doi: 10.1093/heapol/czh027 HEALTH POLICY AND PLANNING; 19(4): 218–233 Health Policy and Planning 19(4), © Oxford University Press, 2004; all rights reserved. Household decision-making on child health care in developing countries: the case of Nepal SUBHASH POKHREL AND RAINER SAUERBORN Department of Tropical Hygiene and Public Health, University of Heidelberg, Germany Quantitative studies on health care utilization often overlook the importance of capturing the ‘pathway’ of household decision-making processes. This paper offers a four-step construct which maps out a hierarchical scale of household decision-making regarding child health care. The construct begins with the perception of illness, moves on to choice of care and provider, and finally ends with health care expenditure. The construct is substantiated by means of a descriptive analysis of nationally representative data from the 1996 round of the Nepal Living Standards Survey. About 10% of the total population reported illness, 69% of whom sought care, and depending upon the provider they chose, spent between 2.5 to 4.3% of their per capita household total annual expenditure on health care. Bivariate analysis detected age and gender biases in the perception of illness, but if a child was reported ill, all subsequent steps were found to be free from such differences. Further analysis, that took into account the changing effects of income and mother’s education, indicated that there may be conceptually different household dynamics that underlie boys’ and girls’ illness perception; this ultimately determines whether or not health care is sought. The authors put forward a hypothesis to be tested by future studies. They argue that gender role significantly affects the perception of illness, but not necessarily the subsequent care-seeking. The relevance of this hypothesis to explaining the typical South Asian characteristic of differential child mortality rates is discussed. Key words: child health care, perception of illness, gender bias, age bias, health expenditure, provider, household decisions, South Asia, Nepal Introduction How a country fares in terms of its population’s health is largely dependent on how the available health care services are being utilized. Analysis of health care utilization has therefore increasingly been a major focus for researchers, policymakers and programme managers. Several conceptual models of health care utilization have been proposed, of which the behavioural model (Anderson 1968), health belief model (Hochbaum 1958) and economic model (Grossman 1972) are commonly accepted. price and income covariate with a set of other socio-demographic and need factors, producing the demand for health care, usually represented by health care utilization. Important in the economic model is the assumption that individuals produce a commodity called ‘health’ by combining their time and other inputs purchased from the market (one of the inputs could be medical/health care), and as such, the demand for health care is derived from a more basic demand for health (Grossman 1972). Application of the economic model in the analysis of health care utilization in developing countries is growing (see Jack 1999). The behavioural model consists of three major components – predisposing factors (e.g. age, sex, family size, education, employment), enabling factors (e.g. income, insurance, residence) and need factors (e.g. perceived health status, symptoms of illness, disability days) – which determine the use or non-use of care. Applications of this model are found in several studies (Kroeger 1983). The psychosocial model (e.g. health belief model), on the other hand, postulates that individual perception, which is influenced by health beliefs about vulnerability to a particular health threat and the consequences of the health problem, effects the individual’s state of readiness to take an action. This state interacts with modifying factors such as demographic, socio-psychological and structural variables, and the perceived benefits of the health services lead to the likelihood of service utilization. This model has been applied to examine the utilization of preventive care (Carmel 1991). From an analytical viewpoint, the three conceptual models are not mutually exclusive in that rarely can all factors be collected at the same time. A mapping from a conceptual framework to an analytical one is therefore needed. McKinlay (1972) identified six analytically different approaches to health-seeking behaviour: socio-demographic, socio-psychological, socio-cultural, geographic, organizational and economic approaches; each having strengths and weaknesses. Kroeger (1983) categorized the health care utilization studies broadly into two tracks: (a) the pathway model, which describes different steps in decision making and in the process of illness behaviour, and (b) the determinant model, which focuses on a set of explanatory variables or determinants that are associated with the health care choice. He found that empirical studies using the pathway model were mainly of a qualitative nature, while those employing the determinant model were mainly of a quantitative nature. The economic model, however, assumes that factors such as As the determinant model allows the estimation of the affect Household decisions on child health care of price and income, holding all other factors constant, utilization studies based on an economic framework appear to have focused almost exclusively on the determinant model. If the purpose of the study is to estimate the net effect of an explanatory variable on the utilization, determinant models are far more popular, even for studies that are based on other conceptual frameworks. Moreover, the choice of dependent variable representing health care utilization has been diverse. Some studies use a binary choice of whether or not an individual sought care or a multinomial indicating the type of provider chosen from a list of formal and informal healers (e.g. Levin et al. 2001; Ha et al. 2002), while others consider health expenditure incurred to buy health care goods and services given the use of certain healers (e.g. Rous and Hotchkiss 2003). A question arises as to what track of analysis and/or which kind of dependent variable one should choose in analyzing how health care is being utilized (Jack 1999). Ideally, both quantitative and qualitative approaches are needed to better understand health-seeking behaviour (Ward et al. 1997), but resource constraints and availability of data often tempt investigators to choose one or the other. Although the choice of the analytical framework may not alter the findings, the choice of the dependent variable might do so, because household decision-making on health care is usually complex – it is a ‘process’ involving several steps, not an end in itself. Health care decisions can therefore not be viewed as a single choice. On the qualitative approach, the ‘pathway model’ mentioned by Kroeger (1983) seems to capture this process to a large extent, but the quantitative dimension of such a model has not been explored sufficiently. More recently, Flessa (2002) has linked the scarcity of health to the demand for health care through a series of events in between them, i.e. needs (defined as the subjective experience of scarcity of health) and want (defined as willingness to seek health care). He argues that since the aim of any utilization study is to find factors which could contribute to the reduction of scarcity of health, such a study cannot ignore the various steps between scarcity and demand. It therefore follows that if one fails to capture the whole process in the quantitative analysis by taking into account only one variable of interest (which is usually one of the steps in the process), it is likely that the results will be of little