1.0 INTRODUCTION Saccharomyces cerevisiae is well known for its superior ethanol fermenting ability and widely used in industry for producing bioethanol as fuel. In addition, this yeast is also considered an efficient expression system for heterologous genes. It has a eukaryotic cellular organization similar to that of plants and animals, making it a desirable host for the production of proteins that require posttranslational modifications for full biological activity. Starch currently is the major raw material for bioethanol production in North America. Since wild type yeast cannot directly utilize starch for vegetative growth and fermentation, it has been suggested that using genetically engineered yeast expressing amylolytic enzymes could greatly advance bioethanol production (de Moraes et al., 1995; Murai et al., 1997; Lipke et al., 1998; Murai et al. 1999; Kondo et al., 2002; Matsumoto et al., 2002). The traditional starch fermentation process requires large amounts of starch-hydrolyzing enzymes and high temperature cooking to break down raw starch, which result in high operation and energy costs. While the development of cold starch hydrolysis could eliminate the high temperature cooking step, it also requires higher amounts of starch-hydrolyzing enzymes (Hill et al., 1997; Textor et al., 1998; Robertson et al., 2006). Thus, suitable recombinant yeast need to generate sufficient amounts of starch-hydrolyzing enzymes to perform simultaneous starch hydrolysis and fermentation. To date, functional amylolytic enzymes from various sources have been expressed at high levels in yeast, and the amylolytic enzymes have been expressed as either cell wall-anchored or secreted forms (Rothstein et al., 1984; Filho et al., 1986; Toshihiko et al., 1986; de Moraes et al., 1995; Murai et al., 1997; Kondo et al., 2002; Matsumoto et al., 2002; Wong et al., 2002). However, most of the strains engineered to convert starch into ethanol have not been particularly efficient. Previous findings showed that barley (Hordeum vulgare) -amylase was superior to bacterial and fungal -amylase for cold hydrolysis of raw wheat starch (Hill et al., 1997; Textor et al., 1998), suggesting that a yeast strain could be designed to optimize the amylolytic activity and ethanol production of recombinant yeast in the fermentative process. Thus, we developed a novel yeast strain that expressed and anchored barley -amylase on 1 the cell surface. This recombinant strain showed the ability to hydrolyze soluble wheat starch under fermentation conditions. However, the starch assimilation rate was slow and no ethanol was generated (Bo Liao, Master’s Thesis, University of Saskatchewan, 2008). Therefore, the goal of the current study was to improve the strain’s ability to hydrolyze starch and thus allow for ethanol production on not only soluble starch, but also on raw starch. The following literature review section will first discuss the developing bioethanol industry, industrial production of bioethanol from starch and the key starch-hydrolyzing enzymes that are employed to break down starch. Then, the role of S. cerevisiae in ethanol fermentation and its ability in heterologous protein expression will be reviewed. Lastly, the efforts that have been undertaken to generate yeast stains that express amylolytic enzyme will be discussed. 2 2.0 Literature Review 2.1 Introduction of Bioethanol as a Renewable Energy 2.1.1 World’s Energy Crisis and Sustainable Energy Crude petroleum is currently the dominant raw material for the energy and chemical sectors worldwide. Since the world’s economy and fuel supply are so dependent on a single source, we are now facing a huge crisis with continued increasing demand for energy worldwide and a gradual depletion of petroleum reserves. According to the 2007 U.S. Energy Information Administration's (EIA) annual report, by 2030, world crude oil demand will increase 37% over 2006 levels (Otero et al., 2007). However, reports from the U.S. Department of Energy and others are showing that the world’s petroleum reserves are running out (Bothast et al., 2005; Otero et al., 2007). In June 2008, the price of crude oil rose above $146/barrel compared to under $25/barrel in September 2003. This huge increase is having a significant impact on the global economy (Bothast et al., 2005; Editorial, Nature/Biotechnology, 2006; Farrel et al., 2006). Furthermore, petroleum, mainly consumed as transportation fuel worldwide, is burned in vehicles and generates large quantities of greenhouse gases, which according to the majority of academic and technical reports, may lead to dire consequences to the Earth’s climate (Otero et al., 2007). In response to the world’s energy crisis and climate changes due to greenhouse gas emissions, green energy and sustainable energy sources have recently gained increasing popularity and are considered to be partial solutions to the petroleum-related energy and environmental issues we are facing. 2.1.2 Bioethanol as an Alternative Fuel Biofuel generally represents solid, liquid or gas fuel derived from biological material such as bioalcohols, biodiesel (methyl and ethyl esters), biohydrogen, alkanes and various other hydrocarbon mixtures (such as wood gas and syngas). Among those, bioethanol is by far the most available. For example, in 2005 bioethanol constituted 99% of all biofuel produced in the U.S. (Bothast et al., 2005). Today, bioethanol is mainly produced from the 3 conversion of biomass by microorganism through fermentation. Biomass used for bioethanol production ranges from agricultural products such as corn grains to forest waste such as wood chips. In the U.S. and Canada, the raw material of choice for bioethanol production is starch from corn and wheat. In Brazil, however, the raw material is sugarcane (Robertson et al., 2006). Intensive research focusing on the conversion of biomass to bioethanol can be traced back to the 1970s. This area has recently gained significant political and scientific attention mainly due to concerns about dwindling petroleum supplies, g Lobal energy security and climate change. Compared to fossil fuels, bioethanol produced from the conversion of biomass has several advantages related to environmental issues and dependence on the supply of raw materials: 1) the biomass used for bioethanol production is plant-derived, which is renewable and environmental friendly, and is available in large amounts as domestic and commercial waste (such as wood chips, corn stalks, and waste papers) and fast growing plant species (such as willow trees and switchgrass) (Bothast et al., 2005; Editorial, Nature Biotechnology, 2006; Farrel et al., 2006; Robertson et al., 2006); 2) carbon dioxide released through fermentation or by biomass burning processes is recycled from the atmosphere to produce biomass for the next generation of plants and crops, so the net regeneration of carbon dioxide (the greenhouse gases) is reduced (Farrel et al., 2006; Fortman et al., 2008; Mukhopadhyay et al., 2008); 3) bioethanol production using agricultural crops could benefit farmers by creating substantial new markets for grain crops, and more job opportunities will be created for refinery workers in economically-depressed rural areas (Bothast et al., 2005; Fortman et al., 2008; Mukhopadhyay et al., 2008); 4) compared to gasoline, ethanol has a significant reduction in CO2 and NO2 emission, and ethanol is the favored fuel additive for increasing oxygenation comparing to MTBE (methyl-tertiary-butyl ether) and ETBE (ethyl-tertiary-butyl ether) (Aristidou et al., 2000). 