The Effects of Health Risk Assessments on Cafeteria Purchases: Do New Information and Health Training Matter? Mariana Carrera Case Western Reserve University Syeda A. Hasan University of Illinois – Chicago Silvia Prina Case Western Reserve University February 16, 2017 Abstract Using a unique dataset combining health screenings data with cafeteria purchases and nutritional content, we test whether the provision of tailored health information, via health risk assessments, affects the eating behavior of hospital employees. We use an event-study framework to estimate the effects of learning one’s cholesterol level on the overall sample, on individuals with high cholesterol, and on individuals with previously undiagnosed high cholesterol. We find a reduction in cafeteria spending in the latter two groups which is consistently larger in the previously undiagnosed sample. While the effects appear to persist over a period of five months, they are small and correspond at most to one-third of the NIH recommended dietary change for persons with high cholesterol. Also, these effects appear to be larger for medically-trained employees, particularly physicians. This suggests that in a broader workforce population, health risk assessments on their own might have smaller impacts on eating behavior. JEL codes: I12, I18, D8 Keywords: health risk assessment, tailored information, high cholesterol, nutrition _____________ We thank Eileen Seeholzer and Charles Thomas for providing us with the data and answering our many questions. This paper benefited from comments from Carlos Chiapa, Silke Forbes, Anya Samek, Mark Votruba, and seminar participants at the Health Services Research Seminar at the Center for Health Care Research and Policy at Case Western Reserve University at the Health Services Research Seminar at the Center for Value-Based Care Research at the Cleveland Clinic, and at the Center for Economic and Social Research (CESR) at the University of Southern California. Alex Xu provided excellent research assistance. Carrera and Prina thank the Weatherhead School of Management for generous research support. 1 1. Introduction Many public health interventions involve the provision of health information with the aim of inducing changes in behavior. But in several cases, such as the mandatory posting of calories on restaurant menus and the distribution of “weight report cards” to parents of schoolchildren, information provision appears to have only small effects on behavior. 1 One important challenge in understanding these effects is the difficulty of identifying for whom the information is news. A second challenge is dealing with heterogeneity in individuals’ understanding of the information and the changes in behavior they should make. 2 Our study addresses these challenges in the context of the latest nationwide trend in health information dissemination: workplace-sponsored health risk assessments (HRAs). Because employers bear a large share of the health costs accrued by their employees, firms are increasingly investing in frequent large-scale risk screenings in hopes of tracking and reducing risk factors such as high cholesterol and high blood pressure in their employee populations. Approximately half of workers in the United States were asked by their employers to complete a HRA in 2012. 3 But despite their widespread adoption, little is known about HRAs’ effects on health behavior (Oremus 2011, RAND 2013). Economic theory would suggest that the individualized feedback on health risks provided by HRAs is most useful to employees who currently face high risks, but are not yet aware of them. Fifteen percent of U.S. adults are estimated to have undiagnosed high cholesterol, undiagnosed hypertension, or undiagnosed diabetes, but we are not aware of any existing studies that measure HRAs’ effects on individuals with these undiagnosed conditions. 4 1 Downs, Wisdom and Loewenstein (2015) provide a helpful review of the literature studying the effect of nutritional information on eating behavior and test different ways of presenting nutritional information. The provision of weight report cards to parents of schoolchildren has proven effective at improving parental knowledge and shifting parental attitudes about child’s weight, but not at changing behaviors or children’s body mass index (Chomitz et al. 2003; Grimmett et al. 2008; Kalich et al. 2008; Kubik et al. 2006; Prina and Royer 2014). 2 In a review of health information interventions in developing countries, Dupas (2011) discusses several studies finding complementarities between information and education, which can make processing information easier. 3 A nationally representative employer survey conducted by RAND (2013) finds that approximately one-third of firms with more than 50 employees conducted a health risk assessment in 2012. Because these programs are more prevalent among larger firms, they estimate that more than half of U.S. workers were asked by their employer to complete a health assessment in 2012 (RAND 2013). Of the firms conducting HRAs, 62% collected biometric measures. 4 Based on NHANES (National Health and Nutrition Examination Survey) 1999-2006 data, as reported in NCHS Data Brief #36 (April 2010) accessible at http://www.cdc.gov/nchs/data/databriefs/db36.pdf. 2 We study a sample of employees of a large regional hospital who took HRAs. Our setting and data allow us to distinguish the HRA’s effect on behavior along two important dimensions: prior awareness of the health risk, and whether or not they work in health-related occupations. Physicians and nurses, for example, might take more actions in response to a new health risk either because they are more familiar with its consequences or more knowledgeable about how to reduce their risks. To investigate whether HRAs lead to health behavior change, we assembled a unique dataset that combines data from firm administrative records, workplace cafeteria transactions, and HRAs for employees of a large regional hospital. Our ability to utilize individual-specific HRA data, including biometric screening results, is particularly unusual. The vast majority of employers contract with third-party vendors to conduct these assessments, with employers receiving only aggregate statistics from those assessments. 5 In contrast, employees at this hospital had to consent to their de-identified data being used for research purposes in order to receive the participation incentive (a health insurance premium reduction). Also unusual is the availability of high-frequency individual-level food consumption data, which we obtain from itemized receipts of food purchases made at the hospital. Lastly, since most of the employees are covered by the employer’s health insurance plan, we have access to (limited) information on their medical expenditures. 6 The advantages of this unique dataset are manifold. First, we are able to measure the effects on actual behavior (food purchases) as opposed to self-reported behavior (e.g. intention to increase physical activity, to start a diet, etc.). Second, by using employees’ self-reported health conditions in combination with their biometric screenings, we can measure whether receiving news—a negative signal regarding one’s health—has a different impact than simply being reminded of one’s health condition. Third, because employees had a period of eight months in which they could complete their HRAs, temporal variation allows us to credibly identify the 5 This is partly because most employers lack the resources and expertise to collect and store HIPAA-protected health information, and partly to assuage privacy concerns (employees are told that their personal data will not be seen by their employer). 6 Specifically, we have been given the quintile of total annual medical expenditures for each employee in 2012. 3 effects of the information. Fourth, the high-frequency and detailed nature of our data allows us to estimate short- and medium-run effects on purchases at the workplace cafeteria. We focus on the cholesterol testing component of the HRA and estimate its effect on two individual-level outcomes: weekly spending at the cafeteria and healthy share of spending, defined as the share of weekly spending devoted to healthy items. To identify this effect, we use the variation in dates when employees took their tests, comparing each employee’s eating behavior after the test to their own eating behavior before the test while adjusting for trends over time. We consider the effects on the overall sample of HRA completers (N=1,265), as well as on individuals found to be at high risk based on their cholesterol levels (N=371) and individuals within this high-risk group who were reportedly unaware of their high cholesterol, i.e. undiagnosed (N=252). Only for the latter group is there a clear direction for the hypothesized effect: to the extent that behavior responds to new information about a health risk, we would expect previously undiagnosed individuals to begin eating less overall, and/or eating more healthfully. In theory, the HRA could lead to the same changes on the part of individuals who have already been diagnosed with high cholesterol and still have it, either because it reminds them of their risks (i.e. a salience effect) or informs them that any lifestyle changes they have made since diagnosis have not been sufficiently effective. For individuals who are found to have normal levels of cholesterol, however, there is no clear prediction for how the HRA should affect eating behavior. Our results align with these predictions. While we find no overall effect of the cholesterol test for the entire population, we estimate that high-risk individuals and undiagnosed high-risk individuals reduced their weekly cafeteria spending by $0.85 and $1.12, respectively. These changes are on the order of a 10-15% decrease in spending. The estimated effect on healthy share of spending in these subsamples is positive but small (2-3 percentage points) and only significant at the 10% level for the undiagnosed high-risk individuals. These effects appear to persist for at least 15 weeks after the cholesterol test. Interestingly, when we consider subgroups based on employee occupations, we find that the drop in cafeteria spending among high-risk employees is larger among medically-trained employees 4 (in particular, physicians) than among the non-medical hospital occupations. To explore possible reasons for this stronger response, we conducted a later survey asking a random sample of employees about the effects of having high cholesterol, what foods should be avoided to reduce risk, and their perceived responsibility to model good health behaviors for others (e.g. hospital patients). Survey responses provide some suggestive evidence that knowledge about the consequences of the health risk and sense of responsibility to model health behavior might be important factors. Our results remain consistent over a series of robustness checks including varying the classification of healthy foods, the types of spending considered, and the inclusion of eateries outside the main cafeteria. We also show that when we focus on the high-risk employees who eat most frequently at the cafeteria, their drop in spending is larger since their spending is higher, but still equivalent to 10-15% of their average spending. Prior evidence on the effects of HRAs on behavior is not only limited, but also focuses primarily on self-reported behavior (RAND 2013, Colkesen et al. 2011) and on the effects of HRAs combined with other workplace wellness interventions. One exception is Huskamp and Rosenthal (2009) who use health insurance claims data and a propensity score approach to compare the health care services and spending of HRA completers against the most similar employees of other firms. They find that HRA completion was associated with small increases in physician visits, prescription drug spending, and cervical cancer screenings. Our study adds to a small emerging literature on the effects of medical diagnoses on eating behavior. In particular, Zhao et al. (2013) use longitudinal data from an annual Chinese survey and a regression discontinuity design to find that, in the year following a hypertension diagnosis, individuals reduce fat intake significantly, and high-income individuals make larger reductions. Also, Oster (2015) uses household scanner data to infer diabetes diagnosis from purchases of glucose testing products and estimate its effect on food purchases. She finds small calorie reductions. Like Zhao et al. (2013), our data contains a rich set of individual health characteristics, but like Oster (2015) our data are high frequency, which is important since responses to the information may be short-lived. Unlike these two studies, we can pinpoint the 5 exact date of testing, identify individuals who are learning their risk for the first time, and study differences by occupation categories. Lastly, we examine a widespread and expensive employer health benefit (HRAs) whose effectiveness has not been proven. 2. Data This study takes advantage of a unique combination of data sources for a sample of employees at a large regional hospital. Our dataset contains, for each employee in the sample, (1) biometric data and survey responses from a health risk assessment conducted in 2013; (2) demographic characteristics (age, gender, ethnicity and job category); and (3) receipts from food purchases at the hospital’s cafeteria and cafes from January 2013-April 2014. All benefits-eligible employees of the hospital were invited to take the health risk assessment and incentivized with a $200 health insurance subsidy for the following year. 7 In order to qualify for the subsidy, employees were required to complete an online questionnaire as well as a biometric screening. The health risk assessment was advertised in numerous ways including email, health fairs, and posters in the hallway leading to the cafeteria. 8 The health assessment questionnaire elicited self-reported health conditions and behaviors, and the biometric screening measured individuals’ height, weight, blood pressure, glucose, and total cholesterol. 9 After completing the biometric screening, individuals received a personal letter informing them of their cholesterol and glucose measures and recommending follow-up with their healthcare provider if their results were in the moderate- or high-risk range. 10 Based on the measures collected in the biometric screening, an employee was categorized as being in low, moderate, or high risk for high cholesterol, high blood pressure, blood glucose, and 7 Employees could take the health risk assessment any time starting on April 1st 2013 until the end of the year. However, only those employees who completed the HRA, including the biometric tests, by November 15th 2013 received a $200 annual health insurance subsidy for the year 2014 and were eligible for an additional $400 subsidy for meeting additional program requirements. 