US SEC Filing of Form NQ
For personal use only
for the Vanguard® Exchange Traded Funds
1 June 2016
Vanguard Investments Australia Ltd announces the following:
ETF
ASX
CODE
ANNOUNCEMENT
Vanguard® US Total Market Shares Index ETF
VTS
US SEC Filing of Form N-Q
The Vanguard Group, Inc. in the US has completed and filed Form N-Q (quarterly schedule of portfolio holdings) for Registered
Investment Companies with the Securities and Exchange Commission (SEC) in the US as part of the regulatory requirements of the
SEC.
VTI is a share class of the Vanguard Total Stock Market Index Fund (US Fund), which is traded in the form of CDIs* in Australia. As
the filing in the US covers multiple funds, only the information relevant to the US Fund is included.
The completed form is attached and can be viewed online at the SEC website at:
http://www.sec.gov/Archives/edgar/data/36405/000093247116013675/0000932471-16-013675-index.htm
Further details of the SEC requirements for this filing are available at:
www.sec.gov/about/forms/formn-q.pdf
Note: The attached SEC filing relates to the Vanguard ETF listed in the United States of America under code ‘VTI’, CDIs are issued
in Australia by Vanguard Investments Australia Ltd under the ASX code ‘VTS’.
* Clearing House Electronic Subregister System (CHESS) Depositary Interests (CDIs)
Further Information
If you have any queries on Vanguard ETFs, please visit vanguard.com.au/etf
Past performance is not an indication of future performance.
© 2016 Vanguard Investments Australia Ltd (ABN 72 072 881 086 / AFS Licence 227263) (Vanguard) is the issuer of the Prospectus on behalf of the US listed ETFs
described in the Prospectus. Vanguard has arranged for the interests in the US ETFs to be made available to Australian investors via CHESS Depositary Interests (CDIs)
that are quoted on the AQUA market of the ASX. Vanguard is a wholly owned subsidiary of The Vanguard Group, Inc. based in the US. All rights reserved.
Vanguard Investments Australia Ltd, Level 34, Freshwater Place, 2 Southbank Boulevard, Southbank VIC 3006 vanguard.com.au 1300 655 888
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
For personal use only
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF
REGISTERED MANAGEMENT COMPANY
Investment Company Act file number: 811-02652
Name of Registrant: Vanguard Index Funds
Address of Registrant:
P.O. Box 2600
Valley Forge, PA 19482
Name and address of agent for service:
Heidi Stam, Esquire
P.O. Box 876
Valley Forge, PA 19482
Date of fiscal year end: December 31
Date of reporting period: March 31, 2016
Item 1: Schedule of Investments
For personal use only
Vanguard Total Stock Market Index Fund
Schedule of Investments
As of March 31, 2016
Common Stocks (99.6%)
Market
Value
Shares
($000)
21,514,870
16,782,086
5,485,958
5,160,389
6,664,112
5,101,891
3,735,660
7,995,546
6,128,853
10,194,472
25,287,073
22,257,409
2,694,952
2,809,615
6,739,495
1,249,600
1,537,015
4,472,255
2,146,879
1,247,963
1,749,626
1,094,246
1,062,642
627,868
575,332
570,315
568,963
538,122
328,137
289,895
270,969
242,250
230,142
194,656
184,030
181,966
176,993
174,866
140,160
137,250
137,226
126,166
1
Basic Materials (2.4%)
Dow Chemical Co.
EI du Pont de Nemours & Co.
Praxair Inc.
PPG Industries Inc.
LyondellBasell Industries NV Class A
Ecolab Inc.
Air Products & Chemicals Inc.
International Paper Co.
Nucor Corp.
Newmont Mining Corp.
Alcoa Inc.
Freeport-McMoRan Inc.
Eastman Chemical Co.
Celanese Corp. Class A
Mosaic Co.
Airgas Inc.
International Flavors & Fragrances Inc.
CF Industries Holdings Inc.
Albemarle Corp.
Ashland Inc.
Avery Dennison Corp.
For personal use only
RPM International Inc.
FMC Corp.
Steel Dynamics Inc.
* WR Grace & Co.
Reliance Steel & Aluminum Co.
* Axalta Coating Systems Ltd.
NewMarket Corp.
Royal Gold Inc.
Sensient Technologies Corp.
Olin Corp.
Huntsman Corp.
Cabot Corp.
^ CONSOL Energy Inc.
PolyOne Corp.
Domtar Corp.
Compass Minerals International Inc.
^ United States Steel Corp.
HB Fuller Co.
Minerals Technologies Inc.
Balchem Corp.
Commercial Metals Co.
Westlake Chemical Corp.
^ Allegheny Technologies Inc.
* Chemtura Corp.
Carpenter Technology Corp.
Worthington Industries Inc.
Axiall Corp.
Ferroglobe plc
2,539,442
2,551,632
4,445,476
1,351,107
1,299,984
2,728,840
194,653
1,252,918
869,852
3,147,737
3,995,212
1,076,435
4,401,079
1,641,583
1,186,026
643,123
2,797,167
969,994
662,734
602,354
2,197,829
746,848
2,092,104
1,282,846
927,704
852,504
1,348,323
3,102,922
120,192
103,009
100,068
96,172
89,946
79,682
77,133
64,262
55,201
54,676
53,136
52,024
49,688
49,658
48,034
45,572
44,895
41,176
37,676
37,358
37,297
34,579
34,101
33,867
31,755
30,383
29,447
27,337
US Silica Holdings Inc.
1,193,437
27,115
320,464
1,347,293
605,116
2,328,806
27,092
26,865
26,625
24,802
Chemours Co.
3,474,615
24,322
KapStone Paper and Packaging Corp.
1,647,114
22,813
2,449,758
21,068
Stepan Co.
376,634
20,824
Quaker Chemical Corp.
239,475
20,322
For personal use only
Kaiser Aluminum Corp.
* GCP Applied Technologies Inc.
* Cambrex Corp.
* Stillwater Mining Co.
*,^
Platform Specialty Products Corp.
Neenah Paper Inc.
318,003
20,244
7,238,468
1,649,546
20,123
19,580
435,952
18,903
834,373
3,005,195
327,658
17,297
16,889
15,895
528,485
14,385
994,039
804,793
3,294,799
13,936
13,826
13,608
Deltic Timber Corp.
212,401
12,776
Aceto Corp.
532,362
12,542
351,368
585,353
10,861
10,127
3,249,800
296,706
9,749
9,346
237,762
372,661
529,639
8,678
8,374
8,358
Hecla Mining Co.
* Ferro Corp.
Innospec Inc.
PH Glatfelter Co.
* Coeur Mining Inc.
* Clearwater Paper Corp.
A Schulman Inc.
Calgon Carbon Corp.
* Univar Inc.
* AK Steel Holding Corp.
Innophos Holdings Inc.
* Kraton Performance Polymers Inc.
*,^
Cliffs Natural Resources Inc.
* CSW Industrials Inc.
Haynes International Inc.
* Koppers Holdings Inc.
* American Vanguard Corp.
SunCoke Energy Inc.
1,220,506
7,933
Tredegar Corp.
497,185
7,816
Rayonier Advanced Materials Inc.
804,831
7,646
1,175,412
1,194,055
911,818
155,506
7,511
6,579
6,428
5,794
Hawkins Inc.
156,806
5,659
Chase Corp.
104,330
5,487
455,212
368,911
497,705
758,640
5,367
4,704
4,330
4,218
598,300
3,829
164,843
3,803
1,714,786
3,344
171,466
2,968
208,119
483,204
2,895
2,764
347,184
2,503
937,937
2,185
Tronox Ltd. Class A
* Resolute Forest Products Inc.
* Century Aluminum Co.
* Veritiv Corp.
FutureFuel Corp.
* LSB Industries Inc.
* Real Industry Inc.
* OMNOVA Solutions Inc.
*,^
AgroFresh Solutions Inc.
KMG Chemicals Inc.
*,^
Cloud Peak Energy Inc.
Olympic Steel Inc.
Ampco-Pittsburgh Corp.
^ Kronos Worldwide Inc.
*,^
Westmoreland Coal Co.
Gold Resource Corp.
*,^
Senomyx Inc.
* Ryerson Holding Corp.
*,^
Ur-Energy Inc.
* Fairmount Santrol Holdings Inc.
*,^
Uranium Energy Corp.
For personal use only
Synalloy Corp.
780,100
2,028
353,495
1,965
3,804,358
620,054
1,904
1,556
1,844,835
1,380
168,794
1,337
* Universal Stainless & Alloy Products Inc.
* Codexis Inc.
* Intrepid Potash Inc.
*,^
128,150
415,606
1,113,022
1,306
1,293
1,235
488,519
1,133
506,989
1,126
206,031
62,556
1,753,166
942
790
649
23,876
494
86,825
16,675
1,063,551
471
456
361
688,429
66,792
310
301
288,282
259
78,065
158,073
537,224
256
253
253
56,847
92,843
225
210
Uni-Pixel Inc.
206,360
190
Metabolix Inc.
93,474
178
42,880
6,410
2,580
110
74
9
Peabody Energy Corp.
Rentech Inc.
For personal use only
Hallador Energy Co.
* Northern Technologies International Corp.
* Comstock Mining Inc.
United-Guardian Inc.
Friedman Industries Inc.
* Handy & Harman Ltd.
* General Moly Inc.
*,^
Golden Minerals Co.
* Centrus Energy Corp. Class A
*,^
Marrone Bio Innovations Inc.
Empire Resources Inc.
* Dynasil Corp. of America
* Solitario Exploration & Royalty Corp.
*,^
Pershing Gold Corp.
* NL Industries Inc.
*,^
*,^
*,^
Uranium Resources Inc.
* Ikonics Corp.
* TOR Minerals International Inc.
10,054,680
Consumer Goods (10.6%)
Procter & Gamble Co.
52,168,922
4,294,024
Coca-Cola Co.
75,167,128
3,487,003
Philip Morris International Inc.
29,850,372
2,928,620
PepsiCo Inc.
27,905,913
2,859,798
Altria Group Inc.
37,672,954
2,360,587
NIKE Inc. Class B
26,001,362
1,598,304
Colgate-Palmolive Co.
17,183,263
1,213,998
Mondelez International Inc. Class A
28,761,334
1,153,905
Ford Motor Co.
75,112,631
1,014,021
6,939,676
933,456
Kraft Heinz Co.
11,669,404
916,748
General Motors Co.
26,766,792
841,280
Reynolds American Inc.
16,469,963
828,604
Kimberly-Clark Corp.
Monsanto Co.
8,469,756
743,136
General Mills Inc.
11,459,095
725,934
Johnson Controls Inc.
12,445,130
484,987
3,205,008
484,245
1,907,409
438,265
6,550,516
424,211
11,422,232
414,741
Delphi Automotive plc
5,365,468
402,517
Estee Lauder Cos. Inc. Class A
4,264,382
402,174
Constellation Brands Inc. Class A
*,^
Tesla Motors Inc.
VF Corp.
Archer-Daniels-Midland Co.
* Monster Beverage Corp.
2,942,566
392,479
Tyson Foods Inc. Class A
* Electronic Arts Inc.
5,656,761
5,654,273
377,080
373,804
ConAgra Foods Inc.
8,310,804
370,828
Kellogg Co.
4,753,617
363,889
10,534,942
356,502
3,604,657
322,328
3,335,048
320,765
Activision Blizzard Inc.
For personal use only
Dr Pepper Snapple Group Inc.
Molson Coors Brewing Co. Class B
Clorox Co.
2,474,317
311,912
Stanley Black & Decker Inc.
2,919,391
307,149
Mead Johnson Nutrition Co.
* Under Armour Inc. Class A
3,611,045
3,490,945
306,830
296,137
2,226,002
289,024
Genuine Parts Co.
2,741,476
272,393
Whirlpool Corp.
1,496,846
269,941
Hershey Co.
2,688,309
247,566
Campbell Soup Co.
* Jarden Corp.
3,849,046
4,021,159
245,531
237,047
Church & Dwight Co. Inc.
* Mohawk Industries Inc.
2,496,953
1,205,137
230,169
230,061
Newell Rubbermaid Inc.
5,129,779
227,198
Mattel Inc.
6,540,543
219,893
Hormel Foods Corp.
5,071,799
219,305
McCormick & Co. Inc.
2,198,450
218,702
Coach Inc.
5,330,779
213,711
Hanesbrands Inc.
7,522,788
213,196
DR Horton Inc.
6,736,976
203,659
3,883,647
3,282,163
197,056
186,952
Harley-Davidson Inc.
3,562,010
182,838
Brown-Forman Corp. Class B
1,843,575
181,537
Snap-on Inc.
1,112,757
174,692
Hasbro Inc.
2,160,654
173,068
5,127,536
5,279,756
169,106
168,583
BorgWarner Inc.
4,225,298
162,251
Lennar Corp. Class A
3,341,299
161,585
Lear Corp.
1,436,042
159,645
PVH Corp.
1,576,578
156,176
Bunge Ltd.
2,724,487
154,397
1,374,350
3,373,171
146,767
137,086
1,849,369
71,589
125,221
124,021
Harman International Industries Inc.
1,365,514
121,585
Leggett & Platt Inc.
2,468,423
119,472
Polaris Industries Inc.
* Middleby Corp.
1,193,609
1,097,704
117,547
117,202
PulteGroup Inc.
* WABCO Holdings Inc.
6,016,625
1,039,941
112,571
111,190
Ralph Lauren Corp. Class A
1,126,967
108,482
Leucadia National Corp.
6,219,379
100,567
943,754
99,453
2,216,830
1,161,170
1,075,368
3,017,996
99,048
93,509
93,288
89,061
For personal use only
JM Smucker Co.
Coca-Cola Enterprises Inc.
* Michael Kors Holdings Ltd.
Goodyear Tire & Rubber Co.
* LKQ Corp.
Ingredion Inc.
* WhiteWave Foods Co. Class A
*,^
lululemon athletica Inc.
* NVR Inc.
Carter's Inc.
Pinnacle Foods Inc.
* Edgewell Personal Care Co.
* TreeHouse Foods Inc.
* Toll Brothers Inc.
Gentex Corp.
5,529,998
86,766
Brunswick Corp.
1,748,554
83,896
1,332,392
1,186,992
1,918,258
2,489,196
82,022
81,629
78,476
75,796
Pool Corp.
773,922
67,904
Scotts Miracle-Gro Co. Class A
881,194
64,124
*,^
For personal use only
Herbalife Ltd.
* Post Holdings Inc.
* Hain Celestial Group Inc.
* Skechers U.S.A. Inc. Class A
3,460,931
1,049,505
2,456,206
63,889
63,799
62,682
Visteon Corp.
* Vista Outdoor Inc.
* Take-Two Interactive Software Inc.
776,928
1,189,345
1,526,835
61,836
61,739
57,516
897,164
542,234
1,046,845
57,212
56,224
53,923
For personal use only
Flowers Foods Inc.
* Tempur Sealy International Inc.
* Kate Spade & Co.
Thor Industries Inc.
* Helen of Troy Ltd.
* Tenneco Inc.
Spectrum Brands Holdings Inc.
455,303
49,756
CalAtlantic Group Inc.
1,487,511
49,713
Energizer Holdings Inc.
1,187,484
48,105
819,110
47,492
1,368,570
43,083
2,954,396
3,148,033
41,627
41,460
1,187,506
41,337
366,514
40,525
8,387,661
40,345
Nu Skin Enterprises Inc. Class A
* Steven Madden Ltd.
1,036,413
1,068,238
39,643
39,568
Cooper Tire & Rubber Co.
* G-III Apparel Group Ltd.
1,065,247
781,213
39,435
38,194
1,657,896
37,866
1,135,014
584,146
35,061
34,996
Manitowoc Foodservice Inc.
* Fossil Group Inc.
2,357,334
782,148
34,747
34,743
Wolverine World Wide Inc.
* Dorman Products Inc.
1,862,054
625,590
34,299
34,045
857,351
14,329,556
361,833
33,582
32,671
32,630
542,997
2,748,032
171,784
32,629
32,372
31,792
1,216,849
30,908
279,279
30,240
1,733,118
1,096,919
687,778
542,487
30,018
29,419
28,605
28,160
Drew Industries Inc.
436,029
28,106
WD-40 Co.
257,985
27,865
652,816
721,450
27,464
26,304
952,114
25,460
561,875
1,658,376
832,721
24,284
23,682
23,175
1,540,497
22,984
398,863
22,659
Tupperware Brands Corp.
Snyder's-Lance Inc.
Dana Holding Corp.
* Darling Ingredients Inc.
B&G Foods Inc.
Lancaster Colony Corp.
Avon Products Inc.
Vector Group Ltd.
Herman Miller Inc.
* Deckers Outdoor Corp.
*,^
HNI Corp.
* Zynga Inc. Class A
^ Sanderson Farms Inc.
Columbia Sportswear Co.
* TRI Pointe Group Inc.
* Boston Beer Co. Inc. Class A
*,^
Pilgrim's Pride Corp.
J&J Snack Foods Corp.
Dean Foods Co.
* Tumi Holdings Inc.
* Gentherm Inc.
^ Cal-Maine Foods Inc.
Fresh Del Monte Produce Inc.
* Meritage Homes Corp.
La-Z-Boy Inc.
*,^
Wayfair Inc.
^ KB Home
^ Coty Inc. Class A
Steelcase Inc. Class A
Universal Corp.
* Cooper-Standard Holding Inc.
Interface Inc. Class A
* American Axle & Manufacturing Holdings Inc.
*,^
Blue Buffalo Pet Products Inc.
For personal use only
Oxford Industries Inc.
313,341
22,510
1,183,839
1,375,934
21,948
21,176
751,388
19,281
286,511
19,262
Knoll Inc.
887,935
19,224
Briggs & Stratton Corp.
797,199
19,069
1,570,123
963,749
527,302
18,779
18,687
18,614
577,033
2,018,750
18,165
18,128
1,175,805
17,813
707,159
1,782,443
265,058
17,721
16,951
16,431
284,544
5,374
16,236
16,138
505,471
15,877
1,714,706
15,638
481,529
161,396
15,322
15,084
87,798
109,401
347,006
376,440
1,352,888
14,027
13,283
13,179
13,153
13,015
Standard Motor Products Inc.
362,957
12,576
Nutrisystem Inc.
558,902
11,664
509,128
566,340
11,430
10,942
John B Sanfilippo & Son Inc.
152,904
10,564
Lennar Corp. Class B
270,198
10,459
Inter Parfums Inc.
* Modine Manufacturing Co.
329,290
921,643
10,175
10,147
Tower International Inc.
* National Beverage Corp.
373,002
223,697
10,146
9,467
Superior Industries International Inc.
422,332
9,325
Phibro Animal Health Corp. Class A
* Blount International Inc.
* Taylor Morrison Home Corp. Class A
344,151
913,909
612,212
9,306
9,121
8,644
310,748
8,555
National Presto Industries Inc.
* Revlon Inc. Class A
* WCI Communities Inc.
* M/I Homes Inc.
* Central Garden & Pet Co. Class A
97,846
219,662
424,199
420,578
458,039
8,194
7,998
7,882
7,844
7,461
Libbey Inc.
* Vera Bradley Inc.
393,470
357,670
7,319
7,275
895,161
493,103
7,206
7,180
LGI Homes Inc.
* DTS Inc.
294,854
327,606
7,138
7,135
Orchids Paper Products Co.
* Unifi Inc.
* Federal-Mogul Holdings Corp.
255,024
291,804
671,640
7,016
6,685
6,636
195,926
6,436
435,554
6,311
*,^
For personal use only
GoPro Inc. Class A
* Select Comfort Corp.
* iRobot Corp.
Schweitzer-Mauduit International Inc.
* ACCO Brands Corp.
*,^
Fitbit Inc. Class A
MDC Holdings Inc.
* TiVo Inc.
* Universal Electronics Inc.
Calavo Growers Inc.
* Seaboard Corp.
Andersons Inc.
Callaway Golf Co.
Ethan Allen Interiors Inc.
* Cavco Industries Inc.
Coca-Cola Bottling Co. Consolidated
* USANA Health Sciences Inc.
* Motorcar Parts of America Inc.
^ Tootsie Roll Industries Inc.
* Crocs Inc.
Winnebago Industries Inc.
* Nautilus Inc.
Movado Group Inc.
*,^
Iconix Brand Group Inc.
* Stoneridge Inc.
*,^
Hooker Furniture Corp.
*,^
William Lyon Homes Class A
372,271
6,306
Bassett Furniture Industries Inc.
* Beazer Homes USA Inc.
* Fox Factory Holding Corp.
197,085
712,102
383,518
6,279
6,210
6,063
For personal use only
* Omega Protein Corp.
Kimball International Inc. Class B
529,885
6,014
197,637
339,655
5,967
5,798
2,027,654
565,387
343,785
333,932
5,718
5,705
5,638
5,456
122,818
5,365
Eastman Kodak Co.
454,696
4,933
MGP Ingredients Inc.
203,175
4,925
181,691
322,154
509,700
4,764
4,613
4,592
268,184
4,508
700,470
4,476
Titan International Inc.
* Perry Ellis International Inc.
828,554
220,543
4,458
4,060
Arctic Cat Inc.
* Nutraceutical International Corp.
231,805
151,045
3,894
3,678
293,398
3,626
2,316,556
101,583
3,614
3,529
Elizabeth Arden Inc.
430,117
3,523
Strattec Security Corp.
60,661
3,481
Oil-Dri Corp. of America
95,357
3,221
Superior Uniform Group Inc.
178,068
3,173
Weyco Group Inc.
112,378
2,991
401,411
292,474
2,986
2,969
Freshpet Inc.
* Cherokee Inc.
389,059
159,726
2,852
2,842
A-Mark Precious Metals Inc.
* New Home Co. Inc.
^ Limoneira Co.
* Inventure Foods Inc.
141,896
228,243
179,488
473,525
2,824
2,798
2,728
2,675
Alliance One International Inc.
* Farmer Brothers Co.
* Fenix Parts Inc.
150,529
94,199
510,916
2,643
2,625
2,350
Lifetime Brands Inc.
* Lifevantage Corp.
* Craft Brew Alliance Inc.
* Black Diamond Inc.
148,347
245,200
269,268
465,414
2,236
2,231
2,216
2,104
328,510
107,968
2,079
2,067
157,391
2,005
2,108,960
136,175
1,983
1,917
207,121
151,325
151,110
326,103
1,916
1,889
1,854
1,803
141,344
297,667
1,664
1,587
Medifast Inc.
* Century Communities Inc.
*,^
For personal use only
Glu Mobile Inc.
* Primo Water Corp.
* Malibu Boats Inc. Class A
* Central Garden & Pet Co.
Flexsteel Industries Inc.
*,^
Culp Inc.
* Amplify Snack Brands Inc.
* ZAGG Inc.
Metaldyne Performance Group Inc.
*,^
*,^
Sequential Brands Group Inc.
Jamba Inc.
*,^
Hovnanian Enterprises Inc. Class A
* Seneca Foods Corp. Class A
*,^
*,^
JAKKS Pacific Inc.
* Lipocine Inc.
*,^
*,^
Vince Holding Corp.
* Delta Apparel Inc.
Rocky Brands Inc.
*,^
Castle Brands Inc.
* MCBC Holdings Inc.
Crown Crafts Inc.
* Core Molding Technologies Inc.
* Lakeland Industries Inc.
* Fuel Systems Solutions Inc.
Escalade Inc.
*,^
Vuzix Corp.
Nature's Sunshine Products Inc.
For personal use only
Johnson Outdoors Inc. Class A
* Skullcandy Inc.
* LeapFrog Enterprises Inc.
160,581
1,542
69,364
379,394
1,350,948
1,541
1,351
1,344
47,911
312,289
1,323
1,315
Marine Products Corp.
166,467
1,263
LS Starrett Co. Class A
* Lifeway Foods Inc.
102,771
95,840
1,064
1,038
59,333
969
Unique Fabricating Inc.
* S&W Seed Co.
* Mannatech Inc.
* Female Health Co.
* Shiloh Industries Inc.
77,099
226,217
37,804
439,643
153,758
952
946
844
822
789
Rocky Mountain Chocolate Factory Inc.
* Reed's Inc.
* Skyline Corp.
77,227
152,831
73,359
785
714
680
Kewaunee Scientific Corp.
* Tandy Leather Factory Inc.
* Stanley Furniture Co. Inc.
* US Auto Parts Network Inc.
* Natural Alternatives International Inc.
* Coffee Holding Co. Inc.
* Alpha Pro Tech Ltd.
* Summer Infant Inc.
* Charles & Colvard Ltd.
38,665
92,619
231,672
236,678
33,762
100,998
170,706
163,915
233,777
644
644
614
606
457
394
311
287
269
Nova Lifestyle Inc.
171,576
201
DS Healthcare Group Inc.
231,016
178
P&F Industries Inc. Class A
17,658
169
231,346
183,685
27,985
114,553
23,466
15,555
34,800
27,573
80,833
11,946
167
154
137
128
117
108
107
96
81
77
5,846
61
9,731
60,150
19,300
12,072
9,942
4,391
49
43
30
26
23
14
For personal use only
Alico Inc.
* Dixie Group Inc.
Acme United Corp.
*,^
*,^
*,^
Clean Diesel Technologies Inc.
* Emerson Radio Corp.
* Differential Brands Group Inc.
* RiceBran Technologies
* Cyanotech Corp.
* Willamette Valley Vineyards Inc.
* Tofutti Brands Inc.
* CCA Industries Inc.
* JRjr33 Inc.
* CTI Industries Corp.
Compx International Inc.
Golden Enterprises Inc.
* Crystal Rock Holdings Inc.
* Hovnanian Enterprises Inc. Class B
* Koss Corp.
* Ocean Bio-Chem Inc.
* Virco Manufacturing Corp.
Consumer Services (14.0%)
* Amazon.com Inc.
44,326,938
7,257,837
4,308,542
Home Depot Inc.
24,432,249
3,259,995
Comcast Corp. Class A
46,836,415
2,860,768
Walt Disney Co.
28,279,642
2,808,451
CVS Health Corp.
21,157,659
2,194,684
McDonald's Corp.
17,380,434
2,184,373
Wal-Mart Stores Inc.
30,820,783
2,110,915
Starbucks Corp.
27,050,934
1,614,941
Walgreens Boots Alliance Inc.
16,606,353
1,398,919
Lowe's Cos. Inc.
17,602,023
1,333,353
Costco Wholesale Corp.
For personal use only
* Priceline Group Inc.
8,456,047
1,332,504
955,655
1,231,801
5,440,873
1,113,311
Time Warner Inc.
14,435,450
1,047,292
Target Corp.
