Brit. J. Anaesth. (1973), 45, 21 FACTORS PREDISPOSING TO POSTOPERATIVE PAIN AND PULMONARY COMPLICATIONS A Study of Male Patients undergoing Elective Gastric Surgery G. D. PARBROOK, D. F. STEEL AND D. G. DALRYMPLE SUMMARY In 50 male patients the relationship was assessed between preoperative factors, including personality and pain threshold, and postoperative pain and pulmonary changes. There were highly significant correlations between neuroticism scores and postoperative changes. Patients with a low neuroticism score were likely to have less pain, less impairment of pulmonary vital capacity and a lower incidence of postoperative complications. Analysis of extraversion scores was less conclusive. A high psychoticism score was associated with a high neuroticism score, but psychoticism did not otherwise affect the results. There was no significant correlation between preoperative pain threshold and postoperative faaors. The analyses of the effea of the non-psychological preoperative factors on postoperative pain severity and pulmonary complications showed less significant results than those with neuroticism. Pulmonary complications were higher in those patients with pre-existing chest disease and the incidence of postoperative pain appeared lower in those patients who had received intraoperative analgesia. Close correlation was found between the postoperative subjective assessment of pain and vital capacity impairment. The patient's neuroticism score warrants greater attention in studies of postoperative pain. This trial was designed to find out whether correlations could be deteaed between patient faaors, which were assessed preoperatively, and the subjective pain, vital capacity changes and pulmonary complications found after operation. If a strong relationship could be found between certain preoperative faaors and postoperative results, then it would be justifiable to advocate those preoperative tests routinely to indicate patients who are most likely to have severe postoperative pain and pulmonary complications. During previous studies of the pain relief obtained with nitrous oxide one of the authors found a wide range of severity of pain, some patients having severe and some no pain after identical operations (Parbrook and Kennedy, 1964; Parbrook, Rees and Robertson, 1964; Parbrook, 1966). Patients experiencing greater pain are likely to show a greater reluctance to move and cough effectively and, consequently, they will have a high incidence of postoperative complications. In view of this, better identification of patients who are likely to have severe postoperative pain should not only allow closer identification of those needing special analgesic techniques, but may also give advance indication of the patients who will have greater risks of pulmonary complications. Of the preoperative faaors likely to affect the patient's pain experience, the patient's personality and pain threshold appeared to warrant particular attention in this trial. Patients having upper abdominal operations are especially likely to have severe pain (King, 1933; Parkhouse, Lambrechts and Simpson, 1961; Masson, 1967) and, consequently, these patients were chosen as being particularly appropriate for these studies. Apart from the limitation in the selection of patients, alterations of the normal ward and clinical routines were carefully avoided in order to render this trial as applicable as possible to the normal patient care as it applies in our hospital. METHODS The study was restricted to male patients between 20 and 60 years of age who had been admitted to hospital for elective peptic ulcer surgery. Preoperative Assessment The patients were seen on the day before surgery, the nature of the study was explained to them and G. D. PARBROOK. MJX, F.F.A.R.CS.; D. F. STEEL, M.R, CH.B., F.F.A.R.C.S.; D. G. DALRYMPLE, M.B., CH.B.; Univer- sity of Glasgow, Department of Anaesthesia, Royal Infirmary, Glasgow G4 OSF. 22 their consent to take part in it obtained. General patient details, namely, age, marital status, religion, occupation, smoking habits, current drug therapy and the absence or presence of pre-existing chest or cardiac disease, were all noted. At the same time the following special assessments were made- BRITISH JOURNAL OF ANAESTHESIA corded with special reference to the drugs used for premedication, the use of suxamethonium and the use of analgesic drugs during the operation. The presence or absence of nasogastric tubes and/or abdominal drains was also recorded. Postoperative Assessments Early assessment. The first postoperative assessment was made at 24 hours after surgery, or as near to 24 hours as possible, to avoid times within 4 hours of narcotic medication and/or visits by physiotherapists. To assess the patient's pain the graphic method was used (Clarke and Spear, 1964; Bond and Pilowsky, 1966). This consists of a 10 cm line, at the left-hand end of which it states "I have no pain" and at the right-hand end "My pain is as bad as it can be". The patient is asked to mark with a pencil on the line where he feels his pain lies, and the distance from the left hand to the point of interception of the mark gives the subjective pain score in cm. The use of an analogue scale, such as in this technique, facilitates statistical analysis and partly circumvents the problem that adjectives used for different degrees of pain may not Vital capacity measurement. indicate the same quantities to different people. The A Morgan Mark II spirometer was used. The general practice involved in the use of visual analogue patients were shown how to use the spirometer and scales has been described in detail by Aitken (1969). were allowed preliminary practice in vital capacity After the patient had recorded his pain score the measurement. The mean of three readings was then pain threshold readings were repeated and, finally, taken as the preoperative baseline for comparison after a 15-min rest period, the