Default Declarations
Investors Compensation Scheme - 28 August 1988 to 30 November 2001
Financial Services Compensation Scheme - 1 December 2001 to 31 March 2005
Name of firm
Date declared
Regulator
A & M Insurance Services
A A Herberts Consultancy Services Limited
A B and S Hill Insurance Services Limited
A C Jones and Partners
A Chapman, S Chapman & R Beresford-Lawson trading as Chapman
& Hutchins (Financial Advisors)
A E Chisham (Insurance) Limited
A F Anfilogoff trading as Special Needs Consultancy
A G Investment Life & Pension Bureau
A H Bell & Co (Financial Planning)
A Hardy Investment Consultants
A J Bekhor & Co
A J E Financial Services
A J Lees (Insurance Brokers) Limited (Subsequently known as
Lees No1 Limited)
A J Life Insurance Services Limited
A J Norman (Financial Services) Limited
A J Prior (Insurance Services) Limited (In Liquidation) (formerly A J Prior
(Insurance Brokers) Limited)
A J White & Associates Limited
A M Lubin & A Penn trading as APAL Financial Services
A P Black Limited
A P R Insurance Services
A R Financial Services
A R Hoskins & Co
A R O Foster Limited
A S Hagues Insurance Consultants
A T Jones
A W Knott Financial Services Limited
A & A Associates
A & E Insurance Brokers Limited
A A Johnstone Consultancy Limited
A D M (Associates) Limited
A L L Gladwell Insurance Consultants
AB Financial Services Limited (formerly AIB Financial Services Limited)
Abacas Investments Limited trading as Total Management
Abacus Advisory Services Limited
Abbey Associates (Finance & Consultancy) Limited
Abbey Financial Services
Abbey Independent Financial Management Limited
Abbey Insurance Services Limited
Abbot-Owen (Investment Services) Limited
A B C Financial Consultants
Aberconwy Insurances
Aberdeen Insurance Consultants Limited
A B S Argent & Associates Limited
Accord Financial Services Limited
Ace Financial Services Limited
Ackrill & Associates (Investment Management) Limited
Acorn Insurance & Mortgage Consultants
Acorn Mortgage & Insurance Brokers Limited
Actionline Financial Services Limited
Adams & Nevile Asset Management Limited
Adams West Insurance Services Limited (Formerly Adams West Insurance
Brokers Ltd, L A Adams (Medicare) Ltd, L A Adams (Financial Services) Ltd)
A D C Group Limited
01-Feb-00
03-Aug-98
10-Sep-98
21-Jul-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
30-Mar-95
08-Nov-00
01-Dec-93
14-Jul-99
23-Aug-04
31-Aug-99
01-Nov-90
15-Jul-99
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
TSA
FIMBRA
07-Nov-00
27-Jul-00
14-Jul-99
IBRC
FIMBRA
FIMBRA
17-May-01
14-Mar-00
01-Dec-93
06-Aug-97
28-Oct-97
22-Mar-00
06-Sep-95
16-Feb-05
15-May-00
31-Jul-01
29-Aug-01
05-Dec-90
02-Nov-99
07-Jul-00
11-Nov-97
29-Mar-99
08-May-00
26-May-99
28-Sep-98
07-Jul-00
27-May-99
29-Jan-99
05-Sep-02
11-Jun-99
19-May-99
23-Feb-99
22-Nov-04
24-May-95
01-May-90
25-May-00
15-Sep-00
01-Mar-92
21-Sep-99
10-Jun-99
13-Sep-99
IBRC
FIMBRA
FIMBRA
IMRO
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
Fimbra
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IMRO
30-Aug-01
29-Mar-94
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Adrian W Wright & Angus MacLeod, formerly trading as Pension Mortgage Plans
Advanced Financial Management Limited (In Liquidation)
Advice Investment and Protection Limited
Advizas Limited (formerly known as Towry Law Financial Solutions Limited
and Hogg Robinson Financial Services Limited)
AGL Life and Pensions Limited
Aiken & Higham Limited
Aimis Limited
Aintree Financial Services
Alan C S MacDougall, Esq
Alan Edward Westmorland Wood trading as Templeton Shaw & Partners
Alan Grieve & Macpherson
Alan Hall trading as A T A Financial Services
Alan Hughes trading as Ash Assurance Consultants
Alan J Davitt
Alan John Pearce trading as The Pearce Murphy Partnership
Alan Smith, Aston & Partners Limited
Alan Treharne & Co Limited
Alastair Mackay, Esq
Albany Insurance Brokers Limited (subsequently Albany Insurance
Services Limited)
Albany Street Properties Limited
Albion Independent Financial Services
Albion Management Services Limited (In Liquidation), formerly Albion
Investment Management Limited
Alcare Investments Limited trading as Highcare & General Services
Aldreds Financial Services Limited
Alec Sandford Insurance Services Limited
Alex Dega (Finance & Investment) Limited
Alexander Anthony Investments Plc (now Midland Investment Brokers plc)
Alexander Barclay Financial Services Limited
Alexander Burns (EDIN.) Limited
Alexander David (Financial Consultants)
Alexander Insurance Brokers
Alexander Lucas & Co Limited
Alexander Miller Formerly Trading as Alex Miller Life & Pensions
Alexander Securities Limited
Alexander Stronghold Financial Services Limited Previously
Stronghold Financial Services Limited
Alexian Associates
All England Insurance Consultants Limited
Allan Rowland Austin trading as Allan Austin Investment Services
Allandale Machin Insurance Services Limited (formerly Allandale
Machin Insurance Brokers Limited)
Allanna Limited trading as Allan's Financial Services formerly
A H Fortune Limited
Alliance Financial Planning Limited
Alliance Insurance Brokers Limited (Subsequently Alliance Insurance
Centres Limited and now Temseel Holdings Limited)
Allied Anglo Financial Services Limited
Allied Equity Limited
Allied Financial Limited (In Liquidation)
Allied Global Securities Limited
Alpha Life & Pensions Limited formerly Openspin Limited
Alpha Suisse Plc
Alphagold Financial Services
Alpington Insurance Consultants Co Limited
Altman Smith Financial Services Limited
Alton Associates
A M Global Financial Services (Croydon) Limited
Ambassador Financial Services Limited
Amicable Insurance Consultants
28-Feb-05
26-Feb-03
08-Mar-99
FIMBRA
PIA
FIMBRA
02-Aug-01
23-Feb-99
21-Dec-01
24-Nov-99
26-Apr-00
11-Jun-99
15-Feb-01
02-Mar-00
29-Jun-04
16-Oct-96
21-May-99
29-Oct-03
17-Feb-00
21-Nov-94
10-Sep-98
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
22-Aug-00
28-Feb-00
15-Sep-00
FIMBRA
FIMBRA
FIMBRA
30-Apr-03
13-Jul-99
08-Mar-04
22-Aug-00
07-Mar-05
22-Oct-04
01-Nov-99
12-Nov-03
07-Jul-00
30-Aug-00
01-Dec-91
24-May-04
01-Apr-91
PIA
FIMBRA
FIMBRA/PIA
IBRC
FIMBRA/PIA
PIA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
01-Sep-03
21-Jul-99
13-Mar-03
03-Dec-03
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
13-Feb-01
IBRC
23-Jun-99
03-Feb-93
FIMBRA
FIMBRA
12-Jul-00
27-Apr-00
01-Dec-88
12-Sep-02
01-Sep-99
17-Mar-99
22-Jun-00
10-Apr-00
21-Feb-03
02-Dec-04
28-May-99
01-Nov-91
30-Sep-99
23-Jun-99
IBRC
PIA
IMRO
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Amilcroft Insurance Brokers Limited (subsequently AIC Limited)
A M P Financial Services
Analysis Financial Services Limited
Anchor Financial & Insurance Services Limited
Anchor Insurance Brokers Limited
Anderson Brown (Life and Pensions Consultants) Limited
Anderson Insurance Services
Anderson Stokes Financial Services Limited
Andrew & May Insurance Services
Andrew Blackwood & Sarah Blackwood trading as Rosewood Consultants
Andrew Greenwood formerly trading as A Greenwood Insurances
Andrew Hayes formerly trading as Andrew Hayes Consultants
Andrew Holland Life and Pensions
Andrew Ingram Independent Financial Services
Andrew Peat Financial Consultants (U.K.) Limited
Andrew Pollard trading as Andrew Pollard Financial Services
Andrew Smith (Insurance Consultant) Limited
Andrew Weir Insurance Brokers Limited
Andrews Green Financial Services
Anglia Financial Planning Limited
Anglo Assurance Consultants Limited
Anglo Insurance Facilities Limited formerly known as Brian Wright
Insurance Services Limited
Anglo-Zurich Finance Company Limited trading as Canworth Financial Services
Anne's Company Limited formerly Flitwick Insurance Services Limited
Anthony B Powell Life & Pensions Limited
Anthony Bright formerly trading as Amenity Financial Services
Anthony Buckley trading as Carrington & Co Financial Consultants
Anthony C. Morris & Company
Anthony Geoffrey Slee & Beverley Ann Slee trading as T Slee Associates
Anthony Grey & Lesley E Grey trading as Tony Grey & Co
Anthony Howard Easton Formerly trading as Hatton Financial Services
Anthony Howard Limited
Anthony Ireland Esq
Anthony James Starkey trading as Hill Starkey
Anthony John Silk, Esq
Anthony Lyon formerly trading as Lyon Eaton Associates
Anthony R Johnson, Esq
Anthony Robertson formerly trading as Tony Robertson Insurance
Anthony Schembri trading as Sims Independent Financial Services
(Formerly Surrey Insurance & Mortgage Services)
Anthony Slade trading as Ashton Investments
Anthony Sumner Associates Limited
Anthony Trumble formerly trading as A B Trumble Esq Independent
Financial Intermediary
A P Insurance & Mortgage Services
A P B Hannaford Financial Services
A P D (Insurance Brokers) Limited
A P S Life & Pensions Limited
Aquila Financial Management
Aquilla Limited (Formerly known as Aquilla Insurance Brokers Limited)
Archer Murray Limited
Archibald Campbell trading as Campbell Cade & Company
Archie Crozier, formerly trading as Aslan Financial Services
Arena Financial Services
Armand Hobley Deceased, formerly trading as Armand Hobley & Company
Armstrong Associates (Financial Services) Limited
Arnold Long & Company Limited
17-May-01
20-Nov-96
26-Feb-98
30-Mar-01
07-Jun-01
22-Aug-00
21-May-99
26-Jul-04
12-Sep-00
17-Nov-00
30-Jul-04
27-Feb-03
27-Jul-99
11-Oct-01
08-Mar-04
28-Mar-96
27-May-99
13-May-03
07-Oct-92
23-Feb-99
25-Jun-99
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
PIA
02-Mar-00
29-Jun-04
22-Aug-00
27-May-99
20-Sep-02
21-Jul-04
14-Jul-99
01-Nov-95
21-Nov-94
24-Jan-05
01-Jul-92
29-Jan-99
01-Nov-91
11-Jun-99
06-Sep-02
14-May-99
26-Sep-02
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
08-Mar-04
28-Mar-96
03-Sep-99
FIMBRA
PIA
FIMBRA
07-Jun-01
15-Sep-93
11-Jun-99
16-Oct-03
24-Nov-99
10-Jun-99
29-Jun-00
10-Apr-02
15-May-02
07-Dec-04
09-Feb-00
21-Apr-04
12-Nov-99
06-Aug-04
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
PIA
FIMBRA/PIA /
IBRC
PIA
FIMBRA
FIMBRA/PIA
Aroskin Limited
Arrow Financial Services
Arrowhill Financial Planning Limited
06-Sep-99
17-Mar-99
22-Oct-04
Name of firm
Date declared
Regulator
Arrowings Limited
Arthur Cutler Formerly trading as A H Cutler Insurance Services
Arthur G Davis & Co ( Financial Services) Limited
Arthur G Davis & Co (Insurance Brokers) Limited
Arthur Plunkett trading as South Riding Insurance Services
Arthur Sims Financial Services
Ascotmace Financial Services Limited
Ashby & Thompson Registered Life & Pension Brokers
Ashford Parker Limited
Ashley Cottee Associates Limited
Ashton Insurance Consultants Limited
Ashwell Financial Planning Limited
Askham Financial Services (Humberside) Limited
Associated Financial Planning Limited
Associated Insurance Services Limited
Associated Life Limited
Associated Tax Planning Limited
Assurance Planning Services
Assured Asset Management Limited formerly Assured Asset Management PLC
Atlantic Business Associates Limited
ATP Enterprises Limited trading as ATP Insurance
Atticus Financial Services Limited
Atticus Trustees Limited formerly Bain Dawes Financial Services Limited
Audley James & Co Limited
Austen Young Insurance Brokers Limited
Austin & Vickers (Mortgage & Financial Services) Limited
Austin Hanway Limited
Avanish Sabharwal formerly trading as Avinash Kumar Sabharwal esq
Avon Associates (Life & Pensions) Limited
Avoncourt Insurance Advisers Limited
Axiom Financial Services
Aylesbury Associates
B & B Life & Pensions Limited
B & G M Pay Limited trading as P C F C Financial Services
B Adams (Financial Services) Limited
B G Moore Investment & Insurance Brokers
B L Harkness (formerly trading as Grange Financial Management)
B P Shaw (Insurances) Limited
B M T Gauson Financial Services
Backhouse Financial Planning Limited
Bailey Nicholls Limited
Baird & Davis (Insurance Brokers) Limited
Baker, Reeve & Company Ltd
Baldersons Financial Services Limited
Bale Financial Services (Life & Pensions) Limited
Ball Holme Financial Services Limited
Balmoral Financial Services Limited
Balstrawoods Limited
Banner Assurance Services Limited
Banstead Insurance Services Limited, formerly Banstead Insurance
Brokers Limited
Banwern Limited
Barber Hardy and Company (Financial Advisors) Limited
Barchington Securities Limited
Bargate Holroyd (Life & Pensions) Limited
Barkers Financial Services Limited
Barlanfin Limited Formerly Cameron McDonald (Financial Services) Limited
Barlanin Ltd (formerly Cameron McDonald Investment & Pensions Ltd,
C M (Investment Management) Ltd, Cameron McDonald (Asset Management) Ltd)
Barley Green Limited formerly Overton-Carroll (Financial Services) Limited
21-Dec-01
01-Nov-01
30-Jul-03
21-Feb-03
31-Jan-02
21-Dec-01
20-Jun-00
15-Feb-00
11-Jan-05
17-Sep-98
13-Jul-99
11-Jun-99
13-Dec-04
06-Aug-98
01-Mar-95
23-Feb-99
06-Nov-97
17-Mar-99
17-Jun-99
12-Jan-99
02-Nov-99
18-Apr-00
25-Nov-03
28-Mar-96
09-Sep-98
17-Dec-98
14-Jul-99
31-Jul-01
02-Jul-99
07-Jun-00
26-Nov-97
01-Mar-92
31-Mar-99
11-Jun-99
28-Sep-98
18-Feb-00
29-Jan-01
01-May-01
02-Sep-99
01-Nov-99
13-Oct-00
01-May-01
20-Dec-00
28-Feb-05
24-Nov-99
22-Nov-04
10-Sep-99
10-Jun-99
05-Feb-99
FIMBRA
FIMBRA
FIMBRA/IBRC
FIMBRA/IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
SFA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA/PIA
IBRC
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
22-Oct-04
10-Aug-04
26-May-00
09-Feb-00
25-Nov-03
10-Jun-99
19-Sep-01
IBRC/FIMRA
FIMBRA/IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
20-Dec-00
01-Nov-99
FIMBRA/PIA
FIMBRA
Name of firm
Date declared
Regulator
Barlglen Finance Limited
Barlow & Company
Barrie Dean and Company
Barron Insurance Services (Holdings) Limited
Barry Richardson trading as Barry C Richardson Insurance Services
Barry Wheelock & David Clark, formerly trading as Gunby Investment Services
Bartlett & Drew Limited
Bartlett Davies Bicks (Financial) Limited, formerly trading as Bartlett
Davies Bicks (Insurance Brokers) Limited and Bartlett Davies Bicks
24-Nov-99
19-Jan-98
31-Aug-99
03-Dec-03
06-Aug-04
16-Feb-05
27-May-99
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
07-Jan-05
Barum House Securities Limited (In Liquidation)
Barwells Financial Services Limited
Basegrowth Limited trading as Pro-tex
Basildon Financial Services Limited
Bateson & Payne (Life & Pensions Consultants) Limited (formerly
Bateson & Payne (Life & Pensions Brokers) Ltd)
Baymist Limited
Beauchamp - Knight Associates
Beaver & Partners Limited
Beddis Hobbs Investment Services Limited subsequently Draftdance Limited
Belgrave Financial Planning Limited (formerly Goulray Wolff Investment
Management Ltd and Coleridge Cole & Robertson Investment
Management Limited)
Belmont House Financial Services Limited, formerly known as Candytex Limited
Belmont Securities PLC
Belvedere Independent Financial Advisors Network Limited
Benchmarque Independent
Bennett & Ridge Limited
Bennetts Group Limited
Bentley Haig & Co Limited
Bentley Insurance Services (Life & Pensions) Limited
Bentley-Leek Financial Services Limited
Beresford
Beresford Financial Services Limited
Berkeley Acland & Co (Life & Pensions) Limited formerly Berkeley
Acland & Co (Life & Pension Brokers) Limited
Bernard Alec Read & Jean Lillian Read trading as B A & J L Read
Bernard Hanson trading as Hansons Insurance Advisory Service
Bernard Knope & Partners Limited
Bernhard Henry & Company
Berry Birch & Noble Financial Services Limited - in liquidation
Beryl Gillespie & Robert Goodhew formerly Gillespie) trading as
R B &G Computerised Mortgage Shop
Bevan Matthews Limited (In Liquidation)
Beverley Taxation and Insurance Services
B F S Independent Financial Advisers
B G C (Securities) Limited
Biggins Booth plc
Biggs Insurance Services Limited
Binding & Williams Associates Limited
Birch Securities Limited
Birchwood Insurance Services
Bird Potter Independent Financial Consultants
Bishops Financial Services Limited
Bishopscourt (BB&Co.) Limited
B J W Dollar trading as Wilmot Dollar Associates
Black Portch and Swain (Financial Services) Limited
Black Swan Financial Services Limited
Blackburn Insurance Services
Blade Investments plc
Blake Marston Priest Limited
Bliss Weinel Investment Management Limited
12-Sep-02
30-Sep-98
22-Mar-96
30-Aug-00
IBRC/PIA/
FIMBRA
SFA
FIMBRA
FIMBRA
FIMBRA
21-Dec-01
12-Jul-99
21-Dec-99
29-Mar-94
23-Feb-99
FIMBRA/PIA
FIMBRA
PIA
FIMBRA
FIMBRA
04-Oct-01
04-Jul-03
19-Dec-00
01-Mar-95
15-Jul-99
20-Mar-00
23-Jul-04
06-Nov-96
28-Sep-98
09-Feb-00
03-Sep-01
23-Jul-01
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
SIB
FIMBRA
FIMBRA
FIMBRA
FIMBRA
25-Nov-03
17-Nov-00
30-Aug-01
04-Oct-01
12-Jun-98
28-Jul-04
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
05-Jul-95
01-Oct-03
24-Feb-99
19-Apr-01
12-Jul-99
04-Nov-92
13-Jul-99
20-Jul-00
29-Jun-00
04-Dec-98
11-Oct-01
28-Aug-98
07-Mar-05
01-Mar-92
21-Dec-01
29-Feb-00
19-Apr-00
01-Feb-92
23-Aug-00
18-Nov-98
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
PIA
FIMBRA
FIMBRA
SFA
FIMBRA
FIMBRA
PIA
PIA
AFBD/TSA
FIMBRA/IBRC
FIMBRA
Name of firm
Date declared
Regulator
Bliss Weinel Limited
Bluestone Financial Services LTD (In Liquidation)
B L W Developments Limited (In Liquidation) formerly Wells Mortgage
& Insurance Brokers Limited
Blyden Limited trading as Towerhill Financial Services
Blyth McKenna Plc
B M F Financial Assurance Brokers
B M I Corporate Finance Limited
B M I Investment Management Limited
Bobetro Finance Company Limited
Bone & Company (International) Limited
Botham Independent Financial Services Limited
Bounty Financial Services Limited
Bournemouth Financial Services Limited
Bourne-Swann
Bourne-Swann & West Limited
Bowbanks and Field Limited
Bowers Cadle & Co Limited
Bowland Financial Management Limited (In Liquidation)
Boyton Financial Services Limited
Bracken Financial Services
Bradbrow (UK) Limited
Braddock De Beer Limited
Bradley Insurance
Bradstock Blunt (Scotland) Limited
Bradstock Financial Planning Limited (formerly Crossways Financial
Planning Limited)
Bradstock Financial Services Limited
Bradstock Insurance Brokers Limited (formerly Bradstock Blunt
(Northern) Limited)
Braeside Financial Services Limited
