ The childhood + of H3 and H3 Helge Kragh tells the story of the discovery of triatomic hydrogen. Initially a controversial species whose existence was in doubt, it has become a cornerstone of astrochemistry. T he H3+ ion is one of the most abundant ions in the universe and has been detected both in interstellar clouds and the ionospheres of Jupiter, Saturn and Uranus. The interdisciplinary science concerned with H3+ is today cultivated by hundreds of physicists, astronomers and chemists (Geballe and Oka 2006). While triatomic hydrogen H3 and its cation H3+ have been studied since 1911, when their existence was inferred from experiments with positive rays, the existence of H3 remained controversial, and by 1930 belief in the molecule was in decline. In spite of the considerable amount of work devoted to triatomic hydrogen in the interwar period, none of it included an astronomical dimension. Molecular astrochemistry emerged only in the late 1930s when the Belgian astronomer Pol Swings and his compatriot, the physicist Léon Rosenfeld (a close collaborator of Niels Bohr), argued that an unidentified absorption line arose from CH molecules in the interstellar medium. Four years later a few more molecules and the first molecular ion had been added to the list: NH, CN and CH+. This was the modest beginning of a research field that only began to flourish in the 1960s and since then has expanded into a major interdisciplinary science (Herzberg 1988, Fraser et al. 2002). The Herzberg connection In 1961, in what is possibly the first reference to the astronomical significance of H3+, three American physicists suggested that the ion would probably be abundant in interstellar space, formed by the reaction H 2 + H 2+ → H3+ + H. “It now appears desirable,” they wrote, “to consider the possibilities for detecting H3+ because this molecular ion may be present under some circumstances to the virtual exclusion of H 2+,” (Martin et al. 1961). To “detect” a molecule means in this context to find its spectrum or parts of a spectrum, and this was only achieved by Takeshi Oka in 1980, the culmination of a research project that had started five years earlier. Working at what since 1975 had been the Herzberg Institute of Astrophysics, Ottawa, Oka succeeded in detecting the first 15 spectral lines of the infrared absorption A&G • December 2010 • Vol. 51 1: Stark’s model of triatomic hydrogen as depicted in his book Prinzipien der Atomdynamik from 1915. spectrum of H3+ (Oka 1980, 1983). His pioneering identification was experimental, and it was another 16 years before the spectrum was found in interstellar space. Claims that the neutral H3 molecule had been positively identified had been made both before and after the second world war. However, because spectral evidence was missing these claims were not generally accepted. The situation changed in 1979, shortly before Oka’s discovery of the H3+ spectrum. Searching for the infrared emission spectrum of H3+, the Nobel laureate and pioneer of molecular spectroscopy Gerhard Herzberg unexpectedly found lines from cathode discharge tubes that he attributed to the Rydberg spectrum of the unstable molecules H3 and D3 (Herzberg 1979, Stoicheff 2002). Herzberg’s discovery – made at the age of 75 – was recognized as a breakthrough in molecular science. In 1994, on the occasion of his 90th birthday, he was asked in an interview for the most satisfying of his discoveries. Herzberg answered: “H3 would definitely be one of my favourites because it was quite unexpected. We were actually looking for positively charged H3+ at the time but found neutral H3 instead,” (Reichle 2002). Triatomic hydrogen was far from a new molecule to Herzberg. More than 50 years earlier, while finishing his doctoral dissertation at the Darmstadt Technische Hochschule, he had an interest in the H3+ ion and the subject was part of his dissertation of 1927. Heinrich Rau, Herzberg’s professor in Darmstadt, was a specialist in positive rays. In an interview of 1983, Herzberg recalled: “Of course, there was no clear distinction between H3+ and H3 at that time … Rau thought that, now, if we look at the spectrum of a discharge, we find the atomic lines and we find these many lines, so-called many line spectrum. Is this many line spectrum due to H 2 or H 2+ or H3+ maybe? … I was quite fascinated by that,” (AIP 1983). Early models of H3 During the years 1906 to 1914, J J Thomson conducted an extended series of experiments with positive rays. In some of these he reported a secondary radiation made up of molecular ions with a m/e ratio three times that of the ordinary hydrogen ion H+. He argued that the molecule, which he mostly referred to as X3, was likely to be triatomic hydrogen, a hypothesis he first stated in 1911. Over the next three years Thomson provided further evidence for the X3 = H3 hypothesis, which he described in the Bakerian Lecture of 1913 and in a monograph of the same year, Rays of Positive Electricity. What Thomson had found was the H3+ ion, but he was convinced