patient's vital capacity with postoperative vital capacity changes. measurement was recorded, using the Morgan Mark II spirometer, with which the patient was already Assessment of patient's pain threshold. The pain threshold was measured by tibial pain conversant. For both pain threshold and vital capacity technique, using a pressure algesimeter (Clutton- recordings the mean of three readings was taken and, Brock, 1957). The pressure was increased on the in the case of vital capacity, impairment was exalgesimeter at the rate of approximately 1 kg/sec pressed as a percentage of the preoperative value. In and only the lower pain threshold was used, i.e. the addition to providing an index of postoperative reslevel at which the patient first becomes aware of pain. piratory dysfunction, the vital capacity impairment The upper pain threshold, the so-called 'Very severe" should give a second indication of the degree of pain pain threshold, was not used as it was felt essential to experienced by the patient (Overholt, 1930; Bromage, avoid distressing the patients and losing their confi- 1955; Masson, 1962; Parbrook and Kennedy, 1964) dence. As in the case of vital capacity readings, the and the relative importance of pain in impairing vital capacity is indicated by the restoration of vital mean of three readings was taken. Preoperatively the patients were also given pre- capacity to normal by epidural analgesia (Bromage, liminary instruction into the graphic technique of 1955; Simpson et al., 1961). Consequently, the vital pain measurement, which was to be used postopera- capacity impairment could be used as a measure of tively. Further details of this are given below under dynamic pain, or pain on movement, to supplement the resting pain measurements assessed by the graphic "Postoperative Assessments". method. Operation Finally, the number, dose and type of narcotic inThe time, the duration and the details of the opera- jections received by the patients in the first 24 hours tion were noted. The anaesthetic details were re- after surgery was also recorded. These injections were Assessment of personality. The patient's personality can be assessed by means of a questionnaire and the one used in this trial was the PEN Inventory. This is the most recent of the series of personality questionnaires developed by Eysenck (Eysenck and Eysenck, 1968). It consists of 78 questions designed to measure three dimensions of personality, namely, psychoticism (P), extraversion (E) and neuroticism (N). Psychoticism assesses the tendency to psychotic traits in the patients. The dimension of intraversion/extraversion reflects people's sociability. Those with low E scores are intraverted, or more reserved, whereas those with high scores tend to be more outgoing in nature. The neuroticism factor measures emotional stability and proneness to anxiety. 23 FACTORS PREDISPOSING TO POSTOPERATIVE PAIN prescribed by the surgical staff without any interference from the clinical investigators. Late postoperative assessment. The patient's progress was noted during the days after operation and a postoperative vital capacity measurement was taken again on the 6th postoperative day. Chest complications which occurred during the 6 postoperative days were assessed using the following criteria, each scoring one point: (i) Pyrexia over 37.5°C, persisting for 48 hours or more, (ii) New or increased cough, (iii) New or increased sputum production, (iv) Positive bacteriological culture of the sputum, (v) Antibiotic therapy prescribed for chest complications by the surgical staff, who were unaware of the scoring assessment Neuroticism score and postoperative factors. There were strong positive correlations between the neuroticism score and the postoperative changes, namely, resting pain (measured by the graphic scale), vital capacity impairment at 24 hours, vital capacity impairment on the 6th postoperative day and the number of injections required by the patients in the first 24 hours after surgery. The type of narcotic used varied, but the dose per injection was equivalent to between 10 and 13 mg of morphine sulphate. There was also a highly significant positive correlation between neuroticism and the chest complication score both for the group as a whole and for the 38 patients without pre-existing chest disease. The results are best illustrated by the scattergrams (figs. 1-5), the correlation analyses being given in table II. RESULTS Of the 50 patients participating in this study 47 underwent vagotomy and drainage procedures, 1 had a partial gastrectomy and 2 had laparotomies. All patients had upper abdominal incisions, 41 mid-line epigastric and 9 left paramedians. All patients received opiate premedication and the range of duration of the operation was from 30 to 150 min, with a mean duration of 63 min Where possible the results are presented in the form of correlation analyses. Results of the personality analyses are given in greater detail as these appeared to be of overriding importance. Full details of the group as a whole are given in table I. TABLE I. Group mean results for pre- and factors measured. Age (yr) Personality factors Neuroticism (N) Extroversion (E) Psychoticism (P) Lie (L) Pain threshold (kg/0.64 cm1) Preoperative Postoperative Vital capacity (1.) Preoperative Postoperative—24 hr Postoperative—6 days Vital capacity impairment (% of preoperative value) Postoperative—24 hr Postoperative—6 days Pain score at 24 hr (cm) No. of analgesic injections in first postoperative 24 hr Chest complication score postoperative Mean SD Range 41.4 11.0 21-60 9.0 12.4 2.2 3.5 4.3 5.1 2.2 2.6 0-16 3-19 0-9 0-13 3.9 3.5 1.2 1.1 2.2-8.0 1.4-6.0 3.6 1.0 2.5 0.7 0.4 0.8 2.4-4.8 0.2-2.0 71.6 29.6 4.2 10.0 18.3 3.1 45-93 2.0 1.8 1.0 (M 1.5 0-4 0-80 0-10 10 9 8 7 6 5 4 C 1 I 3 2 8 10 12 14 16 N Score FIG. 1. The scattergram illustrates the highly significant correlation between the neuroticism score (N) and the resting pain score 24 hours after operation. Extroversion/introversion scores. Before considering the correlation between extraversion and postoperative factors, one must first take into account the interrelationship between extroversion and neuroticism. This is illustrated in the scattergram (fig. 6). In our series of peptic ulcer patients we found that stable patients with an N score under 8 were nearly always extraverted. In this series only one stable intravert was observed. 