2.1.3 Does Bioethanol as an Alternative Fuel Make Sense? A complete and accurate answer to this question is somewhat difficult. There are still debates in the scientific literature as to whether bioethanol as an alternative fuel is feasible. The debates around bioethanol concern its economic feasibility, sustainability 4 and energy balance. An editorial (Nature biotechnology, 2006) had critically commented that “At present, ethanol is not price competitive by any stretch of the imagination - even with the absurd and decidedly anti-free-market 54-cent per gallon tariff Washington imposes upon Brazilian ethanol.” Since starch-based ethanol plants rely totally on cereal grains as substrate, which is about 70% of the total ethanol cost, this has led to the food versus fuel debate (Ingledew, 1993). The use of corn and wheat for bioethanol production has been contributing to a dramatic rise in food cost over the past 10 years (Bourne, 2007; Robert, 2007). In addition, studies have estimated that even if all of the crops available in North America were used for bioethanol production, the supplied amount of starchy materials would be far from sufficient if bioethanol is going to replace fossil fuel as the main energy source (Bourne, 2007; Robert, 2007; Wald, 2007). Further complications arise when determining if ethanol from starch is sustainable. Use of large quantities of nitrogen fertilizer, pesticides and herbicides that is associated with excessive cultivation of corn and sugar cane can cause enormous contamination to surrounding environments and rivers (Editorial, Nature Biotechnology, 2006). Moreover, it seems that the reduction in greenhouse gas emission by starch based ethanol is not that great compared to gasoline. A reduction of 18% in greenhouse gas emission compared to gasoline was reported by Farrell et al. (2006). Given that most ethanol plants are still employing fossil fuels for transporting raw materials and powering the plants, questions have also been raised about the energy balance of starch-based bioethanol. However, recent life-cycle analysis, which is a systematic approach for answering the fundamental question “Is more energy contained in the fuel than is used in the production of that fuel?” (Otero et al., 2007), has suggested that new strategies, such as process integration and energy recycling, will contribute to make bioethanol more energy favorable (Otero et al., 2007). It is believed that alternative approaches generated by advances in biotechnology research could contribute to more economical production of bioethanol (Ingeldew, 1993). Diversification of end-products, such as valuable pharmaceutical products or animal foods, rather than just ethanol could improve the economic gains of bioethanol plants and make the industry competitive on the market (Ingeldew, 1993; Otero et al., 2007). Farrell et al. (2006) suggested that use of cellulose 5 as the raw material can also help to achieve the energy and environmental goals of bioethanol production in the future. Cellulose is a much cheaper carbon resource and available in abundance. However, it has a more complex structure than starch. Cellulosic materials that could be potentially used for bioethanol production can be obtained from agricultural residues such as leaves, stalks and husks of corn plants, forest wastes such as wood chips and tree barks, paper pulp and grasses (Farrell et al., 2006; Bourne, 2007; Robert, 2007; Wald, 2007). Studies have been suggesting that bioethanol produced from cellulosic materials could reduce greenhouse gas emission by 88%-90% compared to gasoline (Farrell et al., 2006; Bourne, 2007). Even though still in its early stage, much effort has gone into the investigation to commercialize cellulosic fermentation (Ho et al., 1999; Aristidou et al., 2000; Lynd et al., 2005; Himmel et al., 2007). To date, there are still no cellulose-based commercial plants for bioethanol production. Despite the controversy, the starch-based bioethanol industry keeps growing at a dramatic rate (Otero et al., 2007). Although sugar cane is reported to be the most widely used raw material for bioethanol production, in North America, starch is currently the most economical raw material. An editorial “Bioethanol needs biotech now” in Nature Biotechnology (2006) stated that, even though in the long-term bioethanol production from cellulose is the best way to contribute to our energy and environment goals, currently starch fermentation is the most economical way for bioethanol production, and biotechnology should play an important role in advancing starch fermentation into a more economical and environmental friendly industry. Furthermore, research discoveries on starch fermentation could also potentially benefit cellulose fermentation in the future. Finally, with respect to the future of the bioethanol industry, Otero et al. (2007) suggested that “bioethanol, biorefineries, and industrial biotechnology will not be successful and expand to novel areas if we do not focus on engineering public perception and policy.” 2.1.4 Expanding the Bioethanol Industry The bioethanol industry has become an increasing Ly fast growing industry in the last 30 years, and shows a great potential to help meet the world’s growing energy demands. 6 Bioethanol was introduced into the commercial transportation fuel supply chain during the 1970s by the Brazilian government. Brazil has emerged as the second largest producer of bioethanol and has become energy self-sufficient by supplementing internal petroleum supplies and refining capacity with bioethanol production (Aristidou et al., 2000; Bothast et al., 2005). Governments around the world are looking to diversify their energy sources Bioethanol helps to meet both the world’s away from the dependence on foreign oil. immediate and future demands for sustainable energy (Aristidou et al., 2000; Fortman et al., 2008; Bourne 2007). In August 2005, the U.S. enacted the Energy Policy Act (EPACT) into law, creating the national Renewable Fuels Standard (RFS). The RFS calls for 15.1 billion L of renewable fuels (primarily ethanol but may include alternative fuels such as biodiesel) to be used by 2006, increasing by 2.6 billion L per year until 2012 when a final volume of 28.4 billion L will be produced (Himmel et al., 2007; Otero et al., 2007). Argentina is requiring a 5% ethanol blend over the next 5 years. Thailand requires that all gasoline sold in Bangkok must be composed of 10% ethanol. India is requiring 5% ethanol blends in their gasoline. Canada has provided tax benefits for ethanol producers and consumers since 1992 (Himmel et al., 2007; Otero et al., 2007). 