11,845,865
974,678
TJX Cos. Inc.
* Netflix Inc.
12,273,329
7,831,374
961,615
800,601
Twenty-First Century Fox Inc. Class A
27,891,144
777,605
Delta Air Lines Inc.
15,010,830
730,727
4,404,570
692,619
17,796,797
680,727
7,472,718
611,642
Southwest Airlines Co.
12,287,233
550,468
Cardinal Health Inc.
* eBay Inc.
* O'Reilly Automotive Inc.
6,326,711
21,588,399
1,799,070
518,474
515,099
492,334
American Airlines Group Inc.
* AutoZone Inc.
11,598,050
583,703
475,636
465,030
Sysco Corp.
9,757,978
455,990
Ross Stores Inc.
7,813,285
452,389
CBS Corp. Class B
7,904,641
435,467
Dollar General Corp.
5,044,925
431,846
Carnival Corp.
7,925,158
418,211
4,724,127
6,920,678
414,826
414,272
7,657,039
395,716
Omnicom Group Inc.
* Dollar Tree Inc.
4,636,695
4,274,131
385,912
352,445
Nielsen Holdings plc
6,599,900
347,551
AmerisourceBergen Corp. Class A
3,761,711
325,576
1,399,013
283,202
3,347,687
578,050
275,012
272,244
Starwood Hotels & Resorts Worldwide Inc.
3,243,104
270,572
Viacom Inc. Class B
6,525,993
269,393
Macy's Inc.
6,025,701
265,673
Expedia Inc.
2,380,786
256,696
10,414,567
234,536
2,566,953
232,207
3,195,057
1,162,988
8,514,338
227,424
225,317
214,987
Advance Auto Parts Inc.
1,334,511
213,976
Whole Foods Market Inc.
6,385,732
198,660
Alaska Air Group Inc.
* CarMax Inc.
* DISH Network Corp. Class A
2,410,067
3,785,263
4,094,854
197,674
193,427
189,428
Signet Jewelers Ltd.
* MGM Resorts International
1,525,643
8,642,297
189,226
185,291
Best Buy Co. Inc.
5,598,221
181,606
Interpublic Group of Cos. Inc.
7,757,036
178,024
For personal use only
Time Warner Cable Inc.
McKesson Corp.
Kroger Co.
Yum! Brands Inc.
L Brands Inc.
* United Continental Holdings Inc.
Las Vegas Sands Corp.
*,^
Charter Communications Inc. Class A
Royal Caribbean Cruises Ltd.
* Chipotle Mexican Grill Inc. Class A
Hilton Worldwide Holdings Inc.
Tractor Supply Co.
Marriott International Inc. Class A
* Ulta Salon Cosmetics & Fragrance Inc.
* Liberty Interactive Corp. QVC Group Class A
Foot Locker Inc.
Kohl's Corp.
* Norwegian Cruise Line Holdings Ltd.
Wyndham Worldwide Corp.
* Rite Aid Corp.
* IHS Inc. Class A
* Sirius XM Holdings Inc.
For personal use only
Tiffany & Co.
2,666,513
171,990
3,671,384
3,059,546
171,123
169,162
2,186,273
20,075,658
1,300,361
39,939,294
167,097
163,617
161,453
157,760
2,087,765
153,200
For personal use only
* Bed Bath & Beyond Inc.
^ Wynn Resorts Ltd.
Darden Restaurants Inc.
Aramark
* TripAdvisor Inc.
Staples Inc.
^ Nordstrom Inc.
Cablevision Systems Corp. Class A
* Liberty Media Corp.
* JetBlue Airways Corp.
* Discovery Communications Inc.
Domino's Pizza Inc.
H&R Block Inc.
Gap Inc.
News Corp. Class A
Sabre Corp.
FactSet Research Systems Inc.
Scripps Networks Interactive Inc. Class A
KAR Auction Services Inc.
TEGNA Inc.
* ServiceMaster Global Holdings Inc.
Vail Resorts Inc.
* Sally Beauty Holdings Inc.
* Panera Bread Co. Class A
Service Corp. International
Williams-Sonoma Inc.
* VCA Inc.
* Copart Inc.
Casey's General Stores Inc.
Dunkin' Brands Group Inc.
* Burlington Stores Inc.
* Sprouts Farmers Market Inc.
Dick's Sporting Goods Inc.
* Discovery Communications Inc. Class A
* Hertz Global Holdings Inc.
Six Flags Entertainment Corp.
* AMC Networks Inc. Class A
* Office Depot Inc.
Dun & Bradstreet Corp.
Cinemark Holdings Inc.
^ Cracker Barrel Old Country Store Inc.
* Liberty Media Corp. Class A
* AutoNation Inc.
* Spirit Airlines Inc.
Twenty-First Century Fox Inc.
* Madison Square Garden Co. Class A
GameStop Corp. Class A
* JC Penney Co. Inc.
* Live Nation Entertainment Inc.
Tribune Media Co. Class A
American Eagle Outfitters Inc.
* Urban Outfitters Inc.
* Buffalo Wild Wings Inc.
CST Brands Inc.
Texas Roadhouse Inc. Class A
Brinker International Inc.
* Bright Horizons Family Solutions Inc.
3,027,393
1,563,566
2,202,864
4,393,010
2,165,729
12,293,502
2,367,136
4,059,339
3,455,232
6,156,009
4,789,404
966,588
4,763,890
4,277,156
9,265,031
3,948,661
746,437
1,524,279
2,607,666
4,204,953
2,582,258
693,100
2,836,096
445,707
3,529,106
1,557,249
1,462,765
2,067,351
742,907
1,767,341
1,449,293
2,780,449
1,715,647
2,778,539
7,292,020
1,361,527
1,155,390
10,462,055
693,341
1,974,530
456,619
1,779,349
1,438,733
1,375,244
2,324,018
388,797
2,009,387
5,565,790
2,668,883
1,524,237
3,344,152
1,681,172
363,497
1,367,461
1,198,979
1,135,126
802,472
150,280
146,084
146,050
145,497
144,021
135,597
135,424
133,958
131,610
130,015
129,314
127,454
125,862
125,748
118,314
114,195
113,108
99,840
99,456
98,648
97,299
92,667
91,833
91,294
87,098
85,244
84,387
84,286
84,186
83,365
81,508
80,744
80,207
79,550
76,785
75,551
75,031
74,281
71,470
70,747
69,712
68,736
67,160
65,984
65,537
64,680
63,758
61,558
59,543
58,455
55,747
55,630
53,841
52,360
52,252
52,159
51,984
1,888,737
1,790,591
2,454,112
778,866
2,145,500
1,704,068
51,223
50,083
48,935
47,861
46,879
46,623
4,276,891
46,575
John Wiley & Sons Inc. Class A
* Beacon Roofing Supply Inc.
948,751
1,130,860
46,384
46,377
GNC Holdings Inc. Class A
* Hawaiian Holdings Inc.
* Cabela's Inc.
1,451,750
973,027
924,642
46,093
45,917
45,021
Cheesecake Factory Inc.
* Starz
837,248
1,664,660
44,450
43,831
Allegiant Travel Co. Class A
244,926
43,612
Jack in the Box Inc.
681,358
43,518
Big Lots Inc.
* WebMD Health Corp.
942,815
677,812
42,700
42,451
88,308
42,388
Chemed Corp.
304,672
41,268
Monro Muffler Brake Inc.
577,000
41,238
Dolby Laboratories Inc. Class A
937,068
40,725
983,335
40,651
1,278,517
40,324
91,965
40,201
112,316
40,132
1,298,772
39,937
266,273
39,376
1,545,075
38,828
2,274,896
897,351
1,090,456
38,378
38,353
38,275
4,189,139
37,493
427,380
3,358,757
916,105
37,323
37,148
36,919
DSW Inc. Class A
1,313,003
36,291
Aaron's Inc.
1,384,371
34,748
Dillard's Inc. Class A
402,837
34,205
Choice Hotels International Inc.
630,276
34,066
Core-Mark Holding Co. Inc.
417,158
34,023
715,673
1,346,763
33,994
33,602
Chico's FAS Inc.
2,526,622
33,528
Gannett Co. Inc.
* Express Inc.
2,200,787
1,520,855
33,320
32,562
Hillenbrand Inc.
1,078,625
32,305
386,019
1,506,814
32,221
31,854
374,830
7,903,791
31,703
31,536
For personal use only
Rollins Inc.
* Michaels Cos. Inc.
* Houghton Mifflin Harcourt Co.
* Murphy USA Inc.
^ Lions Gate Entertainment Corp.
* Avis Budget Group Inc.
Wendy's Co.
Graham Holdings Co. Class B
*,^
Five Below Inc.
Abercrombie & Fitch Co.
Cable One Inc.
AMERCO
Sinclair Broadcast Group Inc. Class A
Churchill Downs Inc.
*,^
GrubHub Inc.
Bloomin' Brands Inc.
* Grand Canyon Education Inc.
* Pinnacle Entertainment Inc.
*,^
Pandora Media Inc.
Lithia Motors Inc. Class A
* Ascena Retail Group Inc.
* United Natural Foods Inc.
Meredith Corp.
* DreamWorks Animation SKG Inc. Class A
Children's Place Inc.
^ Regal Entertainment Group Class A
PriceSmart Inc.
*,^
Groupon Inc. Class A
HSN Inc.
Sonic Corp.
* Genesco Inc.
Morningstar Inc.
For personal use only
Matthews International Corp. Class A
* Boyd Gaming Corp.
602,352
31,509
889,016
430,145
31,258
31,078
349,933
30,889
600,025
1,484,459
30,883
30,669
Sotheby's
1,142,487
30,539
726,439
284,960
1,408,128
30,438
30,286
30,190
1,225,801
30,130
319,396
29,841
New York Times Co. Class A
2,389,734
29,776
Penske Automotive Group Inc.
* SUPERVALU Inc.
767,997
5,051,015
29,107
29,094
Time Inc.
* Liberty TripAdvisor Holdings Inc. Class A
1,869,853
1,300,610
28,871
28,822
Papa John's International Inc.
* Media General Inc.
* Shutterfly Inc.
521,848
1,691,852
594,121
28,279
27,594
27,549
SeaWorld Entertainment Inc.
* comScore Inc.
* Asbury Automotive Group Inc.
* Yelp Inc. Class A
* Hyatt Hotels Corp. Class A
1,265,929
882,721
442,506
1,278,546
510,450
26,660
26,517
26,480
25,418
25,262
Nexstar Broadcasting Group Inc. Class A
* Dave & Buster's Entertainment Inc.
560,302
623,194
24,805
24,167
Marriott Vacations Worldwide Corp.
* Fresh Market Inc.
350,720
829,162
23,674
23,656
403,032
23,654
834,841
1,356,127
22,875
22,634
1,376,395
22,435
791,101
426,181
22,380
22,187
909,331
1,714,331
21,460
21,429
1,138,614
21,372
684,127
20,736
819,334
1,123,959
561,907
1,209,608
19,910
19,433
19,032
18,858
403,552
18,842
1,090,516
18,833
International Speedway Corp. Class A
506,634
18,700
Cato Corp. Class A
477,197
18,396
SkyWest Inc.
910,809
18,207
Finish Line Inc. Class A
849,021
17,914
457,952
263,706
17,114
17,001
1,085,704
16,926
943,923
16,896
1,094,870
507,981
16,653
16,652
*,^
Restoration Hardware Holdings Inc.
* Stamps.com Inc.
* Acxiom Corp.
SolarCity Corp.
For personal use only
*,^
DineEquity Inc.
Group 1 Automotive Inc.
*,^
Diplomat Pharmacy Inc.
* Penn National Gaming Inc.
Extended Stay America Inc.
Caleres Inc.
* Popeyes Louisiana Kitchen Inc.
MDC Partners Inc. Class A
* La Quinta Holdings Inc.
Guess? Inc.
SpartanNash Co.
*,^
Diamond Resorts International Inc.
* MSG Networks Inc.
^ Buckle Inc.
* Krispy Kreme Doughnuts Inc.
Bob Evans Farms Inc.
DeVry Education Group Inc.
Scholastic Corp.
* Red Robin Gourmet Burgers Inc.
EW Scripps Co. Class A
Tailored Brands Inc.
National CineMedia Inc.
* Fiesta Restaurant Group Inc.
*,^
Hibbett Sports Inc.
ClubCorp Holdings Inc.
454,049
16,300
1,152,536
377,386
16,182
15,997
*,^
For personal use only
Mattress Firm Holding Corp.
* Denny's Corp.
* BJ's Restaurants Inc.
* Belmond Ltd. Class A
* Vitamin Shoppe Inc.
* Francesca's Holdings Corp.
1,540,672
381,009
1,646,458
493,906
797,661
15,961
15,839
15,625
15,291
15,283
Rent-A-Center Inc.
* Apollo Education Group Inc.
955,862
1,751,407
15,150
14,388
1,154,605
14,271
1,310,505
1,162,477
13,891
13,624
348,319
13,581
800,690
725,173
438,351
337,857
248,803
13,323
13,227
13,168
13,028
12,706
1,437,946
1,913,350
12,510
11,710
Capella Education Co.
216,852
11,415
Ruth's Hospitality Group Inc.
619,386
11,403
AMC Entertainment Holdings Inc.
399,053
11,170
1,563,034
757,899
595,941
10,957
10,944
10,894
Sonic Automotive Inc. Class A
* Regis Corp.
586,768
684,459
10,843
10,397
Fred's Inc. Class A
^ World Wrestling Entertainment Inc. Class A
675,819
568,715
10,076
10,044
221,823
9,995
259,215
402,323
309,803
196,707
1,045,421
9,721
9,680
9,626
9,589
9,587
1,014,640
357,500
478,688
398,859
566,081
614,875
626,334
9,568
9,384
9,320
9,313
9,171
9,168
9,044
348,208
8,883
1,142,273
402,617
8,499
8,169
Weight Watchers International Inc.
* Ollie's Bargain Outlet Holdings Inc.
* Zumiez Inc.
551,504
334,164
392,083
8,013
7,829
7,810
Shoe Carnival Inc.
* Biglari Holdings Inc.
289,094
20,966
7,794
7,793
1,132,004
901,912
439,675
7,698
7,684
7,290
Haverty Furniture Cos. Inc.
* Tuesday Morning Corp.
* Angie's List Inc.
* XO Group Inc.
* Barnes & Noble Education Inc.
342,371
843,073
848,485
426,419
689,153
7,245
6,896
6,847
6,844
6,754
Carriage Services Inc. Class A
* Party City Holdco Inc.
* RetailMeNot Inc.
310,852
444,228
824,172
427,866
6,718
6,681
6,602
6,551
Barnes & Noble Inc.
*,^
Quotient Technology Inc.
* Gray Television Inc.
For personal use only
*,^
Zoe's Kitchen Inc.
New Media Investment Group Inc.
* Rush Enterprises Inc. Class A
* Carmike Cinemas Inc.
* Virgin America Inc.
* Providence Service Corp.
*,^
Etsy Inc.
* Caesars Acquisition Co. Class A
Pier 1 Imports Inc.
^ Interval Leisure Group Inc.
* Rubicon Project Inc.
Weis Markets Inc.
Ingles Markets Inc. Class A
* SP Plus Corp.
* Chuy's Holdings Inc.
* Strayer Education Inc.
* Bankrate Inc.
*,^
Scientific Games Corp. Class A
* FTD Cos. Inc.
* MarineMax Inc.
* Performance Food Group Co.
* Smart & Final Stores Inc.
* Tile Shop Holdings Inc.
* Carrols Restaurant Group Inc.
*,^
Lands' End Inc.
Entravision Communications Corp. Class A
* Chefs' Warehouse Inc.
*,^
*,^
Caesars Entertainment Corp.
* Global Eagle Entertainment Inc.
* Del Frisco's Restaurant Group Inc.
*,^
Sears Holdings Corp.
For personal use only
Journal Media Group Inc.
540,261
6,462
* Del Taco Restaurants Inc.
625,400
6,460
Lumber Liquidators Holdings Inc.
* Isle of Capri Casinos Inc.
487,562
456,471
6,397
6,391
PetMed Express Inc.
* Wingstop Inc.
347,917
272,931
6,231
6,190
323,015
477,093
441,477
1,114,319
597,415
6,121
6,011
6,009
5,995
5,908
1,043,829
1,253,143
270,748
5,835
5,689
5,586
211,426
471,674
5,436
5,396
1,200,723
5,355
394,696
529,400
5,265
5,262
422,200
157,514
5,261
5,222
Kirkland's Inc.
294,879
5,163
Citi Trends Inc.
283,752
5,059
381,578
722,828
5,056
4,886
Planet Fitness Inc. Class A
* 1-800-Flowers.com Inc. Class A
* J Alexander's Holdings Inc.
290,732
597,236
444,221
4,721
4,706
4,691
Stage Stores Inc.
* Overstock.com Inc.
574,678
315,774
4,632
4,541
*,^
For personal use only
Marcus Corp.
* Sportsman's Warehouse Holdings Inc.
* Potbelly Corp.
* Ruby Tuesday Inc.
* K12 Inc.
*,^
TrueCar Inc.
* Career Education Corp.
* American Public Education Inc.
Blue Nile Inc.
* Eldorado Resorts Inc.
*,^
Chegg Inc.
*,^
El Pollo Loco Holdings Inc.
* Lindblad Expeditions Holdings Inc.
*,^
Conn's Inc.
^ Natural Health Trends Corp.
News Corp. Class B
* Avid Technology Inc.
*,^
Winmark Corp.
44,738
4,383
219,771
409,735
4,358
4,335
332,284
4,300
567,639
4,161
Habit Restaurants Inc. Class A
222,181
4,139
Village Super Market Inc. Class A
* Townsquare Media Inc. Class A
169,481
358,232
4,095
4,016
CSS Industries Inc.
* Monarch Casino & Resort Inc.
* America's Car-Mart Inc.
139,794
199,049
154,291
3,904
3,874
3,857
Tribune Publishing Co.
* Daily Journal Corp.
* Natural Grocers by Vitamin Cottage Inc.
* Titan Machinery Inc.
492,235
19,399
176,979
323,065
3,800
3,796
3,764
3,735
1,261,153
3,695
329,666
687,306
266,247
192,349
223,581
3,663
3,553
3,459
3,339
3,311
Speedway Motorsports Inc.
* Entercom Communications Corp. Class A
*,^
TubeMogul Inc.
Stein Mart Inc.
*,^
*,^
Clean Energy Fuels Corp.
Big 5 Sporting Goods Corp.
* Destination XL Group Inc.
* Build-A-Bear Workshop Inc.
* Autobytel Inc.
* Ascent Capital Group Inc. Class A
*,^
Trupanion Inc.
Clear Channel Outdoor Holdings Inc. Class A
* Gaiam Inc. Class A
* Reading International Inc. Class A
333,826
3,288
698,597
485,981
257,620
3,283
3,110
3,086
* Bridgepoint Education Inc.
*,^
3,065
Noodles & Co. Class A
250,388
2,970
Intrawest Resorts Holdings Inc.
341,050
2,916
For personal use only
*,^
304,048
Saga Communications Inc. Class A
* Bojangles' Inc.
70,337
150,669
2,818
2,563
Hemisphere Media Group Inc. Class A
* Care.com Inc.
* Nathan's Famous Inc.
193,265
410,166
56,560
2,538
2,523
2,466
Marchex Inc. Class B
* Liquidity Services Inc.
550,813
468,771
2,451
2,428
Papa Murphy's Holdings Inc.
* Duluth Holdings Inc.
202,874
123,235
2,424
2,402
Liberty Tax Inc.
* Bravo Brio Restaurant Group Inc.
* West Marine Inc.
121,848
307,963
262,221
2,387
2,387
2,384
RCI Hospitality Holdings Inc.
* Boot Barn Holdings Inc.
* Red Lion Hotels Corp.
268,697
250,446
277,046
2,381
2,354
2,336
Harte-Hanks Inc.
* Century Casinos Inc.
* TechTarget Inc.
* Kona Grill Inc.
* Everyday Health Inc.
914,956
368,214
283,276
160,842
358,800
2,315
2,268
2,102
2,083
2,009
331,621
1,947
113,601
1,886
Shake Shack Inc. Class A
* QuinStreet Inc.
* EVINE Live Inc.
50,505
543,218
1,553,676
1,885
1,858
1,818
Destination Maternity Corp.
* Fogo De Chao Inc.
* Christopher & Banks Corp.
* Golden Entertainment Inc.
* Tilly's Inc. Class A
* New York & Co. Inc.
263,948
113,216
738,585
158,464
252,356
425,060
1,805
1,767
1,765
1,718
1,688
1,683
345,564
878,048
312,777
372,913
182,713
224,008
2,922,289
167,063
1,662
1,580
1,517
1,514
1,465
1,438
1,357
1,357
423,618
440,108
423,943
1,309
1,276
1,217
80,118
1,043,788
1,124
1,096
477,553
1,079
61,335
279,138
244,281
1,049
1,044
1,043
219,143
1,037
172,051
185,364
991
927
735,661
374,872
875
832
147,219
567,536
538,531
108,292
783
783
770
660
For personal use only
*,^
*,^
*,^
Container Store Group Inc.
Collectors Universe Inc.
*,^
A H Belo Corp. Class A
* Lee Enterprises Inc.
* Luby's Inc.
* RealNetworks Inc.
* PCM Inc.
* Sears Hometown and Outlet Stores Inc.
* Cumulus Media Inc. Class A
* Travelzoo Inc.
*,^
ITT Educational Services Inc.
* Sizmek Inc.
* Town Sports International Holdings Inc.
Educational Development Corp.
* McClatchy Co. Class A
*,^
Gordmans Stores Inc.
Wayside Technology Group Inc.
* YuMe Inc.
* Cambium Learning Group Inc.
*,^
Remark Media Inc.
Salem Media Group Inc. Class A
* Demand Media Inc.
*,^
Digital Turbine Inc.
* Spark Networks Inc.
*,^
Rave Restaurant Group Inc.
* Morgans Hotel Group Co.
* Radio One Inc.
Famous Dave's of America Inc.
For personal use only
*,^
* Good Times Restaurants Inc.
160,052
637
TheStreet Inc.
^ Bon-Ton Stores Inc.
477,535
260,323
592
591
325,761
590
276,991
135,539
584
500
138,620
471
545,709
132,916
42,177
339,612
365,619
464
431
415
363
355
193,721
347
57,575
334
bebe stores inc
570,514
314
Live Ventures Inc.
223,508
311
173,738
158,604
308
305
1,486,886
295
Ark Restaurants Corp.
* Emmis Communications Corp. Class A
* Insignia Systems Inc.
14,102
479,209
95,048
291
279
271
National American University Holdings Inc.
* Full House Resorts Inc.
175,287
160,784
249
232
581,113
51,140
184
171
9,438
151
Fairway Group Holdings Corp.
* Nevada Gold & Casinos Inc.
370,780
59,748
130
128
Flanigan's Enterprises Inc.
* NTN Buzztime Inc.
5,074
354,386
96
53
203,922
49
13,713
124,872
48
31
1,375
19,446
42,843
377
30
19
7
1
*,^
YOU On Demand Holdings Inc.
*,^
For personal use only
hhgregg Inc.
* CafePress Inc.
Peak Resorts Inc.
*,^
Cosi Inc.
* Ignite Restaurant Group Inc.
* Gaming Partners International Corp.
* Dover Downs Gaming & Entertainment Inc.
* Profire Energy Inc.
*,^
*,^
*,^
*,^
ReachLocal Inc.
IDI Inc.
*,^
MaxPoint Interactive Inc.
* Diversified Restaurant Holdings Inc.
*,^
Aeropostale Inc.
*,^
Net Element Inc.
* Spanish Broadcasting System Inc.
Value Line Inc.
*,^
*,^
DraftDay Fantasy Sports Inc.
Beasley Broadcast Group Inc. Class A
* Interpace Diagnostics Group Inc.
Haverty Furniture Cos. Inc. Class A
* SPAR Group Inc.
* Universal Travel Group
* ONE Group Hospitality Inc.
Financials (18.5%)
* Berkshire Hathaway Inc. Class B
58,593,811
35,608,592
5,052,147
Wells Fargo & Co.
88,031,536
4,257,205
JPMorgan Chase & Co.
70,698,567
4,186,769
Visa Inc. Class A
37,000,903
2,829,829
198,893,223
2,689,036
Citigroup Inc.
54,486,502
2,274,811
MasterCard Inc. Class A
18,906,146
1,786,631
US Bancorp
31,906,309
1,295,077
5,973,662
1,240,670
7,330,411
21,069,257
1,150,728
1,138,793
Bank of America Corp.
Simon Property Group Inc.
Goldman Sachs Group Inc.
American International Group Inc.
Chubb Ltd.
8,424,288
1,003,754
15,757,645
967,519
American Tower Corporation
8,167,659
836,123
PNC Financial Services Group Inc.
9,744,688
824,108
2,832,625
781,323
16,930,493
743,926
American Express Co.
Public Storage
For personal use only
MetLife Inc.
For personal use only
Bank of New York Mellon Corp.
Morgan Stanley
Capital One Financial Corp.
BlackRock Inc.
Travelers Cos. Inc.
Charles Schwab Corp.
Prudential Financial Inc.
Marsh & McLennan Cos. Inc.
CME Group Inc.
Crown Castle International Corp.
Aon plc
Intercontinental Exchange Inc.
Equity Residential
McGraw Hill Financial Inc.
Allstate Corp.
AvalonBay Communities Inc.
BB&T Corp.
Welltower Inc.
Weyerhaeuser Co.
Aflac Inc.
* Synchrony Financial
Prologis Inc.
State Street Corp.
Discover Financial Services
Ventas Inc.
Equinix Inc.
Boston Properties Inc.
Progressive Corp.
Hartford Financial Services Group Inc.
SunTrust Banks Inc.
T. Rowe Price Group Inc.
Moody's Corp.
Vornado Realty Trust
M&T Bank Corp.
General Growth Properties Inc.
Realty Income Corp.
Willis Towers Watson plc
Ameriprise Financial Inc.
Essex Property Trust Inc.
HCP Inc.
Northern Trust Corp.
Franklin Resources Inc.
Equifax Inc.
Fifth Third Bancorp
Invesco Ltd.
Digital Realty Trust Inc.
Host Hotels & Resorts Inc.
Macerich Co.
* Markel Corp.
Principal Financial Group Inc.
Loews Corp.
Kimco Realty Corp.
Citizens Financial Group Inc.
Federal Realty Investment Trust
Extra Space Storage Inc.
XL Group plc Class A
Regions Financial Corp.
