Journal of Public Health | Vol. 34, No. 4, pp. 548 – 554 | doi:10.1093/pubmed/fds036 | Advance Access Publication 18 May 2012 ‘McDonalds and KFC, it’s never going to happen’: the challenges of working with food outlets to tackle the obesogenic environment Barbara Hanratty1,2, Beth Milton1, Matthew Ashton1, Margaret Whitehead1 1 Department of Public Health and Policy, University of Liverpool, UK Department of Health Sciences/Hull York Medical School, Alcuin C/008, University of York, Heslington, York YO10 5DD, UK Address correspondence to Barbara Hanratty, Email: [email protected] 2 A B S T R AC T Background Food outlets may make an important contribution to an obesogenic environment. This study investigated barriers and facilitators to public health work with food outlets in disadvantaged areas. Methods In-depth qualitative interviews with 36 directors, managers and public health service delivery staff in a coterminous primary care trust and local authority in northwest England. Data were analysed using the constant comparative method. Results Three interventions were available to engage with businesses; awards for premises that welcomed breastfeeding mothers or offered healthy menu options and local authority planning powers. Sensitivity to the potential conflict between activities that generate profit and those that promote health, led to compromises, such as awards for cafés that offer only one healthy option on an otherwise unhealthy menu. An absence of existing relationships with businesses and limited time were powerful disincentives to action, leading to greater engagement with public rather than private sector organizations. Hiring staff with commercial experience and incentives for businesses were identified as useful strategies, but seldom used. Conclusions Encouraging food outlets to contribute to tackling the obesogenic environment is a major challenge for local public health teams that requires supportive national policies. Commitment to engage with the local public health service should be part of any national voluntary agreements with industry. Keywords (MeSH headings) socioeconomic factors, public health practice, prevention and control, obesity Introduction Obesity is rising across the world. In England, data from the National Child Measurement Programme show that one in three children are overweight or obese at ages 10 and 11,1 whilst one in four adults are obese.2 Diet and exercise are the main aetiological factors in the development of obesity,3 and there are many important influences on these that are beyond the control of the individual, from the globalization of the food industry to national transport policies and local environmental planning and management. To prevent or reduce levels of obesity, interventions aimed at individuals— dietary advice, for example—will not be successful on their own. Supporting action on the environment is also required at a population level. Disadvantaged areas are often ‘obesogenic environments’; a term used to describe the role that environmental factors play in promoting a poor diet and obesity.4 – 6 Physical activity levels are low amongst children who live in obesogenic environments,7,8 and disadvantaged areas are less likely to provide safe, green spaces in which to exercise. Although Barbara Hanratty, NIHR Career Development Fellow Beth Milton, Research Fellow Matthew Ashton, Honorary Research Fellow Margaret Whitehead, WH Duncan Professor of Public Health 548 # The Author 2012, Published by Oxford University Press on behalf of Faculty of Public Health. All rights reserved CH A L L E NG E S O F WO RK I N G W I T H FO O D O U T L E T S the association between the area level disadvantage and obesity is most clear cut in the USA, where neighbourhoods are relatively homogeneous with respect to socioeconomic characteristics, a similar picture is apparent in the UK. Poorer areas are more likely to offer unhealthy food options,9 – 11 and have a higher density of fast food outlets. Proximity to fast food retailers has been associated with higher weight and less healthy eating habits.12 In the UK and Ireland, the density of fast food outlets was found to correlate closely with levels of obesity amongst children.13,14 Breastfeeding is also lower amongst disadvantaged women, and it has been implicated in the subsequent development of overweight and obesity.15,16 A review of the evidence for local authorities in England, on how to reduce levels of obesity, recommended giving thought to the availability and access to healthier food choices.17 Food sold in cafes, restaurants and takeaways is an important contributor to diet and a potential influence on levels of obesity and overweight in an area. The use of existing planning powers to control the number of fast food outlets near schools has been promoted in government strategy on healthy weight.18 In addition, the Local Government Act 2000 allows local authorities in England and Wales to do anything they believe will promote the economic, social and environmental well-being of their area, unless prohibited elsewhere in law.19 These ‘Well-Being Powers’ have been interpreted as a potential mechanism for improving the health of local residents, though they have not been widely used.20 Such regulatory approaches frame the problem of obesity as a response to an obesogenic environment. The food industry, and more recent UK government thinking, consider individual responsibility to be important.21 At a local level, public health practitioners are attempting to bridge this divide, and work with retailers, to encourage them to offer healthy food choices to their customers. In