2.2 A Review of Starch-Based Bioethanol Production 2.2.1 Current Industrial Starch Fermentation Process Ethanol production from starch is generally initiated using either a dry-grind process or a wet-mill process. The dry-grind process focuses on maximizing the ethanol yield from the starch raw materials. The wet-mill process tries to extract valuable by-products from the starch fermentation process, such as distilled-dry grains with soluble (DDGS). In the U.S.A, over 70% of bioethanol plants are now using dry-grind based starch fermentation (Bothast and Schlicher, 2005). Currently, S. cerevisiae is the primary microorganism used for industrial bioethanol production. S. cerevisiae has been used by the brewing industry for thousands of years for wine and beer production. Compared to other ethanol-fermenting yeast, S. cerevisiae is highly ethanol-tolerant, easy to grow in large-scale 7 plants and has the property of GRAS (Generally Regarded As Safe). Many strains of S. cerevisiae have already been selected in the brewing industry and characterized as being able to generate ethanol with high efficiency under stress conditions, which are commonly encountered in industrial scaled plants. Although other yeast species and bacterial strains have been intensively studied and recommended for their potential value in industrial applications, S. cerevisiae is still the favored microorganism for bioethanol production. When incubated under anaerobic conditions, S. cerevisiae converts each glucose residue into two ethanol molecules and two carbon dioxide molecules with the net generation of two ATPs. This process is generally referred to as fermentation. Starch exists as an insoluble polymer of glucose residues, with glucose residues joined together by -1,4 and -1,6 linkages. Starch is generally composed of amylose and amylopectin. chain. In amylose, glucose residues are linked by -1,4 linkages to form a linear However, amylopectin, which contains both -1,4 and -1,6 linkages, is highly branched (Fig. 2.1). In normal corn (Zea Mays) or wheat (Triticum aestivum) starch, 27% is amylose and 73% is amylopectin (Tester et al., 2004). A B Figure 2.1. Structure of amylose and amylopectin. In amylose, the glucose residues are linked together by -1,4 linkage (A). In amylopectin, parallel amylose chains are linked together by two glucose residues at the branch points by -1,6 linkage (B). The diagram is taken from “Starch in general” by Archer Daniels Midland Company. 8 Since S. cerevisiae does not express starch-hydrolyzing enzymes, it is unable to directly utilize starch for vegetative growth. In industry, starch is broken down into single glucose residues before it can be used by yeast for fermentation. In order to completely hydrolyze starch, it is treated with either strong acids or starch-hydrolyzing enzymes which break the -1,4 and -1,6 linkages in the starch molecules which releases glucose monomers. Up until the 1970s, acid treatment was commonly used for starch hydrolysis (Robertson et al., 2006). Starch was mixed with diluted acid and cooked at 120-150 C to release fermentable sugars. However, the treatment was reported to have the disadvantages of being costly, causing corrosion of equipment, forming undesirable by-products, and having limited yield (Robertson et al., 2006). After the discovery of thermostable starch-hydrolyzing enzymes, the process gradually evolved to the high-temperature cooking and enzyme-mediated hydrolysis of starch. Generally, enzyme-catalyzed starch hydrolysis is performed as follows: a 30% (by weight) slurry of starch is cooked in the presence of thermostable -amylase to 90-165 C (the liquefaction stage). The liquefied starch is held at 90 C for 1-3 h, and then cooled further to 60 C followed by the addition of glucoamylase (the saccharification stage). Finally, the completely hydrolyzed starch is cooled to 30 C and then mixed with the yeast in the fermentor to produce ethanol (Fig. 2.2). In some cases, the saccharification process is carried out at the same time as the fermentation process at 30 C, which is referred to as simultaneous saccharification and fermentation (SSF) (Robertson et al., 2006). However, an excess energy input of 10-20% of the fuel value of ethanol produced was estimated for the current high temperature-cooked starch hydrolysis process (Robertson et al., 2006). This calculation does not include the energy lost due to any plant-specific thermal conversion efficiencies or heat transfer efficiencies. Thus, reducing the energy input during the starch hydrolysis could greatly increase the net energy output of bioethanol. 9 Figure 2.2. Schematic representation of the action of amylases on starch. Raw starch is mixed with water and then cooked at high temperature to its gelatinized state (more soluble), and with addition of thermal stable -amylase, the mash is further liquefied into dextrins (referred to as liquefaction). Next, the mash is cooled and glucoamylase is added to convert the dextrins into fermentable sugars (referred to as saccharification). Then yeast is added to the mash to ferment the sugars to ethanol and carbon dioxide (fermentation). 2.2.2 Cold Starch Hydrolysis In order to avoid the high energy input required for cooking raw starch materials, an energy-conserving alternative is to lower the starch processing temperature to that of the fermentation temperature, which is lower than the gelatinization temperature which is 54 C for wheat, 60 C for potato (Solanum tuberosum), and 65 C for maize (Zea Mays) starches (Rahman, 1995). The low-temperature hydrolysis alternative has been described as cold or raw starch hydrolysis. Using this strategy, the excess energy input can be either reduced or altogether eliminated. This hydrolysis strategy can be applied to raw starch that is produced, in the case of cereal grains, by wet or dry milling processes. 10 In cold starch hydrolysis, the degradation of the original starch granule structure primarily relies on the raw starch-hydrolyzing ability of -amylase, which quickly decreases the average molecular weight of starch granule and releases oligosaccharides. Upon the addition of glucoamylase, the starch fragments are further broken down into soluble glucose residues. Yeast are added before the completion of starch hydrolysis to achieve simultaneous starch hydrolysis and fermentation. Few cold hydrolysis, corn-to-ethanol dry-mill plants currently operate on a commercial scale (Berven, 2005). There are several advantages of cold starch hydrolysis compared to the conventional high temperature, enzymatic hydrolysis. First, there is a significant reduction in energy input, and complete elimination of the cooking step can significantly increases the energy output of bioethanol. Second, thermally-solubilized and liquefied starch has viscosities that can be 20-fold higher than that of the starch slurry and make it difficult to pump and stir (Robertson et al., 2006). Low-temperature liquefaction using cold starch hydrolysis can save additional energy input and increase the equipment capacity (Kelsall and Lyons, 1999). Third, the elimination of high-temperature cooking can increase the ethanol yield by reducing the formation of undesirable reaction by-products (Galverz, 2005). As one of the pioneer companies invested in commercializing cold starch hydrolysis for bioethanol production, Genencor reported simultaneous saccharification and fermentation of raw starch on a commercial scale at 32C. The final ethanol yield shows a 2.5% increase compared to the conventional cooking-fermentation process (Genencor, 2010). However, a number of potential concerns have been raised regarding the use of cold starch hydrolysis for bioethanol production. Starch-lipid complexes, which cannot be simply separated by the milling process and are resistant to enzyme digestion, are usually destroyed by high-temperature cooking. This may pose a problem for cold starch hydrolysis, resulting in a large portion of starch not being hydrolyzed. In addition, elimination of high-temperature cooking may also cause a greater chance of microbial contamination, since the raw starch is not sterilized before fermentation. Other issues include high enzyme requirements because of low enzyme activity, poor enzyme stability, and enzyme inhibition by glucose and maltose. One published study showed that the 11 amount of malt barley -amylase required for digesting raw wheat starch is about 1000X of the amount require to digest soluble starch (Textor et al., 1998). This high demand on the starch-hydrolyzing enzyme and its rapid deactivation during the fermentation process results in the enzyme being the highest cost after the raw material (about 70% of the raw grain material cost) (Lang et al., 2001). Amylolytic enzymes play critical roles in efficient starch hydrolysis, especially for raw starch hydrolysis. In nature, efficient starch assimilation has been found in organisms throughout all three kingdoms. In the last three decades, by employing recombinant DNA techniques, researchers have studied the structure-function relationship of a large number of amylolytic enzymes in detail. Successful attempts have been made to engineer amylolytic enzymes with improved industrial characteristics. 