19,898,056
28,285,820
10,166,859
2,050,511
5,749,620
22,867,237
8,688,737
9,997,057
6,177,734
6,430,558
5,238,907
2,284,164
7,011,254
5,146,461
7,431,584
2,627,795
14,951,052
6,828,231
15,214,543
7,355,845
16,008,951
10,051,107
7,328,510
8,053,095
6,463,083
1,193,138
2,946,659
10,643,606
7,849,449
9,750,011
4,568,878
3,205,319
3,251,138
2,749,886
10,170,060
4,815,421
2,516,429
3,168,299
1,265,964
8,950,512
4,201,086
6,902,434
2,275,132
15,210,583
8,101,954
2,806,594
14,454,270
3,018,345
254,012
5,577,380
5,743,660
7,505,553
10,119,900
1,357,190
2,263,586
5,681,833
24,944,092
732,845
707,428
704,665
698,343
671,038
640,740
627,501
607,721
593,371
556,243
547,204
537,098
526,054
509,397
500,666
499,807
497,422
473,470
471,347
464,448
458,817
444,058
428,864
410,064
406,916
394,583
374,461
374,016
361,703
351,780
335,630
309,506
307,005
305,237
302,356
301,012
298,599
297,852
296,058
291,608
273,785
269,540
260,025
253,865
249,297
248,356
241,386
239,174
226,469
220,028
219,752
216,010
212,012
211,790
211,555
209,091
195,811
For personal use only
Cincinnati Financial Corp.
UDR Inc.
First Republic Bank
Western Union Co.
Annaly Capital Management Inc.
SL Green Realty Corp.
Lincoln National Corp.
* Berkshire Hathaway Inc. Class A
KeyCorp
FNF Group
* Affiliated Managers Group Inc.
Everest Re Group Ltd.
* Arch Capital Group Ltd.
* CBRE Group Inc. Class A
* Ally Financial Inc.
VEREIT Inc.
Arthur J Gallagher & Co.
Mid-America Apartment Communities Inc.
Duke Realty Corp.
Huntington Bancshares Inc.
TD Ameritrade Holding Corp.
Nasdaq Inc.
Unum Group
New York Community Bancorp Inc.
* Alleghany Corp.
Camden Property Trust
Regency Centers Corp.
* E*TRADE Financial Corp.
* Signature Bank
MSCI Inc. Class A
Comerica Inc.
Alexandria Real Estate Equities Inc.
Omega Healthcare Investors Inc.
Apartment Investment & Management Co.
National Retail Properties Inc.
Iron Mountain Inc.
American Capital Agency Corp.
Voya Financial Inc.
SEI Investments Co.
Torchmark Corp.
Reinsurance Group of America Inc. Class A
CIT Group Inc.
Raymond James Financial Inc.
American Campus Communities Inc.
WP Carey Inc.
Kilroy Realty Corp.
CubeSmart
Equity LifeStyle Properties Inc.
DDR Corp.
CBOE Holdings Inc.
* Realogy Holdings Corp.
Jones Lang LaSalle Inc.
* SVB Financial Group
RenaissanceRe Holdings Ltd.
* Liberty Ventures Class A
WR Berkley Corp.
Lamar Advertising Co. Class A
2,964,764
5,009,488
2,809,610
9,629,113
18,103,060
1,911,029
4,718,898
863
16,007,594
5,054,042
1,032,972
804,795
2,224,881
5,429,688
8,287,404
17,343,445
3,363,342
1,455,825
6,535,674
15,274,110
4,618,683
2,193,727
4,629,780
8,800,128
281,774
1,655,279
1,841,400
5,608,962
965,551
1,761,836
3,382,944
1,407,611
3,587,443
2,974,583
2,677,279
3,644,662
6,630,063
4,085,466
2,822,778
2,236,850
1,248,831
3,851,421
2,451,403
2,446,610
1,806,363
1,762,936
3,226,987
1,463,902
5,826,611
1,571,396
2,813,851
859,121
987,336
840,401
2,572,053
1,759,514
1,590,771
193,777
193,016
187,232
185,746
185,737
185,140
184,981
184,207
176,724
171,332
167,755
158,891
158,189
156,484
155,140
153,836
149,601
148,800
147,314
145,715
145,627
145,620
143,153
139,922
139,816
139,192
137,829
137,363
131,431
130,517
128,112
127,938
126,637
124,397
123,690
123,590
123,518
121,624
121,521
121,148
120,200
119,510
116,711
115,211
112,428
109,073
107,459
106,470
103,655
102,659
101,608
100,792
100,758
100,705
100,619
98,885
97,832
For personal use only
Forest City Realty Trust Inc. Class A
Assurant Inc.
Lazard Ltd. Class A
Axis Capital Holdings Ltd.
Brixmor Property Group Inc.
Zions Bancorporation
People's United Financial Inc.
Liberty Property Trust
American Financial Group Inc.
Spirit Realty Capital Inc.
East West Bancorp Inc.
Sovran Self Storage Inc.
Highwoods Properties Inc.
MarketAxess Holdings Inc.
Douglas Emmett Inc.
EPR Properties
Senior Housing Properties Trust
PacWest Bancorp
Starwood Property Trust Inc.
Old Republic International Corp.
Navient Corp.
First American Financial Corp.
Weingarten Realty Investors
Endurance Specialty Holdings Ltd.
* Liberty Broadband Corp.
Taubman Centers Inc.
Sun Communities Inc.
Brown & Brown Inc.
Hospitality Properties Trust
Hanover Insurance Group Inc.
Healthcare Trust of America Inc. Class A
Investors Bancorp Inc.
Commerce Bancshares Inc.
* Howard Hughes Corp.
Corrections Corp. of America
Retail Properties of America Inc.
Legg Mason Inc.
Validus Holdings Ltd.
STORE Capital Corp.
Eaton Vance Corp.
Assured Guaranty Ltd.
Synovus Financial Corp.
Gramercy Property Trust
* Equity Commonwealth
DCT Industrial Trust Inc.
FirstMerit Corp.
Umpqua Holdings Corp.
American Homes 4 Rent Class A
Tanger Factory Outlet Centers Inc.
Bank of the Ozarks Inc.
White Mountains Insurance Group Ltd.
First Niagara Financial Group Inc.
Gaming and Leisure Properties Inc.
BankUnited Inc.
CNO Financial Group Inc.
^ Apple Hospitality REIT Inc.
Post Properties Inc.
4,607,803
1,252,224
2,488,648
1,739,942
3,713,295
3,893,038
5,891,814
2,802,123
1,329,210
8,011,240
2,753,641
758,097
1,838,340
678,728
2,699,248
1,219,927
4,525,107
2,177,364
4,269,803
4,408,743
6,711,475
2,078,113
2,108,041
1,205,078
1,341,349
1,088,902
1,070,535
2,135,191
2,865,407
821,075
2,476,399
6,257,418
1,609,494
678,905
2,239,145
4,511,793
2,040,451
1,499,491
2,712,319
2,092,289
2,698,811
2,346,750
8,013,197
2,387,959
1,703,789
3,174,756
4,210,465
4,177,381
1,812,138
1,562,965
81,462
6,748,125
2,109,802
1,862,475
3,523,292
3,172,567
1,046,615
97,179
96,609
96,560
96,497
95,135
94,250
93,857
93,759
93,537
90,126
89,438
89,418
87,891
84,726
81,274
81,272
80,954
80,889
80,827
80,592
80,336
79,197
79,094
78,740
77,731
77,562
76,661
76,440
76,105
74,077
72,856
72,836
72,347
71,889
71,765
71,512
70,763
70,761
70,195
70,134
68,280
67,845
67,712
67,388
67,249
66,829
66,778
66,420
65,944
65,598
65,381
65,322
65,235
64,144
63,137
62,849
62,525
Webster Financial Corp.
1,738,865
62,425
CyrusOne Inc.
1,353,178
61,773
Healthcare Realty Trust Inc.
1,975,498
61,023
1,276,525
1,770,631
59,218
59,104
Cullen/Frost Bankers Inc.
1,070,977
59,022
Medical Properties Trust Inc.
4,511,733
58,562
Rayonier Inc.
2,361,371
58,279
First Horizon National Corp.
4,423,326
57,946
Sunstone Hotel Investors Inc.
4,105,705
57,480
Allied World Assurance Co. Holdings AG
1,640,787
57,329
DuPont Fabros Technology Inc.
1,408,266
57,077
Popular Inc.
1,991,006
56,963
833,529
56,913
Piedmont Office Realty Trust Inc. Class A
2,719,238
55,228
Aspen Insurance Holdings Ltd.
1,157,198
55,198
Outfront Media Inc.
2,615,286
55,183
PrivateBancorp Inc.
1,423,872
54,961
LaSalle Hotel Properties
2,148,704
54,384
Two Harbors Investment Corp.
6,823,646
54,180
RLJ Lodging Trust
2,313,138
52,925
ProAssurance Corp.
1,042,178
52,734
783,528
52,387
2,205,734
52,342
For personal use only
Prosperity Bancshares Inc.
* Western Alliance Bancorp
Bank of Hawaii Corp.
RLI Corp.
*,^
Zillow Group Inc.
Columbia Property Trust Inc.
2,362,350
51,948
Communications Sales & Leasing Inc.
2,334,125
51,934
New Residential Investment Corp.
4,439,570
51,632
Paramount Group Inc.
3,223,721
51,418
First Industrial Realty Trust Inc.
2,250,763
51,182
Federated Investors Inc. Class B
1,771,802
51,116
Associated Banc-Corp
2,839,510
50,941
Education Realty Trust Inc.
1,211,813
50,411
GEO Group Inc.
1,443,394
50,042
3,675,275
6,491,116
49,947
49,787
FNB Corp.
3,786,270
49,259
Radian Group Inc.
3,944,443
48,911
Equity One Inc.
1,705,687
48,885
Urban Edge Properties
1,886,576
48,749
5,858,260
48,624
MFA Financial Inc.
6,984,109
47,841
NorthStar Realty Finance Corp.
3,641,945
47,782
Hudson Pacific Properties Inc.
1,645,508
47,588
Corporate Office Properties Trust
1,797,013
47,154
National Health Investors Inc.
Home BancShares Inc.
708,067
1,148,372
47,101
47,026
Chimera Investment Corp.
* MGIC Investment Corp.
*,^
LendingClub Corp.
United Bankshares Inc.
1,280,256
46,985
Brandywine Realty Trust
3,263,816
45,791
Acadia Realty Trust
1,301,157
45,710
Interactive Brokers Group Inc.
1,138,773
44,777
3,343,111
44,731
Blackstone Mortgage Trust Inc. Class A
1,646,906
44,236
MB Financial Inc.
1,347,184
43,716
AmTrust Financial Services Inc.
1,676,399
43,385
Kite Realty Group Trust
1,564,483
43,352
Ryman Hospitality Properties Inc.
831,805
42,821
Erie Indemnity Co. Class A
460,318
42,805
For personal use only
Fulton Financial Corp.
For personal use only
Care Capital Properties Inc.
Cousins Properties Inc.
Cathay General Bancorp
UMB Financial Corp.
Primerica Inc.
Wintrust Financial Corp.
Janus Capital Group Inc.
IBERIABANK Corp.
QTS Realty Trust Inc. Class A
CoreSite Realty Corp.
Valley National Bancorp
Pebblebrook Hotel Trust
NorthStar Asset Management Group Inc.
Washington Federal Inc.
Retail Opportunity Investments Corp.
Physicians Realty Trust
CBL & Associates Properties Inc.
PS Business Parks Inc.
DiamondRock Hospitality Co.
^ LPL Financial Holdings Inc.
Selective Insurance Group Inc.
Kennedy-Wilson Holdings Inc.
Mack-Cali Realty Corp.
Sterling Bancorp
Washington REIT
* Stifel Financial Corp.
Pinnacle Financial Partners Inc.
First Financial Bankshares Inc.
TCF Financial Corp.
* Blackhawk Network Holdings Inc.
Glacier Bancorp Inc.
Waddell & Reed Financial Inc. Class A
EastGroup Properties Inc.
First Citizens BancShares Inc. Class A
Evercore Partners Inc. Class A
BancorpSouth Inc.
Hancock Holding Co.
Xenia Hotels & Resorts Inc.
LTC Properties Inc.
* Texas Capital Bancshares Inc.
WP Glimcher Inc.
Columbia Banking System Inc.
Colony Capital Inc. Class A
Monogram Residential Trust Inc.
CVB Financial Corp.
* Enstar Group Ltd.
Capitol Federal Financial Inc.
BGC Partners Inc. Class A
American Assets Trust Inc.
Alexander & Baldwin Inc.
New York REIT Inc.
Community Bank System Inc.
^ Lexington Realty Trust
Chesapeake Lodging Trust
Great Western Bancorp Inc.
Mercury General Corp.
Argo Group International Holdings Ltd.
1,589,289
4,025,199
1,470,697
804,167
920,658
924,280
2,791,891
792,078
855,670
577,267
4,229,424
1,374,107
3,516,448
1,754,703
1,963,115
2,125,270
3,264,828
383,923
3,793,427
1,538,396
1,035,495
1,726,992
1,594,653
2,343,779
1,271,416
1,248,267
744,955
1,218,381
2,907,515
1,035,705
1,396,626
1,497,322
581,702
138,942
669,086
1,613,898
1,474,683
2,161,718
744,980
875,385
3,505,287
1,110,786
1,980,123
3,309,246
1,852,274
195,634
2,387,215
3,488,938
784,517
846,054
3,064,632
807,404
3,558,234
1,136,530
1,092,526
532,992
510,209
42,657
41,782
41,665
41,519
40,997
40,983
40,845
40,610
40,542
40,414
40,349
39,945
39,912
39,744
39,498
39,488
38,851
38,588
38,389
38,152
37,909
37,821
37,474
37,336
37,138
36,949
36,547
36,040
35,646
35,525
35,502
35,247
35,117
34,884
34,625
34,392
33,859
33,766
33,703
33,597
33,265
33,235
33,207
32,629
32,322
31,806
31,654
31,575
31,318
31,033
30,953
30,851
30,601
30,073
29,793
29,581
29,281
EverBank Financial Corp.
* Hilltop Holdings Inc.
1,909,255
1,519,888
28,811
28,695
909,490
28,585
2,679,142
28,506
441,758
481,653
28,374
28,013
1,214,508
1,018,520
578,207
3,237,678
27,970
27,938
27,754
27,715
1,075,611
27,482
1,189,768
1,946,676
27,424
27,117
Astoria Financial Corp.
1,708,296
27,059
Invesco Mortgage Capital Inc.
2,221,338
27,056
International Bancshares Corp.
* PRA Group Inc.
1,092,863
915,636
26,950
26,911
First Midwest Bancorp Inc.
1,490,017
26,850
Pennsylvania REIT
1,220,939
26,678
Ramco-Gershenson Properties Trust
1,476,865
26,628
Old National Bancorp
2,171,093
26,466
731,244
9,523,790
26,098
26,000
1,269,212
25,841
2,240,397
2,891,623
25,608
25,591
American Equity Investment Life Holding Co.
1,521,424
25,560
Hatteras Financial Corp.
1,785,881
25,538
138,597
25,162
Sabra Health Care REIT Inc.
1,241,585
24,943
Parkway Properties Inc.
1,592,694
24,942
Colony Starwood Homes
1,002,779
24,819
582,632
3,844,690
24,494
24,452
1,393,998
24,437
771,641
24,307
757,390
1,153,363
24,002
23,990
Renasant Corp.
728,702
23,982
First Cash Financial Services Inc.
510,521
23,515
Northwest Bancshares Inc.
1,717,786
23,207
CYS Investments Inc.
^ Westamerica Bancorporation
2,849,693
475,044
23,197
23,139
American National Insurance Co.
197,811
22,847
Park National Corp.
251,089
22,598
1,256,539
448,668
22,429
22,420
1,229,149
22,321
494,401
22,283
Financial Engines Inc.
National Penn Bancshares Inc.
For personal use only
South State Corp.
* Liberty Broadband Corp. Class A
Trustmark Corp.
* OneMain Holdings Inc. Class A
* Eagle Bancorp Inc.
^ Global Net Lease Inc.
*,^
Zillow Group Inc. Class A
Select Income REIT
* HRG Group Inc.
Chemical Financial Corp.
* Genworth Financial Inc. Class A
STAG Industrial Inc.
WisdomTree Investments Inc.
* MBIA Inc.
*,^
Credit Acceptance Corp.
Banner Corp.
* SLM Corp.
Empire State Realty Trust Inc.
Potlatch Corp.
Horace Mann Educators Corp.
* Essent Group Ltd.
Government Properties Income Trust
^ Seritage Growth Properties Class A
Rexford Industrial Realty Inc.
Simmons First National Corp. Class A
Independent Bank Corp.
484,675
22,276
668,413
22,231
2,717,338
22,065
BofI Holding Inc.
1,025,698
21,888
BBCN Bancorp Inc.
1,440,157
21,876
National General Holdings Corp.
* FCB Financial Holdings Inc. Class A
FelCor Lodging Trust Inc.
*,^
21,859
738,601
21,840
Artisan Partners Asset Management Inc. Class A
707,118
21,808
For personal use only
1,012,447
Kemper Corp.
Provident Financial Services Inc.
1,078,865
21,782
804,507
21,681
1,190,168
2,038,523
386,064
1,525,163
21,530
21,384
21,087
20,879
Union Bankshares Corp.
843,977
20,787
WesBanco Inc.
699,655
20,787
TFS Financial Corp.
1,177,969
20,461
Four Corners Property Trust Inc.
1,139,844
20,460
Redwood Trust Inc.
1,555,093
20,341
First Financial Bancorp
1,098,812
19,976
1,152,318
19,762
766,528
844,582
19,746
19,400
1,049,557
19,385
Cash America International Inc.
495,875
19,161
Yadkin Financial Corp.
806,741
19,096
Franklin Street Properties Corp.
1,781,198
18,899
PennyMac Mortgage Investment Trust
1,384,687
18,887
Summit Hotel Properties Inc.
1,572,825
18,827
First Merchants Corp.
789,866
18,617
ServisFirst Bancshares Inc.
418,480
18,581
778,436
217,382
18,254
18,232
AMERISAFE Inc.
339,924
17,860
HFF Inc. Class A
644,878
17,753
Capstead Mortgage Corp.
1,792,743
17,730
Boston Private Financial Holdings Inc.
1,533,491
17,558
Hersha Hospitality Trust Class A
818,626
17,469
Ameris Bancorp
586,898
17,360
Nelnet Inc. Class A
436,663
17,191
ARMOUR Residential REIT Inc.
793,100
17,075
NRG Yield Inc.
1,192,173
16,977
Investors Real Estate Trust
2,328,065
16,902
Apollo Commercial Real Estate Finance Inc.
1,036,613
16,897
New Senior Investment Group Inc.
1,624,545
16,733
Tompkins Financial Corp.
260,854
16,695
BNC Bancorp
783,869
16,555
Employers Holdings Inc.
* HealthEquity Inc.
581,044
661,775
16,351
16,326
WSFS Financial Corp.
497,698
16,185
Infinity Property & Casualty Corp.
198,244
15,959
LegacyTexas Financial Group Inc.
808,395
15,885
824,782
1,442,907
15,828
15,656
399,227
15,538
NBT Bancorp Inc.
For personal use only
Talmer Bancorp Inc. Class A
* Santander Consumer USA Holdings Inc.
^ BOK Financial Corp.
* Beneficial Bancorp Inc.
*,^
St. Joe Co.
S&T Bancorp Inc.
* Green Dot Corp. Class A
United Community Banks Inc.
Terreno Realty Corp.
* Navigators Group Inc.
Towne Bank
* FNFV Group
Cohen & Steers Inc.
First Commonwealth Financial Corp.
1,731,410
15,340
39,742
15,124
Safety Insurance Group Inc.
263,021
15,008
Berkshire Hills Bancorp Inc.
557,672
14,996
1,260,914
14,992
694,723
14,888
322,812
1,526,614
14,778
14,747
United Fire Group Inc.
335,164
14,687
National Bank Holdings Corp. Class A
714,837
14,576
Alexander's Inc.
Monmouth Real Estate Investment Corp.
Chatham Lodging Trust
For personal use only
Lakeland Financial Corp.
* iStar Inc.
Capital Bank Financial Corp.
472,155
14,566
Banc of California Inc.
824,906
14,436
Agree Realty Corp.
Maiden Holdings Ltd.
For personal use only
Northfield Bancorp Inc.
* KCG Holdings Inc. Class A
* Third Point Reinsurance Ltd.
* Black Knight Financial Services Inc. Class A
Stewart Information Services Corp.
Wilshire Bancorp Inc.
City Holding Co.
*,^
LendingTree Inc.
Universal Health Realty Income Trust
* Piper Jaffray Cos.
Brookline Bancorp Inc.
375,069
14,429
1,111,220
14,379
872,111
1,194,816
1,241,152
453,101
14,338
14,278
14,112
14,060
387,525
14,059
1,352,231
13,928
291,073
13,907
141,702
13,856
246,177
276,583
13,847
13,707
1,240,139
13,654
Investment Technology Group Inc.
607,055
13,416
American Capital Mortgage Investment Corp.
896,733
13,164
Hannon Armstrong Sustainable Infrastructure Capital Inc.
683,677
13,140
Meridian Bancorp Inc.
942,447
13,119
CareTrust REIT Inc.
1,032,918
13,118
Sandy Spring Bancorp Inc.
470,668
13,099
State Bank Financial Corp.
661,436
13,070
Rouse Properties Inc.
710,948
13,067
Tier REIT Inc.
964,914
12,968
Hanmi Financial Corp.
587,269
12,932
Central Pacific Financial Corp.
* Walker & Dunlop Inc.
576,931
516,748
12,560
12,541
CenterState Banks Inc.
* Pacific Premier Bancorp Inc.
836,599
582,678
12,457
12,452
Virtus Investment Partners Inc.
* Greenlight Capital Re Ltd. Class A
155,686
556,193
12,161
12,119
592,445
12,056
Cardinal Financial Corp.
Saul Centers Inc.
227,375
12,055
1,003,646
12,044
FBL Financial Group Inc. Class A
195,077
12,001
Oritani Financial Corp.
698,306
11,850
Southside Bancshares Inc.
441,627
11,513
Heartland Financial USA Inc.
373,410
11,497
InfraREIT Inc.
660,598
11,263
First Interstate BancSystem Inc. Class A
398,351
11,206
Flushing Financial Corp.
517,562
11,190
Encore Capital Group Inc.
434,664
11,188
United Financial Bancorp Inc.
884,947
11,141
National Storage Affiliates Trust
516,253
10,945
Altisource Residential Corp.
*,^
Ashford Hospitality Trust Inc.
1,709,203
10,905
Urstadt Biddle Properties Inc. Class A
520,127
10,897
Greenhill & Co. Inc.
489,347
10,864
* Customers Bancorp Inc.
456,700
10,792
1,492,504
10,791
RE/MAX Holdings Inc. Class A
313,145
10,741
Universal Insurance Holdings Inc.
602,364
10,722
Community Trust Bancorp Inc.
300,008
10,596
MainSource Financial Group Inc.
501,492
10,576
Virtu Financial Inc. Class A
477,473
10,557
58,828
10,434
2,213,554
10,315
302,365
10,280
For personal use only
Cedar Realty Trust Inc.
Diamond Hill Investment Group Inc.
Anworth Mortgage Asset Corp.
Opus Bank
Moelis & Co. Class A
361,821
10,214
1,683,050
10,199
1st Source Corp.
313,162
9,971
Bridge Bancorp Inc.
325,132
9,907
TriCo Bancshares
389,411
9,860
492,974
2,041,475
9,776
9,677
1,066,479
9,662
Washington Trust Bancorp Inc.
256,071
9,557
Dime Community Bancshares Inc.
540,483
9,523
First Busey Corp.
461,755
9,457
40,704
9,388
Heritage Financial Corp.
531,043
9,330
Silver Bay Realty Trust Corp.
626,703
9,307
Enterprise Financial Services Corp.
336,807
9,107
Heritage Commerce Corp.
902,835
9,037
Stock Yards Bancorp Inc.
* Ambac Financial Group Inc.
230,024
541,794
8,863
8,560
State National Cos. Inc.
678,093
8,544
Ladder Capital Corp.
674,217
8,394
NRG Yield Inc. Class A
* Forestar Group Inc.
616,479
625,796
8,366
8,160
ConnectOne Bancorp Inc.
497,984
8,142
Westwood Holdings Group Inc.
138,024
8,095
814,784
3,427,890
8,066
8,021
610,401
8,015
James River Group Holdings Ltd.
^ Western Asset Mortgage Capital Corp.
* HomeStreet Inc.
246,410
787,846
380,015
7,949
7,918
7,908
CatchMark Timber Trust Inc. Class A
* Flagstar Bancorp Inc.
725,657
363,969
7,859
7,811
CoBiz Financial Inc.
659,535
7,796
Camden National Corp.
185,596
7,795
BancFirst Corp.
* INTL. FCStone Inc.
136,438
281,869
7,781
7,534
Apollo Residential Mortgage Inc.
* Seacoast Banking Corp. of Florida
560,981
468,095
7,528
7,391
Bank Mutual Corp.
965,348
7,308
Heritage Insurance Holdings Inc.
456,972
7,298
283,552
286,104
7,296
7,264
First Financial Corp.
212,035
7,254
Preferred Apartment Communities Inc. Class A
571,338
7,245
Gladstone Commercial Corp.
442,076
7,241
Financial Institutions Inc.
248,265
7,217
Great Southern Bancorp Inc.
190,924
7,089
PJT Partners Inc.
293,780
7,065
For personal use only
TrustCo Bank Corp. NY
Getty Realty Corp.
^ New York Mortgage Trust Inc.
First Potomac Realty Trust
National Western Life Group Inc. Class A
*,^
Nationstar Mortgage Holdings Inc.
* WMIH Corp.
Winthrop Realty Trust
Bryn Mawr Bank Corp.
* Marcus & Millichap Inc.
Armada Hoffler Properties Inc.
*,^
Cowen Group Inc. Class A
* Tejon Ranch Co.
Preferred Bank
German American Bancorp Inc.
* Anchor BanCorp Wisconsin Inc.
* First BanCorp
For personal use only
AG Mortgage Investment Trust Inc.
*,^
Altisource Portfolio Solutions SA
625,383
7,036
1,801,741
332,459
6,865
6,839
224,438
6,789
210,128
149,439
2,277,838
6,766
6,734
6,651
508,753
6,649
273,469
6,604
231,662
288,580
6,602
6,473
Peoples Bancorp Inc.
330,816
6,464
Waterstone Financial Inc.
471,058
6,444
Meta Financial Group Inc.