Bramley Associates Limited
Brand Financial Services Limited
Branson Lovell Financial Services
Branston & Gothard Limited
Brayne Whitehead
Breaks Hughes Life and Pensions Limited
Brian Agnew
Brian Backhouse (Life Insurance Services)
Brian Bamford Investment Services
Brian Charles Devoti trading as Mortgage & General Financial Services
Brian Ferris formerly trading as Brian J Ferris & Associates
Brian Foster and Associates Limited
Brian Hall Insurance Services Limited formerly Wood Green Insurance
Brokers Limited
Brian Harris formerly trading as B W Harris & Company
Brian J Stewart Insurance & Investment Services Limited formerly Brian
J Stewart Independent Financial Services Limited
Brian John Colome and Brenda Colome formerly trading as Colomer & Co
Brian Jones Financial Management Limited
Brian Kilkerr Insurance Services Limited formerly Place D'Or 39 Limited
Brian Leonard Clothier formerly trading as Rothgrove Financial Services
Brian Matthew and Partners
Brian Reeves (Financial Services) Limited
Brian Sloan trading as Brian Sloan Independent Financial Adviser
Brian Sutherland & Company
Brian Thompson, formerly trading as Brian Thompson Insurance Consultants
Brian Wright & Associates
Bridewell Insurance Bureau Limited
Bridford Life and Pensions Limited, formerly Stanford & Wood
(Life & Pensions) Limited
Bridge Financial Management Limited
21-Jul-99
16-Oct-03
FIMBRA
FIMBRA/PIA
05-Sep-03
28-Aug-98
07-Jan-99
19-May-99
13-Jul-98
01-Dec-97
13-Mar-02
24-Dec-04
01-Mar-99
12-Mar-99
11-Oct-04
12-Feb-01
27-Apr-00
16-Sep-02
01-Mar-89
29-Jun-04
04-Nov-99
23-Jul-01
22-Jul-01
28-Oct-97
14-Jan-99
22-Feb-02
FIMBRA/IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
IBRC
IBRC
FIMBRA/PIA
AFBD
FIMBRA/PIA
FIMBRA
FIMBRA
Fimbra
FIMBRA
FIMBRA
FIMBRA
27-Feb-02
04-Apr-01
FIMBRA
FIMBRA/PIA
22-Feb-02
13-Oct-98
28-Feb-00
05-Nov-97
18-Apr-00
06-Jan-99
09-Dec-99
29-Jan-99
11-Oct-01
01-Nov-99
01-Mar-95
02-Mar-94
07-Nov-02
01-Mar-95
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
SFA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/IBRC
FIMBRA
06-Dec-00
02-Aug-02
FIMBRA
FIMBRA
03-Sep-99
22-Jul-01
23-Aug-00
01-Mar-99
11-Oct-04
11-Jun-99
02-Jun-98
23-Feb-99
28-Jul-04
13-Dec-04
12-Sep-00
13-Oct-98
FIMBRA
Fimbra
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
IBRC
FIMBRA
23-Mar-05
21-Nov-94
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Bridge Insurance Services
Brierley Edmondson Limited (Formerly Drummond Naylor Limited)
Bright and Roberts Financial Limited
Bristol Enterprise Capital Limited formerly Regionlink Insurance &
Investment Brokers, last known as BEC (Bristol) Limited
Bristol Flyover Company Limited (formerly ABC Financial Advice Centre Limited)
Bristol Pensions Limited (In Liquidation) formerly known as RJ Shrubb
& Company Limited
Britannia Financial Services
Britannia Limited trading as Domino Financial Services
British Assurance Consultants Limited
Brittain & Booth Limited
B R L P Management Limited formerly known as Brett & Randall Life
& Pensions Limited
Broadguard Limited
Broadpulse Limited
Broadway Business Services Limited
Brockhill Financial & Insurance Services Limited
Brokeraid Limited trading as Morgan Associates
Brombard Investment Services Limited
Brookhouse Financial Services Limited (formerly Brookhouse Insurance
Brokers Limited subsequently Priory Park Insurance Services Limited)
Broomhead's Insurance & Financial Services Limited
Broughton Heyes Brokers
Brown Insurance Services Limited
Brown Investment & Pension Services
Bruce Widdowson Limited
Brunel Financial Consultants Limited
Brunning and Partners Limited
Bryan D Morris trading as Financial Planning Services
Bryanston Financial Services Limited
Brymaur Financial Services Limited
Buchanan Realisations Limited trading as Hutchison & Craft
(Life & Pensions) Limited
Buckingham Financial Services Limited
Buckingham House Financial Services Limited
Buckingham Personal Financial Planning Limited
Budd Hulbert Williams Limited
Bureau of Corporate & Executive Planning Ltd
Burlington Brokers
Burlington Financial Management Limited
Burlington Insurance Services Limited
Burnawn Financial Services Limited
Burnell and Company (Insurance) Limited
Burnetts Financial Services Limited
Burnham Insurance Services Limited, formerly Burham Insurance
Brokers Limited
Burns Crosson Limited
Bush Management Limited (formerly Federated Insurance Brokers Limited)
Bush Taylor & Partners 1983 (Investments)
Business Consulting Associates (Planning) Limited
Butler & Butler Financial Services (Butler Limited)
Butler Smith Holland Financial Services
Buttress Rubin Whiting Financial Services Limited (in liquidation)
Byram Associates Limited
Byron Millard & Cooper Limited, formerly Byron Robert & Co. Limited
C & S (Life & Pensions) Limited
C & T Services
C B Thomas Insurances
C Belfrey Limited, formerly Peter Williams Financial Services Limited
C D Strong Financial Services
C Daniel Limited trading as Chris Daniel Financial Services
08-Mar-99
30-Aug-01
17-Dec-98
FIMBRA
IBRC
FIMBRA
29-Jun-99
04-Jan-02
FIMBRA
FIMBRA
01-Oct-04
29-Jun-99
28-Aug-98
25-Jun-02
18-Mar-02
IMRO
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
10-Feb-03
08-Feb-00
27-Jul-99
05-Feb-99
10-Mar-98
11-Jan-94
09-Sep-92
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
23-Jul-01
13-Oct-00
14-Jan-00
22-Jul-98
23-Mar-00
03-Mar-00
29-Jun-99
01-Nov-99
03-Dec-98
21-Sep-99
04-Aug-00
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
08-Nov-04
29-Jun-98
25-Jan-01
18-Jun-04
21-Jul-99
29-Jun-04
01-May-03
11-Jun-99
19-Sep-01
28-Oct-98
10-Sep-98
23-Feb-01
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
22-Oct-04
01-May-01
01-May-01
01-Jul-03
09-Dec-99
28-Oct-97
28-May-99
20-Nov-96
25-Nov-03
23-Mar-05
11-Oct-04
01-Nov-99
14-Jul-99
22-Nov-04
20-May-99
19-Feb-01
IBRC
IBRC
IBRC
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
IBRC
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
C F Sullivan, Esq
09-Feb-00
C J St Clair (Life & Pensions) Limited
20-May-99
C Knight, J Taylor, P Skeels-Piggins & others trading as Tremaynes
Financial Services
05-Jul-95
C Derek Hellewell
23-Feb-99
Cable Insurance Consultants
08-Jan-02
CAC Financial Services Limited
12-Nov-99
Calcluth & Sangster Limited
08-May-00
Calder Kidsons Impey (Financial Services) Limited (formerly Calder
Kidsons Jess (Financial Services) Ltd & Kidsons Jess Financial Services Ltd)
31-Jan-02
Caldy Hills Limited
21-Feb-03
Caledonian Financial Management Limited
16-Jul-03
Caledonian Investments Limited
16-Oct-96
Caliburn Limited
01-Nov-99
Camberley Insurance & Mortgage Brokers Limited (Latterly known as
Stalham Financial Services Limited)
04-Apr-00
Cambrian Financial Services Limited
26-Jan-00
Camco Financial Services Limited
20-Dec-00
Cameron Law & Co Limited
28-Mar-96
Camlace Limited trading as J G Knibb (Life & Pensions)
03-Dec-98
Campbell Financial Services plc
10-Nov-98
Campbell Irvine (Financial Services) Limited
02-Jul-99
Campbell Renfield Limited
21-May-99
Caperhill Financial Services
23-Feb-99
Capic (Life & Pensions) Limited
07-Jan-99
Capital & County Life & Pension Consultants Limited
31-Mar-99
Capital Gains Corporation PLC
07-Apr-04
Capital Planning & Finance Limited- In Liquidation
11-Oct-04
Caradoc (Financial Planning) Limited
20-Dec-02
Carden Martin Limited
14-Jan-03
Carduc Robinson Limited Formerly Carduc (Insurance Brokers) Limited
19-Sep-01
Cardwell & Drew (Financial Services) Limited
07-Jan-02
Carl Bar Associates Limited
04-Dec-98
Carl Mingard Insurance Services
31-Mar-98
Carleton Consultancy Limited
23-Sep-98
Carlines Financial Services Limited
28-Aug-98
Carling Balmore Limited
31-Mar-99
Carlton Independent Advisers Limited
27-Jul-00
Carlton Life & Pensions Limited
26-Mar-98
Carlton Retirement Planning Limited
12-Jan-99
Carnforth Insurance Services Limited
14-Sep-99
Carrington Financial Management Limited
29-Apr-04
Carrington Independent Financial Advisors
19-Nov-98
Carson and Company Financial Services Limited
10-Jun-99
Carson Insurance Services
25-May-99
Castle Dyke Financial Services
09-Sep-92
Castle Financial Services (East Anglia) Limited:
09-Sep-92
Castle Mortgage & Insurance Services Limited
17-Jun-99
Castle Mortgage Centre
29-Jun-99
Castlegate Insurance Brokers (Reading) limited
20-Jun-00
Castlehill Financial Services Limited
17-Dec-98
Cathall Community Credit Union Limited
25-Mar-03
Cathedral Gate Consultants Limited
13-Oct-98
Cathedral Management Limited
16-Jun-98
Cavendish Financial Consultants Limited
14-Jan-00
Caxton Financial Services
24-Jun-99
Cedar House Consultants Limited
15-Jun-98
Celtic Cross Investment & Insurance Brokers Limited
31-Mar-99
Central Financial Services Limited
17-Jul-96
Centurion Financial Services
30-Apr-99
C G A (Trustee & Investment) Co Limited formerly CGA (Financial Services) Limited 15-Jul-99
C G S Insurance Services Limited
29-Jun-00
Regulator
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
SIB
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FSA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Chamberlain Marks Insurance Services Limited
Chambers & Buck Investment Management Limited
Chambers & Newman Financial Services Limited
Chambers and Buck Limited
Chancery Financial Management Limited
Chapel House Financial Consultants Limited
Chapel Mortgage Services formerly Miller Mortgage & Insurance Services Limited
Chapman and Stacey (Life & Pensions) Ltd (subsequently Chapman and
Stacey (Europa) Ltd)
Charles Bennett Financial Services Limited
Chartan Limited
Charter Financial
Chartered Financial Services Limited
Charterhall Associates
Charterhall Investment Services Limited
Charterhall Management Services Limited (In Liquidation)
Charterhouse Insurance Consultants
Chartertrack Financial Services Limited
Chartfield Financial Planning Services Limited
Chartfield Investment Management Limited
Chartwells Financial Services Limited
Chase Financial Services Limited
Chase Insurance Services
Cheshire Financial Management
Cheshire Insurance Brokers Limited
Childs & Company Limited
Childs (Life & Pensions) Limited
Chiltern Insurance Services Limited
Chris Hart Insurance Services Limited, formerly T C Bell & Co Limited
Chris McHugh & Co
Chris Shorrocks & Partners
Christchurch Financial Services Limited
Christie & Plumb Independent Insurance & Mortgage Consultants
Christopher Bosher & Company Limited
Christopher James & Partners
Christopher Nickolay formerly trading as Earthwork Financial Planning
Christopher Wesson formerly trading as Hazlemere Insurance Services
C I B Independent Limited
Citidesk Services Limited
City & County Financial Services
City & Provincial (Consultants) Limited
City and West End Pension Consultants
City Investment Brokers
City Investment Management Limited
City Monetary Services Limited
Clare Insurance Consultants Limited
Claremont Savile Limited
Clarendon (Independent Financial Advisors) Limited
Clarendon Holdings Limited (formerly Jennings Neale & Jay Financial
Services Limited)
Clark Conway Insurance Brokers Limited formerly Dutton & Clark Limited
Clarke & Company Limited
Classic Financial Solutions Network Limited
Clearlife Limited
Cleeves & Co Limited
Clevedon Mortgages (Life & Pensions)
Cleves Investments Limited
Clifton Financial Management Plc
Clifton Stockbrokers Limited (In Liquidation)
Clive Coverson and Martin Waite formerly trading as Devereaux Personal
& Corporate Financial Planning
Clive Fayers Financial Services Limited
28-Sep-98
25-Jul-94
24-Mar-98
03-Dec-98
03-Sep-97
14-May-96
14-Jul-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
13-Mar-01
08-Mar-00
07-Jan-00
02-Aug-99
01-Dec-93
06-Sep-99
12-Sep-02
03-Dec-03
07-Sep-99
22-Aug-00
15-Feb-00
10-Aug-99
01-Oct-04
01-Feb-05
23-Feb-99
31-Aug-99
12-Sep-00
27-Jul-99
01-Oct-04
11-Jun-99
02-Oct-02
01-Mar-92
19-May-99
29-Jun-99
09-May-00
21-May-99
10-May-00
12-Jan-01
25-Oct-01
22-Jun-00
31-Jan-02
23-Aug-00
10-May-01
09-Nov-98
22-May-00
26-Mar-04
10-Sep-98
22-Sep-00
06-Sep-95
28-Sep-99
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
13-Feb-02
16-Oct-02
18-Apr-00
28-Aug-98
14-Jul-99
05-Feb-02
15-Jan-02
01-May-91
21-Jul-99
15-May-03
FIMBRA
FIMBRA/PIA
IBRC
FIMBRA
PIA
IBRC
FIMBRA/PIA
FIMBRA
FIMBRA
SFA
01-Oct-04
06-Dec-95
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Clive Lewis Financial Services Limited
Clive Lewis formerly trading as Clive Lewis & Partners
CMB (Mortgage & Financial Services) LTD
CMS Associates Limited
Cobbold Roach Limited
Colebrook Macalister Financial Services Limited
Colegate Insurance Services Limited
Coleridge Cole & Robertson Limited
Colin Barber formerly trading as Colin Barber Mortgage & Insurance Services
Colin Blackmon trading as Colin Blackmon Insurance Brokers
Colin Edward Sturgess trading as C E Sturgess, Esq
Colin Jackson trading as Colin Jackson Financial Services
Colin James Foster Formerly trading as Colin Foster Insurance
& Mortgage Consultants
Colin M Harris Limited
Colin Richards Financial Services
Colin Stanton trading as Grosvenor Employee Benefits
Collegiate Investment Co Limited Formerly Collegiate Brokers Limited
Colne Financial Planning Services Limited
Comer & Phillips (Brokers) Limited
Comos Limited
Connaught Financial Services
Connaught Fine Limited
Connaught Swift Limited
Conquest Financial & Insurance Services Limited, formerly Conquest
Financial Services Limited
Consolidated Professional Advisors Limited
Conway Management Services
Cook & Smith (Insurances) Limited, subsequently G H Smith
& Associates Limited
Coombe Insurance (Services) Limited
Coombe Insurance Services LTD
Copeland Financial Services Limited
Cornerstone Estates
Cornish Financial Services
Corporate & Consumer Services (Life & Pensions) Limited
Corporate Financial Services
Corporate Investment Services Limited
Corporate Planning Limited
FIMBRA/PIA/FSA
Corrie Realisations Limited (formerly known as Kidsons Impey
Financial Services (Edinburgh) Limited)
County Financial Planners Limited
County Insurance Brokers
Court Management Services Limited
Courtenay Hall Associates Limited formerly J N Davidson
Insurance Services Limited
Courtier Lyndale
Courtier Lyndale Limited
Courtlets Insurance Brokers Limited
Courtney Hooper Jackson Limited
Courtney Investments and General Insurance Services Limited
Covey Insurance Services Limited
Cox Hepburn (Financial Services) Limited
Cox Lee Financial Services Limited
Craig Shackleton formerly trading as Craig Shackleson
Independent Mortgage & Insurance Services
Cranbrook Insurance Agencies Limited
Crawford Watson Consultants Limited
Cresta FFS Limited formerly Friar Gate Financial Services Limited
Critchley & Company
Cromwell Investment Management Limited
10-Jun-99
29-Jun-04
05-Mar-04
21-Nov-94
05-Aug-92
13-May-03
16-Oct-03
17-Mar-99
09-Dec-02
03-Jul-96
29-Jan-99
18-Nov-98
FIMBRA
IBRC
FIMBRA
FIMBRA
SFA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
23-Jul-01
03-Nov-04
09-Dec-99
19-Apr-01
23-Jul-01
19-Jun-97
22-Aug-00
28-Aug-98
21-Jul-99
15-Jul-99
19-Apr-01
FIMBRA
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
25-Nov-04
17-Jun-99
30-Sep-98
FIMBRA
FIMBRA
FIMBRA
23-Mar-05
20-Jul-04
24-Aug-04
30-Jun-97
04-Nov-92
23-Aug-00
19-Jan-00
12-Jul-99
28-Oct-97
23-Mar-05
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
21-May-03
17-Apr-96
08-Dec-04
28-Sep-99
FIMBRA
FIMBRA
IBRC
FIMBRA
24-Jun-99
01-Nov-01
24-Nov-99
25-Nov-03
29-Jun-99
03-Jul-96
10-Jul-98
07-Feb-02
14-Jul-00
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/IBRC
07-Sep-04
13-May-03
24-Jan-03
14-Sep-99
08-Jun-00
16-Oct-96
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
Name of firm
Date declared
Regulator
Cross & James Insurance Services Limited
Croston Farmer & Company
Crowley Financial Services Limited
Crownway Financial Services Limited
Crowther & Co
Croydon Branch Union of Communication Workers Credit Union Limited
Crumpsall Insurance Services Limited
Crundell & Hinkins Limited
Cunliffe (Life & Pensions) Limited
Currie & Baker Limited
Curtiss Associates
Cyril Wright Insurance Consultants
D & D Consultants (HITCHIN) Limited
D & H Henty (Life & Pension) Limited
D A Fitzgerald Associates
D A I Financial Services Limited
D A Mckenna (Insurance Services)
D B Rawlings & Co Limited
D C Insurance & Financial Services
D E & M J Limited formerly South Western Associates (Financial
Consultants) Limited
D H Farthing & Company Limited
D J Bromige & Partners Limited
D J Donaldson & Co
D J Donaldson Life & Pensions Limited
D J Roden
D Lacey-Hulbert trading as Money Flow
D M Conway Financial Services Limited
D M Weir trading as Douglas M Weir & Co
D W Thomas (Investments) Limited
D Willmott, J Lynas & C Scott trading as Charles Scott Life & Pensions
D G Stocker (Consultants) Limited
D Mcclarity & Company Financial Services Limited
D W Andrews Limited formerly David Andrews (Insurance Brokers) Limited
D'Arcy Financial Exchange Limited
Dale Sharman Investments Limited
Dales Insurance Brokers Limited (now Dalis Limited)
Dalston City Business Credit Union Limited
Dan Sherburn & Company
Danehill Investments Limited
Daniels Finance Limited
Daniels Financial Planning Limited
Darley Insurance Consultants Limited
Davenport Stoll Limited
David & David Financial Services Limited
David A. Bedborough
David Aaron Partnership, formelry David M
David Bodill Independent Financial Services
David Charles Thompson, Esq
David Cheeper Mortgage & Associated Services Limited
David Coakley Limited (in liquidation)
David Coupland and Michael Brown formerly trading as Deansgate Consultants
David Cowell & Company Investment Managemant International Limited
David Elwood & Company Limited
David Gee & Company (Investment Management) Limited
David Gibson trading as David Gibson Insurance
David Goldsborough (Insurance Brokers) Limited
David Hutchinson (Life & Pensions) Limited
David John Cotton (Deceased) trading as David Cotton & Company
David Leach Formerly trading as David Leach Life Pensions
Investment & Mortgage Consultants
David M Aaron (Personal Financial Planners) Limited- In Liquidation
15-Jun-98
21-Sep-01
05-Dec-97
28-Sep-99