24 BRITISH JOURNAL OF ANAESTHESIA 100 4 I 90 • • I 80 70 i: • • • 60 8 10 12 14 16 N Score FIG. 4. The scattergram shows a trend for chest complication scores to be higher in the patients with the higher neuroticism scores. 50 • 0 2 4 6 8 10 12 14 16 N Score FIG. 2. The scattergram shows the increased vital capacity impairment in patients with higher neuroticism (N) scores. ore 40 • 3 • • • • 2 • • • • • • & | • • • • • o "5. 80 J 70 1 • • • • • • • 10 12 to 60 il O • 50 . " • • i 40 30 • • • : • • • B -• 0 0 2 4 • . • • • • 8 10 14 16 N Score • • • • 10 8 FIG. 5. The patients with a higher neuroticism score received a greater number of analgesic injections in the first 24 hours after surgery. • 20 • 0 . 12 14 16 N Score FIG. 3. The increased vital capacity impairment in patients with higher neuroticism (N) scores is still present 6 days after operation. When the extraversion scores were correlated with the subjective pain scores at 24 hours, the vital capacity impairments at 24 hours, the number of analgesic injections received, and the chest complication scores, the only significant correlation was the one between extraversion scores and chest complication scores. To try to eliminate the effects of neuroticism on these correlations the four results were reanalysed for patients with a neuroticism score over 8. FACTORS PREDISPOSING TO POSTOPERATIVE PAIN 20 D=N<8 18 ] 16 • =N>8 • a • • • • • • • • • • • • D o Q D 14 12 D a S a 10 a • • • 8 6 5 • • • • • • • • • • 4 • 2 0 8 10 12 14 16 N Score FIG. 6. The scattergram shows the distribution of extraversion (E) and neuroticism (N) in the patients in the trial. There was a lack of stable intraverts in this group of patients and there was a highly significant correlation of N with E (correlation coefficient = 0.457, deviation of slope from zero 1 = 3.559, P-CO.001). The only significant correlation then found was the one between extroversion scores and the number of analgesic injections. The previous positive correlation between extraversion and chest complications became insignificant. The results are given in table III. Psychoticism. In the case of psychoticism, the third aspect of personality measured, there was a marked asymmetry of the scores, making the results unsuitable for correlation analysis. The majority of patients had a psychoticism score of 3 or under 3 and these were analysed as a separate group from those with a high psychoticism score of over 3. A problem of analysis of psychoticism results is that the patients with high psychoticism scores have high neuroticism scores (over 8 in our trial). Although there appeared to be higher means for pain scores, vital capacity impairment and number of analgesic injections in the "psychotic" group of patients, these trends disappeared when one compared this group with the "non-psychotic" group who had high neuroticism scores (table IV). 25 Lie score. In addition to the three aspects of personality discussed above the PEN Inventory also includes a "lie score" which gives a measure of the patient's tendency to exaggerate. There were no positive correlations between the lie score and postoperative factors. Pre- and postoperative pain thresholds. There were no significant correlations between the preoperative pain threshold and postoperative factors. Pain thresholds were lower postoperatively (table I), but the difference between preoperative and postoperative readings did not reach full statistical significance (P<0.1). Postoperative pain thresholds showed a significant correlation with vital capacity impairment (table V). Other preoperative factors. The effect of other preoperative factors was assessed, but in no case did results achieve the marked significance shown with neuroticism. Results are given briefly as follows: Age. There may be a slight trend for younger patients to have a greater vital capacity impairment at 24 hours and on the 6th postoperative day. The results are given in greater detail in table VI. Social class. There were no patients in social classes 1 or 2 in this trial. Twenty-five patients were in social class 3, 16 in class 4, and 9 in class 5. The subjective pain score, vital capacity impairment and chest complication scores were all higher in the lower social classes (4 and 5) (table VII). However, these social classes also had a higher neuroticism score and analysis of groups according to an N score over 8 suggests that it was the neuroticism score rather than social class which was playing the more important part (table VIII). Pre-existing chest disease. Twelve patients of this series were judged to have pre-existing chest disease and there was a higher chest complication score in this group (table IX). Cigarettes. Only 6 of the 50 patients were nonsmokers and in view of the small numbers these are included in table X with patients who smoked less than 10 cigarettes per day and compared with those who smoked 10-20 cigarettes and those who smoked over 20 per day. There was a high incidence of pre-existing chest complications in heavy smokers, but those smoking over 20 cigarettes a day had a lower neuroticism score and suffered significantly less pain. Suxamethonium. Although the overall results 26 BRITISH JOURNAL OF ANAESTHESIA TABLE II. Correlation analysis for neuroticism and postoperative changes. Correlation coefficient N v. Pain score (graphic method) Slope 0.5850 (P<0.001) 0.4500 (P<0.01) 0.3618 (P<0.05) 0.3300 (P<0.05) 0.5080 (P<0.001) 0.5174 (P<0.001) N