that it was merely the charged version of a stable molecule that was nearly chemically inert. In spite of all conflicting evidence he stuck to his belief in a stable triatomic form of hydrogen. As late as 1937 the 81-year-old physicist concluded that “though H3+ is so evanescent, H3 itself is much more durable” (Thomson 1937). Triatomic hydrogen was a chemical enigma. Thomson was well aware that the existence of H3 conflicted with ordinary ideas of valency, but he suspected that these ideas would have to be modified in the light of the modern theories of atomic structure. In 1913 he indicated a possible arrangement and the same year another prominent physicist, Johannes Stark in Germany, suggested a more detailed picture of the molecule (figure 1). Stark believed that H3 agreed with his own unorthodox ideas of valence and molecular constitution, indeed that it provided “strong support” for them. According to him, a triatomic ring of hydrogen atoms could be formed by three atoms and three electrons held in an equilibrium position by electric lines of force (Stark 1913). However, Stark’s pictorial model of H3 failed to attract interest, which was also the case with an even more speculative model proposed in 1915 by the American physicist Albert Crehore. From the perspective of the period there was no obvious reason why the H3 molecule should not exist and be stable. In his pathbreaking atomic theory of 1913, Niels Bohr had offered a quantitative model of H 2 and, in 1919 in a little known paper published by the Nobel Institute in Stockholm, he extended his calculations to 6.25 Kragh: Discovery of H3 and H3+ 2: Bohr’s 1919 linear models of H3 (left) and H3– (right). In the neutral molecule, three electrons rotate in a common circular orbit of radius a, and the three nuclei (protons) are placed on the axis of the orbit, separated by the distance b. In the ion, the four electrons rotate in two circular orbits between the two outer nuclei. For the ground state of the two systems Bohr calculated a = 0.99 a0 (H3) and a = 1.08 a0 (H3–), where a0 is the Bohr radius of the hydrogen atom. the H3 system (Bohr 1982). His model (figure 2) consisted of three electrons rotating in a common circular orbit, with one nucleus at the centre and the other two symmetrically displaced from it: “The model of a hydrogen molecule containing three atoms, which, although in chemical sense it would not show the same degree of stability as the ordinary diatomic molecule, should still possess the possibility of a permanent existence if undisturbed by external agencies. This model may therefore possibly correspond to the molecule of a new modification of hydrogen, for the appearance of which under suitable conditions interesting evidence has been brought forward by Sir J J Thomson in his well known experiments on positive rays.” Bohr found that the process 3H 2 → 2H3 was endothermic but that it would occur in a hydrogen gas ionized by, for example, the action of alpha rays. Apart from neutral H 2 molecules, such a gas would contain H+ and H 2–, leading to triatomic hydrogen by the exothermic process H+ + H 2– → H3. He further found that it would only take a small external action to break up the H3 molecule into H and H 2 . Bohr’s investigation focused on H3 rather than H3+, his reason being that for the latter system “no configuration of mechanical equilibrium, in which the nuclei are at rest at finite distances from each other and the electrons move in circular orbits, can be formed.” If an electron were removed from H3, the ion would split up as H3+ → H 2 + H+. On the other hand, Bohr’s calculations showed that H3 could add another electron and form a H3– ion. This anion, he predicted, “may exist permanently in the absence of external agencies.” Although Bohr’s model calculations made sense within the framework of the old quantum theory, they concerned a hypothetical molecule and exerted very little influence on the further discussion of triatomic hydrogen and molecular constitution in general. The models of Thomson, Stark, Crehore and Bohr were not the only ones of H3 before the emergence of quantum mechanics. Herbert Stanley Allen, professor of physics in the University of St Andrews, thought that the hydrogen molecules H 2 and H3 were important test cases for theories of valency. However, in agreement with the view of most chemists, he found Bohr’s dynamical model to be unsatisfactory. 