disadvantaged areas, where food retailers provide cheap options to people on low incomes, this is a particular challenge. In this paper, we explore the experiences of public health workers in a Primary Care Trust and their local authority colleagues. The aim is to identify the barriers and facilitators to working with commercial food providers to promote healthy eating in a disadvantaged area. Methods The study was set in a Spearhead PCT and co-terminous local authority in north-west England. Thirty-six semistructured in-depth interviews were conducted with senior and middle managers, frontline staff and those who were involved with reduction of obesity, healthy weight promotion and reduction in cardiovascular disease rates. Data collection focused on exploring participants’ experiences of working 549 with commercial food outlets (cafes, restaurants and takeaways) to tackle the ‘obesogenic environment’ in disadvantaged areas. The participants all played a part in the local approach to tackling the obesogenic environment, which included working with food outlets. As their roles ranged from setting and implementing strategy to service delivery, we anticipated collecting data relating to a range of experiences in health promotion. A sampling frame was designed in collaboration with a senior manager at the PCT, using theoretical sampling principles, and expanded purposively as the study went on. Fourteen senior managers took part in the study. From the PCT these were the Director and two Assistant Directors of Public Health, the Chairperson and the Director of Health and Social Care. From the LA: the Directors of Environmental Health, Leisure and Cultural Services, Children’s Services, Crime and Disorder and Regeneration, together with two elected Councillors. Two senior managers were also recruited from the voluntary, community and faith sector. Fourteen middle managers participated. Six of these were from the LA (and worked in Travel Planning, Leisure Centre Management, Planning and Green Spaces), six were from the PCT ( public health programme leads). Two were from other sectors (working at Children’s Centres and a food charity). Nine front-line members of staff also took part: one from the PCT (working on infant feeding), seven from the LA (involved in playwork, as a ranger, in environmental health, travel planning and planning) and one from another sector (a charitable food project). To preserve the anonymity of the participants, detailed descriptions of their roles are not attached to direct quotations. Research Ethics Committees in the NHS and University judged the study to be a service evaluation, not requiring approval (Personal communication, NHS REC North West, August 2009). Written information about the study was sent to each participant in advance, and informed consent obtained immediately prior to the interview. All of the interviews took place in the participants’ workplaces and lasted for no longer than an hour. Digital recordings were transcribed verbatim; field notes and observations were recorded and contributed to the interpretation of findings. Data analysis was carried out alongside the interviews, and the findings informed subsequent data collection. Data were analysed using the constant comparative method, and the analysis was implemented using NVivo software (version 8). After the data were open coded (examined in detail and categorized using inductive coding), axial coding was used to reassemble the data into appropriate connected categories. Finally, selective coding was used to formulate a coherent account of the whole data set. Themes were discussed and refined with the research team as they emerged from the data. The themes described are based on data generated by all participants, but the quotes were taken from staff 550 J O U RN A L O F P U B L I C H E A LTH most closely involved. They were chosen to represent the themes in a succinct manner. As there were two interventions being actively promoted, there were inevitably a small number of staff directly involved in each area of work. Findings As part of the Healthy Weight strategy within the study area, the local authority and the Primary Care Trust aimed to engage with the commercial food sector with three specific initiatives: a Breastfeeding Welcome Award (for premises who welcome breastfeeding mothers), an Eat Well Award (for food outlets with good standards of food hygiene which also offer healthy options) and the use of the local authority planning regulations (Wellbeing Powers) to restrict the number of hot food takeaway outlets within the borough. Three main themes emerged from the data analysis: the conflict between health and profit-making, public sector relationships with business and real world compromises. Conflict between health and profitmaking Staff were concerned that health was a low priority for businesses in comparison with the need to generate profits. They acknowledged the potential incompatibility between promoting health and maximizing profit, and the possibility that the changes to working practices that they were advocating could have negative consequences for the profits of local businesses: It is important to understand the fact that this is a business first. And even if you are a social enterprise, you still need to have your head above water. And sometimes other people can forget that. And I think you have to be careful in that you can’t be making really big changes with organisations that might make them vulnerable because it will just turn them off, in terms of engaging with you (Manager, Public Health, PCT). There were high levels of socioeconomic