0 -1 OF 1 Review article – A system for analysing features 2 in studies integrating ecology, development, and 3 evolution 4 J. R. STONE1,2,* and B. K. HALL1,* 1 Biology Department, Dalhousie University, Life Sciences Building, 1355 Oxford Street, Halifax NS B3H 4J1, Canada; 2Department of Biology, McMaster University, Life Sciences Building, 1280 Main Street West, Hamilton ON, Canada L8S 4K1; *Author for correspondence(e-mail: jstoner@ mcmaster.ca and [email protected]; phone: +905-525-9140; fax: +905-522-6066) 9 Received 24 September 2003; accepted in revised form 4 March 2005 PRO 5 6 7 8 10 Key words: Adaptation, Homology, Morphology, Ontogeny, Phylogeny ED Abstract. Ecology is being introduced to Evolutionary Developmental Biology to enhance organism-, population-, species-, and higher-taxon-level studies. This exciting, bourgeoning troika will revolutionise how investigators consider relationships among environment, ontogeny, and phylogeny. Features are studied (and even defined) differently in ecology, development, and evolution. Form is central to development and evolution but peripheral to ecology. Congruence (i.e., homology) is applied at different hierarchical levels in the three disciplines. Function is central to ecology but peripheral to development. Herein, the supercategories form (‘isomorphic’ or ‘allomorphic’), congruence (‘homologous’ or ‘homoplastic’), and function (‘adaptive’ or ‘nonadaptive’) are combined with two developmental mode (i.e., growth) categories (‘conformational’ or ‘nonconformational’) to provide a 16-class system for analysing features in studies in which ecology, development, and evolution are integrated. ECT 11 12 13 14 15 16 17 18 19 20 21 22 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 ORR 23 Now that developmental and evolutionary biology are reacquainted and united as ‘Evolutionary Developmental Biology’ (Gould 1977; Raff 1996; Larsen et al. 1997; Hall 1999), biologists have begun to introduce a previously uninvited guest, ecology, to the affair (Schlichting and Pigliucci 1998; Hall 1999; Gilbert 2001). Currently, too few biological systems are understood comprehensively from ecological, developmental, and evolutionary perspectives to achieve the ménage à trois, although ecology and evolution have been flirting for a long time in adaptation, behavioural ecology, life history, and phenotypic plasticity studies. Nevertheless, integrating ecology would benefit biologists because, then, phylogeny could be considered more-completely as modification over time that is wrought by environmental effects on ontogeny (van Valen 1973; Matsuda 1987; Gerhart and Kirschner 1997; Schlichting and Pigliucci 1998; Hall 1999, 2001; Hall et al. 2003). In this paper, three binary ‘supercategories’ are coupled with two developmental mode categories to provide a 16-class system for analysing features in studies that integrate ecology, development, and evolution. The supercategories constitute form, congruence, and function. UNC AUTHOR’S PROOF! Springer 2005 Biology and Philosophy (2005) 00:1–15 DOI 10.1007/s10539-005-3181-3 PDF-OUTPUT ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 - SPS India 2 PRO OF The developmental mode categories comprise ‘conformational’ or ‘nonconformational.’ The coupling is achieved by considering ‘traits’ as real (a posteriori-perceived) manifestations that result from interactions at ecological, developmental, and evolutionary levels and ‘features’ as ideal (a priori-apprehended) intuitions that biologists may use to synthesise conceptually perspectives from these levels. Definitions for these terms are presented in the section ‘Traits and features.’ Those definitions are used to describe the supercategories in the sections ‘Form: isomorphic and allomorphic features;’ ‘Congruence: homologous and homoplastic features;’ ‘Function: similar and dissimilar environment features;’ and ‘Growth: conformational and nonconformational features;’ therein, definitions, descriptions, and examples are provided to elucidate the categories ‘isomorphic’ or ‘allomorphic;’ ‘homologous’ or ‘homoplastic;’ ‘adaptive’ or ‘nonadaptive;’ and conformational or nonconformational. These categories are utilised to develop a ‘hexakaidecagonal’ system for classifying features, which is expounded in the antepenultimate section, ‘A 16-class system for analysing features,’ and exemplified in the penultimate section, ‘Exemplifying the 16-class system.’ A brief synopsis is presented in the final section, ‘Prospectus.’ ED 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 ORR Synthesising ecology with developmental and evolutionary biology will require introducing many new technical terms or redefining old ones. Some technical terms – homology, for instance – have long histories. Utilising them in a new context – homology as percent similarity, for instance – is undesirable, although homology has been applied legitimately to newly discovered biological hierarchy levels, such as homologous as genes, gene networks, or developmental processes (Wagner 1989; Hall 1994, 1995; Abouheif 1997; Gilbert and Bolker 2001; Wilkins, 2002). Terminology that is associated with organism characteristics obviously is important and should be precise but, also, intuitive. After all, a part is a part, is a part. However, neither terminology nor related assumptions, concepts, or theories that are associated with parts have been agreed upon universally (Riedl 1978; Gans 1988; Wake 1992). Herein, traits are defined as observable properties that are exhibited by individuals at any level, from microscopic to macroscopic (e.g., ‘collagen type in specimen 17, as determined by transmission electron microscopy’ or ‘vertebral number in specimen 42, as determined by X-radiography’). Features are considered as categorical sets to which all the variation that is exhibited by corresponding traits within taxa can be assigned (e.g., ‘echinoderm mutable collagen’ or ‘vertebrate trunk’); this consideration for features is a refinement with respect to the definition that was provided by Bock and von Wahlert (1965, p. 271), who were interested in associating UNC 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 ECT 59 Traits and features ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 -- SPS India 3 OF form and function in identifying adaptive features: ‘‘[a]ny part … of an organism will be referred to as a feature if it stands as a subject in a sentence descriptive of that organism’’ (additional discussions concerning features are contained in (Riedl 1978 – especially pp. 89–92, Gans 1988; Wake 1990, 1992). Features may be ascribed to 16 classes that are defined on the basis of the binary supercategories form, congruence, function, and growth (i.e., 24 = 16). The categorical combinations that constitute those classes comprise a (possibly non-nested) biological hierarchy (Hall 1994) that can be utilised for feature systematisation (Table 1 nAu: Table 1 is cited but not supplied. Please check.n). Using this system to analyse features will entice evolutionary developmental biologists to integrate ecology into their research programmes and philosophies and, thereby, facilitate the aforementioned conceptual synthesis among ecology, development, and evolution. ED 96 Form: isomorphic and allomorphic features 97 ORR Feature form may be described using size or shape, among other variables (e.g., position or topology). Size can be measured unambiguously, qualitatively (e.g., ‘elongated’) and quantitatively (e.g., ‘comprising 14 vertebrae’). Shape can be measured unambiguously only by implementing biometric statistic techniques, such as multivariate statistics (e.g., Reyment et al. 1984) or geometric morphometrics (e.g., Rohlf and Marcus 1993). Implementing biometric statistic techniques yields a more-precise definition than that was provided by Bock and von Wahlert (1965, pp. 272–273): ‘‘In any sentence describing a feature of an organism, its form would be the class of predicates of material composition and the arrangement, shape or appearance of these materials, provided that these predicates do not mention any reference to the normal environment of the organism.’’ Isomorphic features exhibit similar shapes or structures; allomorphic features exhibit dissimilar shapes or structures. UNC 104 105 106 107 108 109 110 111 112 113 114 115 116 [f]orm is both deeply material and highly spiritual. It cannot exist without a material support; it cannot be properly expressed without invoking some supra-material principle. Form poses a problem which appeals to the utmost resources of our intelligence, and it affords the means which charm our sensibility and even entice us to the verge of frenzy. (Dalcq 1968, p. 91). ECT 98 99 100 101 102 103 PRO 82 83 84 85 86 87 88 89 90 91 92 93 94 95 117 Congruence: homologous and homoplastic features 118 The terms ‘homology’ and ‘homoplasy’ may be defined on the basis of 119 many criteria (Hall 1994, 1995, 2003a, b; Bock and Cardew 1999). ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 -- SPS India 4 ORR ECT ED PRO OF Consequently, precise unanimously accepted definitions are wanting. Owen (1843, p. 379, 374) defined a ‘homologue’ as the ‘‘same organ in different animals under every variation of form and function’’ and its antithesis, an ‘analogue,’ as a ‘‘part of organ in one animal which has the same function as another part or organ in a different animal.’’ These definitions were published prior to Darwin’s (1859) magnum opus and, so, lacked an evolutionary perspective. Worried that Owen’s term homology was rife with Platonic idealism and prone to misconstruction in typological and archetypical terms, Lankester (1870, p. 36) introduced two terms to distinguish two similarity (i.e., homology) classes: ‘homogeny’ for features that were similar from immediate shared ancestry; and ‘homoplasy’ for features that were similar from independent evolution (Hall 2003b). That introduction might have constituted the first instance wherein homology was conceptualised within an evolutionary context. Ironically, the term homogeny has become extinct from evolutionary terminology, whereas the term homoplasy has been redeployed antithetically to homology Brooks and McLennan 1991; Hall 1994, 1999, 2001, 2002, 2003b; Sanderson and Hufford 1996; Wake 1996, 1999; Meyer 1999). Contemporary homology and homoplasy descriptions involve a variety of technical terms that are associated with cladistic analysis, including ‘character statements,’ ‘character states,’ ‘outgroups,’ ‘ingroups,’ ‘plesiomorphic,’ ‘apomorphic,’ and ‘synapomorphic.’ In parsimony based cladistic analyses, hypotheses concerning features are formalised using character statements (e.g., ‘trunk form’). The character states into which character statements are encoded represent the physical manifestations that are subjected to hypothesis testing (e.g., ‘normal’ or ‘elongate’). Character states are defined on the basis of comparative analyses between (at least two) taxa comprising a reference group, the ‘outgroup,’ and taxa in a study group, the ‘ingroup.’ Character states are classified as either shared among outgroup and ingroup taxa (‘plesiomorphic character states’) or unique to ingroup taxa (‘apomorphic character states’). Clades are taxon sets that are classified on the basis of shared apomorphic (‘synapomorphic’) character states. Each synapomorpic character state may be considered as a particular information bit (i.e., a binary decision) that was obtained from a comparative analysis involving a feature, an unfalsified clade-membership hypothesis. A cladogram may be considered as that clade arrangement that minimises falsified clade-membership hypotheses (more-detailed definitions are provided in Brooks and McLennan 1991). On the basis of the foregoing prescriptions, feature congruence may be defined operationally: homologous features are those that can be represented on a cladogram by unique synapomorphic character states (i.e., solitary unfalsified clade-membership hypotheses); homoplastic features are those that cannot be so represented (i.e., multiply falsified clade-membership hypotheses). Patterson (1982) and Larson and Losos (1996) described three criteria that may be applied to test putative homologous features: UNC 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 -- SPS India 5 UNC ORR ECT ED PRO OF 165 • the ‘similarity criterion’ – topographic, ontogenetic, and compositional cor166 respondence – concerns comparable feature form, development, and position; 167 • the ‘congruence criterion’ – the homologous feature criterion that is en168 dorsed herein – involves deducing whether features may be represented as 169 synapomorphic character states; and 170 • the ‘conjunction criterion’ – homologous features cannot coexist in indi171 vidual organisms – entails that putative homologous features within indi172 vidual organisms are mutually excluding (i.e., it prohibits inappropriate 173 comparisons among ‘serial homologous features,’ which are produced by 174 duplication and divergence). 175 Elongated trunks among bolitoglossine salamanders fail to satisfy the sim176 ilarity criterion because trunk elongation is achieved by increasing individual 177 vertebrae length in members of the genus Lineatriton but by increasing verte178 brae number in members of the genera Oedipina and Batrachoseps and some 179 members in Lineatriton (Wake 1966; Parra-Olea and Wake 2001). 180 Bird and bat wings fail to satisfy the congruence criterion because they 181 cannot be represented as a unique synapomorphy on a cladogram (i.e., on the 182 basis of exclusion according to synapomorphic character states that are de183 duced from other vertebrate features; Coddington 1988; Larson and Losos 184 1996). 