use or even misleading because the analysis may not be able to identify the step or steps (in the process) where a policy could play a substantial role. For example, Sauerborn et al. (1996a) report age bias, but not gender bias, in households’ decisions to allocate scarce resources for health care in West Africa, while gender bias in intra-household resource allocation in South Asia has long been reported (Chen et al. 1981; Das Gupta 1987). Being able to detect age or gender bias in household decisions (as in the case of the above analyses) may help in devising policies to improve access to heath care. However, it is probably not adequate to do so in a more targeted manner because this requires an understanding of the stage of the household decision-making process at which the age 219 or gender bias enters, what factors really determine this bias, and whether or not these factors affect all steps of the decision-making process. Although a limited number of recent quantitative studies point towards this direction, their primary focus has been either on looking at differential patterns of choosing providers (e.g. Levin et al. 2001; Ha et al. 2002), or on getting unbiased estimates of their main dependent variable (e.g. Rous and Hotchkiss 2003). Therefore, they do not address adequately the problem that exists at one or more steps within the decision process. The purpose of this paper is thus two-fold. First, it creates a conceptual construct that maps out household decisionmaking on child health care in a hierarchy of several steps. Secondly, it attempts to substantiate this construct by means of a descriptive analysis using the nationally representative data from the 1996 round of the Nepal Living Standards Survey. Conceptual construct Drawing heavily on the established qualitative approach of health seeking behaviour – the pathway model (Kroeger 1983) – we create a conceptual construct that maps out the decision-making process in order for us to analyze it quantitatively. It is assumed that decisions regarding child health care are ‘household decisions’ in that these decisions are largely influenced by household factors such as the relation to other members of the household (say, parents), their educational and occupational exposures, and household income (Levin et al 2001; Pillai et al. 2003). The conceptual construct has four hierarchical steps (Figure 1). The first step is the ‘perception of illness’. Whether or not a health care utilization really requires a person to first perceive illness may be debated in a developed country context, but in developing countries people are likely to seek health care only when they perceive themselves to be ill (Ward et al. 1997; Rous and Hotchkiss 2003). While qualitative research may contribute greatly to understanding ‘perception of illness’, it is equally difficult to measure this perception quantitatively. Fortunately, many household surveys ask individuals if they were ill or injured in the past month prior to the survey date. This information (selfreported morbidity) can be used to proxy ‘perception of illness’. The second step in the decision-making process is ‘seeking care’, which is generally measured by the ‘proportion of individuals who sought care given perceived illness’. A household may choose to seek care from external sources (formal or informal) or decide to go for self- or home-care. Having preferred to seek external care, the third step in the decision process is to ‘choose a provider’ (from various types available, i.e. public, private, traditional healers, etc.). The fourth step in the decision process is ‘health expenditure’, the level of which depends on the type of provider 4 nd 1 P R O C E S S D E C I S I O N D E T E R M I N A N T S P O S S I B L E 3rd level: Health systems characteristics • Access to health care provider; • Price of health care goods/services; • Quality of health care, etc. 2nd level: Household characteristics • Household income; • Mother’s education & employment; • Whether mother heads the household; • Number of children living; 1st level: Individual characteristics • Age; • Gender, etc. Figure 1. Household decision-making on child health care as a process involving four hierarchical steps and determined by factors at three levels Step1: Perception of illness Crude but available proxy for measurement: Self-reported morbidity or self-reported health-status from household surveys 2 3 Step 3: Choice of provider Proxy for measurement: % choosing a particular health provider given external care sought 4 Step 4: Health care expenditure Proxy for measurement: $ spent as the result of first consultation with a particular provider Step 2: Care seeking Proxy for measurement: Whether or not external health care was sought given perceived illness 1 episode of household decision making st 2 and higher episodes of decision making process if an ‘illness episode’ itself requires several follow-ups (influenced largely by providers’ decisions) or in case of ‘healer shopping’ 3 3 2 1 220 Subhash Pokhrel and Rainer Sauerborn Household decisions on child health care chosen. Since household members and health care providers jointly determine the level of expenditure after the child is taken to the provider, households may have unforeseen expenditure. This is why our construct assumes health expenditure as the result of step 3 that might later feed back into decision-making at step 3, rather than it (health expenditure) being an influence over decision-making at step 3. It is important to acknowledge the limitations of restricting the construct to only four steps. First, it is likely that a second or subsequent visit to the health care provider is necessary (e.g. if the treatment requires a follow-up, or if the illness does not improve). Secondly, it ignores the so-called ‘healer shopping’ (Kroeger 1983); for example, if people are not happy with the service they get from an allopathic doctor, or the illness does not improve, they may turn to a traditional provider (and can pay very high prices) without any advice from the doctor. Thirdly, because poor people are unsure of the potential costs they will face on seeking care, they do not seek care and hence previous decisions will affect the current one being examined. Fourthly, the fear of borrowing or selling assets as a strategy to cope with the costs of illness may also affect the earlier steps. Despite these shortcomings, the construct is still relevant because the understanding of how households ‘initiate’ health care will arguably have the most significant contribution to reforming national health care systems that suffer from low utilization, as in the case of Nepal. Moreover, it is likely that after the first consultation, decisions on health care no longer remain ‘household’ decisions as they are largely, if not completely, dependent upon the provider’s decision. Finally, in most occasions, all required data are not available, and without limiting the construct to four steps, it is impractical to carry out the analysis. The second part of the construct is the identification of factors that determine one or all steps of the decision process. Health care decisions depend on several factors, some of which are inter-related. Individuals’ attitudes, beliefs and perceptions are important determinants of health care utilization, especially with regard to their initial contact with the health care system. Health status, income and education often determine the demand for health care (Grossman 1972; Levin et al. 2001; Ha et al. 2002). While a person’s health status affects his/her perceived benefit of medical treatment, which may in turn be affected by education, income can determine the ability to pay. Other characteristics such as age and sex are also important with regard to health care decisions because they determine