01-Nov-91
15-Oct-03
24-Jan-05
21-Apr-04
21-May-01
07-Feb-02
13-May-99
21-Dec-99
19-Sep-01
11-Jun-99
12-Aug-99
26-Mar-01
22-Nov-04
08-Mar-99
02-Mar-00
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FSA
FIMBRA
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
19-May-99
10-Sep-98
28-Sep-99
21-Jul-03
31-Jul-00
08-Mar-00
04-Aug-93
27-Jul-99
29-Mar-93
07-Jul-93
17-Aug-94
21-Dec-01
25-Sep-04
12-Nov-99
07-Jan-99
23-Aug-04
20-Sep-00
14-Jan-04
15-Apr-99
23-Jun-99
26-May-99
16-Mar-00
29-Jun-04
22-Jan-01
05-Sep-02
30-Jun-99
15-Dec-04
01-Mar-99
20-Jul-00
31-Jan-02
02-Jun-93
29-Oct-03
30-Aug-01
28-Feb-00
28-Sep-99
22-Jul-02
21-Dec-01
07-Jul-00
20-Jul-04
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FSA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
PIA
FIMBRA/PIA
FIMBRA
SFA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
25-Oct-01
15-Dec-04
FIMBRA
FIMBRA/PIA
Name of firm
Date declared
Regulator
David Mark Ogden trading as Futures
David Mathieson Life
David Matthews formerly trading as D C Matthews Insurance Consultants
David Mills and Beryl Barnard formerly trading as David R Mills
David Nash & Co Limited
David Neil Associates Limited
David O'Keeffe Formerly Trading as Grays Inn Financial Services
David Pawsey Formerly trading as Richmond Financial Services
David Rich Financial Services Limited
David Samuels and Deanna Samuels formerly trading as Future
Needs Planning
David Sheppard (Insurance Brokers) Limited
David Stanley trading as Saxon Associates formerly Telford
Independent Financial Services
David Townsend formerly trading as DFS Lifestyles
David Victor Northam, Raymond George Binge & David Ernest
Wiltshire trading as Northam Binge Partners
David Weathersby Insurance Services
David White (Insurance Services) Ltd (formerly David White
(Insurance Brokers) Limited)
David William Downes formerly trading as Alpha Insurance
David William Nason formerly trading as Tarnwood Insurance Brokers
David William Pollock and Patricia Woodcock trading as Monks
Financial Services
David Williams, Martin Chidley, Leslie Smith, Kevin Davies, Garfield Lewis,
Christopher Hemmings, Leslie Hill, John Ford, formerly trading as
Tudor House Financial Services
David Worth & Company Limited
Davidson Adam Limited
Davies Associates Limited
Davies Dickens & Slocombe Financial & Insurance Services Limited
Davies Wagh Limited
Davinder Chagger trading as The Mayfair Group of Financial Services
Daviot Finance Limited
Davis Lawson
Dawson David Financial Services Limited
D B R N Limited
D D M Financial Services Limited (formerly DDM Property Services
Limited & latterly known as Matbarn Limited)
Dealshore Limited
Dean Magna
Deane Financial Services
Deaville Hart & Company (Life & Pensions)
De-Bema (Financial Management) Limited
Debrasco & Company Limited
Decas Associates (UK) Limited
Dee Financial Services Limited
Delta Insurance Brokers
Delta Insurance Consultants & Mortgage Brokers
Denave Financial Services Limited
Denis Dale Greaves
Denis Johnson trading as Johnson Financial Services
Denson Rock Financial Services
Denver Associates Limited (formerly J.Trevor Financial Services Limited)
Derek & Jill Bradley formerly trading as Bradley & Associates
Derek Edward Corbett trading as Premier Asset Management
Derek Gilchrist Financial Services Limited
Derek Huxtable
Derek Lloyd & Maureen Lloyd trading as Lloyd & Company (Securities)
Derek Neville Oldham trading as Oldham Mortgage Consultants
Des Mace (Financial Consultants) Limited
Des Mace and Company
04-Nov-92
30-Sep-98
11-Feb-02
20-Dec-00
08-May-00
14-Jul-99
26-Feb-04
25-Oct-01
11-Jun-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA/PIA
FIMBRA
FIMBRA
20-Sep-02
04-Oct-01
FIMBRA/PIA
FIMBRA/PIA
05-Mar-99
08-Jun-01
FIMBRA
FIMBRA
02-Nov-94
15-Jul-99
FIMBRA
FIMBRA
17-Nov-00
25-Oct-00
20-Sep-00
IBRC
FIMBRA
IBRC
06-Aug-04
FIMBRA
17-Dec-04
29-Mar-93
12-Nov-03
28-Nov-00
05-Sep-03
22-Oct-04
12-Jul-99
23-Aug-04
15-Oct-02
21-Oct-03
06-Sep-95
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
PIA
FIMBRA/PIA
FIMBRA
IMRO
26-Sep-00
01-Mar-95
11-Oct-01
23-Jun-99
29-Jun-98
20-Nov-96
19-Sep-01
25-Nov-03
18-Nov-98
23-Apr-01
20-May-99
28-Sep-99
01-Jul-90
16-Oct-00
15-Feb-00
04-May-00
20-Dec-02
21-Dec-94
29-Sep-98
26-Mar-01
19-Oct-94
20-Jan-99
02-Mar-94
14-Jul-99
FIMBRA
SFA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Diameter Stockbrokers Limited
Diamond Group Financial Management Limited (Formerly The Pension
Company Limited)
Diamond Group Independent Financial Advisors Limited
Direct Line Finance
D J D Financial Services Limited
D J R Financial Services
D M Financial Consultants Limited
D M C Insurance Brokers Limited
Dobson & Company (Mortgage Investments) Limited
Dominion Investment Management Limited
Donald Cameron, Esq
Donne Insurance & Financial Services Limited
Donnellsons Minerva Financial Services Limited (In Liquidation)
Dormland Limited formerly Oughtered & Harrison (Insurance) Limited
Dorset Insurance (Consultants) Limited formerly Ashford Insurance
Brokers Limited
Dorset Insurance Consultants Limited
Dorward Gray Limited
Douglas Financial Brokers Limited
Douglas Gunn Insurance Services
Douglas King Financial Services Limited (formerly Douglas King
and Company Ltd)
Douglas Telfer formerly trading as Mitchell Telfer Insurance Bureau
Doverose Limited trading as Riches & Co
Dowen Investment Management (Northern) Limited
Downes Marshall Limited
Downing Banks Limited
D P H R Limited
D P R Financial Services Limited
Drewe Lacey Financial Planning Limited
Drink Palace Limited formerly The Independent Financial Management
Group Limited
Drinkcraft Limited (formerly Robinson Leslie Limited)
DS Insurance Services
DSI Financial Consultants Limited
Du Bara Investments Limited
Duchy Investment Services
Dudley Estate (Newcastle) Credit Union Limited**
Dunbar Boyle & Kingsley Limited
Dunbartonshire (Solicitors) Estate Agency Limited
Dunsdale Securities Limited
Dunstable Insurance Bureau
Dunton Financial Management
Duntons Limited
Durwen Group Limited
Dyer Bussey Associates Limited
E & D Pringle Financial Services
E & P Consultants Limited
E C R Financial Services Limited
E D Kerry Financial Services
E J Collins & Co Limited
E J Kirk & Compamy Limited
E J McCann (Brokers) Limited
E K Financial Services Ltd
E L Raby (Life & Pensions Consultants) Limited
E Morgan Insurances Limited
E W Cooper & Sons formerly Davidson Cornell (Life & Pensions) Limited
E S Insurance Services Limited
Earl Financial Management Limited
Earl Kenneth Derrick, formerly trading as Earl Derrick Consultancy
Earlforth Limited
01-Aug-91
SFA
28-Nov-00
22-Jun-00
30-Apr-99
29-Jun-00
27-Jul-00
28-Mar-96
05-Sep-02
21-Apr-04
10-Jun-99
05-Nov-99
29-Jun-04
28-Nov-00
07-Sep-04
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
IBRC/PIA
09-Dec-03
30-Sep-98
08-Mar-00
07-Oct-98
23-Apr-99
IBRC
FIMBRA
PIA
FIMBRA
FIMBRA
24-Jul-03
25-Apr-03
28-Nov-00
23-Feb-99
06-Aug-04
04-Nov-92
17-Sep-98
15-Sep-00
27-Jul-99
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
12-Jul-99
26-May-00
08-May-00
14-Jul-99
28-Mar-96
12-Jul-99
14-Jan-04
06-Jul-04
25-Mar-97
01-Jul-90
08-Mar-99
06-Jan-99
18-Jun-99
03-Jul-97
04-Nov-97
24-Jun-99
28-Sep-00
05-Apr-04
27-Jun-00
01-Apr-89
24-Aug-04
01-Jul-91
31-Jul-03
11-Jun-99
30=Aug-00
28-Feb-00
08-Mar-00
12-Mar-99
05-Jan-05
22-Nov-04
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FSA
SFA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
TSA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Earlham Financial Services Limited
Earthhawk Limited trading as Nicholas Phillips & Company
East Asiatic Insurance Services (UK) Limited, formerly East Asiatic
Insurance Brokers (UK) Limited
East of England Insurance Brokers Ltd
East Sussex Brokers
East Sussex Finance & Insurance Services Limited
ECIB Limited formerly called E C Insurance Brokers Limited
ECS Associates formerly Employee Counselling Services Limited
Edgar W Morgan (Insurance Brokers) Ltd, now Edgar W Morgan Limited
Edgar W Morgan Insurance Brokers Limited
Edgbaston Insurance Services Limited
Edwin Hodgson Limited (in Liquidation)
Edwin James & Partners Limited
Edwin James (Birmingham) Limited
Edwin James Limited
Eileen Davison formerly trading as Eileen Davison Mortgage And
Financial Advice Centre
Elkan & Barry Simons Limited
Ellam & Company
Ellastone Plc
Ellesmere Braid (Life & Pensions) Limited
Ellis Blaker And Company Limited (in Liquidation)
Elmsley Douglas Barrett trading as Beechcroft Insurance Brokers
Elsdon Investments Limited formerly Spencer Thomas Limited
Ember Financial Services Limited
Embery Gillespie Limited, formerly Neville A Barker (Life & Pensions
Consultants) Limited
FIMBRA/PIA/FSA
Employee Credit Union (Luton Borough Council) Ltd
EMREM Limited trading as J H S Insurance Consultants
EMS Insurance, Mortgage & Financial Services
Enterprise Financial Services Limited
Eresko Limited
Eric Caley Financial Services
Eric Frederick Jowett, Esq
Eric Gary Fyles, trading as Brighthelmstone Associates
Eric Gifford trading as Investment & Mortgage Centre
Eric Hilton and Dorothy Hilton formerly trading as M & E Investments
Eric Williams formerly trading as Williams Insurance Consultants
Ernest Bertie Financial Services Limited
Ernest Black (formerly trading as Newport Black)
Errolgrange (Insurance & Mortgage Brokers) Limited
Eskay Enterprises Limited trading as Eskay Financial Planning
Essex & Sussex Financial Services Limited
Essex County Insurance Services (Leigh-on-sea)
Estuary Financial & Commercial Limited
Etonheath Limited
Euan Wallace And Partners (Financial Services) Limited
Eugene Morgan Insurance Services Limited
European Insurance Brokers Limited, in Liquidation, formerly trading
as Davidson, Clifford & Company Limited, also formerly known as
Penge Investments Limited
Evans & Co
Evans & Rowe (Life & Pensions) Limited
Evanwood Investment & Mortgage Brokers
Event Financial Services
Evergreen Financial Services
Exchange House Financial Services
Exchequergate Limited
Executive Asset Management Limited
Executive Financial Services Limited
02-Jul-99
09-Jan-01
FIMBRA
FIMBRA/PIA
08-Nov-04
25-Oct-01
07-Apr-04
13-Jul-99
10-Feb-03
19-May-99
01-May-01
30-Apr-98
16-Jun-92
27-Jan-05
28-Oct-97
27-Nov-98
23-Feb-05
IBRC
IBRC
IBRC
PIA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
06-Jul-01
21-Dec-01
12-Jul-99
03-Mar-00
07-Jul-00
10-Apr-02
05-May-93
25-Nov-03
29-Oct-03
FIMBRA/PIA
FIMBRA
FIMBRA
SIB
FIMBRA
FIMBRA/PIA
FIMBRA
IBRC
FIMBRA
21-Feb-05
15-Sep-04
19-May-99
30-Jun-00
18-Nov-98
15-Jul-99
04-Dec-98
15-May-00
25-Nov-04
02-Mar-94
30-Aug-01
15-Aug-02
28-May-03
13-Mar-01
03-Dec-98
10-Mar-98
01-Oct-99
01-Nov-01
03-Sep-99
17-Dec-98
11-Jun-02
01-Feb-92
FSA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
30-Nov-04
23-Feb-99
23-Feb-99
27-Jul-99
29-Aug-01
25-Jun-02
30-Sep-99
10-Jun-98
07-Jan-99
30-Jun-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Expatriates Executive Consultancy Limited
F E Wright (Norht West) Limited
F M Mackinnon & Company Limited
F M Welford trading as Didcot Insurance Services
F S Lamb & Company Limited
Fairbairn Financial Services Limited
Fairchilds Limited
Fairhaven Investment Services
Fairlawn Insurance Consultants
Fairswan Credit Union Limited
Fairweather Insurance Services (Life & Pensions) Limited
Family and Business Insurance
Farndale Hammond Life & Pension Services Limited
Fastlend Limited formerly Fintax (UK) Limited
FCC Insurance & Financial Services Limited
FDW Financial & Insurance Services Limited
Felman Saunders Limited
Fennessy Limited
Ferris & Culverwell (Insurance Brokers) Limited
Fielding & Co Limited
Fielding Mann(Financial Services)Limited (now FMFS Limited)
Fields & Co (IB) Limited formerly Fields & Co (Insurance Brokers) Limited
Fife Properties
Financial & Broking Services Limited
Financial & Management Services (Wales) Limited - In Liquidation
Financial Advice Centre (Helensburgh) Limited, formerly known as
Douglas Buchanan Savings Life & Pensions Limited
Financial Advisory Bureau
Financial Alternatives Limited
Financial Management and Training Limited
Financial Management International Limited
Financial Services Centre
Finaplan
Finchley Independent Financial Advisers
Findley Insurance Brokers Limited
Finlow Clarke & Co Limited
Finnan and Company Limited
Finsmort Limited
11-Aug-99
09-Nov-01
22-Nov-04
20-Sep-95
23-Apr-99
22-May-03
21-Feb-03
13-Oct-99
01-May-01
25-Mar-03
30-Apr-99
05-Jul-99
05-Aug-99
24-Nov-99
02-Dec-03
19-May-99
05-Mar-99
14-Jul-99
30-Mar-98
01-Mar-95
06-Jul-01
29-Oct-03
07-Jul-00
11-Aug-03
03-Dec-03
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FSA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
SFA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
03-Nov-04
23-Jun-99
28-Feb-00
23-Mar-05
28-Mar-96
27-Jan-98
31-Mar-00
19-Jan-00
16-Mar-94
29-Mar-94
16-Oct-03
07-Jun-01
Firm Investments Financial Services
First Charter Investment Management Limited
First Choice Advisers Limited
First Equity Financial Services Limited
First Euro Limited (In Liquidation)
First European Investment Corporation Limited, formerly Futures
And Options Trading Advisory Services Limited
First Hamblin (Financial) Limited
First Somerville Property & Investment Company Limited (In Liquidation)
FirstCity Professions Limited
Fiscal Marketing Limited
Fisher Prew-Smith Financial Services Limited
Flagship Financial Services Limited
Flexible Investment Planning Limited
Ford and James Limited
Foregate Investment Advisers Limited
Forestclaim Limited (formerly Care-Taker Consultants Ltd)
Forshaw Watson Financial Management Limited
Forshore Limited
Forth & Clyde Insurance Services Ltd
Forthill Investments Limited
Fortune Securities Limited
Forum Financial Services Limited
05-Oct-94
17-Oct-95
24-Mar-98
06-Dec-95
12-Sep-02
FIMBRA/PIA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA /
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
10-Oct-03
12-Jul-99
26-Feb-04
13-Oct-98
06-Aug-04
01-Oct-91
21-Apr-04
30-Sep-99
17-Mar-99
13-Mar-03
13-Mar-01
21-Dec-99
10-Sep-98
13-Feb-01
30-Nov-99
03-Jan-01
25-May-99
SFA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/IBRC
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Fox Milton & Co Limited
Foxhill Life & Pensions Limited
France Medcalf Limited
Francis Binding formerly trading as Binding Morgan Phillips
Francis Moran and Carol Moran trading as FJM Insurance
& Financial Services
Frank Anderton (Deceased) and Glenn Williamson formerly trading as
Frank Anderton Insurance Consultants
Frank Hine & Company Limited
Frank Swan formerly trading as Frank Swan Brokers
Frank Wavish Insurance
Franklin & Russell (Insurance Consultants) 1966 Limited, formerly
Franklin & Russell (Insurance Consultants) Limited
Fraser Clark (Life & Pensions) Limited
Fraser Financial Advisors Limited
Fraser Insurance Services Limited
Frederick Corp and Timothy Russell trading as Russell-Corp Associates
Frederick Mark Hunt trading as Hunt Financial Services
Frederick Miles trading as Frederick Miles Financial Services,
formerly Parkin Westbury Financial Services)
Freelance Financial Planning
Freelance Independent Financial Consultants
Freeway Financial Services Limited
Friarwood Financial Consultants Limited
Fullbrooks Limited (In Liquidation)
Fund Watch Limited
Furness and Liddiard (Insurance Brokers) Limited
Future Mortgage & Financial Services Limited
G & J Associates Limited
G A Boston Insurance Brokers Ltd (formerly Neville Insurance Brokers Ltd)
G D McNeil & Company Limited
G F Thompson & CO (Insurance) Limited formerly Chestertons
Insurance Consultants Limited
G H Chapman Financial Consultancy
G H Freeman (Financial Services) Limited
G J Cross and Company (Life & Pensions)
G M Clasper, Esq
G M Hopkins & Partners Mortgage & Financial Services
G N Bishop Financial Services Limited
G P Turner Financial Services Limited Formerly G P Turner
(Life & Pensions Brokers) Limited
G R Cooke & Associates Limited
G S (1994) Ltd formerly Grimston Scott Limited
G S Insurance Brokers Limited (subsequently GSI (Investments)
Ltd and Micronorth Ltd)
G T Mortgage Services Limited
G Temperley (Insurance Services) Limited
G W Ellis Financial Services
G W Ford (Insurance Brokers) Limited
G W Humphrey
Gale & Son Financial Services Limited
Gardner Financial Planning Services Limited
Gardner Mountain Financial Services Limited
Gardner Watts Consultants Limited
Gareth Helps formerly trading as Gareth Helps Financial Services
Gareth Jones and Company Limited
Garner Gay and Company Insurance Consultants Limited
Garrett Son and Flowerdew Limited
Garvon Financial Services Limited
Gary Francis Baker trading as Gary F Baker & Company
Gemini Business Consultants & Services Limited
General Pensions Services Limited
01-Mar-89
08-Jun-00
10-Apr-02
18-Sep-02
TSA
FIMBRA
FIMBRA/PIA
FIMBRA
23-Jul-01
FIMBRA
26-Feb-04
26-May-99
17-Jan-02
27-May-99
FIMBRA
FIMBRA
FIMBRA/IBRC
FIMBRA
22-Nov-04
28-Sep-98
13-Mar-01
12-Sep-02
19-Dec-00
28-Aug-98
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
11-Oct-04
27-Jun-00
17-Jun-99
23-Aug-04
21-Jul-99
09-Dec-03
26-Jun-98
01-Oct-04
28-Aug-98
09-Nov-01
30-Aug-00
29-Aug-01
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
IBRC
09-Dec-03
18-Apr-00
14-Jan-99
28-Sep-99
28-Feb-00
17-Dec-99
27-Nov-01
FIMBRA/IBRC
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
18-Dec-03
23-Mar-05
14-May-99
FIMBRA
FIMBRA/PIA
FIMBRA
03-Sep-01
13-Oct-04
13-Oct-99
11-Sep-00
02-Mar-00
12-Jun-02
22-Oct-04
07-Jul-00
18-Jul-03
20-Jul-00
22-Jan-01
18-Dec-03
11-Jun-99
25-Jan-01
12-Jun-98
06-Sep-95
20-Sep-00
04-Jan-00
IBRC
FIMBRA/PIA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA/IMRO
FIMBRA /PIA
FIMBRA
FIMBRA/PIA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Gentra Financial Services Limited previous name Roy Trust Financial Servcies
Geoff Edmunds (Financial Adviser)
Geoffrey Britton (Investments) Limited
George Budd, formerly trading as George Budd Financial Services
George Gray Financial Services
George Ilko trading as Ilko Financial Services
George Marlow Insurance Services
George Myatt & Company Limited
George Myatt & Company Limited