disadvantage within the study area, and many hot food takeaways serving the local residents. Although the Eat Well Award sought to encourage food outlets to offer healthy choices, staff reported that they did not expect to engage some burger bars, because they felt that they had little leverage with restaurants that were part of a chain or large commercial group: The likes of McDonalds and KFC, it’s never going to happen, but they did get the Food Hygiene because they are clean (Senior staff member, Environmental Health, Local Authority). Breastfeeding initiation rates in the borough were very low, and staff were aware that breastfeeding was not regarded as normal, acceptable behaviour by many local people—indeed they reported that it sometimes generated strong negative reactions. There was also a perception held by NHS staff that some businesses did not wish to participate in the Breastfeeding Welcome Award scheme for fear of alienating their other customers: Participant: . . . Some of them are quite positive and say ‘Oh yes we welcome breastfeeding mums here, but we don’t want to put a sticker up in our window. And they are welcome but we don’t want to join your scheme.’ Interviewer: Are they stating why they don’t want the sticker in the window? Participant: My impression would be that they don’t for their other customers (Public Health staff member, PCT). Public sector relationships with businesses The NHS staff did not have established relationships with the commercial sector, and were concerned that it would not be easy to engage with businesses. They perceived the local authority staff to have had more experience in working with businesses. Senior staff acknowledged that certain skills are required to build a good relationship with businesses. People who had worked outside of the public sector and were able to understand businesses’ concerns and propose real-world solutions were seen as an asset: Participant: We were really lucky when we appointed the person that used to do that job [implementing the Eat Well award] because he was a chef in a former life, who wanted to become an enforcement officer and whilst being a chef . . . it was great because they couldn’t bullshit him because he knew. He was like ‘Oh don’t talk rubbish’. If they were ‘Oh it’s too expensive to do that, oh you can’t get them from the suppliers’. He would say ‘Oh if you go to the wholesaler you can get that on Aisle 3B’. So we were really lucky I think and once we reappoint to that post I think we will be looking for more of a sales-directed person . . . (Senior staff member, Environmental Health, Local Authority). While the original intention was to use the Breastfeeding Welcome Award widely across the local authority area to denote that mothers were welcome to breastfeed in premises of all kinds, awards were largely given to public or third sector organizations, with few commercial premises involved in the scheme: Actually there aren’t a great deal of private companies who have come on board. Obviously a lot of health CH A L L E NG E S O F WO RK I N G W I T H FO O D O U T L E T S centres are, the council are very good, and all the children’s centres, they are on board with the system. In terms of taking it out to your local businesses, that really is to me the main angst of the scheme (Public Health staff member, PCT). Participants responsible for all three initiatives reported that these were afforded low priority in comparison with the other elements of their workloads. At the time of the research, the post responsible for the Eat Well Award was vacant, and no other member of staff was working on the project in the interim. The Breastfeeding Welcome Award had operated for a short period only, and that period had since finished. The Wellbeing Powers of the planning authority had been discussed within the borough but no progress had been made towards their implementation: Unfortunately due to circumstances – with losing the officer concerned and in taking time to get the post advertised so it’s still actually vacant – hence the delay with this year’s Eat Well Awards (Manager, Environmental Health, Local Authority). To be honest, because we have to prioritise, our priorities have been the baby friendly side of things. And although we have had a go at this – it is a piece of work that really needs more work on it (Public Health staff member, PCT). The NHS employees felt that it might be very labour intensive to work with commercial sector organizations. This deterred them from putting in the prolonged effort required to persuade businesses to adopt the healthier environment schemes, an approach that was noted by local authority colleagues: There are certain people who maybe don’t see the work involved in the promotion of the service, the hard work, going out to businesses, trying to get businesses on board. It takes up time, and the end result may not be what you would want them to say. All that time for so small a result . . . We know the hard work that is going into the provision of that service, we see the staff who are out there trying to get the business on board, they are spending hours going out actively promoting what the service is, but at the end of the day sometimes they don’t get a take-up from the company (Manager, Environmental Health, Local Authority). How can businesses be motivated to participate in public health initiatives? It is possible that the staff responsible for the Breastfeeding Welcome Award and the Eat Well Award found it time 551 consuming and difficult to engage businesses because they had struggled to align the aims of the Awards with the motives that drive