differences in health status, partly due to inherent biological disparity between men and women and between age groups, and partly due to social roles and responsibilities assigned to men and women and to different age groups (Kroeger 1983; WHO 1998). There are many other factors which may be important in determining the decision process. For example, whether or not one or both parents live in the household may be instrumental in resource allocation decisions. The husband’s education may determine not only whether a woman works, but whether she decides how to spend the funds, which is 221 very important for women’s control over resources. A mother’s access to credit or social resources and her status within the household might also be important at the household level (Levin et al. 2001; Matsumura and Gubhaju 2001). Moreover, the structure, process and outcome related to quality of care (such as availability of drugs, attitudes of health care workers, and perceived quality of care) might be important at the health system level (Acharya and Cleland 2000; Mariko 2003), and so is the price of health care goods and services, including drugs (Sauerborn et al. 1994; Ching 1995). In this construct, it is therefore assumed that the decisionmaking process is determined by several factors acting at three different levels. These may include, but are not limited to: (a) individual-level characteristics such as age and gender of the child; (b) household-level characteristics such as family income, mother’s socio-economic status (as measured by her education, employment and whether or not she heads the household), number of children living in the household and rural/urban status; and (c) health systems-level characteristics such as access to health facility/provider. However, we included only these factors in our empirical analysis with Nepal data for two reasons. First, we intended to use a descriptive study to explore this construct for the following reasons, and therefore could not accommodate a large number of variables in the descriptive analysis. Since we have four decision steps, we would encounter four simultaneous equations in the multivariate analysis. The estimation of such a system of equations becomes more complex for several reasons, and therefore, should be the subject of another paper. For example, different steps in the decision process have different measurement scales, such as binary (illness), multinomial (provider) or continuous (expenditure), the joint estimation of which are not usually handled by common statistical software programs. Moreover, all four dependent variables are basically choice variables (endogenous). In econometric terms, there could be unobserved factors that are correlated with any of the dependent variables (say illness reporting) and the health expenditure decision. Then, parameter estimates in the health expenditure model that include these factors as independent variables will be biased. This calls for a correction in the estimation procedure (see Akin et al. (1998) for a twoequation system, and Rous and Hotchkiss (2003) for a threeequation system). Second, the data we intended to use lacked some of the variables mentioned above (for instance, the drug prices and the quality of care). While the data shortcoming is critical in formulating policy implications that relate to unavailable data, it nevertheless has little impact on the exploration of the construct using available data only. Context, data and statistical methods Context As mentioned in the introduction, we attempted to substantiate the above conceptual construct using data from Nepal. 222 Subhash Pokhrel and Rainer Sauerborn With a population of 23 million (80% of which is rural) and per capita income of US$220, Nepal’s health care system relies heavily on the public provision of service delivery, but health care financing is organized predominantly by out-ofpocket expenditures. The Ministry of Health is primarily responsible for providing both curative and preventive health care through 79 hospitals located at central, regional and district levels, 178 primary health centres, 705 health posts and 3132 sub-health posts located at the community level (MOH 2002). Private provision has expanded rapidly since 1991, the year a new health policy was implemented. Although the number of service outlets has increased significantly in the recent past, Nepal’s health care infrastructure, especially in rural areas, is characterized by a low level of utilization and poor quality of care (NPC 1997; Acharya and Cleland 2000). Nepal spends about 5% of its gross national product (GNP) on health, of which 74% is accounted for by out-of-pocket payments (Hotchkiss et al. 1998). The infant and under-5 child mortality rates have declined steadily in the past decade, but they are still one of the highest in the world and are characterized by substantial gender differentials. The number of deaths of female children aged 1–4 per 100 male child deaths in 1970, 1985 and 1996 were, respectively, 108.7, 128.2 and 124.2. These figures illustrate the progressively worsening situation for girls relative to boys during the 1970s and lack of progress thereafter (WHO 2000). Child health services focus on the expanded programme on immunization, nutrition, and control of diarrhoeal and acute respiratory infections – programmes that address leading causes of mortality and morbidity (MOH 2002). There is scant evidence on health care utilization in Nepal. The Ministry of Health estimates per capita new visits to government health facilities as 0.36 for the year 2001–02 (MOH 2002), a typically lower level of utilization in a country which relies heavily on public provision. The National Planning Commission (NPC 1997) reveals that 12% of households reported one or more contacts with government health services. The use of maternal services is limited; only 43% of expectant mothers made first antenatal visits in government facilities in 2001–02 (MOH 2002). Most often, treatment for illness is sought only after home remedies have failed; women are the primary care givers at home and a large proportion of the population (42%) do not visit modern health facilities, instead seeking the help of traditional healers (Niraula 1994). The most recent study documenting health seeking behaviour in a hill village reports that of the 69% of households that sought health care when an illness occurred, 26% visited traditional healers exclusively while only 19% first visited formal health care institutions (Jimba et al. 2003). No studies represent the overall health seeking behaviour at a national level; Ministry of Health estimates ignore private provision and traditional healers, and other studies do not represent the whole country. Data The data for this study come from the Nepal Living Standards Survey (NLSS), which was administered in 1996 by Nepal’s Central Bureau of Statistics (CBS) with assistance from the World Bank. A total of 3338 households (18 855 individuals) in 275 communities were selected through a twostage stratified sampling procedure in order to represent the whole country. Sampling weights were constructed to correct for different selection probabilities across households. The details of the survey design and implementation are described in Prennushi and Central Bureau of Statistics (1996). The definition of ‘household’ adopted by the NLSS was: ‘a group of people who normally live and eat their meals together (that is, the person concerned has lived in the household for at least 6 of the past 12 months)’. NLSS asked all sampled individuals questions on various economic, demographic and health related behaviours. For children under 5 years, the information was collected from their respective mothers. Questions related to health included: (a) whether each household member was perceived to suffer