185 Fly halteres and other insect hindwings satisfy the conjunction criterion 186 because homeotic Bithorax mutant flies possess four wings but no halteres [i.e., 187 they are homologous as flight appendages; Waddington (1956); a gene regu188 lation perspective for their disjunction is presented in Gibson (1999)]. 189 These three criteria may be utilised to define precisely two homoplastic 190 feature types. Those that fail to satisfy only the congruence criterion result 191 from parallel evolution and are known as ‘parallel features.’ Those that fail to 192 satisfy the similarity and congruence criteria result from convergent evolution 193 and are known as ‘convergent features.’ Parallel features originate multiple 194 times via similar developmental processes from similar ancestral conditions 195 and often constitute the data in developmental constraint hypothesis tests (e.g., 196 Wake 1991; Larson and Losos 1996; instances are provided in Hall 2002, 197 2003a, b). Convergent features originate independently, bear superficial 198 resemblances, and often constitute the data in adaptation hypothesis tests 199 (Brooks and McLennan 1991; Coddington 1994). 200 The distinction between parallel and convergent evolution, or ‘parallelism’ 201 and ‘convergence,’ can be elucidated unambiguously with molecular genetic 202 data. Parallelism may be defined as change to a particular character state (e.g., 203 nucleotide base or amino acid codon) from the same character state indepen204 dently in multiple groups (e.g., adenine A to cytosine C in two groups); 205 whereas convergence entails change to a particular character state from dif206 ferent character states (e.g., A to C from guanine G in one group and from 207 thymidine T in another). 208 Gans (1985) used Venn diagrams to allot current (masticatory) feature 209 similarities to three different sets. Structure sets contain elements exhibiting ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 -- SPS India 6 similar appearances, shapes, topographical relations, vascularisations, innervations, and material compositions. Development sets contain elements exhibiting similar temporal and mechanistic ontogenies, embryologies, and genetic bases. Function sets contain elements exhibiting similar mechanisms and physical and chemical activities. Gans identified homoplastic features that served the same function (analogues) as useful for characterising functional constraints. PRO 217 Function: similar and dissimilar environment features OF 210 211 212 213 214 215 216 Nonadaptive features are those for which there were no feature-environment associations upon origin. Derivative terms for these features include: ‘exaptations’ – features with current utilities that differ from those that were associated with their origin (Gould and Vrba 1982), ‘nonaptations’ – features that confer no advantages to organisms possessing them (Gould and Vrba 1982), and ‘disaptations’ – features that confer a disadvantage to organisms possessing them (Larson and Losos 1996). Brooks and McLennan (1991) presented a scheme for assigning putative adaptations to one among eight categories. The scheme was derived craftily, by synthesising environmental criteria with traditional character classification categories and, simultaneously, integrating that synthesis with an independent congruence assignment. Thereby, the four traditional character classification categories – similar features among related taxa (homologous features); similar features among unrelated taxa (convergent features); dissimilar features among related taxa (divergent features); and dissimilar features among dissimilar taxa UNC 237 238 239 240 241 242 243 244 245 246 247 248 249 250 251 ORR ECT ED 218 Although function cannot be utilised legitimately to categorise features as 219 homologous or homoplastic (Gilbert and Bolker 2001), the association be220 tween function and environment can provide information that is useful for 221 inferring developmental modes and, thereby, categorisation. Feature function 222 may be described in accordance with the term ‘aptive,’ which refers to the 223 advantages that are conferred to organisms possessing particular features – 224 literally, ‘fitting’ them for particular conditions (Darwin 1859; Gould and Vrba 225 1982). Furthermore, adaptive features exhibited direct associations with the 226 environments in which those features originated – signified by the prefix ‘ad,’ 227 thus, literally ‘toward’ those conditions (Gould and Vrba 1982; Baum and 228 Larson 1991; Larson and Losos 1996). This dissociation between function and 229 environment is similar to the definition that was provided by Bock and von 230 Wahlert (1965, p. 273): 231 232 In any sentence describing a feature of an organism, its functions would 233 be that class of predicates which include all physical and chemical 234 properties arising from its form … including all properties arising from 235 increasing levels of organisation, provided that these predicates do not 236 mention any reference to the environment of the organism. ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 -- SPS India 7 PRO OF 252 (nonhomologous features) – were refined and each decomposed into two. This 253 increased resolution enables decoupling pattern and process: 254 • isomorphic features that persist in similar environments may be inferred to 255 be effected by selection if the traits are homologous but may be inferred to 256 represent adaptive parallelism or convergence if they are homoplastic; 257 • isomorphic features that persist in dissimilar environments may be inter258 preted as being retained as a consequence of phylogenetic constraint if the 259 traits are homologous but may be interpreted as being retained as a conse260 quence of nonadaptive parallelism or convergence if they are homoplastic; 261 • allomorphic features that persist in similar environments may be considered 262 as products from divergence if the traits are homologous but may be con263 sidered distinct if the traits are homoplastic; 264 • allomorphic features that persist in dissimilar environments may be posited 265 as resulting from adaptive divergence if they are homologous but may be 266 posited as different if homoplastic. ORR ECT The similarity criterion that was proposed by Patterson (1982) involves shared development; thus, it may be considered as a successor to (Lankester’s 1870) two homology classes, (Balfour’s 1880) ‘complete’ and ‘general’ homology, and (Wilson’s 1891) ‘‘complete’’ and ‘‘incomplete’’ homology notions (Hall 1999, 2000, 2003a, b). Conformational features are defined herein as those that exhibit comparable development, whereas nonconformational features are those for which development is noncomparable. This dichotomy is less discrete than are those that are associated with congruence (homologous or homoplastic features) or function (adaptive or nonadaptive features), which can be defined operationally according to cladistic terminology. Furthermore, unlike the case with form (wherein the designations isomorphic and allomorphic are amenable to biometric statistic techniques), currently, there is no metric for gauging comparability for development. Therefore, categorisation as conformational and nonconformational involves less precision and more continuity but, when combined with the other categorisations (i.e., those that are determined on the basis of form, congruence, and function), can provide a means for analysing features. UNC 268 269 270 271 272 273 274 275 276 277 278 279 280 281 282 283 284 ED 267 Growth: conformational and nonconformational features 285 A 16-class system for analysing features 286 287 288 289 290 291 Among ecology, development, and evolution, the criteria that were endorsed by Patterson (1982) for homology and by Larson and Losos (1996) for adaptation involve development (similarity) and evolution (congruence); the sets that were defined by Gans (1985) for similarity involve development (development sets) and ecology (function sets); and the scheme that was presented by Brooks and McLennan (1991) for adaptation involves evolution (i.e., ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 -- SPS India 8 ORR ECT ED PRO OF 292 homoplastic or homologous) and ecology (i.e., nonadaptive or adaptive). By 293 synthesising these prescriptions with the two developmental mode (i.e., growth) 294 categories (conformational and nonconformational), a 16-class system for 295 analysing features that are involved in ecological-developmental-evolutionary 296 hypotheses can be established (Table 1). In particular, 297 • features may be assessed as isomorphic or allomorphic; 298 • character states representing those features can be optimised on cladograms 299 to classify them as homoplastic or homologous; 300 • environments in which specific taxa possessing those features reside can be 301 considered to assign them as either adaptive or nonadaptive; and finally, 302 • developmental modes can be considered or those developmental modes that are 303 consistent with particular pattern combinations (i.e., isomorphic or allomor304 phic, homoplastic or homologous, and similar or dissimilar environment) may 305 be inferred to designate features as conformational or nonconformational. 306 Developmental mode inferences may be transformed into hypotheses that 307 subsequently can be subjected to the similarity criterion (Patterson 1982) for 308 testing. 