8 Since employees might have seen the program advertised when they went to the cafeteria, there is a possibility of a within-person correlation between frequenting the cafeteria and taking up the HRA. Nevertheless, this would bias against finding a reduction in cafeteria spending at the time of the HRA. 9 The screening could be done during one of several health fairs throughout the year, or by appointment at the employee health clinic. The complete set of biometric measures depends on the location where the screening was done, but in both locations, total cholesterol and glucose were measured. These were the two measures required for the incentive to be awarded. 10 A copy of this letter is provided after the Figures, Tables, and Appendix Tables. 6 BMI, based on broadly accepted thresholds for each measure. For example, individuals with a total cholesterol reading of 200-239 were categorized as “moderate risk” while those with readings of 240 or higher were categorized as “high risk.” Individuals could also be categorized as “high risk” based on a high level of LDL (“bad cholesterol”), or a low level of HDL (“good cholesterol”). In our empirical analysis, we define “high risk” as having a high-risk value on any of the three types of cholesterol. 11 To assess whether employees were aware or unaware of their high cholesterol, we take advantage of a question asked in the questionnaire portion of the health assessment: “Do you have, or have you been told that you have any of the following health conditions?” where the health conditions listed include diabetes, high cholesterol, and high blood pressure, among others. Specifically, if an employee indicated that she had never been told she had high cholesterol, but her biometric reading indicated a “high risk” cholesterol level, we consider her to have “undiagnosed” high cholesterol. Our study focuses on the measurement of cholesterol rather than blood pressure, glucose, or BMI. 12 Although guidelines from the American College of Occupational and Environmental Medicine emphasize that employer screenings are not a substitute for diagnosis by a physician, the blood tests used to measure cholesterol are exactly what physicians use to diagnose high cholesterol. 13 In contrast, diagnoses of high blood pressure or diabetes rely on a series of blood pressure or glucose tests rather than just one reading. Also, blood pressure readings are easily mismeasured and can be affected by recent consumption of caffeine, smoking, physical activity, or the “white coat” effect (the mere experience of being examined can cause blood pressure to spike). 14 As for glucose, the cut-off values for the “high risk” category depend on whether the employee fasted for 8 hours or not; while the survey data includes self-reported fasting, we 11 Specifically, “high risk” means either the total cholesterol value exceeded 240, the LDL cholesterol value exceeded 160, or the HDL cholesterol was lower than 40 for men and 45 for women. This is consistent with the definition employed by the CDC, except the CDC now uses a uniform HDL cutoff of 40 for both men and women. 12 Results are consistent when considering blood pressure instead of total cholesterol. Results available upon request. 13 Joint Consensus Statement of the American College of Occupational and Environmental Medicine (May 2013) http://www.acoem.org/uploadedFiles/Public_Affairs/Policies_And_Position_Statements/Guidelines/Position_State ments/Biometric%20Hlth%20Screening%20Statement.pdf 14 We observe only the blood pressure measurements recorded, not the employee’s behavior before the reading nor verbal discussion between the employee and the person conducting the screening. Some employees may have been classified as “high risk” but verbally told not to worry if, for example, they drank coffee prior to the screening. 7 worry that these self-reports may not be fully reliable. In contrast, the measurement of total cholesterol does not require fasting and is not sensitive to recent consumption of caffeine or physical activity (Sidhu and Naugler 2012). Furthermore, cholesterol tests are far less frequently conducted (the NCEP recommends every 5 years for healthy adults) than blood pressure readings. Thus, the cholesterol test conveys information to employees that is more reliable, novel, and salient than the blood pressure test. The dataset also contains information about food purchases at hospital eateries for each employee. Employees can use their ID badges, which are required to be worn at all times, as debit cards via payroll deduction. Employees are incentivized to use their ID cards at the time of purchase through a 10% discount on all items. 15 This study focuses on purchases made at the central cafeteria located in the main building, which includes purchases by 65% of employees who are benefits eligible and accounts for 71% of employee spending at the hospital’s eateries. 16 The food offered at the cafeteria includes traditional home-style meals, pizza, sandwiches, salad bar, and soups. Aside from the main cafeteria, there are two cafés and some vending machines where employees can buy a more limited selection of food and drinks. Our data (based on purchases made with employees’ ID cards) includes the cafés but not the vending machines. Our analysis focuses on the main cafeteria, but our results are robust to including all eateries. The USDA Food Access Research Atlas shows that the hospital is located in an area with low income and low access to food options, as there are no fast-food or restaurant options within half a mile. 17, 18 Hence, the vast majority of employees eat at the cafeteria and/or bring food from home. In a survey we conducted of 398 employees, 80.3% reported that they “never or rarely” purchase food outside of the hospital during a workday, while only 12.5% reported that they “never or rarely” bring their 15 Prior to this study, no attempts were ever made to match and analyze individual-level cafeteria purchase data. Therefore, employees had no reason to expect that their purchases would be tracked and studied. 16 The fact that 65% of employees eat at this cafeteria is partly explained by the fact that 31% of the employees in the benefits-eligible sample are not located on the main campus but on satellite locations. Thus, the vast majority of employees located on the main campus makes purchases at the main cafeteria. 17 http://www.ers.usda.gov/data-products/food-access-research-atlas/go-to-the-atlas.aspx. 18 Employees are unlikely to drive out for lunch. Since employees might be less likely to do so on cold days, rainy days, and snowy days, we used weather data for the study period to check if daily cafeteria spending is affected by the weather. Regression estimates (not reported) show that daily cafeteria spending does not increase when temperatures are low, or when it rains or snows. 8 lunch from home. While 81% of employees reported that they bring their lunch from home on two or more days per week, only 8.4% of employees reported that they eat outside of the hospital on two or more days per week. For the purposes of our study, a nutritionist collaborated with the cafeteria manager to categorize all items sold during our sample period as either healthy, unhealthy, or ambiguous. 19 In our sample, the most frequently purchased healthy items are the salad bar ($6.24 per pound, $3.13 on average), small coffee ($1.67), side vegetable of the day ($0.92), and fruit bar. The most frequently purchased unhealthy items are French fries ($1.22), breakfast potatoes ($1.19), chicken tenders ($3.50), 3 sausage links ($1.35), and cheeseburger ($2.39), while the top ambiguous items are bottled beverages ($1.38), 20 soup ($1.63), and chips ($1.07). We also gathered nutritional information for 60% of the items weighted by frequency of purchase. The nutritional information we were able to collect includes calories, grams of fat, grams of saturated fats, and milligrams of dietary cholesterol. Appendix Table B1 shows the complete list of items sold at the cafeteria during the study period. The items are in descending order of frequency. For each item, we report its classification as healthy, unhealthy, or ambiguous, as well as the number of calories, grams of fat and saturated fats, and milligrams of dietary cholesterol, when this information is available. 21 Consistent with our classification of healthy and unhealthy items, the average number of calories for healthy and unhealthy items is 178 and 233, respectively. The average healthy item has 5.8 grams of fat, 1.8 grams of saturated fat, and 36.5 milligrams of dietary cholesterol, while these values are 11.2g, 4.0g, and 55.2mg, respectively, for the average unhealthy item. 22 19 For example, the item “starch of the day” might be cooked in a healthy way on one day, but an unhealthy way on another day. The data do not allow us to distinguish between these two preparations. For the main analysis we categorize ambiguous items together with unhealthy items as “non-healthy.” 20 Because it includes a variety of carbonated soft drinks (both diet and regular) as well as bottled water, the item “Bottled beverage” was coded it as “ambiguous.” 21 The details of how the nutritional information was collected are provided after the Figures, Tables, Appendix Tables, and the sample letter employees received. 22 The only items classified as healthy despite containing saturated fats are items rich in protein such as hard boiled eggs, cottage cheese, hummus, and Trailmix. 9 We collapse food purchases by week to create a panel of employee purchases. The two main outcome variables that we study are (1) TotalSpending, an employee’s total weekly spending at the main cafeteria, and (2) HealthyShare, the share of weekly spending devoted to healthy items, although we also look at the specific nutritional measures in a secondary analysis. 2.1 Sample Characteristics Of the 6,237 employees who were eligible to take the HRA in 2013, 46% completed the cholesterol test as well as the health risk questionnaire. Because our identification strategy relies on observing individuals both before and after their tests, we limit our study sample to those who were employed for the entire period in which the test was made available and who made a purchase at the cafeteria at least once prior to the beginning of the HRA period (January-March 2013) and at least once in January-April 2014. This results in a sample of 1,265 employees. Table 1 shows socio-demographic characteristics for this sample (columns 1-2) and for the remaining employees (columns 3-4)—those who were eligible to take the Health Risk Assessment but did not complete it, combined with those who completed the HRA but did not buy food at the cafeteria during the periods we require. In our sample, 79% of the individuals are women and the average age is 46 years. The majority of employees in our sample are white (77%) while 14% are black, and the remaining 9% are either Hispanic or Asian. Regarding occupation, we categorize 36% of employees as professional (requiring a Bachelor’s degree or higher), and the rest as non-professional. 23 We also divide employees into four occupational categories: physicians, nurses, other professional occupations, and other non-professional occupations. 24 Compared to the employees excluded from the sample, those in our sample are on average 2.6 years older, more likely to be female, more likely to be white and less likely to be black. The representation of physicians and nurses is similar in our sample and the remaining 23 We classified the following occupational categories as “professional”: directors, clinical directors, physicians, clinical specialists, interns/residents, coordinators, non-physician practitioners, managers, professional support, and administration. We classified the following occupational categories as “non-professional”: administrative support, clinical nurses, licensed practical nurses, technicians, supervisors, support services, maintenance skilled trade, nonprofessional clinical staff, non-professional support, and other clinical/therapeutic. 24 The physician category includes: physicians, interns/residents, and non-physician practitioners, while the nurse category includes clinical nurses and licensed practical nurses. The non-health professional category includes professional directors, coordinators, managers, professional support, and administration. The non-health nonprofessional category includes administrative support, technicians, supervisors, support services, maintenance skilled trade, and non-professional support. 10 population. For non-health related occupations, however, professionals are overrepresented in our sample due to their greater likelihood of completing the health risk assessment. We also report the distribution of employees across five healthcare cost quintiles. These quintiles were created using 2012 medical claims, for every employee who appeared in the 2012 medical claims database. 25 Unfortunately, for the employees who do not appear in any quintile (22% of our sample, and 44% of all benefits-eligible employees), we cannot distinguish whether they had $0 medical expenses in 2012 or opted out of the health insurance plans offered by the employer. The employees in our sample are significantly more likely to appear in the quintile data, likely due to the fact that employees opting out of the employer’s health insurance plan have less reason to participate in the health risk assessment. 26 Conditional on appearing in the quintile data, employees in our sample appear to have slightly higher healthcare spending than those who do not appear in our sample, based on slightly lower representation in the lowest two quintiles and higher representation in the upper two quintiles. 27 Table 2 reports the biometric statistics from the 2013 health assessment for our sample of 1,265 individuals. Since not all individuals were tested for all conditions, the number of employees in each row differs. Twenty-nine percent of employees have a high-risk level of cholesterol (high total cholesterol, high LDL, and/or low HDL cholesterol). Twenty four percent of the employees have a high reading of their blood pressure. 28 Only 1.8 percent are found to have uncontrolled high glucose, but 32% of the sample is overweight and 37% is obese. 29 On these health measures, our sample looks similar to a nationally representative sample (NHANES conducted by the CDC) in 2011-2012. The NHANES data shows that 34.9% of adults over the age of 20 were obese in 2012, 12.9% of U.S. adults over the age of 20 have high total cholesterol and 17.4% have low HDL. In our sample, these fractions are 37%, 10.4%, and 25 We do not have access to the raw claims data, only to these summary measures. Employees opting out of the medical plans offered by the employer could receive the $200 incentive via a Health Savings Account, but not as a premium reduction. 27 A Kolmogorov-Smirnov test of equality of distributions yields a p-value of 0.088, so we can reject the hypothesis that the distributions are the same at the 10% level. 28 High blood pressure is defined by the CDC as a systolic value at or above 140 or a diastolic value at or above 90. 29 According to the CDC, an individual is classified as overweight if her BMI is between 25 and 30, and obese if her BMI is above 30. 