141,046
6,432
244,678
6,420
Resource Capital Corp.
* HomeTrust Bancshares Inc.
565,960
337,097
6,367
6,179
United Insurance Holdings Corp.
* Triumph Bancorp Inc.
320,471
386,881
6,156
6,124
Whitestone REIT
482,616
6,066
Stonegate Bank
202,361
6,063
Park Sterling Corp.
905,355
6,039
Independent Bank Corp. Michigan
410,782
5,977
First Defiance Financial Corp.
155,298
5,965
One Liberty Properties Inc.
265,789
5,956
1,013,343
5,948
231,197
425,261
5,930
5,928
Dynex Capital Inc.
890,813
5,924
OFG Bancorp
837,986
5,858
Blue Hills Bancorp Inc.
426,091
5,825
Ashford Hospitality Prime Inc.
498,798
5,821
Independence Realty Trust Inc.
806,075
5,739
QCR Holdings Inc.
^ HCI Group Inc.
239,488
170,152
5,712
5,666
Suffolk Bancorp
224,341
5,662
350,426
262,546
5,652
5,558
705,422
5,495
NexPoint Residential Trust Inc.
418,055
5,472
Southwest Bancorp Inc.
363,430
5,470
First Bancorp (NASDAQ Shares)
289,926
5,465
State Auto Financial Corp.
246,676
5,442
West Bancorporation Inc.
295,741
5,391
1,716,059
5,388
426,095
5,339
285,535
256,657
5,288
5,285
Univest Corp. of Pennsylvania
268,885
5,246
Kearny Financial Corp.
424,483
5,242
Fidelity Southern Corp.
326,472
5,237
Houlihan Lokey Inc.
* Safeguard Scientifics Inc.
209,001
390,295
5,204
5,171
674,835
1,019,255
5,156
5,147
OneBeacon Insurance Group Ltd. Class A
404,327
5,147
Lakeland Bancorp Inc.
506,287
5,139
For personal use only
First of Long Island Corp.
* First Foundation Inc.
Fidelity & Guaranty Life
United Community Financial Corp.
EMC Insurance Group Inc.
* Atlantic Capital Bancshares Inc.
Pacific Continental Corp.
* CU Bancorp
*,^
On Deck Capital Inc.
RAIT Financial Trust
Arlington Asset Investment Corp. Class A
Easterly Government Properties Inc.
* First NBC Bank Holding Co.
*,^
Walter Investment Management Corp.
* NMI Holdings Inc. Class A
Independent Bank Group Inc.
186,970
5,123
Arrow Financial Corp.
190,991
5,075
Prudential Bancorp Inc.
354,077
5,070
Mercantile Bank Corp.
225,078
5,046
1,159,643
5,021
Charter Financial Corp.
371,930
5,021
Federal Agricultural Mortgage Corp.
131,790
4,972
Ares Commercial Real Estate Corp.
452,809
4,958
Clifton Bancorp Inc.
326,454
4,936
For personal use only
Newcastle Investment Corp.
* FRP Holdings Inc.
* TriState Capital Holdings Inc.
138,078
389,594
4,916
4,909
345,287
4,889
First Community Bancshares Inc.
^ CorEnergy Infrastructure Trust Inc.
245,292
241,424
4,867
4,855
Horizon Bancorp
* Franklin Financial Network Inc.
196,275
176,692
4,852
4,771
Federated National Holding Co.
237,095
4,661
First Connecticut Bancorp Inc.
^ Peoples Financial Services Corp.
283,698
121,669
4,528
4,526
619,412
4,485
299,395
4,467
117,751
4,465
Arbor Realty Trust Inc.
* Ladenburg Thalmann Financial Services Inc.
659,149
1,773,604
4,462
4,434
UMH Properties Inc.
* Ocwen Financial Corp.
* PICO Holdings Inc.
446,383
1,791,149
422,979
4,428
4,424
4,327
National Bankshares Inc.
125,411
4,304
American National Bankshares Inc.
168,804
4,276
GAIN Capital Holdings Inc.
638,103
4,186
Reis Inc.
177,658
4,184
90,222
4,163
232,697
349,642
4,114
4,112
173,792
111,001
158,691
4,103
4,089
3,969
161,081
3,964
80,364
3,956
346,245
684,599
3,947
3,916
3,114,382
301,846
374,028
122,407
3,893
3,885
3,879
3,811
126,986
3,799
222,913
496,893
523,023
3,767
3,761
3,750
Monarch Financial Holdings Inc.
225,391
3,744
Owens Realty Mortgage Inc.
231,509
3,697
Carolina Financial Corp.
196,701
3,651
Republic Bancorp Inc. Class A
141,050
3,643
302,532
208,484
3,621
3,567
Guaranty Bancorp
230,124
3,558
Tiptree Financial Inc. Class A
622,227
3,547
Shore Bancshares Inc.
295,472
3,540
Heritage Oaks Bancorp
454,038
3,537
380,886
3,531
For personal use only
Cherry Hill Mortgage Investment Corp.
*,^
Citizens Inc. Class A
ZAIS Financial Corp.
*,^
World Acceptance Corp.
Consolidated-Tomoka Land Co.
OceanFirst Financial Corp.
* PennyMac Financial Services Inc. Class A
*,^
National Commerce Corp.
* Phoenix Cos. Inc.
* RMR Group Inc. Class A
Baldwin & Lyons Inc. Class B
Bank of Marin Bancorp
City Office REIT Inc.
* Bancorp Inc.
Wheeler REIT Inc.
* First Northwest Bancorp
^ Orchid Island Capital Inc.
* Global Indemnity plc
National Interstate Corp.
Peapack Gladstone Financial Corp.
* Green Bancorp Inc.
* Old Second Bancorp Inc.
Ellington Residential Mortgage REIT
* Regional Management Corp.
*,^
Bear State Financial Inc.
Manning & Napier Inc.
437,208
3,528
Territorial Bancorp Inc.
135,276
3,525
Westfield Financial Inc.
415,733
3,505
People's Utah Bancorp
* C1 Financial Inc.
219,174
142,746
3,470
3,454
314,037
3,417
For personal use only
Bluerock Residential Growth REIT Inc. Class A
For personal use only
ESSA Bancorp Inc.
Ames National Corp.
JAVELIN Mortgage Investment Corp.
* Southern First Bancshares Inc.
Hingham Institution for Savings
* MoneyGram International Inc.
CNB Financial Corp.
* NewStar Financial Inc.
* Sun Bancorp Inc.
Citizens & Northern Corp.
* Cascade Bancorp
Southern National Bancorp of Virginia Inc.
Jernigan Capital Inc.
* CommunityOne Bancorp
Investar Holding Corp.
Macatawa Bank Corp.
GAMCO Investors Inc. Class A
* Enova International Inc.
BankFinancial Corp.
Sierra Bancorp
Farmers Capital Bank Corp.
Great Ajax Corp.
* eHealth Inc.
Pzena Investment Management Inc. Class A
Calamos Asset Management Inc. Class A
Fox Chase Bancorp Inc.
Enterprise Bancorp Inc.
American Farmland Co.
* Atlas Financial Holdings Inc.
* EZCORP Inc. Class A
^ CPI Card Group Inc.
Community Healthcare Trust Inc.
Donegal Group Inc. Class A
* BSB Bancorp Inc.
First Financial Northwest Inc.
First Bancorp Inc.
^ SmartFinancial Inc.
Farmland Partners Inc.
Provident Financial Holdings Inc.
MidWestOne Financial Group Inc.
* Entegra Financial Corp.
Bar Harbor Bankshares
Cape Bancorp Inc.
Oppenheimer Holdings Inc. Class A
* Xenith Bankshares Inc.
Home Bancorp Inc.
First Business Financial Services Inc.
MidSouth Bancorp Inc.
FBR & Co.
Silvercrest Asset Management Group Inc. Class A
* Republic First Bancorp Inc.
Capital City Bank Group Inc.
Penns Woods Bancorp Inc.
Marlin Business Services Corp.
* Associated Capital Group Inc. Class A
Pulaski Financial Corp.
HF Financial Corp.
252,258
137,418
473,176
137,887
28,160
547,471
189,417
380,250
160,401
161,906
545,291
258,700
195,518
225,141
203,421
476,968
80,046
468,830
249,742
162,405
111,552
262,672
311,549
373,290
330,422
144,731
106,400
442,920
152,607
931,798
335,491
149,247
191,748
120,857
199,551
134,662
139,194
239,672
149,165
91,437
144,122
74,164
179,168
151,744
309,719
86,917
100,666
299,101
125,966
176,868
534,080
153,843
58,050
155,534
78,746
135,229
120,639
3,403
3,402
3,397
3,366
3,354
3,351
3,332
3,327
3,322
3,219
3,114
3,084
3,054
2,990
2,984
2,981
2,967
2,958
2,952
2,948
2,947
2,939
2,925
2,818
2,805
2,796
2,792
2,782
2,768
2,767
2,764
2,760
2,757
2,716
2,628
2,627
2,575
2,572
2,543
2,510
2,503
2,464
2,408
2,395
2,341
2,330
2,308
2,282
2,279
2,253
2,248
2,245
2,237
2,226
2,206
2,184
2,172
* Hallmark Financial Services Inc.
184,502
2,122
54,712
2,090
147,248
2,051
85,717
85,858
105,018
2,049
2,040
2,034
68,100
2,025
177,743
2,021
79,243
94,779
1,997
1,990
Five Oaks Investment Corp.
350,938
1,965
Blue Capital Reinsurance Holdings Ltd.
107,626
1,929
Old Line Bancshares Inc.
105,897
1,909
20,745
578,058
459,330
115,188
1,889
1,850
1,847
1,845
Sotherly Hotels Inc.
355,445
1,827
HopFed Bancorp Inc.
158,465
1,814
C&F Financial Corp.
SI Financial Group Inc.
For personal use only
Northrim BanCorp Inc.
* Stratus Properties Inc.
* Avenue Financial Holdings Inc.
Merchants Bancshares Inc.
Unity Bancorp Inc.
MutualFirst Financial Inc.
* Equity Bancshares Inc. Class A
Investors Title Co.
^ United Development Funding IV
* Emergent Capital Inc.
* Malvern Bancorp Inc.
Middleburg Financial Corp.
83,887
1,812
158,873
410,204
974,850
1,768
1,735
1,725
44,025
1,713
85,934
149,431
1,704
1,698
108,038
1,691
290,324
187,680
1,675
1,672
103,421
1,646
162,708
95,030
1,638
1,632
100,569
1,606
Stonegate Mortgage Corp.
275,084
1,579
Impac Mortgage Holdings Inc.
* Global Self Storage Inc.
108,621
308,123
1,507
1,501
First Internet Bancorp
* Veritex Holdings Inc.
63,715
101,430
1,489
1,474
231,013
1,467
38,986
1,452
97,555
75,164
1,433
1,428
Premier Financial Bancorp Inc.
* Jason Industries Inc.
* Southcoast Financial Corp.
* 1st Constitution Bancorp
* Ashford Inc.
85,897
381,213
101,480
104,239
27,884
1,354
1,334
1,324
1,320
1,271
Kingstone Cos. Inc.
* UCP Inc.
153,861
156,932
1,271
1,262
47,083
1,186
63,312
107,564
1,167
1,161
Central Valley Community Bancorp
* Consumer Portfolio Services Inc.
* Hampton Roads Bankshares Inc.
Century Bancorp Inc. Class A
Access National Corp.
* AV Homes Inc.
*,^
Commerce Union Bancshares Inc.
Resource America Inc. Class A
* Asta Funding Inc.
Independence Holding Co.
Gladstone Land Corp.
^ Centrue Financial Corp.
Baylake Corp.
*,^
*,^
Bank of Commerce Holdings
Federal Agricultural Mortgage Corp. Class A
Cheviot Financial Corp.
* Westbury Bancorp Inc.
FS Bancorp Inc.
Urstadt Biddle Properties Inc.
* Nicholas Financial Inc.
* Howard Bancorp Inc.
For personal use only
Ocean Shore Holding Co.
* Atlantic Coast Financial Corp.
* Maui Land & Pineapple Co. Inc.
^ FXCM Inc. Class A
95,995
1,155
63,730
183,724
184,180
99,829
1,117
1,110
1,077
1,072
105,521
1,072
Northeast Bancorp
* Performant Financial Corp.
100,071
611,136
1,062
1,039
CB Financial Services Inc.
50,036
993
First Bancshares Inc.
60,115
940
73,970
935
Medley Management Inc. Class A
* Coastway Bancorp Inc.
159,760
69,446
879
870
Eastern Virginia Bankshares Inc.
125,574
840
DNB Financial Corp.
* Allegiance Bancshares Inc.
28,751
42,775
820
786
AmeriServ Financial Inc.
260,740
780
Landmark Bancorp Inc.
30,861
772
122,913
751
Bankwell Financial Group Inc.
* First United Corp.
* Conifer Holdings Inc.
* First Acceptance Corp.
* Carolina Bank Holdings Inc.
38,361
66,410
103,497
371,196
40,100
751
727
676
668
652
PB Bancorp Inc.
* Connecture Inc.
* Security National Financial Corp. Class A
* Sunshine Bancorp Inc.
77,600
252,020
124,374
42,345
651
645
633
616
Hennessy Advisors Inc.
^ Fifth Street Asset Management Inc.
22,997
199,952
614
612
45,632
605
18,398
82,347
585
571
727,377
40,660
90,498
120,617
570
538
538
458
46,010
417
231,835
401
28,965
22,088
291,315
29,491
381
363
355
348
18,434
341
137,800
339
24,499
108,773
334
326
For personal use only
* American River Bankshares
Timberland Bancorp Inc.
*,^
Health Insurance Innovations Inc. Class A
Parke Bancorp Inc.
Salisbury Bancorp Inc.
* First Bank
*,^
22nd Century Group Inc.
* Provident Bancorp Inc.
* 1347 Property Insurance Holdings Inc.
* First Marblehead Corp.
United Bancorp Inc.
US Global Investors Inc. Class A
California First National Bancorp
* Jacksonville Bancorp Inc.
* JG Wentworth Co. Class A
* Altisource Asset Management Corp.
IF Bancorp Inc.
*,^
Intersections Inc.
United Community Bancorp
* Atlanticus Holdings Corp.
Manhattan Bridge Capital Inc.
73,429
319
Eagle Bancorp Montana Inc.
* Anchor Bancorp Inc.
25,338
10,723
308
264
First Savings Financial Group Inc.
* ASB Bancorp Inc.
7,836
10,174
258
247
United Bancshares Inc.
11,422
212
Summit State Bank
13,801
188
Pathfinder Bancorp Inc.
* InterGroup Corp.
* Melrose Bancorp Inc.
15,072
6,301
8,930
166
158
134
WVS Financial Corp.
11,313
131
Institutional Financial Markets Inc.
For personal use only
Bancorp of New Jersey Inc.
* Income Opportunity Realty Investors Inc.
* National Holdings Corp.
124,173
106
7,892
12,550
37,954
96
95
91
For personal use only
Chemung Financial Corp.
* RMG Networks Holding Corp.
Atlantic American Corp.
Citizens First Corp.
* JW Mays Inc.
* Cordia Bancorp Inc.
Home Federal Bancorp Inc.
* Vestin Realty Mortgage II Inc.
Sussex Bancorp
* ZAIS Group Holdings Inc.
* Unico American Corp.
* ITUS Corp.
Baldwin & Lyons Inc. Class A
NorthStar Realty Europe Corp.
* Tejon Ranch Co. Warrants Exp. 08/31/2016
Health Care (13.1%)
Johnson & Johnson
Pfizer Inc.
Merck & Co. Inc.
Gilead Sciences Inc.
UnitedHealth Group Inc.
Amgen Inc.
Bristol-Myers Squibb Co.
* Allergan plc
Medtronic plc
AbbVie Inc.
* Celgene Corp.
Eli Lilly & Co.
Abbott Laboratories
* Biogen Inc.
Thermo Fisher Scientific Inc.
* Express Scripts Holding Co.
Aetna Inc.
Anthem Inc.
Cigna Corp.
Becton Dickinson and Co.
Stryker Corp.
* Alexion Pharmaceuticals Inc.
* Regeneron Pharmaceuticals Inc.
Humana Inc.
* HCA Holdings Inc.
Baxalta Inc.
* Boston Scientific Corp.
* Illumina Inc.
* Intuitive Surgical Inc.
Baxter International Inc.
Zoetis Inc.
* Vertex Pharmaceuticals Inc.
* Mylan NV
Zimmer Biomet Holdings Inc.
* Edwards Lifesciences Corp.
Perrigo Co. plc
St. Jude Medical Inc.
CR Bard Inc.
DENTSPLY SIRONA Inc.
* Henry Schein Inc.
2,891
50,992
11,780
3,499
600
5,680
980
12,010
1,581
2,481
1,200
3,799
125
22
33,339
76
60
52
49
32
23
22
21
20
12
11
11
3
—
—
77,306,044
53,168,623
118,973,234
53,815,809
26,343,454
18,310,420
14,501,549
32,139,356
7,590,642
27,086,481
31,038,022
15,059,379
19,157,391
28,467,594
4,214,107
7,664,578
12,873,447
6,722,701
5,026,438
4,930,240
4,069,263
5,752,321
4,117,041
1,485,225
2,849,341
6,659,973
12,456,182
25,923,284
2,816,978
718,214
10,500,463
8,589,603
4,738,251
8,041,402
3,481,246
4,126,490
2,674,861
5,285,923
1,414,404
4,638,105
1,587,452
5,752,845
3,526,367
2,847,394
2,419,910
2,360,213
2,174,217
2,053,062
2,034,520
2,031,486
1,772,892
1,507,293
1,379,524
1,190,799
1,097,016
1,085,228
884,277
755,295
698,625
676,626
617,796
617,167
573,174
535,335
521,287
519,811
503,230
487,617
456,660
431,683
431,359
380,777
376,644
372,719
371,205
363,998
342,195
290,726
286,657
285,846
274,042
2,967,647
3,228,470
1,934,246
3,075,149
244,772
236,905
226,558
222,856
Universal Health Services Inc. Class B
* Waters Corp.
1,737,592
1,486,990
216,712
196,164
Quest Diagnostics Inc.
* Centene Corp.
* Hologic Inc.
2,739,707
3,104,535
4,891,103
195,752
191,146
168,743
ResMed Inc.
* Varian Medical Systems Inc.
* Jazz Pharmaceuticals plc
* Medivation Inc.
2,685,201
1,857,035
1,114,653
3,134,932
155,258
148,600
145,518
144,144
Cooper Cos. Inc.
* IDEXX Laboratories Inc.
* Mallinckrodt plc
928,188
1,741,442
2,166,168
142,913
136,390
132,743
Teleflex Inc.
* Endo International plc
796,506
4,352,481
125,059
122,522
STERIS plc
* MEDNAX Inc.
* DexCom Inc.
* Align Technology Inc.
* Quintiles Transnational Holdings Inc.
* Alkermes plc
* Ionis Pharmaceuticals Inc.
* United Therapeutics Corp.
1,645,955
1,796,040
1,491,949
1,378,716
1,523,267
2,896,116
2,308,115
828,474
116,945
116,060
101,318
100,219
99,165
99,018
93,479
92,317
West Pharmaceutical Services Inc.
* Alnylam Pharmaceuticals Inc.
* Alere Inc.
* Amsurg Corp.
* WellCare Health Plans Inc.
1,313,189
1,389,121
1,659,361
1,054,215
844,953
91,030
87,195
83,980
78,644
78,369
Patterson Cos. Inc.
* Envision Healthcare Holdings Inc.
* Acadia Healthcare Co. Inc.
* ABIOMED Inc.
* Charles River Laboratories International Inc.
1,673,275
3,575,685
1,280,041
734,111
889,646
77,858
72,944
70,543
69,601
67,560
Bio-Techne Corp.
* Seattle Genetics Inc.
* Neurocrine Biosciences Inc.
709,196
1,881,511
1,659,385
67,033
66,022
65,629
OPKO Health Inc.
* PAREXEL International Corp.
6,291,391
1,011,259
65,368
63,436
HealthSouth Corp.
* Team Health Holdings Inc.
1,655,863
1,409,169
62,310
58,917
Bruker Corp.
* LifePoint Health Inc.
* Brookdale Senior Living Inc.
2,075,893
827,877
3,549,719
58,125
57,330
56,370
Hill-Rom Holdings Inc.
* Prestige Brands Holdings Inc.
* Bio-Rad Laboratories Inc. Class A
* Molina Healthcare Inc.
1,114,332
1,011,376
392,101
799,770
56,051
53,997
53,608
51,577
1,352,678
1,362,310
51,524
50,991
1,196,736
48,372
1,307,783
1,712,851
1,790,536
1,388,584
48,140
47,891
47,754
46,323
For personal use only
* BioMarin Pharmaceutical Inc.
* DaVita HealthCare Partners Inc.
* Laboratory Corp. of America Holdings
* Incyte Corp.
*,^
*,^
Juno Therapeutics Inc.
* Myriad Genetics Inc.
Owens & Minor Inc.
Healthcare Services Group Inc.
* ACADIA Pharmaceuticals Inc.
* Catalent Inc.
* Cepheid
* NuVasive Inc.
944,584
45,954
641,323
2,752,035
1,569,323
1,347,330
673,897
768,300
1,263,041
2,146,621
45,765
45,601
45,401
43,142
42,664
41,066
40,127
39,734
303,965
563,487
39,050
37,956
340,703
1,088,715
862,848
1,527,231
669,548
2,559,583
1,277,814
682,331
36,486
36,102
36,102
35,936
35,473
35,194
34,578
34,355
1,008,665
972,856
34,184
34,031
740,382
491,584
1,288,268
1,766,377
272,438
33,991
33,393
30,596
29,322
28,361
639,407
2,432,614
546,180
27,175
26,613
26,402
4,957,456
885,976
608,709
531,336
25,580
25,454
25,085
24,590
672,596
24,361
539,548
1,638,818
1,987,988
555,346
637,707
597,730
407,907
23,756
23,517
23,478
23,474
23,181
22,971
22,949
542,310
22,744
547,520
820,878
1,534,176
3,242,642
22,229
21,712
21,494
20,720
888,134
941,490
463,103
20,107
20,044
19,802
1,593,347
619,718
19,678
19,484
Amicus Therapeutics Inc.
2,289,075
19,343
Abaxis Inc.
* Portola Pharmaceuticals Inc.
* Halozyme Therapeutics Inc.
410,960
907,271
1,953,383
18,653
18,508
18,499
233,741
671,256
18,468
18,231
For personal use only
Cantel Medical Corp.
* Horizon Pharma plc
* Tenet Healthcare Corp.
* Impax Laboratories Inc.
* Ultragenyx Pharmaceutical Inc.
* Anacor Pharmaceuticals Inc.
* Medicines Co.
* Community Health Systems Inc.
*,^
Intercept Pharmaceuticals Inc.
* Integra LifeSciences Holdings Corp.
*,^
Ligand Pharmaceuticals Inc.
* Insulet Corp.
* Masimo Corp.
* Akorn Inc.
* Pacira Pharmaceuticals Inc.
* Nektar Therapeutics
* VWR Corp.
* Neogen Corp.
*,^
Intrexon Corp.
* Haemonetics Corp.
*,^
Kite Pharma Inc.
* Magellan Health Inc.
* Globus Medical Inc.
* Wright Medical Group NV
* ICU Medical Inc.
*,^
Bluebird Bio Inc.
* Ironwood Pharmaceuticals Inc. Class A
* Amedisys Inc.
*,^
Novavax Inc.
* Halyard Health Inc.
* INC Research Holdings Inc. Class A
* Surgical Care Affiliates Inc.
*,^
Air Methods Corp.
*,^
TESARO Inc.
* HMS Holdings Corp.
* Select Medical Holdings Corp.
* Ophthotech Corp.
* Emergent BioSolutions Inc.
* Natus Medical Inc.
* Nevro Corp.
CONMED Corp.
*,^
Agios Pharmaceuticals Inc.
* Acorda Therapeutics Inc.
* Affymetrix Inc.
* ARIAD Pharmaceuticals Inc.
Ensign Group Inc.
* FibroGen Inc.
* PRA Health Sciences Inc.
Kindred Healthcare Inc.
* Radius Health Inc.
*,^
Analogic Corp.
* Zeltiq Aesthetics Inc.
For personal use only
* Cynosure Inc. Class A
* Five Prime Therapeutics Inc.
* TherapeuticsMD Inc.
410,629
443,858
2,808,688
18,117
18,034
17,976
1,425,688
639,276
4,352,101
17,949
17,817
17,408
2,254,570
16,729
1,995,566
1,101,493
16,703
16,511
MiMedx Group Inc.
* Repligen Corp.
* Depomed Inc.
* Achillion Pharmaceuticals Inc.
* Sage Therapeutics Inc.
* Puma Biotechnology Inc.
* AMAG Pharmaceuticals Inc.
1,883,199
600,088
1,155,086
2,069,591
490,908
529,256
660,628
16,459
16,094
16,090
15,977
15,739
15,544
15,459
Meridian Bioscience Inc.
* Alder Biopharmaceuticals Inc.
744,417
625,724
15,342
15,324
784,718
338,028
540,249
799,872
1,132,072
345,116
730,973
733,774
1,656,640
496,864
512,791
15,318
15,205
15,019
14,790
14,343
14,329
14,181
14,118
14,115
13,112
13,071
234,748
1,553,545
842,435
1,861,577
13,038
12,988
12,847
12,547
696,651
544,561
620,892
264,278
811,665
12,205
12,040
11,921
11,819
11,785
1,299,809
11,321
Heron Therapeutics Inc.
592,325
11,248
US Physical Therapy Inc.
223,257
11,103
1,865,072
11,060
175,920
1,182,671
1,275,661
490,463
335,098
10,960
10,928
10,843
10,834
10,529
686,070
10,524
3,117,908
549,593
414,116
10,383
10,305
10,295
25,950
313,810
284,019
539,661
10,260
10,208
10,100
9,995
Spark Therapeutics Inc.
335,698
9,906
Theravance Biopharma Inc.
515,863
9,698
*,^
Innoviva Inc.
* Omnicell Inc.
* Exelixis Inc.
For personal use only
*,^
ZIOPHARM Oncology Inc.
*,^
Merrimack Pharmaceuticals Inc.
* NxStage Medical Inc.
*,^
*,^
Sarepta Therapeutics Inc.
* Inogen Inc.
* Intra-Cellular Therapies Inc. Class A
* Merit Medical Systems Inc.
* Insmed Inc.
* Orthofix International NV
* Luminex Corp.
* Dynavax Technologies Corp.
* ImmunoGen Inc.