2.3 Starch-Hydrolyzing Enzymes 2.3.1 An Overview of Starch-Hydrolyzing Enzymes Starch-hydrolyzing enzymes are very common in nature, and can be found in a variety of species throughout animals, plants and microorganisms. Different starch-hydrolyzing enzymes show different specificity towards starch and/or different oligosaccharides, and vary in their ability to perform hydrolysis and/or synthesis of -1,4 and -1,6 linkages in starch and/or oligosaccharides. Many organisms that are known to efficiently utilize starch produce a combination of starch-hydrolyzing enzymes to optimize starch assimilation. It has always been of great interest in the industry to understand the catalytic functions of different starch-hydrolyzing enzymes so that the “best” ones can be used for designed tasks under specific industrial conditions. There are many different ways to categorize amylolytic enzymes, including their substrate specificity, product types, sequence/domain similarities etc.. One commonly accepted method is to categorize amylolytic enzymes by their cleavage action towards starch or oligosaccharides. Based on this, all amylolytic enzymes can be divided into four major groups (with a few exceptions (van der Maarel et al., 2002)), including endoamylases, 12 exoamylases, debranching enzymes, and transferases. Among the four groups, endoamylase and exoamylase groups are the ones that have been studied the most, and many species in the groups have been widely used in industrial applications. Endoamylases are amylolytic enzymes that cleave -1,4 glycosidic linkages in an endo-acting fashion. -Amylase (EC 3.2.1.1) is a well-known endoamylase. -Amylase activity generates oligosaccharides with varying lengths with an -configuration. Since -amylase does not cleave -1,6 linkages, its end-products constitute branched oligosaccharides. Conversely, exoamylases attack on starch or oligosaccharides in an exo-acting fashion, which specifically release glucose or maltose from the non-reducing ends. Based on the specificity towards the glycosidic linkages, exoamylases can be divided into two groups. The first group exclusively cleaves -1,4 glycosidic linkage, such as -amylase (EC 3.2.1.2). The second group cleaves both -1,4 and -1,6 glycosidic linkages, such as glucoamylase (EC 3.2.1.3). -1,6 linkages at a much slower rate than -1,4 linkages. However, glucoamylase cleaves It is well-known in industrial starch processing that -amylase and glucoamylase attack starch and oligosaccharides in a synergistic fashion, thus optimal starch hydrolysis rate is achieved by incorporating both enzymes. Debranching enzymes and transferases have been receiving increasing attention, since under many situations starch hydrolysis cannot go to completion employing only -amylase and glucoamylase activity. The addition of appropriate debranching enzymes and transferases can increase the efficiency of starch hydrolysis. Debranching enzymes are a group of starch-converting enzymes that exclusively cleave -1,6 glycosidic linkages in amylopectin and pullulan. Pullulan is a polysaccharide with a repeating unit of maltotriose that is -1,6 linked. Based on substrate specificity, there are two major types of starch debranching enzymes: isoamylase (EC 3.2.1.68) and pullulanase type I (EC 3.2.1.41). Isoamylase hydrolyzes -1,6 glycosidic linkages exclusively in amylopectin, while pullulanase hydrolyzes -1,6 linkages in both amylopectin and pullulan. The end-products of both isoamylase and pullulanase are long linear polysaccharides. Despite their important role in starch hydrolysis, industrial applications of debranching enzymes are still very limited since the commercially available enzymes lack sufficient thermostability. 13 The last group of amylolytic enzymes are transferases, which cleave an -1,4 linkage of one molecule and then transfers part of the molecule to another one by generating a new glycosidic linkage. 2.4.1.25) and This group of amylolytic enzymes includes amylomaltase (EC cyclodextrin glycosyltransferase (EC 2.4.1.19). Cyclodextrin glycosyltransferase is currently used commercially for production of the sweetener stevioside, which can reduce the bitterness of syrup by increasing its solubility (Pedersen et al., 1995). Amylomaltase was proposed to be used for the production of thermoreversible starch gel, which has the property to be repetitively dissolved upon heating (van der Maarel et al., 2000). However, neither the enzyme nor the starch gel is commercially available (van der Maarel et al., 2002). To date, among all the amylolytic enzymes that have been recorded, -amylase and glucoamylase are the ones that have been studied the most due to their industrial importance in starch processing. The employment of cloning and recombinant DNA techniques made it possible to study many of those enzymes at the molecular level, and the knowledge has provided valuable insights into designing amylolytic enzymes with industrial-favored characteristics. The following part of the review will devote separate sections for -amylase and glucoamylase, respectively, with emphasis on their molecular structures and functions, which have been intensively studied in the last several decades. -Amylase and glucoamylase, engineered with improved industrial characteristics, will also be discussed. 2.3.2 -Amylase 2.3.2.1 The Catalytic Function and Industrial Applications of -Amylase -Amylase (1, 4--D-glucan glucanohydrolase, EC 3.2.1.1) catalyzes the hydrolysis of -1,4 glycosidic linkages in starch and oligosaccharides with the release of maltose and glucose. So far, there are 21 different enzyme specificities recorded in the -amylase family. Based on their catalytic functions, they can be categorized into two different groups. One group is composed of enzymes that perform starch hydrolysis while the other group is involved in starch-modification or –transglycosylation. Members of the -amylase family are widely used in the food, chemical, pharmaceutical, detergent, textile 14 and bioethanol industries. Starch-hydrolyzing -amylases with high thermostabilities are extensively used in starch fermentation. They are also employed to remove starch in beer, fruit juices, from clothes and porcelain and pretreat animal feed to improve its digestibility. High thermostability of many -amylases is the key for their production in large-scale fermentation and commercialization. The use of thermostable -amylases has transformed the starch processing industry. Early starch processing was based on acid hydrolysis. Incubating starch in acidic solution at high temperature degrades