v. V.C. impairment at 24 hr N v. V.C. impairment on 6th postoperative day N v. No. of narcotic injections in first 24 hr N v. Chest complication score (deviation of Estimate slope from of error zero) N v. Chest complication score in patients with no pre-existing chest disease N = Neuroticism score 0.425 2.57 4.993 1.039 8.980 3.491 1.475 16.380 2.604 0.758 0.944 2.423 0.180 1.330 4.086 0.160 1.222 3.628 TABLE III. Correlation analysis for extroversion and postoperative changes. Correlation coefficient All patients Slope (deviation of Estimate slope from of error zero) E v. Pain score 0.0930 -0.076 3.15 0.646 E v. V.C. impairment at 24 hr 0.1236 -0.324 9.97 0.8627 0.000 0.000 0.00 0.000 0.3600 (P<0.05) -0.145 1.44 2.669 E v. Pain score 0.271 0.217 2.87 1.513 E v. V.C. impairment at 24 hr 0.194 0.444 8.35 1.062 0.382 (P<0.05) 0.128 0.106 0.95 2.228 -0.048 1.40 0.693 E v. No. of injections in first 24 hr E v. Chest complication scores Patients with N score>8 E v. No. of injections in first 24 hr E v. Chest complication scores E = Extroversion score TABLE IV. The effect of psychotidsm on postoperative pain and vital capacity impairment. Psychoticism (P) score Over 3* (all patients) 3 and under 3 (all patients) 3 and under 3 (with N score over 8) No. of patients Neuroticism (N) score 12 12.67 (2.23) 7.79 (4.15) 11.37 (1.80) 38 19 Pain score at 24 hr 5.25 (2.90) 3.87 (3.16) 6.11 (2.98) V.C impairment at 24 hr 73.50 (9.00) 70.97 (10.27) 76.26 (8.01) Standard deviations are given in brackets. *A11 the patients with a psychoticism score of over 3 had an N score of over 8. No. of analgesic injections 2.42 (1.00) 1.86 (0.96) 2.26 (1.05) 27 FACTORS PREDISPOSING TO POSTOPERATIVE PAIN TABLE V. Correlation analysis for pre- and postoperative pain thresholds. Correlation coefficient t (deviation of slope from zero) 0.205 1.451 Preoperative pain threshold v. Pain score (24 hr) v. V.C impairment (24 hr) 0.243 (P<0.1>0.05) v. V.C. impairment (6 days) 0.0439 0.2948 v. No. of injections 0.1941 1.3706 v. Chest complication 0.1513 Neuroticism v. Preoperative pain threshold 0.1883 Extroversion v. Preoperative pain threshold 0.1047 Postoperative pain threshold v. Pain score (24 hr) 0.2588 (P<0.1>0.05) v. V.C impairment (24 hr) 0.2990 (P<0.05) 1.7350 1.0606 1.3281 0.7297 1.8566 2.1712 showed a higher pain score in the 25 patients who received suxamethonium, as compared with the 25 who did not, the suxamethonium patients by chance had also a higher neuroticism score. By breaking down the series into four, according to a neuroticism score above or below 8, one sees that the apparent effects of suxamethonium could well have been secondary to an uneven distribution of neuroticism in the two groups (table XI). Analgesic supplementation of anaesthesia. Ten patients out of the 50 had analgesic supplementation during anaesthesia, in the form of intravenous narcotics. There was a higher subjective pain score at 24 hours in the group that did not have analgesic supplementation (table XH). Other variables. Other variables are analysed as shown in table XII. No significant differences were found for patients with different religioa There was no difference in the instance of postoperative pain in patients from two different surgical units, and the presence of nasogastric rubes or abdominal drains did not affect the pain scores in this series. The form of TABLE VI. Correlation analysis for age. (deviation of slope from zero) Correlation coefficient Slope Age u. N 0.1944 -0.076 1.370 Age v. Pain score 0.2190 -0.062 1.556 -0.226 1.795 -0.400 1.976 -0.004 0.272 -0.006 0.289 Age v. V.C. impairment (24 hr) Age v. V.C. impairment (6 days) Age v. No. of analgesic injections Age v. Chest complication score TABLE VII. Social class Class 3 Class 4 Class 5 No. of patients 25 16 9 Statistical analysis 3 v. 4 r= 3 v. 5 i= 4 v. 5 r= 0.2588 (P<0.1>0.05) 0.2743 (P<0.1>0.05) 0.0392 0.0416 The effect of social class on postoperative pain experience. Chest complication No. of score injections Pain score V.C impairment (24 hr) 13.8 (3.8) 11.5 (2.6) 10.1 (4.4) 3.0 (3.0) 5.4 (2.9) 5.3 (2.9) 68.2 (9.4) 76.7 (6.3) 71.8 (13.4) 1.8 (1.0) 2.3 (0.9) 2.2 (1.1) 1.0 (1.3) 2.5 (1.4) 2.2 (1.1) 2.3037 (P<0.05) 2.2396 (P<0.05) 0.8646 2.4635 (P<0.02) 2.0255 (P<0.10) 0.0414 3.4420 (P<0.01) 0.7315 (P>0.1) 0.0381 1.6177 (P>0.1) 1.1146 (P>0.1) 0.0694 3.4559 (P<0.01) 2.7552 (P<0.01) 0.5515 N score E score 7.0 (4.0) 10.9 (3.7) 11.1 (4.0) 3.2363 (P<0.01) 2.6649 (P<0.02) 0.1420 28 BRITISH JOURNAL OF ANAESTHESIA the trial, however, was not such as to reveal small differences which could well have been present, but was rather to indicate major trends. • 90 . • Interrelationship 80 between postoperative factors. There was a highly significant correlation between pain when assessed by the graphic method and vital " capacity expressed as a percentage of the preoperative value (fig. 7). Similarly there were strong correlations between other postoperative factors and some trends as indicated in table X K . " 12 70 DISCUSSION 60 Normal clinical routines were not altered in this trial, | as it was hoped by this method to render the results more relevant to normal clinical circumstances, and, in addition, to identify more readily the more im50 portant factors influencing postoperative pain and progress. Results show that one factor, the neuroticism dimension of personality, was of overriding 40 9""™To importance and no other preoperative factor showed such a strong correlation with the postoperative proResting Pain Score gress. The correlations between neuroticism, postoperaFIG. 