26 11 14.4%, respectively, when we use the CDC-equivalent definition for low HDL. Also, in the NHANES data, 12% are reported to have high blood pressure, although several readings were done and 17.8% had a “high” value on the highest of these readings. 30 Therefore, the employees in our sample seem to be of roughly similar health, overall, as the U.S. adult population. Compared to the NHANES sample, employees in our sample who have high-risk levels of cholesterol are somewhat less likely to have been told this before. As reported in columns 2 and 3, 29.2% of employees have high cholesterol, and 19.8% have undiagnosed high cholesterol. Thus, about two-thirds of the individuals with high cholesterol were not aware of their condition. The equivalent percentage in the NHANES sample is 50%. 31 In our empirical analysis, we will study both the effect of providing information about having high cholesterol to the subsample that suffers from this condition, as well as the effect of providing such information to the subsample that is receiving this information for the first time. The second panel of Table 2 shows cholesterol diagnosis rates by occupation. Physicians in our sample are slightly more likely to be “high-risk” in cholesterol compared to other professional employees, although the difference is not statistically significant. On the other hand, nurses in our sample are significantly less likely to be “high-risk” in cholesterol, most likely due to the fact that there is a higher representation of women and younger employees in this group. In the four occupational groups, the fraction of “high-risk” employees who are undiagnosed ranges from 65% to 73%, with the medically trained having slightly higher fractions (70% for nurses and 73% for physicians). 2.2 Cafeteria spending Our sample consists of 1,265 employees who completed the HRA questionnaire, were tested for their total cholesterol, and ate at the main cafeteria at least once in the first quarter of 2013 and at least once in January through April of 2014. In the average week, 64% of these employees 30 The CDC statistics were obtained from CDC Data Briefs No. 131 and 132 as well as the authors’ calculations using NHANES microdata. Although a larger share of our sample (24%) had a high blood pressure reading, these readings are sensitive to recent consumption of caffeine, smoking, and physical activity, and the hospital put no restrictions on employees’ activities or consumption prior to their blood pressure readings. 31 In the NHANES data, people are also asked whether they have been told by a doctor that they have a given health condition, so we can make this comparison using the same definition. 12 purchased at least one food or beverage at the hospital’s main cafeteria, and those who make a purchase spend on average $11.86 per week. 32 This is approximately equivalent to three small meals. For example, purchasing a cheeseburger, fries, and Diet Coke would cost $4.66, a bagel with cream cheese, small soup, and fresh fruit would cost $3.48, and a scrambled eggs, breakfast potatoes, and small juice would cost $3.43, summing to $11.57. In Table 3, we summarize our key variables: weekly spending at the cafeteria and the share of spending devoted to healthy items. We also summarize selected nutritional information (calories, grams of saturated fat, and milligrams of dietary cholesterol) for the sample of items in which nutritional information was available. Overall, the average employee in our sample spent $7.26 on food and beverages at the main cafeteria in the average week, spending 46% of this amount on healthy items. 33 We also show how the means of these variables differ across employee subgroups defined by cholesterol level, body mass index (BMI), gender, age, occupation, and healthcare spending. There are clear differences which lend credence to the validity of our healthy/unhealthy classification system: Employees found to have higher cholesterol levels and higher BMI devote a smaller share of their weekly spending to healthy items, and also have higher spending at the cafeteria. Women eat less, and more healthily, than men. Similarly, within the subset of items for which we have nutritional information, we see that employees with higher cholesterol levels and higher BMI consume more calories, grams of saturated fat, and milligrams of dietary cholesterol, as do men compared to women. Also, older age groups spend more at the cafeteria but devote a larger share of spending to healthy items. Physicians appear to have similar total spending and healthy share of spending as other professional occupations, while nonprofessionals have a significantly lower healthy share. Finally, regarding healthcare cost, we do not see any significant differences between employees with high spending (quintiles four and five) versus low spending. 32 Note that within our sample, 31% of employees are not stationed at the main campus, which is why only 64% of our sample makes a purchase in the average week. 33 This average value includes weeks in which an employee’s spending was zero. If we exclude these weeks, the average is $11.63, but the healthy share average is the same since healthy share is only defined when spending is nonzero. 13 Figures 1 and 2 show that both total weekly spending and healthy share of weekly spending are noisy but have no clear trend over the study time period. The lowest points in total spending all correspond to holiday weeks, but these weeks do not appear to have abnormal healthy shares. 2.3 Graphical analysis of cafeteria spending before and after HRA completion To take an initial look at how total spending and healthy share changed after each individual’s health risk assessment, we graphically present the results using an event study analysis. The goal of our study is to measure the causal effect of the health assessment on two outcomes: Total Spending, an employee’s total weekly spending at the cafeteria, and Healthy Share, the share of weekly spending devoted to healthy items. If learning their cholesterol level motivates individuals to shift towards healthier foods in the cafeteria, we should see increases in the outcome HealthyShare in the weeks following the cholesterol test. If it motivates them to improve their health by eating less overall, or substituting food brought from home for food at the cafeteria, then we should see decreases in Total Spending, employees’ weekly spending at the cafeteria. Taking advantage of the fact that employees had a long period of time in which they could complete their health assessments and chose different weeks to do so, we are able to include week fixed effects (wt) in addition to individual fixed effects (di), where i represents individuals and t represents week. This allows us to separate the effect of receiving tailored health information from seasonal trends in cafeteria use and week-to-week menu variation. For this analysis, we use the following specification: 15 𝑌𝑌𝑖𝑖𝑖𝑖 = ∑−2 𝜏𝜏=−15 𝛽𝛽𝑖𝑖𝑖𝑖𝑖𝑖 𝑆𝑆𝑖𝑖𝑖𝑖𝑖𝑖 + ∑𝜏𝜏=0 𝛽𝛽𝑖𝑖𝑖𝑖𝑖𝑖 𝑆𝑆𝑖𝑖𝑖𝑖𝑖𝑖 + 𝑑𝑑𝑖𝑖𝑖𝑖 + 𝑤𝑤𝑡𝑡 + ε𝑖𝑖𝑖𝑖 (1) where the event time indicator variables Siτt are a set of dummy variables indicating the amount of time by which week t precedes or follows the week in which individual i completed her total cholesterol test. 34 We estimate individual 𝛽𝛽𝑖𝑖𝑖𝑖 coefficients for each event week starting from 14 weeks prior to the health assessment and ending 14 weeks afterwards, with the exception of In the week in which individual i completed her test (𝜏𝜏=0), Si0t =1 and all other event time dummies are equal to zero. In the following week (t=1), Si1=1 and all other event time dummies are equal to zero. In the week immediately preceding the week of the cholesterol test, St-1=1 and all other event time dummies are equal to zero, and so forth. 34 14 week 𝑡𝑡 = −1 which serves as the comparison period. We group weeks 15 (-15) together with all periods more than 15 weeks after (before) an employee’s cholesterol test. The purpose of estimating the time effects prior to the health assessment (-1 to -15) is to verify that the timing of the cholesterol test is exogenous to other factors influencing eating habits. If it were the case that individuals decided to do the total cholesterol test at a time when their behavior is trending in a more healthy direction, then the event time effects for weeks preceding the total cholesterol test should be increasingly negative going further into the past. The eventstudy framework also allows us to examine whether the effects of the health assessment on eating behavior decline over time, as we consider weeks further in distance from the health assessment. For both dependent variables we consider three samples: the entire set of employees who completed the cholesterol test, the subset who were classified as “high-risk” due to their cholesterol level, and the smaller subset who were classified as high-risk but had never before been told that they had high cholesterol, whom we refer to as “undiagnosed high-risk.” Our hypothesis is that any increase in healthy share or reduction in total spending will be larger for the high-risk than the whole sample, and larger still for those who were undiagnosed. The regression results from estimating (1) are shown graphically in Figure 3, which contains 6 plots. 35 The three plots on the left side of the figure show results for TotalSpending while the plots on the right side show results for HealthyShare. Within each column, the three plots correspond to the full sample, high-risk, and undiagnosed high-risk, respectively. On the top left plot of Figure 3, corresponding to all employees in our sample, we see that none of the post-period time dummies (Event Weeks 1-15) is significantly different from zero. 36 However, the two plots below this one show that in both the high-risk and undiagnosed high-risk subsamples, many of the weekly dummies are significantly negative in the post-test period, 35 Coefficient estimates are also reported in Appendix Table A1. However, the average TotalSpending is significantly higher during the week of the cholesterol test (Week 0), relative to the week prior (Week -1). This could be because employees scheduled their tests on a week when they knew they would be around campus for more days or time than usual. It could also be that employees who fasted in the morning before their glucose test purchased more food than usual at the cafeteria that day. 36 15 suggesting that the high-risk undiagnosed employees, in particular, are responding to the news of their health condition by consuming less food at the workplace cafeteria. In the group of highrisk employees, it appears that the effects over weeks 9-14 are somewhat smaller than the effects over the first 8 weeks, but this is less evident in the undiagnosed subsample. Furthermore, the last coefficient plotted (labeled “15”) represents the effect estimated over weeks 15+, which occur on average 27 weeks after the test. 37 This coefficient is statistically significant in the undiagnosed high-risk sample, borderline significant in the high-risk sample, and of similar magnitude as the averaged effects of weeks 1-14. Thus, it appears that taking a cholesterol test with a result indicating high cholesterol leads to a sustained drop in cafeteria spending of $1-$2 per week. In all three samples, none of the pre-test event week coefficients are significantly different from zero, indicating that the levels of spending of the average employee in our sample were not significantly different from the week prior to the cholesterol test, and no consistent trends are evident. In the three graphs for HealthyShare, appearing on the right column of Figure 3, the only eventweek coefficient that is significantly different from zero is Week 0, the week of the test, for the undiagnosed high-risk sample. Most of the weekly coefficients after the test are above zero, however, in both the high-risk and undiagnosed high-risk samples. This suggests that there might be a small but noisy shift towards healthier purchases at the cafeteria in these subsamples, which we will attempt to estimate with a less restrictive specification in the next section. 3. Empirical Strategy Since we see no trend in the pre-test coefficients, the graphical results of Figure 3 support our identification assumption that the timing of the cholesterol test is quasi-exogenous. We also find that any effects on cafeteria spending and healthy share are relatively stable over the range of post-test weeks we observe, implying that the following pre-post regression framework is appropriate. 37 Because the employees who took the test on the last possible week are only observed for 15 weeks after the test, this is an unbalanced comparison of effects. Some employees are observed up until week 55. 16 Consistent with the above event study, the unit of observation is an individual’s cafeteria purchases over a calendar week. Similarly, we test for causal effects of the health assessment on TotalSpending and HealthyShare. When the dependent variable is HealthyShare, we weight the observations by total spending. For each outcome, the estimating equation is: 𝑌𝑌𝑖𝑖𝑖𝑖 = 𝛽𝛽1 𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑃𝑡𝑡𝑖𝑖𝑖𝑖 + 𝛽𝛽2 𝑇𝑇𝑇𝑇𝑇𝑇𝑇𝑇𝑇𝑇𝑇𝑇𝑇𝑇𝑘𝑘𝑖𝑖𝑖𝑖 + 𝑑𝑑𝑖𝑖 + 𝑤𝑤𝑡𝑡 + 𝜖𝜖𝑖𝑖𝑖𝑖 (2) We use the dummy variable PostTest to test whether employees’ eating habits change from the period before to the period after they complete the total cholesterol test required for the HRA. As in the analysis above, we include week fixed effects (wt) and individual fixed effects (di). Standard errors are clustered at the individual level, since spending behavior might be autocorrelated over time. The key assumption to our identification strategy is that the week in which an employee decides to take her total cholesterol test is not driven by changes in other factors that might shift her food preferences. Since employees could schedule their cholesterol test at a time of their own convenience, it is important to discuss challenges to the exogeneity assumption. Factors that might make a given week more convenient for a given employee could include: being at the workplace more often than usual, being less busy at the workplace than usual, or being for some reason more mindful of one’s health than usual. All of these factors could be viewed as temporary shocks to an employee’s use of the workplace cafeteria in addition to shocking the probability of completing the cholesterol test. Furthermore, although we can identify the date in which each employee took the cholesterol test, we do not know exactly when each employee was informed about her test result. 38 According to the director of the wellness program of the hospital, employees should have received their test result by two weeks after their test, but in many cases they received it earlier. 38 Employees were mailed their test result after lab processing and data entry were completed. There are no records of test mailing dates. 17 For these reasons, our main specification includes a separate coefficient for TestWeek (a dummy variable equal to one in the week of the health assessment) in order to exclude this possibly problematic period from the pre-post comparison. We conduct robustness checks in which we vary the length of this excluded time period. None of these changes affect our results. 