from a chronic disease or from an illness or injury in the past month, (b) whether the individual/s used health care services, and (c) if so, the type of place and practitioner that was consulted, and the consultation and travel costs for the first two visits. If tests were carried out and drugs were given as the result of the consultation during the visit, they were also included. No costs for drug items were recorded separately, however. We analyzed 8112 individual observations from 2847 households in 274 communities. These observations include all children aged 15 years or less captured by the survey. We retain individuals of age 10–15 years under ‘children’, despite the WHO definition of ‘adolescent’, which ranges from 10–19 years of age, assuming that this would make little significant difference to our study questions. Statistical methods Descriptive analysis was carried out, taking into account the sampling weights to correct for different selection probabilities across households. Pearson’s χ2 test was used in order to determine whether children with specific individual, household and health systems level characteristics differed from each other in terms of health care decisions. The difference in means (such as average health care expenditure) across groups was examined by using adjusted Wald tests, which performed similar to Student’s t-test if there were only two groups. Since expenditure data were skewed and had positive values together with some zeros, we transformed them into a logarithmic scale [u = log10(x + 1)] before doing significance tests. All calculations were done using ‘survey commands’ from STATA version 7 (StataCorp 2001), thus giving population estimates. Throughout the analysis, we use the term ‘child health care’ to mean any action taken by households in response to their child’s acute illness; it includes the process of obtaining curative services at different providers of health care. We have excluded the decision-making on non-acute diseases because of the unavailability of data. We have confined our analysis to the first visits (consultations) only, as discussed in the section outlying conceptual construct. We constructed the income quartiles as the quartile of the Household decisions on child health care household’s total annual expenditure, assuming that households make expenditure decisions based on the amount of income they expect to earn on average; therefore, annual expenditure could serve a better proxy for the household’s regular income than using reported income, which can vary from year to year (Rous and Hotchkiss 2003). We measured mothers’ socio-economic status by three key variables: her education in terms of whether or not she attended school, her employment in terms of whether she is in self- or wageemployment or does not work (is a housewife), and her guardianship in terms of whether or not she heads the household (Matsumura and Gubhaju 2001). We used the availability of a primary health care facility within or over 1 hour of travel time as a proxy for access, the health system variable (Magadi et al. 2000). There are various types of health care provider in Nepal, and based on the information collected by the survey, we classified them into four categories for the purpose of our analysis: (a) public providers, who are the government or other public hospitals/primary health care facilities; (b) pharmacy, which includes all medical shops (these are mostly run by private owners, provide informal advice on care, sell drugs on their own and are spread across the country at both large and small scales); (c) home visits/traditional healers (about two-thirds of home visits were made by traditional healers and were particularly common in rural areas); and (d) private/NGO providers, which includes clinics and facilities run by nongovernmental organizations or missionaries. 223 Results Table 1 gives an overview of the four-step decision process with population estimates. About 10% of the children aged 15 years or less were perceived to have suffered from an acute illness or injury 1 month prior to the survey date. The most commonly reported illnesses were diarrhoea and fever, which together accounted for more than 60% of the total (not shown in the table). Nearly one-third of the sick children did not seek care. This translates to an approximate 30% risk of a sick child going without any external health care. From the data we have, we do not know what really happens to those not seeking any external care (it could be self-care, home-care or no care at all). Once the households decided to seek health care for their ill or injured children, more than 80% were taken to either public or private providers who offered formal and mostly allopathic forms of medicine. However, one-tenth of the sick children received care via informal advice from a pharmacy or medical shop, while a little less than this proportion were served by traditional healers. The pattern of care-seeking indicates that public providers are most commonly consulted in any illness episode, followed by private providers, but informal care still exists in a visible proportion, even after controlling for income and rural/urban status (Figure 2). While the average expenditure on child health care was 210 Nepal Rupees (Rs.) (about US$4 in 1996), it varied across the type of providers, as expected (Table 1). The cost of Table 1. The four-step hierarchy of household decision-making on child health care in Nepal (2847 households with 8112 children 15 years or below) Step Decision No. of observations 1 8112 Population estimates % (standard error) 2 3 4 a Two Perception of illness as measured by self-reported morbidity (whether or not one was reported ill/injured 1 month prior to the survey date) No Yes Health care seeking (whether or not external care was sought given illness) Yes No Choice of provider for the first consultation given external care was sought Public Pharmacy Home visit/traditional healers Private/NGO Health care expenditure (fees for first consultation and travel expenses) in Rupees 1995/96 value Public Pharmacy Home visit/traditional healers Private/NGO Average (weighted) 90.0 (0.6) 10.0 (0.6) 788 68.9 (2.7) 31.1 (2.7) 556 56.7 (2.9) 10.0 (1.8) 7.8 (1.5) 25.5 (2.7) observations with extreme values were dropped from the analysis. care spending expressed as percentage of per capita household total annual expenditure. b Health Mean (95% CI) % (95% CI)b 210 (175–244) 166 (80–252) 115 (63–167) 256 (204–308) 210 (184–236) 4.3 (3.2–5.4) 2.5 (1.6–3.4) 2.5 (1.3–3.6) 4.3 (3.3–5.4) 4.0 (3.3–4.7) 554a 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% Quartile 1 (lowest) Public 3 Pharmacy Quartile 4 (highest) Home visit/TH Urban Rural Private Figure 2. Percentage of children seeking first consultation by type of providers and residence or income 2 All 224 Subhash Pokhrel and Rainer Sauerborn Household decisions on child health care consultation included the costs of the first visit plus the travel costs. Since there could be more than one visit, this may underestimate the total expenditure (and expenditure as a percentage of income). However, for the reasons discussed in the section outlining the conceptual construct, we did not consider the costs of the second and subsequent visits in our analysis. The costs of the first consultation included examination fees, costs of diagnostic tests and drugs, if they were the result of the consultation. The average expenditure associated with private providers was appreciably higher compared with public ones; this indicates that private care was, as expected, more expensive for many. When expressed as a percentage of total per capita household annual expenditure, the average spending on child health care (first consultation plus travel costs) was 4% (range 3.3–4.7). This points to the fact that