starch into glucose monomers. However, the use of acid causes the production of unwanted by-products and is highly corrosive to the equipment. Following the discovery of thermostable -amylase from Bacillus amyloliquefaciens, the old method was replaced by the enzyme-mediated hydrolysis of starch. Recently, the B. amyloliquefaciens -amylase has been replaced by a more thermostable -amylase from B. stearothermophilus or B. licheniformis. Since the -amylases used in industry are inactivated at a pH lower than 5.9 at the high temperature currently being used, the pH needs to be adjusted to 6 by the addition of NaOH. New findings showed that Pyrococcus furiosus -amylase is active even at 130°C (Jorgensen et al., 1997). commercialization of this enzyme should advance the industry further. The However, instead of exclusively employing -amylase with high thermostability, the potential of using cold starch hydrolysis for bioethanol production now encourages researchers to search for -amylase with raw starch-binding and hydrolytic activity. A new generation of starch processing enzymes will likely transform the industry again in the very near future. 2.3.2.2 General Molecular Structure of -Amylase Structural studies are important to understand enzyme structure and function relationships, and can provide valuable insight for further protein engineering. The -amylase family of enzymes share a structural similarity of having a (/)8 catalytic core structure. To date, three-dimensional structures of many -amylases are available. The basic framework for -amylase structure consists of three domains, A, B and C. Domain A possesses a catalytic core (/)8 structure with a small domain (domain B) protruding between the third -strand and the third -helix. Domain A is composed of eight parallel 15 -strands, which are highly symmetrical, folded in a barrel-shaped structure surrounded by eight -helices (van der Maarel et al., 2002). Some B domains contain several -strands and one or two helices, while others, such as the domain in barley -amylase, have no well-defined secondary-structure. Domain B is generally involved in substrate or Ca2+ binding (van der Maarel et al., 2002). Domain C is not involved in catalytic activity, but for many members of -amylase, it plays a role in oligosaccharide binding such as in barley -amylase (Fig. 2.3). Figure 2.3. Three dimensional structure of barley -amylase 1. Calcium ions (green dots) in domain B, the active site in domain A (top), the starch granule binding site in domain A (left) and the sugar tongs binding site (bottom) in domain C are shown as indicated above. The three binding maltoheptaose molecules (mimic molecules of short starch chain) are shown in a gray transparent surface. The diagram is taken from Robert et al. (2005). 16 There are nine other domains that have been identified throughout the members of -amylase family, and different -amylases have different domains attached to its catalytic core (domains A and B). The attachment of additional domains and their arrangement determine the substrate and product specificities of each -amylase. For example, the additional domains can give the enzyme the ability to hydrolyze -1,6 linkages (van der Maarel et al., 2002) or to provide an additional starch binding site, which allows for raw starch hydrolysis (Dalmia et al., 1995; Knegtel et al., 1995; Penninga et al., 1996;). However, the functions of many domains are still not identified (van der Maarel et al., 2002). Further study and understanding on the domain structure and functions are valuable for engineering -amylase with improved thermostability or raw starch binding ability. 2.3.2.3 Protein Engineering of -Amylase for Industrial Applications In order to obtain enzymes with improved characteristics for industrial application, screening for naturally-occurring enzymes with the desired properties is one valid approach. Since industrial processes are usually performed under extreme conditions, such as high temperature and extreme pH, screening microorganisms living in extreme environmental conditions has proven to be effective for obtaining enzymes with favored characteristics. However, this method is labor-intensive and time-consuming. By employing DNA cloning techniques and site-directed mutagenesis, enzymes with improved functions can be generated through rational design in the laboratory. For different application conditions, protein engineering can be used to generate mutants with novel characteristics (Barnett et al., 1998). Even the product specificity of the enzyme can be modified through site-directed mutagenesis (Schulz and Candussio, 1995; Cherry et al., 1999; Dijkhuizen et al., 1999). Since the current industrial starch processing is carried out at high temperature, much effort has been focused on generating -amylases with high thermostability. To increase structural stability, strategies such as introducing prolines into the loop regions of domain A in -amylase (Matthews et al., 1987; Bisgard-Frantzen et al., 1996) or introducing disulfide bonds have been attempted (Day, 1999). Adopting the enzyme structure of naturally occurring, thermostable -amylases have also proven to be effective. Thermostable -amylases from B. licheniformis and B. amyloliquefaciens have been 17 intensively studied, and the regions and amino acid residues, which are critical for enzyme thermostability, are identified (Suzuki et al., 1989; Conrad et al., 1995; Borchert et al., 1999). Based on these studies, a large number of mutants were generated and the ones with improved thermostability were isolated. Moreover, a mutant of B. licheniformis -amylase with 23 times higher stability than the wild type enzyme at pH 5.0 and 83°C was constructed by employing a random mutagenesis approach (Shaw et al., 1999). Engineered -amylase with improved raw starch hydrolysis has also been reported (Juge et al., 2006). More research into raw starch-hydrolyzing enzymes should be expected due to the concern of employing more energy efficient methods (such as cold starch hydrolysis) for starch processing in industrial bioethanol production. In conclusion, by combining protein structure knowledge and DNA recombinant techniques, significant improvement in -amylase can be achieved to improve its performance in industrial bioethanol applications. 2.3.3 Glucoamylase 2.3.3.1 General Information and Catalytic Function of Glucoamylase Glucoamylase (1,4--D-glucan glucohydrolase; EC 3.2.1.3) hydrolyzes -1,4 and -1,6 glucosidic linkages from starch in an exo-acting fashion and releases glucose. It is a key industrial starch processing enzyme and commonly used in conjunction with -amylase to convert starch into glucose. Glucoamylase is found throughout many species of animals, plants and microorganisms. Industrial production of glucoamylase is carried out in large-scale bioreactors by submerged, solid state and semi-solid state fermentation. Among the glucoamylase-producing microorganisms, filamentous fungi species Aspergillus niger, A. awamori and Rhizopus oryzae are traditionally used as the source of glucoamylase. These fungi are able to secrete glucoamylases extracellularly with high efficiency and can be cultivated into high biomass using simple medium. Microorganisms with these characteristics are favorably selected for industrial production of glucoamylase. In addition, glucoamylases produced by A. niger, A. awamori and R. oryzae were observed to 18 possess good thermostability and high activity at or near neutral pH values (Frandsen et al., 1999; Reilly, 1999), which are favored characteristics for industrial starch processing. Glucoamylase has been extensively studied. The genes of glucoamylases from different sources were isolated and cloned (Innis et al., 1985; Meaden et al., 1985; Yamashita et al., 1985; Ashikari et al., 1986, 1989; Erratt and Nasim, 1986; Pardo et al., 1986; Pretorius et al., 1986; Cole et al., 1988; Inlow et al., 1988), and fully functional forms of many of these glucoamylases have been expressed in E. coli, S. cerevisiae and P. pastoris. Structural analysis and employment of site-directed mutagenesis have provided valuable insights into the structure-function relationship of glucoamylase, which has made it possible to generate mutants of glucoamylase with improved characteristics for industrial applications. The following reviews will focus on the molecular studies performed on glucoamylases and efforts on the development of related mutants. 