Gerald Bolton formerly trading as G W Bolton Insurance Brokers
Gerald Earle formerly trading as Gerald A Earle ESQ
Gerald Huxley & Company (Financial Services) Limited
Gerald Probert (Financial Services) Limited formerly Gerald Probert Limited
Gerald Standley formerly trading as Cathedral Life & Pensions
GFS Financial Management Limited
Gibbons and Company
Gifford & Co (Bath)
Gilbert Laycock & Partners Limited
Gittins Ashby & Cohen
Glen Fisher trading as as Glen Fisher Insurance Consultants
Glenborough Insurance Services Limited
Glendevon Properties Limited trading as Glendevon Financial Services
Glenny Financial Services Limited
Globe Insurance Brokers Limited
Glynns (Financial Services) Limited
GMP Financial Management Limited
Goldcrest Asset Management Limited
Goldcrest Associates Limited
Golden Valley Finance & Insurance
Golding & Partners Limited (subsequently Johnson Fry Financial
Planning Limited)
Goodrham Edwards Insurance Consultants
Goodwin Reoch Insurance Brokers Limited
Gordon Haigh Insurance Brokers Ltd (now Gordon Haigh Insurance
Consultants Ltd)
Gordon Laugusthton trading as Laugusthton Dollar (South East)
Gordon Macrobin (Insurance) Limited
Gordon Paul & Webber
Gordon Pettie Investment Services Limited
Gordon Robinson & Partners
Gordon Westcott formerly trading as Royce Lloyd Wescott
Gorrill Maule-Oatway & Company Limited
GPA Insurance Services
Graeme Openshaw Insurance Services
Graham Brown Financial Planning Services Limited
Graham Marshall, Esq
Graham Smith Insurance Services Limited
Graham Wilson & Company Financial & Insurance Services
Grahame Robert Hopper Formerly trading as Grahame R Hopper & Co
Grant Hayes Limited
Graysons Insurance Consultants (Life & Pensions) Limited
Greenall Mooney & Company
Greenan Investment Management Limited
Greendale
Greenleaf and Company Life and Pensions
Greenridge Barron Limited
Greville Baylis, Parry (Financial Planning) Limited
Greystone Investments Plc
Griffin Financial Services (Cheltenham) Limited
Grimley Treen & Company Limited
Grosvenor (Insurance Consultants) Limited
Grosvenor Finance North West Limited, trading as Grosvenor Associates
04-Dec-98
12-Mar-98
13-Jul-99
22-Nov-04
26-May-99
15-Feb-95
17-Jun-99
18-Mar-03
08-Nov-04
15-Jan-02
09-Oct-02
08-May-00
07-Jan-99
21-Dec-01
16-Oct-96
12-Aug-99
18-Apr-00
03-Dec-03
11-Aug-99
06-Dec-95
30-Aug-01
01-Dec-97
23-Nov-01
17-Dec-99
12-Mar-99
24-Nov-99
05-Dec-97
16-Dec-92
12-Jul-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
IBRC
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Fimbra
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
29-Aug-01
28-Sep-99
01-Dec-97
FIMBRA
FIMBRA
FIMBRA
17-May-01
16-Feb-94
25-Jun-02
25-Mar-99
19-Sep-01
08-May-00
25-Oct-01
09-Jun-00
23-Apr-99
11-Mar-99
22-May-00
30-Nov-99
15-Sep-00
27-Jul-99
18-Dec-03
12-Aug-99
22-Aug-00
26-Jun-02
01-Apr-89
10-Oct-97
11-Mar-99
31-Mar-99
08-Dec-98
01-Mar-99
29-Jan-99
27-Jul-99
01-Sep-99
22-Nov-04
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Grove Insurance (Bedford)
Grove Insurance Services
Guardian Financial Consultants Limited
Guardian Independent Public Limited Company
Guide Pensions & Insurances Limited (subsequently Dot Com Pensions
& Insurances Limited)
Guide Post and Scotland Gate Credit Union Limited
Guisborough Management & Financial Services Limited
H & S (Life & Pensions) Consultants
H A Financial Services (South West) Limited
H A Outhwaite Financial Services Limited
H B Financial Services Limited
H B Sugden & Co Limited (subsequently Morgan Roberts Insurance
Services Limited)
H Connew (Financial Planning) Limited
H G Walters (Financial Services) Limited
H J L Stallard & Co Limited
H Moss Insurance & Mortgage Services
H O Cheeseman and Associates Limited (In Liquidation)
H R Wilson & Partners Limited
H N J Limited formerly Jeffrey N. Herdman Financial Services Limited
H G. Assurance Consultants
H Steward Lamb Limited
Hadfield Life and Pensions Limited
Hadley Cannon Limited
Hafeez Associates Limited
Hale Investments Limited trading as Hale Mortgage Life & Pension Services
Halewood Financial Services
Halewood Financial Services Limited
Hallcross Life & Pensions Limited
Hallfield Investment Management Limited
Hallpage Limited trading as Argus Services
Halpern & Woolf Financial Services Limited
Hamden Life & Pensions Company Limited
Hamilton & Charles Limited
Hamilton House Associates Limited
HANDF Limited
Hankey Richmond Financial Services Limited
Hannam Hatton Associates
Hanover Druce Financial Services Limited
Hanover Druce Insurance Services Limited
Hanover Park Financial Services Limited
Hanson & Robertson (Life & Pensions) Limited (In Liquidation)
Hanson Goulding & Company (Life & Pensions) Limited
Hanson Securities (Financial Services) Limited
Hardwick Investment Management
Harecombe Financial Services Limited
Harmont Investment Management Limited
Harold Gibson (Life Pensions & mortgages) Limited
Harold Green Associates Limited
Harold Wynne (Life & Pensions) Limited
Harrington Pickles (Life & Pensions) Limited
Harrison Hood & Co Limited
Harrow Finance Mortgage Services Limited, formerly In Liquidation
Harry Gregg & William Brown formerly trading as H Gregg
& Company Insurance Consultants
Harry Hewitt, Esq
Hart & Company (Mortgages) Limited
Hartley Baines Limited
Hartley Pensions Management Services Limited
Hartley Ward Limited
Hartley Woollard Investment Managers Limited
23-Aug-00
11-Apr-00
21-Dec-99
01-Oct-04
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
13-Feb-01
19-Mar-03
16-Mar-94
17-Dec-99
28-Aug-98
24-Nov-99
01-Oct-04
FIMBRA/PIA
FSA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
01-May-01
21-Dec-01
17-Jun-99
29-Mar-00
19-Mar-02
30-Jul-03
05-Jan-05
03-Sep-99
21-Dec-01
03-Jul-98
01-Nov-99
13-Jul-99
01-Oct-04
01-Sep-99
10-May-01
13-Jul-99
28-Sep-99
23-Jul-01
08-May-00
24-Jul-98
12-Feb-01
27-Mar-03
01-Jul-91
08-Nov-04
09-Jul-04
15-Jul-99
01-Mar-95
28-Feb-05
22-Nov-04
14-Jan-04
23-Aug-00
16-Feb-05
31-Jan-01
14-Jan-99
07-Dec-94
30-Aug-01
27-May-99
30-Mar-95
19-Oct-94
22-Mar-96
06-Feb-04
IBRC
FIMBRA/PIA
FIMBRA
IBRC
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
21-Feb-03
14-May-99
21-May-99
30-Sep-98
11-Oct-04
08-Nov-00
30-Aug-01
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
Name of firm
Date declared
Regulator
Hartwood Insurance Services Limited
Harvest Financial Services Limited
Harvester Investment Services Limited
Harvey & Wood Limited
Harvey Rothchild Associates
Haslemere Broking & Finance Limited formerly Haslemere
Financial Services Limited
Haven Checketts Limited
Haven Independent Limited
Havering Insurance Brokers (Essex) Limited, formerly Insurance Bureau Limited
Hawthorne Securities Limited
Hayman Jackson (Insurance Brokers) Limited
Hayward Financial Services Limited
Hazel (Insurances) Limited
Headland Financial Services (Inc. Headland Life and Pensions)
Heagar Management Services Limited trading as Powell & Co
Heanor Insurance Services Limited
Heartland Independent Advisers Limited
Heath & Blackshaw Financial Services Limited
Heath Crawford Finances Limited
Hebden Vaughan (Life & Pension Brokers) & Company
Hedley Davies (Life & Pensions) Limited
Helm Insurance Brokers Limited, formerly Helm Insurance Consultants Limited
Helmsman Investment Services Limited
Henry Ambrose Esq
Henry Knott Associates Limited
Heritage Assurance & Investment Consultants Limited
Hermes Consultants
Hermitage Estates
Herold (Life & Pensions) Limited
Herrington Financial Services Limited
Herriot Management Limited
Hersham Rowley Limited
HGC Financial Services Limited
High Force Associates Limited
Highcliffe Financial Services Limited
Higheath Limited
Hiley-Payne & Coxwell Investment Management Limited
Hinks Insurance Brokers (Life & Pensions) Limited
Holborn Financial Management Limited subsequently Holborn
Financial Management (1984) Limited
Holden Matthews (Financial Services) Limited
Holderness Financial Services Limited
Holloway Bank (Insurance Services) Limited
Holmes Young & Associates Limited
Holsgrove & Richardson (Life & Pensions)
Home & Overseas Investments (UK) Limited
Homeline Estate Agents & Financial Consultants
Homer McKenzie Limited
Hope Associates
Hope Commodities
Horwood Finn (Life & Pensions) Limited
Houghton Sanderson Financial & Insurance Services Limited
Houlder Financial Services Limited
Howard Frapwell Insuraqnce & Mortgage Independent Financial
Advisers Limited
HTC Financial Services Limited formerly trading as HTC Insurance
Services Limited
Hudson & Stevenson Limited
Hugh Mcdermott trading as Hugh Mcdermott Insurance & Mortgages (deceased)
Hughes, Disley & Company Limited
07-Apr-04
07-Feb-05
25-Nov-03
30-Aug-01
26-May-99
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
24-Jul-98
21-May-99
27-Jul-99
28-Feb-05
25-Nov-99
05-Sep-03
16-Jun-92
13-Mar-03
13-Jul-99
05-Mar-97
05-Sep-03
29-Jun-04
01-Dec-91
10-Jun-99
06-Jul-01
03-Dec-98
23-Mar-05
02-Mar-99
28-Oct-97
04-Jan-05
11-May-98
14-Jul-99
21-Dec-99
29-Sep-97
01-Nov-91
04-May-00
01-Mar-91
04-Nov-92
23-Apr-01
11-Jan-94
04-Jul-03
19-Nov-98
08-Nov-00
FIMBRA
PIA
FIMBRA
IBRC
ICS & SFA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IMRO
FIMBRA
TSA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
16-Apr-99
01-Oct-03
28-Sep-99
01-Nov-01
26-Mar-01
10-May-01
28-Sep-99
20-Sep-02
28-Mar-96
04-Feb-00
15-Dec-93
12-Jan-99
20-Jan-99
01-Feb-00
FIMBRA
FIMBRA/PIA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
SFA
FIMBRA
FIMBRA
FIMBRA
24-Aug-04
FIMBRA/PIA
13-Oct-04
24-Jul-98
01-Oct-04
06-Jul-01
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
Name of firm
Hunter & Owen Independent Financial Advisers Limited, formerly
White Knights Mortgage & Financial Services Limited
Huntrods Haydon & Rose (Financial Services) Limited
Hussein Khalil trading as Premier Insurance Consultants
Hutchinson Insurance Consultants Limited
Hutchison and Craft Financial Services Ltd (subsequently HWF
Financial Realisations Ltd)
Hyde Financial Services Limited
I F C Life and Pensions Limited
I F S Associates Limited, formerly trading as Beaumont Scott, also
as Schoolplan, also as Keith Churchill Insurance Services
I B Thomasson & Associates
I Roberts (Insurance Consultants) Limited formerly I Roberts
(Insurance Brokers) Limited
I.S.K
Ian F Micklethwaite Limited
Ian Fray & Co Insurance Broker, formerly trading as Ian Fray & Co,
formerly trading as Ian Fray & Company (Insurance Brokers)
Ian Glyn Powditch Esq
Ian Griffin (Life & Pensions)
Ian McDonald Davies trading as Midlands Insurance Service
I F B (London) Limited
I F G Consultancy Limited trading as Investment & Finance Group
I F G Financial Services Limited
I M F Financial Services plc
Immediant Insurance Brokers Limited
Impex Cover Limited
Independent Allied Advisers Limited
Independent Associates (Assurance Services) Limited
Independent Corporate Services Limited
Independent Financial Advice (UK) Limited
Independent Financial Advice Centre (Rickmansworth) Limited
Independent Financial Advisers Limited
Independent Financial Advisory Centre
Independent Financial Services
Independent Financial Services
Independent Financial Services (Darlington) Limited
Independent Financial Services (Somerset) Limited (formerly
Boshers (Braunton) Limited
Independent Financial Services Limited
Independent Insurance & Financial Services Limited
Independent Insurance Expertise Limited
Independent Life & Pensions Ltd (formerly Caleb Roberts (Life & Pensions) Ltd)
Independent Property Securities Limited (in liquidation)
Individual Savings & Insurance Services Limited
Industrial Federated Brokers
Ingham & Bulcock Limited
Ingleby & Partners Limited
Ingot Financial Advisory Services Limited
Ingot Mortgage Services Limited
Inishowen Finance Investment & Tax Counsellors
Insurance & Financial Services Limited
Insurance & Investment Services
Insurance Experts (Life & Pension Consultants) Limited
Insurance Services (Midland) Limited
Insure Direct Limited Formerly Cumbria Investment Brokers Limited
Insurite Limited
Insurvend Independent Financial Advisers formerly Christopher Woods
Independent Financial Adviser
INT (Life & Pensions) Limited
Interlink Insurance and Financial Services
Date declared
Regulator
22-Nov-04
11-Sep-00
11-Jan-95
24-Mar-99
FIMBRA
FIMBRA/IBRC
FIMBRA
FIMBRA
26-Sep-00
21-May-99
08-Jun-01
FIMBRA
FIMBRA
FIMBRA
07-Dec-04
07-Jan-99
FIMBRA/PIA
FIMBRA
04-Sep-01
11-Jun-99
27-Apr-00
IBRC
FIMBRA
FIMBRA
22-Nov-04
29-Apr-03
13-Jul-99
07-Sep-94
19-Oct-94
05-Mar-99
20-Nov-96
06-Dec-95
01-Nov-99
12-Aug-99
26-May-99
18-Sep-98
27-Jul-99
03-Aug-98
17-Sep-98
16-Oct-96
12-Feb-01
20-May-99
22-Jun-00
05-Nov-99
FIMBRA/IBRC/
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA & PIA
FIMBRA
26-Apr-00
20-Sep-00
26-Feb-02
23-Aug-04
12-Feb-01
22-Mar-96
28-Mar-96
19-Jan-00
05-Jul-99
12-May-98
01-Nov-02
08-Jun-00
21-Dec-01
21-Jul-04
01-Nov-99
08-Sep-00
01-Oct-04
27-Jan-04
23-Aug-04
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
IMRO
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
IBRC
18-Nov-98
03-Jul-98
08-Jun-00
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
International Futures Corporation Limited
Investment & Insurance Consultants
Investment And Finance Group Limited
Investment Intermediaries Limited
Investment Management Servces Limited
Investment Managers (Scotland) Limited
Investment Marketing International plc
Investment Marketing Services Limited
Investment Portfolio Services Limited
Investment Services International Limited
Investors Advisory Services Limited
Investors Independent Limited (formerly Heathmen Limited)
Ironside Insurance Services & Estate Management Company Limited
Irvine Donald & Co (Stirling) Limited
Isla Insurance Services Limited
Ivan John Spilling trading as MJS Insurance Brokers
Ivor and Frances Simon formerly trading as Simon Corr & Company
Ivor Cradock Formerly trading as Cradock Financial Services
J B Lloyd Taylor (Pensions Investment & Financial Planning (Limited)
J B Mortgages Limited
J Bennett & Son (Insurance Brokers) Limited
J D Donnan Limited
J D Dunn & Partners (Financial Services) Limited
J D H Blackburn (Life & Pensions) Limited
J D Ward (Financial Services) Limited
J David Petch (Life & Pensions) Limited
J Dowie formerly trading as Anchor Insurance Consultants
J E Armstrong Life & General Services
J E Simmons ESQ
J Eade Esq
J H F Insurance & Investment Services
J K Consultants Limited
J K Financial Consultants Limited
J Mackenzie & Company
J Moore & Partners (Life & Pensions) Limited
J P R Insurance Services
J P Rickard, Esq
J Pemberton trading as John Pemberton Independent Financial Services
J R Bennett & Company (Financial Services) Limited
J Saunders trading as Saxon Investments
J Spencer Jones Limited
J W Webb Financial Management Limited
J Weston, N Ovey, D Cartwright and G Hodge formerly trading as
Weston Ovey (Life and Pensions)
J. B. Cornwell, Esq
J. S. V. Financial Services
J.E. Messeter & Company (Management Services) Limited
Jackson & Jackson
Jacob Insurance Brokers Limited (In Liquidation)
James Aitkin Mortgage & Life Assurance Consultant
James Blenkin (Finanical Services) Limited
James Leigh and Raymond Duffy formerly trading as Red Rose
Insurance Services
James Lytle (Crawley) Limited
James Lytle (Eastbourne) Limited
James Lytle (Worthing) Limited
James Moffat Spence trading as Watson Laurie Sinclair Life
& Pensions Consultants
James Neville & Co. (Financial Services) Limited
James O'Connor formerly trading as Knaveshire Insurance Services
James Ormiston trading as J Ormiston Insurance & Mortgage Services
James Stuart Robertson formerly trading as Stuart Robertson Insurance Services
09-Sep-99
24-Jun-99
12-Jun-02
17-Jun-99
28-Mar-01
05-Dec-97
03-Jul-96
09-Sep-92
17-Jun-99
20-Nov-96
17-Oct-97
29-Aug-00
17-May-01
17-Mar-00
20-Dec-00
21-Apr-04
07-Feb-02
16-Jun-04
01-Mar-95
01-Jul-98
28-Feb-00
14-Jan-00
17-Dec-98
31-Jan-02
31-Mar-00
08-Mar-00
11-Sep-01
12-Jan-01
05-Mar-03
13-Oct-98
10-Jun-99
12-Jul-99
14-Jan-00
25-Mar-99
31-Aug-99
17-Jun-99
12-Mar-98
25-Oct-00
15-Apr-99
20-Nov-96
10-May-01
05-Sep-97
SFA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
IBRC
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
20-Oct-00
30-Nov-99
14-Jan-00
14-Jan-00
01-Sep-03
07-Aug-02
04-Nov-92
23-Jul-04
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
22-Oct-04
26-Apr-00
28-May-99
11-Feb-02
FIMBRA
FIMBRA
FIMBRA
FIMBRA
12-Aug-03
10-Sep-99
27-Sep-04
26-Feb-03
31-Aug-04
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
Name of firm
Date declared
Regulator
Jamison Christie Limited
January Services
Jaqui McCarthy Associates
Jarolsav Capanda trading as Homecare Insurance and Mortgage Services
Javrant Limited
Jawer UK Limited
JBI Asset Management Limited
Jeffreys Henry Financial Services Limited formerly J H E Limited,
subsequently Brennan Financial Services Limited
Jeffries and Company (Financial Services) Limited
Jenkinson Treece & Co Limited
Jennings & Associates Financial & Investment Services Limited
Jerome Anderson Associates Limited
JGM Financial Services
Jim Buchanan & Company
Jimmy Duffy (Gateshead) Insurance Consultant
Joe Corey, Esq
John & Norma Bryant trading as John Bryant Independent Financial
Advisors (trading as John Bryant)
John A Halladay Limited
John Alexander Fotherby ESQ.
John Allan trading as Murphy & Allan
John Angela Financial Services Limited
John Beardmore and Nicholas Taylor trading as Beardmore Taylor
Financial Services
John Bellamy trading as Eastern Insurance Services
John Bowman (Financial Advisers) Limited
John Bridger formerly trading as J R Bridger & Company
John Callinan trading as Granville Insurance Brokers
John Carlyle-Lyon trading as Money Masters
John Cockerill and Company
John David Booth Formerly trading as Knightbridge Consultants
John Davis trading as Mortgage & Insurance Centre
John Dixon and Anthony Burton formerly trading as John A Dixon and Company
John Dunhill (Sheffield) Limited
John Edward Carr trading as JEC Financial Services
John G Daniels Limited
John George Bird formerly trading as J Bird Investment Consultant
John Gilmartin trading as F.M.C.