4. Results: The impact of health information on cafeteria purchases Our main results are shown in Tables 4 and 5. 39 We show the estimated effects for TotalSpending (columns 1-3) and for HealthyShare (columns 4-6), for the same three samples used in the event study: the full sample, the high-risk sample, and the undiagnosed high-risk sample. 4.1 The effects for all employees and those receiving new information Table 4 reports in the first panel the estimates for the overall sample. We find a statistically significant drop in TotalSpending of 85 cents per week in the high-risk sample, and of $1.12 per week in the undiagnosed high-risk samples. This reduction corresponds to a 9.8% drop for the high risk sample ($0.85/$8.64, where $8.64 is average weekly cafeteria spending of our high risk sample prior to their cholesterol test) and a 12.9% drop for the undiagnosed high risk sample ($1.11/$8.60, where $8.60 is average weekly cafeteria spending of our undiagnosed high risk sample prior to their cholesterol test). On average, across all employees who took the cholesterol test, however, there is no significant change in spending. For the outcome of HealthyShare, Column (4) shows a zero effect (the coefficient is 0.001 and its confidence interval is (-0.012; 0.015)) of the cholesterol test, on average. When we restrict the sample to high-risk and undiagnosed high-risk subsamples, however, the estimated effect increases to .02 and .03, respectively. However, the coefficient is significant at the 10% level only for the latter group. Although we find larger point estimates for both TotalSpending and HealthyShare among the previously undiagnosed, we cannot reject the hypothesis that they are equal to the effects on the high-risk diagnosed population. Without observing employees’ current priors about their cholesterol levels, we cannot rule out the possibility that those who have been told they had high 39 These tables only show the estimates for the coefficient of interest, i.e. PostTest. The TestWeek coefficients, which appear as the Week 0 effects in Figure 3 for the main sample, are available upon request for other specifications. 18 cholesterol in the past are still receiving a negative signal (e.g. they might have tried to improve their cholesterol and might not expect to learn that they are still high risk). Furthermore, there may also be salience effects: an individual who already knows he has high cholesterol might still improve his behavior in the short term after being reminded of it. However, when we run the regressions separately for the group of High Risk employees who were not undiagnosed, both the effects on spending and on healthy share are much smaller and statistically insignificant (not currently shown in tables). 4.2 Do medically trained employees respond differently? Since our study takes place at a large regional hospital, it is important to consider the potential role of health-related training on the employees’ responses to health-related information. To this end, we estimate results for each the four categories described earlier: physicians, nurses, other professionals, and other nonprofessionals. Results in the second to fifth panel of Table 4 show significant reductions in total spending at the cafeteria for physicians at high-risk and both physicians and nurses with undiagnosed high-risk. There appears to be no significant impact for either professional or nonprofessional employees in non-health related occupations. In addition, the impact for health professionals (e.g. physicians) is larger than the one for health non-professionals (e.g. nurses). In additional specifications available upon request, we estimate effects for the four occupational groups within one regression with interactions between a post period dummy and each occupation category. 40 Estimates show that among the undiagnosed high-risk employees, the effect for physicians is statistically different at the 5% level from the nonprofessional non-medically trained employees. The interaction term for nurses is also negative but of a smaller magnitude and not statistically significant. Hence, it seems that the results on total weekly spending at the cafeteria are primarily driven by employees with medical training, in particular, physicians. The difference in results 40 We also include interactions for the weekly fixed effects with each occupational group to account for their different work schedules, for example physicians and nurses do not exhibit the same drop in consumption during holiday weeks as non-medical employees. 19 between physicians and nurses could be a combination of the influence of additional medical training and/or a reflection of their demographic differences. 41 To explore possible reasons for this stronger response, we conducted a later survey about the effects of having high cholesterol, what foods should be avoided to reduce risk, and their perceived responsibility, as hospital employees, to model good health behaviors for patients of the hospital. We invited a random sample of 1,000 employees to participate and obtained responses from 460 employees, of whom 56 were health professionals (physicians, interns, residents, or non-physician practitioners), 94 were health non-professionals (nurses), 110 were non-health professionals and 181 were non-health non-professionals. 42 Based on the survey responses, medically-trained employees believe more health risks to be associated with high cholesterol. Although medically-trained and non-medically trained employees were equally likely to be aware that high cholesterol increases one’s risk of a heart attack (96.6% vs. 96.7%), the medically-trained were more likely than the non-medically trained to agree with the other correct statements that high cholesterol increases the risk of stroke (95% vs. 87%, p<.01), clogged arteries (97% vs. 91%, p<.05), kidney disease (43% vs. 27%, p<.01), high blood pressure (73% vs. 68%, p=0.35) and cancer (25% vs. 13%, p<.01). We also included some decoy choices, and the medically-trained were more likely to erroneously indicate that high cholesterol increases the risk of nerve damage in the hands and feet (25% vs. 18%, p<.10) and insignificantly more likely to erroneously indicate that it increases the risk of bone fracture (10% vs. 8.4%, p=0.57). By contrast, in response to a question about what types of foods should be avoided by a person seeking to reduce her LDL cholesterol, there were few significant differences in the answers selected by the medically-trained and non-medically trained. This suggests knowledge regarding how to improve one’s diet is not a driving force behind our stronger results for the medicallytrained versus others. 41 In the next section we find that older employees exhibit larger reductions in spending than younger employees, as do men relative to women. Unfortunately, the small size of our sample does not give us power to jointly estimate the effects of occupation, age, and gender with precision. 42 The survey sample is not drawn from our study sample since the online survey was conducted in the fall of 2016, three years after the HRA we study. The participation incentive was entry in a drawing to win one of two iPads. 20 Our survey results also suggest that medically-trained employees feel a stronger sense of responsibility to model healthy behavior at the workplace. When asked whether they agree with the statement “In my role at HospitalName, I have a responsibility to our patients to lead by example and practice healthy lifestyle behaviors,” 82% of medically-trained vs. 68% of nonmedically trained employees selected either “Agree” or “Strongly agree” (p<.01). These results are important for two reasons. First, they suggest that provision of tailored health information via HRAs may have larger effects when delivered to people who are more likely to know the risks associated with the health information received and who feel a strong responsibility to model health behavior for others. However, more work is needed, given that employees self-select into the HRAs as well as their professions. Second, these results also suggest caution about generalizing our findings to the U.S. population or other employer. 4.3 Heterogeneity by demographics and risk levels In subsequent panels of Table 4 and Table 5, we explore whether employees whose cardiac risk varies along dimensions other than high cholesterol respond differently to the information that they have high cholesterol. In Table 4, we report estimates of equation (1) within three age groups: age 40 and below, age 40-55, and above age 55. 43 It appears that older employees might be more likely to make changes in their eating habits, with the group of undiagnosed high-risk over age 55 having largest point estimates for both total spending and healthy share of spending. In Table 5 we explore heterogeneity by gender and race in the first four panels and by different health categories in the remaining panels. Among female employees (who represent 79% of our total sample, 72% of our high risk sample, and 69% of our undiagnosed high-risk sample), we see a statistically significant shift towards healthier spending in the undiagnosed high-risk subsample. For the high-risk and high-risk undiagnosed subsample, the coefficients indicate that after their cholesterol test, the percentage of cafeteria spending allocated to healthy foods increases by 2.5 percentage points and 3.8 percentage points, respectively—a 6% and a 9% increase relative to the average healthy share of high-risk and high-risk undiagnosed women in 43 The pattern is consistent when considering different age groups (e.g. over age 40, 50, and 60). 21 our sample, respectively. Among males, the corresponding coefficients are close to zero but have large standard errors. The effects of the cholesterol test on total spending, however, are larger in magnitude for men than for women. Based on the large difference in sample size of men and women, we are reluctant to draw any firm conclusions from these comparisons. Across ethnicity we find few differences in the effects of the cholesterol test on healthy share. We see similarly large and significant effects on healthy share among the high risk and undiagnosed high risk employees who are simultaneously found to be high risk based on blood pressure, and among the undiagnosed high risk employees who have an immediate family member suffering from heart disease or high cholesterol. 44 These increased effects remain present even if we exclude employees over the age of 55 (results not shown), suggesting that they are not driven by the possible correlation between age and other cardiac risk factors. However, among the subpopulation of obese individuals, we do not see larger effects than in the general high-risk population, despite the fact that their weight places them at greater risk. In the last panel of Table 5, we consider effects among employees who had above-average medical expenditures in the previous year. This population could include people who face health problems entirely unrelated to cardiovascular disease. Within this group, we find no statistically significant changes in eating patterns. 4.4 Analysis of changes in calories, fat, and cholesterol in cafeteria purchases In addition to our binary classification of food items at the cafeteria into healthy and unhealthy, we also have nutritional information for a subset of these food items. We would expect high-risk and high-risk undiagnosed employees to reduce their consumption of calories, especially from saturated fat and dietary cholesterol, following NIH guidelines. 45 44 The HRA questionnaire asks whether each health problem is found in their family (parent, brother, or sister). Other health problems asked about include cancer, asthma, high blood pressure, and diabetes. 45 The National Heart, Lung, and Blood Institute (National Institute of Health, 2005) recommends people with high cholesterol to reduce caloric intake, as well as the intake of fats and saturated fats. Specifically, a person with high cholesterol should reduce her daily caloric intake from saturated fats to less than 7% of her daily total caloric intake. Furthermore, the National Heart, Lung, and Blood Institute also advises to limit the amount of dietary cholesterol to less than 200 milligrams per day. 22 Table 6 estimates the effect of the HRA on calories, grams of fat, grams of saturated fat, milligrams of dietary cholesterol, and the share of weekly recommended consumption of saturated fat based on NIH guidelines, among the subset of purchases for which this information was available. 46 In addition, the first row of Table 6 shows the estimated effect on total spending at the cafeteria for the items included in this nutritional analysis. The effects in dollar terms are smaller than the ones shown in Table 4 for the entire sample, consistent with the fact that we could only gather information for 60% of the items. In percentage terms, however, the spending reductions are comparable to our main results (9-10% decrease in spending). Using the nutritional measures as separate dependent variables, regression results are consistent with the ones we find for total spending at the cafeteria. The provision of tailored health information significantly reduces the consumption of calories, grams of fat and saturated fats, milligrams of cholesterol, and the share of weekly-recommended consumption of saturated fats based on NIH guidelines. The impact is stronger for high-risk employees and strongest for highrisk undiagnosed. Columns (4)-(6) show the size of the changes in percentage terms. The drops in nutritional measures range from 7-9% for high-risk employees and from 11-13% for high-risk undiagnosed employees. The fact that these drops are of similar magnitudes as the drops in total spending suggests changes might be primarily driven by reductions in total spending at the cafeteria rather than any major change in the composition of food intake. The primary dietary recommendation for individuals with high cholesterol is to reduce consumption of saturated fat to 7% or less of one’s total caloric intake. We attempt to compare the reduction in saturated fat we observe in cafeteria purchases to the (unobserved) amount required for each person to reach the recommended level. Since we do not know how previously diagnosed individuals with high cholesterol may have already modified their eating habits, we do the comparison only for the previously undiagnosed. 46 The share of weekly recommended saturated fats is built as follows. First, we estimate for each employee the basal metabolic rate (BMR), i.e. the daily caloric intake to keep one’s weight constant using the Mifflin St Jeor Equation, using employee data on weight, height, age, and sex. Then, we then use the BMR and the NIH guidelines to calculate the maximum recommended caloric intake from saturated fats for each employee. Next, we convert to grams multiplying by 9. Finally, we build the share of weekly recommended saturated fats based on NIH guidelines as the share of saturated fats consumed on a weekly basis by each employee at all on-site eateries over the maximum recommended level of saturated fat intake. 