the commercial sector. Businesses could be motivated by positive publicity which may increase their sales. Despite this, neither of the Awards was well publicized to the public, and—although outlets could display window stickers—lists of establishments who had received the Awards were not available to members of the public: Participant: Well if you rang up we would probably be able to give that information because we have the names, obviously, of all the businesses who do have the awards. So people could come to us and we would be able to give that information out. But the businesses they do have a sticker that they can put on display (Manager, Environmental Health, Local Authority). As a result of these low publicity levels, it seemed that consumer brand awareness in relation to the Awards was poor. Aiming too low, or real-world compromise? The Eat Well Award was given to food outlets that could demonstrate that they were offering a healthy option on their menus. They did not have to present an entirely healthy menu, but needed to offer at least one healthy choice alongside meeting a range of healthy eating criteria— for example, having artificial sweeteners available. Cafés and restaurants were free to continue to serve ‘unhealthy’ food, meaning that many customers probably did not eat well at food outlets that had received the Award: Participant: The Eat Well award is to do with what they are offering: is it low fat? Is it sugar free? Are you offering healthy alternatives such as wholemeal bread, brown rice that type of thing, low fat yoghurts whatever it may be, semi-skimmed milk? A whole host of things – the preparation: are you using vegetable fats for cooking? Are you grilling – not deep fat frying? Things like that. So it’s looking at how things are done and what the businesses are actually offering: are they offering a healthier option to the customer? Interviewer: So does it have to be that the business is offering a healthier option or does it have to be that the whole menu complies? Participant: Well it’s a healthier option if they want the Award – it’s got to be. They have got to prove that they are offering a healthier choice, I mean some people may like their burgers deep fat fried, so long as they can prove there is an option that they can be grilled (Manager, Environmental Health, Local Authority). 552 J O U RN A L O F P U B L I C H E A LTH NHS staff perceived there to be a conflict involved in presenting the Breastfeeding Welcome Award to outlets that welcomed breastfeeding mothers but served unhealthy food. They did recognize, however, that in order to create an environment that supported breastfeeding it was desirable to have as many welcoming outlets as possible: My dilemma was, we have got certain cafés there, but they are not particularly healthy cafés. So do you say ‘Right, we exclude you because you sell sausage rolls’? But that’s what people eat. So that’s a dilemma, but then I thought ‘No, let’s just ask anyway.’ If that is where people go, then this is about being welcoming, and . . . at the end of the day if that’s where people go, then we should be asking them (Public Health staff member, PCT). Discussion Main finding The public health staff knew how difficult it could be for businesses in disadvantaged areas to generate profits and were sensitive to the potential conflict between health and commercial success. Working with cafes, restaurants and takeaway food outlets was perceived to be time consuming, with many alternative areas of public health work offering better opportunities for health gain. The two awards that they were implementing, Eat Well and Breastfeeding Welcome, faced a major challenge from local culture in an area where bottle-feeding for infants and fast food were the norm. At the time of the study, the planning powers to restrict the opening of fast food outlets had not been used. Limitations This study describes public health staff perceptions of the challenges they faced when working with local businesses. The study area contained high levels of social disadvantage, amongst a predominantly white population. Hence, the findings may be of most value to the pubic health workforce in similarly disadvantaged areas. The participants of this study were selected purposively, and many were identified by more senior members of staff. Fear of repercussions in the workplace or loyalties to staff or organizations could, in theory, inhibit full expression of their true views. However, these concerns do not appear to be supported by the data, which contain critical and reflective accounts of their work. The interviews were conducted only with public sector employees. Food retailers’ perceptions of public health approaches were not captured. This approach was chosen because the focus of the study was on maximizing the effectiveness of local public health practice. Tackling the obesogenic environment is a broad aim that requires engagement with a number of sectors, not just food, but capturing views across different areas was not possible within available resources What is already known Local authorities in England already have the planning powers needed to control the number of fast food outlets in an area and national policy encourages their use.18 But in practice implementation of supplementary planning documents to prevent fast food businesses from opening in close proximity to schools and leisure facilities is a slow process and few local authorities have publicized their actions. (Waltham Forest, in outer London is an exception, and has described its work in a local government website.)22 Balancing health with the benefits