John H Denby (Insurance Consultants) Limited
John H Luscombe Limited, formerly Lees Luscombe Limited
John Hayman PLC
John Hazell formerly trading as J B Hazell
John Hitchmough, formerly trading as Aylesbury Insurance Services
John Horsman & Ian Finch trading as Horsman Finch Insurance Services
John Jackson Insurance Services
John Laurence Murphy, Jonathan Geoffrey Steward & Frank James
Mountain trading as Jonathans Financial Services
John Leach (Life & Pensions) Limited
John Lewis & Son (Insurance Brokers) Limited
John Lyon trading as John Lyon Insurance Services
John M Beirne & Company
John MacGill formerly trading as MacGill & Company Life and Investment
Services
John Mackenzie formerly trading as Chanonry Assurance Service
John Mathewson formerly trading as E J Investment Services
John Mayo
John Messer-Bennetts Financial Management
John Mulvey and Company
John N Hatton and Company Limited
John Newman formerly trading as John A Newman IFA
John Nicholls trading as John Nicholls Financial Services
23-Sep-98
17-Jun-99
21-Jul-99
23-Jul-01
10-Jun-99
07-Oct-98
14-Jul-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
28-Feb-00
29-Jan-99
26-Sep-00
14-Sep-99
12-Jul-99
01-Jan-90
20-May-99
30-Aug-01
02-Sep-99
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
01-Oct-03
31-Jan-02
08-Oct-02
03-Jul-96
02-Jul-99
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
20-Jul-04
16-Oct-96
12-Jul-99
07-Jun-01
27-Feb-03
21-Jun-95
02-Jul-99
25-Oct-01
28-Oct-97
25-Nov-03
22-Jan-04
01-Jul-03
30-Nov-04
04-Dec-00
16-Oct-00
03-Dec-03
12-Jun-02
11-Aug-03
02-Oct-02
25-Jun-02
16-Sep-97
13-Jul-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA / PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
19-Oct-94
16-Apr-99
24-Jul-01
11-Dec-00
08-Mar-99
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
16-Sep-02
29-Jul-03
11-Oct-01
01-Dec-97
06-Jul-01
29-Jan-99
15-Feb-00
01-Nov-01
28-Aug-98
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
Name of firm
Date declared
Regulator
John Norman Pearson, ESQ
John O'Connor and Michael O'Connor, formerly trading as Bede Insurance
Services
John Paul Hatfield trading as Associated Financial Services
John Pollard Associates Limited
John R Broughton (deceased), formerly trading as Broughton More & Company
John R Chadwick & Company (Life & Pensions) Limited
John R Fox & Company
John Raymond Financial Services Limited
John Richard Wood trading as JRW Insurance Brokers
John Robert Wood Esq
John Rocks & Company
John Siddall & Son (Financial Services) Limited
John Siddall & Son Limited
06-Jul-01
FIMBRA
10-Apr-02
24-May-04
23-Feb-99
16-Feb-05
28-Sep-00
06-Oct-99
12-Mar-99
16-Mar-94
17-Jan-01
30-Jun-99
23-Sep-98
30-July-99
22-Oct-99
24-Mar-00
19-May-99
14-Jan-99
23-Feb-98
10-May-01
08-Jan-97
06-Aug-03
26-May-99
04-Sep-01
25-Nov-03
04-Jan-00
22-Oct-04
15-Mar-00
30-Aug-01
23-Feb-99
15-Sep-00
23-Mar-99
15-Feb-00
14-May-96
27-May-04
13-Feb-02
16-Jun-93
07-Mar-05
13-Oct-99
01-May-01
25-Mar-02
23-Feb-99
01-May-01
07-Oct-04
23-Aug-00
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
PIA
ICS
SFA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
IBRC
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
IBRC
FIMBRA/IBRC
FIMBRA
IBRC
FIMBRA
IBRC
25-Nov-03
07-Sep-04
12-Mar-04
21-May-03
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
08-Mar-99
21-Dec-01
02-Nov-94
FIMBRA
FIMBRA
SFA
05-Jul-04
24-Jul-98
09-Oct-02
25-Jan-01
15-Jul-99
02-Mar-00
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
IBRC
John Stephen Financial Services Limited
John Stewart Financial Consultancy
John Stovell Pensions & Investments
John Taylor Investment & Assets Management
John Watson & Daniel O'Leary trading as Daniel Roche Associates
John William Radley trading as Personal Insurance Services
John Williams trading as D C Parker Life & Pensions
John Winter, Esq
John Wood Services Limited
John Wyatt and Charles Peplow formerly trading as BWP Partners
John Yendell and Company Limited
Johnson Financial Management Limited, subsequently Finmancrest Limited
Johnston Wells & Co Limited
Jones & Brunt Limited
Joseph Teppett & Co Mortgage Insurance Consultants
Joyce Roberts Financial Consultants Limited (formerly Shotjust Limited)
JR Marrington & Company Limited
Jubilee Pickles Limited trading as Jubilee Insurance
Judy Ward (Hall Green) Limited
Julie Ann Lancaster trading as Breckland Insurance Brokers
Julie Mingaye trading as Esseveld Enterprises
Justmo International Financial Brokers Limited
J W L Academy Investment Management Limited
K A Edis and Company (Insurances) Limited
K B Insurance Brokers (London) Limited
K Brown & Co (Newcastle) Limited (In Liquidation)
K J Earl & Associates
K R Gordon Limited (formerly Gordon Peel & Company Limited)
K Shipside Associates Limited
K E Mitchell & Son Limited
Kallender Jeffries Financial Services Limited formerly trading as Kallender
Ashford Financial Services Limited
Karan Kissoon Singh formerly Trading as the Mortgage & Savings Shop
Kaye Dee Insurance & Mortgage Consultants Limited
KCC Insurance Services (Life & Pensions) Limited
Kearsley Financial Services formerly Kearsley (Life & Pension Brokers)
Limited, subsequently Bellish Limited
Kedleston Investment Limited
Kedleston Stockbrokers
Keith Anthony Pearson trading as Pearson Buckingham Mortgage
& Insurance Consultants
Keith Artis Associates
Keith Aston formerly trading as Aston Associates
Keith Brake trading as K E Brake Life Pensions and Investments
Keith G Wallace & Associates
Keith M Platt (Insurance Brokers) Limited
Name of firm
Date declared
Regulator
Keith Nash Life & Pensions Consultant
Keith Pryce (Cheshire) Limited
Keith Quinnen trading as Argos Insurance Mortgage
Keith Simpson trading as Derwent Mortgage & Financial Consultants
Keith Thomas Howland trading as Roanland Insurance Consultants
Kelden & Company
Kelly's Insurance Services
Kelsh & Sons Limited
Kemp & Co (Financial Consultants) Limited
Kemp Insurance Services
Ken Atkinson & Co
Ken Littler Financial Services
Kendall & Co Financial Services Limited
Kendall White & Company Limited
Kendel Financial Services
Kenilworth Financial Services
Kennant Financial Services Limited
Kenneth Allen trading as Allen Life And Pensions Services
Kenneth and Pauline Gilchrist Formerly trading as Gilchrist & Gilchrist
Kenneth J Bruno trading as Ken Bruno Associates
Kenneth Rogers Financial Services Limited
Kenneth Wright (Financial Services) Limited
Kensington Financial Services Limited
Ketteridge Goddard (Life & Pensions) Limited
Kevin Carroll (Inter-National) Insurance Broker (formerly trading as
Kevin Carroll International Insurance Broker & Financial Adviser)
Kevin James Raymond Birks trading as Gables Independent Financial Advisors
Kevin Morris Mortgages Investment Pensions & Life Assurance
Kevin Rees and Ivor & Anita Rees trading as Rees Insurance
Keyston Limited trading as Financial Consultancy Services
Keywest Life & Pensions Ltd- In Liquidation
Kilbarrons Limited
Kilbybond Limited
Killick & Inglis
Kimberworth Insurance Services Limited
King Street Financial Services Limited
King's Lynn Financial Consultants Limited
Kings Financial Services (Sevenoaks) Limited
Kingston Avis & Company Limited
Kingswood Financial Services Limited
Kingsworld Financial Limited
Kinnin Insurance & Financial Services
Kinnoull & Athol Limited (now John McNichol (Perth) Limited)
Kirkpatrick Mitchell Associates
KLM Financial Services Limited
Knight Williams & Company Limited
L & P PLC formerly known as Lamont & Partners PLC
L & P Run Off Limited
L A Boots & Son Co Limited formerly L A Boots & Son (Insurance Brokers) Co Ltd
L F Morgan Limited, formerly L F Morgan (Insurance Brokers) Limited
L G Financial Services Limited, now T43 Limited
L Haskings Limited
L N C Financial Services Limited
L & A Investment Consultants Limited
Lancashire & Yorkshire Portfolio Management Limited
Lancaster Hilton Investments plc
Lancasters Financial Services (Barnsley) Limited
Lancastrian Financial Services Limited
Lansdowne Financial Services
Lansley & Company
Laphouse Limited formerly John Hatton & Co Limited
Larcombe Limited
23-Aug-00
25-Nov-03
28-Aug-98
01-Feb-95
15-Feb-95
03-Aug-04
24-Mar-99
16-Oct-03
26-Apr-00
22-Jun-00
17-Jun-99
12-Jan-99
28-Sep-99
01-Sep-00
02-Jul-99
15-Feb-00
29-Jan-99
16-Jul-03
30-Aug-01
21-Jun-95
17-Dec-98
31-Mar-99
13-Sep-04
03-Sep-01
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA & PIA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
29-Nov-01
06-Feb-04
06-Sep-99
31-Jan-02
17-Mar-99
22-Nov-04
29-Apr-04
24-Jul-01
01-Jun-94
22-May-00
22-Nov-04
29-Jun-98
23-Mar-05
24-Nov-99
23-Mar-98
09-Dec-99
16-Sep-02
30-Oct-01
01-Oct-90
05-Sep-02
15-Jul-96
17-Jun-99
01-Feb-00
10-May-01
22-Nov-04
22-Nov-04
01-Oct-04
27-Sep-00
06-May-92
01-Jan-92
20-Dec-95
29-Jan-99
16-Feb-05
21-Dec-01
05-Dec-97
26-Jan-00
26-Sep-00
FIMBRA/IBRC
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
PIA
IBRC
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IMRO
FIMBRA
SIB
FIMBRA
FIMBRA
PIA
FIMBRA
Name of firm
Date declared
Regulator
Larnell (Insurances) Limited
Larry Barreto and Fiona Jelley formerly trading as Barreto & Partners
Latimer Investment Services plc
Laurence Dyer Financial Planning Limited
Lawes Montague
Lawes Montague (Bristol) Limited
Lawford Financial Services Limited (In Liquidation)
Lawrance Financial Services Limited
Lawrence Davis Associates
Lawrence Meara Limited formally Norden Meara Limited
Lawson & Dixon Estate Agents, Mortgage and Insurance Consultants
Lawtrade Limited
Lawyers Financial Services Limited
Laycock Financial Management Limited
Laymonds of London Limited
Leadenhall Life & Pensions Limited
Leading Financial Services
Leary Dodson
Leasowe Credit Union Limited
Lee Connolly Associates
Lee, Cocker & Hartley Ltd trading as Seven Oaks Insurance
Legal Marketing Services Limited (subsequently Robert Lawrie & Co Limited)
Leicester City Council Employees Credit Union
Leigh Financial Planning Limited formerly known as Prestwood Rye
Financial Planning Limited
Lemant Limited
Leo Insurance Consultants
Leo Morrissey
Leon Menzies Limited
Leonard Mann trading as Atlas Financial Consultants
Leonard March trading as Leonard March Insurance & Financial Services
Leonard Walker
Leslie Hamilton trading as Les Hamilton & Associates
Leslie Hare formerly trading as Hare Insurance Brokers
Leslie John Everett trading as Leslie Everett Associates Financial Services
Leslin Joseph Harris trading as Leslin Financial Services
Lester Edwards Insurance Consultants
Lewis & Co Financial Services
Lewis Alkin Financial Services Limited
Lewis Frame Limited
Lewis, Cox & Company Limited
Lewis-Ranwell & Company Limited
LGL Securities Limited
Liddiatt Insurance Brokers Limited
Lifeguard Associates
Lifeplan Financial Services
Lifetime Independent Financial Advisers Limited
Lightwater Mortgage And Financial Services
Linden Guild Financial Services
Linnoc Europe Limited
Lionel Genn Financial Consultants Limited
Lis Life, Pensions & Investments Limited
Listerdale Financial Services Limited
Llechryd Financial Services
Lloyd Bentley P.L.C
Lloyd Manley Life, Pensions & Investments Limited
Lloyd Taylor (Independent Financial Advisers) Limited
L L Y R Financial Management Limited
L M D International Financial Services Limited
L M D International Investment Management Limited
L M D International Investment Management Services
Local Properties (Life) Limited Formerly Holt Park (Life & Pensions) Limited
24-Nov-99
31-Mar-03
01-Nov-91
27-May-99
24-Jul-01
28-Mar-96
16-Jan-01
21-Dec-01
13-Oct-99
12-Jun-98
07-Jun-01
10-Jul-98
05-Mar-97
01-Nov-02
07-Jul-93
01-Nov-99
28-Mar-96
10-Sep-99
08-May-03
23-Apr-99
10-Feb-03
08-Jan-01
08-May-03
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FSA
FIMBRA
FIMBRA
FIMBRA
FSA
22-Nov-99
29-Jun-98
24-Nov-99
08-Sep-00
24-Dec-04
19-Nov-03
21-Jun-95
19-Jan-00
03-Aug-04
17-Jan-01
07-Jul-93
16-Mar-94
14-Jul-99
29-Jun-98
28-Mar-96
02-Sep-98
01-Feb-00
25-Nov-03
22-Mar-96
03-Nov-04
03-Mar-99
28-Sep-99
06-Dec-95
30-Aug-01
19-May-99
23-Aug-04
16-Jun-92
21-Apr-04
30-Sep-99
23-Aug-00
05-Jan-05
22-Aug-00
11-Jan-95
19-Jul-02
27-Nov-00
28-Feb-05
18-Jun-97
03-Sep-01
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
SFA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Lock Birchall (Financial Services) Limited
Lockyer and Wernham
Loh Morris Borst Limited
Lombarde Warwick (Newcastle) Limited
London & Canterbury Financial Consultants Limited
London Corporate Securities Limited (in liquidation)
London Financial Services Limited
Loran & Loran
Lothbury Insurance Services Limited
Lovell & Co Limited
Lowden Securities Limited trading as The Mortgage Line
Luma Investment and Insurance Consultants
Lycett Law Limited
Lydhurst Associates (Hanley) Limited
Lynborough Financial Services Limited trading as Mortgages & Money Matters
Lyngate Limited, formerly Farmer Insurance Consultants Limited
Lynx Financial Services Limited
Lynx Management (Financial Services) Limited
M & C Insurance Services Limited
M & D Consultants Limited formerly trading as Medical & Dental
Insurance Brokers Limited
M & E Corporate Services Limited
M & E Financial Management PLC
M A Noble (Life & Pensions) Limited
M B Lightfoot & E J Davenport trading as John Bruce Investment Services
M C C Financial Services
M C H Edginton Insurance Brokers Limited
M G Clegg (Financial Services) Limited
M Gill Financial Services
M H Adams
M H G Financial Services Limited
M J Financial Planning
M J Palfrey & Co Limited
M J Trembecki & Associates
M Malloy & Partners Insurance Consultants
M P Financial Consultants Limited
M P Ryan (Life & Pensions)
M R Shaw trading as Rutland Shaw Financial Services
M S Bell Financial Services Limited
M T J Insurance Investment Consultancy
M L. Bagree
M Travers Smith, Esq
M.M Financial Services
M R I Insurance Consultancy
M S L (Financial Services) Limited
Macclesfield Insurance Bureau
Mackenzie Financial Services Limited
Macmillan Stewart Investments Limited
Madoc Financial Services Limited
Magenta Financial Services Limited
Maidstone Mortgage Centre Limited (in liquidation) trading as I E Direct
Makerfield Insurance Brokers Limited
Malachy John O'Neill
Malbon Townsend (Financial Services) Limited
Malcolm Chapman & Janet Chapman trading as Malcolm Chapman & Co
Malcolm Chapman Financial Services Limited
Malcolm Clarke Life & Pensions Limited
Malcolm Factor, formerly trading as Matters
Males Insurance Consultants
Managed Financial Services Limited
Manbury Personal Financial Advisers Limited
Manning & Company (Life & Pensions) Limited
14-Jul-99
30-Jun-99
20-Jan-99
16-Apr-99
16-Oct-96
04-Mar-98
03-Jun-92
24-Jun-99
22-Nov-04
01-Oct-90
24-Nov-99
26-Jan-00
26-Jun-02
12-Mar-04
31-Jul-00
03-Jul-02
05-Feb-02
01-Nov-99
29-Jan-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
TSA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
17-May-01
16-Sep-02
17-Jan-01
17-Jan-01
05-Mar-97
14-Jul-99
01-May-01
23-Feb-99
23-Aug-00
07-Jul-00
08-Jan-01
28-Aug-98
09-Jul-04
25-May-00
26-May-99
11-Aug-99
08-May-00
30-Mar-95
18-Sep-98
23-Aug-00
29-Jan-99
01-Nov-99
14-Jul-99
13-Feb-02
16-Nov-99
23-Jun-99
04-Dec-98
28-Mar-96
09-Jun-98
16-Oct-96
08-Jul-04
10-Apr-02
29-Nov-01
28-Sep-04
07-Dec-94
07-Dec-94
19-Apr-01
07-Feb-05
02-Jul-99
30-Mar-95
04-Nov-97
01-Sep-00
FIMBRA
SFA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/IBRC
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Manor Financial Consultants
Maranpar Limited trading as Coleridge Cole & Robertson
Marble Financial Services Limited
Marchington Limited (formerly North Midland Insurance Brokers Limited)
Mardners Insurance
Margaret R Birtle (Insurance Brokers) Limited
Mark Charles Bromwich trading as MCB Associates
Mark Evans Investments
Mark Owen Insurance Services
Mark Richard (Life & Pension) Limited
Marks, Jacobson & Co Limited
Marlene Jones & Anna Feeney formerly trading as Feeney, Jones, Tedcastle & CO
Marlingham Financial Services Limited
Marlow, Burt & Partners
Marlowe Sachs (Independent Financial Advice)
Marsh Ward (Insurances) Limited (in liquidation)
Marshall French & Lucas Limited (Formerly Swiss Financial Services (UK) Limited)
Marshall Wooldridge (TCB) Limited
Marshall-Emmens Associates Limited
Martin Blue Insurance Consultants Limited (In Liquidation) (formerly
Martin Blue (Insurance Brokers) Ltd)
Martin Brittain Financial Services
Martin Crannis Financial Services Limited
Martin Luck trading as Dacorum Financial Consultants
Martt and Partners Insurance Services
Martyn Balm Life & Pensions Limited
Martyn Meade (Financial Services) Limited
Mason and Mason Limited (In Liquidation) formerly Mason and Mason Life
& Pensions Limited and Mason & Mason (Insurance Services) Limited
Mason Mulcahy Financial Management Limited
Massow Rainbow Group Limited Formerly Massow Financial
Services Limited - In Receivership
Matthews Clarke Financial Services Limited
Maund McLeonards PLC
Maureen Randell F.C.I.I. Insurance Consultant
Maurice Apple Financial Services Limited (subsequently Dynamis
Financial Services Ltd)
Maurice Horlock Financial Services
Maxim Insurance Consultants Limited
24-Nov-99
03-Sep-01
09-Feb-98
07-Jun-01
23-Jun-99
01-May-01
22-Sep-94
02-Aug-99
15-Jul-99
17-Jun-99
20-May-99
09-Nov-01
02-Jun-93
31-Aug-99
25-May-99
21-Jul-04
*
21-Dec-01
23-Feb-05
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
05-Jul-02 SFA
FIMBRA
FIMBRA
17-May-01
10-Jun-99
30-Aug-01
23-Jun-99
17-Jun-99
28-Feb-00
31-Mar-98
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
23-Apr-01
28-Sep-99
FIMBRA/PIA
FIMBRA
24-May-04
23-Aug-04
23-Aug-00
04-Jan-02
PIA
FIMBRA/PIA
IBRC
FIMBRA
04-Oct-01
16-Sep-02
13-Nov-00
Mayell Insurance Consultants
Mayfair Insurance Brokers
Mayflower Investment and Financial Services Limited
Mazewell Limited
McCartneys (Life Pensions & Investments) Limited
McClure & Whitaker (Life) Limited
McDonald-Guy Limited
McGee Financial Services Limited (formerly McGee Management Limited)
McInric Limited (Formerly Flint & Co [Wallingford] Limited)
Mckenna Financial Services Limited
McKenna Gladstone Walker Limited
Mckenzie & Co (Insurance Brokers) Limited
McKeown Lovett Investment Management Limited
McKeown Lovett plc
MDA Investment Management Limited (formerly Corporate Benefit
Services Ltd & Malcolm Doney Associates Investment Manangement Ltd)
Medical Insurance Agency Limited
Melbourne Roberts Insurance Services Limited
Melville & CO (Newbury) Limited formerly Melville J Burbage
& Associates (Life & Pensions) Limited
Melville Harrison Limited
Mendip Insurance Brokers Limited
30-Aug-00
19-Mar-03
22-May-00
29-Jun-00
12-Sep-02
29-Jul-03
01-May-01
04-Dec-00
07-Mar-05
31-Aug-04
14-Jul-99
15-Sep-04
24-Nov-99
17-Aug-94
FIMBRA/PIA
FIMBRA/PIA
FIMBRA &
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
IBRC
FIMBRA/PIA
FIMBRA/PIA
FIMBRA/PIA
PIA
IBRC
FIMBRA
FIMBRA
12-Sep-00
01-Dec-04
02-May-02
FIMBRA
FIMBRA/PIA
FIMBRA
26-Nov-01
23-Jun-99
29-Aug-01
FIMBRA
PIA
IBRC
Name of firm
Date declared
Regulator
Mentor Financial and Investment Consultants
Mercat Business and Financial Services Limited
Meridian Benefit Consultants Limited
Merrow Insurance Services Limited
Merstan Limited
Mervyn Sellick Financial Management Consultant
Meryl Court Technical Services plc (formerly Redcliffe Associates plc)
MIC Financial Planning Services
MIC Financial Services Limited
Michael Adam
Michael Alan Johnson trading as Suffolk Mortgage Services
Michael Beanland trading as Michael Beanland & Company
Michael Blackshaw formerly trading as City Insurance Services
Michael David formerly trading as David & Sons
Michael F P Howlett trading as Michael F P Howlett Associates
Michael Fish Insurance Services
Michael Forbes & Co
Michael Howey Formerly Trading As Icthos Insurance Consultants
formerly Icthos Insurance Brokers
Michael J Alexander Life, Pensions & Investment Advisers Limited
Michael John Gurgul trading as H and S Mortgage Advisory Services
Michael John Warren & Howard Graham Wood trading as
West Devon Financial Services
Michael Knowles & Company Limited
Michael Lee & Company Limited
Michael Lewis Financial Management Limited
Michael Lewis Quinn trading as Independent Financial Development
Michael Moore Associates
Michael Morrison Limited
Michael Smith formerly trading as Michael James Smith ESQ
Michael Stork and John Delmar-Morgan formerly trading as Morgan Stork
Michael T Sievewright Esq & Company
Michael Watts Financial Services
Michael Whitfield, formerly trading as Whitfield & Partners
Michael Wilks Formerly trading as Priory Financial Management
Mid Essex Finance & Insurance
Midas Financial Planning Limited
Mike Osborne Insurance Services Limited
Mike Towns & Associates Insurance Services
Mildmay Money Management Limited
Mildminster Limited
Milehouse Investments Limited
Miles Benham (Insurance Brokers) Limited
Miles Jefferson Farra Limited
Mill Financial Management Limited
Millar Cosens plc
Miller & Partners
Miller Insurance Agency
Miller Regis Financial Services Limited
Mills & Wood (Life & Pensions) Limited
Milner Devereaux
Milton Financial Services Limited
Miltonash Limited
Minto Associates
Mitrepalm Financial Services Limited
MJB Associates
Modern Money Limited
Momentum Financial Services Limited
Monarch Financial Advisers Limited (In Liquidation)
Money Box Independent Financial Services Limited
Money Watchers Limited (In Liquidation)
Monument Life & Pensions Limited
20-May-99
14-Jan-00
30-Jun-99
08-Nov-04
07-Jul-00
19-Jan-00
21-Dec-01
06-Jan-99
30-Jun-99
21-Dec-00
28-Sep-98
30-Aug-01
20-Nov-02
26-Sep-02
27-Nov-98
31-Jul-00
21-May-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
27-Jan-04
24-Jul-01
22-Sep-98
FIMBRA/PIA
FIMBRA
FIMBRA
19-Apr-95
21-May-99
26-Oct-98
06-Oct-93
05-Feb-99
05-Jul-99
19-Sep-01
01-Nov-01
31-Jan-02
24-Nov-99
28-Sep-00
07-Feb-05
07-Mar-05
17-Dec-98
26-May-99
14-Jan-03
26-Mar-98
03-Jun-98
01-Nov-89
20-May-99
25-Nov-03
04-Dec-97
08-Dec-98
15-Nov-95
09-Apr-99
08-Aug-97
20-Oct-00
27-Jun-00
15-Jul-99
13-Oct-99
17-Dec-04
19-Jan-00
23-Feb-99
22-May-00
12-Mar-98
24-Nov-99
16-Feb-05
23-Feb-05
28-Feb-05
10-Jun-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
PIA
FIMBRA
Name of firm
Date declared
Regulator
Moores Marr Bradley Limited
Moray Financial Services
Moremaker Limited trading as Rowan Financial Management
Moreover Savings and Finance Limited
Morewide Limited
Morgan & Gill
Morgan Brewood Limited
Morgan Financial Services Limited
Morgan Webb and Company Limited
Morribond Kane & Partners Limited
Mortgages Plus
Mortimer Miles & Co Limited
Morton Dunn Financial Services Limited
Mothersill (Financial Services) Limited
Movecover Limited (In Liquidation) trading as Alpha Financial Services
Mr A Carrol, Mr R Fairhurst & Mrs L Fairhurst trading as Langley
Financial Planning Services
Mr Barry Lehaney trading as Securicare Financial Consultants
Mr Beagles & Mr Haggertay trading as Jeffes & Haggertay Associates
Mr Bruce Elliot and Mr Chris Hammond, formerly trading as
The Money Management Centre
Mr C G Brewitt trading as Brewitt Associates
Mr C J Holme & Mrs L E Holme trading as Holme Associates
Mr Colin Ivor Usherwood trading as Graham Simmons Insurance Services
Mr D M Robinson trading as Bewdley Investment & Insurance Services
Mr D Saunders trading as Saunders Insurance Services
Mr David Crabtree trading as Crabtrees Property & Mortgage Centre
Mr David Mason and Mr Richard Boreham trading as
Trafalgar Financial Consultants
Mr David Sleeman trading as Capital Financial Consultants
Mr F Halliwell trading as Lancastria Financial Management Services
MR Gordon Searle formerly trading as Amor Searle & Company
Mr Grimmer trading as Grimmer & Osbourn
Mr Hawkins trading as Stuart Alexander & Hawkins
Mr Hugh McReynolds Formerly Trading as Lyn Mar Estate Agents
Mr I D Box trading as Execuplan Asset Management formerly
Stevenson Box Financial Planning
Mr I K Robb formerly trading as The Robb Agency
Mr Ian Hugh Pennicott trading as C H Associates
Mr James Moody & Mr Michael Clifton trading as Alliance Insurance Shop
Mr James Tierney trading as Campbell McWilliams Associates
Mr John Dean trading as Townley Dean
Mr John Gilmartin trading as The Financial Management Centre
Mr John Mac & Mr Robert Carter trading as MAC Financial Management
Mr John Mason trading as Corporate Business Securities
Mr Jonathan Battersby, formerly trading as Jonathan Battersby & Company
Mr K J Freeman trading as Freeman Financial Services.