23 We make the assumption that before they knew of this health condition, their consumption of saturated fats matched that of the overall U.S. adult population. According to the nationally representative NHANES estimates, the average saturated fat intake of U.S. adults aged 30-60 is 11-13% of their caloric intake. Therefore, an individual newly diagnosed with high cholesterol who eats like the average American should decrease their consumption of saturated fat by 3646%. Within the subset of food purchases for which we observe nutritional information, we observe a reduction of saturated fat of approximately 12% in the undiagnosed high-risk group. Hence, if this were indicative of a diet-wide change, it would mean individuals were going one third of the way towards the recommended level on average. However, there are a few reasons why we believe that this number overstates the likely reduction in overall saturated fat intake as a percentage of total calories. First, the reduction in saturated fat is mostly driven by a reduction in spending rather than a shift towards other foods, and it is likely that food from home was consumed in substitution. While food brought from home is likely to be healthier than cafeteria food, it may very well contain some saturated fat, making the net change in saturated fat consumed at the workplace smaller than our estimate suggests. Second, to the extent that some groups do shift towards lower-fat foods in the cafeteria, this may be a more elastic type of food consumption since it is unconstrained by meal preparation time and knowledge. Therefore, we believe a 12% reduction in saturated fat can be viewed as an upper bound of the overall impact of learning for the first time that one has high cholesterol on one’s saturated fat consumption. However, while the effect is small, it is not negligible. 5. Robustness checks The robustness checks described below are presented in Table 7. Following the format of Tables 4 and 5, each row of each table shows the estimates of Equation (1) for the entire sample, highrisk, and undiagnosed high-risk samples, under a different robustness check. A limitation of our dataset is that not all employees took the HRA; thus our results may not generalize to the full population. In the first panel of Table 7, we use inverse probability weighting to predict the effects if all employees were forced to take the HRA. We first estimate a logit model predicting HRA participation, using employees’ gender, age, healthcare cost quintile, 24 and occupation as determinants. Then, we use the inverse of the predicted probabilities resulting from this model as weights when estimating Equation 1 on the sample of HRA participants. This approach relies on the assumption that conditional on the aforementioned characteristics, the decision to participate is not correlated with unobservable characteristics affecting the behavioral response. Our results suggest that both the spending reduction and the shift towards healthier foods would be more pronounced, on average, if all employees participated. Next, in the second panel of Table 7, we limit the sample to those employees who make purchases most frequently at the cafeteria over the 16-month span of our sample. Specifically, we focus on employees who have a median weekly spending value of at least $10 over the 69 weeks in our sample period. The sample sizes drop by approximately 70%, and while the results for HealthyShare lose statistical significance, the results for total weekly spending are larger in magnitude than in the main specification. In fact, the increase in magnitude is consistent with the spending effect being of the same proportion in this group as in the sample as a whole. Since larger changes in response to the health risk information are seen among those who eat at the cafeteria more often, it is possible that this effect might generalize beyond the subset of purchases we observe. We also run some additional robustness checks in Appendix Table A2. Third, our binary classification of food items is admittedly a coarse measure of their nutritional value. Beverages in particular are difficult to classify. For example, both coffee and the discounted “diet soda of the month” are in the “healthy” category, due to their lack of sugar, while the catch-all billing code for “20 oz. bottled beverages” is considered “uncertain” and thus grouped with unhealthy items in our main analysis. In the third and fourth panels of Table 7, we exclude all beverages from the analysis to focus on food spending, and then broaden the spending data to include all food and all beverage purchases at the workplace, including smaller cafés outside the main cafeteria. Results are quite similar to the results in the first row of Table 4. Finally, in the last three panels of Table 7, we estimate effects of the cholesterol test on spending within each of the three categories: strictly unhealthy, ambiguous, and healthy foods. The results 25 show a large and highly significant drop in spending on unhealthy items, representing a decrease of 15-19% among the high-risk and undiagnosed high-risk employees, who spend on average $3.09 per week on unhealthy items. Based on estimates of the price elasticity of food consumed away from home (Andreyeva et al. 2010), the 15% reduction we see in the purchases of unhealthy food would require a 18.5% price increase (95% confidence interval (0.14; 0.27)) to achieve via taxes, in the absence of a health risk assessment. Spending on other items also drops, but less dramatically. Since the average high-risk employee spends $1.76 per week on ambiguous items, we find that high-risk and undiagnosed high-risk employees reduce their spending on ambiguous items by 10% and 16%, respectively. By contrast, the spending effects for healthy items are smaller in percentage terms (5-7% relative to the weekly average of $3.94) and statistically insignificant. 6. Conclusion Using a unique dataset containing hospital employees’ health risk assessment data and their workplace cafeteria purchases, we estimate how the receipt of tailored health information affects eating behavior. Since employees reported whether they had ever been told they had high cholesterol, we can estimate the effect of new, negative information about one’s health. Our results show that, in response, they reduce their total spending at the workplace cafeteria, and reduce their spending on unhealthy items more drastically. However, considering the NIH dietary guidelines for people diagnosed with high cholesterol, the changes we identify are relatively small. Even under the assumption that the proportional reductions we see at the workplace are representative of a diet-wide shift, the reduction in saturated fat we find corresponds to one third of the recommended dietary change. Also, the effects we find are strongest in medically trained individuals. Survey evidence seems to indicate that nutritional knowledge is not a driving force behind our finding, but knowledge about the consequences of the health risk and a sense of responsibility to model health behavior might be important. This would suggest that in a broader workforce population, health risk assessments on their own might have smaller impacts on eating behavior, and there might be value to combining them with educational interventions or physician visits. 26 Overall we interpret the magnitudes of our results as an upper bound estimate of how firms should expect their employees to respond to tailored health information provided via HRAs. Another important reason to view our results as an upper bound is the fact that we only observe a portion of employees’ weekly food consumption, raising two concerns. First, there might be substitution with food consumption elsewhere, or food brought from home, that offsets the reduction in calories we estimate at the workplace. Second, the type of consumption we observe might be a more elastic type of consumption than others, since it is not constrained by family preferences or cooking time. If shifting towards healthier foods is easier in meals purchased away from home, our results might be an overestimate of overall dietary changes. 47 In addition, since not all employees participated in the health risk assessment, our analysis could suffer from sample selection bias. This is a ubiquitous problem in this literature because participation in HRAs is not mandatory. 48 However, when we use inverse probability weighting as a selection correction technique, we do not find any meaningful change in the estimated effects. Given the newfound popularity of health risk assessments at the workplace, more work is needed to better understand their value in improving health and reducing healthcare costs. This paper contributes evidence on one goal of HRAs: spurring employees to improve their health behaviors, but we find that the magnitude of improvements is rather small. We also present somewhat surprising evidence that health professionals, who one might expect to be accurately informed about their own health, are equally likely to be undiagnosed with high cholesterol, but respond more strongly to this new information. 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Prina, S. and Royer H. 2014. “The Importance of Parental Knowledge and Social Norms: Evidence from Weight Report Cards in Mexico.” Journal of Health Economics, 37: 232–247. RAND. 2013. “Workplace Wellness Programs Study.” Final Report by Soeren Mattke, Hangsheng Liu, John P. Caloyeras, Christina Y. Huang, Kristin R. Van Busum, Dmitry Khodyakov, and Victoria Shier. Sidhu D., Naugler C. 2012. “Fasting Time and Lipid Levels in a Community-Based Population: A Cross-sectional Study.” Archives of Internal Medicine, 172(22): 1707-1710. Zhao, M., Konishi, Y., & Glewwe, P. 2013. “Does Information on Health Status Lead to a Healthier Lifestyle? Evidence From China on the Effect of Hypertension Diagnosis on Food Consumption.” Journal of Health Economics, 32(2): 367–385. 28 Figures Figure 1: Average total weekly spending at the cafeteria for the study sample. Figure 2: Share of weekly spending devoted to healthy items for the study sample. 29 Figure 3: Event study estimates for total weekly spending (left side) and healthy share of spending (right side) at the cafeteria for the full sample, the high-risk and undiagnosed high-risk subsamples. Note: The excluded time dummy is the week preceding the test (-1). The coefficients labeled “-15” (and “15”) represent all weeks that precede (follow) the cholesterol test by 15 weeks or more. The panel is balanced within the (-15,+15) interval but not outside it. Bars represent 95% confidence intervals. 30 Table 1: Descriptive Statistics All employees who took the cholesterol test and ate at the cafeteria at least once in Jan-March 2013 and at least once in Jan-April 2014. Obs. Mean (1) (2) All remaining employees eligible to take the Health Risk Assessment Obs. Mean (3) (4) P-value3 (5) Female 1,265 0.790 4,972 0.721 0.000 Age 1,265 46.0 4,972 43.4 0.000 0.43 0.37 0.20 0.000 0.67 0.22 0.06 0.05 0.000 0.000 0.118 0.351 0.15 0.24 0.16 0.22 0.537 0.023 0.23 0.38 0.17 0.46 0.000 0.000 0.201 0.208 0.205 0.192 0.194 0.501 0.088 Age below 40 Age 40-54 Age above 55 0.32 0.46 0.23 Ethnicity White Black Asian Hispanic 1,265 Occupational categories1 Health-trained Physicians (including residents) Nurses 1,265 Non-health trained Other professional occupations Other nonprofessional occupations Healthcare cost quintiles In 2012 claims data 1 2 3 4 5 Not in 2012 claims data2 4,209 0.77 0.14 0.05 0.04 4,972 991 274 / 1265 2,490 0.178 0.189 0.201 0.224 0.209 0.219 2482 / 4972 0.002 1 The non-health professional category includes professional directors, coordinators, managers, professional support, and administration. The non-health non- professional category includes administrative support, technicians, supervisors, support services, maintenance skilled trade, and non-professional support. 2 Health care cost quintiles are created using 2012 medical claims data for employees with at least one claim. For those who do not appear in the claims data, we cannot determine whether they had $0 medical expenses or were not covered by the insurance plans offered by the employer. 4 The p-values shown are based on a t-test of mean equality (female, age, ethnicity and occupational categories and "Not in 2012 claims data") or a Kolmogorov-Smirnov equality-ofdistributions test (Age categories, Healthcare cost quintiles). Table 2: Biometric Statistics from 2013 Health Assessment All employees who took the cholesterol test and ate at the cafeteria at least once in Jan-March 2013 and at least once in Jan-April 2014. Obs. (Employees tested) (1) Fraction of people at high risk1 (2) Fraction of people at high risk and undiagnosed2 (3) Cholesterol 1,265 29.2% 19.8% Blood Pressure 1,060 24.1% 14.5% Glucose 1,254 1.8% 0.4% Overweight 971 32.4% Obese 971 36.7% Cholesterol by occupation Health-trained Physicians (including residents) Nurses 163 303 31.9% 22.1% 23.3% 15.5% 351 447 26.8% 33.9% 18.0% 22.2% Non-health trained Other professional occupations Other nonprofessional occupations 1 High risk for cholesterol was defined as total cholesterol at or above 240, LDL at or above 160, or HDL below 40 (Men) or 45 (Women). High risk for blood pressure was defined as a systolic value above or at 140 or diastolic blood pressure above or at 90. High risk for glucose was defined as glucose above 126 (if fasting) or 200 (if not fasting). Being overweight was defined as a value from 25 to 30 for BMI. Being obese was defined as a value above or at 30 for BMI. 2Undiagnosed was defined as answering "No" to the question: "Do you have, or have you been told that you have any of the following health conditions?" for the health conditions high cholesterol, high blood pressure, and diabetes, respectively. Table 3: Cafeteria Spending Statistics Across Sub-Groups Pre-HRA, by week Healthy share2 Calories Grams of Saturated Fat (2) (3) (4) (5) Milligrams of Dietary Cholesterol (6) 44,049 / 1265 7.26 0.46 448.73 6.34 110.02 Low risk 30,749 / 904 6.66 0.48 407.38 5.66 93.84 High risk 13,300 / 371 8.64 0.41 544.92 7.92 147.67 BMI in healthy range 10,314 / 302 5.81 0.50 363.96 5.03 77.89 Overweight 10,868 / 320 7.27 0.48 426.30 5.87 104.31 Obese 12,744 / 357 8.58 0.39 558.70 8.08 142.14 9,576 / 268 9.67 0.42 599.28 8.56 143.84 34,473/ 1007 6.59 0.47 405.65 5.70 100.35 Under 40 14,563 / 401 6.94 0.43 439.54 6.03 99.10 40-55 19,859 / 580 7.31 0.46 441.23 6.19 112.06 Over 55 9,627 / 294 7.66 0.50 479.06 7.13 122.95 Physicians 6,063 / 163 6.99 0.54 348.27 4.51 72.50 Nurses 11,164 / 303 4.87 0.46 290.88 3.99 66.65 Other professionals 9,371 / 351 7.98 0.53 439.98 6.06 101.40 Other nonprofessionals 17,451 / 448 8.50 0.40 589.36 8.61 155.40 Low spending 19,716 / 562 7.11 0.47 451.67 6.38 112.36 High spending 14,224 / 429 7.55 0.44 452.80 6.49 115.17 Full sample Total Observations/ Individuals spending (1) 1 Cholesterol screening3 BMI4 Gender Male Female Age Occupation category5 Healthcare spending6 Notes:1Total spending is the employee’s total weekly spending at the cafeteria. 