7. The figure shows the strong positive correlation I between pain assessment as measured by the, resting pain score and the percentage vital capacity impairment. Both measurements were made 24 hours after surgery. p ^ yjtal capacity impairment and complica. ^T^ -i • j , «• aons, do not necessarily indicate a cause/effect re- tive TABLE VIII. Analysis of social class and neuroticism. Social class Neuroticism No. of patients in group Pain score Over 8 3 4 and 5 10 21 5.1 (3.8) 6.1 (2.5) Under 8 3 4 and 5 15 4 1.7 (1.1) 1.5 (1.0) V.C impairment (24 hr) 7Z8 76.3 65.2 67.5 (9.6) (7.7) (8.2) (15.5) Chest complication score 1.5 2.9 0.7 1.3 (1.5) \ . = 2.5416 (1.1) / P<0.02 (1.0) (1.9) Standard deviations are given in brackets. TABLE IX. Analysis for the effect of pre-existing chest disease. Group No pre-existing chest disease Pre-existing chest disease Statistical analysis t= P= No. of patients N score E score Chest complication score Cigarettes (per day) Pain score 38 8.7 (4.5) 13.0 (3.5) 1.5 (1.5) 17.5 (11.7) 4.5 (3.2) 12 9.7 (3.6) 10.5 (4.1) 2.8 (1.3) 22.5 (6.9) 3.2 (2.8) 0.787 >0.1 Standard deviations are given in brackets. 1.893 <0.1 3.009 <0.01 1.834 <0.1 1.353 >0.1 29 FACTORS PREDISPOSING TO POSTOPERATIVE PAIN TABLE X. Relationship between cigarette smoking and postoperative factors. Group A None and light 0-10 cigs a day B Moderate 11-20 cigs a day C Heavy Over 20 cigs a day Statistical analysis B v. C t P A v.C t P Pre-existing Chest chest complication disease score No. of patients N score E score Pain score V.C impairment at 24 hr 11 8.6 (4.4) 13.0 (4.4) 5.2 (3.8) 73% (11) 1 (9%) 1.5 (1.4) 25 10.2 (4.1) 11.8 (3.4) 4.9 (2.7) 74% (9) 5 (20%) 2.0 (1.5) 14 7.0 (4.2) 12.9 (4.2) 2.2 (2.6) 67% (9) 6 (43%) 1.6 (1.8) 2.319 <0.05 n.s. n.s. n.s. Standard deviations are given in brackets. 3.066 2.2414 <0.01 <0.05 2.244 <0.05 n.s. as.=Not significant, P>0.1. n.s. n.s. TABLE XI. Influence of suxamethonium on postoperative pain and analysis according to neuroticism score. V.C. No. of impairment No. of Group patients N score Pain score (24 hr) injections 74.3 (9.3) 2.2 (0.9) Suxamethonium 10.0 (3.8) 5.1 (3.1) 25 3.3 (3.0) 68.8 (10.0) 1.8 (1.0) No suxamethonium 25 7.9 (4.6) Statistical analysis t 1.742 2.155 2.007 1.444 P <0.05 <0.1 >0.1 Suxamethonium f 6.1 (2.9) 76.6 (7.8) 19 \ No suxamethonium 12 / over 8 \ 5.25 (3.1) 73.0 (9.1) Suxamethonium 6 \ / 2.0 (0.9) 67.2 (10.9) No suxamethonium 13 / under 8 1 1.5 (1.1) 65.0 (9.4) Standard deviations are given in brackets. TABLE XII. Analysis for analgesic supplementation of anaesthesia and othervariables. No. of patients V.C. impairment (24 hr) No. of analgesic injections N score Pain score Analgesic supplementation of anaesthesia 10 Supplemented 8.3 (5.3) 2.7 (2.5)* 69.1 (6.3) 1.6 (1.0) 40 Not supplemented 9.1 (4.1) 4.6 (3.2)* 72.2 (10.6) 2.1 (1.0) Abdominal drains 12 Drain 10.7 (4.9) 5.2 (3.5) 75.5 (13.2) 2.3 (1.0) 38 No drain 8.4 (4.0) 3.9 (3.0) 70.3 (8.5) 1.9 (1.0) Nasogastric tube 9.5 (4.1) 23 Nasogastric rube 4.6 (3.2) 72.4 (10.7) 1.7 (1.0) 8.5 (4.5) 27 No nasogastric tube 3.9 (3.1) 70.9 (9.4) 2.2 (0.9) Environment 20 Unit A 9.8 (4.5) 3.9 (2.9) 71.6 (9.5) 1.9 (0.9) 30 Unit B 8.4 (4.2) 4.4 (3.3) 71.6 (10.4) 2.1 (1.1) Religion 17 9.4 (4.2) 5.0 (2.8) 2.1 (1.1) 72.7 (6.0) Catholic 33 Protestant 8.7 (4.4) 3.8 (3.2) 71.0 (11.5) 2.0 (0.9) Surgical Incision 9 Paramedian 10.1 (2.9) 4.4 (3.1) 74.0 (11.2) 2.3 (0.9) 41 Mid line 8.7 (4.6) 4.2 (3.2) 71.1 (9.7) 1.9 (1.0) Standard deviations are given in brackets. *The lower 24 hour pain score after anaesthesia supplemented with analgesia was significant (=2.019, P<0.05. ' ^ ^ 30 BRITISH JOURNAL OF ANAESTHESIA TABLE XIII. Correlations between other postoperative factors. Correlation coefficient Pain score v. V.C impairment (24 hr) v. No. of analgesic injections V.C. impairment (6 days) v. Chest complication score Pain score v. V.C impairment (6 days) V.C. impairment (24 hr) v. Chest complication score 0.7389 (P<0.001) 0.5139 (P<0.001) 0.6408 (P<0.001) 0.2687 (P<0.01) 0.2661 (P<0.01) Slope 2.348 0.166 0.055 1.461 0.041 ( (for deviation of regression slope from zero) 7.598 (P<0 001) 4.1501 (P<0 00l) 5.5987 (P<0 001) 1.8715 (P<0.1) 1.9123 (P<0.1) lationship, but we were unable to identify any other periencing severe pain. The results also suggest that factors which could have led to these results. It seems in future pain studies or studies of postoperative comreasonable to postulate that the patient's neuroticism plications it is now desirable to check the neuroticism makes him more susceptible to postoperative pain and scores of the groups being compared. Other workers pulmonary complications. In support of this, the N have shown that psychological testing may, in addiscore indicates proneness to anxiety and there is little tion, aid in preoperative prediction of the success or doubt that anxious patients are likely to have more failure of gastric surgery (McColl et al., 1971). severe pain. The interrelationship between neuroIn contrast to the results with the neuroticism score ticism and pain that we found is in agreement with the correlation analyses for extraversion showed a less the work of Bond and Pearson (1969). In their study clear relationship. In our series we found that stable of a group of female patients with cancer, these wor- patients, with an N score of under 8, are nearly always kers found significantly lower N scores in those who extraverted. This would appear to be due to the did not complain of pain. Lovell and Verghese (1967) nature of the peptic ulcer patients in the trial. As also found that patients who complained of left chest these patients with an N score under 8 are those who pain and angina after myocardial infarction had the had a lower instance of postoperative pain one might highest scores for neuroticism. On a more general expect extraverted patients in general to suffer less basis most will agree that there is a relationship pain. The results did not show such a relationship, between psychological make-up and severity of post- there being many extraverted patients with severe operative pain (Leading Article, 1964; Masson, pain, and there was no significant correlation either 1967). Parkhouse, Lambrechts and Simpson (1961) between extroversion and pain for the group as a considered that the wide variation in the need for whole or