Mr Ken Jones Formerly trading as Ken Jones Insurance
Mr Laurence Mellor trading as Laurie Mellor Associates
Mr Lawrence Arthur Clements trading as Lawrence & Partners
Mr Liam Carey trading as Tara Consultants
Mr Lunney & Mr Smethurst trading as Pendle Assurance Services
Mr Paul Eric Morgan formerly trading as Paul Morgan Financial Services
Mr Paul Fitzgerald trading as Acorn Financial Consultants
Mr Peter Martin trading as P T Martin & Company
Mr R S Webb Formerly Trading As R S Webb Insurances
Mr R Ward trading as Onward Insurance Services
Mr Raymond George Phillips trading as Phillips Financial
Mr Richard Knight formerly trading as Knightsbridge Associates
Mr S G Forster trading as County Life & Pensions
Mr S Plimbley Formerly trading as G R Plimbley & Sons
Mr S W Birmingham trading as Birmingham Insurance Services
19-Sep-01
14-Jul-99
04-Dec-98
25-Mar-99
05-Jul-99
02-Aug-99
01-Feb-00
16-Apr-99
23-Feb-99
13-Oct-98
04-Dec-98
01-Sep-91
09-Sep-92
27-May-99
11-Oct-04
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
28-Mar-96
05-Jun-96
13-Nov-00
FIMBRA
FIMBRA
FIMBRA
23-Feb-05
23-Feb-99
03-Jul-96
22-Mar-96
19-May-99
16-Oct-00
19-Dec-00
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
04-Mar-03
11-Mar-99
31-Mar-00
31-Aug-04
25-Oct-00
04-Dec-00
26-Feb-04
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
19-Mar-99
03-Sep-01
24-Nov-99
07-Aug-96
23-Aug-00
23-Aug-00
04-Jan-00
06-Mar-96
06-Mar-96
07-Feb-05
20-Sep-95
04-Oct-01
14-May-99
23-Feb-99
28-Mar-96
14-Jul-99
22-Sep-04
23-Aug-00
04-Dec-00
07-Mar-05
09-Apr-99
21-Feb-96
03-Sep-01
23-Feb-99
29-Aug-01
05-Feb-97
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
IBRC
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
Name of firm
Date declared
Regulator
Mr Simon Thorpe formerly trading as Simon H N Thorpe & Company
Mr T D B Walton And Ms H A Walton Formerly trading as
A A C Mortgage & Insurance Consultants
Mr T Emery trading as Tina Financings
Mr Terence Willison and Mr Norris Kilby formerly trading as
Maywill Financial Services
Mr Trevor Peel trading as Glen Insurance Services
Mr Victor Graham Green trading as Victor Green & Company
Mr W Cullen trading as LCA Financial Services
Mr W J Quick trading as W J Quick, Griffiths & Co
Mrs Linda Susan Scott trading as Alliance Financial Management
Mrs V J Booth trading as VJB Insurance Services
MS Insurance Services Limited
Multicover Financial Services Plc
Multivale Limited
Municipal and Country (Consultants) Limited
Munro Associates Limited
Murray & Company
Murray Cowles Associates Limited
Murray Noble Limited
N J Hyam trading as Twitten Mortgage & Insurance Services
N Miles Insurance Services Limited
N T Consultants
N/E Insurance Services (Life and Pensions) Limited
Narendra Patel formerly trading as Narvin International Financial Services
Nationwide Company and Personal Pensions Limited
Needham Financial Consultants Limited
Neil Monk trading as WMC Financial
Neill McCalister Limited
Neville Warents formerly trading as Neville Warents
New Life Financial Services Limited
New Life Investment Management Limited
New Life Sales And Marketing
New World Insurance Services
Newby Investment Consultants Limited
Newcourt Associates Limited formerly Barnett Dancer Financial
Consultants Limited, formerly Habiwell Limited
Newgrove Financial Services Limited
Newhouse & General Life & Pensions
Nicholas Donaldson & Company
Nicholas Plant trading as William Lewis Financial Group
Nicholson Eastwood & Clark Limited
Nick Price Financial Services Limited
Nidderdale Financial Services Limited
Nigel Barrett Investments Limited
Nigel Davis Insurance Services
Nigel Ensor Limited trading as Rainbow Insurances
Noble & Company (Independent Financial Advisors) Limited
Noel Anthony McMenamin trading as Lloyd McMenamin & Associates
Norman & Joscelyn Cockayne, formerly trading as N & J Cockayne
Independent Financial Advisers
Norman Baird formerly trading as NB Associates
Norman Charles Hillier, Esq
Norman David Mitchell formorly trading as Planned Investments
Norman K. Ward and Son Limited
21-Dec-01
FIMBRA
07-Mar-05
11-Jan-07
FIMBRA
FIMBRA
12-May-04
23-Feb-99
16-Oct-96
25-Oct-00
21-Dec-01
28-Mar-96
16-Oct-96
01-Dec-93
17-Mar-00
14-May-99
10-Jun-99
19-Oct-99
11-Oct-01
16-Oct-96
29-Aug-01
30-Aug-00
08-Mar-00
30-Sep-99
12-Sep-02
14-Nov-02
12-Jul-99
08-Dec-98
27-Jan-04
07-Jun-01
13-Oct-04
05-Nov-97
05-Aug-98
24-Jul-01
17-Jun-99
29-Jan-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
23-Feb-99
03-Aug-04
30-Jun-99
30-Sep-98
06-Dec-95
10-May-04
05-Mar-97
04-Dec-98
23-Apr-99
11-Jun-99
16-Dec-92
05-Oct-94
28-Oct-97
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
08-Nov-04
03-Aug-04
07-Apr-99
24-Aug-04
27-Mar-03
03-Jan-01
02-Jul-98
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
PIA
FIMBRA
FIMBRA
29-Oct-03
16-Nov-99
FIMBRA/PIA
FIMBRA
Norman Kenneth Ward, Esq
Norman Lynch Limited
Norman McNeil & Partners Limited formerly trading as County
Financial Services (Pensions) Limited
Norman, Hastings & Company Limited
Name of firm
Date declared
Regulator
Norminster Associates Limited
Norris & Co (Life & Pensions) Limited (In Liquidation)
North Down Insurance Brokers Limited
North London Insurance (Life & Pensions) Consultants Limited
North Midland Financial Services (Offshore) Limited formerly
North Midland & Financial Services Limited
North West Pension & Life
Northdowns Insurance Mortgage and Pensions Consultants Limited
Northern Blackmore (Life & Pensions) Limited
Northway Financial Services Limited
Northwood O'Neill Barrett Limited
Norvic Insurance Brokers Limited (now Norvic Insurance Services Limited)
Notecall Limited
NRB Insurance Services Limited Formerly Known as
Clarkes Financial Services Limited
O'Connell Nicholls Limited
O'Donnell Ross
Oak House Financial Services Limited
Oakingham Financial Management Limited (in liquidation)
Oakland Financial Consultants
Oaktree Financial Services Limited, trading as White Head & Raynolds Financial
Oakwood Financial Services
OGWR Insurance Services
Omnirate Limited
Omniway Limited
ORBI Financial Service Limited
Orchard Financial Services Limited formerly Neatstrong Limited
Ordbourne Limited
Oughtred & Harrison Insurance Brokers (Midlands) Limited
Overseas Link Associates Limited
Owensure Limited (trading as Chiltern Insurance Group)
Oxford Insurance Services Limited
Oxted Financial Services Limited
P & G Independent Financial Advisors Limited
P A & O M Wright and Partners
P C Beckwith Financial Services
P D Armson and Company
P D Associates Group Limited
P G Howorth Financial Consultant
P I Adams Consultants
P J Independent Financial Advisor
P M Laurence Insurance Services Limited
P R Elias & Associates
P T M Insurance & Mortgage Consultants
P Webber & B Fisher trading as Roy Alexander & Company
P J Hare Esq
P D T Financial Services Limited
P M C Independent Financial Advisers
P.T.L. Associates (Nottingham)
P A Roberts Insurance Brokers Limited
Pace Howard-Jones Limited
Pacemaker Limited (formerly known as Bain Hogg Financial
Services Limited and Bain Clarkson Financial Services Limited)
Package and Leisure Limited, trading as Mortgage & Investment Centre
Page & Wells Financial Services Limited
Paget Miller Limited
Palace Court Consultants Limited
Palace Financial Services Limited
Pall Mall Asset Management Limited
Panchille Holdings LTD (Formerly Known as Drewe Lacey Investment
Management Limited and Drewe Lacey (Holdings) Limited
Panoramic Financial Management Limited
09-Sep-98
16-Sep-03
09-Jul-04
15-Jun-04
FIMBRA
FIMBRA/PIA
IBRC
FIMBRA/PIA
23-Apr-99
15-Sep-93
22-Nov-04
26-Mar-99
17-Mar-99
17-Jun-99
22-Sep-04
03-Sep-01
FIMBRA
FIMBRA
FIMBRA/PIA
PIA
FIMBRA
FIMBRA
IBRC
FIMBRA/PIA
29-Oct-03
15-Nov-95
05-Aug-99
27-Jun-00
16-Oct-96
13-Feb-01
23-Dec-04
08-Mar-99
26-May-99
10-Sep-98
31-Jan-02
14-Sep-01
14-Jan-99
16-Oct-03
09-Jul-04
08-May-97
22-Sep-00
28-Aug-98
16-Dec-92
14-Jul-99
30-Sep-99
30-Jun-00
14-Jul-99
26-Feb-04
11-Oct-01
31-Mar-98
21-May-99
13-Apr-04
08-May-00
30-Jun-99
19-Jun-97
29-Jan-99
07-Jan-99
23-Jun-99
09-Feb-00
17-Jun-99
07-Jan-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
02-Aug-01
07-Dec-04
19-May-99
13-Oct-00
04-Dec-00
22-Jan-99
19-Oct-94
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
26-Feb-04
06-Oct-93
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Parade Insurance Consultants Limited
Paragon Financial Services Limited
Park and Company
Park Equity Services Limited
Park Gray Financial Services Limited
Parkdale Group Limited
Parke Walton Limited
Parker Wilde Limited
Parkins Scutt (Financial Services) Limited
Partners Insurance Consultants Limited formerly Partners Insurance
and Investments Limited
Patricia Hunter formerly trading as Trish Hunter & Associates
Patrick Austin formerly trading as Pat Austin and Associates
Patrick Dineen & Company (Life & Pensions) Limited
Patrick Garbett Associates
Patrick Joseph Gilligan trading as P J Gilligan & Company
Patrick MacNamee and Associates Limited
Patrick McGreevy & Alan Mellor trading as M M Insurance Services
Patrick Scott Rann Kennedy trading as Patrick Kennedy & Partners
Patterson Paton Limited
Pattinson Edwards Limited Formerly known as Pattinson Edwards
& Company (Insurance Brokers) Limited
Paul Adams Financial Consultancy Limited
Paul Anthony Gold & Marguerita Gold formerly trading as Gold & Associates
Paul Arabskyj trading as PA Financial Services
Paul Burgess, Paul Wreford, Stuart Wilkins & Vernon Unsworth
formerly trading as Burgess Wreford & Unsworth & Subsequently
trading as Independent Mortgage Centre
Paul Butler, Jennifer Doyle, Maurice Doyle, Mitchell Robinson trading as
John Doyle Partnership
Paul Childs (Worksop) Limited
Paul Freeman & Company Limited
Paul Gilson trading as Money Matters Independent Financial Advisers
Paul Henderson formerly trading as Henderson & Company
Paul J Geoffrey Associates Financial Services Limited
Paul J Geoffrey Associates PLC
Paul McIntyre and Carol McIntyre formerly trading as The Insurance Centre
Paul Radly Drew
Paul Sanderson & Peter William Harris trading as Sanderson Harris Associates
Paul Symonds trading as R J Costain Insurance Brokers
Pausescope Limited
Paxman & Wood (Insurance Brokers) Limited
Paxman Financial Services Limited
Paxman Wood (Financial Services) Limited
Paxsted Financial Services Limited
P C F C Asset Management
P C S Galatea Limited (In Liquidation) formerly HELM Financial Services Limited
Pear Tree Financial Services
Pearce Gallagher Insurance & Financial Services Limited
Pearson Lloyd Crofts Limited
Peers Financial Services Limited
Pemberton Insurance Advisers Limited (formerly Surrey Financial
Services Limited)
Pembridge Investment Management Limited
Penad BL Limited formerly known as Barker Longstaff Limited
Penad FS Limited
Penad L G Limited formerly Leonard Grouse Associates Limited
Pendragon Services formerly Pendragon Investment Consultants
Penistone Insurance Brokers Limited
Penliff Consultants Limited
Penns Financial Services Limited
Pension & Investment Advisory Centre PLC
27-Apr-00
13-Jun-00
02-Jul-99
05-Nov-97
19-Nov-98
10-May-00
03-Mar-00
22-Nov-04
17-Jul-96
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
07-Jan-99
17-May-01
30-Aug-01
17-Jan-01
17-Dec-99
20-Dec-00
30-Jun-99
03-Feb-04
16-Oct-00
26-Feb-02
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
IBRC
26-Feb-03
28-Aug-98
16-Sep-04
21-Dec-94
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
11-Oct-04
FIMBRA/PIA
28-Mar-03
08-May-00
21-Feb-05
28-Mar-96
13-Feb-02
20-Dec-95
06-Jul-01
21-Dec-01
12-Jul-00
08-Jul-04
19-Apr-01
17-Dec-98
10-May-01
01-Nov-99
24-May-95
04-Nov-92
01-Mar-92
10-Feb-03
23-Feb-99
18-Sep-02
13-Feb-01
05-Nov-97
FIMBRA/PIA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
IBRC
FIMBRA
FIMBRA
IBRC
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
12-Nov-01
02-Aug-95
01-Nov-95
23-Apr-99
21-Apr-04
29-Feb-00
25-Jul-01
20-May-99
16-Oct-00
22-Aug-00
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Pension and Investment Planning Services
Pension Mortgage Plans
Pension Solutions Limited
Pentagon Financial Management (East Anglia) Limited
Pentagon Financial Services Limited
Pentre-Vere Limited
Perch Rock Investments Limited trading as Castle Asset Financial Services
Peregrine Overseas Limited
Perry & Perry (Insurance Services) Limited
Perry Prowse (Life and Pensions) Limited
Persad Reeve & Company (Financial Services)
Peter Allan Lem trading as Goldcrest Financial Services
Peter Begam Financial Services
Peter Broome and Company Limited
Peter Clowes Insurance & Investment Services Limited
Peter Cracknell Associates (Financial Planning & Insurance Consultants) Limited
Peter Edwards formerly trading as Lepton Insurance Services
Peter F Keeling & Company
Peter George Marshall Esq
Peter Ginn trading as Peter Ginn & Company
Peter Hardy Insurance Brokers
Peter Harries formerly trading as Robert Halsey Insurance Brokers
Peter John Naylor trading as Naylor Investment Services
Peter Masters Financial Services
Peter McArthur Insurance & Mortgage Services
Peter McDowell & Peter Price trading as Carlton Financial Services
Peter Mickelburgh & Judy Mickelburgh formerly trading as Shipdham
Insurance Services
Peter Moore and Anne Moore formerly trading as Cable Financial Services
Peter S Varley Insurance Services
Peter Sellers (Insurance Brokers) Limited
Peter Sweetland Life & Pensions Limited
Peter Woodward trading as Wodwards
Petherelle Limited (In Liquidation)
P F S Mortgage Consultants
P G L Insurance Consultants Limited
Pharos Financial Services Limited
Philip A Barnes (Insurance Brokers) Limited (now Philip A Barnes Limited)
Philip J Turner
Philip Jalland Limited
Philip James Barrington trading as Barrington Associates
Philip John Howells formerly trading as Willis Howells Financial Services
Philip Renshaw
Philip Ritchie trading as Ritchie Advisory Services
Philip Smith trading as Phillip D Smith Esq
Philip Sprake Financial Services
Philip Stubbs formerly trading as Alexander Stubbs Independent
Financial Advisers
Phillippa Levy & Associates Limited
Phillips Woodbine Limited formerly D & J Davies
(Life and Pensions Consultants) Limited
Phoenix Court Limited, formerly Orion I B I A Limited
Phoenix Financial Planning
P I B (Financial Services) Limited
Piper Lee and Piper Limited
Pitts Insurance and Mortgage Consultants
Planet Financial Services Limited
Planned Finance Investment Managers Limited
Planned Futures (Scotland) Limited
Planned Futures Limited
Platt (Life & Pensions) Limited
P L P Financial Services Limited formerly Peter Long & Partners Limited
17-Mar-99
08-Jun-00
06-Sep-99
28-Mar-96
16-Sep-98
25-May-94
31-Aug-99
23-Aug-04
22-May-00
13-Oct-00
24-Jun-99
07-Dec-94
08-Sep-00
07-Feb-05
02-Nov-99
21-May-99
05-Sep-02
12-Sep-00
23-Feb-99
07-May-03
08-Sep-00
03-Jan-02
12-May-98
12-Jul-99
08-Sep-00
28-Aug-98
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA & PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA & PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA / PIA
FIMBRA
19-Apr-01
25-Nov-02
16-Apr-99
16-Feb-05
20-May-99
23-Aug-04
09-Oct-02
25-Jul-01
13-Oct-99
16-Jun-04
03-Aug-04
01-Jul-91
04-Dec-00
06-Jul-01
23-Aug-04
20-Sep-01
28-Aug-98
15-Nov-95
30-Jun-99
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
21-Feb-03
07-Nov-02
FIMBRA/PIA
FIMBRA/IBRC
03-Dec-03
08-Nov-04
30-Aug-01
17-May-01
30-Jun-99
05-Sep-97
08-Jun-00
10-Sep-98
21-Dec-01
02-Mar-00
01-Dec-97
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
formerly Paul Gregory Associates Limited
P M A Pensions Management Limited
Policy Insurance Brokers Limited
Poole And Callaghan Financial Consultants Limited
Portcullis Agencies
Porter, Dawson Limited
Portfolio Financial Services
Portfolio Investment Services
Portman Financial Services
Portman Financial Services Limited
Posal Insurance and Financial Services Limited
P P A Independent Network plc
P P L (Fund Management) Limited
Practical Financial Management Limited
Premier Park Financial Services Limited
Prestige Insurance Services Limited formerly Prestige Insurance
Limited & Prestige (Insurance) Brokers Limited
Pride Consultants
Principal Financial Services Limited
Prior & Associates Limited
Priory Insurance (Life and Pensions)
Priory James Limited
Prismatic Limited
Private & Commercial (Life Pensions) Consultants Limited (trading as
Grosvenor Insurance Consultants)
Professional Advisers Investment Services Limited (formerly Premier
Investment Management Services Limited)
Professional Asset Management Ltd (formerly F & R Financial Services Ltd,
Fraser Smith Group Ltd, Fraser Smith Ltd, Hambro Fraser Smith Ltd)
Professional Link Services Limited
Property Bond Marketing Limited
Property Enterprise Managers Limited
Protacs Limited
Purdie and Byron (Leamington) Limited formerly trading as Purdie and
Byron (Insurance Brokers) limited
Puttick Pensions and Financial Services
Pym & Company Limited