6.26 Allen consequently suggested replacing it with a model where the covalent bond was represented by a single fixed electron, a view he justified by the ad hoc introduction of a “quantum force” varying inversely as the cube of the distance. In 1923 he described his alternative as follows: “A possible configuration may be suggested for a neutral triatomic hydrogen molecule, H3, in which the nuclei and electrons are situated at alternate corners of a regular hexagon (length of side, 0.625 Å),” (Allen 1923). For the complete dissociation energy into three hydrogen atoms he obtained 46 eV. In qualitative terms Allen’s model resembled the earlier one of Stark, but like Bohr’s model it was developed mathematically. Active hydrogen The early history of H3+ differed markedly from that of H3. Thomson’s discovery of H3+ in discharge tubes was confirmed by other researchers, first by the young Canadian–American physicist Arthur Dempster in experiments of 1916 (figure 3). However, Dempster found that H3 did not exist as a stable gas, contrary to what Thomson believed (Dempster 1916). Later experiments made by British, American and German physicists gave results in broad agreement with those obtained by Dempster. For example, the Princeton physicist Gaylord Harnwell found in positive-ray experiments that most of the H3+ was produced in the reaction H 2 + H 2+ → H3+ + H, such as first suggested by T R Hogness and E G Lunn at the University of California two years earlier (Harnwell 1927). Other experiments, done with improved versions of the mass spectrograph, left no doubt about the existence of H3+ (Bainbridge 1933). Yet, apart from its existence, little was known about the ion. While the existence of H3+ was convincingly demonstrated by experiments, it was another matter with the neutral molecule. The possible existence of an “active” form of hydrogen was a hot topic in the 1920s, when it was investigated by dozens of chemists and physicists. It was often assumed that the new or “ozonic” form of hydrogen consisted of the H3 molecules that indirectly were demonstrated in experiments with positive rays. In a work of 1917, William Duane and Gerald Wendt examined the action of alpha rays on pure hydrogen, noticing several physical and chemical effects that they ascribed to the formation of H3 (Duane and Wendt 1917). For example, they found a volume contraction supposed to be caused by 3H 2 → 2H3. Over the next decade numerous experiments were made on active hydrogen, primarily to establish its properties and secondarily to establish whether or not it could be explained in terms of H3. Apart from the contraction effect, the main characteristics of active hydrogen were: ● it readily attacked mercury, forming a mercury hydride; ● its boiling point was much higher than ordinary H 2; ● it was unstable, with a lifetime of the order of a minute; ● it combined with nitrogen to form ammonia; ● it formed H 2 S when passing over sulphur powder. The latter reaction, easily identified by the effect on lead acetate on strips of paper, was often considered a standard test of active hydrogen. The properties were quite different to those known from ordinary hydrogen and, according to Wendt and several other chemists, they provided solid evidence for a gas made up of tri atomic hydrogen. Wendt and his student Robert Landauer thought that “the properties of the new gas are precisely those to be expected of an ozone form”, and they consequently proposed to name it “hyzone” (Wendt and Landauer 1920). Although the name was occasionally used in the 1920s and 1930s, “hyzone” soon vanished into oblivion. For a brief period of time in the early 1920s evidence seemed to favour an active form of hydrogen made up of unstable hydrogen molecules. No spectrum of H3 had been produced, but a few advocates of active hydrogen argued that there was indirect spectral evidence for the gas. Thus, Wendt and Landauer interpreted changes in the hydrogen spectrum at low temperatures as probably due to a gradual formation of H3. It was generally admitted that the evidence from spectra was at best circumstantial and that chemical evidence was more convincing. However, from about 1925 the evidence claims based on chemical effects were increasingly questioned and counterevidence was produced. The Austrian chemist Fritz Paneth concluded that the effects ascribed to H3 could in almost all cases be explained by the presence of small amounts of H 2S in the hydrogen gas. Noting that there were “many contradictions in the past work on active hydrogen”, Harold Urey and his student Hugh Smallwood were unable to A&G • December 2010 • Vol. 51 Kragh: Discovery of H3 and H3+ 3: Dempster’s spectrum from 1916 of positive hydrogen rays deflected in a magnetic field. The symbols H1, H2 and H3 refer to the singly charged positive ions. confirm the results upon which the H3 hypothesis rested (Smallwood and Urey 1928). Several other chemists joined the campaign against H3, with the result that by the early 1930s the hypothesis had effectively lost its credibility. Although the hypothesis was not disproved in any strict sense, to the mind of most chemists and physicists the accumulated evidence against it counted as a de facto disconfirmation. With the emergence of quantum chemistry in the late 1920s it became possible to calculate simple molecules such as H3 and H3+. This was first done in 1931 by Harrie Massey and, independently, Charles Coulson, who both considered H3+ important because it was the simplest possible case of a triatomic molecule. In a series of papers between 1936 and 1938, Joseph Hirschfelder and collaborators made careful