there is a huge burden on households for child health care, because the overall household health care 225 spending in Nepal is 5% of total per capita annual expenditure (Hotchkiss et al. 1998). Table 2 disaggregates the household decision-making process into the four-steps of our conceptual framework (Figure 1) and stratifies it by the three levels of possible determinants. At the first step, several characteristics appeared significant. While households were more likely to report illness/injury of infants than of elder children, girls were less likely to be reported ill than boys. The mother’s status also affected the likelihood of reporting an illness/injury. Mothers who attended schools or were household heads reported children’s illnesses/injuries more often. However, whether or not a mother was a housewife (not-working) or had any sort of self- or wage-employment had an insignificant effect on reporting illness/injury. Having only one child in the household was associated with an increased chance of reporting Table 2. Household decision-making on child health care disaggregated into four steps by three levels of possible determinants Levels of determinants 1. Individual Age group: < 1 year 1–5 yrs 6–15 yrs Gender: Male Female 2. Household Mother’s education: Never attended school Attended school Mother’s employment: Not working Wage employment Self-employment Mother head of household: Yes No Number of children in family: Only 1 2–3 >3 Quartile of per capita income: 1 (lowest) 2 3 4 (highest) Residence: Rural Urban 3. Health systems Time to health-facility: Within 1 hour More than 1 hour Steps of decision-making process ————————————————————————————————————————————— 1. Reporting 2. Seeking health 3. Choice of public 4. Expenditure for first illness/injury care provider consultation plus travel cost (n = 8112)a (n = 788) (n = 556) (Rupees) (n = 554) % (95% CI) % (95% CI) % (95% CI) Mean (95% CI)% of income 20 (16–24)* 15 (13–17) 6 (5–7) 71 (60–80) 71 (65–77) 65 (57–72) 57 (43–69) 52 (46–59) 63 (54–71) 212 (148–275) 215 (179–250) 202 (159–246) 4.7 4.3 3.2 11 (9–12)** 9 (8–11) 71 (64–76) 67 (60–73) 58 (51–65) 55 (47–62) 221 (186–255) 196 (161–231) 4.5 3.3 10 (9–11)** 12 (10–15) 67 (61–72)* 84 (71–92) 58 (52–64) 48 (37–59) 210 (182–238) 195 (145–245) 4.4 2.0 11 (9–14) 11 (9–14) 10 (8–11) 69 (60–77) 71 (60–80) 69 (61–75) 60 (49–70) 46 (32–60) 58 (50–65) 199 (150–249) 193 (124–261) 212 (178–246) 3.3 3.8 4.3 15 (12–19)* 10 (9–11) 58 (45–70)* 71 (65–76) 77 (62–87)* 54 (48–60) 168 (130–205) 212 (184–239) 4.0 4.0 13 (10–17)** 10 (9–12) 10 (8–11) 70 (56–80) 68 (61–75) 69 (62–76) 61 (46–74) 58 (50–66) 55 (47–63) 244 (134–353) 204 (166–251) 205 (169–241) 2.5 3.8 4.5 9 (8–12) 10 (8–11) 11 (10–13) 10 (8–13) 52 (42–62)* 68 (58–77) 75 (66–81) 82 (73–89) 63 (50–74) 58 (46–68) 56 (48–65) 52 (40–63) 190 (123–258)* 133 (108–158) 209 (168–250) 311 (245–378) 7.9 3.2 3.2 2.6 10 (9–11) 10 (8–13) 68 (62–73) 81 (63–92) 58 (52–64)* 39 (31–47) 203 (176–229)* 4.0 301 (210–392) 3.3 10 (9–11) 10 (9–12) 76 (71–81)* 53 (43–63) 56 (49–63) 59 (47–70) 209 (180–238) 214 (162–267) Sample size (n) is the number of children. a proxy used for measuring perception of illness. * significant at 5% level; ** significant at 10% level. 3.6 5.0 226 Subhash Pokhrel and Rainer Sauerborn illness/injury. Other variables such as the type of residence (rural/urban) and access to a health facility showed no statistically significant difference in this very first step of the decision-making process. Income did not influence the likelihood of a child being reported ill or injured. The trend observed in the first step changed when households entered the second step in the decision process. While the mother’s status in terms of her educational background and whether or not she headed the household remained significant determinants of seeking health care, economic characteristics like income and travel time to the nearest health facility became significant at this step. Interestingly, once the child was reported ill, his/her individual characteristics such as age and sex made no difference in subsequent decision-steps. This was true for a disease-specific analysis, such as for diarrhoea, as well (not shown in the Table). The effect of a mother being the head of the household, although positive in reporting illness, was negative in health care seeking. Once the decision to seek health care was made, time taken to bring the child to the health facility made no difference to the choice of provider and subsequent expenditure decisions. The pattern of health expenditure differed significantly across different income groups and was regressive, the poorest spending a much higher share of their income (7.9%) on child health care than the richest (2.6%). Moreover, there was a large gap between rich and poor in terms of spending on child health care (on average, quartile 4 spent Rs.121 more than quartile 1). Given the complexity of the household decision-making process, relying on bivariate analysis to draw conclusions would be injudicious, because it is unable to disclose how different elements interact or change with other variables (e.g. with changing income levels). One way to improve on this is to pick up one interesting variable from Table 2 and analyze it further.1 As an illustration, we chose gender because the vast literature from South Asia speaks a great deal on gender bias in health care decisions (Chen et al. 1981; Das Gupta 1987; Pandey et al. 2002; Borooah, forthcoming). Table 2 shows the existence of gender bias in reporting illness but not in the subsequent steps of the decision-making process, such as while seeking care or spending money on sick children. This necessitated further analysis. Table 3 summarizes the female to male ratio of household decision-making by type of illness reported. The table clearly shows that, having perceived their children as ill, households did not discriminate between boys and girls in any of the subsequent steps in the decision-making process, except that they spent significantly more money on treating diarrhoea in boys than in girls (p < 0.01). In this group (diarrhoea), boys were relatively younger than girls (mean age 2.4 vs. 4.1 years; p = 0.01) but the average number of days missed due to illness was not statistically significant. Also, spending to treat diarrhoea in boys was higher regardless of what types of provider were chosen. After controlling for the age of the children, the bias in reporting illness was still evident in infants (boys 24.5% against girls 14.4%; p < 0.01) but disappeared as the age of the child increased (not shown in the table). The mean age was 7.3 years in both gender groups (p = 0.93). The mean days missed due to illness was similar in both gender groups (2.2 days in girls vs. 2.3 days in boys; p = 0.73) with no significant difference observed by sex even after controlling for age. Figure 3 depicts nicely the non-linear relationship of perceived illness with income; lower for the poorer who can’t afford to be ill, rising with wealth, and then falling again as health and wealth are associated. However, this relationship was not true for boys. The difference in reporting illness between boys and girls was significant in the lowest income quartile only (p = 0.02). Educated mothers were more likely to perceive illness in both boys and girls. About 14% of boys and 11% of girls were reported ill if the mother attended school, compared with 10% and 9%, respectively, if the mother did not attend the school. The difference was trivial in the case of girls, but significant for boys (p < 0.05). Since a large number of the school-attending mothers belonged to the richest income group (30%), further analysis examined how perceived illness of boys and girls changed with income between school-attending and non-schoolattending mothers. Regardless of income level, mothers who never attended school reported the illness of boys on a similar level, and mothers who had been to school tended to report the illness of boys more often. The effect was significant in the highest income quartile (9.6% vs. 15.3% in two respective education groups; p = 0.01). This could partly be due to a larger sample size in this income quartile. If the child was a girl, the likelihood of reporting illness by mothers who attended school increased as income increased, whereas the Table 3. Female to male ratio of household decision-making by type of illness reported Type of illness reported Seek care (n = 788) ———————————— n F/M ratio Choose public provider (n = 556) ———————————— n F/M ratio Health expenditure (n = 554) ———————————— n F/M ratio Diarrhoea Fever Others 149 336 303 114 230 212 114 229 211 a Significant at 1% level. 