309 Constructional morphologists, whether neontologists or palaeontologists, 310 have prescribed syntheses that are similar to the one that is presented herein, 311 invoking ecological adaptation, ‘architecture or construction laws’ (develop312 mental mechanisms, engineering principles, geometric rules, or material 313 properties), biomechanics, and phylogeny in their analyses (e.g., Rudwick 314 1964; Raup 1966, 1972; Seilacher 1970; Dullemeijer 1974; Raup and Stanley 315 1978; Stanley 1979; Hickman 1980; Reif et al. 1985; Hall 2002). The advantage 316 that is conferred by the 16-class system derives from the means with which 317 information from a variety of sources is combined and synthesised. For in318 stance, because ontogenies for nonadaptive features are autonomous from 319 environmental influences, if a nonadaptive feature were to appear multiple 320 times in a group, then comparable developmental modes could be inferred. 321 Exemplifying the 16-class system UNC 322 The 16-class system can be used to classify biological phenomena on the basis 323 of patterns (Table 1; instances for each ensue). 324 Selection: isomorphic, homologous, similar environment 325 326 327 328 329 330 Brooks and McLennan (1991) proposed that isomorphic homologous features that are observed in similar environments could be inferred to have been produced by stabilising selection. They conceded that such inferences constitute weak explanations for failed adaptation tests, because no comparisons involving function-with-environment-change can be performed; indeed, from the Bumpus (1898) sparrows to the Kettlewell (1955) moths, empirical data ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 -- SPS India 9 OF that have been purported to instantiate stabilising selection have been controversial. Nevertheless, a conformational selectively stable feature is epitomised by the human appendix; given its uncertain function, its retention cannot be considered adaptive, despite controversy. Other selection modes are possible. For instance, in a remarkable case instantiating directional selection involving nonconformational features, Rutledge et al. (1974) observed that, after seven generations, several members in inbred mice lines possessed equally elongated tails. Similar to the situation in bolitoglossine salamanders (discussed previously and subsequently), some members in those inbred-lines achieved elongation with fewer and longer vertebrae than occurred in members in unselected lines, whereas others achieved elongation with additional but shorter vertebrae. In contrast to Patterson (1982), herein, as in Hall (1995), these features are considered to be homologous as elongated tails. PRO 331 332 333 334 335 336 337 338 339 340 341 342 343 344 Phylogenetic constraint: isomorphic, homologous, dissimilar environment ECT ED Phylogenetically constrained conformational features are evolutionary novelties, such as chordate notochords. The seemingly paradoxical case involving a phylogenetically constrained nonconformational feature is elucidated ironically with that feature that caused Darwin (1859) the greatest concern. In most vertebrates, eye lenses form via ectoderm induction (the final step in an induction cascade) by the optic vesicle (Grainger 1992; Grainger et al. 1998 nAu: The year 1988 in Grainger et al. is changed to 1998 to match with the list. Please checkn; Hall 1999). However, eye development is variable in urodele and anuran species. For instance, whereas eye lenses form in the typical vertebrate manner in the frog species Rana fusca, eye lenses form with no induction from the optic cup in the congeneric species R. exculenta (de Beer 1971; Jacobson and Sater 1988; Hall 1999). Development evolves! ORR 345 346 347 348 349 350 351 352 353 354 355 356 357 Adaptation: isomorphic, homoplastic, similar environment Adaptive parallelism may be demonstrated with molecular data, whenever function can be correlated with molecular modifications yielding conformational features. For instance, lysozyme is an enzyme that is involved in bacterial resistance in many vertebrate cells or tissues (e.g., macrophages, tears, saliva, avian egg-white, mammalian milk). Sequence analysis revealed that particular amino acids that are present in some foregut-fermenting vertebrates (i.e., ruminants, colobine monkeys, hoatzins) most-likely were produced by mutations that altered the same initial amino acids and, thereby, constitute adaptive parallel features (Zhang and Kumar 1997). Nonconformational features that exhibit pattern combinations that characterise adaptive convergence are exemplified