for the extraverted patients who had an N narcotics after surgery was related to differences in score of over 8. The only significant correlation for the patient's mental characteristics. It is also known the group as a whole for extraversion was between that the personality of a patient may influence his this factor and postoperative complications. The reattitude to pain (Petrie, 1960), and that pain and the lationship was less marked than the relationship for reaction to it can be markedly altered by psychological neuroticism and analysis for the patients with an N stress and different emotional states (Mahno, 1954; score over 8 suggested that this effect could have been Beecher, 1956, 1959). Previous investigations into accounted for entirely by the asymmetry of neurotithis aspect of postoperative pain, however, have dealt cism distribution in the patients. The analysis of the mainly with reduction of analgesic medication, which number of injections against extraversion for the can be achieved by preoperative instruction and en- patients with a high neuroticism score showed that in couragement (Roe, 1963; Egbert et al., 1964; Ulert, this gToup extraverted patients received more post1967; Finer, 1970). operative analgesia and this finding is in agreement with the work of Bond and Pearson (1969), who Our own studies suggest that it may be possible to identify on a group basis those patients who are more found that extraverted patients received more anallikely to have more severe pain and complications, gesia. Complaining and requests, therefore, for analand psychological testing may even be of assistance gesics may be more likely to occur in extraverts, if, in indicating the chances of an individual patient ex- as has been suggested, the E personality factor is 31 FACTORS PREDISPOSING TO POSTOPERATIVE PAIN related to the degree of excitation present in the nervous system, which in turn, according to Bond and Pearson (1969), determines their complaint behaviour. Analysis of preoperative pain thresholds failed to show a significant correlation with postoperative pain severity and complications. This result is disappointing in view of the studies of Keele (1968) on patients with myocardial infarction. Keele found that patients whose pain thresholds were elevated were less likely to have severe pain and heavy analgesic requirements. Nevertheless, postoperative pain threshold measurements in our study did show a trend for vital capacity impairment to be less in patients with higher postoperative pain thresholds and the study cannot exdude the possibility of a small effect from pain threshold on postoperative pain appreciation. A fall in pain threshold postoperatively is in general agreement with the findings of other workers, who found that, in the presence of pain, the pain threshold is depressed (Bond and Pearson, 1969). Results from analysis of other factors suggested that these too were of less importance than neurotidsm as an indication of the patient's postoperative pain and complications. A relationship between age and postoperative pain and complications was expected as other workers have suggested that older patients require less analgesia in the postoperative period (Pratt and Welch, 1955; Parkhouse, Lambrechts and Simpson, 1961). In addition neuroticism is shown to be higher in the younger age groups (Eysenck and Eysenck, 1969). The results in our study did not exclude the possibility of trends of this sort. As did other workers (Eysenck and Eysenck, 1969), we found that neuroticism scores were higher in the lower social class patients and the higher pain experience of these patients was probably secondary to the personality factors. An additional factor contributing to the higher incidence of postoperative chest complications in patients in social classes 4 and 5 was the high incidence of pre-existing chest disease. In agreement with other workers (Palmer and Sellick, 1953; Wightman, 1968) the incidence of postoperative pulmonary complications was higher in patients with pre-existing chest disease. The adverse effects of smoking were less clearly demonstrated in this trial. There was a suggestion of a trend for the heavy smokers to have a lower neuroticism score and in this context it is of interest to note that Kissen and Eysenck (1962), in a study of male patients with lung cancer, found low neuroticism scores in these patients. It is possible, therefore, that the personality of the patient may lead him into his heavy smoking habits. The lower neuroticism score in the heavier smokers would also provide a possible explanation of the lower resting pain scores in these patients. Generalized muscle pains occur after the use of suxamethonium and there is some evidence that these pains may limit vital capacity even after minor operations (White, D. C.j personal communication). Although our overall results demonstrated a higher pain score in those patients who received suxamethonium, these patients also had a high neuroticism score and closer analysis suggested that it was this latter factor, rather than suxamethonium, that had led to this result. It has been claimed that analgesic supplementation during operations reduces postoperative pain (Martin et al., 1967; Dundee et al., 1969) and the current study confirmed this trend in spite of the fact that the effect from such supplementation of anaesthesia might only be expected to be operative in the immediate postoperative phase. Although no significant differences were found in many of the intraoperative and preoperative factors when correlated with postoperative progress, the design of the trial was not such as to reveal small differences, but was intended rather to identify the major factors. An interesting finding in the current study was the strong correlation between subjective measurements of pain and the objective measurement in terms of vital capacity impairment. This result was in keeping with the