2.3.3.2 General Molecular Structure of Glucoamylase Based on the resolved three-dimensional structures of several fungal glucoamylase enzymes, generally, glucoamylase is composed of two distinct domains connected by an O-glycosylated linker region. The catalytic domain (CD) is located at the N-terminus with a (/)6-barrel fold, and the C-terminal domain is composed of anti-parallel -sheets with two binding sites for starch or oligosaccharides (also known as the starch binding domain, SBD). The majority of glucoamylases have the SBD positioned at the C-terminal end, with glucoamylase from R. oryzae, Arxula adeninovorans, and Mucor circinelloides as exceptions, which have their SBD located at the N-terminus (Kumar and Satyanarayana, 2003). Although the complete three-dimensional structure of the intact glucoamylase (including both domains and the linker region) is still not known, the detailed structural information of each separate domain and the linker region has provided insights into the structure-function relationships of glucoamylase. Three-dimensional structures of the glucoamylases from A. awamori var. X100, Saccharomycopsis fibuligera and Thermoanaerobacterium thermosaccharolyticum have been determined by different research groups (Aleshin et al., 1992, 1994, 1996; Harris et al., 1993; Stoffer et al., 1995; Sevcik et al., 1998), with A. awamori var. X100 mostly 19 extensively studied. Preliminary structural analysis of A. niger glucoamylase showed that the enzyme shares 94% sequence identity with A. awamori var. X100 glucoamylase (Stoffer et al., 1995). Both enzymes are among the most commonly used in industrial starch processing. Using A. awamori var. X100 as an example, the enzyme is composed of an N-terminal CD and C-terminal SBD connected by an O-glycosylated linker region. The CD of A. awamori contains 13 -helices with 12 of them folding into an (/)6-barrel structure, in which the funnel-shaped active site is seated. The SBD contains eight -strands folded into two anti-parallel -sheets (Jacks et al., 1995; Sorimachi et al., 1996). The heavily glycosylated linker region was suggested to be a semi-rigid rod shaped structure, which provides the proper separation between the CD and the SBD (Williamson et al., 1992). Figure 2.4. A predicted structure of Aspergillus niger glucoamylase. Since the complete three-dimensional structure of an intact glucoamylase is still not known, this model shows a possible arrangement of the three domains in A. niger glucoamylase. Each of these domains has been studied in details. The model is constructed by P.M., Coutinho and P.J., Peilly, Department of Chemical Engineering, Iowa State University, U.S.A. (http://nte-serveur.univ-lyon1.fr/heyde/www.public.iastate.edu/_pedro/glase/glase_insight.h tml). 20 2.3.3.3 Structure-Function Relationships of Glucoamylase The catalytic domains of A. awamori var. X100, A. niger and S. fibuligera share very similar folds (Sauer et al., 2000). It was shown that the CD itself is sufficient for hydrolyzing dextrin (Libby et al., 1994), however, the SBD is required for efficient raw starch binding and hydrolysis (Svensson et al., 1982; Southall et al., 1999). Svensson et al. (1982) showed that the isolated CD of glucoamylase from A. niger had very low activity towards raw starch. Furthermore, Southall et al. (1999) showed that the SBD functions by disrupting the compact structure of the starch granule and thus facilitates the hydrolysis of the substrate by the CD, and this synergistic effect was structurally confirmed by employing various heterobifunctional inhibitors (Sigurskjold et al., 1998; Payre et al., 1999). The linker region is not directly involved in starch binding, but its glycosylation and length play important roles in structural stability and secretion of many glucoamylases. The linker regions of most glucoamylases are serine- and threonine-rich that are O-glycosylated with a high degree of heterogeneity of the amount of attached sugars (Christensen et al., 1999; Fierobe et al., 1997). In most cases, glycosylation enhances the enzyme secretion and thermal stability, and also protects the enzyme from protease cleavage (Le Gal-Goefer et al., 1995; Cutinho and Reilly, 1997). The length of the linker regions of different glucoamylases varies greatly (Zalkin et al., 1984). A minimum length is required for the secretion of some glucoamylases in their functional forms (Sauer et al., 2000). Deletion in the linker region can cause no secretion or reduced secretion of glucoamylase or the enzyme to be secreted in a destabilized form (Yamashita, 1989; Evans et al., 1990; Coutinho and Reilly, 1994). An understanding of the structure and function relationship makes engineering glucoamylase with improved properties possible; some of these examples will be reviewed in the following section. 2.3.3.4 Engineering of Glucoamylase for Improved Industrial Properties Current industrial starch processing employs glucoamylase for the saccharification of dextrin, which is obtained from -amylase-catalyzed starch hydrolysis at high temperatures. Since glucoamylases from most sources are unstable at high temperatures, 21 the dextrin-rich mash has to be cooled to a much lower temperature before the addition of glucoamylase. Industrial saccharification is currently carried out at 60°C. The thermostability of glucoamylase at or above this temperature is considered an important characteristic due to reduced bacterial contamination and viscosity of sugar syrup (Ford, 1999). Use of thermostable glucoamylase could greatly reduce energy consumption during saccharification and simplify starch processing by achieving simultaneous liquefaction (-amylase catalyzed starch hydrolysis stage) and saccharification. Protein engineering has been playing an important role in improving the thermostability of glucoamylase. Glucoamylase mutants have been constructed by site-directed mutagenesis, with showing improved thermostability and/or lower inactivation rate. Successful ones include mutants generated by replacing glycine 137 with alanine in the -helix of CD (Chen et al., 1996), replacing serine 30 with proline (Allen et al., 1998), substituting asparagine 182 to alanine in the Asparagine-Glycine sequence (Chen et al., 1994), or introducing an extra disulfide bond by replacing alanine 246 to cysteine, which forms a disulfide bond with cysteine 326 (Fierobe et al., 1996). The recorded successful mutants showed 1.2 to 4°C increase in the melting temperature without any observed decrease in the specific activity or secretion