2Healthy share is the share of weekly spending devoted to healthy items.3High cholesterol was defined as total cholesterol at or above 240, LDL at or above 160, or HDL below 40 (Men) or 45 (Women). 4Being overweight was defined as a value from 25 to 30 for BMI. Being obese was defined as a value above or at 30 for BMI. 5The non-health professional category includes professional directors, coordinators, managers, professional support, and administration. The non-health non-professional category includes administrative support, technicians, supervisors, support services, maintenance skilled trade, and non-professional support. 6Employees in the fourth and fifth quintiles of 2012 medical claims spending are classified as "high spending" while the first three quintiles are considered "low spending". The sample sizes for "Low spending" and "High spending" do not sum to the size of our full sample because not every employee appears in the medical claims data. Table 4: Impact of the HRA information on cafeteria purchases Total spending1 All employees who took the cholesterol test (1) Full sample Healthy share2 Only employees at high risk3 (2) Only employees at high risk and undiagnosed4 (3) All employees who took the cholesterol test (4) Only employees at high risk3 (5) Only employees at high risk and undiagnosed4 (6) -0.0952 (0.134) -0.850*** (0.285) -1.118*** (0.346) 0.00137 (0.007) 0.018 (0.012) 0.0274* (0.016) Observations (employee-weeks) Observations (employees) 87,285 1,265 25,461 369 17,250 250 54,786 1,265 16,796 369 11,503 250 Physicians5 -0.239 (0.422) -1.962** (0.736) -2.545*** (0.913) 0.00164 (0.0199) 0.0165 (0.0361) 0.0407 (0.0584) Observations (employee-weeks) Observations (employees) 11247 163 3588 52 2622 38 7000 163 2272 52 1701 38 Nurses7 -0.0287 (0.216) -0.296 (0.472) -1.117** (0.548) 0.0195 (0.0147) 0.0222 (0.0256) 0.0589* (0.0297) Observations (employee-weeks) Observations (employees) 20907 303 4623 67 3243 47 10999 303 2554 67 1792 47 Other Professionals6 -0.102 (0.253) -0.690 (0.615) -0.998 (0.715) -0.00244 (0.0118) 0.00159 (0.0192) 0.0130 (0.0270) Observations (employee-weeks) Observations (employees) 24219 351 6900 100 4623 67 15632 351 4752 100 3102 67 Other Non-Professionals8 0.0205 (0.239) -0.652 (0.427) -0.349 (0.487) -0.00225 (0.0120) 0.0293 (0.0191) 0.0261 (0.0262) Observations (employee-weeks) Observations (employees) 30912 448 10350 150 6762 98 21155 448 7218 150 4908 98 Age 40 and below 0.3 (0.278) -0.971 (0.700) -1.011 (0.806) -0.00565 (0.013) 0.0239 (0.030) 0.0345 (0.033) Observations (employee-weeks) Observations (employees) 27,600 400 6,210 90 5,520 80 16,710 400 4,201 90 3,797 80 Ages 40-55 -0.315 (0.195) -0.984** (0.421) -1.132** (0.476) -0.00964 (0.011) 0.00213 (0.016) 0.0162 (0.025) Observations (employee-weeks) Observations (employees) 39,468 572 12,696 184 7,728 112 24,976 572 8,345 184 5,072 112 Age 55 and over -0.243 (0.252) -0.879 (0.577) -1.384** (0.673) 0.0263** (0.012) 0.0494** (0.021) 0.0500* (0.026) Observations (employee-weeks) Observations (employees) 20,217 293 6,555 95 4,002 58 13,100 293 4,250 95 2,634 58 Notes: 1Total spending is the employee’s total weekly spending at the cafeteria. 2Healthy share is the share of weekly spending devoted to healthy items. 3High risk was defined as total cholesterol at or above 240, LDL at or above 160, or HDL below 40 (Men) or 45 (Women). 4Undiagnosed was defined as answering "No" to the question: "Do you have, or have you been told that you have any of the following health conditions?" for high cholesterol. Statistically significant coefficients are indicated as follows: *10%; **5%; ***1%. 5The health professional category includes: physicians, interns/residents, and non-physician practicioners. 6The health non-professional category includes clinical nurses and licensed practical nurses. 7The nonhealth professional category includes professional directors, coordinators, managers, professional support, and administration. 8The non-health non-professional category includes administrative support, technicians, supervisors, support services, maintenance skilled trade, and non-professional support. Table 5: Impact of the HRA information on cafeteria purchases by demographic characteristics Total spending1 Healthy share2 All employees who took the cholesterol test (1) Only employees at high risk3 (2) Only employees at high risk and undiagnosed4 (3) All employees who took the cholesterol test (4) Only employees at high risk3 (5) Only employees at high risk and undiagnosed4 (6) Females 0.0592 (0.142) -0.499* (0.301) -0.852** (0.403) 0.00158 (0.008) 0.0251* (0.013) 0.0380** (0.018) Observations (employee-weeks) Observations (employees) 68,931 999 18,285 265 11,937 173 42,131 999 11,853 265 7,807 173 -0.803** (0.352) -2.696*** (0.729) -2.567*** (0.655) -0.00033 (0.015) -0.0041 (0.028) -0.00164 (0.042) Observations (employee-weeks) Observations (employees) 18,354 266 7,176 104 5,313 77 12,655 266 4,943 104 3,696 77 White employees -0.0108 (0.146) -0.588* (0.327) -0.942** (0.394) 0.00213 (0.00756) 0.0183 (0.0142) 0.0237 (0.0202) Observations (employee-weeks) Observations (employees) 67,551 979 18,699 271 12,213 177 42,435 979 12,290 271 8,076 177 Non-white employees -0.428 (0.322) -1.651*** (0.561) -1.482** (0.680) -0.000401 (0.0178) 0.0176 (0.0227) 0.0368 (0.0242) Observations (employee-weeks) Observations (employees) 19,734 286 6,762 98 5,037 73 12,351 286 4,506 98 3,427 73 High risk based on results of blood pressure test -0.462 (0.417) -1.378* (0.725) -1.395* (0.769) -0.00209 (0.018) 0.0520** (0.022) 0.0626** (0.030) Observations (employee-weeks) Observations (employees) 17,595 255 6,624 96 4,623 67 12,004 255 4,554 96 3,197 67 Family history of heart disease or high cholesterol -0.00187 (0.170) -0.432 (0.339) -0.979** (0.446) -0.000917 (0.009) 0.0246 (0.015) 0.0595*** (0.021) Observations (employee-weeks) Observations (employees) 53,061 769 16,077 233 9,591 139 33,095 769 10,358 233 6,287 139 High risk based on weight (obesity) -0.261 (0.285) -0.788* (0.442) -1.295** (0.528) 0.0193* (0.011) 0.0187 (0.018) 0.0116 (0.022) Observations (employee-weeks) Observations (employees) 24,564 356 10,764 156 7,590 110 16,047 356 7,062 156 5,013 110 High healthcare costs in 2012 (quintiles 4-5) 0.164 (0.215) -0.0828 (0.417) 0.0519 (0.499) -0.00876 (0.011) 0.0288* (0.017) 0.0377 (0.025) Observations (employee-weeks) Observations (employees) 29,601 429 10,074 146 5,658 82 19,153 429 7,143 146 4,214 82 Males Notes: 1Total spending is the employee’s total weekly spending at the cafeteria. 2Healthy share is the share of weekly spending devoted to healthy items. 3High risk was defined as total cholesterol at or above 240, LDL at or above 160, or HDL below 40 (Men) or 45 (Women). 4Undiagnosed was defined as answering "No" to the question: "Do you have, or have you been told that you have any of the following health conditions?" for high cholesterol. Statistically significant coefficients are indicated as follows: *10%; **5%; ***1%. Table 6: Impact of the HRA information on cafeteria purchases Total change after the HRA All employees Only employees at who took the Only employees at high risk and high risk1 undiagnosed2 cholesterol test (1) (2) (3) Total Spending on items with nutritional information -0.00163 (0.081) -0.445*** (0.171) -0.432** (0.212) Observations (employee-weeks) Observations (employees) 83,628 1212 24,357 353 16,422 238 -10.95 (10.760) -49.06** (22.140) -64.12*** (24.330) Observations (employee-weeks) Observations (employees) 83,628 1212 24,357 353 16,422 238 Grams of fat -0.456 (0.501) -2.193** (0.990) -3.059*** (1.100) Observations (employee-weeks) Observations (employees) 83,628 1212 24,357 353 16,422 238 Grams of saturated fat -0.112 (0.172) -0.595* (0.335) -0.950*** (0.365) Observations (employee-weeks) Observations (employees) 83,628 1212 24,357 353 16,422 238 Milligrams of dietary cholesterol 2.732 (4.660) -11.14 (9.351) -15.97 (11.500) Observations (employee-weeks) Observations (employees) 83,628 1212 24,357 353 16,422 238 -0.00168 (0.003) -0.00732 (0.005) -0.0132** (0.006) 64,032 928 18,699 271 13,041 189 Calories Share of weekly recommended saturated fats based on NIH guidelines3 Observations (employee-weeks) Observations (employees) Change as a share of pre-HRA average All employees Only employees at who took the Only employees at high risk and high risk1 undiagnosed2 cholesterol test (4) (5) (6) 0.000 -0.099 -0.094 -0.025 -0.090 -0.115 -0.025 0.093 -0.128 -0.018 -0.075 -0.118 0.025 -0.075 -0.112 -0.018 -0.071 -0.127 Notes: 1High risk was defined as total cholesterol at or above 240, LDL at or above 160, or HDL below 40 (Men) or 45 (Women). 2Undiagnosed was defined as answering "No" to the question: "Do you have, or have you been told that you have any of the following health conditions?" for high cholesterol. 3The NIH guidelines that a person with high cholesterol should reduce her daily caloric intake from saturated fats to less than 7% of her daily total caloric intake. While we do not observe an individual’s daily caloric intake, we estimate for each employee the basal metabolic rate (BMR), i.e. the daily caloric intake to keep one’s weight constant using the Mifflin St Jeor Equation. We then use this estimate to calculate the maximum caloric intake from saturated fats for each individual which we convert in grams multiplying by 9. Statistically significant coefficients are indicated as follows: *10%; **5%; ***1%. Table 7: Robustness checks Total spending1 Healthy Share2 All employees who tested for cholesterol (1) Only employees at high risk3 (2) Only employees at high risk and undiagnosed4 (3) All employees who tested for cholesterol (4) Only employees at high risk3 (5) Only employees at high risk and undiagnosed4 (6) Inverse probability weighting to account for selection into HRA -0.136 (0.203) -1.247*** (0.331) -1.389*** (0.339) 0.00456 (0.00940) 0.0382*** (0.0138) 0.0455*** (0.0173) Observations (employee-weeks) Observations (employees) 87285 1265 25461 369 17250 250 54786 1265 16796 369 11503 250 Frequent cafeteria visitors5 -0.547 (0.390) -1.465* (0.759) -2.719*** (0.946) 0.00412 (0.0104) 0.0228 (0.0163) 0.0257 (0.0249) Observations (employee-weeks) Observations (employees) 20,493 297 7,176 104 4,761 69 19,293 297 6,690 104 4,424 69 Food only: Main cafeteria -0.115 (0.114) -0.791*** (0.234) -1.054*** (0.281) -0.00366 (0.008) 0.0196 (0.0126) 0.0237 (0.0154) Observations (employee-weeks) Observations (employees) 87,285 1,265 25,461 369 17,250 250 52,063 1,265 16,058 369 10,933 250 Including all onsite eateries -0.0937 (0.178) -1.168*** (0.371) -1.218** (0.483) -0.000181 (0.00571) 0.0180* (0.0101) 0.0224 (0.0138) Observations (employee-weeks) Observations (employees) 87,285 1,265 25,461 369 17,250 250 66,053 1,265 20,014 369 13,740 250 Spending on unhealthy items -0.0906 (0.0628) -0.485*** (0.135) -0.578*** (0.163) Observations (employee-weeks) Observations (employees) 87975 1,265 25599 371 17388 252 Spending on ambiguous items -0.0294 (0.0455) -0.172* (0.0968) -0.282** (0.116) Observations (employee-weeks) Observations (employees) 87975 1,265 25599 371 17388 252 0.0246 (0.0897) -0.210 (0.170) -0.274 (0.210) 87,975 1,265 25,599 371 17,388 252 Spending on healthy items Observations (employee-weeks) Observations (employees) Notes: 1 Total spending is the employee’s total weekly spending at the cafeteria. 2 Healthy share is the share of weekly spending devoted to healthy items. 3 High risk was defined as total cholesterol at or above 240, LDL at or above 160, or HDL below 40 (Men) or 45 (Women). 4Undiagnosed was defined as answering "No" to the question: "Do you have, or have you been told that you have any of the following health conditions?" for the health condition high cholesterol. 5Frequent cafeteria visitors are those who make at least one purchase at the cafeteria in almost all weeks, with fewer than 15 weeks of $0 spending. Statistically significant coefficients are indicated as follows: *10%; **5%; ***1%. Appendix for Online Publication Appendix Table A1: Effect of Receiving a Cholesterol Report on Food Purchases at the Cafeteria Total spending1 15+ weeks before cholesterol test 14 weeks before cholesterol test 13 weeks before cholesterol test 12 weeks before cholesterol test 11 weeks before cholesterol test 10 weeks before cholesterol test 9 weeks before cholesterol test 8 weeks before cholesterol test 7 weeks before cholesterol test 6 weeks before cholesterol test 5 weeks before cholesterol test 4 weeks before cholesterol test 3 weeks before cholesterol test 2 weeks before cholesterol test Week of cholesterol test 1 week after cholesterol test Healthy share2 All employees who tested for cholesterol (1) Only employees at high risk3 Only employees at high risk and undiagnosed4 Only employees at high risk3 Only employees at high risk and undiagnosed4 (3) All employees who tested for cholesterol (4) (2) (5) (6) 0.00745 (0.260) -0.0868 (0.296) -0.315 (0.274) -0.0615 (0.296) -0.460 (0.282) 0.148 (0.272) 0.252 (0.269) 0.0790 (0.280) -0.108 (0.250) -0.0947 (0.263) 0.326 (0.248) 0.233 (0.257) 0.197 (0.246) 0.317 (0.226) 0.634*** (0.243) -0.218 (0.228) -0.729 (0.573) -0.953 (0.669) -0.563 (0.620) -0.847 (0.669) -1.182* (0.635) -0.585 (0.593) 0.0686 (0.551) -0.283 (0.647) -0.804 (0.557) -0.598 (0.606) -0.302 (0.495) -0.0132 (0.540) -0.567 (0.498) -0.452 (0.465) 0.0574 (0.540) -1.057** (0.487) -0.594 (0.680) -1.047 (0.739) -0.853 (0.734) -1.030 (0.781) -1.425** (0.692) -0.577 (0.680) 0.373 (0.696) 0.124 (0.805) -0.498 (0.674) -0.962 (0.686) -0.00609 (0.595) -0.183 (0.602) -0.437 (0.558) -0.303 (0.490) -0.204 (0.540) -1.154** (0.531) -0.00755 (0.0128) -0.00328 (0.0145) 0.000622 (0.0137) -0.0113 (0.0139) -0.00975 (0.0137) -0.0108 (0.0142) -0.00139 (0.0130) 0.0138 (0.0133) 0.00571 (0.0134) 0.00815 (0.0135) -0.00659 (0.0127) 0.00339 (0.0133) 0.0200 (0.0135) -0.00492 (0.0132) 0.0111 (0.0122) 0.00371 (0.0129) -0.0188 (0.0240) -0.0428* (0.0245) -0.0130 (0.0233) -0.0411 (0.0250) -0.0208 (0.0251) -0.0448* (0.0259) -0.000662 (0.0225) -0.0152 (0.0229) -0.00893 (0.0232) -0.00185 (0.0241) -0.00995 (0.0228) -0.0102 (0.0237) 0.0138 (0.0245) -0.0119 (0.0214) 0.0178 (0.0197) 0.0102 (0.0216) -0.00623 (0.0343) -0.0441 (0.0349) -3.56e-05 (0.0297) -0.0328 (0.0331) -0.0262 (0.0337) -0.0528 (0.0358) 0.00357 (0.0310) -0.00626 (0.0297) -0.00594 (0.0294) -0.00714 (0.0312) -0.00816 (0.0287) -0.00567 (0.0325) 0.0198 (0.0311) -0.00404 (0.0254) 0.0542** (0.0223) 0.0198 (0.0272) 2 weeks after cholesterol test 3 weeks after cholesterol test 4 weeks after cholesterol test 5 weeks after cholesterol test 6 weeks after cholesterol test 7 weeks after cholesterol test 8 weeks after cholesterol test 9 weeks after cholesterol test 10 weeks after cholesterol test 11 weeks after cholesterol test 12 weeks after cholesterol test 13 weeks after cholesterol test 14 weeks after cholesterol test 15+ weeks after cholesterol test Week and Individual Fixed Effects Total number of observations at the person/week level Total number of individuals R2 (overall) -0.0329 (0.244) -0.0288 (0.250) -0.125 (0.264) -0.239 (0.262) -0.321 (0.267) -0.155 (0.258) 0.270 (0.264) -0.0977 (0.271) 0.133 (0.281) 0.221 (0.267) 0.0977 (0.285) 0.0798 (0.275) 0.187 (0.284) 0.146 (0.257) Yes -1.126** (0.480) -1.438*** (0.501) -1.827*** (0.584) -1.736*** (0.594) -1.884*** (0.555) -1.598*** (0.546) -0.980* (0.553) -1.193** (0.577) -1.473** (0.609) -0.837 (0.610) -1.196* (0.635) -0.700 (0.575) -0.710 (0.639) -1.103* (0.573) Yes -1.317** (0.548) -1.737*** (0.505) -2.185*** (0.661) -1.800** (0.708) -1.615** (0.636) -1.781*** (0.628) -1.231** (0.616) -1.281** (0.601) -1.746*** (0.630) -1.225* (0.676) -2.083*** (0.706) -1.052 (0.683) -1.189 (0.764) -1.522** (0.696) Yes 0.0167 (0.0127) 0.0105 (0.0136) -0.00451 (0.0136) 0.00620 (0.0140) 0.00463 (0.0152) 0.0150 (0.0140) -0.0121 (0.0139) -0.0117 (0.0146) -0.00383 (0.0142) -0.00121 (0.0140) 0.00809 (0.0147) -0.0110 (0.0142) -0.00401 (0.0146) 0.000141 (0.0134) Yes 0.0160 (0.0210) 0.00244 (0.0209) -0.00777 (0.0241) 0.0124 (0.0244) 0.00348 (0.0242) 0.0276 (0.0241) 0.000483 (0.0230) 0.00941 (0.0252) 0.0211 (0.0243) -0.0119 (0.0219) 0.0180 (0.0235) -0.0192 (0.0226) -0.00839 (0.0241) 0.0167 (0.0222) Yes 0.0341 (0.0267) 0.0350 (0.0273) 0.0118 (0.0293) 0.0106 (0.0315) 0.0236 (0.0321) 0.00682 (0.0297) 0.0153 (0.0301) 0.0219 (0.0342) 0.0284 (0.0325) 0.00453 (0.0289) 0.0340 (0.0320) -0.00964 (0.0321) 0.0114 (0.0334) 0.00929 (0.0308) Yes 87,285 1,265 0.538 25,461 369 0.555 17,250 250 0.538 54,786 1,265 0.421 16,796 369 0.418 11,503 250 0.406 Notes: There is no event week dummy for the week preceding the cholesterol test, so all results are relative to that week. 1Total spending is the employee’s total weekly spending at the cafeteria. 