* Acceleron Pharma Inc.
* LDR Holding Corp.
*,^
Adeptus Health Inc. Class A
* Endologix Inc.
* Supernus Pharmaceuticals Inc.
* Exact Sciences Corp.
*,^
Cempra Inc.
* PharMerica Corp.
* Clovis Oncology Inc.
* Anika Therapeutics Inc.
* Spectranetics Corp.
*,^
*,^
*,^
Inovio Pharmaceuticals Inc.
Cerus Corp.
National HealthCare Corp.
* Momenta Pharmaceuticals Inc.
* Pacific Biosciences of California Inc.
* HealthStream Inc.
* HeartWare International Inc.
*,^
Omeros Corp.
PDL BioPharma Inc.
* MacroGenics Inc.
* Triple-S Management Corp. Class B
Atrion Corp.
* Vascular Solutions Inc.
* LHC Group Inc.
* Capital Senior Living Corp.
*,^
*,^
For personal use only
* AtriCure Inc.
571,928
9,626
797,168
546,788
850,642
9,526
9,438
9,357
517,966
487,439
9,287
9,261
266,713
4,663,583
742,194
651,145
9,212
9,187
8,995
8,895
547,746
8,758
2,990,469
8,732
5,412,903
342,761
1,447,349
211,601
695,030
8,715
8,490
8,366
8,341
8,340
Accelerate Diagnostics Inc.
573,829
8,246
Seres Therapeutics Inc.
303,970
8,073
378,050
2,706,398
270,949
582,259
8,026
7,984
7,958
7,814
570,432
7,729
424,295
1,268,264
1,187,212
1,027,007
7,722
7,673
7,551
7,425
561,775
7,399
181,367
7,345
1,541,682
7,200
1,897,549
1,522,890
471,479
7,173
7,005
6,992
978,330
6,985
454,336
814,622
326,382
6,947
6,810
6,750
895,695
1,427,453
6,727
6,680
Mirati Therapeutics Inc.
302,349
6,470
Aduro Biotech Inc.
* Blueprint Medicines Corp.
* Cardiovascular Systems Inc.
493,946
340,865
586,125
6,327
6,153
6,078
343,767
6,002
542,776
590,987
481,814
873,940
155,867
388,461
1,391,202
1,317,719
468,103
297,923
5,987
5,963
5,922
5,890
5,805
5,796
5,787
5,745
5,697
5,669
*,^
Lexicon Pharmaceuticals Inc.
* Quidel Corp.
* SciClone Pharmaceuticals Inc.
*,^
For personal use only
Lannett Co. Inc.
* Intersect ENT Inc.
*,^
Editas Medicine Inc.
* Arena Pharmaceuticals Inc.
* Epizyme Inc.
* Retrophin Inc.
*,^
*,^
Insys Therapeutics Inc.
Geron Corp.
*,^
MannKind Corp.
* Genomic Health Inc.
* Accuray Inc.
* CorVel Corp.
* Amphastar Pharmaceuticals Inc.
*,^
*,^
*,^
Coherus Biosciences Inc.
* Array BioPharma Inc.
* Enanta Pharmaceuticals Inc.
* Xencor Inc.
*,^
Relypsa Inc.
*,^
NewLink Genetics Corp.
* Sangamo BioSciences Inc.
* Spectrum Pharmaceuticals Inc.
* OraSure Technologies Inc.
Invacare Corp.
*,^
*,^
Eagle Pharmaceuticals Inc.
Keryx Biopharmaceuticals Inc.
*,^
Celldex Therapeutics Inc.
* Raptor Pharmaceutical Corp.
* K2M Group Holdings Inc.
Universal American Corp.
*,^
Albany Molecular Research Inc.
* Vanda Pharmaceuticals Inc.
* Dermira Inc.
*,^
Rockwell Medical Inc.
* Corcept Therapeutics Inc.
*,^
*,^
*,^
*,^
Revance Therapeutics Inc.
Celator Pharmaceuticals Inc.
* Healthways Inc.
* AngioDynamics Inc.
* NeoGenomics Inc.
* Almost Family Inc.
* Otonomy Inc.
* Agenus Inc.
* Progenics Pharmaceuticals Inc.
* Sagent Pharmaceuticals Inc.
* Atara Biotherapeutics Inc.
For personal use only
* Trevena Inc.
* BioTelemetry Inc.
682,329
481,762
5,643
5,627
*,^
TG Therapeutics Inc.
* La Jolla Pharmaceutical Co.
653,097
263,956
5,564
5,519
606,645
446,393
5,478
5,428
1,124,018
1,938,417
5,418
5,350
Aimmune Therapeutics Inc.
390,967
5,302
ConforMIS Inc.
492,161
5,291
491,509
301,189
942,239
5,284
5,250
4,966
147,114
1,087,034
4,952
4,903
478,321
4,893
286,567
537,815
654,148
4,846
4,846
4,834
3,523,700
4,792
645,540
4,738
296,975
666,132
1,308,792
4,710
4,696
4,646
Regulus Therapeutics Inc.
* Natera Inc.
* Surgery Partners Inc.
* SurModics Inc.
* Sucampo Pharmaceuticals Inc. Class A
* Glaukos Corp.
663,056
481,268
341,322
245,517
411,879
264,720
4,595
4,582
4,526
4,520
4,502
4,463
Utah Medical Products Inc.
* Fluidigm Corp.
* Collegium Pharmaceutical Inc.
71,308
548,824
243,874
4,460
4,429
4,426
1,734,168
4,335
233,596
154,757
830,724
303,511
4,247
4,231
4,220
4,146
501,527
799,701
1,441,141
4,123
4,086
4,078
426,715
766,619
260,630
426,582
4,050
4,040
3,954
3,942
802,794
3,934
431,124
976,317
415,337
3,910
3,905
3,883
1,909,698
3,781
540,799
3,775
237,121
181,145
3,680
3,670
1,546,112
3,649
554,541
3,571
*,^
Advaxis Inc.
* Aerie Pharmaceuticals Inc.
*,^
For personal use only
Arrowhead Research Corp.
* Synergy Pharmaceuticals Inc.
*,^
*,^
CryoLife Inc.
* Civitas Solutions Inc.
* Infinity Pharmaceuticals Inc.
*,^
ANI Pharmaceuticals Inc.
* XenoPort Inc.
*,^
Invitae Corp.
*,^
Esperion Therapeutics Inc.
* Akebia Therapeutics Inc.
* STAAR Surgical Co.
*,^
*,^
Galena Biopharma Inc.
MediciNova Inc.
*,^
Global Blood Therapeutics Inc.
* Cytokinetics Inc.
* Aralez Pharmaceuticals Inc.
*,^
*,^
Immunomedics Inc.
*,^
Foundation Medicine Inc.
* Loxo Oncology Inc.
* Lion Biotechnologies Inc.
* Concert Pharmaceuticals Inc.
*,^
NantKwest Inc.
* Chimerix Inc.
* BioCryst Pharmaceuticals Inc.
*,^
OvaScience Inc.
* GenMark Diagnostics Inc.
* Paratek Pharmaceuticals Inc.
* Zogenix Inc.
*,^
Teligent Inc.
*,^
Vital Therapies Inc.
* RTI Surgical Inc.
* Bellicum Pharmaceuticals Inc.
*,^
*,^
Idera Pharmaceuticals Inc.
InVivo Therapeutics Holdings Corp.
LeMaitre Vascular Inc.
* Exactech Inc.
*,^
*,^
Synthetic Biologics Inc.
PTC Therapeutics Inc.
* KemPharm Inc.
*,^
Teladoc Inc.
* OncoMed Pharmaceuticals Inc.
AAC Holdings Inc.
For personal use only
*,^
245,552
3,561
370,254
350,207
3,554
3,541
178,566
3,534
* Adamas Pharmaceuticals Inc.
241,089
3,486
1,588,340
1,643,376
219,294
594,422
2,011,002
710,691
3,447
3,418
3,338
3,281
3,238
3,234
2,277,949
3,212
1,415,985
322,886
90,825
349,874
3,186
3,174
3,163
3,121
315,470
1,169,661
346,158
3,111
3,029
3,015
966,224
104,175
3,015
2,969
BioDelivery Sciences International Inc.
914,587
2,954
Minerva Neurosciences Inc.
479,377
2,943
Anavex Life Sciences Corp.
598,851
2,934
306,814
256,696
587,256
2,899
2,888
2,836
1,052,269
306,465
2,820
2,819
289,186
357,230
197,582
341,827
2,000,478
273,870
2,794
2,776
2,762
2,741
2,701
2,700
402,220
2,687
402,316
391,853
568,672
2,667
2,653
2,633
BioScrip Inc.
1,220,138
2,611
Oncothyreon Inc.
2,042,753
2,594
Inotek Pharmaceuticals Corp.
345,410
2,556
Sorrento Therapeutics Inc.
462,612
2,489
1,771,468
2,480
863,618
168,394
128,815
803,001
2,479
2,465
2,441
2,425
CytomX Therapeutics Inc.
187,207
2,415
Vericel Corp.
404,217
2,369
Fibrocell Science Inc.
943,611
2,359
Trovagene Inc.
* Immune Design Corp.
* Cara Therapeutics Inc.
507,243
179,204
373,712
2,359
2,330
2,325
4,352,360
2,313
635,951
297,291
2,302
2,301
*,^
For personal use only
Organovo Holdings Inc.
* Rigel Pharmaceuticals Inc.
* NanoString Technologies Inc.
* Aratana Therapeutics Inc.
* Curis Inc.
* Enzo Biochem Inc.
*,^
Sequenom Inc.
*,^
Athersys Inc.
* Pfenex Inc.
* BioSpecifics Technologies Corp.
* Karyopharm Therapeutics Inc.
*,^
T2 Biosystems Inc.
* Bio-Path Holdings Inc.
* Tandem Diabetes Care Inc.
*,^
Nobilis Health Corp.
* Heska Corp.
*,^
*,^
*,^
*,^
XBiotech Inc.
* Cutera Inc.
* RadNet Inc.
*,^
CytRx Corp.
* Flexion Therapeutics Inc.
*,^
Ocular Therapeutix Inc.
* Ardelyx Inc.
* Applied Genetic Technologies Corp.
* Versartis Inc.
* Durect Corp.
* Symmetry Surgical Inc.
*,^
Zafgen Inc.
*,^
Vitae Pharmaceuticals Inc.
* Ignyta Inc.
* Tetraphase Pharmaceuticals Inc.
*,^
*,^
*,^
*,^
*,^
VIVUS Inc.
*,^
BioTime Inc.
* SeaSpine Holdings Corp.
* Aclaris Therapeutics Inc.
* Harvard Bioscience Inc.
*,^
*,^
*,^
*,^
*,^
*,^
CTI BioPharma Corp.
Anthera Pharmaceuticals Inc.
* Genocea Biosciences Inc.
*,^
*,^
*,^
XOMA Corp.
REGENXBIO Inc.
Navidea Biopharmaceuticals Inc.
For personal use only
*,^
Antares Pharma Inc.
2,640,971
2,298
2,909,705
2,249
205,627
2,221
2,347,470
2,217
*,^
Sientra Inc.
* FONAR Corp.
* Tobira Therapeutics Inc.
323,353
142,869
263,795
2,212
2,197
2,158
220,290
559,208
113,682
225,245
2,110
2,069
2,068
2,063
407,889
1,715,282
116,454
184,034
180,378
2,023
2,007
2,002
1,986
1,979
Egalet Corp.
284,664
1,953
Ampio Pharmaceuticals Inc.
863,627
1,943
Endocyte Inc.
* Avalanche Biotechnologies Inc.
* Medgenics Inc.
621,392
358,947
415,679
1,926
1,856
1,829
957,039
1,809
93,477
207,300
304,647
1,791
1,783
1,740
541,022
1,737
4,081,714
1,716
765,867
1,677
539,547
309,020
1,662
1,656
526,032
606,558
259,723
1,631
1,626
1,613
2,362,312
1,606
Actinium Pharmaceuticals Inc.
799,427
1,591
Cidara Therapeutics Inc.
123,505
1,569
113,707
1,563
761,768
234,049
1,562
1,547
161,412
665,149
300,412
940,523
1,525
1,523
1,508
1,505
566,009
1,500
2,642,000
273,505
655,131
460,614
1,487
1,466
1,461
1,428
968,768
521,534
1,414
1,299
330,549
275,331
1,175,001
134,508
1,296
1,283
1,234
1,231
260,180
746,062
1,223
1,179
205,092
1,165
*,^
For personal use only
Avinger Inc.
* Aegerion Pharmaceuticals Inc.
* Entellus Medical Inc.
* Chiasma Inc.
*
*
*
*
Digirad Corp.
Catalyst Pharmaceuticals Inc.
Addus HomeCare Corp.
Neos Therapeutics Inc.
Flex Pharma Inc.
*,^
*,^
*,^
*,^
PharmAthene Inc.
*,^
iRadimed Corp.
* Axsome Therapeutics Inc.
^ Osiris Therapeutics Inc.
*,^
*,^
*,^
Ohr Pharmaceutical Inc.
Peregrine Pharmaceuticals Inc.
NanoViricides Inc.
*,^
AcelRx Pharmaceuticals Inc.
* AxoGen Inc.
*,^
Fortress Biotech Inc.
* pSivida Corp.
* Agile Therapeutics Inc.
*,^
*,^
*,^
Unilife Corp.
Psychemedics Corp.
*,^
Tenax Therapeutics Inc.
* Juniper Pharmaceuticals Inc.
*,^
Zynerba Pharmaceuticals Inc.
* Five Star Quality Care Inc.
* Assembly Biosciences Inc.
* ArQule Inc.
*,^
CorMedix Inc.
*,^
Orexigen Therapeutics Inc.
* Dicerna Pharmaceuticals Inc.
* Pain Therapeutics Inc.
* Derma Sciences Inc.
*,^
Northwest Biotherapeutics Inc.
* ChemoCentryx Inc.
*,^
CytoSorbents Corp.
* Stemline Therapeutics Inc.
* Pernix Therapeutics Holdings Inc.
* Edge Therapeutics Inc.
*,^
Asterias Biotherapeutics Inc.
* Verastem Inc.
*,^
Calithera Biosciences Inc.
* Kura Oncology Inc.
* Tonix Pharmaceuticals Holding Corp.
*,^
1,163
1,151
Provectus Biopharmaceuticals Inc. Class A
3,020,719
1,142
Corindus Vascular Robotics Inc.
1,143,490
1,133
For personal use only
*,^
287,100
477,730
* IRIDEX Corp.
* Adamis Pharmaceuticals Corp.
109,102
179,519
1,115
1,100
1,462,835
1,097
319,501
307,433
452,026
108,329
190,638
1,086
1,082
1,049
1,030
1,026
145,185
140,174
1,015
1,008
Biolase Inc.
763,675
1,000
Argos Therapeutics Inc.
156,187
1,000
Alimera Sciences Inc.
* MyoKardia Inc.
* Kindred Biosciences Inc.
560,251
89,556
276,966
980
959
956
373,359
1,029,399
2,862,969
952
947
945
1,776,486
941
365,639
936
Titan Pharmaceuticals Inc.
* ADMA Biologics Inc.
* vTv Therapeutics Inc. Class A
* GlycoMimetics Inc.
* Sunesis Pharmaceuticals Inc.
* Proteon Therapeutics Inc.
194,201
112,643
174,207
148,070
1,617,155
112,124
930
911
899
883
873
868
Span-America Medical Systems Inc.
* Threshold Pharmaceuticals Inc.
* Corium International Inc.
45,412
1,862,715
221,235
863
857
854
3,092,777
847
925,445
833
145,408
436,806
816
786
264,414
777
526,448
148,045
285,390
168,695
774
771
768
757
415,589
124,089
752
743
Second Sight Medical Products Inc.
150,141
725
Brainstorm Cell Therapeutics Inc.
260,809
696
298,748
127,777
456,207
161,630
693
690
684
674
523,746
660
543,910
152,100
225,392
658
613
611
803,356
603
2,453,522
400,050
191,316
589
568
543
*,^
Neuralstem Inc.
*,^
For personal use only
ContraFect Corp.
* InfuSystems Holdings Inc.
* Genesis Healthcare Inc.
* Dipexium Pharmaceuticals Inc.
* Marinus Pharmaceuticals Inc.
*,^
Tracon Pharmaceuticals Inc.
* Alliance HealthCare Services Inc.
*,^
*,^
*,^
*,^
OncoSec Medical Inc.
* AVEO Pharmaceuticals Inc.
* Rexahn Pharmaceuticals Inc.
*,^
*,^
CEL-SCI Corp.
Abeona Therapeutics Inc.
*,^
*,^
*,^
Mast Therapeutics Inc.
IsoRay Inc.
*,^
Tokai Pharmaceuticals Inc.
* Fate Therapeutics Inc.
*,^
Ocera Therapeutics Inc.
*,^
Vermillion Inc.
* EndoChoice Holdings Inc.
* EPIRUS Biopharmaceuticals Inc.
* Cumberland Pharmaceuticals Inc.
*,^
Corbus Pharmaceuticals Holdings Inc.
* Chembio Diagnostics Inc.
*,^
*,^
AdCare Health Systems Inc.
* Veracyte Inc.
* Biota Pharmaceuticals Inc.
* Nivalis Therapeutics Inc.
*,^
MEI Pharma Inc.
*,^
ContraVir Pharmaceuticals Inc.
* SCYNEXIS Inc.
* Cerulean Pharma Inc.
*,^
*,^
Caladrius Biosciences Inc.
Synta Pharmaceuticals Corp.
* CAS Medical Systems Inc.
*,^
Cancer Genetics Inc.
Daxor Corp.
* Lantheus Holdings Inc.
Hansen Medical Inc.
For personal use only
*,^
66,468
278,247
531
526
199,113
520
* Achaogen Inc.
* Vical Inc.
* Imprimis Pharmaceuticals Inc.
* Invuity Inc.
185,663
1,299,653
127,579
69,441
512
508
507
501
346,474
135,832
495,954
220,265
1,806,754
1,547,621
112,694
495
484
481
471
471
449
444
2,049,704
322,362
255,648
437
435
427
101,870
427
733,806
183,735
67,102
426
404
401
89,371
391
683,611
264,211
63,438
2,869,587
177,584
74,792
390
386
386
382
382
377
42,483
197,422
288,011
362
355
354
516,526
68,915
1,416,564
406,663
52,168
594,585
289,122
353
342
340
333
323
321
318
201,879
313
627,403
295
TearLab Corp.
460,841
290
Stereotaxis Inc.
262,280
289
Biocept Inc.
* MGC Diagnostics Corp.
220,315
46,649
284
284
Catalyst Biosciences Inc.
* Dimension Therapeutics Inc.
* OXiGENE Inc.
166,056
35,341
343,666
279
277
273
16,210
241,436
272
256
173,900
62,700
44,792
736,255
250
248
247
243
249,641
171,231
340,131
238
231
219
258,495
217
430,878
87,474
91,633
215
215
213
*,^
For personal use only
Galectin Therapeutics Inc.
* Cardica Inc.
* Repros Therapeutics Inc.
* Conatus Pharmaceuticals Inc.
* StemCells Inc.
* ImmunoCellular Therapeutics Ltd.
* aTyr Pharma Inc.
*,^
Cytori Therapeutics Inc.
* Cymabay Therapeutics Inc.
* Bovie Medical Corp.
*,^
Aldeyra Therapeutics Inc.
*,^
Apricus Biosciences Inc.
* BIND Therapeutics Inc.
* Recro Pharma Inc.
*,^
Mirna Therapeutics Inc.
*,^
iBio Inc.
* Celsion Corp.
* Misonix Inc.
* Hemispherx Biopharma Inc.
* Retractable Technologies Inc.
* Catabasis Pharmaceuticals Inc.
Diversicare Healthcare Services Inc.
* Harvard Apparatus Regenerative Technology Inc.
* Wright Medical Group Inc. CVR Exp. 12/31/2049
*,^
OncoGenex Pharmaceuticals Inc.
* CareDx Inc.
* Alphatec Holdings Inc.
* Alliqua BioMedical Inc.
* CoLucid Pharmaceuticals Inc.
* Palatin Technologies Inc.
* Cogentix Medical Inc.
*,^
Amedica Corp.
Enzon Pharmaceuticals Inc.
*,^
*,^
*,^
*,^
Eiger BioPharmaceuticals Inc.
* CASI Pharmaceuticals Inc.
*,^
Sophiris Bio Inc.
* AmpliPhi Biosciences Corp.
* Aethlon Medical Inc.
* Biodel Inc.
*,^
Oculus Innovative Sciences Inc.
* Echo Therapeutics Inc.
* Carbylan Therapeutics Inc.
*,^
*,^
Sunshine Heart Inc.
GTx Inc.
* Bellerophon Therapeutics Inc.
* Opexa Therapeutics Inc.
For personal use only
* Oragenics Inc.
* Alexza Pharmaceuticals Inc.
* Evoke Pharma Inc.
* Zosano Pharma Corp.
227,875
425,033
40,271
88,338
210
206
205
203
119,695
56,421
67,640
198
194
191
41,353
65,650
59,975
191
188
188
Cyclacel Pharmaceuticals Inc.
465,234
179
BioPharmX Corp.
142,453
155
29,000
127
37,937
17,033
117
116
424,300
330,172
27,232
191,299
115
114
113
111
41,040
94,045
21,921
104
96
85
44,586
25,703
56,433
82
69
69
23,453
65
65,471
55,031
5,047
124,751
12,440
17,594
19,771
23,227
53,000
63
63
54
54
53
51
50
38
31
18,275
29,134
26
20
33,536
17
1,710
10,745
12,023
8,636
4,378
20,758
13,614
2,384
3,670
5,693
26,681
1,500
200
16
16
14
14
10
10
9
9
8
6
5
2
1
*,^
For personal use only
Discovery Laboratories Inc.
* ARCA biopharma Inc.
* Acura Pharmaceuticals Inc.
*,^
Oncocyte Corp.
* HTG Molecular Diagnostics Inc.
* Joint Corp.
*,^
*,^
*,^
Presbia plc
*,^
EyeGate Pharmaceuticals Inc.
* ImmuCell Corp.
*,^
RXi Pharmaceuticals Corp.
* Atossa Genetics Inc.
* Electromed Inc.
* Onconova Therapeutics Inc.
*,^
Cleveland BioLabs Inc.
* ERBA Diagnostics Inc.
* Cesca Therapeutics Inc.
*,^
BioLife Solutions Inc.
* Venaxis Inc.
* ProPhase Labs Inc.
*,^
Arcadia Biosciences Inc.
*,^
EnteroMedics Inc.
* Ritter Pharmaceuticals Inc.
* USMD Holdings Inc.
* Immune Pharmaceuticals Inc.
* Arrhythmia Research Technology Inc.
* Pulmatrix Inc.
* Capricor Therapeutics Inc.
* Akers Biosciences Inc.
* Transgenomic Inc.
*,^
Viking Therapeutics Inc.
* Allied Healthcare Products Inc.
*,^
Signal Genetics Inc.
Birner Dental Management Services Inc.
* Milestone Scientific Inc.
* Bioanalytical Systems Inc.
* Jaguar Animal Health Inc.
* VBI Vaccines Inc.
* NephroGenex Inc.
* Roka Bioscience Inc.
* CombiMatrix Corp.
* Histogenics Corp.
* Medovex Corp.
* TetraLogic Pharmaceuticals Corp.
* OpGen Inc.
* Xtant Medical Holdings Inc.
54,644,166
Industrials (12.6%)
General Electric Co.
181,901,927
5,782,662
3M Co.
11,654,734
1,942,028
Honeywell International Inc.
Boeing Co.
14,060,962
12,121,550
1,575,531
1,538,710
For personal use only
For personal use only
United Technologies Corp.
United Parcel Service Inc. Class B
Accenture plc Class A
Union Pacific Corp.
Lockheed Martin Corp.
Danaher Corp.
* PayPal Holdings Inc.
Caterpillar Inc.
FedEx Corp.
Automatic Data Processing Inc.
Raytheon Co.
Northrop Grumman Corp.
Emerson Electric Co.
General Dynamics Corp.
Illinois Tool Works Inc.
Eaton Corp. plc
Waste Management Inc.
CSX Corp.
Norfolk Southern Corp.
* Fiserv Inc.
TE Connectivity Ltd.
Sherwin-Williams Co.
Deere & Co.
Cummins Inc.
PACCAR Inc.
Roper Technologies Inc.
Fidelity National Information Services Inc.
Amphenol Corp. Class A
Paychex Inc.
Ingersoll-Rand plc
Tyco International plc
Parker-Hannifin Corp.
Rockwell Automation Inc.
Vulcan Materials Co.
Fastenal Co.
* LinkedIn Corp. Class A
WW Grainger Inc.
Agilent Technologies Inc.
* FleetCor Technologies Inc.
* Alliance Data Systems Corp.
* Verisk Analytics Inc. Class A
Rockwell Collins Inc.
AMETEK Inc.
Republic Services Inc. Class A
* TransDigm Group Inc.
Xerox Corp.
* Stericycle Inc.
CH Robinson Worldwide Inc.
Masco Corp.
Martin Marietta Materials Inc.
WestRock Co.
Dover Corp.
Ball Corp.
Pentair plc
Acuity Brands Inc.
* Mettler-Toledo International Inc.
Sealed Air Corp.
14,487,787
13,271,560
12,079,799
16,316,086
5,012,220
11,204,326
22,365,016
11,210,430
5,061,491
8,379,048
5,770,069
3,494,633
12,467,084
5,108,233
5,933,223
8,850,783
8,545,997
18,559,494
5,736,232
4,368,452
7,184,737
1,512,321
5,476,683
3,367,612
6,757,955
1,932,322
5,417,775
5,909,477
6,225,372
4,995,534
8,151,894
2,619,310
2,523,654
2,580,649
5,269,455
2,239,578
1,085,679
6,346,182
1,679,597
1,086,224
2,916,580
2,512,397
4,542,297
4,648,639
976,247
18,454,727
1,629,865
2,746,177
6,464,978
1,250,883
4,907,745
2,964,202
2,673,030
3,444,304
840,003
526,651
3,776,267
1,450,227
1,399,751
1,394,009
1,297,945
1,110,207
1,062,842
863,290
858,046
823,606
751,684
707,584
691,588
677,960
671,069
607,799
553,705
504,214
477,907
477,541
448,116
444,879
430,512
421,650
370,235
369,593
353,171
342,999
341,686
336,232
309,773
299,256
290,953
287,066
272,439
258,203
256,096
253,430
252,895
249,840
238,969
233,093
231,668
227,024
221,508
215,106
205,955
205,673
203,849
203,324
199,528
191,549
190,687
190,560
186,888
183,238
181,568
181,299
For personal use only
Kansas City Southern
Expeditors International of Washington Inc.