by classic analogy. Fish fins and cetacean flippers or insect, bird, and bat wings function similarly but are produced by different UNC 358 359 360 361 362 363 364 365 366 367 368 369 ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 -- SPS India 10 370 developmental modes (Hall 1995, 1999, 2005); similarly, the spines on New 371 World Cactaceae, which are modified leaves, resemble the thorns on Old 372 World Euphorbiaceae, which are modified branches (Niklas 1997). ECT ED PRO Brooks and McLennan (1991) suspected that nonadaptive convergence comprised pattern combinations that were ‘‘driven’’ by development. According to the categorisation system that is presented herein, these features must be conformational. For instance, they could result from channelling constraints (sensu Gould 1989; i.e., constraints wherein a feature is produced by one among many discrete possible ontogenetic trajectories). These feature types accord to (Darwin’s 1859) ‘‘rules of growth,’’ for which Gould (1989) cited shells that characterise the Caribbean land snail genus Cerion as prime instances. Shells that typify this genus exhibit covariance in many characteristics and may be grouped generally into two morphotypes: the ribby morphotype is characterised by a thick shell with a triangular apex and few coarse ribs; the mottled morphotype is characterised by a thin shell with a barrel-shaped outline and numerous fine ribs (or none at all). Ribby forms are restricted to bank-edge coasts, whereas mottled forms are restricted to bank-interior coasts and island interiors (Gould and Woodruff 1986). If features were nonconformational, then the pattern combination isomorphic, homoplastic, dissimilar environment could result from nonadaptive parallelism. For instance, a cladistic analysis involving mitochondrial DNA data revealed that the bolitoglossine salamander genus Lineatriton is polyphyletic: individuals in L. lineolus (the lone species) from different localities comprised members in two distinct clades in which L. lineolus comprised a sister group to difference species in the genus Pseudoeurycea (Parra-Olea and Wake 2001). Therefore, vertebral length increase, as one among at least two possible environmentally autonomous developmental modes by which trunk elongation can be achieved, has occurred twice during bolitoglossine salamander evolution, and each occurrence constitutes a parallel feature. ORR 374 375 376 377 378 379 380 381 382 383 384 385 386 387 388 389 390 391 392 393 394 395 396 397 398 OF 373 Nonadaptation: isomorphic, homoplastic, dissimilar environment 400 401 402 403 404 405 406 407 408 UNC 399 Nonadaptive divergence: allomorphic, homologous, similar environment Brooks and McLennan (1991) claimed that nonadaptive divergence comprised pattern combinations that were ‘‘allowed’’ by development during vicariant biogeographic events and allopatric speciation. According to the system that is presented herein, this situation could arise only if a feature is conformational. In this case, the feature could be produced by a labile ontogenetic trajectory – developmental flexibility – and may be considered as the nonadaptive counterpart to phenotypic plasticity or adaptively neutral genetic assimilation (Hall 1999, 2001, 2003c). For instance, six different aortic arch patterns are observed in rabbits, even though variability is accounted for predominantly by two ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 -- SPS India 11 (Edmonds and Sawin 1936; Sawin and Edmonds 1949). If the feature were nonconformational, then it could exemplify adaptive convergence. For instance, crustacean mouthparts are derived evolutionarily from paired limbs – homeotic mutation, and this homology hypothesis is supported by Hox, Ubx, and AbdA gene expression suppression in anterior trunk segments (Averof and Patel 1997). OF 409 410 411 412 413 414 Adaptive divergence: allomorphic, homologous, dissimilar environment ED PRO Adaptive divergence could occur if environmental change effected (i.e., brought about) morphological change without concomitant developmental change. This phenomenon is known as phenotypic plasticity (Schlichting and Pigliucci 1998). For instance, eyespot size on wings for the African satyrine butterfly Bicyclus anynana is increased with temperature increases, a response that confers increased fitness during the warm, wet season by providing enhanced predator avoidance via false-eye mimicry (Brakefield et al. 1996; Brakefield 1997). Adaptive divergence also could occur if development were altered via genomic evolution. For instance, species in the daisy tree genus Montanoa present