2 Healthy share is the share of weekly spending devoted to healthy items. 3High risk was defined as total cholesterol at or above 240, LDL at or above 160, or HDL below 40 (Men) or 45 (Women). 4Undiagnosed was defined as answering "No" to the question: "Do you have, or have you been told that you have any of the following health conditions?" for high cholesterol. Statistically significant coefficients are indicated as follows: *10%; **5%; ***1%. Table A2: Other robustness checks Total spending1 Healthy Share2 All employees who tested for cholesterol (1) Only employees at high risk3 (2) Only employees at high risk and undiagnosed4 (3) All employees who tested for cholesterol (4) Only employees at high risk3 (5) Only employees at high risk and undiagnosed4 (6) Balanced in event-time5 -0.0408 (0.154) -0.817** (0.331) -1.085*** (0.415) -0.00198 (0.00783) 0.0167 (0.0140) 0.0245 (0.0201) Observations (employee-weeks) Observations (employees) 87,285 1,265 25,461 369 17,250 250 54,786 1,265 16,796 369 11,503 250 Varying excluded weeks:6 Excluding weeks -1 to +1 -0.0789 (0.144) -0.809*** (0.308) -1.095*** (0.386) 0.00105 (0.00742) 0.0188 (0.0131) 0.0280 (0.0187) Observations (employee-weeks) Observations (employees) 87,285 1,265 25,461 369 17,250 250 54,786 1,265 16,796 369 11,503 250 Varying excluded weeks:6 Week of HRA considered pre-test -0.155 (0.129) -0.907*** (0.277) -1.142*** (0.330) 0.0000282 (0.00666) 0.0146 (0.0113) 0.0185 (0.0158) Observations (employee-weeks) Observations (employees) 87,285 1,265 25,461 369 17,250 250 54,786 1,265 16,796 369 11,503 250 Varying excluded weeks:6 Week of HRA considered post-test -0.0255 (0.128) -0.696*** (0.267) -0.950*** (0.326) 0.00257 (0.00657) 0.0192* (0.0111) 0.0326** (0.0149) Observations (employee-weeks) Observations (employees) 87,285 1,265 25,461 369 17,250 250 54,786 1,265 16,796 369 11,503 250 Excluding holiday weeks7 -0.0914 (0.136) -0.853*** (0.291) -1.137*** (0.354) 0.000423 (0.00702) 0.0174 (0.0119) 0.0255 (0.0166) Observations (employee-weeks) Observations (employees) 83,490 1,265 24,354 369 16,500 250 52,663 1,265 16,143 369 11,054 250 -0.0239 (0.0673) -0.337** (0.148) -0.367** (0.174) 0.00376 (0.00584) 0.0174 (0.0109) 0.0302* (0.0166) 87,285 1,265 25,461 369 17,250 250 54891 1,265 16827 369 11527 250 Items rather than spending8 Observations (employee-weeks) Observations (employees) Notes: 3 1 Total spending is the employee’s total weekly spending at the cafeteria. 2 Healthy share is the share of weekly spending devoted to healthy items. 4 High risk was defined as total cholesterol at or above 240, LDL at or above 160, or HDL below 40 (Men) or 45 (Women). Undiagnosed was defined as answering "No" to the question: "Do you have, or have you been told that you have any of the following health conditions?" for the health condition high cholesterol. 5This specification includes all individuals only from the period 13 weeks prior to their test to 23 weeks following their test. 6In our main specification, week 0, i.e. the week of the health risk assessment, is excluded. 7This specification drops the weeks of New Year's Day, Thanksgiving and Christmas because they are outliers in weekly spending. 8In the regressions with HealthyShare as the dependent variable, HealthyShare is the share of items that are classified as healthy, and observations are weighted by the number of items purchased. Statistically significant coefficients are indicated as follows: *10%; **5%; ***1%. Appendix Table A2: Other robustness checks Also in Appendix Table A2 we run some additional robustness checks. First, we limit our sample to a balanced panel in event-time, with each individual appearing only from 13 weeks prior to their test to 23 weeks after their test, the longest span of time before and after the test that we can observe for all of the individuals in our sample. The results indicate that our event-time results are not affected by compositional change. Next, we vary the length of the test period excluded from the pre-post analysis (as described in Section 3, we effectively exclude the test week from our main analysis). First, we exclude the period from the week prior to the week following each individual’s cholesterol test, then we do not exclude any weeks, defining the week of the cholesterol test as part of the pre-period and in another check as part of the post-period. Finally, since Thanksgiving is the week with the lowest overall spending at the cafeteria, and occurs soon after the end of the period in which employees were incentivized to complete their health risk assessments, we drop this week along with the two other weeks of lowest spending (the first week in 2013 and the last week in 2013) from the analysis. Overall, none of these additional checks produces results that differ substantially from our main specification. Another possible concern is that following the cholesterol test, employees might feel guilty about an unhealthy purchase and choose to pay it in cash, instead of with their ID card. However, if this were occurring, we would expect to see a decrease in the share of cafeteria sales linked to employee ID cards as the year progressed, and in particular after the months of May, October, and November, in which completion of the health assessment was most common. In fact, as shown in Appendix Figure 1, the share of revenue linked to ID cards hovers between 70 and 75% over our sample period, showing no support for this hypothesis. A concern with using total spending and healthy share of spending as our outcome variables is that healthy items might cost more, on average, than unhealthy items. Thus, the individuals who shift towards healthier items might not decrease their spending as much as individuals who simply choose to eat less at the cafeteria. To address this concern, in the sixth panel of Appendix Table 2, we run a robustness check using total items purchased, and healthy share of items purchased, as the dependent variables. The results for healthy share of items indicate that the high-risk and undiagnosed high-risk employees increase their healthy shares by 1.7 and 3 percentage points, respectively.1 In magnitude, these estimated effects using healthy share of items are only slightly larger than the effects on healthy share of spending shown on Table 4, suggesting that there is not a large difference in average item price between healthy and unhealthy items. Appendix Figure 1. Distribution of cholesterol test dates, and the share of weekly cafeteria revenue not linked to an employee ID card. The Health Risk Assessment could be taken any time between April 1 and November 15, 2013. As shown in the bar graph, the most popular weeks were the week of the first health fair in early May, and the last possible week in November. 1 In the regressions with healthy share of items as the dependent variable, the observations are weighted by total items purchased, because healthy share has smaller variance when more items are purchased. Appendix Table B1: Food Items Information and Classification Food Item 20 oz bot bev Salad Bar French Fries Coffee Small Brlfast Potatos Soup 8 oz Lays Chips Coffee Medium Veg of the Day Gold Tea Fruit Bar Milk Chix Tndr Brd 3 links sausage Bottled Water Soup 16 oz Starch of Day Bagel Cheeseburger Diet Coke Spec Wings 3 pieces bacon Scrambled Eggs Juice Lg Whole Fruit Omlt Westrn Donut Spec Chix Sand muffin Cream Cheese Coffee Large Juice Small Breadstick Deli Bar Sushi Asst Scr Egg Deal Vitamin Water Calypso Sliced Bread Sour Cream Seafood Bar Bkf EggChsWrap Onion Rings Br Sandwich/Meat Pasta Bar Chili 8 oz Honest Tea 2Hard Boiled Egg Greek Yogurt Auto Refill Cornbread Muffin Asian Bar Hamburger Powerade Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 95,172 60,308 42,562 36,800 34,360 27,681 24,622 22,363 21,143 19,842 19,329 18,889 18,860 18,488 18,141 17,580 17,358 17,352 17,241 16,389 16,047 15,746 13,590 13,301 11,972 11,744 11,062 10,994 10,765 10,322 10,307 9,809 9,580 9,579 9,483 9,042 8,803 8,481 8,347 7,838 7,660 7,557 7,472 7,395 7,321 7,235 6,787 6,724 6,687 6,539 6,294 6,177 5,947 5,921 1.35 3.35 1.21 1.6 1.17 1.63 1.07 1.8 0.92 1.93 1.9 0.62 3.5 1.35 1.32 2.94 0.91 0.83 2.39 1.06 3.18 1.44 1.31 1.75 0.74 3.2 0.97 3.42 1.34 0.28 1.95 0.95 0.63 2.85 6.86 3.57 1.95 1.91 0.3 0.28 4.36 2.7 1.18 2.36 4.32 2.04 1.85 0.85 1.85 1.27 0.53 5.27 1.93 1.62 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 219.42 0 150 199.56 160 5 50 80 10.13 0 3.6 5.81 5.5 0.1 0 0 3.38 0 0.94 2.45 0.75 0 0 0 0 0 0 20.78 0 0 0 0 146.67 373.33 315 0 399.13 134.78 120 683.02 0 713.52 120.81 150 120 108 170 302.5 512.83 390 90 6 143.33 110 4.33 12 31.5 0 11.63 1.35 1 36.96 0 46.38 9.01 10 0 0.2 12 16.25 16.97 13.5 9 0.1 0 4 2.67 1.33 10.5 0 4.91 0 0 15.13 0 14.27 3.16 3 0 0.05 4 4.25 5.79 3.5 6 0 0 1 20 93.33 52.5 0 41.56 0 0 121.91 0 317.51 28.86 420 0 0 255 25 99.27 40 30 0 0 0 420.81 48 300 130 60 22.61 0 0 1 5 7.1 0 0 0 3 448.86 0 0 0 20 160 8 1 0 175.5 94 160 80 5.5 0 10 0 2.87 0 3 0 19.5 0 420 10 623.02 65 32.96 0 12.63 0 106.91 0 X X X X X X X X X X X X X X X X X X X X X X X X X Appendix Table B1 (continued): Food Items Information and Classification Food Item Blk Bean Burger Burger Bar Grill Chix Sand Dan Yogurt Trail Mix Snackwells Pierogi Bar Chicken Bar 1Hard Boiled Egg Grp/Chs/Crax LG Chili 16 oz Lorna Doone 1 Ea Hot Dog Fried egg 1 Smart Wat 1 Litr Pepperoni Pizza Bowl Hot Cereal Br Sand Grill Butter Cereal Box Deal Andou Sge Turkey&Stuffing pretzel hummus Portugues Flatbr Hot Cereal 8 oz Peanut Butter Protein Meal Bar Core Power Pita Bread Cheese Pizza Parfait Small Chix Picat/rice Fajita Bar Falafil Wrap Rice Pudding salty nut bar V8 Fusion Pizza of Week Extra Cheese BAC 2 item Chili Dog Chef Chicken Sal Naked Juice Pancake - 1 Hummus Fiber One Bar Jelly French Tst-1 pc Saus Gravy/Bisc egg gyro pita CP Chix Sal Toss Popcorn Campbell Crackers Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 5,913 5,824 5,562 5,141 5,035 5,011 4,983 4,953 4,818 4,693 4,644 4,618 4,378 4,365 4,298 4,226 4,170 4,096 3,851 3,727 3,707 3,517 3,448 3,326 3,252 3,239 3,112 3,075 2,970 2,960 2,795 2,775 2,704 2,659 2,642 2,641 2,543 2,523 2,362 2,274 2,217 2,182 2,149 2,107 2,102 2,077 2,058 2,028 2,016 1,894 1,886 1,877 1,833 1.63 3.19 2.98 1.06 0.97 0.57 4.18 3.63 0.41 2.81 3.38 0.56 1.67 0.84 1.88 3.72 1.22 3.08 0.1 1.76 1.92 2.7 2.14 3.81 1.22 0.28 1.33 1.6 0.93 3.17 2.19 3.1 5.09 4.84 2.62 1.12 1.61 4.63 0.47 6.74 2.18 6.46 3.45 0.91 3.34 1.04 0.1 1.21 1.77 3.71 5.04 3.91 0.09 X X X X X X 392.02 109.25 280 210 7.96 1.4 17 5 2.63 0.78 4.5 1.5 70.41 5.5 0 0 78 5.3 1.6 212 351 100 270 89 0 420 11 3 15 6.8 0 20 5.73 1.5 5.5 1.9 0 10 39 0 25 210 0 35 50 312.5 5.5 5.5 3.5 1.88 15 12.5 315 21 3 0 120 138 240 10 10.5 3.5 1.5 1.6 2 0 0 15 380 16 8 25 170 105 400 8 0 18 2.5 0 9 0 0 30 200 4 1 10 140 35 130 4 0 2.25 2 0 0.5 0 0 37.5 126 7.11 1.61 2.5 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Appendix Table B1 (continued): Food Items Information and Classification Food Item Apple Cider PT Croissant Tea Sml chicken only Soup & Sand Chip Pita Chips Cheese Packet Cold Cereal Box Omlt Ham&Chs Grl Chs Only Side Mac Cheese Oatmeal Bar Soy Milk Hispanic Bar Chix Marsala/Ndl rst pork/2 sides Chix/2 sides Dessert of Day Cottage Cheese Apple Tart BestBiteEggOnly BAC 3 item Quiche egg wht Pizza by slice 2 veg sausage Bkfst Ques Delux Stk Sand/Fries Egg Salad Wrap burrito Roll Manicotti Chicken Wrap Fuze Salmon/2 sides English Muffin French Tst Stick Italian Bar Tabooleh CP Chix Pasta PorkChop/2 sides Omlt Chs sm frsh frt cup 1 pork chop 2 Ea Hot Dogs Pop Tarts Tea Med Pancake Bar Greek Salad BAC a la carte Smart Water Gelatin Veal Parm/Pasta Rib Burn Off Tkt Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 1,800 1,798 1,792 1,767 1,720 1,709 1,695 1,637 1,611 1,601 1,552 1,529 1,515 1,458 1,458 1,452 1,425 1,371 1,355 1,342 1,342 1,320 1,283 1,270 1,262 1,246 1,228 1,225 1,219 1,164 1,150 1,098 1,098 1,097 1,092 1,082 1,073 1,067 1,058 1,049 1,045 1,044 1,036 1,023 1,022 1,003 982 980 978 966 944 937 929 0.04 0.64 2.02 2.06 3.46 1.29 0.43 1.24 2.57 2.01 1.2 0.82 1.13 4.71 3.04 3.78 3.59 1.06 0.71 2.57 2.01 9.65 1.91 2.48 1.31 2.15 2.95 4.07 1.31 0.5 3.34 5.76 1.81 4.17 0.59 0.93 4.32 2.88 3.95 4.32 2.1 2.57 0.83 3.03 0.87 2 3.13 6.29 3.72 1.71 0.81 3.41 1.02 X X X X X X X X X X 202.5 3 0.38 0 X X 135 3.25 0.5 0 90 3 2 15 16.67 0 0 0 540 400 30 10 11 3 50 0 0 0 0 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Appendix Table B1 (continued): Food Items Information and Classification Food Item Pasta Salad Toss Parfait Lg Br Sand/no meat 2 pork chops roast pork Dawg Bar Applesauce ch paprik/spaetz Bkfst Ques Veg Hot Choc Chick Gyro Wrap Autumn Rasp Sala Meat Lasagna Turkey only Chix Tndr Grl Whole Wing rice/veg almonds chic pot pie salmon only StirFry Chix/Ric salmon/ 1 side Fet Alfredo Veg Stfd Pep Beef Stew/noodle Grl Ham Chs only veg lasagna Sole Stfd/2 side Fish Sand only Chef Turk Burg Potsticker/Rice CP Special Apple Cider QT Chix Skewer/Rice tort/veg Bourbon Bar Mujadara Capcino Small BestBite Bkfst Jambalaya Fish Taco Crn Bf Hash Htdog/ch or frut Syrup cup Baja Wrap Lg Sugar Cookie Pork Deal CP Grl Chs Tom Eggplant Rollett Dole fruit cris Chix Cacciatore Biscuit Bar Salata only lg sugar cookie Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 929 887 882 882 856 827 788 779 766 763 759 754 753 751 734 699 660 659 657 657 624 617 614 607 590 590 590 584 583 583 582 581 579 575 572 560 539 539 533 532 521 519 519 518 509 505 504 502 499 496 484 481 481 3.3 3.59 1.84 2.81 2.02 1.92 0.68 2.95 1.7 1.06 5.62 6.47 2.45 2.24 3.04 0.64 2.77 2.53 2.84 3.74 3.88 2.81 1.95 2.88 2.9 2.43 4.1 1.22 3.75 3.94 3.63 0.2 3.27 2.63 5.1 6.85 1.28 2.66 3.3 2.68 1.25 2.42 0.25 4.97 