0.87 0.97 0.96 0.81 1.07 0.88 0.44a 0.94 1.13 Percentage 0.0 2.0 4.0 6.0 8.0 10.0 12.0 Quartile 1 (lowest) 7.9 9.4 10.8 Total Male Income quartile Female 3 Figure 3. Percentage reporting illness with changing income level by sex of the child 2 8.7 9.5 10.4 11.1 10.7 10.4 Quartile 4 (highest) 9.8 11.0 10.5 Household decisions on child health care 227 Percent 0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0 16.0 18.0 Quartile 4 (highest) 8.3 9.6 Figure 4. Percentage reporting illness of male and female children by mother’s education and income quartiles Female child with mothers attending school Income quartile 3 10.1 Female child with mothers never attending school 2 9.1 10.0 12.2 Male child with mothers attending school 9.6 11.8 10.3 11.8 15.3 Male child with mothers never attending school Quartile 1 (lowest) 5.3 8.2 9.7 10.7 14.7 228 Subhash Pokhrel and Rainer Sauerborn Household decisions on child health care other group showed the non-linear relationship between perceived illness and income as mentioned above (Figure 4). The differences were insignificant in both groups, however. Table 4 presents the gender characteristics of the sampled population. While there was no difference between boys and girls by individual, household and health systems level variables, the difference was apparent in mothers who attended and did not attend school. For example, mothers who had attended school were relatively younger and had, on average, younger children compared with mothers who did not attend school. They had higher income (about double of nonschool-attending mothers), and relatively more of them were housewives living in urban areas with more access to health facilities. Turning to how income is inter-related to higher steps of the decision process with regard to boys and girls, three indications clearly emerged. First, the child’s age was an important determinant of the differences in the decision to seek care between boys and girls. For infants, for example, households were more likely to seek care for boys than for girls (79 vs. 56%; p < 0.05). However, when the data were disaggregated by income quartiles, no sex difference was observed among infants, nor was it observed among grown-up children. Secondly, mothers who did not attend school were more likely to differentiate between boys and girls while seeking care (70 vs. 63%; p < 0.10). Again, the difference turns out to be insignificant when disaggregated by income quartile. Third, although income in general determined the likelihood of seeking care in a pooled sample, households treated boys and girls similarly in care-seeking decisions regardless of income. The difference by the sex of the child in choice of provider was insignificant at all income levels. However, health care expenditure was significantly higher for boys in the lowest income quartile (Rs.236 as compared to Rs.128 in females; p = 0.01), but this difference ceased with increase in income. 229 Discussion The analysis of Nepalese data based on the four-step construct has resulted in some interesting research and policy relevant findings. Before we discuss these findings, we would like to identify a few shortcomings of the construct as well as of the data used. First, household surveys have long been recognized as ‘notoriously weak’ in capturing childhood morbidity because obviously sick children are often not reported thus (Caldwell et al. 1983). This argument alone may be enough to criticize our approach of using ‘illness reporting’ as a proxy for perceiving it (perceiving a child’s illness does not necessarily mean that it is reported). Sauerborn et al. (1996a) argue that any difference in health care utilization by a certain characteristic (say, age) detected in a sample based on those who have reported ill would not invalidate the finding (but rather make it a lower-bound estimate), if there was indeed an under-reporting. Secondly, the NLSS data report that 68.9% sought treatment from a provider for all acute child illnesses, which for Nepal, one could argue, may be an incredibly high figure. Niraula (1994) found that 58.4% of the respondents used modern health facilities in hill villages in Nepal. Recently, Jimba et al. (2003) found that 69% of the households in which illness had occurred sought health care, and the rest used home care. Of those who sought health care, 26% visited traditional healers exclusively, whereas 55% first visited traditional healers and then visited the government primary care facilities. While our estimate of overall treatment seeking rate is consistent with these studies (none of which was nationally representative, however), we suspect that the NLSS suffered from an under-reporting in the case of traditional healers.2 Thirdly, one may argue that the intra-household decisionmaking process cannot be captured through a living standards survey; rather, such a survey captures the outcome of Table 4. The gender characteristics of the sampled population (n = 8112) Characteristics Mean age of the child (years) Mean age of the mother (years) % of female children % of mothers who attended school % of mothers who were not in selfor wage-employment % of mothers heading the household Mean income per capita (Rs.) % living in rural areas Mean time taken to reach the nearest health facility (minutes) Sex of the child —————————————————— Male Female p-value Mother’s educational background —————————————————– Never Attended p-value attended school school 7.2 33.3 – 11.5 7.2 33.4 – 12.1 0.91 0.56 – 0.42 7.2 34.1 48.6 – 5.9 28.1 50.3 – 0.00 0.00 0.42 – 22.3 8.0 6187 93.9 22.3 7.4 6065 94.0 0.64 0.39 0.22 0.79 20.5 7.8 5522 96.2 35.9 6.8 10 236 77.7 0.00 0.52 0.00 0.00 80.7 82.9 0.55 84.7 53.4 0.01 230 Subhash Pokhrel and Rainer Sauerborn those decisions. This is true if one examines only one outcome variable such as ‘treatment sought’ or ‘choice of provider’, as has widely been the practice in many utilization studies (e.g. Levin et al. 2001; Ha et al. 2002). In this paper, this issue has been addressed to a large extent. Fourthly, our data reflect a cross-sectional picture and hence are unable to capture the seasonal variations in decisionmaking by the same household, if any (Sauerborn et al. 1996b). Nevertheless, creating a four-step construct to map out the decision-making process in hierarchical steps has been useful in two respects. First, the variation between different choices within the same decision episode has been well captured. For example, all perceived illness does not end up in treatment, nor is equal treatment predictable between different groups having the same need. This observation clearly has tremendous implications for policy, in particular that related to distributional problems such as removing barriers to access. Secondly, the same background characteristic which explains variation in one choice may not explain the variation in other choices in the decision process. This makes it possible to see where (in which step) a