calculations of the energy and structure of the two systems. Hirschfelder argued that some of the vibration frequencies of H3+ would be in the infrared region and “therefore susceptible to direct experimental observation” (Hirschfelder 1938). However, there seems to have been no search for the lines at the time. With respect to the question of the existence of H3, the calculations based on quantum mechanics merely confirmed the instability of the molecule. They did not result in conclusive answers or predictions that could be tested in the laboratory. Molecule or isotope? The confusion that characterized the early history of H3 did not arise solely from contradictory experiments, but also because of contemporary ideas about another form of hydrogen of mass A&G • December 2010 • Vol. 51 3. The notion of isotopy was introduced by Frederick Soddy and others in 1913, at about the same time as Thomson proposed his H 3. As early as September 1913, during a discussion of H3 at the annual meeting of the British Association for the Advancement of Science, Bohr suggested that Thomson’s X3 might be a superheavy hydrogen isotope of mass 3 rather than molecular H3 (Eve 1939). Such an isotope, which according to the new Rutherford–Bohr picture consisted of three protons and two nuclear electrons, was purely hypothetical at the time. It was occasionally discussed as an alternative to the H3 hypothesis. The Chicago physical chemist William Harkins speculated in 1920 that “eka-hydrogen”, or what later would be called tritium, was a constituent of atomic nuclei (Harkins 1920). Although the idea of identifying H3 with a hydrogen mass-3 isotope was never seriously entertained, for a period the possible existence of two forms of H3 led to some confusion. According to an English chemist, it had been “definitely shown that H3 carries one charge, and this fact, considered along with its formation from hydrogen, shows that it is an isotope of hydrogen” (Baly 1921). As late as 1934, two years after Urey and coworkers had discovered deuterium, Thomson argued that what he had found more than two decades ago was really the heavy isotope of hydrogen in the form HD and HD+. Although H 3 and H 3+ did not occur in an astronomical context in the pre-second world war era, the hypothetical mass-3 hydrogen isotope did. French physicists studying the radiation emitted from the Orion nebula concluded that some of the lines must be attributed to an unknown gas (“nebulium”) of atomic weight about 3 (Bourget et al. 1914). According to Harkins, nebulium was likely to be the same as eka-hydrogen, while the British astrophysicist John Nicholson claimed that the discovery supported his theory of primordial elements in nebulae and Wolf–Rayet stars (Nicholson 1914). It took another 13 years until the riddle of nebulium was finally solved, namely when Ira Bowen identified the lines as transitions from metastable states of doubly ionized oxygen and nitrogen atoms. Before 1930 there was no suggestion of H 3 or other molecules in space, but there was at least one proposal that H 3 might play a role in the higher strata of the Earth’s atmosphere. Assuming that hydrogen was abundant at altitudes higher than 80 km, a French meteorologist by the name Joseph Lévine thought that the triatomic hydrogen of Wendt and Landauer was present too (Lévine 1923). He proposed that certain phenomena of atmospheric low pressure might be explained by the contraction effect observed by Wendt and others. Lévine’s speculation was ignored by other meteorologists and atmospheric scientists. Conclusions Like other fields of history, the history of science depends not only on the past but also on the present. Events in the past may change their meaning and significance as history unfolds. A scientist or historian writing the history of triatomic hydrogen in 1940 would probably do it briefly, describing the case as a scientific mistake that was eventually corrected. Thomson’s H3+ would be left as the single and isolated achievement. Because of the much later recognition of the reality of H3, and especially of the great astronomical importance of H3+, from the vantage point of today the early history appears in a very different light. The case of H3 illustrates the evidential nature of scientific knowledge. By 1920 chemists and physicists were faced with experiments that indicated the existence of an unusual form of hydrogen. Was active hydrogen a reality? If so, did it consist of triatomic molecules? The questions could be answered neither by theory nor by a crucial experiment. The only way was by weighing evidence for and against the hypothesis. The result was not a disproof of the hypothesis, but a consensus view that there was no good reason to assume that H3 existed elsewhere than in the mind of the theorists. We know today that H3 does exist, which only illustrates the temporary nature of consensual knowledge. ● Helge Kragh, Dept of Science Studies, Aarhus University, Denmark. 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