Textron Inc.
Fortune Brands Home & Security Inc.
Global Payments Inc.
* Vantiv Inc. Class A
L-3 Communications Holdings Inc.
Valspar Corp.
Waste Connections Inc.
Total System Services Inc.
JB Hunt Transport Services Inc.
Cintas Corp.
Fluor Corp.
Xylem Inc.
Wabtec Corp.
Broadridge Financial Solutions Inc.
* Crown Holdings Inc.
ADT Corp.
Jack Henry & Associates Inc.
* Sensata Technologies Holding NV
* HD Supply Holdings Inc.
Carlisle Cos. Inc.
Huntington Ingalls Industries Inc.
IDEX Corp.
* Trimble Navigation Ltd.
* Spirit AeroSystems Holdings Inc. Class A
Allegion plc
* Arrow Electronics Inc.
ManpowerGroup Inc.
Packaging Corp. of America
Robert Half International Inc.
* CoStar Group Inc.
Hubbell Inc. Class B
Flowserve Corp.
Lennox International Inc.
Avnet Inc.
* United Rentals Inc.
AO Smith Corp.
PerkinElmer Inc.
* Jacobs Engineering Group Inc.
Owens Corning
Orbital ATK Inc.
Bemis Co. Inc.
* Old Dominion Freight Line Inc.
AptarGroup Inc.
Sonoco Products Co.
Macquarie Infrastructure Corp.
B/E Aerospace Inc.
* Keysight Technologies Inc.
* AECOM
Graco Inc.
FLIR Systems Inc.
Toro Co.
* Berry Plastics Group Inc.
Graphic Packaging Holding Co.
Donaldson Co. Inc.
* Genpact Ltd.
2,082,146
3,556,765
4,693,816
3,051,135
2,485,839
2,975,175
1,348,199
1,425,579
2,343,371
3,165,239
1,754,349
1,643,914
2,701,022
3,427,812
1,704,045
2,264,068
2,671,725
3,174,215
1,530,881
3,259,947
3,826,088
1,238,647
895,639
1,459,198
4,819,857
2,633,596
1,829,909
1,797,074
1,401,946
1,866,650
2,402,554
591,084
1,048,580
2,492,708
818,750
2,495,601
1,772,528
1,427,258
2,129,166
2,365,142
2,110,492
1,123,538
1,851,941
1,361,955
1,199,617
1,923,947
1,376,199
1,994,362
3,272,908
2,916,880
1,064,086
2,687,837
994,568
2,293,774
6,271,677
2,523,692
2,943,578
177,919
173,606
171,137
170,986
162,325
160,302
159,762
152,565
151,358
150,602
147,786
147,640
145,045
140,198
135,114
134,282
132,491
130,968
129,467
126,616
126,529
123,245
122,649
120,938
119,532
119,460
116,584
115,750
114,146
112,746
111,911
111,224
111,076
110,701
110,687
110,555
110,234
108,914
105,309
103,002
99,784
97,680
95,894
94,819
94,062
93,446
92,811
91,980
90,790
89,811
89,341
88,564
85,652
82,920
80,591
80,531
80,036
Allison Transmission Holdings Inc.
2,922,343
78,845
Hexcel Corp.
1,795,908
78,499
979,814
74,505
MDU Resources Group Inc.
3,828,349
74,500
Chicago Bridge & Iron Co. NV
2,004,579
73,348
1,242,462
962,174
72,771
71,307
MSC Industrial Direct Co. Inc. Class A
923,342
70,460
FEI Co.
780,166
69,443
1,388,508
1,085,347
966,378
69,009
68,051
66,680
492,119
66,308
2,193,897
66,058
1,018,413
2,923,414
65,973
65,952
World Fuel Services Corp.
1,357,011
65,924
RR Donnelley & Sons Co.
3,966,292
65,047
For personal use only
Nordson Corp.
Lincoln Electric Holdings Inc.
* Euronet Worldwide Inc.
AGCO Corp.
* Genesee & Wyoming Inc. Class A
* Zebra Technologies Corp.
Watsco Inc.
National Instruments Corp.
Ryder System Inc.
* Quanta Services Inc.
Eagle Materials Inc.
926,833
64,980
2,129,122
64,470
665,974
655,652
64,313
62,995
MAXIMUS Inc.
1,190,367
62,661
ITT Corp.
1,698,558
62,660
3,235,885
737,728
1,010,389
62,356
61,497
60,916
BWX Technologies Inc.
1,811,864
60,806
Cognex Corp.
1,541,860
60,055
779,037
58,950
Booz Allen Hamilton Holding Corp. Class A
Heartland Payment Systems Inc.
* IPG Photonics Corp.
Jabil Circuit Inc.
* WEX Inc.
* Kirby Corp.
Curtiss-Wright Corp.
Air Lease Corp. Class A
1,832,968
58,875
Deluxe Corp.
* CoreLogic Inc.
935,943
1,678,730
58,487
58,252
Oshkosh Corp.
1,420,195
58,043
1,889,111
57,996
Woodward Inc.
1,077,159
56,034
EMCOR Group Inc.
1,150,429
55,911
948,812
610,032
54,832
53,768
848,929
53,559
*,^
XPO Logistics Inc.
CLARCOR Inc.
* Teledyne Technologies Inc.
Regal Beloit Corp.
Trinity Industries Inc.
2,921,460
53,492
Landstar System Inc.
819,676
52,959
Littelfuse Inc.
425,254
52,353
Valmont Industries Inc.
416,602
51,592
Belden Inc.
803,461
49,316
1,977,035
3,080,052
49,189
49,158
861,568
48,007
Terex Corp.
* Owens-Illinois Inc.
EnerSys
* Generac Holdings Inc.
1,285,914
47,887
1,422,304
47,633
Crane Co.
* Colfax Corp.
* Louisiana-Pacific Corp.
883,422
1,656,586
2,709,340
47,581
47,362
46,384
Convergys Corp.
* Clean Harbors Inc.
* First Data Corp. Class A
* Universal Display Corp.
1,665,406
928,468
3,441,284
808,089
46,248
45,811
44,530
43,718
For personal use only
Timken Co.
* WESCO International Inc.
* Coherent Inc.
795,266
472,746
43,477
43,445
805,665
42,837
2,766,054
1,673,083
42,819
41,509
633,759
41,023
449,802
40,793
851,001
40,508
Covanta Holding Corp.
* Armstrong World Industries Inc.
2,286,925
788,578
38,558
38,144
GATX Corp.
* Esterline Technologies Corp.
* Masonite International Corp.
* WageWorks Inc.
* Sanmina Corp.
* Proto Labs Inc.
798,571
567,029
551,601
692,969
1,492,821
446,863
37,932
36,330
36,130
35,071
34,902
34,449
Kennametal Inc.
* On Assignment Inc.
* Rexnord Corp.
1,522,529
906,836
1,655,077
34,242
33,480
33,466
951,790
33,341
Silgan Holdings Inc.
KBR Inc.
* USG Corp.
For personal use only
CEB Inc.
*,^
Cimpress NV
HEICO Corp. Class A
Barnes Group Inc.
ABM Industries Inc.
1,026,249
33,158
Matson Inc.
824,248
33,110
Universal Forest Products Inc.
384,411
32,990
1,108,572
32,614
677,747
1,006,805
32,396
32,359
1,070,682
31,928
292,009
429,200
31,864
31,443
Brink's Co.
934,225
31,381
John Bean Technologies Corp.
556,256
31,378
Applied Industrial Technologies Inc.
721,089
31,295
2,548,556
594,226
913,464
849,041
722,488
1,866,073
31,118
30,781
30,702
30,557
30,142
29,988
1,143,042
29,891
Simpson Manufacturing Co. Inc.
780,057
29,775
Watts Water Technologies Inc. Class A
539,378
29,736
Triumph Group Inc.
940,159
29,596
611,951
637,909
1,550,642
1,045,113
803,033
29,588
29,140
28,888
28,856
28,516
2,867,428
28,330
851,348
585,298
1,044,837
530,893
28,112
28,053
27,814
27,665
968,667
27,404
Mueller Industries Inc.
Granite Construction Inc.
* KLX Inc.
Tetra Tech Inc.
UniFirst Corp.
* RBC Bearings Inc.
Vishay Intertechnology Inc.
* ExlService Holdings Inc.
* AMN Healthcare Services Inc.
* Cardtronics Inc.
* Itron Inc.
^ Joy Global Inc.
Knight Transportation Inc.
MSA Safety Inc.
* Moog Inc. Class A
* Swift Transportation Co.
* TransUnion
* FTI Consulting Inc.
Mueller Water Products Inc. Class A
Mobile Mini Inc.
* Trex Co. Inc.
* Smith & Wesson Holding Corp.
* Anixter International Inc.
Korn/Ferry International
G&K Services Inc. Class A
364,336
26,688
AZZ Inc.
468,408
26,512
584,108
641,465
26,472
26,165
For personal use only
Forward Air Corp.
* Hub Group Inc. Class A
* Headwaters Inc.
1,316,179
26,113
581,340
511,716
799,592
25,986
25,842
25,787
1,144,246
435,984
25,448
25,370
1,025,886
636,463
25,350
25,153
364,191
24,903
1,009,926
1,215,889
24,844
24,610
EnPro Industries Inc.
425,630
24,550
Franklin Electric Co. Inc.
755,895
24,317
Apogee Enterprises Inc.
550,847
24,177
Exponent Inc.
466,349
23,788
884,282
358,843
1,332,174
23,734
23,501
23,047
719,252
22,966
835,366
1,044,345
516,771
22,689
22,673
22,629
709,132
970,562
22,529
22,371
1,696,572
756,225
1,031,259
725,855
22,361
22,354
22,069
21,906
Kaman Corp.
510,866
21,809
AAON Inc.
* TopBuild Corp.
768,170
718,231
21,509
21,360
Otter Tail Corp.
* TrueBlue Inc.
* Fabrinet
720,400
801,331
643,302
21,338
20,955
20,811
Albany International Corp.
* Greatbatch Inc.
* Rogers Corp.
553,054
582,896
341,904
20,789
20,774
20,470
692,048
1,018,891
463,867
1,618,031
261,446
20,236
20,001
19,608
19,530
19,501
587,845
19,252
790,588
757,475
19,211
18,997
Standex International Corp.
241,440
18,786
ESCO Technologies Inc.
* Summit Materials Inc. Class A
474,673
932,486
18,503
18,137
Heartland Express Inc.
974,103
18,070
US Ecology Inc.
402,199
17,761
953,413
17,657
Cubic Corp.
437,845
17,496
Badger Meter Inc.
262,255
17,443
*,^
Ambarella Inc.
* Imperva Inc.
* Advisory Board Co.
For personal use only
Aircastle Ltd.
* Huron Consulting Group Inc.
Actuant Corp. Class A
* Plexus Corp.
Sturm Ruger & Co. Inc.
*,^
NeuStar Inc. Class A
* MasTec Inc.
Brady Corp. Class A
* OSI Systems Inc.
* DigitalGlobe Inc.
Essendant Inc.
Werner Enterprises Inc.
* II-VI Inc.
* M/A-COM Technology Solutions Holdings Inc.
Comfort Systems USA Inc.
* Benchmark Electronics Inc.
*,^
Knowles Corp.
* ExamWorks Group Inc.
* Babcock & Wilcox Enterprises Inc.
* Sykes Enterprises Inc.
Methode Electronics Inc.
* TASER International Inc.
* Atlas Air Worldwide Holdings Inc.
* LifeLock Inc.
* American Woodmark Corp.
Greif Inc. Class A
Primoris Services Corp.
* SPX FLOW Inc.
*,^
Inovalon Holdings Inc. Class A
Tennant Co.
For personal use only
MTS Systems Corp.
* BMC Stock Holdings Inc.
* Aerojet Rocketdyne Holdings Inc.
338,389
17,420
281,982
1,029,298
1,042,567
17,159
17,107
17,077
352,206
539,175
507,237
1,233,944
706,126
566,896
272,033
16,437
16,380
16,343
16,288
16,241
16,213
16,208
1,151,632
16,100
306,571
15,859
1,190,757
1,383,651
791,180
734,418
861,036
977,563
208,408
454,992
15,789
15,594
15,412
15,217
15,085
15,035
14,924
14,896
639,827
14,889
463,863
1,024,862
14,839
14,748
443,309
14,713
CIRCOR International Inc.
* Continental Building Products Inc.
* Navigant Consulting Inc.
* Echo Global Logistics Inc.
* PHH Corp.
* Meritor Inc.
* Aegion Corp. Class A
^ Greenbrier Cos. Inc.
316,203
782,026
902,066
524,853
1,133,559
1,757,637
670,595
511,564
14,669
14,514
14,262
14,255
14,215
14,167
14,143
14,140
Advanced Drainage Systems Inc.
657,565
14,006
349,251
477,881
13,596
13,452
472,082
13,114
238,840
324,996
12,742
12,399
Navistar International Corp.
^ Outerwall Inc.
* ICF International Inc.
* Tutor Perini Corp.
979,982
331,480
345,914
757,077
12,269
12,261
11,889
11,765
Griffon Corp.
* TriNet Group Inc.
756,094
801,004
11,682
11,494
McGrath RentCorp
* Patrick Industries Inc.
454,018
250,111
11,387
11,353
Raven Industries Inc.
704,482
11,286
649,003
984,833
11,267
11,089
183,907
11,058
AVX Corp.
* Thermon Group Holdings Inc.
* Aerovironment Inc.
* Press Ganey Holdings Inc.
879,350
623,112
382,670
357,985
11,053
10,942
10,837
10,768
Kelly Services Inc. Class A
561,763
10,741
Viad Corp.
366,571
10,689
General Cable Corp.
874,881
10,682
SPX Corp.
H&E Equipment Services Inc.
707,002
603,876
10,619
10,586
For personal use only
Astec Industries Inc.
* Team Inc.
* Rofin-Sinar Technologies Inc.
* Wabash National Corp.
* Newport Corp.
* Gibraltar Industries Inc.
* US Concrete Inc.
EVERTEC Inc.
Insperity Inc.
Federal Signal Corp.
* Builders FirstSource Inc.
* Veeco Instruments Inc.
* Boise Cascade Co.
* TriMas Corp.
* Air Transport Services Group Inc.
^ Lindsay Corp.
* Paylocity Holding Corp.
AAR Corp.
ManTech International Corp. Class A
* Wesco Aircraft Holdings Inc.
Sun Hydraulics Corp.
Encore Wire Corp.
* Saia Inc.
Altra Industrial Motion Corp.
Multi-Color Corp.
* Astronics Corp.
*,^
Quanex Building Products Corp.
* RPX Corp.
HEICO Corp.
For personal use only
* FARO Technologies Inc.
326,765
10,525
For personal use only
Resources Connection Inc.
Materion Corp.
Manitowoc Co. Inc.
Global Brass & Copper Holdings Inc.
* Lydall Inc.
ArcBest Corp.
Alamo Group Inc.
Kforce Inc.
Cass Information Systems Inc.
Hyster-Yale Materials Handling Inc.
Insteel Industries Inc.
TAL International Group Inc.
CTS Corp.
TeleTech Holdings Inc.
* Installed Building Products Inc.
* MYR Group Inc.
* Nortek Inc.
Douglas Dynamics Inc.
Ennis Inc.
Argan Inc.
* CBIZ Inc.
Gorman-Rupp Co.
Kadant Inc.
* TTM Technologies Inc.
* PGT Inc.
Schnitzer Steel Industries Inc.
Marten Transport Ltd.
Harsco Corp.
* Mistras Group Inc.
* NCI Building Systems Inc.
Heidrick & Struggles International Inc.
* PowerSecure International Inc.
* Checkpoint Systems Inc.
* Roadrunner Transportation Systems Inc.
Park-Ohio Holdings Corp.
* Cross Country Healthcare Inc.
* Energy Recovery Inc.
* GSI Group Inc.
* DHI Group Inc.
^ American Railcar Industries Inc.
Overseas Shipholding Group Inc. Class A
* GP Strategies Corp.
Myers Industries Inc.
Quad/Graphics Inc.
NN Inc.
* Engility Holdings Inc.
^ Textainer Group Holdings Ltd.
* Kimball Electronics Inc.
Landauer Inc.
TimkenSteel Corp.
* YRC Worldwide Inc.
Park Electrochemical Corp.
Columbus McKinnon Corp.
* InnerWorkings Inc.
* Ply Gem Holdings Inc.
* Covenant Transportation Group Inc. Class A
* Monster Worldwide Inc.
673,003
385,204
2,342,037
401,212
306,622
460,740
177,564
500,152
186,902
146,599
317,786
623,586
608,821
344,740
357,964
377,887
188,888
395,649
462,334
253,850
876,782
339,045
193,695
1,315,108
884,716
471,887
444,931
1,522,004
333,724
572,377
332,535
404,142
737,267
581,350
168,847
602,449
676,660
492,032
858,348
169,298
3,639,778
247,970
525,976
511,821
476,792
344,995
436,013
557,228
182,928
664,113
620,103
356,939
357,728
702,996
388,023
224,480
1,648,090
10,472
10,200
10,141
10,010
9,971
9,947
9,892
9,793
9,784
9,764
9,715
9,628
9,583
9,570
9,525
9,489
9,121
9,064
9,039
8,925
8,847
8,791
8,747
8,745
8,706
8,702
8,329
8,295
8,266
8,128
7,881
7,553
7,461
7,244
7,230
7,006
6,997
6,967
6,927
6,896
6,843
6,794
6,764
6,623
6,523
6,472
6,470
6,224
6,049
6,043
5,779
5,715
5,638
5,589
5,452
5,430
5,373
* Milacron Holdings Corp.
324,804
5,356
501,560
5,256
53,748
1,021,107
5,179
5,167
652,813
5,157
431,206
5,067
169,271
475,668
306,496
282,162
5,046
4,995
4,974
4,955
72,692
1,059,685
4,935
4,726
71,480
4,718
83,161
1,063,709
1,385,423
185,599
330,914
839,652
4,701
4,531
4,364
4,308
4,163
4,156
71,825
611,602
4,123
4,098
LB Foster Co. Class A
219,290
3,982
Black Box Corp.
295,209
3,976
140,124
504,744
205,535
3,880
3,776
3,615
Hardinge Inc.
288,250
3,594
FreightCar America Inc.
229,751
3,580
Barrett Business Services Inc.
124,134
3,569
Acacia Research Corp.
939,645
3,561
Graham Corp.
* Era Group Inc.
* CAI International Inc.
177,011
369,087
357,703
3,524
3,462
3,455
Hurco Cos. Inc.
* Maxwell Technologies Inc.
103,360
566,990
3,410
3,368
Crawford & Co. Class B
* Electro Scientific Industries Inc.
517,334
461,780
3,352
3,302
CECO Environmental Corp.
* Control4 Corp.
* CRA International Inc.
* PFSweb Inc.
520,475
405,489
163,133
243,495
3,232
3,228
3,204
3,195
Miller Industries Inc.
154,675
3,137
Spartan Motors Inc.
* CUI Global Inc.
780,296
377,834
3,082
3,053
302,119
642,365
672,458
3,051
3,032
3,026
412,151
157,251
163,065
272,529
1,244,800
632,316
2,963
2,963
2,934
2,856
2,851
2,845
304,296
210,667
2,818
2,808
Celadon Group Inc.
Mesa Laboratories Inc.
* Lionbridge Technologies Inc.
For personal use only
Daktronics Inc.
LSI Industries Inc.
Powell Industries Inc.
* Landec Corp.
* Multi Packaging Solutions International Ltd.
* DXP Enterprises Inc.
VSE Corp.
* Great Lakes Dredge & Dock Corp.
AEP Industries Inc.
NVE Corp.
* ServiceSource International Inc.
* Bazaarvoice Inc.
* Multi-Fineline Electronix Inc.
* Horizon Global Corp.
* Kratos Defense & Security Solutions Inc.
NACCO Industries Inc. Class A
* Casella Waste Systems Inc. Class A
American Science & Engineering Inc.
* EnerNOC Inc.
* Franklin Covey Co.
*,^
Energous Corp.
* PRGX Global Inc.
* ARC Document Solutions Inc.
*,^
Layne Christensen Co.
* USA Truck Inc.
* Sparton Corp.
* Vicor Corp.
* Everi Holdings Inc.
* Intevac Inc.
Electro Rent Corp.
*,^
183,802
2,803
Houston Wire & Cable Co.
386,945
2,705
For personal use only
MINDBODY Inc. Class A
* Ducommun Inc.
253,648
120,128
122,689
187,891
2,679
2,675
2,649
2,632
Universal Truckload Services Inc.
* Orion Marine Group Inc.
* NV5 Global Inc.
155,946
491,153
93,250
2,568
2,544
2,502
Bel Fuse Inc. Class B
* Higher One Holdings Inc.
* Heritage-Crystal Clean Inc.
169,743
618,084
232,668
2,478
2,417
2,313
254,580
2,251
Twin Disc Inc.
* Aspen Aerogels Inc.
* TRC Cos. Inc.
214,670
471,100
291,232
2,175
2,120
2,111
CDI Corp.
* Hill International Inc.
332,960
616,720
2,091
2,078
113,634
2,045
ExOne Co.
* Planet Payment Inc.
* Sharps Compliance Corp.
* PAM Transportation Services Inc.
153,900
568,961
348,366
61,693
2,022
2,008
1,916
1,900
Dynamic Materials Corp.
* SL Industries Inc.
288,236
54,878
1,868
1,866
United States Lime & Minerals Inc.
* Lawson Products Inc.
* Commercial Vehicle Group Inc.
* Sterling Construction Co. Inc.
* Astronics Corp. Class B
* Northwest Pipe Co.
31,038
94,237
686,726
352,000
46,196
191,159
1,863
1,845
1,820
1,813
1,776
1,763
161,939
1,757
105,110
1,726
American Superconductor Corp.
225,163
1,711
National Research Corp. Class A
* Neff Corp. Class A
109,976
229,326
1,710
1,706
372,497
431,836
1,699
1,697
Patriot National Inc.
* Kemet Corp.
* Napco Security Technologies Inc.
212,461
838,857
258,521
1,636
1,619
1,616
Universal Technical Institute Inc.
365,937
1,577
Richardson Electronics Ltd.
303,307
1,565
44,518
1,548
821,900
1,034,639
151,869
443,594
1,537
1,521
1,466
1,455
278,046
170,745
916,972
288,977
92,712
1,454
1,453
1,421
1,378
1,360
394,472
92,205
1,357
1,348
217,594
1,310
172,195
1,279
For personal use only
* Evolent Health Inc. Class A
* UFP Technologies Inc.
* Willis Lease Finance Corp.
* Vishay Precision Group Inc.
Supreme Industries Inc. Class A
Allied Motion Technologies Inc.
*,^
*,^
Blue Bird Corp.
Eastern Co.
*,^
*,^
Research Frontiers Inc.
* Information Services Group Inc.
*,^
Omega Flex Inc.
*,^
MicroVision Inc.
* ModusLink Global Solutions Inc.
* Willdan Group Inc.
* Hudson Technologies Inc.
*,^
Manitex International Inc.
* LMI Aerospace Inc.
* Accuride Corp.
* Ameresco Inc. Class A
* Integrated Electrical Services Inc.
*,^
Applied DNA Sciences Inc.
* Gencor Industries Inc.
Crawford & Co. Class A
*,^
Energy Focus Inc.
*,^
Power Solutions International Inc.
For personal use only
*,^
Synthesis Energy Systems Inc.
1,120,047
1,254
90,093
1,243
286,508
1,149
Hudson Global Inc.
* Perceptron Inc.
* CyberOptics Corp.
* Iteris Inc.
* Radiant Logistics Inc.
* Nuvectra Corp.
* General Finance Corp.
479,777
229,932
119,004
454,748
310,329
192,854
220,467
1,137
1,115
1,110
1,110
1,108
1,043
1,005
370,719
1,001
26,971
949
Odyssey Marine Exploration Inc.
* Arotech Corp.
* Xerium Technologies Inc.
* Frequency Electronics Inc.
* CPI Aerostructures Inc.
139,341
387,534
176,654
88,889
120,773
946
942
922
887
885
MOCON Inc.
* Ultralife Corp.
* MFRI Inc.
* Lincoln Educational Services Corp.
* Volt Information Sciences Inc.
* StarTek Inc.
* Ballantyne Strong Inc.
62,335
167,512
122,463
336,260
101,733
181,975
166,101
863
858
857
834
766
764
762
175,908
34,473
220,680
702
697
664
327,481
454,541
238,921
123,649
325,078
144,397
639
632
628
556
553
534
232,737
299,124
19,270
67,625
219,860
1,039,968
249,091
500
479
466
461
460
437
436
82,301
229,115
433
410
Turtle Beach Corp.
* Versar Inc.
355,367
164,937
405
399
Air Industries Group
* LightPath Technologies Inc. Class A
63,766
188,165
387
380
AMCON Distributing Co.
* Rand Logistics Inc.
* BlueLinx Holdings Inc.
4,565
383,812
597,002
369
365
364
Digital Ally Inc.
* UQM Technologies Inc.
* Rubicon Technology Inc.
72,345
582,758
456,333
358
333
333
RF Industries Ltd.
^ General Employment Enterprises Inc.
* Echelon Corp.
* SIFCO Industries Inc.
* Wireless Telecom Group Inc.
117,256
67,770
50,328
29,538
205,351
317
291
284
274
271
11,086
88,473
270
246
For personal use only
* Mattersight Corp.
*,^
A. M. Castle & Co.
National Research Corp. Class B
*,^
*,^
ClearSign Combustion Corp.
* Patriot Transportation Holding Inc.
* Broadwind Energy Inc.
*,^
Vertex Energy Inc.
* Orion Energy Systems Inc.
* Innovative Solutions & Support Inc.
* IEC Electronics Corp.
* Goldfield Corp.
* Perma-Fix Environmental Services
Overseas Shipholding Group Inc. Class B
* Capstone Turbine Corp.
* Air T Inc.
* Key Technology Inc.
* Astrotech Corp.
* Cenveo Inc.
* Fuel Tech Inc.
*,^
Revolution Lighting Technologies Inc.
* eMagin Corp.
*,^
*,^
Chicago Rivet & Machine Co.
* Image Sensing Systems Inc.
* ENGlobal Corp.
* Marathon Patent Group Inc.
236,848
120,681
244
240
665,589
244,883
21,782
38,646
123,800
47,352
30,411
41,386
44,738
23,396
240
238
219
207
204
191
189
182
157
156
47,800
149
Bel Fuse Inc. Class A
* Sypris Solutions Inc.