particular factor appears as a policy lever and, as we shall discuss shortly, also opens up a window to explaining gender differential in child mortality in South Asian countries, including Nepal. There is already a large body of literature on gender bias in the allocation of health care and food within households (Chen et al. 1981; Das Gupta 1987; Pandey et al. 2002; Borooah, forthcoming) or in mortality rates (D’Souza and Chen 1980; WHO 2000) in South Asia. We also found, though by bivariate analysis, that households were less likely to perceive illness (or at least report it) of girls than of boys. Once the child was reported ill, households’ subsequent decisions on health care remained free from such biases. Upon further analysis, however, we found that households sought care for infant boys more often than for infant girls, but the difference was insignificant in elder children. Health care needs of boys are usually higher in the neonatal period (1 month after the birth) for biological reasons, but after that any differences in care-related decisions by the sex of the child are more likely due to social discrimination. Unfortunately, we could not make a distinction between neonatal and post-neonatal age for infants. Nonetheless, we cannot readily assume that the difference in seeking care for infants by sex of the child is due to an overwhelming number of neonates in this age-group, and therefore boys needed more care than girls for biological reasons, especially in the light of our findings that sex difference did not exist by the type of illness reported. Except for diarrhoea, gender was not associated with any of the subsequent decision steps (expenditure on treating diarrhoea of boys was significantly higher). Since treating diarrhoea of boys cost households more at all types of provider, it could be a systematic preference in favour of boys. Unfortunately, we do not have data on the outcome of the treatment and it is therefore not clear whether spending less money on girls could have led to increased mortality of girls from diarrhoea – an implication for future research. Our results indicate that the underlying household dynamics of illness perception are different for boys and girls, as illustrated by Figures 3 and 4. Strong son-preference exists in many South Asian countries, including Nepal, because parents need old age security and continuity of lineage (Das Gupta 1987; Niraula and Morgan 1995; Leone et al. 2003). As investing in girls may be equivalent to investing in a human resource that will shift outside of the family after marriage, investment in daughters is not perceived to contribute in the same manner as investment in sons (Chen et al. 1981). This suggests that discrimination against females would be worse in low-income households. However, we did not find that income played a strong role on the perception of illness in the full sample, but it held almost a horizontal association with perception of illness in the sample of boys only, as opposed to the non-linear relationship in the sample of girls only. This apparently contradictory finding is consistent with Das Gupta’s (1987) observation that discrimination against female children in India may not be motivated primarily by economic hardship, but scarcity of resources may heighten discrimination against females in societies where a culture of ‘son-preference’ exists. Although sons are undoubtedly preferred in Nepalese society because they are the ones who can perform death and post-death rituals and continue the family name, daughters are wanted because of the special role girls play during religious occasions (Karki 1988). Poor households are faced with the dilemma of spending money on a female child at the onset of her illness when there is still a chance she may get better by herself, or waiting until she is really sick and then spending more money in fear of losing her. Increased income is likely to reduce resource constraints so that household decisions do not become a trade-off between who (a boy or a girl) should be treated. Our study indicates that gender counts in illness perception, but not necessarily in the subsequent choices related to provider and expenditure. It is important to note that our study looked at only one health-seeking action, and therefore, the above observation holds good only for that one action. Although it requires to be tested by future research that employs a more robust multivariate analysis, this observation is the outcome of the four-step construct which looked at the different choices households faced in the decisionmaking process, unlike past studies that concentrated on the analysis of a particular choice variable (Chen et al. 1981; Das Gupta 1987; Pandey et al. 2002). The use of a similar construct in a recent study reported from India (which concentrated on only two choices) also found that gender was not associated with the decision to seek care, but it influenced the selection of allopathic compared with alternative medical systems (Pillai et al. 2003). The above hypothesis that gender counts in illness perception but not necessarily in the subsequent care-seeking behaviours could be linked to worsening gender bias in child mortality during the 1970s and lack of progress thereafter. Most of the causes of death among children in Nepal (acute respiratory infection, diarrhoea, etc.) are avoidable by appropriate and timely health interventions. The focus of the Household decisions on child health care health care system in Nepal has therefore been on the expansion of health facilities, creating better access for the predominantly rural population living in a rather difficult terrain. Despite this, the utilization of such facilities has been quite low (Niraula 1994; NPC 1997; MOH 2002). As our results indicate, use of health care is largely dependent on the perception of illness. While the low level of utilization could simply be the reflection of a low level of illness perception (10%), the differential illness perception by the sex of the child ultimately leads to even lower health care use by female children.3 Lower perception of illness does not necessarily mean higher health status (Sen 2002). For common diseases like respiratory infections and diarrhoea, this could involve fatal consequences. The effect of the mother’s status on child health care decisions is noteworthy. The results indicate that it is not only the gender of the child, but also the gender of the household head, that may influence the decision-making process. For example, mothers with schooling were more likely to perceive illness in their children and seek care. The mothers who attended school in our sample had different economic, geographic and demographic status than mothers who never attended school. The differential decision-making pattern could therefore be attributed to this difference in the mother’s status. The receipt of higher income may facilitate participation in certain social institutions, which may be so organized as to bring their members into contact with medical facilities (McKinlay 1972). If a woman heads the household, she is more likely to perceive (or at least report) her child’s illness, but she is less likely to seek care. Being the head of the household, she will probably face resource constraints (her time as well as support from male members in the family, for instance) while seeking health care for her child (Levin et al. 2001). The maternal employment argument, as put forward by Basu (1990) to explain the lower health care use for children in India, is unlikely to be applicable in Nepal; whether or not a mother was in self- or wage-employment made no difference in any of the decision-steps. This may be due to the low level of formal employment in our study population, as opposed to Basu’s study population where many mothers had