Quantum Financial Services (Norwich) Limited
Quay Financial Services Limited
Quay Securities Financial Services Limited formerly Life Concepts Limited
Quebec Financial Services Ltd
Questor Financial Services Limited
R A Austin Life And Pensions Limited (In Liquidation)
R A Woods trading as Bradley Finance
R B Ballingham trading as Bridges Insurance Services
R C Parish (Financial Services) Limited formerly R C Parish
(Insurance Brokers) Limited trading as R C (Life & Pensions) Limited
R E Hutt Independent Financial Advisers Limited (In Liquidation)
R E Kerslake & Company
R F King Insurance Consultants Limited
R H Hughes (Colwyn Bay) Limited
R H Richards Associates Limited
R J Boorer & Associates (Life) Limited
R J Piper (Life & Pensions) Limited (In Liquidation) Formerly R J Piper
(Life & Pensions Brokers) Limited
R J Purnell
R J Temple PLC (In Liquidation), formerly R J Temple & Company Limited
R L Insurance Limited
R M Armstrong and Company
R M Gibson & Partners Limited
R M McKinnie (Life & Pensions) Ltd
R O Dearn & Son Life & Pensions
21-May-99
28-Sep-00
22-Aug-00
25-Jun-98
27-Nov-98
14-May-96
14-Jul-99
27-Oct-98
14-Jul-99
21-Dec-00
26-Mar-01
16-Aug-95
04-Nov-92
16-Feb-05
24-Jul-97
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
01-Oct-04
17-Dec-99
16-Oct-03
02-Jun-98
31-Aug-99
04-Apr-00
27-Jul-99
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
01-May-01
FIMBRA
04-Jan-01
FIMBRA/PIA
10-Jan-01
08-Jun-00
12-Aug-99
12-Jan-00
03-Dec-97
FIMBRA/PIA
FIMBRA
FIMBRA
IMRO
FIMBRA
11-Oct-04
05-Feb-99
10-Apr-02
17-Sep-98
02-Jul-99
23-Jun-99
19-Dec-00
12-Mar-99
06-Jul-01
30-Apr-97
22-Sep-98
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
05-Feb-99
24-May-04
30-Aug-01
17-Jun-99
02-Mar-00
28-Feb-98
06-Oct-04
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
14-Jan-04
28-Nov-00
26-Nov-03
03-Dec-03
01-Nov-99
11-Jun-02
22-Jan-01
25-May-99
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
IBRC
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
R S & J Insurance Services (Wales) Limited
R E. Raines (Financial)
R R. Insurance Services Limited
R A W Clark & Dixon Limited
R.I.B Limited (In Liquidation) formerly Raytel Insurance Brokers Limited
R.W Ralph Insurance Consultants
Raffles Area Credit Union Limited**
Rakesh Kumar Sharma trading as RK Shops & Business
Rall Asset Management
Ralph Wright Financial Services Limited
Ramsay General Insurance Services Limited
Randall Financial Services Limited
Ratmor Incorporated Insurance & Financial Advisors
Rawmhill (financial Services) Limited (formerly Rawmhill Brokers
(Financial Services)Ltd)
Ray Greenwood Fund Management
Raymond Mcbride formerly trading as Mcbride Insurance Agency
Raymond Reginald Butters (Deceased) Formerly Trading as
Breydon Insurance Life & Pensions
Raynes, Hodder, Davison & Company Limited
R B & M Associates Limited
R B G Associates
R C I Portfolio Managers Limited
Realmsquill Limited formerly Westbrook Life & Pensions Limited
Ream Financial Services Limited
Rebbecks Financial Services Limited
Redbridge Estates Developments Limited
Rees Partners & Co
Regal Cover Financial Planning Limited (formerly Holbeach Securities Limited)
Regency Financial Services
Regent Financial Management
Regent Financial Services Limited
Regent Life Associates Limited
Reginald Smith & Perry Kinnair trading as P & R Insurance Services
Reilly Ross Life & Pensions Limited
Relocation Limited
Renfrew Insurance Agents Limited, formerly Renfrew Insurance Brokers Limited
Residential & Commercial Mortgage Services Limited trading as
The Mortgage & Pension Shop
Reyd Services Limited
R H B Financial Services Limited
Rhodes Wood (Investment) Limited
Ribble Life Insurance Services Limited
Ricca Simon Financial Services Limited
Richard Bloomfield (Assurance Services) Limited (formerly Rateunique Limited)
Richard Bolton trading as Bolton Godfrey
BRA/PIA
Richard Carter Life Consultants Limited
Richard Douglass Yeates formerly trading as Heritage Assurance
& Pension Consultancy
Richard Field Financial Services Limited
Richard Field Insurance (Sevenoaks)
Richard Grenville Financial Management Limited
Richard Hallett trading as Austin Financial Management Services
Richard Harrison & Company
Richard John Collier, Lee Charles Shurey & Martin Anthony Chedgy trading as
Richmond Investments
Richard Johnson Associates
Richard K Thompson Associates
Richard Matkin formerly trading as Albion Investment Management
Richard Philpin & Company
Richard Roberts & Neil Spenceley trading as Spenceley
12-Jul-99
23-Nov-99
02-Mar-00
09-Dec-99
09-Nov-01
12-Nov-99
16-Jul-04
25-Jun-97
19-Mar-03
08-May-00
24-Nov-99
27-Mar-03
21-Mar-00
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FSA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
PIA
30-Aug-01
21-Jan-99
11-Oct-04
FIMBRA
FIMBRA
FIMBRA
12-Nov-03
06-Sep-99
08-Jun-00
31-Mar-99
16-Dec-92
23-Sep-98
26-May-99
30-Jun-99
03-Jul-98
01-Mar-92
26-May-00
17-Mar-99
10-Sep-99
25-Feb-99
17-Mar-99
16-Jun-04
09-Dec-99
12-Jul-99
23-Mar-05
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/IBRC
31-Aug-04
06-Mar-96
21-Jul-03
19-May-99
23-Feb-99
05-Aug-92
13-Feb-02
10-Feb-03
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA FIM-
01-Mar-92
FIMBRA
01-Oct-04
29-Apr-98
12-Aug-99
05-Jan-01
17-Sep-97
06-Sep-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
06-Dec-95
14-Jul-99
04-Nov-97
10-May-04
06-Dec-00
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
& Roberts Insurance Services
Richard Thacker (Financial Services) Limited
Richard Thomas Derby Blencowe trading as Richard Blencowe
(Life & Pensions)
Richards & Drew Limited
Richards Life and Pensions
Richards, Longstaff Limited
Richmond Ash Limited
Richmond Insurance Services
Richmond Lyon Financial Services Limited
Richmond Stuart Insurance Services
Rickett, Baldwin (Pensions) Limited
Ridgefield Financial Services Limited
Ridgway (Life & Pensions) Limited
Ridley Devine & Company Limited
RIM Fund Management Limited
Riseley & Company Financial Services Limited
RNR Insurance & Financial Services Limited
Robert Barrie formerly trading as Bellwood Insurance Consultants
Robert Byles, formerly trading as R Byles Financial Services,
also known as Bob Byles Financial Services
Robert Carter & Partners
Robert Evans & Associates
Robert Graham (Insurance Services) Limited
Robert Haymes Financial Consultants
Robert James Fowler trading as R J Fowler Insurance Consultants
and Estate Agents
Robert St Clair & Company Limited
Robert T Kane (Insurances) Limited
Robert William Gask, Esq
Robin Hancock trading as Nord Investment Services
Robin Huckle & Co Limited
Robinson Cooke Financial Services
Roderick Taylor Esq
Rodney Bennett (Life & Pensions) Ltd
Rodney G F Annable Esq
Roebuck Financial Services Limited
Roger Bratby formerly trading as RWB Investment and Pension Services
Roger Cockrill, Esq
Roger Michael Jones trading as Parker Grant & Company
Roger Murray Insurance Brokers
Roger Smith formerly trading as Thornbury Insurance Services
Roger Smith Independent Financial Adviser Limited (formerly Inchmoor Limited)
Roger W Barugh & Company Limited
Romford Insurance Bureau Limited
Ronald E Froud & Associates
Ronald Garvie Esq
Ronald John Acton, Esq
Ronald Leask, David Leask & Frances Leask trading as Ronald M Leask
& Company
Ronald Pronger formerly trading as The Chantler House Company
Rossli Financial Services Limited
Rotherwell Financial Management Limited
Roxborough Financial Management Limited
Roy & Nita Teveraux-Webb trading as Tutors' Investment & Pensions
Roy Hawcock (deceased), formerly trading as Roy Hawcock Insurance Services
Roy Insole trading as R W Insole & Company
Roy King formerly trading as Roy King Insurance and Financial Services
Roy Lewis (Life & Pensions) Limited (Now Insight 21 Limited)
Roy Silvester and Sandra Silvester formerly trading as Silvester & Company
RSR Financial Services Limited
Ruabon, Cefn & District Credit Union Limited
25-Nov-03
12-Jun-02
FIMBRA/PIA
FIMBRA/PIA
30-Jul-99
23-Aug-00
18-Sep-98
28-Aug-98
21-Apr-04
05-Jul-99
24-Feb-99
09-Aug-99
20-Jul-00
23-Aug-04
30-Jun-99
29-Nov-99
07-Sep-94
12-Feb-01
12-Jun-02
01-Nov-01
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
30-Nov-04
01-Apr-91
16-Oct-03
11-Jun-99
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
PIA
25-Mar-99
22-Jan-98
28-Nov-00
05-Jul-99
03-Jan-01
07-May-02
01-Oct-99
23-Feb-99
03-Jan-01
21-Jan-02
17-Mar-99
16-Sep-02
19-Jan-00
16-Jun-98
30-Jun-00
14-Jul-04
13-Mar-01
30-Sep-98
01-May-01
01-Dec-91
12-Sep-00
21-May-99
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA/PIA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
11-Dec-00
13-Feb-03
28-Sep-99
02-Jul-99
28-Feb-98
16-Sep-03
13-Dec-04
09-Dec-03
17-Nov-00
23-Aug-00
25-Jul-01
16-Jun-92
15-Oct-03
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FSA
Name of firm
Date declared
Regulator
Ruben Walter Agencies Limited
Ruben Walter Investment Management Limited
Russell John Sandrey, Paul Anthony Keating & Anne Catherine
Keating trading as Swift & Company Mortgages Life & Pensions
Russell Ward (Insurance Brokers) Limited (Subsequently known as
Russell Ward I.B Ltd)
RWIS (Midland) Limited
S & G L Financial Consultants
S & S Insurance Services Limited
S & S Insurance Services Limited
S A Robertson & Company
S B Financial Services Limited
S C Insurances Limited
S Hirst Financial Consultants
S J Taylor And Associates Limited
S P Joint Limited
S R Services (UK) Limited
S Tate, Esq
S Victor Boyd and Company
S W Vian Limited Formerly Seaforth Insurance Services Limited
Saffron Brokers (Life & Pensions) Limited
Sage Financial Consultants Limited
Salter Insurance Services Limited
Sandbern Insurance Consultants
Sandbourne Pension Planning Limited
Sanderson Harris Associates Limited
Satchville Securities Limited
Saunders P F M Limited
Saunders, French & Company Limited
Scantlebury & Whyte Independent Financial Services Limited
SCD Associates Limited
School Fees Insurance Agency Limited
Scott & Company (Financial Services) Limited
Scott & Scott Financial Services Limited
Scott Laing (Financial Services) Limited (In Liquidation) formerly
George Scott (Insurance Services) Limited
Scottish Fiduciary Investment Company Limited
Scottway Insurance Services Limited formerly known as Scott & Wason
(Insurance Services) Limited
Seaham Investment Consultants
Searchrain Limited
Security and Annuity Life Limited
Sedgemoor Financial Services Limited
Sekalb Two Limited, formerly Seymour Pope Financial Services
Limited and Seymour Pope & Company Life & Pensions Limited
Selectline Financial Services Limited
Seligmann, Harris & Co
Sellers Estate Agency (Cumbernauld) Limited
Sellnote Limited trading as Rush Green Insurance Services
Selwyn Life Brokerage Limited
Senate (Finance & Insurance) Limited
Senator Life & Pensions
Senior Financial Services Limited
Seradata Limited trading as A Walsh & Paul Grant Assurance Services
Seven Shield Limited
Severn Valley Financial Services Limited (now SVFS Limited)
Severndale Insurance Consultants
Shaddick Financial Services Limited
Shandon Mortgage Centre
Shane Fox trading as Fox Associates
Sharman Associates
Shaw & Sons (Life & Investment Services) Limited
03-Feb-93
01-Mar-92
FIMBRA
FIMBRA
20-Dec-95
FIMBRA
07-Jul-00
01-Nov-99
11-Aug-03
30-Aug-01
29-Oct-03
14-Oct-99
03-Nov-04
17-Jun-99
19-Oct-99
02-Mar-05
29-Aug-00
07-Feb-05
23-Jun-99
05-Jul-99
14-Jan-04
04-Oct-01
22-Nov-04
28-Sep-99
18-Nov-98
21-Dec-01
21-Feb-05
13-Dec-04
01-Jul-98
19-Nov-98
09-Sep-92
21-Feb-01
15-Feb-00
28-Sep-04
28-Mar-96
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
IBRC
IBRC
FIMBRA
FIMBRA
IBRC
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
PIA
FIMBRA/PIA
FIMBRA
08-Oct-02
29-Sep-98
FIMBRA/PIA
FIMBRA
24-Aug-04
20-May-99
21-Nov-94
20-Dec-95
31-Jan-02
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
16-Oct-03
13-Oct-98
10-May-99
11-Aug-99
26-Nov-01
04-Dec-96
26-Mar-04
03-Sep-01
03-Aug-04
31-Aug-99
07-Jan-99
16-Jan-01
01-Jun-91
22-May-00
21-Dec-01
17-Nov-00
17-Jun-99
03-Nov-04
FIMBRA
FIMBRA
SFA
FIMBRA
FIMBRA
SIB
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
Name of firm
Date declared
Regulator
Sheard-Whitehead Limited
Shearlangstone Brokers Limited
Sheerbest Limited
Sheffield Insurance Services Limited
Sheldwich Insurance Agencies Limited
Shenton Scott Limited
Shepherds Bush Social and Welfare Credit Union Limited
Sherbourne Financial Services Limited
Sherwins Financial Management Limited
Sherwood Associates Financial Services Limited
Shipmans Financial Services Limited
Sidesaddle Investments Limited formerly Bernard A Potter Limited
Sidney D E Jong & Co Limited
Siltala Fund Managers Limited
Simmons Lowe & Company Limited
Simmons Mortgage Life and Pensions Limited
Simon Financial Services
SIMS Idependent Financial Services Limited
Sims Investment Services
SIS (Life and Pensions) Limited
Skytrack Financial Services
Sleaford Financial Services Ltd (formerly known as
T & R (Financial Services) Ltd)
Smith Bishop & Morgan Limited
Smith Coulton & Partners Limited
Smith Law & Company
Soames & Co Financial Management Limited
Solfile Limited (In Liquidation) formerly known as Johnstone Rose Limited
13-Jul-99
28-Sep-98
01-Apr-90
31-Jan-02
08-Nov-04
28-Mar-01
25-Sep-03
18-Nov-98
24-Jan-03
15-Jul-99
07-Mar-05
21-Apr-04
01-Nov-99
11-Jan-94
23-Nov-04
11-Jun-99
06-Oct-93
20-Jul-00
17-Dec-98
05-Aug-04
22-Jul-98
PIA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FSA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
IBRC
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
20-Sep-00
09-Nov-01
15-Sep-93
16-Feb-00
06-May-92
21-Feb-03
26-Feb-02
08-Nov-04
30-Mar-95
05-Feb-99
28-Oct-97
10-May-01
19-May-99
31-Mar-00
07-Jan-99
01-Aug-02
26-Apr-00
30-Mar-95
04-Nov-92
FIMRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/IBRC/
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
04-Oct-01
FIMBRA/PIA
15-Nov-99
23-Apr-99
27-Nov-98
18-Nov-98
26-Nov-01
01-Sep-03
29-Mar-99
25-Jul-01
24-Nov-99
11-Oct-01
07-Jul-93
08-Dec-98
24-Oct-02
23-Aug-00
17-Dec-98
25-Nov-03
02-Nov-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/IBRC
PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Solicitors Estate Agency (Glasgow) Limited
Solicitors Estate Agency (Hamilton) Limited
Solicitors Financial Consultancy Services Limited
Solicitors' Estate Agency (Paisley) Limited
Solo Life & Pensions Limited
Soraff Nieman (Insurance Consultants) Limited
South Bar Brokers
South Cheshire Investment Services Limited
South Derbyshire (Life Pensions & Investments) Limited
South Park Investments Limited
South Shields Investments
South Yorkshire Financial Planning
Southport & County Financial Services Limited
Southport Investment Centre Limited (Subsequently Hesketh International
Fund Management Limited)
Southwest Essex Financial Consultants Limited formerly known as
J L Manson Financial Consultants Limited
Sovereign Financial Planning Limited
Sovereign Investment Consultants Limited
Spa Insurance Services
Spalding Insurance Services (Life Pensions & Investment)
Spalding Kirkcaldy Limited formerly Spalding (Insurance Brokers) Limited
Spectrum Wales Limited
Spencer Dean & Perrie (Investments) Limited
Spiremark Limited
Spring Hill Financial Services Limited
St James Investment Management Limited
St James' Court (EFS) Limited trading as Executive Financial Services
St Olaf Insurance Brokers Limited
Stafford Knight Life Assurance Brokers Limited
Stag Mortgage & Financial Services
Stanhope Woodford Limited formerly D H R Limited
Stanley & Partners
Name of firm
Date declared
Regulator
Stanley Sheinwald trading as S & G Finance
Stateform Financial Management Limited formerly Berkeley St James's
Financial Management Limited
Staunton Group Limited
Steadfast Insurance Services Limited formerly known as A M Marrs (PG) Limited
Steed (Financial Services) Limtied
Steed Harris (Investments) Limited
Stephen Cowan trading as Cowan Elliott Cowan
Stephen Crawley formerly trading as Sterling Management
Stephen Hollis, Michael Carter and Adrian Widdett formerly trading as
A M A Financial Group
Stephen Liddle trading as S L (Stephen Liddle) Financial Services
Stephen Robertshaw trading as Robertshaw & CO
Stephen Uren Limited
Stephen William Mark Welsh trading as Stephen Welsh & Co
Sterling Consultants Limited
Sterling Financial Consultants Limited
Sterling Financial Management Limited
Steven Howells trading as Steven Howells Insurance & Investment Services
Stevenage Insurance (Financial Planning) Services Limited
Stewart Johnson Financial Services Limited
16-Mar-94
FIMBRA
19-Nov-98
05-Feb-99
30-Aug-01
09-Feb-00
17-Mar-99
11-Aug-03
21-Dec-01
FIMBRA
FIMBRA
IBRC
IBRC
FIMBRA
FIMBRA
FIMBRA/PIA
15-May-02
01-Aug-96
30-Aug-01
10-Jul-98
28-Mar-96
06-Oct-99
21-Dec-01
19-Jan-00
28-Nov-00
17-Mar-99
10-Feb-03
Stigenace Financial Services Limited, formerly MIA Financial Services Limited