* Pioneer Power Solutions Inc.
* Luna Innovations Inc.
10,580
141,883
26,639
127,530
148
135
135
134
Ecology and Environment Inc.
* American Electric Technologies Inc.
* Quest Resource Holding Corp.
* Industrial Services of America Inc.
13,280
72,950
301,550
49,067
133
132
127
118
207,545
324,240
116
101
Giga-tronics Inc.
* Continental Materials Corp.
* Nortech Systems Inc.
* Cartesian Inc.
61,800
7,139
17,942
33,694
90
86
69
68
Espey Manufacturing & Electronics Corp.
* CryoPort Inc.
* IntriCon Corp.
* AeroCentury Corp.
* Micronet Enertec Technologies Inc.
2,771
24,413
7,964
3,872
19,850
68
53
51
42
42
Servotronics Inc.
* Payment Data Systems Inc.
4,914
19,016
36
33
EnSync Inc.
* Command Security Corp.
* Art's-Way Manufacturing Co. Inc.
111,094
9,727
7,669
31
23
22
WSI Industries Inc.
* Tel-Instrument Electronics Corp.
* Cemtrex Inc.
* Electro-Sensors Inc.
* CTPartners Executive Search Inc.
* LGL Group Inc. Warrants expire 6/8/2018
6,300
4,297
4,152
1,300
100,659
3,000
21
18
9
4
—
—
*,^
For personal use only
Eagle Bulk Shipping Inc.
* Active Power Inc.
* Sevcon Inc.
* Asure Software Inc.
* Erickson Inc.
* DLH Holdings Corp.
* SigmaTron International Inc.
* AMREP Corp.
* Onvia Inc.
* Aqua Metals Inc.
EnviroStar Inc.
*,^
Lightbridge Corp.
* American DG Energy Inc.
*,^
*,^
52,397,122
Oil & Gas (6.2%)
Exxon Mobil Corp.
80,017,290
6,688,645
Chevron Corp.
36,291,985
3,462,255
Schlumberger Ltd.
24,176,295
1,783,002
Occidental Petroleum Corp.
14,703,207
1,006,140
ConocoPhillips
23,814,032
958,991
EOG Resources Inc.
10,582,033
768,044
8,646,726
748,720
36,525,910
652,353
9,060,202
581,121
15,697,342
560,709
9,790,861
455,960
Phillips 66
Kinder Morgan Inc.
Valero Energy Corp.
Halliburton Co.
Anadarko Petroleum Corp.
For personal use only
Pioneer Natural Resources Co.
3,144,488
442,555
12,905,457
394,907
Marathon Petroleum Corp.
10,258,490
381,411
Baker Hughes Inc.
8,422,735
369,169
Apache Corp.
7,276,142
355,149
Hess Corp.
5,446,323
286,749
8,249,159
2,488,618
3,670,523
259,106
251,450
246,109
Devon Energy Corp.
8,827,684
242,232
National Oilwell Varco Inc.
7,219,037
224,512
For personal use only
Spectra Energy Corp.
Noble Energy Inc.
* Concho Resources Inc.
* Cameron International Corp.
Williams Cos. Inc.
12,988,316
208,722
EQT Corp.
3,068,930
206,416
Cabot Oil & Gas Corp.
8,800,942
199,869
Tesoro Corp.
2,313,445
198,979
Columbia Pipeline Group Inc.
7,695,627
193,160
Cimarex Energy Co.
1,827,154
177,727
15,817,640
16,896,972
3,713,439
3,648,633
176,209
131,458
123,472
123,433
HollyFrontier Corp.
* FMC Technologies Inc.
3,429,938
4,374,859
121,145
119,696
Helmerich & Payne Inc.
1,959,709
115,074
OGE Energy Corp.
* Diamondback Energy Inc.
^ Range Resources Corp.
* First Solar Inc.
^ Core Laboratories NV
3,815,662
1,378,287
3,263,383
1,463,943
811,652
109,242
106,376
105,668
100,236
91,238
Targa Resources Corp.
2,930,372
87,501
Murphy Oil Corp.
3,133,407
78,931
2,969,201
73,844
1,881,316
2,353,439
68,837
66,696
1,874,674
62,314
1,871,642
6,608,487
62,139
60,402
Southwestern Energy Co.
7,482,402
60,383
QEP Resources Inc.
* Continental Resources Inc.
* PDC Energy Inc.
4,009,309
1,793,736
867,530
56,571
54,458
51,575
Nabors Industries Ltd.
5,394,101
49,626
Noble Corp. plc
4,657,510
48,205
Patterson-UTI Energy Inc.
2,663,944
46,939
Ensco plc Class A
* Parsley Energy Inc. Class A
^ Chesapeake Energy Corp.
* Dril-Quip Inc.
4,499,736
2,040,992
10,928,150
726,781
46,662
46,126
45,024
44,014
Western Refining Inc.
1,339,104
38,955
Superior Energy Services Inc.
2,891,799
38,721
2,383,040
5,270,197
38,367
36,839
Marathon Oil Corp.
* Weatherford International plc
* Newfield Exploration Co.
* Cheniere Energy Inc.
*,^
Antero Resources Corp.
Energen Corp.
* Gulfport Energy Corp.
Oceaneering International Inc.
PBF Energy Inc. Class A
^ Transocean Ltd.
*,^
Rowan Cos. plc Class A
* WPX Energy Inc.
* NOW Inc.
* RSP Permian Inc.
* Carrizo Oil & Gas Inc.
*,^
For personal use only
Whiting Petroleum Corp.
* Oil States International Inc.
* Matador Resources Co.
1,943,330
1,165,259
1,061,632
34,436
33,839
32,826
3,924,554
978,458
1,516,624
31,318
30,841
28,755
Diamond Offshore Drilling Inc.
1,170,704
25,439
1,303,358
1,835,226
3,269,563
24,425
24,115
23,802
SunPower Corp. Class A
* Rice Energy Inc.
1,065,055
1,600,679
23,793
22,346
Pattern Energy Group Inc. Class A
* Cobalt International Energy Inc.
* Memorial Resource Development Corp.
1,070,833
6,728,091
1,956,269
20,421
19,982
19,915
SemGroup Corp. Class A
* McDermott International Inc.
840,730
4,582,681
18,832
18,743
Laredo Petroleum Inc.
* SEACOR Holdings Inc.
* Synergy Resources Corp.
* Callon Petroleum Co.
^ RPC Inc.
2,263,062
303,367
2,123,011
1,797,140
1,108,395
17,946
16,518
16,496
15,905
15,717
Delek US Holdings Inc.
^ Denbury Resources Inc.
* Forum Energy Technologies Inc.
* Chart Industries Inc.
998,911
6,808,304
1,110,979
579,539
15,223
15,114
14,665
12,588
632,638
11,970
Green Plains Inc.
* Par Pacific Holdings Inc.
^ Atwood Oceanics Inc.
* Helix Energy Solutions Group Inc.
681,958
578,328
1,153,286
1,826,522
10,884
10,849
10,576
10,229
Archrock Inc.
* Exterran Corp.
* TETRA Technologies Inc.
1,255,366
649,219
1,426,526
10,043
10,037
9,058
336,162
484,385
971,260
8,774
8,574
8,557
7,422,627
7,645
967,397
7,091
3,382,098
122,176
1,527,993
6,933
6,777
6,601
Tesco Corp.
704,837
6,069
Alon USA Energy Inc.
585,565
6,043
882,310
633,202
6,026
5,977
952,753
577,573
5,926
5,735
1,017,963
371,661
225,040
2,159,549
5,589
5,278
4,868
4,578
262,535
4,545
1,023,306
214,779
313,386
4,083
4,057
3,695
466,828
3,543
729,650
1,439,332
3,298
3,167
3,184,719
391,420
3,150
3,073
SM Energy Co.
* MRC Global Inc.
* Oasis Petroleum Inc.
For personal use only
*,^
*,^
Bristow Group Inc.
CVR Energy Inc.
* Matrix Service Co.
* Unit Corp.
California Resources Corp.
*,^
Flotek Industries Inc.
*,^
Plug Power Inc.
* REX American Resources Corp.
* Newpark Resources Inc.
Tidewater Inc.
* Renewable Energy Group Inc.
*,^
Bill Barrett Corp.
* Hornbeck Offshore Services Inc.
*,^
Sanchez Energy Corp.
^ CARBO Ceramics Inc.
* Natural Gas Services Group Inc.
* Parker Drilling Co.
Panhandle Oil and Gas Inc. Class A
*,^
Northern Oil and Gas Inc.
* PHI Inc. (non-voting shares)
* Contango Oil & Gas Co.
*,^
Green Brick Partners Inc.
*,^
EP Energy Corp. Class A
* Pioneer Energy Services Corp.
*,^
EXCO Resources Inc.
Gulf Island Fabrication Inc.
*,^
FuelCell Energy Inc.
Basic Energy Services Inc.
For personal use only
*,^
438,135
2,966
1,073,592
2,963
* Geospace Technologies Corp.
* Pacific Ethanol Inc.
* Trecora Resources
231,940
573,404
272,819
2,862
2,684
2,625
1,263,899
756,202
456,180
2,566
2,518
2,304
359,013
2,142,028
977,494
397,948
2,215
2,163
2,082
1,819
361,379
1,756
1,793,276
1,465,240
325,269
1,724
1,612
1,552
707,279
1,549
1,059,628
1,494
2,843,120
174,748
2,180,729
1,416
1,412
1,358
Enphase Energy Inc.
574,679
1,339
Bonanza Creek Energy Inc.
830,411
1,320
32,683
1,307
Eclipse Resources Corp.
825,126
1,188
Key Energy Services Inc.
3,039,165
1,123
Clayton Williams Energy Inc.
* Steel Excel Inc.
* VAALCO Energy Inc.
* Stone Energy Corp.
117,963
106,072
1,090,062
1,278,657
1,052
1,030
1,025
1,010
849,924
1,777,552
986
964
1,112,967
454,356
1,334,836
217,180
1,079,948
855
800
681
665
654
1,099,872
638
799,148
612
551,970
124,302
269,539
574
562
550
471,488
708,487
565,671
77,112
4,540
100,396
523
427
328
197
151
138
193,585
2,441
65,685
215,013
237,104
442,862
137
46
45
44
40
40
Glori Energy Inc.
177,189
35
Emerald Oil Inc.
20,430
6
25,862,568
*,^
Solazyme Inc.
* Jones Energy Inc. Class A
* Ring Energy Inc.
For personal use only
*,^
Gulfmark Offshore Inc.
* Abraxas Petroleum Corp.
* Willbros Group Inc.
* Dawson Geophysical Co.
Evolution Petroleum Corp.
*,^
Halcon Resources Corp.
* Gastar Exploration Inc.
* Independence Contract Drilling Inc.
*,^
*,^
W&T Offshore Inc.
C&J Energy Services Ltd.
*,^
Ultra Petroleum Corp.
* ION Geophysical Corp.
^ Energy XXI Ltd.
*,^
*,^
Adams Resources & Energy Inc.
*,^
*,^
*,^
*,^
Approach Resources Inc.
* Triangle Petroleum Corp.
*,^
Rex Energy Corp.
* Zion Oil & Gas Inc.
* Resolute Energy Corp.
* Mitcham Industries Inc.
* PetroQuest Energy Inc.
*,^
*,^
Seventy Seven Energy Inc.
Comstock Resources Inc.
*,^
MagneGas Corp.
* Ideal Power Inc.
* Aemetis Inc.
*,^
Amyris Inc.
* Harvest Natural Resources Inc.
* Enservco Corp.
* Eco-Stim Energy Solutions Inc.
* PrimeEnergy Corp.
* Superior Drilling Products Inc.
*,^
Torchlight Energy Resources Inc.
* PHI Inc.
* SAExploration Holdings Inc.
* Yuma Energy Inc.
* Warren Resources Inc.
* Dakota Plains Holdings Inc.
*,^
*,^
2
For personal use only
Other (0.0%)
* Dyax Corp CVR Expire 12/31/2019
2,750,063
3,053
For personal use only
* Leap Wireless International Inc CVR
* Adolor Corp. Rights Exp. 07/01/2019
* Chelsea Therapeutics International Ltd. CVR Exp. 12/31/2016
* Ambit Biosciences Corp. CVR Rights
* NuPathe Inc. CVR
* Vince Holding Corp Rights Expire 04/14/16
* Omthera Pharmaceuticals Inc. CVR
*,^
Cubist Pharmaceuticals, Inc. CVR
* Clinical Data Contingent Value Rights
* Gerber Scientific Inc. CVR
* Biosante Pharmaceutical Inc CVR
*,^
Magnum Hunter Resources Corp. Warrants Expire 4/15/2016
* Allen Organ Co. Escrow Shares
* EnSite Power Inc.
* Trubion Pharmaceuticals Inc. CVR
872,848
592,629
1,157,305
201,330
158,681
328,510
121,311
2,200
308
127
121
95
87
73
511,822
216,285
388,581
253,823
66
—
—
—
224,250
11,462
63,895
104
—
—
—
—
6,130
Technology (16.2%)
Apple Inc.
101,493,568
11,061,784
144,774,458
42,001,841
5,622,135
5,653,628
7,995,893
4,792,410
4,289,127
4,211,670
Intel Corp.
91,030,209
2,944,827
Cisco Systems Inc.
96,947,853
2,760,105
International Business Machines Corp.
16,667,724
2,524,327
Oracle Corp.
60,698,808
2,483,188
QUALCOMM Inc.
28,788,687
1,472,253
7,528,782
1,163,197
19,378,271
1,112,700
37,384,237
12,133,661
9,101,293
11,691,006
16,339,947
996,290
895,828
853,701
733,026
601,473
33,490,700
593,790
Microsoft Corp.
* Facebook Inc. Class A
* Alphabet Inc. Class A
* Alphabet Inc. Class C
Broadcom Ltd.
Texas Instruments Inc.
EMC Corp.
* salesforce.com inc
* Adobe Systems Inc.
* Cognizant Technology Solutions Corp. Class A
* Yahoo! Inc.
Hewlett Packard Enterprise Co.
Intuit Inc.
4,727,228
491,679
Applied Materials Inc.
21,900,198
463,846
Corning Inc.
21,515,369
449,456
HP Inc.
33,299,066
410,244
5,959,319
352,732
9,820,168
5,886,126
349,893
311,729
3,857,409
293,472
3,682,121
3,500,668
1,568,095
4,330,951
286,837
260,835
255,819
252,538
3,040,673
251,160
12,704,015
233,500
4,919,253
233,320
3,038,919
2,807,270
230,046
220,595
2,988,098
217,563
Analog Devices Inc.
NVIDIA Corp.
* Cerner Corp.
SanDisk Corp.
Skyworks Solutions Inc.
* Red Hat Inc.
* Palo Alto Networks Inc.
* Autodesk Inc.
Lam Research Corp.
Symantec Corp.
Xilinx Inc.
Motorola Solutions Inc.
* Citrix Systems Inc.
KLA-Tencor Corp.
20,018,975
209,599
Linear Technology Corp.
4,576,700
203,938
Maxim Integrated Products Inc.
5,494,940
202,104
Western Digital Corp.
4,241,507
200,369
For personal use only
* Micron Technology Inc.
Seagate Technology plc
5,734,879
197,567
CA Inc.
6,150,705
189,380
2,385,610
3,249,635
185,744
180,582
7,012,137
178,880
3,684,770
2,902,799
10,502,135
177,606
177,593
173,810
VeriSign Inc.
* Workday Inc. Class A
1,805,778
2,066,535
159,884
158,793
NetApp Inc.
* ANSYS Inc.
* Synopsys Inc.
* F5 Networks Inc.
5,651,328
1,699,361
2,976,047
1,360,183
154,225
152,025
144,160
143,975
CDK Global Inc.
* Cadence Design Systems Inc.
* Gartner Inc.
* Qorvo Inc.
* Splunk Inc.
3,037,306
5,834,467
1,501,210
2,655,820
2,491,236
141,387
137,577
134,133
133,880
121,896
CDW Corp.
* athenahealth Inc.
2,887,400
745,951
119,827
103,523
Ingram Micro Inc.
* Ultimate Software Group Inc.
2,865,134
519,161
102,887
100,458
1,578,142
100,086
2,635,050
4,717,855
90,619
88,177
2,186,048
87,354
8,430,338
2,801,426
3,725,876
86,917
85,808
85,397
Teradyne Inc.
3,905,128
84,312
CSRA Inc.
3,108,861
83,628
7,887,871
2,175,762
630,060
83,454
83,353
81,032
1,541,296
80,625
3,741,936
2,662,252
1,395,148
7,886,512
1,362,653
2,180,412
80,601
79,681
79,342
75,632
74,237
72,302
619,469
69,858
1,380,513
69,467
IAC/InterActiveCorp
* EPAM Systems Inc.
* Teradata Corp.
* CommScope Holding Co. Inc.
1,470,897
906,673
2,532,636
2,369,836
69,250
67,701
66,456
66,166
Fair Isaac Corp.
* Cavium Inc.
598,930
1,037,626
63,540
63,461
Atmel Corp.
* IMS Health Holdings Inc.
* ViaSat Inc.
* VeriFone Systems Inc.
* Cree Inc.
7,680,014
2,337,085
839,468
2,068,933
1,966,589
62,362
62,050
61,684
58,427
57,228
Harris Corp.
* Akamai Technologies Inc.
For personal use only
Juniper Networks Inc.
Microchip Technology Inc.
* ServiceNow Inc.
* Twitter Inc.
*,^
SS&C Technologies Holdings Inc.
Computer Sciences Corp.
* Nuance Communications Inc.
Garmin Ltd.
Marvell Technology Group Ltd.
* Fortinet Inc.
* ARRIS International plc
Brocade Communications Systems Inc.
* Microsemi Corp.
* Tyler Technologies Inc.
*,^
VMware Inc. Class A
Pitney Bowes Inc.
* NCR Corp.
* Manhattan Associates Inc.
* ON Semiconductor Corp.
* Guidewire Software Inc.
* PTC Inc.
DST Systems Inc.
Leidos Holdings Inc.
* Aspen Technology Inc.
For personal use only
Blackbaud Inc.
1,579,236
57,058
894,049
56,227
* Synaptics Inc.
* Integrated Device Technology Inc.
703,254
2,664,882
56,077
54,470
j2 Global Inc.
881,409
54,277
SYNNEX Corp.
* NetSuite Inc.
564,217
762,674
52,241
52,236
6,028,126
1,779,669
2,776,560
463,940
544,791
641,224
2,558,094
2,207,302
2,265,131
3,545,120
1,004,679
52,204
51,468
49,950
49,502
49,380
49,227
48,655
47,656
47,092
46,831
46,085
2,226,824
45,271
716,741
1,220,379
2,180,944
2,686,942
45,226
44,434
43,619
43,152
673,856
744,609
42,884
40,045
Science Applications International Corp.
* Verint Systems Inc.
743,223
1,184,353
39,644
39,534
Lexmark International Inc. Class A
* Electronics For Imaging Inc.
* NetScout Systems Inc.
1,181,544
918,924
1,694,720
39,499
38,953
38,928
MKS Instruments Inc.
* Medidata Solutions Inc.
* EchoStar Corp. Class A
* Dycom Industries Inc.
* Finisar Corp.
1,027,384
999,222
863,598
586,904
2,044,551
38,681
38,680
38,249
37,955
37,293
InterDigital Inc.
* Entegris Inc.
667,643
2,705,582
37,154
36,850
12,353,834
35,208
Intersil Corp. Class A
* Silicon Laboratories Inc.
* CommVault Systems Inc.
2,540,926
754,825
775,678
33,972
33,937
33,486
Diebold Inc.
* Syntel Inc.
* Veeva Systems Inc. Class A
* MicroStrategy Inc. Class A
1,126,476
649,004
1,293,086
177,403
32,566
32,405
32,379
31,883
3D Systems Corp.
* Rovi Corp.
* Cray Inc.
* Viavi Solutions Inc.
* Cornerstone OnDemand Inc.
* Zendesk Inc.
2,054,280
1,510,877
737,330
4,495,366
937,421
1,463,748
31,780
30,988
30,901
30,838
30,719
30,636
Tessera Technologies Inc.
* Rambus Inc.
* Fleetmatics Group plc
982,308
2,210,655
736,222
30,452
30,397
29,972
Cogent Communications Holdings Inc.
* Paycom Software Inc.
* Premier Inc. Class A
* Polycom Inc.
* Semtech Corp.
765,008
799,078
844,623
2,511,590
1,239,937
29,858
28,447
28,177
28,004
27,266
For personal use only
Cypress Semiconductor Corp.
* Qlik Technologies Inc.
* FireEye Inc.
* CACI International Inc. Class A
* Ellie Mae Inc.
* Tech Data Corp.
* Ciena Corp.
* Rackspace Hosting Inc.
* ACI Worldwide Inc.
* Allscripts Healthcare Solutions Inc.
* Tableau Software Inc. Class A
Mentor Graphics Corp.
*,^
Arista Networks Inc.
* Cirrus Logic Inc.
* Fairchild Semiconductor International Inc. Class A
* Infinera Corp.
Monolithic Power Systems Inc.
* Proofpoint Inc.
*,^
Advanced Micro Devices Inc.
*,^
691,655
27,106
CSG Systems International Inc.
* Advanced Energy Industries Inc.
588,292
744,440
26,567
25,899
Power Integrations Inc.
* Demandware Inc.
* Synchronoss Technologies Inc.
* Super Micro Computer Inc.
* Lumentum Holdings Inc.
* NETGEAR Inc.
* Inphi Corp.
* LogMeIn Inc.
* Bottomline Technologies de Inc.
* HubSpot Inc.
* Progress Software Corp.
* BroadSoft Inc.
518,303
650,521
778,015
727,470
900,756
579,877
679,146
446,648
730,702
509,830
913,134
544,743
25,739
25,435
25,161
24,792
24,293
23,410
22,643
22,538
22,279
22,239
22,025
21,980
West Corp.
* Envestnet Inc.
* QLogic Corp.
952,257
788,909
1,580,257
21,730
21,458
21,239
NIC Inc.
* Insight Enterprises Inc.
* ScanSource Inc.
* RealPage Inc.
^ Ebix Inc.
1,172,443
726,390
510,891
975,943
480,209
21,139
20,804
20,630
20,339
19,588
ADTRAN Inc.
* Virtusa Corp.
* MaxLinear Inc.
960,496
510,599
1,003,218
19,421
19,127
18,560
764,425
919,802
18,285
18,230
436,860
1,432,035
1,064,492
1,025,491
515,276
17,872
17,843
17,756
17,536
16,659
645,635
16,386
Ubiquiti Networks Inc.
* Ruckus Wireless Inc.
487,022
1,590,073
16,203
15,599
Quality Systems Inc.
* Gigamon Inc.
* RingCentral Inc. Class A
* Perficient Inc.
* Diodes Inc.
1,015,045
488,991
961,382
639,480
688,067
15,469
15,168
15,142
13,890
13,830
607,151
698,388
315,728
1,264,101
2,293,017
496,366
13,722
13,667
13,557
13,159
13,024
12,945
1,538,956
12,927
1,228,147
626,192
12,773
12,712
343,405
12,613
1,188,135
482,744
331,105
560,421
653,636
12,511
12,218
12,059
11,993
11,720
1,061,444
11,686
For personal use only
Plantronics Inc.
Monotype Imaging Holdings Inc.
* Web.com Group Inc.
Cabot Microelectronics Corp.
* Ixia
* Callidus Software Inc.
* Infoblox Inc.
* GoDaddy Inc. Class A
Pegasystems Inc.
*,^
*,^
2U Inc.
* Marketo Inc.
* SPS Commerce Inc.
* Photronics Inc.
* Lattice Semiconductor Corp.
* New Relic Inc.
*,^
InvenSense Inc.
Brooks Automation Inc.
* Mercury Systems Inc.
*,^
Shutterstock Inc.
*,^
Endurance International Group Holdings Inc.
* Qualys Inc.
* Interactive Intelligence Group Inc.
* Cvent Inc.
* CalAmp Corp.
*,^
Gogo Inc.
For personal use only
* Q2 Holdings Inc.
* Amkor Technology Inc.
* Ultratech Inc.
^ Computer Programs & Systems Inc.
* ePlus Inc.
448,850
1,826,506
484,196
202,376
127,008
10,790
10,758
10,575
10,548
10,225
Oclaro Inc.
* NeoPhotonics Corp.
1,892,630
715,982
10,220
10,052
Inteliquent Inc.
* Applied Micro Circuits Corp.
* ShoreTel Inc.
* Silver Spring Networks Inc.
* CEVA Inc.
* VASCO Data Security International Inc.
* Loral Space & Communications Inc.
* Xura Inc.
598,004
1,457,148
1,219,418
593,089
387,599
563,436
241,574
430,309
9,598
9,413
9,072
8,748
8,721
8,677
8,486
8,464
Epiq Systems Inc.
* Benefitfocus Inc.
* FormFactor Inc.
560,142
244,020
1,096,442
8,413
8,138
7,971
648,737
7,954
1,003,549
571,224
944,207
7,868
7,803
7,440
951,080
7,323
473,313
506,210
7,156
7,026
621,575
7,024
207,949
6,989
294,436
367,463
536,914
429,994
507,997
6,881
6,846
6,846
6,811
6,797
Square Inc.
* Sonus Networks Inc.
* Match Group Inc.
* Barracuda Networks Inc.
* Xcerra Corp.
* Actua Corp.
* Model N Inc.
* Workiva Inc.
* Axcelis Technologies Inc.
* Calix Inc.
444,075
897,368
599,539
413,441
962,605
691,573
572,680
527,197
2,185,583
823,652
6,785
6,757
6,631
6,367
6,276
6,259
6,168
6,142
6,120
5,840
PC Connection Inc.
* LivePerson Inc.
* Extreme Networks Inc.
* Tangoe Inc.
* PROS Holdings Inc.
* Harmonic Inc.
* Boingo Wireless Inc.
223,682
986,531
1,847,387
721,725
467,013
1,633,901
690,477
5,773
5,771
5,745
5,694
5,506
5,343
5,330
472,327
5,300
587,959
581,276
5,292
5,168
432,180
1,405,040
786,368
880,676
336,095
5,134
5,128
5,096
5,064
5,011
For personal use only
*,^
*,^
Box Inc.
*,^
Nimble Storage Inc.
* Rudolph Technologies Inc.
* Intralinks Holdings Inc.
*,^
Unisys Corp.
Hackett Group Inc.
* SciQuest Inc.
*,^
Hortonworks Inc.
Forrester Research Inc.