diploid shrub forms in relatively xeric lowland areas and polyploid tree forms in relatively moist cloud forests at higher elevations (Funk 1982; Brooks and McLennan 1991); the shrub forms are nonviable in moist conditions, whereas the tree forms are nonviable in xeric conditions. ECT 415 416 417 418 419 420 421 422 423 424 425 426 427 428 Different: allomorphic, homoplastic, similar environment ORR The classic interpretation that invertebrate and vertebrate eyes are analogous as visual organs exemplifies features that are different. Interestingly, depending on the analysis type and level, this instance can be interpreted to satisfy nonconformational and conformational cases, as there is remarkable gene conservation involved in eye development regulation. For instance, on the basis of sequence similarity, intron splice position conservation, expression identity, and mutational effects, the genes eyeless (in arthropods) and Pax-6 (in vertebrates) are hypothesised to be orthologous (i.e., homologous as DNA sequences). If developmental modes were considered as occupying the same hierarchical levels that are occupied by genes, then eyes would be different conformational features; however, if developmental modes were considered as occupying different hierarchical levels than those that are occupied by genes, then eyes would be different nonconformational features. UNC 429 430 431 432 433 434 435 436 437 438 439 440 441 442 Distinct: allomorphic, homoplastic, dissimilar environment 443 Distinct features differ in form, congruence, and function. Conformational 444 distinct features share a common developmental mode. For instance, ms-code: BIPH407-03 - product element: DO00013181 - 29 Mar 2005 -- SPS India 12 OF belly-ectoderm-to-prospective-face-region transplants between neurula-stage frog and newt embryos produce newt larvae with no balancer organs and newtectoderm-derived cement glands comprising neural crest cells; and frog larvae with frog-odontoblast-derived dentine teeth that include newt enamel and balancers (ordinarily, newts possess balancer organs, which are epithelial tubes that are stiffened internally by neural-crest-derived connective tissue, and no cement glands, whereas frog larvae possess no dentine teeth and no balancers). These remarkable results demonstrate comparable tissue inductions, even spatially (differences between frog and newt faces are attributable to differences in ectoderm responses; Gerhart and Kirschner 1997). Distinct features also can be produced by noncomparable developmental modes; relations between these features are superficial and meaningful only as an exercise in the etymology that is used to associate them. For instance, proboscis among invertebrates (e.g., echiuran probosci) and vertebrates (e.g., elephant trunks) are distinct. PRO 445 446 447 448 449 450 451 452 453 454 455 456 457 458 ORR ECT Features constitute appropriate constructs for establishing research programmes in ecology-developmental-evolutionary biology, because they abstract from trait sets those properties that derive from interactions at multiple (i.e., ecological, developmental, and evolutionary) levels. Using the 16-class system, eco-devo-evo biologists can utilise patterns to integrate ecological, developmental, and evolutionary information. Researchers can use data that may be obtained by perusing literature to determine supercategory-developmental mode combinations for any feature and, thereby, classify it. This pluralistic approach affords more-thorough comprehension concerning how features are affected by environments, effected in development, and transformed during evolution than do more-conventional approaches. This approach also enables finer resolution in inference when some information is lacking; to reiterate an example, a nonadaptive feature that appears multiple times in a group may be inferred to have been derived from comparable developmental modes, and, therefore, the multiple occurrences constitute parallelisms. Thereby, the hexakaidecagonal system couples pattern (e.g., a nonadaptive feature that appears multiple times in a group) and process (e.g., parallel evolution) in feature studies. UNC 460 461 462 463 464 465 466 467 468 469 470 471 472 473 474 475 476 477 ED 459 Prospectus 478 Acknowledgements 479 480 481 482 483 Comments and inspiration during manuscript development and evolution were provided by A. Cameron, A. Cole, M. Connolly, K. Downing, M. Dymond, T. Fedak, H.-T. Kim, H. Knoll, D. Krailo, W. Olson, T. Thornhill, M. Vickaryous, N. Vincent, an anonymous referee, and K. Sterelny. 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