Stirling and Gilmour (Financial And Property Services) Limited
Stirling Asset Management Limited (In Liquidation)
Stirling Insurance Consultants
Stockbridge Associates Limited
Stoic Financial Services Limited
Stone House Insurance Services Limited
Stone House Life Assurance Services Limited
Stoneleigh Investments
Stones McCourt Investments Limited
Stour Finance
Stour Financial Services Limited
Streamline Associates
Stronghold Asset Managers Limited
Stuart & Verity (Life & Pensions) Limited
Stuart Alsop trading as Heritage Financial Services
Studley Financial Services Limited
Suckling Waddington And Partners Limited (In Liquidation)
Summit Insurance and Financial Consultants Limited
Surene Limited, formerly Walji Asaria Financial & Insurance Services Limited
Sussex County Insurance Services
Sussex Sterling Limited
Svenska Financial Services Limited
Swale Life and Pension (Consultants) Limited
Swarbrick & Booth Independent Financial Advisers
Sweet life and Mortgage Limited (In Liquidation)
Swift Finance and Investment Limited
Swimcourt Limited
Swinburne knowles Insurance Limited
Swinford Financial Services Limited
Sydney Burgess & Partners (Life and Pensions) Limited
T A Hill Life & Pensions
T A Paling (Insurance and Claim Consultants) Limited
T Capper trading as Lyness Alexander Investment Services
T G Blow And Company Insurance Consultants
T H Barclay Financial Services Limited
T J Whiteley (Financial Planning) Limited
T Loftus & Company (Insurance Brokers) Limited
T Marshall & Associates Limited
T P Godfrey & Company Limited (formerly Cowper & Dean Limited)
04-Jan-05
21-Feb-05
11-Jun-02
19-Mar-99
31-Jan-02
23-Aug-00
25-Nov-03
30-Jul-03
24-Nov-99
09-Apr-99
25-Oct-01
16-Mar-94
29-Sep-97
10-May-00
23-Mar-05
16-Oct-03
12-Mar-04
15-May-02
03-Jun-97
16-Feb-05
07-Jan-99
07-Jan-99
26-May-00
13-Jul-99
23-Feb-99
19-Nov-01
01-Nov-99
20-May-99
19-Sep-01
25-Nov-03
23-Feb-99
14-Sep-01
28-Sep-98
21-Nov-94
26-Jun-98
03-Sep-01
29-Apr-98
12-Mar-04
04-Apr-00
16-Oct-03
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/IBRC
SIB
PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
IBRC
FIMBRA/IBRC
Name of firm
Date declared
Regulator
T R Pagett Associates Limited
T V Andrews & CE Wenborn trading as Genesis Insurance Services
T W Financial Services Limited
T Arnold Life & Pensions
T McDonagh Financial Services Limited
T G Galgey & Company Limited
T T Independent Financial Advisers Limited (formerly
T T International Brokers Limited)
Taggart Insurance Brokers
Taliesin Ivor Edwards and Elizabeth Joan Edwards formerly trading as
EJ Consultants
Tancred Financial Services Limited
Tangent Financial Services Limited
Task Force Financial Services Limited
Tattersall Investment Management Limited
Tatton Investment Management Services Limited
Tax & Financial Services (Sussex) Limited
Taxworth Financial Services Limited
Taylor & Ellington (Life & Pensions) Limited
Taylor Churchill Limited
Taylor Financial Services
Taylor Insurance & Investments
T C Coombs & Co (in liquidation)
Teeling Financial Services Limited
Tees Wear Financial Consultants Limited
Temple & Kean Limited
Temple Court Independent Limited
Temple Gray
Templegate Financial Management Limited
Templegate Investment Managers Limited
Templehouse Financial Services Limited
Tendring Dial Credit Union Limited
Terence Schofield trading as Schofield Insurance Services
T F P Limited
Thameswood Credit Union **
The Better Business Centre Limited
The Cowburn Partnership
The Fellowship Investment Company Limited
The Finance Bureau
The Financial Planning Consortium Limited
The Gerrard Partnership Limited
The Hallmark Consultancy Limited
The HN Financial Consultancy Group LTD
The House & Mortgage Centre Limited
The Insurance Centre
The Insurance Centrte Limited
The Kennett Group
The Kensington Group
The Lansdowne Forum Limited
The Levitt Group Limited
The Lines Partnership Limited (formerly Linda Lines Associates Ltd
and currently L.L.Partnership Ltd)
The Lydgate Group plc trading as The WestCourt Group plc
The Lytle Group
The Moneywise Centre Limited
The Mortgage Centre (Yorkshire) Limited
The Mortgage Clinic Limited
The New Home Mortgage Company Limited formerly trading as A & L
Financial Services Limited
The Nield Johnson Partnership
The Old Treasury (Financial Management Limited)
The Omori Group Limited
29-Jan-99
05-Jul-95
23-Jul-04
04-Dec-98
23-Feb-99
07-Jul-00
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA & SFA
27-Mar-02
16-Sep-98
FIMBRA
FIMBRA
06-Jul-01
27-Jul-00
13-Sep-04
19-Nov-98
30-Apr-98
17-Mar-93
21-Dec-01
23-Apr-99
25-Jul-01
10-Feb-03
12-Feb-01
27-Feb-98
02-Feb-94
23-Jun-99
01-Nov-99
25-Jul-01
21-Feb-03
12-Jun-00
18-Feb-93
01-Mar-92
29-Jun-99
26-Mar-03
14-May-97
09-Mar-00
12-Sep-02
28-Sep-98
09-Jun-00
05-Nov-98
28-Aug-98
07-Dec-04
13-Jul-99
05-Feb-99
03-Dec-03
19-Nov-98
04-Oct-01
17-Dec-04
05-Nov-99
20-Jan-99
17-Dec-99
01-Mar-91
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
SFA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FSA
FIMBRA
FIMBRA
FSA
FIMBRA
PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
13-Feb-02
13-Oct-98
09-Dec-99
04-Mar-98
21-Jul-03
23-Feb-99
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
11-Oct-04
17-Mar-99
01-Mar-95
23-Feb-99
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
The Pension Shop Limited (In Liquidation)
The Property Centre
The Resource Partnership Limited
The Thomas Egerton Wood Partnership Limited
Theobalds Road Company Limited Formerly J W Sleath & company Limited
Theodore Allen & Company Limited
Thomas Derek Mackereth formerly trading as Derek Mackereth Insurance
Thomas Dyer & Company (Management Consultants) Limited
Thomas Gould & Co (Financial Services) Limited
Thomas H Adams Insurance Services
Thomas P Stackhouse & Son Limited
Thomas Parfitt & Lacey Limited
Thomas Wood Partnership
Thomas-Ridgard Insurance Services Limited
Thompson & Richardson (Specialist Investment Services) Limited
Thompson Insurance Consultants (Romford) Limited
Thomson And Turner (Life and Pensions) Limited
Thomson Ferguson (Life & Pensions) Limited
Thomson Investments Limited
Thorndale Financial Services Limited
Thorne Associates Limited
Thorogood Associates
Thorwell (Insurance Consultants) Limited (Inliquidation)
Timeshield Limited
Timevale Limited
Timothy Glynn trading as Glynn Goodwin & Co
Tink Insurances
T M G Insurance Agency
Toleman Insurance Services Limited
Tom Lewis & Associates Limited
Tony Brown Financial Advisers
Tony Gibson Insurance Consultants
Tony Lawford Financial Services Limited formerly Matthews, Harris
& Associates (Pensions & Investments) Limited
Tony Morris
Tony O'Neill Insurance Services
Tony O'Neill Insurance Brokers
Toonhill Limited formerly Chatsworth Insurance Consultants Limited
Total Protection Services Limited trading as Pressing Engagements
Tower Financial Consultants Limited, formerly known as
T B A Financial Services Limited
Town & Country Assurance Services Limited
Town & County (Life & Pensions) Limited
Town Centre Financial Services
Townend & Company (Insurance Services) Limited (formerly Townend
& Company (Insurance Brokers) Limited)
Townend (Life and Pensions) Limited
Townsend Rayner Associates Limited, formerly Townsend
& Bugg Financial Services Limited
Townsends Financial Services Limited formerly A G Townsend
Financial Services Limited
Trahair Keen
Trans Action
Transfinance International Limited
Tranters Investment Planning Services Limited
Trevor Lewis Financial Services Limited
Trevor Saw trading as Trevor Saw Insurance Services
Trevor White trading as Trevor White & Company
Tribune Independent Financial Management Limited
Trinity Insurance Services (London) Limited
Trinity Portfolio Life & Pensions Limited
Trinity Portfolio Services Limited
08-Oct-02
23-Feb-99
10-May-01
06-Sep-99
05-Sep-02
21-Jul-99
07-Sep-04
12-Mar-04
11-Mar-99
20-Jun-00
20-Sep-00
11-Jul-00
21-Jul-99
08-Nov-04
28-Apr-00
05-Jul-02
16-Feb-05
01-Oct-03
28-Sep-99
23-Feb-99
23-Feb-99
27-May-99
15-Sep-00
04-Oct-99
07-Jan-99
17-Aug-94
14-Jan-02
01-Dec-91
09-Aug-99
14-Sep-99
21-Dec-01
31-Aug-99
FIMBRA/PIA
FIMBRA
FIMBRA / SFA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
PIA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
23-Jul-04
03-Dec-98
31-Aug-99
29-Jun-04
04-Nov-99
02-Jul-99
FIMBRA/PIA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
30-Nov-04
22-Jan-01
09-Feb-00
25-Mar-97
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
01-May-01
18-Nov-98
IBRC
FIMBRA
22-Nov-04
FIMBRA/PIA
12-Nov-99
16-Apr-99
02-Aug-99
10-Mar-98
20-May-99
29-Jan-99
13-Oct-98
22-Nov-04
30-Nov-99
11-Oct-04
29-Jun-00
16-Jul-03
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
PIA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Truelife Financial Services Limited
Trumark Financial Services Limited (In Liquidation)
Truro Life & Pensions Limited
Tudor Court Associates
Tudor Financial Services Limited
Tudor Mortgage Services Limited
Tufton and Farmer Limited (In Liquidation)
Turretlynn Limited
Twin Counties Limited
Tyer (Financial Services) Limited
U.K and Overseas Management Limited
UK & General Securities plc
UK Expatriates Professional Advisory Services (Middlesborough) Limited
UK Expatriates Professional Advisory Services Limited
UK Financial Management Limited
UK Northern Independent Intermediaries Limited
UKAY Financial Services
Unity Insurance Services Limited
Universal Investment Advisers Limited
University Medical & General Limited
Upperstock Limited
Urwin Mortlock Financial Services Limited
V W B (Cornwall) Limited
V.P. Investments Limited
Vadis Life & Pensions Limited
Valentine & Wolff (Life & Pensions Consultants) Limited
Valentine & Wolff Limited
Valestone Limited (formerly Rhodes Booth Ramsbottom & Co Limited)
Valleyside Financial Services
Valleyway Limited trading as Valleyway Professional Services
Valmet Asset Management Limited
Valued Investment Planning
Vance Adams & Reid Financial Services Limited
Vantage Financial Management
Vauntage Financial Services Limited
Vernon Harper Strudwick formerly trading as Vernon Strudwick Associates
Victor Nelson Hearmon & David John Marshall formerly trading as
Hearmon & Company
Vidian Limited
Vince Walker Independent Financial Adviser
Vital Financial Services Limited (in Liquidation)
VSB Associates Limited
Vulcan Insurance Brokers (Life Pensions & Investments) Limited
W Gerwyn Williams & Underwood
W H Foot (Life & Pensions Brokers) Limited
W K Financial Services Limited
W L Gibson & Associates
W L M Financial Services Limited (in Liquidation)
W Matthews (Life & Pensions) Limited
W R Voegt and Company
W T W Freary Financial Management
W J Shore (Financial & Pensions Management) Limited
W J H Dovey Insurance Brokers Limited subsequently W.J.H. Dovey
Insurance Services Limited
W P W & Partners Limited
W T Life & Pensions Limited
Wadsworth Bates Limited
Wain-Hobson, Sykes & Company
Wait - Martin
Wakefield Securities (Insurance Consultants) Limited
Walter Wilson & Co Limited
Warburton Wyse (Mortgage Brokers) Limited
15-Sep-00
15-May-03
01-Nov-99
15-Jul-99
06-Dec-95
21-Feb-01
21-Dec-00
30-Nov-99
14-Jul-99
01-Dec-95
14-Oct-99
06-May-92
09-Mar-00
04-Nov-99
21-Mar-00
28-Aug-98
01-Sep-91
02-Aug-02
03-Aug-00
17-Dec-98
01-Sep-91
06-Sep-99
19-Mar-99
02-Jul-99
12-Mar-99
12-Sep-02
25-Jul-01
22-May-00
24-Mar-99
22-Dec-00
05-Dec-90
17-Dec-98
02-Nov-99
03-Jul-98
02-Oct-02
13-Nov-00
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
IBRC
FIMBRA
FIMBRA
FIMBRA
SFA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
13-Oct-04
15-Jan-99
21-Dec-01
08-Mar-04
21-Feb-96
07-May-02
10-Apr-00
08-Dec-98
16-Sep-03
21-Dec-99
25-Nov-03
05-Jul-99
23-Jun-99
17-Nov-00
04-Nov-97
FIMBRA
PIA
FIMBRA/PIA
PIA
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
05-Feb-99
20-Jan-99
23-Feb-99
30-Mar-95
11-Jun-99
03-Sep-99
29-Aug-01
08-Nov-00
13-Apr-04
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
Name of firm
Date declared
Regulator
Ward Financial Services Limited
Wardman Jory Financial Management
Ware Insurance Services Limited formerly trading as Ware Insurance
Brokers Limited
Waring Marshall
Warren & Johnson
Waterford Investments Limited
Waterloo Financial Services Limited
Watermans Financial Services Limited
Watford Insurance Brokers Ltd
Watkins Insurance
Watson Clarke Limited
Watts & Groves (Insurance Brokers) Limited
Waverley Fund Management Limited
Way Moss Limited
WB Greatrix & Partners
Weatherers Financial Services Limited
Wellard Shaw Financial Services Limited (In Liquidation)
Wemyssfield Insurance Brokers Limited
Wentworth Investment Services Limited
Wentworth Life and Pensions Consultants Limited
Wentworths Financial Services Limited
Wentworths Limited
Wessex Asset Management Limited
Westcourt Asset Management Limited
Western Associates Life And Pensions Limited
Western Investments
Westfield (Goosnargh) Limited formerly known as Wood & Craven Limited
Westlon Financial Management Limited
Westmid Insurance Brokers (Sedgley) Limited trading as
Beacon Insurance Services
Weston Financial Services Limited (In Liquidation)
Westside Securities Limited
Westwood Rowe Limited
Weybourne Financial Services Limited
White Kerwin Liimted
White Knight
White Morgan & Company Limited
Whitechurch Investment Services Limited
Whitehead & Reynolds Financial Services Limited
Whitehouse Moorman & Partners Limited
Whitehouse Moorman Financial Planning Limited
Whittles Financial Services
WIB Limited (In Liquidation) formerly known as Wimpey
Insurance Brokers Limited
Wild Sea Investment Haven Limited
William Bromley Patrick Dalley trading as Alvechurch Financial Services
William Fleetwood McEntegart trading as W F McEntegart, ESQ.
William G Church formerly trading as Unsworth Insurance Services
William Jenkins (Independent Financial Advisors) Limited
William Lewis Financial Services Limited subsequently Silverpower
Services Limited
William Russell formerly trading as Russell Financial Services
William Tuke & Co Limited
William Turner & Albert Lattimer formerly trading as Armlat Insurance Services
Williams Independent Financial Services Limited, formerly Killimor
Financial Services Limited
Williamson & McClure
Williamson Moore (Investments) Limited
Willis Financial Services Limited, Formerly Willis Persaud
(Financial Consultants) Limited
Willow (Life & Pensions) Limited
04-Nov-99
25-Jun-98
FIMBRA
FIMBRA
08-Jun-01
07-Oct-98
01-Oct-04
21-Dec-01
07-Feb-96
30-Jun-99
21-Feb-03
09-Nov-98
14-Jan-00
03-Mar-00
20-Apr-93
07-Jan-03
06-Apr-00
23-Apr-99
27-Jan-04
17-Dec-04
07-Jul-93
31-Jul-00
24-Jun-99
18-Oct-00
16-Oct-96
06-May-92
07-Apr-04
01-Nov-01
27-Mar-03
28-Sep-99
IBRC
FIMBRA
IBRC IBRC
FIMBRA
FIMBRA
FIMBRA
FIMBRA/IBRC
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA
IBRC
FIMBRA
FIMBRA/PIA
IBRC/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
IMRO
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
25-Oct-00
19-Sep-02
01-Mar-95
16-Oct-96
14-Feb-01
22-Oct-04
21-Sep-99
16-Nov-99
04-Jan-05
10-Jun-99
20-Jul-00
05-Nov-99
05-Aug-99
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
PIA
PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
31-Jan-03
30-Aug-01
24-Jul-98
21-Apr-04
08-Jan-02
10-Jun-99
IBRC
FIMBRA/PIA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
23-Feb-99
01-May-03
16-Sep-02
21-Apr-04
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA/PIA
16-Feb-05
13-Mar-03
14-Jan-00
FIMBRA/PIA
IBRC SIB
FIMBRA
02-Aug-02
24-Nov-99
FIMBRA/PIA
FIMBRA
Name of firm
Date declared
Regulator
Wilson Mynett Ltd (formerly Barclay Mynett Ltd)
Wimbledon & South West Finance
Wimpey Insurance Life & Pensions Services Limited
Winder Grove Associates Limited
Wishart Hughes Life & Pensions trading as Wilson Wishart
Witley Financial Services Limited
W J J Limited
Wolfe Oakey Brown & Associates Limited
Woodale Asset Management Limited
Woodhouse Insurance Consultancy
Woolwich Financial and Insurance Services Limited
Woolwich Financial Services Limited
Wright Seligman & Co
Wyedean Investment Consultants Limited (subsequently Decidelife Limited)
Wyndham Insurance Services Limited
Wyvern Asset Management
Wyvern Insurance Services Limited
Yamayill Limited
Yarborough Insurance Brokers Limited
Yarrow Young Financial Services (Winchester) Limited, Formerly
Worktown Adams Financial Services Limited, Formerly Worktown Adams Limited
Yarrow Young Financial Services Limited
Yates Investment & Pension Services Limited
York Pollard Limited
Young Street Financial Services Limited
Ythan Life & Pensions
12-Sep-00
10-May-95
07-Jan-98
04-Apr-00
07-Feb-96
01-Dec-91
26-Mar-01
08-Jan-97
13-Apr-04
23-Jun-99
20-Dec-95
03-Apr-03
01-Nov-91
23-Feb-99
31-Jan-02
10-Jan-96
24-Mar-99
22-Jan-01
28-Oct-97
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA
FIMBRA
PIA
FIMBRA
FIMBRA
IMRO
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
FIMBRA
02-Aug-02
26-Sep-00
01-Dec-04
12-Jan-05
05-Jul-99
23-Feb-99
FIMBRA
FIMBRA
FIMBRA/PIA
FIMBRA/PIA
FIMBRA
FIMBRA