rate (Ford, 1999). In addition to possessing hydrolysis activity towards -1,4 linkages, glucoamylase has slow hydrolytic activity towards -1,6 linkages. The specific activity (Kcat/Km) of glucoamylase towards -1,6 linkages was reported to be only 0.2% of that towards -1,4 linkages (Hiromi et al., 1966; Sierks and Svensson, 1994; Frandsen et al., 1995; Fierobe et al., 1996). Glucoamylase can also catalyze a reverse reaction to synthesize glucose residues into -1,6 linked isomaltose and isomaltotriose (Ford, 1999). In the industrial saccharification process, these catalytic properties of glucoamylase were reported to limit the yield of glucose to only 96% (Sauer et al., 2000), which is a considerable loss at the industrial scale. Thus, glucoamylase with suppressed activity towards -1,6 linkage is considered of great importance for the industry. By employing site-directed mutagenesis, researchers have isolated a large number of mutants with reduced activity towards -1,6 linkage while retaining -1,4 activity (Fang and Ford, 1998; Fang et al., 1998a, 1998b; Liu et al., 1998; Liu et al., 1999). The most successful one had serine 411 mutated to alanine, 22 resulting in a 2% increase in the final glucose yield (Fang et al., 1998a). Further studies are focusing on combining the characteristics of thermostability and suppressed activity towards the formation of -1,6 linkages in a single mutant (Liu et al., 1998). Advances in protein engineering will continue to benefit the industry in the future. 2.3.4 Amylolytic Enzymes with Raw Starch-Hydrolyzing Ability Only about 10% of amylolytic enzymes have been shown to have raw starch-hydrolyzing ability, and the presence of a distinct SBD is essential for this ability. The SBD is always positioned at the C-terminal part of an amylase except for the glucoamylase from R. oryzae which contains the SBD at its N-terminus. Starch binding domains from different amylolytic enzymes share significant sequence identity (Svensson et al., 1989; Janecek and Sevcik, 1999). The similarity among the SBDs is more correlated with the species origin rather than the given amylolytic enzyme family, suggesting that this independent structure was attached or removed from these enzymes during evolution (Wong et al., 2002). The SBD, consisting of several -strand segments forming an open-sided, distorted -barrel structure, is responsible for the ability of an amylase to bind and digest the native raw, granular starch. In -amylases, the SBD may govern the enzyme’s thermostability, while in glucoamylase the domain does not appear to participate in thermostability. Although the SBD may behave as an independent module, it was shown to be more stable in the whole enzyme molecule compared to an isolated domain (Southall et al., 1998). Proteolytic cleavage of glucoamylase can separate the SBD from the CD, which causes the CD to be incapable of hydrolyzing raw starch granules. Several strategies have been shown to effectively alleviate protease production during glucoamylase production, including nutrient and pH control, bioreactor design and use of protease inhibitors (Pandy and Radhakrishna, 1992; Pedersen et al., 2000; Xu et al., 2000; Bertolin et al., 2003). 23 2.3.5 Barley -Amylase and its Heterologous Expression 2.3.5.1 Structure and Catalytic Functions of Barley -Amylase Barley -amylase has been extensively studied over the past 20 years since its raw starch-hydrolyzing ability has huge potential for industrial applications. Two -amylase isozymes, barley -amylase 1 (AMY1) and barley -amylase 2 (AMY2), are produced by germinating barley seeds. The two enzymes are encoded by separate genes and their expressions are regulated by plant hormones (Rogers, 1985). The two isozymes display 80% sequence identity, with AMY1 composed of 414 amino acids and AMY2 composed of 403 amino acid residues. They are also distinguished by their pIs with AMY1 known as the low-pI (pI = 4.9) form, and AMY2 as the high-pI (pI = 5.9) form (Rogers et al., 1983, 1984; Rogers, 1985; Khursheed et al., 1988). With such high similarities of their primary sequences, studies have shown that the two isozymes significantly differ from each other with respect to their catalytic action on amylose and maltooligosaccharides (Wong et al., 2000, 2002). higher affinity for Ca2+ ions than AMY2 (Bush et al., 1989). suitable candidate for industrial starch hydrolysis. In addition, AMY1 has a Barley -amylase 1 is a more Compared to AMY2, AMY1 is more stable at acidic pH, but less stable at elevated temperatures (Rodenburg et al., 1994). Barley -amylase 1 was shown to have higher affinity and activity toward starch granules than AMY2 (MacGregor and Ballance, 1980; Sogaard et al., 1990; MacGregor et al., 1992). In addition, compared to bacterial and fungal -amylases, the kinetic property and pH optimum of AMY1 were shown to be more compatible with fermentation conditions (Textor et al., 1998). The crystal structure of AMY2 has been determined (Kadziola et al., 1994). A much more complete picture of the three-dimensional structure of AMY1 has been recently solved and the functions of the major domains were described (Kadziola et al., 1998; Gottschalk et al., 2001; Robert et al., 2003, 2005). Barley -amylase is composed of three domains, including a major domain consisting of 288 amino acids forming a (/)8-barrel (domain A), a small loop with 65 amino acids protruding between 3 and 3 of domain A (domain B) and a C-terminal domain with 61 amino acids organized into a five-stranded 24 anti-parallel -sheet (domain C). Domain A was first characterized and recognized as the main location of starch binding and catalytic activity. starch-binding site was found in domain A. Recently, an additional Its function is proposed to be involved in enhancing starch binding by the enzyme. Domain B is responsible for binding of calcium ions and maintenance of the enzyme’s three-dimensional structure. Domain C has recently been recognized as the third potential starch-binding site in the enzyme. Robert et al. (2003) showed that even though AMY1 and AMY2 share high similarity in domain C, this binding site does not exist in AMY2. It has been suggested that the two extra starch binding sites located in domains A and C play important roles for orienting the substrates in the correct position at the enzyme’s catalytic site, and are critical to barley -amylase’s starch hydrolysis rate (Robert et al., 2003, 2005) (Fig. 2.3). The work of Wong et al. (2000) confirmed the presence of the second starch binding site in domain C. However, domain C alone is not sufficient for starch binding (Wong et al., 2002). This additional non-catalytic starch binding site requires a portion of domain A and domain C for function (Wong et al., 2002). Further study showed that a highly conserved region 401VWEK404 in domain C, might interact with the remaining structure of AMY1 to create stability, though this region is not involved in either catalytic activity or substrate binding (Wong et al., 2002). Interesting Ly, the ten amino acids at the C-terminus of AMY1 are not required either for enzymatic activity or structural stability (Wong et al., 2002). 