0.68 4.4 1.96 4.11 1.31 3.32 2.55 2.51 0.17 X X X X X X X 50 0 0 0 101.93 6.63 2.04 45.36 67.5 0 0 0 65 0 0 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Appendix Table B1 (continued): Food Items Information and Classification Food Item Spag/Mballs Shrimp PoBoy tuna melt only Fuze Big Baba Ghanoug Soup 32 oz Sole Stfd Big Burger only Sushi Salad Muffin 6-7pm Pasta/Sauce CP PrmRib/Pot Tukey Deal CP Tofu Stir Fry Cracker Jacks cod/2 sides Flt/shrmp/2 side Fish Sand/Slaw Spec Salad crust pizza slic Mt/Veg Rice Bwl Falafal SALAD catfish po boy Rustic Cod/2side Tea Lg Cod Rustic only Chili Bar mealoaf/pot Angel Hair Pasta steak sand only Cntry Stk & Eggs Capcino Medium CP BBQ Bf Hgie Beef Ravioli CP Chix/Pot Chix Phil/Fries Honey Capcino Large Soft Pretzel Eye Rnd/side Meatloaf Meatloaf Stacker rst beef/2 sides Seafood Newbrg Chix Sand Combo Cntry Bkfst Turkey/2 sides Pulled Pork Sand Hot Cereal 16 oz Tummy Yummy ChixFetcini Alfr Bf/Chix Philly BAC 4 item Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 467 466 463 456 445 432 427 426 425 424 407 402 396 392 391 388 381 379 371 367 360 360 353 352 348 346 343 337 329 326 324 318 309 308 307 306 304 303 301 300 297 295 293 287 285 283 281 281 279 275 274 274 271 2.96 2.67 3.51 0.51 3.36 2.96 2.94 0.54 3.15 0.71 1.91 5.13 4.16 3.75 0.5 4.14 8.65 2.82 3.93 3.47 4.71 3.58 2.96 4.45 1.99 2.84 2.55 2.94 4.06 1.8 0.22 1.01 4.34 2.5 3.89 3.42 0.08 0.62 1.91 3.88 2.16 4.89 3.74 3.44 0.02 1.76 3.88 3.76 1.75 0.78 3.49 5.88 8.18 X X X X X 16.67 0 0 0 798.25 23.25 9.81 83.13 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Appendix Table B1 (continued): Food Items Information and Classification Food Item Coffee Card Grill Brat Hoagi Waffle Qtr CP RotChix/2 sid Popcorn 2 pkg Cupcake EggplntRol/pasta French Dip/Pot Greek Bar meatloaf/2 sides Lettuce Wrap Bagel 6-7pm CP Hand Tsd Sald Chkpea Wat Egg Roll Minh Entree Mac Chees Trky Mtloaf Chicago Hot Dog Grape Leaves roast beef/pot Roast Beef Veal parm only Beef Shaw Wrap Omlt EgWhtTurk Grl Chs Tom Bac Chix/1 side Caesar Salad Mah Eggplant Sand Dinner Roll EggWht Brk Sand Powerade Kids Stfd Squash Tuna Cass Paczkis pretzel/chez peanuts sweet bread st cabb/potat Candy Bar cranb/nut salad Bkd Potato Fuji Apples Californ Chix/Rc Lester Special Granola crunc bl Big Burger Chili 32 oz small waterm cup Fried Rice Chix pad Thai chdog/ch or frut catfish only Frd Grn Tom Sand Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 269 269 267 267 266 264 260 260 258 257 254 254 254 251 248 244 242 242 238 232 228 223 223 221 220 220 220 219 216 211 203 203 202 194 193 193 192 191 191 184 183 182 180 179 178 172 172 171 170 169 167 167 167 1.31 2.96 0.5 4.75 6.4 1.01 3.9 3.09 3.26 3.64 3.86 0.38 3.47 3.29 1.3 2.33 2.75 2 4.71 2.99 2.12 2.08 1.62 1.16 2.74 3.14 4.99 4.72 0.24 0.4 0.55 2.29 2.91 1.92 1.53 0.17 0.06 2.86 0.73 6.03 -0.14 1.26 4.25 5.49 0.08 4.11 2.62 1.71 2 2.78 2.6 2.43 4.75 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 702 22 78 Appendix Table B1 (continued): Food Items Information and Classification Food Item Port Brsd Cod CP Brat Special Soba Ndl Bowl Gen Tao Chick Bisque Twrs Eggplant Parmesn Chic Caes Sal And Sge RiceBean Black Hstry Spec Fried Chix/2side OpnFc Turk Pastr Fish Sand Deal salis stk/pot Broc Strfry/rice Saus Rustica Catfish Sandwich Wing Leg Thigh apple slic bag Chix Asp Penne Cinnamon Roll Beef Tips 1shrmpskew/rice Grl RstBf&ChsSnd Cobbler Fatoush ch ques only Ital Sge Marinar CP Crv Chix Deal BfTeriyaki/Rice Filet/2 side Grill Quesadilla Portabello Burge Gyro/Fries Monte Cristo CP Sge Hoagie Indians Hot Dog Filet Crepe Bf Tip/Port Mush Rattoulle/Pasta chili bread bowl Beef Burg/Rice CP Rotis Chix OpnFcd Brisket trail mix Ham Carved/1 sid Nacho Supreme Tortellini Toss Trky Mtlf/2 side Salmon spinach sal/oil Pork Carved CP reuben sandwich Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 167 162 162 161 160 158 157 157 154 153 147 145 144 142 139 139 139 138 138 138 136 135 135 134 134 132 131 131 131 131 129 126 125 124 123 122 119 117 116 114 114 114 114 112 111 110 109 106 106 104 104 103 101 2.49 3.16 3.64 4.11 0 2.24 4.72 4.09 4.05 4.41 4.37 3.82 2.4 3.87 4.3 2.13 0.99 0.01 4.3 0.17 3.06 3.87 3.9 2.21 2.37 3.99 2.99 4.36 4.1 5.91 3.87 3.58 4.83 1.97 3.13 1.43 4.06 3.89 3.19 3.53 0.59 2.95 2.45 3.19 0.9 4.03 3.02 4.02 4.45 1.91 5.52 2.42 3.7 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 270 16 4.5 Appendix Table B1 (continued): Food Items Information and Classification Food Item Cookie 6-7pm ch parm/pasta 1 stuf pep/pot Chili Fries Protein Shake Ham 2 sides Chef Salad CP Sz Rib/Rice BfTeriyaki Combo Chix Tnder Combo Szechw Stir Fry St cab only EggplntPar/pasta BAC rice Pumpkin Pie Pepr Stk/Rice Shrimp Skew/Side Shrimp Jumbo CP Grill Burger Bkfst Skillet Tea Card Tilapia/1 side pap chic only Stuf Shells Gen Tsao Combo 2chops 1 side Turkey Burger Cod Lem Cpr CP Cal Cobb Sld Trky Mtbl Sub Nacho Chips brat & kraut Caramel Apple CP 1/4 Hot Dog Turkey Carved CP Stk Sand/Pret bn sm ches/crac cup Chic Philly Wrap Rst Beef Bar CP Rib to go Sge Hoagie/Chips Grld Slider 2ea Metro Deli Sub CP PstaPrim Alf CP Chix Sand onl CP Tortellini GenTsao/Rice Cin Churro Grill Gyros Grill Chi Philly Shrimp Frd Rice Pork Bals Apple CntryFrdStk only Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 101 100 99 98 98 96 96 93 93 93 92 92 91 91 91 90 89 89 88 88 88 87 87 86 85 84 84 84 83 83 82 81 81 80 79 79 78 77 77 76 76 75 75 75 75 74 73 73 72 72 72 72 70 0.73 2.57 2.49 2.12 0.47 3.71 2.99 2.83 4.78 0.6 3.25 2.09 3.55 1.08 4.36 2.93 3.42 4.33 2.73 -0.09 1.37 3.17 2.12 2.78 4.43 3.7 2.4 3.38 4.43 3.33 1.89 2.22 1.16 2.61 2.65 4.09 0.75 2.83 4.31 9.71 4.28 2.5 -0.07 3.49 3.78 3.89 4.1 0.75 3.33 2.67 4.1 3.38 2.03 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Appendix Table B1 (continued): Food Items Information and Classification Food Item Sfd Sld Crois Crois Sandwich Fried Chicken LE Perch Deal kielbasi only CP Rst Veg Prmvr Italian Sandwich Grl Chix Hoagie Mush Risotto Chx 1 stuf pep only CP Chix only Cott cheese/frt Chix Phil only Tuna/Salmon Cup Str Fry/Rice Pasta Only CP Srln Rst Deal Grl Sp Chix Snd CP Chix Pot Pie Pecan Pie Chil Dog Comb Ch tuna melt/side shrimp grits Steel Oats Swt Pot Sal Quiche/only BAC Bowl Whole Lg Pizza CP Prime Rib LE Perch Sand Ham only blue Pancakes french dip au ju CP Pasta Salad Chic Strog/Ndl Ceasar Salad Meatloaf/pot Crab Slider 2 Mix Dried Frt/Nu chex mix Pasta w/Chix Cod Lem Cpr deal Grill Ruebn Trky wing bar CrmlBan FrTst Whole Pickle meatball sub soy nut but cup Pork BlAp Deal Kifta Wrap roast bf/veg pot Eye Rnd only Grl Meatloaf Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 70 70 69 69 68 68 66 65 65 65 63 63 62 62 61 61 59 58 58 57 57 57 57 56 56 56 55 54 53 53 53 52 52 52 51 51 51 50 49 49 49 48 48 47 46 44 43 42 40 40 40 37 36 2.88 2.68 2.37 7.07 1.54 3.28 4.16 4.07 4.4 1.81 2.95 0.22 2.48 0 2.87 0.92 5.21 3.75 4.43 7.73 0.63 4.27 4.11 0.12 0.21 2.89 5.73 1.33 3.59 3.61 2.22 2.79 2.33 3.19 3 4.15 2.99 4.14 0.66 0.31 5.8 4.78 0.74 4.07 2.12 0.1 2.62 0.18 4.43 0.66 2.9 2.24 4.88 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Appendix Table B1 (continued): Food Items Information and Classification Food Item Beef Tip/2 veg Corn Bf Snd Bar fish only CntryFrdStk/2 sd CP Asian Chi Sal Hot Dog Combo FF Metro Sub Deal Ham Carved Only Catfish/2 sides Egg Gryo Pita Hoppin John Deal cod Thai Veg Curry Chil Dog Comb FF CntryFrdStk/Pot Apple Pie Whl Soul Food Bar ch parm only Fish Sandwich kiel/krt/pot salisbury steak Saus Pepp Only Taco Sal Bar small truffles BBQ Bf Snd Combo Tilapia CrnBf & Cab only Med Veg Wrap Slc Chs Pizza oat honey bar Pork/Sauerkraut CrnBeef/Cab Meal Grld Slider 1ea lg truffles CP Crv Chix PldPrk Sand Comb cod/rice Soy Nuts Bag Cavatappi Crab Slider 1 Hoppin John Mix Frt Small Spaetzel only FrnchTst/Berries Prtzl Stk/Chs BBQ Beef Sand Grill Panini Corn Dog Crisp ch Pita Slc Pep Pizza Coffee Bag chic only brat only Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 36 36 36 35 35 35 35 35 35 35 33 32 31 31 30 29 28 28 27 27 26 25 24 24 23 23 23 22 22 22 20 20 20 19 19 19 18 18 17 17 17 16 16 16 16 16 16 15 14 14 14 13 13 4.99 5.95 2.63 3.89 4.43 0.56 0.17 2.56 1 4.41 3.99 2.08 5.19 0.95 2.68 7.68 4.72 2.06 -0.35 4.32 1.38 2.73 4.38 2.92 3.19 2.46 3.39 0.56 0.64 0.18 2.89 3.99 1.89 5.5 1.57 3.5 3.39 0.22 1.93 2.75 3.29 1.22 0.52 0.28 0.94 2.77 0.41 0.5 2.62 0.96 2.97 2.34 1.79 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 52.5 X X X X 3 0.63 5 Appendix Table B1 (continued): Food Items Information and Classification Food Item lg veg cup/dip Med Tilap/2sides brkfst pizza sli Kashi Bar baked pot bar Med Tilapia CP Sirloin Rst Potato Skin Bar Corned Beef Only Pita Pkt Bar Hot Choc Card Rotis Chix Only Rotis Chix Deal Dr Day Coupon Soup FS Mash Swt Pot Lester Rib only bbq chic Tort Chip Mltigr Chic Stog only pineapple Olive Bar Soup EVS Apricot Syrup 2 btl Syrup 1 btl SgeGrvFish Bar Marnt Sal Bar Micro Meal Astd bbq ribs Cranberries Nestle Cookie Beef pot pie Figs sweet pot fries Rotis Ribs Only Pumpkin Ravioli Chili FS Cashews Baklava Pancakes 4 Corn Muffins Chili EVS Purchase Average Grams Grams of Dietary frequency price Unhealthy Healthy Ambiguous Beverage Calories of fat saturated fats cholesterol 11 10 10 10 10 9 8 8 8 7 7 7 6 6 6 6 5 4 4 4 4 4 4 4 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 2 1 1 1 0.3 3.99 0.9 0 2.38 2.09 4.43 4.45 2.69 2.99 0.72 6.99 0 0.92 0.69 0.46 4 1.47 0.71 2.22 0 6.31 2.06 0 8.99 4.99 2.73 4.18 0 0 0 1.22 0 0 0 0 4.1 2.61 0 0 2.29 1.99 2.61 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Source: Nutritionist from the large regional hospital. Nutrition measured come from an online database (www.myftnesspal.com) or from the manufacturer. REDACTED hospital address REDACTED hospital phone REDACTED hospital email .td .name .address .dob Dear (Mr./Ms.) (last name) Congratulations on taking time to assess your health as part the REDACTED Program. I have reviewed your recent test results. Your glucose test: The glucose test measures the amount of sugar or glucose in your blood. Your body keeps the sugar level in your blood in a normal range so that your body has energy to work as it should. Why was this test done? To check or screen for diabetes mellitus or for pre-diabetes mellitus Your glucose test results: .last glucose .date Your blood sugar result was (normal, a little high, very high). What does your test result mean? If you did not eat for 8 hours before the test, then: • 70 to 99 milligrams per deciliter (mg/dL) is normal for adults. • 100 to 125 mg/dL is called pre-diabetes. • 126 mg/dL or higher can mean you have diabetes. If you DID eat in the 8 hours before the test, then: • 70 to 120 milligrams per deciliter (mg/dL) is normal for adults. • 121 to 199 mg/dL may be pre-diabetes. • 200 mg/dL or higher can mean you have diabetes. Your cholesterol test: This blood test measured 2 kinds of cholesterol in the blood: the total cholesterol, which is the sum of all the types of cholesterol in your blood and the HDL cholesterol, which is the “good” or protective cholesterol. Why are these tests done? These tests help to assess your risk for getting clogged arteries which can cause heart disease or stroke. Your risk for clogged arteries is higher if you have a high level of total cholesterol. A high level of HDL in your blood reduces your risk. High cholesterol or low HDL cholesterol does not cause symptoms so you may not know that your levels are not healthy. Your cholesterol test results: .last cholesterol .date Your total cholesterol result was (normal, a little high, very high). .lasthdl .date Your HDL cholesterol result was (too low, a little low, normal) What do the test results mean? If your total cholesterol is • less than 200: healthy. • 200 to 239: a little too high. • 240 or above: too high. If your HDL is • 50 or higher for men and 55 or higher for women: normal. • 41-49 for men and 45-54 for women: a little low. • 40 or less for men and 44 or less for women: too low. Your cholesterol levels may be high or your HDL cholesterol level may be low because: • You have an inherited tendency to have abnormal levels of lipids. • You smoke. • You don't get enough exercise. • You eat too much saturated (particularly animal) fat. • You have medical conditions. • You are overweight or obese . • You take certain medicines, such as steroids, beta blockers, or birth control pills. What if my test result is not normal? Test results are only a part of your health. Sometimes a test needs to be repeated to check the first result. Talk to your healthcare provider about your result and ask questions. If your test results are not normal, ask your healthcare provider: • if you need additional tests • what you can do to work toward a normal value • when you need to be tested again. If you do not have a healthcare provider and would like help getting one, call the REDACTED appointment line at ###-#### for help getting an appointment with a primary care provider. The REDACTED clinical team received your Glucose and Cholesterol results after you completed the blood draw at a REDACTED Lab. To view your other lab results, you may log into your account at REDACTED. To take your online Health Assessment, log on to REDACTED. Create your user name and password, then click on Health Assessment. The Health Assessment is a series of questions that will take you about 30 minutes to complete. All REDACTED levels require the 2013 online Health Assessment and Biometrics be completed by Nov. 15, 2013. Call REDACTED (Employee Health Clinic) to make an appointment to have your height, weight and blood pressure checked with the REDACTED nurse. This will complete the Biometric requirements. The level you choose to complete is your choice, but your rewards increase with each completed level. For a list of the requirements and deadlines, visit REDACTED. Send questions to REDACTED or call REDACTED. We look forward to seeing your health and wellness transformation! Yours in Wellness, The REDACTED Team Collection of Nutritional Information Nutritional information was collected in two ways. First, for pre-packaged (e.g. yogurt) or basic items (e.g. fruit) with bar codes we collected nutritional information through an online database (www.myftnesspal.com). Second, for cooked but non-recipe based items (e.g. French fries, burgers, mashed potatoes) the cafeteria manager shared with us the online ordering system, which provides nutritional information. Furthermore, we adjusted the nutritional information provided by the online ordering system, by the portion size served in the cafeteria. For all cooked recipe based items (e.g. salmon two sides), with the exception of soups and chili, we were unable to calculate nutritional information. Other categories excluded are 20oz bottle beverages since it is not possible to distinguish between diet and high calorie, as well as salad bar and fruit bar for obvious reasons. Lastly, many billing codes correspond to items, which have different flavors (e.g. for yogurt cherry, vanilla, etc.) or varieties (e.g. for milk skim, 2%, and chocolate). For these items we average over the varieties to calculate nutritional values.
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