findings of a previous trial (Parbrook and Kennedy, 1964), in which quite minor differences of analgesia could be detected in a small group of patients on a double blind basis, using vital capacity impairment. Our results, in showing a correlation between subjective and objective pain measurement, may appear to conflict with the observations of Loan and Dundee (1967). The latter workers found no such relationship, but their studies were timed at a different period, earlier after surgery, and measurements were made 60 min after opiate had been administered. CONCLUSION Findings of this study indicate that personality factors, and particularly neuroticism, play an important role in postoperative pain and pulmonary complications. Personality assessment by an inventory, such as the PEN Inventory, may aid in detecting those patients who are likely to need special attention in the postoperative period. It would appear to be important to take the patient's neuroticism into account in future studies into postoperative pain and complications. BRITISH JOURNAL OF ANAESTHESIA 32 ACKNOWLEDGEMENTS Professor H. J. Eysenck is thanked for provision of the PEN Inventories and advice on the psychological aspects of this trial was provided by Dr G. S. Qaridge and Dr M. R. Bond. Professor A. C. Forrester and members of the Department of Anaesthetics at Glasgow Royal Infirmary provided encouragement in this study and the surgeons of the Royal Infirmary are thanked for their co-operation. Statistical advice was provided by Mr D. A. McLaren of the Department of Statistics, University of Glasgow, and this research was supported by a grant from the Medical Research Council. REFERENCES Aitken, R. C B. (1969). Measurement of feelings using visual analogue systems. Proc. roy. Soc. Med.. 62, 989. Beecher, H. K. (1956). Relationship of significance of wound to pain experienced. J. Amtr. med. Ass., 161, 1609. (1959). Measurement of Subjective Responses. New York: Oxford University Press. Bond, M. R., and Pilowsky, I. (1966). Subjective assessment of pain and its relationship to the administration of analgesics in patients with advanced cancer. J. psychosom. Res., 10, 203. Pearson, I. B. (1969). Psychological aspects of pain in women with advanced cancer of the cervix. J. psychosom. Res., 13, 13. Bromage, P. R. (1955). Spirometry in assessment of analgesia after abdominal surgery: a method of comparing analgesic drugs. Brit. med. J., 2, 589. Clarke, P. R. F., and Spear, F. G. (1964). Reliability and sensitivity in the self-assessment of wellbeing. Bull. Brit, psychol. Soc., 17, 55, 18A. Qutton-Brock, J. (1957). The cerebral effects of overventilation. Brit. J. Anaesth., 29, 111. Dundee, J. W., Brown, S. S., Hamilton, R. C , and McDowell, S. A. (1969). Analgesic supplementation of light general anaesthesia: a study of its advantages using . sequential analysis. Anaesthesia, 24, 52. Egbert, L. D., Battit, G. E., Welch, C E., and Bartlttt, M. K. (1964). Reduction of postoperative pain by encouragement and instruction of patients. New Engl. J. Med.. 270, 825. Eysenck, H. J., and Eysenck, S. G. B. (1968). The measurement- of psychoticism: a study of factor stability and reliability. Brit. J. soc. clin. Psychol., 7, 286. Eysenck, S. G. B., and Eysenck, H. J. (1969). Scores on three personality variables as a function of age, sex and social class. Brit. J. soc. clin. Psychol., 8, 69. Finer, B. (1970). Studies of the variability in expiratory efforts before and after cholccystectomy. Acta anaesth. scand., Suppl. 38. Keele, K. D. (1968). Pain complaint threshold in relation to pain of cardiac infarction. Brit. med. J., 1, 670. King, D. S. (1933). Postoperative pulmonary complications. Surg. Gynec. Obstet., 56, 43. Kissen, D . M., and Eysenck, H. J. (1962). Personality in male lung cancer patients. J. psychosom. Res., 6, 123. Leading Article (1964). Postoperative pain. Lancet, 1, 751. Loan, W. B., and Dundee, J. E. (1967). The value of the study of postoperative pain in the assessment of analgesics. Brit. J. Anaesth., 39, 743. Lovell, R. R. H., and Verghese, A. (1967). Personality traits associated with different chest pain after myocardial infarction. Brit. med. J., 3, 327. McCoU, I., Drinkwater, J. E., Hulme-Moir, I., and Donnan, S. P. B. (1971). Prediction of success or failure of gastric surgery. Brit. J. Surg., 58, 768. Malmo, R. B. (1954). Higher function of the nervous system. Ann. Rev. Physiol., 16, 371. Martin, S. J., Murphy, J. D., Colliton, R. J., and Zeffiro, R. G. (1967). (Tinirni studies with Innovar. Anesthesiology, 28, 458. Masson, A. H. B. (1962). Clinical assessment of analgesic drugs: spirometry trials. Anesth. Analg. Curr. Res., 41, 615. (1967). The role of analgesic drugs in the treatment of postoperative pain. Brit. J. Anaesth., 39, 713. Overholt, R. H. (1930). Postoperative pulmonary hypoventilation. J. Amer. med. Ass., 95, 1484. Palmer, K. N. V., and Sellick, B. A. (1953). The prevention of postoperative pulmonary atelectasis. Lancet, 1, 164. Parbrook, G. D. (1966). Postoperative pain relief: comparison of methadone and morphine when used concurrently with nitrous oxide analgesia. Brit. med. J., 2, 616. Kennedy, B. R. (1964). Value of premised nitrous oxide and oxygen mixtures in the relief of postoperative pain. Brit. med. J., 2, 1303. Rees, G. A. D., and Robertson, G. S. (1964). Relief of postoperative pain: comparison of 25% nitrous oxide and oxygen mixture with morphine. Brit. med. J., 2, 480. Parkhouse, J., Lambrechts, W. and Simpson, B. R. J. (1961). The incidence of postoperative pain. Brit. J. Anaesth., 33, 345. Petrie, A. (I960). Some psychological aspects of pain and the relief of suffering. Ann. N.Y. Acad. Sci., 86, 13. Pratt, J. H., and Welch, J. S. (1955). Hyatrobal and methadone hydrcchloride in preop-rative preparation of patients. J. Amer. med. Ass., 157, 231. Roe, B. B. (1963). Are postoperative narcotics necessary? Arch. Surg., 87, 912. Simpson, B. R. J., Parkhouse, J., Marshall, R., and