Comtech Telecommunications Corp.
* Textura Corp.
* Vocera Communications Inc.
* Nanometrics Inc.
* PDF Solutions Inc.
*,^
IXYS Corp.
American Software Inc. Class A
* Five9 Inc.
Cohu Inc.
* Mattson Technology Inc.
* SunEdison Semiconductor Ltd.
* Exar Corp.
* Applied Optoelectronics Inc.
* Silicon Graphics International Corp.
669,784
4,769
154,978
782,376
202,881
408,698
333,436
220,555
651,261
4,696
4,632
4,616
4,598
4,561
4,548
4,429
663,029
532,252
1,039,763
4,403
4,396
4,107
891,731
4,093
962,874
431,421
996,774
747,748
4,092
4,068
3,917
3,858
157,397
314,662
560,453
278,906
237,539
193,400
554,938
189,013
761,763
880,909
3,730
3,729
3,665
3,523
3,513
3,470
3,463
3,449
3,443
3,330
240,531
3,293
154,173
358,994
3,276
3,274
745,924
352,662
779,926
3,252
3,223
3,198
196,005
566,790
3,150
3,129
SunEdison Inc.
5,790,366
3,128
OPOWER Inc.
* United Online Inc.
* Rapid7 Inc.
* Agilysys Inc.
* Telenav Inc.
* Quantum Corp.
* Internap Corp.
449,459
263,385
228,878
292,386
483,246
4,487,668
992,535
3,061
3,039
2,991
2,985
2,851
2,737
2,710
521,888
490,321
2,667
2,628
284,393
191,587
1,138,523
299,765
830,996
2,511
2,481
2,402
2,389
2,360
701,824
276,412
238,592
449,964
609,952
497,034
801,589
297,584
2,337
2,297
2,279
2,250
2,232
2,222
2,164
2,128
*,^
For personal use only
Digimarc Corp.
* A10 Networks Inc.
* Vectrus Inc.
* ChannelAdvisor Corp.
* RigNet Inc.
* Cascade Microtech Inc.
* Sigma Designs Inc.
*,^
KEYW Holding Corp.
* Immersion Corp.
* Radisys Corp.
*,^
VirnetX Holding Corp.
*,^
TransEnterix Inc.
* Digi International Inc.
* Zix Corp.
* Blucora Inc.
*,^
Alarm.com Holdings Inc.
* Alpha & Omega Semiconductor Ltd.
* Mitek Systems Inc.
* Imprivata Inc.
* Alliance Fiber Optic Products Inc.
* Instructure Inc.
* Brightcove Inc.
* Varonis Systems Inc.
* MobileIron Inc.
* Jive Software Inc.
*,^
Pure Storage Inc. Class A
QAD Inc. Class A
* DSP Group Inc.
*,^
USA Technologies Inc.
* Datalink Corp.
* GSI Technology Inc.
*,^
Clearfield Inc.
* Seachange International Inc.
*,^
*,^
Computer Task Group Inc.
* Ultra Clean Holdings Inc.
Simulations Plus Inc.
* Exa Corp.
* Ciber Inc.
* Carbonite Inc.
* MeetMe Inc.
*,^
Castlight Health Inc. Class B
* Apigee Corp.
* KVH Industries Inc.
* EMCORE Corp.
* Hutchinson Technology Inc.
* VOXX International Corp. Class A
* GigOptix Inc.
* Key Tronic Corp.
* Rosetta Stone Inc.
306,547
2,057
NCI Inc. Class A
* BSQUARE Corp.
* Xactly Corp.
* Covisint Corp.
143,965
333,487
286,146
932,791
2,017
1,974
1,960
1,866
909,044
1,854
342,610
1,854
360,868
194,630
1,021,124
893,306
246,648
1,725
1,707
1,695
1,617
1,601
194,838
1,586
43,037
1,572
Neonode Inc.
For personal use only
*,^
*,^
Amber Road Inc.
PC-Tel Inc.
* Systemax Inc.
* Kopin Corp.
* Limelight Networks Inc.
* Amtech Systems Inc.
TransAct Technologies Inc.
Preformed Line Products Co.
Unwired Planet Inc.
158,058
1,557
91,391
1,522
Park City Group Inc.
167,676
1,516
Rightside Group Ltd.
* AXT Inc.
* Aerohive Networks Inc.
182,040
577,688
283,110
1,465
1,427
1,413
644,421
179,953
1,411
1,402
441,237
1,390
233,786
1,379
218,971
287,426
2,286,462
324,717
167,564
190,131
172,127
1,052,372
364,880
1,257
1,236
1,212
1,211
1,170
1,160
1,141
1,116
1,102
782,674
209,838
1,072
1,070
180,461
772,635
235,532
1,065
1,035
1,034
81,703
1,000
85,981
278,429
618,730
869,631
364,531
183,944
1,053,784
997
972
959
957
922
911
906
511,421
202,690
905
880
1,662,538
95,754
696,943
227,199
449,955
1,248,870
274,729
868
868
815
807
792
749
745
448,300
744
TESSCO Technologies Inc.
*,^
*,^
*,^
Pixelworks Inc.
* Edgewater Technology Inc.
*,^
Rocket Fuel Inc.
Concurrent Computer Corp.
Evolving Systems Inc.
* Guidance Software Inc.
* Pendrell Corp.
* Aware Inc.
* NetSol Technologies Inc.
* Numerex Corp. Class A
* PAR Technology Corp.
* QuickLogic Corp.
* Marin Software Inc.
*,^
Netlist Inc.
* Icad Inc.
*,^
Ooma Inc.
* FalconStor Software Inc.
* ARI Network Services Inc.
*,^
Appfolio Inc.
ClearOne Inc.
* Xplore Technologies Corp.
* Imation Corp.
* iPass Inc.
* Intermolecular Inc.
* Datawatch Corp.
* Support.com Inc.
*,^
Novatel Wireless Inc.
* ID Systems Inc.
*,^
Violin Memory Inc.
* MRV Communications Inc.
* Westell Technologies Inc. Class A
* eGain Corp.
* Tremor Video Inc.
* WidePoint Corp.
* GSE Systems Inc.
LRAD Corp.
Sunworks Inc.
For personal use only
*,^
265,856
736
* Qumu Corp.
152,829
705
CVD Equipment Corp.
* Aviat Networks Inc.
* Zhone Technologies Inc.
* Inuvo Inc.
82,942
980,603
414,775
362,897
698
696
664
642
GlobalSCAPE Inc.
* Upland Software Inc.
* RELM Wireless Corp.
* MoSys Inc.
166,325
89,993
126,563
859,633
632
618
572
559
74,508
548
200,635
512
34,603
480
ParkerVision Inc.
149,499
468
Code Rebel Corp.
98,747
462
RCM Technologies Inc.
82,315
437
QAD Inc. Class B
22,747
405
172,117
372
312,215
38,131
75,035
492,957
205,037
201,945
109,790
297
296
293
291
289
283
274
90,940
266
143,146
235
1,115,699
37,572
78,543
288,616
138,633
140,874
21,582
34,445
231
217
203
173
132
131
121
121
201,604
17,328
15,394
93,715
51,969
117
115
111
108
96
16,357
64
9,402
29,519
30,690
59,805
5,571
6,800
12,965
100
56
56
55
13
11
6
5
—
For personal use only
*,^
Communications Systems Inc.
*,^
SITO Mobile Ltd.
Astro-Med Inc.
*,^
*,^
*,^
Identiv Inc.
*,^
InterCloud Systems Inc.
* BroadVision Inc.
* inTEST Corp.
* Smith Micro Software Inc.
* Streamline Health Solutions Inc.
* Synacor Inc.
* ARC Group Worldwide Inc.
*,^
*,^
Resonant Inc.
Vringo Inc.
*,^
Cinedigm Corp. Class A
* Xcel Brands Inc.
* Data I/O Corp.
* Sysorex Global
* Lantronix Inc.
* Infosonics Corp.
* Adesto Technologies Corp.
* SharpSpring Inc.
*,^
NXT-ID Inc.
* Sonic Foundry Inc.
* Mastech Holdings Inc.
* Aehr Test Systems
* Determine Inc.
*,^
Voltari Corp.
CSP Inc.
* ADDvantage Technologies Group Inc.
* Fusion Telecommunications International Inc.
* Crossroads Systems Inc.
* Network-1 Technologies Inc.
* Finjan Holdings Inc.
* Glowpoint Inc.
* Sajan Inc.
67,852,307
Telecommunications (2.5%)
AT&T Inc.
Verizon Communications Inc.
CenturyLink Inc.
* Level 3 Communications Inc.
* SBA Communications Corp. Class A
* T-Mobile US Inc.
118,466,285
4,640,324
78,488,370
4,244,651
10,479,109
5,485,088
2,426,773
5,491,673
334,912
289,887
243,090
210,331
For personal use only
Frontier Communications Corp.
22,588,412
126,269
Telephone & Data Systems Inc.
* Zayo Group Holdings Inc.
1,737,161
2,144,357
52,271
51,979
11,468,413
39,910
Shenandoah Telecommunications Co.
^ Consolidated Communications Holdings Inc.
* Vonage Holdings Corp.
* 8x8 Inc.
* Cincinnati Bell Inc.
879,111
903,822
3,995,833
1,587,654
3,942,811
23,516
23,283
18,261
15,972
15,259
Atlantic Tele-Network Inc.
^ Windstream Holdings Inc.
* ORBCOMM Inc.
195,882
1,893,383
1,199,242
14,854
14,541
12,148
Iridium Communications Inc.
1,513,526
11,911
Globalstar Inc.
7,733,365
11,368
1,989,762
242,783
1,109,567
524,787
11,282
11,093
9,864
9,614
246,057
474,974
285,273
442,395
8,450
7,856
6,718
6,583
370,156
6,481
325,747
385,713
5,078
4,953
141,396
329,507
1,392,987
515,827
4,388
3,032
2,480
1,971
507,668
1,074,207
1,279
236
1,074,829
2,754
129
14
Sprint Corp.
For personal use only
*,^
*,^
*,^
EarthLink Holdings Corp.
* United States Cellular Corp.
* inContact Inc.
* General Communication Inc. Class A
*,^
pdvWireless Inc.
* GTT Communications Inc.
* Hawaiian Telcom Holdco Inc.
* FairPoint Communications Inc.
Spok Holdings Inc.
IDT Corp. Class B
* Lumos Networks Corp.
*,^
Straight Path Communications Inc. Class B
* NTELOS Holdings Corp.
* Alaska Communications Systems Group Inc.
* HC2 Holdings Inc.
*,^
Intelsat SA
* Elephant Talk Communications Corp.
*,^
Towerstream Corp.
* Otelco Inc. Class A
10,496,238
Utilities (3.5%)
Duke Energy Corp.
13,258,324
1,069,682
NextEra Energy Inc.
8,867,907
1,049,428
Southern Co.
17,488,257
904,668
Dominion Resources Inc.
11,474,090
861,934
Exelon Corp.
17,692,771
634,463
American Electric Power Co. Inc.
9,426,372
625,911
PG&E Corp.
9,458,432
564,858
12,890,195
490,730
Sempra Energy
4,532,455
471,602
Public Service Enterprise Group Inc.
9,724,139
458,396
Edison International
6,261,322
450,126
Consolidated Edison Inc.
5,632,882
431,591
Xcel Energy Inc.
9,715,042
406,283
WEC Energy Group Inc.
6,043,900
363,057
Eversource Energy
6,080,157
354,716
DTE Energy Co.
3,433,330
311,266
FirstEnergy Corp.
8,128,643
292,387
PPL Corp.
3,411,492
270,463
American Water Works Co. Inc.
3,391,227
233,757
Ameren Corp.
4,624,700
231,697
CMS Energy Corp.
5,365,489
227,711
SCANA Corp.
2,476,687
173,740
CenterPoint Energy Inc.
7,828,126
163,764
For personal use only
Entergy Corp.
Alliant Energy Corp.
2,182,900
162,146
Pinnacle West Capital Corp.
2,123,716
159,427
12,910,255
152,341
AGL Resources Inc.
2,320,638
151,166
Atmos Energy Corp.
1,954,264
145,124
NiSource Inc.
6,132,723
144,487
Westar Energy Inc. Class A
2,727,291
135,301
UGI Corp.
3,280,613
132,176
ITC Holdings Corp.
2,936,128
127,927
TECO Energy Inc.
4,526,190
124,606
ONEOK Inc.
4,032,091
120,398
3,440,414
6,909,837
109,474
104,822
Great Plains Energy Inc.
2,959,804
95,454
Piedmont Natural Gas Co. Inc.
1,558,479
93,244
Questar Corp.
3,351,488
83,117
Vectren Corp.
1,631,024
82,465
NRG Energy Inc.
6,081,276
79,117
National Fuel Gas Co.
1,536,543
76,904
IDACORP Inc.
995,335
74,242
WGL Holdings Inc.
946,285
68,483
Portland General Electric Co.
1,729,832
68,311
Hawaiian Electric Industries Inc.
2,057,597
66,666
Cleco Corp.
1,162,684
64,192
ONE Gas Inc.
1,037,240
63,375
New Jersey Resources Corp.
1,687,101
61,461
Black Hills Corp.
992,258
59,664
NorthWestern Corp.
920,244
56,825
Southwest Gas Corp.
860,905
56,691
Laclede Group Inc.
799,849
54,190
1,581,421
53,326
ALLETE Inc.
939,081
52,654
Avista Corp.
1,231,374
50,215
Avangrid Inc.
1,198,887
48,087
MGE Energy Inc.
762,164
39,823
El Paso Electric Co.
845,368
38,785
1,324,773
2,335,456
37,690
33,561
Empire District Electric Co.
871,986
28,819
Northwest Natural Gas Co.
515,059
27,736
American States Water Co.
692,096
27,241
Ormat Technologies Inc.
657,742
27,125
950,548
1,950,899
25,399
17,558
Chesapeake Utilities Corp.
274,587
17,291
Unitil Corp.
323,015
13,725
For personal use only
AES Corp.
Aqua America Inc.
* Calpine Corp.
PNM Resources Inc.
South Jersey Industries Inc.
* Dynegy Inc.
California Water Service Group
* Talen Energy Corp.
TerraForm Power Inc. Class A
1,467,180
12,691
Middlesex Water Co.
366,121
11,295
SJW Corp.
301,436
10,957
Connecticut Water Service Inc.
210,227
9,481
York Water Co.
280,678
8,566
1,088,447
7,053
*,^
Sunrun Inc.
2,208,448
5,433
Artesian Resources Corp. Class A
170,329
4,762
Delta Natural Gas Co. Inc.
191,073
4,423
Genie Energy Ltd. Class B
* Pure Cycle Corp.
286,954
481,535
2,184
2,172
For personal use only
Atlantic Power Corp.
Gas Natural Inc.
266,316
2,080
Spark Energy Inc. Class A
114,854
2,067
Cadiz Inc.
350,137
1,828
Vivint Solar Inc.
424,353
1,125
*,^
*,^
For personal use only
* US Geothermal Inc.
1,581,534
Total Common Stocks (Cost $302,840,207)
Temporary Cash Investments (0.9%)
1,071
14,642,249
416,182,253
Coupon
1
Money Market Fund (0.9%)
3,4
Vanguard Market Liquidity Fund
0.495%
5,6
5,6
3,838,855
Face
Maturity
Amount
Date
($000)
0.501%
0.391%
5/3/16
5/27/16
500
600
500
600
Federal Home Loan Bank Discount Notes
0.411%
6/2/16
10,000
9,994
Federal Home Loan Bank Discount Notes
0.571%
6/9/16
30,000
29,979
Federal Home Loan Bank Discount Notes
0.520%
7/27/16
10,000
9,987
0.386%
0.536%
0.431%
0.375%
5/26/16
6/9/16
8/4/16
5/31/16
10,000
51,000
5,000
10,000
9,998
50,983
4,995
10,002
U.S. Government and Agency Obligations (0.0%)
5 Federal Home Loan Bank Discount Notes
5 Federal Home Loan Bank Discount Notes
5,6
3,838,855,097
United States Treasury Bill
6 United States Treasury Bill
6 United States Treasury Bill
6 United States Treasury Note/Bond
127,038
Total Temporary Cash Investments (Cost
$3,965,832)
Total Investments (100.5%) (Cost $306,806,039)
4
Other Asset and Liabilities-Net (-0.5%)
3,965,893
420,148,146
(2,206,122)
Net Assets (100%)
417,942,024
* Non-income-producing security.
^ Includes partial security positions on loan to broker-dealers. The total value of securities on loan is $1,765,858,000.
1 The fund invests a portion of its cash reserves in equity markets through the use of index futures contracts and swap contracts. After giving effect to futures
and swap investments, the fund's effective common stock and temporary cash investment positions represent 100.0% and 0.5%, respectively, of net assets.
2 “Other” represents securities that are not classified by the fund’s benchmark index.
3 Affiliated money market fund available only to Vanguard funds and certain trusts and accounts managed by Vanguard. Rate shown is the 7-day yield.
4 Includes $1,864,667,000 of collateral received for securities on loan.
5 The issuer operates under a congressional charter; its securities are generally neither guaranteed by the U.S. Treasury nor backed by the full faith and
credit of the U.S. government.
6 Securities with a value of $101,045,000 have been segregated as initial margin for open futures contracts.
CVR—Contingent Value Rights
REIT—Real Estate Investment Trust.
A. Security Valuation: Securities are valued as of the close of trading on the New York Stock Exchange (generally 4
p.m., Eastern time) on the valuation date. Equity securities are valued at the latest quoted sales prices or official closing
prices taken from the primary market in which each security trades; such securities not traded on the valuation date are
valued at the mean of the latest quoted bid and asked prices. Securities for which market quotations are not readily
available, or whose values have been materially affected by events occurring before the fund's pricing time but after the
close of the securities’ primary markets, are valued by methods deemed by the board of
Total Stock Market Index Fund
For personal use only
trustees to represent fair value. Investments in Vanguard Market Liquidity Fund are valued at that fund's net asset
value. Temporary cash investments acquired over 60 days to maturity are valued using the latest bid prices or using
valuations based on a matrix system (which considers such factors as security prices, yields, maturities, and ratings),
both as furnished by independent pricing services. Other temporary cash investments are valued at amortized cost,
which approximates market value.
B. Various inputs may be used to determine the value of the fund's investments. These inputs are summarized in three
broad levels for financial statement purposes. The inputs or methodologies used to value securities are not necessarily
an indication of the risk associated with investing in those securities.
Level 1—Quoted prices in active markets for identical securities.
Level 2—Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment
speeds, credit risk, etc.).
Level 3—Significant unobservable inputs (including the fund's own assumptions used to determine the fair value of
investments).
The following table summarizes the market value of the fund's investments as of March 31, 2016, based on the inputs
used to value them:
Investments
Common Stocks
Temporary Cash Investments
Futures Contracts—Assets
1
Futures Contracts—Liabilities
Swap Contracts—Assets
Swap Contracts—Liabilities
Total
1
Level 1
($000)
416,173,873
3,838,855
Level 2
($000)
117
127,038
Level 3
($000)
8,263
—
1,018
—
—
(4,355)
—
—
420,009,391
—
2,104
(132)
129,127
—
—
—
8,263
1 Represents variation margin on the last day of the reporting period.
C. Futures Contracts: The fund uses index futures contracts to a limited extent, with the objectives of maintaining full
exposure to the stock market, enhancing returns, maintaining liquidity, and minimizing transaction costs. The fund may
purchase futures contracts to immediately invest incoming cash in the market, or sell futures in response to cash
outflows, thereby simulating a fully invested position in the underlying index while maintaining a cash balance for
liquidity. The fund may seek to enhance returns by using futures contracts instead of the underlying securities when
futures are believed to be priced more attractively than the underlying securities. The primary risks associated with the
use of futures contracts are imperfect correlation between changes in market values of stocks held by the fund and the
prices of futures contracts, and the possibility of an illiquid market. Counterparty risk involving futures is mitigated
because a regulated clearinghouse is the counterparty instead of the clearing broker. To further mitigate counterparty
risk, the fund trades futures contracts on an exchange, monitors the financial strength of its clearing brokers and
clearinghouse, and has entered into clearing agreements with its clearing brokers. The clearinghouse imposes initial
margin requirements to secure the fund’s performance and requires daily settlement of variation margin representing
changes in the market value of each contract.
Futures contracts are valued at their quoted daily settlement prices. The aggregate settlement values of the contracts
are not recorded in the Schedule of Investments. Fluctuations in the value of the contracts are recorded as an asset
(liability).
Total Stock Market Index Fund
For personal use only
At March 31, 2016, the aggregate settlement value of open futures contracts and the related unrealized appreciation
(depreciation) were:
Futures Contracts
E-mini S&P 500 Index
E-mini Russell 2000 Index
E-mini S&P Mid-Cap 400 Index
($000)
Aggregate
Expiration
June 2016
June 2016
June 2016
Number of
Settlement
Unrealized
Long (Short)
Value Long
Appreciation
Contracts
15,328
957
240
(Short)
1,572,270
106,189
34,589
(Depreciation)
25,164
3,012
1,162
29,338
Unrealized appreciation (depreciation) on open futures contracts is required to be treated as realized gain (loss) for tax
purposes.
D. Swap Contracts: The fund has entered into equity swap contracts to earn the total return on selected reference
stocks in the fund's target index. Under the terms of the swaps, the fund receives the total return on the referenced
stock (i.e., receiving the increase or paying the decrease in value of the selected reference stock and receiving the
equivalent of any dividends in respect of the selected referenced stock) over a specified period of time, applied to a
notional amount that represents the value of a designated number of shares of the selected reference stock at the
beginning of the equity swap contract. The fund also pays a floating rate that is based on short-term interest rates,
applied to the notional amount. At the same time, the fund invests an amount approximating the notional amount of the
swap in high-quality temporary cash investments.
The notional amounts of swap contracts are not recorded in the Schedule of Investments. Swaps are valued daily
based on market quotations received from independent pricing services or recognized dealers and the change in value
is recorded as unrealized appreciation (depreciation) until termination of the swap, at which time realized gain (loss) is
recorded. A risk associated with all types of swaps is the possibility that a counterparty may default on its obligation to
pay net amounts due to the fund. The fund's maximum amount subject to counterparty risk is the unrealized
appreciation on the swap contract. The fund mitigates its counterparty risk by entering into swaps only with a diverse
group of prequalified counterparties, monitoring their financial strength, entering into master netting arrangements with
its counterparties, and requiring its counterparties to transfer collateral as security for their performance. In the event of
a counterparty’s default (including bankruptcy), the fund may terminate any swap contracts with that counterparty,
determine the net amount owed by either party in accordance with its master netting arrangements, and sell or retain
any collateral held up to the net amount owed to the fund under the master netting arrangements. The swap contracts
contain provisions whereby a counterparty may terminate open contracts if the fund's net assets decline below a
certain level, triggering a payment by the fund if the fund is in a net liability position at the time of the termination. The
payment amount would be reduced by any collateral the fund has pledged. Any securities pledged as collateral for
open contracts are noted in the Schedule of Investments. The value of collateral received or pledged is compared daily
to the value of the swap contracts exposure with each counterparty, and any difference, if in excess of a specified
minimum transfer amount, is adjusted and settled within two business days.
Total Stock Market Index Fund
For personal use only
Unrealized
Reference Entity
Ambac Financial Group Inc.
Ambac Financial Group Inc.
Empire State Realty Trust Inc.
SLM Corp.
Termination Date
4/6/16
4/12/16
5/11/16
6/16/16
Counterparty
GSCM
GSCM
GSCM
GSI
Notional
Floating Interest
Appreciation
Amount
($000)
3,749
1,246
15,002
25,869
Rate Received
(Paid)
(0.442%)
(0.440%)
(0.440%)
(0.432%)
(Depreciation)
($000)
(132)
17
723
1,364
1,972
GSCM—Goldman Sachs Capital Management.
GSI—Goldman Sachs International.
At March 31, 2016, the counterparty had deposited in segregated accounts securities with a value of $2,545,000 in
connection with amounts due to the fund for open swap contracts.
E. At March 31, 2016, the cost of investment securities for tax purposes was $306,814,961,000. Net unrealized
appreciation of investment securities for tax purposes was $113,333,185,000, consisting of unrealized gains of
$131,827,131,000 on securities that had risen in value since their purchase and $18,493,946,000 in unrealized losses
on securities that had fallen in value since their purchase.
(a) Certifications
VANGUARD INDEX FUNDS
By:
/s/ F. WILLIAM MCNABB III*
F. WILLIAM MCNABB III
For personal use only
CHIEF EXECUTIVE OFFICER
Date: May 18, 2016
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this
report has been signed below by the following persons on behalf of the registrant and in the capacities and on the
dates indicated.
By:
VANGUARD INDEX FUNDS
/s/ F. WILLIAM MCNABB III*
F. WILLIAM MCNABB III
CHIEF EXECUTIVE OFFICER
Date: May 18, 2016
VANGUARD INDEX FUNDS
/s/ THOMAS J. HIGGINS*
THOMAS J. HIGGINS
CHIEF FINANCIAL OFFICER
Date: May 18, 2016
* By:/s/ Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on April 22, 2014 see file Number 2-17620, Incorporated by
Reference.
CERTIFICATIONS
I, F. William McNabb III, certify that:
1. I have reviewed this report on Form N-Q of Vanguard Index Funds;
For personal use only
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a
material fact necessary to make the statements made, in light of the circumstances under which such statements were
made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects
the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls
and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over
financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and
have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed
under our supervision, to ensure that material information relating to the registrant, including its consolidated
subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is
being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to
be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in accordance with generally accepted accounting
principles;
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our
conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the
filing date of this report, based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during
the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the
registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed to the registrant’s auditors and the audit committee of
the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial
reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and
report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the
registrant’s internal control over financial reporting.
Date: May 18, 2016
/s/ F. William McNabb III
F. William McNabb III
Chief Executive Officer
For personal use only
CERTIFICATIONS
I, Thomas J. Higgins, certify that:
For personal use only
1. I have reviewed this report on Form N-Q of Vanguard Index Funds;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a
material fact necessary to make the statements made, in light of the circumstances under which such statements were
made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects
the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls
and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over
financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and
have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed
under our supervision, to ensure that material information relating to the registrant, including its consolidated
subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is
being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to
be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in accordance with generally accepted accounting
principles;
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our
conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the
filing date of this report, based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during
the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the
registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed to the registrant’s auditors and the audit committee of
the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial
reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and
report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the
registrant’s internal control over financial reporting.
Date: May 18, 2016
/s/ Thomas J Higgins
Thomas J. Higgins
Chief Financial Officer