formal employment far away from home. Turning to policy implications, since the perception of illness is probably the single most important factor determining subsequent care-seeking,4 any policy or intervention needs to aim at understanding or, if needed, influencing the way in which the illness of a boy or a girl is being perceived (or at least reported) in the community. Policies like lowering financial barriers to health care for women and children or improving health care provision in rural areas, in anticipation that more women and children would use the services, may not, on their own, help to achieve the desired results in the long run, because they do not address the problem (gender bias) in that step of the household decision-making process where such a policy could have played a substantial role. This adds to the considerable debate as to whether the mere provision of health services will lead to increased utilization (Obermeyer 1993; Magadi et al. 2000) and the reality as seen 231 in the Nepalese context – the low level of utilization despite substantial supply of health care (NPC 1997; Niraula 1994; MOH 2002). As our results indicate, in the lowest income group, reducing resource constraints by means of a subsidy to child health care services may help reduce this bias because the household decisions do not then become a trade-off between who (a boy or a girl) should be treated. In the higher income groups, mother’s education could be a policy lever. Matsumura and Gubhaju (2001) document that even primary-level education can significantly increase the chances of a woman using maternal health care from a modern health facility in Nepal, and one can expect the same in the case of their children. In the long run, a mother’s education, on the one hand, may reduce her likelihood of resource constraint by increasing income, and on the other hand, helps her better perceive illness in her children regardless of their sex, as higher education and income may link her to certain social institutions that foster health care utilization (McKinlay 1972) and also discourage discrimination by gender. Lastly, our study has substantiated several points that have already been raised in the health care utilization literature from developing countries. First, the fact that there is high risk associated with a sick child going without any sort of external health care raises concerns, not only for the health of the individual child, but also from a disease control point of view, particularly pertaining to infectious diseases. Secondly, a market is clearly visible for child health care in Nepal, as private providers hold one-quarter of the total stakes; therefore, private provision may be encouraged in urban and rich areas, shifting public resources to improve quality of care in rural areas (Ha et al. 2002). However, although people show willingness to pay, this may not reflect their ability to pay, and if private markets are not regulated, the consequences of this redistribution could be devastating (Hsiao 1995). The government may therefore utilize the freed-up resources in strongly regulating private provision. Thirdly, child health care expenditure in Nepal is regressive; poor people have to spend more of their earnings on child health care than the rich, and in order to protect their livelihood, financing reforms like community-based insurance could be sought (CMH 2001; Ranson 2002). Unless the national health system addresses distributional problems first (e.g. stimulating need-based demand through financing mechanisms such as insurance or subsidy to child care), the benefits of medical technologies, such as oral rehydration therapy to deal with diarrhoea, can never be realized fully (Pokhrel and Sauerborn 2003). Conclusion This paper explored the quantitative dimension of the qualitative ‘pathway’ model of health-seeking behaviour by creating a four-step construct that mapped out household decision-making on child health care in developing countries. Several interesting points emerged from the descriptive analysis based on Nepalese data. First, the same background characteristic which explains variation in one choice may not 232 Subhash Pokhrel and Rainer Sauerborn explain the variation in other choices within the same decision episode. This makes it possible to see where (in which step) a particular factor appears as a policy lever. Secondly, there may be conceptually different household dynamics that underlie illness perception regarding boys and girls. Policies such as lowering costs of health care use for women and children or improving health care provisions in rural areas alone may therefore not work, as they do not address the step in the decision-making process where the gender bias enters. Thirdly, the differential child mortality rate in South Asia, in particular in Nepal, is likely to be the outcome of differential access to health care arising primarily from differences (by the gender of the child) in illness perception. Care-seeking or spending decisions when illness is perceived may be free from such biases. However, this hypothesis needs to be tested by future research that employs a more robust multivariate analysis. Endnotes 1 We are thankful to the anonymous referee who showed us this adventurous analytical path. 2 NLSS asked the individuals, “Was anyone consulted (e.g. a doctor, nurse or other healer) for the illness or injury?” followed by another question, “Who was consulted first?” Note that modern healers came first when interviewers read out the examples of healers. This might have tempted respondents to appear ‘modern’ and conceal the choice of traditional healers (‘unmodern’ action) from survey enumerators. 3 What is implicit here is the assumption that we would expect, in general, the likelihood of boys and girls getting sick to be equal. Differences in perception of illness could lead to larger differences in subsequent care seeking and spending behaviour. However, as we have found, once households perceive illness of girls, they do not discriminate against them in care seeking. 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New Delhi: South East Asia Regional Office, World Health Organization. Acknowledgements This study is a part of a broader research on demand for child health care in Nepal carried out under the auspices of the Health Systems Research Junior Group supported by Tropical Medicine Heidelberg (TMH). The authors would like to thank Cheryl Cashin, Rachel Snow, Steffen Flessa, Budi Hidayat, Hengjin Dong, KR Nayar, Heiko Becher, Manuela De Allegri, Anayo Akunne and Devendra Gnawali for their useful comments at various stages. Special thanks go to the two anonymous referees whose input substantially improved this paper. The NLSS dataset was provided by the Central Bureau of Statistics, Kathmandu, Nepal. The views expressed in this paper are those of the authors and not necessarily of the organization they represent. Biographies Subhash Pokhrel holds an MSc in Statistics and Health Economics and is a doctoral student at the Department of Tropical Hygiene and Public Health, University of Heidelberg, Germany. He has worked at the Institute of Medicine, Tribhuvan University, Kathmandu, and has several years of experience in health policy and systems research in Nepal. Rainer Sauerborn, MD, MPH, Ph.D., is Professor of Public Health and Director of the Department of Tropical Hygiene and Public Health at the University of Heidelberg, Germany. He has published extensively on the demand for and financing of health care services in rural Burkina Faso. Correspondence: Subhash Pokhrel, Department of Tropical Hygiene and Public Health, Im Neuenheimer Feld 324, D-69120 Heidelberg, Germany. Tel: +49 6221–564886; Fax: + 49 6221–565948; Email: [email protected].
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