Lambrechts, W. (1961). Extradural analgesia and the prevention of postoperative pulmonary complications. Brit. J. Anaesth., 33, 628. Ulert, I. A, (1967). Narcotics in the postoperative period: a reappraisal. Sth. med. J. (figham, Ala.), 60, 1289. Wightman, J. A. K. (1968). A prospective study of the incidence of postoperative pulmonary complications. Brit. J. Surg., 55, 85. FACTEURS PREDISPOSANTS A LA DOULEUR POSTOPERATOIRE ET AUX COMPLICATIONS PULMONAIRES: UNE ETUDE DE PATIENTS MASCULINS SUBISSANT DE LA CHIRURGIE GASTRIQUE ELECTIVE SOMMAIRE Le rapport entre les facteurs preoperatoires, y inclus la personality et de seuil de douleur, et la douleur postoperatoire et les modifications pulmonaires a etc determine chez cinquante patients masculins. II y avait une correlation trts significative entre les scores de neuroticisme et les modifications postoperatoires. Les patients avec score de neuroticisme peu eleve avaient une tendance a avoir moins de douleur, moins d'alternation de la capacite vitale pulmonaire et une frequence moins grande de complications postoperatoires. L'analyse du score d'extraversion etait moins conclusive. Une score ilevi de psychoticisme s'associa a un score eleve de neuroticisme, mais le psychoticisme n'affecta autrement pas les rtsultats. II n'y avait pas de correlation significative entre le seuil preoperatoire de douleur et les facteurs pre-opeiatoires. Les analyses de Peffet des facteurs pre'-operatoires non-psychologiques sur la severiti de la douleur post-operatoire et les complications pulmonaires demontrerent des effets moins significatifs que ceux du neuroticisme. Les complications pulmonaires etaient plus frequents chez les patients avec maladie FACTORS PREDISPOSING TO POSTOPERATIVE PAIN tboracale pre'-existante et l'incidence de douleur postoperBtoire semblait plus petite chez k s patients qui avaient recu une analgesie intra-operatoire. On a trouvi une correlation etroite entre revaluation subjective postoperatoire de la douleur et ralte"ration de la capacity vitale. Le score de neuroticisme du patient exige une plus grande attention dans les irudes de douleur postope'ratoire. FAKTOREN ZUR PRAEDISPOSITION FOR POSTOPERATIVE SCHMERZZUSTANDE U N D PULMONALE KOMPLIKATIONEN: EINE U N T E R S U C H U N G A N MANNLICHEN PATIENTEN NACH ELEKTIVER MAGENCHIRURGIE ZUSAMMENFASSUNG An funfzig mannlichen Patienten wurden die Beziehungen zwischen den praeoperativen Faktoren einschliefilich der Personlichkeit und der Schmerzschwelle sowie postoperativen Schmerzen und pulmonalen Veranderungen festgestellt. Es ergab sich eine auflerordentlich deutliche Korrelation zwiscben neurotischer Belastung und postoperativen Veranderungen. Die Patienten mit geringem neurotischen Einschlag hatten zweifellos geringere Schmerzen, eine geringere Verschlechterung der pulmonalen Vitalkapazitat und eine geringere Zahl postoperativer Komplikationen. Eine Analyse der Grade von Extroversion war weniger aufschluflreich. Ein starker psychotischer Einschlag ging mit einem stark neurotischen Einschlag einher, psychotische Zustande beeinfluflten jedoch die Ergebnisse anderweitig nicht. Femer bestand keine deutliche Korrelation zwischen der praeoperativen Schmerzschwelle und postoperativen Faktoren. Die Analyse der Auswirkungen nicht psychologischer praeoperativer Faktoren auf den Schweregrad der postoperativen Schmerzen und die pulmonalen Komplikationen ergab weniger deutliche Ergebnisse als bei neurotischen Faktoren. Die pulmonalen Komplikationen waren starker bei Patienten mit praeoperativ vorliegenden Schmerzzustanden im Thoraxbereich. Die Haufigkeit postoperativer Schmerzen war geringer bei denjenigen Patienten, welche eine intra- 33 operative Analgesic erhalten harte. Enge Zusammenh&nge wurden zwischen der postoperativen subjektiven Annnhmr von Schmerzen und der Verschlechterung der Vitalkapazitat festgestellt. Bei Patienten mit neurotischem Einschlag bestatigt sich die starkere Beachtung, welche sie ihren postoperativen Schmerzen zuwenden. FACTORES PREDISPONENTES A DOLOR POSTOPERATORIO Y COMPLICACIONES PULMONARES: U N ESTUDIO D E PACIENTES VARONES SOMETIDOS A CIRUGIA GASTRICA E L E C n V A RESUMEN Fue determinada en cincuenta pacientes varones la relacidn entre factores preoperatorios, induyendo la personalidad y umbral para el dolor, y dolor postoperatorio y cambios puhnonares. Hubo correlaciones muy significativas entre las puntuaciones neur6ticas y los cambios postoperatorios. Los pacientes con una puntuaci6n neur6tica baja tendfan a tener menos dolor, menos disminuci6n de la capacidad vital pulmonar y una frecuencia m i s baja de complicaciones postoperatorias. El anaUsis de las puntuaciones de extroversi6n fue menos concluyente. Una elevada puntuaci6n psic6tica esta asociada con una puntuacion neur<5tica, pero el psicoticismo no influyd por lo demas en los resultados. No hubo ninguna correlaci6n significativa entre el umbral preoperatorio para el dolor y los factores postoperatorios. El anilisis de los efectos de factores preoperatorios no psicoldgicos sobre la severidad del dolor postoperatorio y complicaciones pulmonares mostro resultados menos significativos que los anaJisis con netuxnicismo. Las complicaciones pulmonares eran mis elevadas en los pacientes con enfermedad tordcica preexistente y la frecuencia de dolor postoperatorio pareci6 ser menor en los pacientes que habfan recibido analgesia intraoperatoria. Se encontro' una estrecha correlacion entre la evaluaci6n subjetiva postoperatoria de dolor y la disminuci6n de la capacidad vital. La puntuacion de neuroticismo del paciente merece una mayor atenci6n en los estudios sobre el dolor postoperatorio. SIXTH INTERNATIONAL ANAESTHESIA POSTGRADUATE COURSE Vienna: May 21-25, 1973 Subject: ACUPUNCTURE AND ANALGESIA Please address enquiries to: Frl. E. Maurer, c/o Wiener Medizinische Akademie, Alser Strasse 4, A-1090 Wien, Austria
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