of local employment presents a dilemma to local authorities in disadvantaged areas, when their members must face re-election every few years. Nevertheless, evidence from around the world supports the existence of an association between access to fast food and socioeconomic differences in diet and obesity.23 – 25 Fast food consumption amongst children has risen rapidly in the last two decades, and accounts for an increasing proportion of the total energy intake of children. Failure to tackle the growth of fast food outlets risks perpetuating social inequalities in access to healthy food. A better understanding of the reasons behind local authorities’ reluctance to use planning powers to regulate fast food is required. It may be that national action on the density and location of outlets would be a more practical and effective approach. A range of studies suggests that breastfeeding may protect against overweight and obesity in later life, but a paucity of intervention studies and multiple methodological challenges mean that the evidence is not definitive.16,26,27 Nevertheless, breastfeeding has many other health benefits and the World Health Organization recommends exclusive breastfeeding for the first 6 months of life. In the UK, the initial breastfeeding rates have risen to 81%; in 2010, but this conceals significant social patterning.15 Mothers who are better educated, working in professional and managerial occupations or are older, are more likely to breastfeed.15 An extensive literature describes strategies to increase initiation and duration of breastfeeding, Attitudes to breastfeeding in public have been acknowledged as a barrier.28,29 Yet, there is relatively little research into interventions targeted at disadvantaged women, or community level initiatives.30 Key attributes of a successful strategy include multi-sectoral working and having a tailored package of interventions that are locally appropriate.29 In this study, implementation of the award did require the former, but it may not have been the most appropriate intervention for the area, emphasizing the value of local adaptation of national initiatives. CH A L L E NG E S O F WO RK I N G W I T H FO O D O U T L E T S Implications, what this study adds The new vision of public health outlined in the public health white paper is in local authorities, with local freedom, accountability and funding, ensuring that public health is ‘at the heart of everything that councils do’.31 Such locally appropriate public health action, however, unsupported by central government, risks being ineffective. In this study, attempts by public health practitioners to change local business practices would have benefited from more robust national policies. Local health promotion with national fast fast-food chains was thought to be futile by one participant, but a more supportive national context could challenge this assumption. No local authority can compete with commercial advertising budgets, and self-regulation on advertising of alcohol, for example, has failed.32 The national responsibility deal ‘pledges’ for alcohol promise to avoid advertising within 100 m of schools and comply with best practice guidance. If the food industry pledges are similar, they are unlikely to cause much disruption to profits in the digital era. Voluntary changes that have a minimal impact on profits seem unlikely to bring about the sizeable changes within the food industry that are needed to influence trends in the levels of obesity. Moving public health into local authorities offers an opportunity to learn from and harness the skills and experience of staff working in environmental health directorates, local chambers of commerce, and elsewhere, who are already familiar with the challenges of working with local businesses. Whether existing relationships concerned with environmental health will benefit health promotion may depend on how effectively the different members of the public health team work together. Food hygiene presents a more immediate risk to public health than unhealthy eating choices, but appropriate prioritization should not mean that longer term action on the obesogenic environment is neglected. The food industry is a global concern, and expectations of what may be achieved by a small number of staff within a local authority must be realistic. Robust regulatory and legislative support at a national level is needed. In the absence of these, close scrutiny of any voluntary agreements and evaluation of their effectiveness at influencing the public health consequences of industry practices will be essential. Research ethics approval Local NHS and University ethics committees advised that ethical approval was not required for this study as they considered it to be a service evaluation, rather than research (Personal communication NHS REC North West August 2009) 553 Funding This work was supported by the NHS organization (former Primary Care Trust) in the North West of England in which the research was carried out. This paper represents the views of the authors, not of the host organization. B.H. is supported by an NIHR Career Development Fellowship (NIHR CDF-2009-02-37). The views and opinions expressed therein are those of the authors and do not necessarily reflect those of the Department of Health. References 1 The NHS Information Centre. National Child Measurement Programme England 2009/10 school year, 2010. http://www.ic.nhs. uk/webfiles/publications/003_Health_Lifestyles/ncmp% 202010-11/NCMP_2010_11_Report.pdf (January 2012, date last accessed). 2 The NHS Information Centre. 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