2.3.5.2 Heterologous Expression and Secretion of Barley -Amylase 1 Barley -amylase 1 has been successfully expressed and secreted using its own signal sequences in S. cerevisiae (Sogaard and Svensson, 1990; Sogaard et al., 1993a, 1993b; Wong et al., 2002), P. pastoris (Juge et al., 1996), A. niger (Gottschalk, 1995), Xenopus laevis oocytes (Aoyagi et al., 1990). Tibbot et al. (2000) reported successful expression of the C-terminal domain of AMY1 in E. coli. However, the attempt to express intact AMY1 in E. coli was unsuccessful (Sogaard, 1989). Svenssen et al. (1993a) reported efficient secretion of AMY1 from S. cerevisiae into the culture medium using its own secretion signal peptide, with no significant level of AMY1 detected in the intracellular space. The amount of AMY1 secreted into the medium 25 was about 1% of the total cell protein. However, the specific activity of purified recombinant AMY1 was 30-40% lower than that of the corresponding enzyme isolated from barley malt. Isoelectric focusing analysis indicated that transformed yeast cells secreted four major forms of AMY1. After separating the four recombinant forms of AMY1, they found that only one species showed similar activity and a pI value as the native enzyme found in barley malt. Two of the other three forms had much lower specific activity, and the other one had an unusually high pI value compared to the malt enzyme. They speculated that the variants with either low activity or unusually high pI resulted from inefficient/incorrect processing. Sogaard et al. (1993a) examined the post-translational modifications of the recombinant AMY1, which revealed two modifications that are responsible for the generation of the four different recombinant forms of AMY1. Two forms were found to be processed by Kex1p, a membrane-bound carboxypeptidase located in the Golgi, and resulted in the removal of the dipeptide Arginine-Serine from the C-terminal end of AMY1. Furthermore, two forms were modified by glutathione at the cysteine 95 residue, which is located in strand 3 of domain A (Jensen et al., 2003), resulting in formation of an extra disulfide bond in the recombinant enzyme. Mature forms of AMY1 secreted from barley aleurone cells were found to be processed at the C-terminal end by malt carboxypeptidase II, with the unprocessed forms mainly being retained intracellularly (Jacobsen et al., 1988; Sogaard et al., 1993a, 1993b). The two recombinant forms with unprocessed C-termini were speculated to be due to inefficient carboxypeptidase reaction in yeast. The unprocessed C-terminus may cause the enzyme to be secreted with less efficiency without any effects on the enzyme activity. However, the recombinant forms with the extra disulfide bond were observed to have much lower specific activity, due to improper pairing of two SH groups. Barley -amylase 1 from barley malt is believed to contain one disulfide bond and two free thiol groups (Sogaard et al., 1992). Sogaard et al. (1993a) determined that the disulfide bond was formed between cysteine 95 and nearby cysteine 106 or cysteine 125. disulfide to form. The redox potential in the yeast secretory pathway may not allow this Moreover, it has been shown that cells produce elevated levels of glutathione under stress. Thus culture conditions may preclude the formation of the 26 rAMY1 disulfide bond in yeast, while an increased level of glutathione that could result from overexpression of AMY1, might well lead to extensive glutathionylation. Sogaard et al. (1993a) demonstrated that genetic removal of the C-terminal Arginine-Serine, along with mutation of cysteine 95 to alanine, led to the secretion of a single, fully active rAMY1 form. Wong et al. (2001) also reported constitutive expression and secretion of AMY1 from S. cerevisiae. The recombinant AMY1 was secreted in three different forms with slightly different pI values. In contrast to the findings by Sogaard et al. (1993a), they found the purified recombinant AMY1 had comparable enzymatic activity to that from the native seed enzyme. Recombinant AMY1 secreted from P. pastoris also showed multiple forms with different pI in the range of pH 4.5-5.1 (Juge et al., 1996). Six different recombinant forms were identified, differing with respect to processing at the C-terminus and post-translational modifications. The purified recombinant AMY1 was found to be fully active and contained only a minor fraction that was glutathionylated, which had no significant effect on activity (Jude et al., 1996). Moreover, the expression level was 50 fold higher compared to that obtained in S. cerevisiae. 2.4 Saccharomyces cerevisiae for Bioethanol Production 2.4.1 An Overview of Saccharomyces cerevisiae Saccharomyces cerevisiae, the budding yeast, is an important microorganism not only in various commercial applications such as in the food and beverage industries, but also in biomedical science research. The microorganism is very well known for its superior ethanol producing ability, which has been harnessed by humans for brewing and wine production since the very early ages of human civilization. bread dough quality. Saccharomyces cerevisiae is also widely used for improving Compared to other closely related yeast species, S. cerevisiae can be cultivated in large-scale by using a simple growth medium. carbon sources that it can utilize. ethanol-tolerant. It has a very broad range of It has fast growth and fermentation rates, and is highly In addition, as a food organism, S. cerevisiae consists of 48% 27 high-quality proteins and has high public acceptance due to the property of GRAS. Thus, not only does S. cerevisiae still play vital roles in our daily lives, but it has also been used as a very important tool to advance biomedical science research due to several useful properties. As a eukaryote, S. cerevisiae has a cellular organization similar to those of plants and animals, but its genetic properties allow it to be manipulated almost as readily as E. coli. Saccharomyces cerevisiae is a very efficient expression system for heterologous genes and a model system for unraveling molecular, biochemical and genetic details of gene expression and the secretion process. Lately, with bioethanol considered an important alternative transportation fuel now and for the future, S. cerevisiae has been intensively studied to examine how it can be exploited and manipulated to benefit the bioethanol industry. 2.4.2 Saccharomyces cerevisiae as a Fermenting Yeast Commercial distiller’s yeast has optimal reproduction temperature at 28°C or lower. Even though the yeast can ferment well at 32-35°C, its metabolic activity is compromised at high temperatures. Furthermore, the yeast’s ability to tolerate high temperature declines dramatically when other stress conditions are introduced, such as high osmotic stress, low pH, limited nutrients and low oxygen levels. strains grow well at pH ranging from 3.8-6.0. Most distiller’s yeast and brewing yeast A yeast culture has an initial pH of 5.2-5.5, and during fermentation, yeast cells keep excreting H+ ions which lowers the pH of broth to 4.0-4.5. Contamination by lactic acid bacteria in the late fermentation stage can lower the pH further to ~3.8 (Russell, 2003). Since the fermentation rate is much higher using yeast cells in their growth phase, maintaining cells in their growth stage is very important for maximum ethanol production. Saccharomyces cerevisiae is able to utilize sugars in the presence of oxygen (aerobic) and in conditions that are completely absent of oxygen (anaerobic). Aerobic catabolism produces more energy and is called respiration, while anaerobic catabolism produces less energy and is called fermentation. Compared to most other yeast species, S. cerevisiae is able to perform alcoholic fermentation, and can grow under strictly anaerobic conditions (van Dijken et al., 1993). It is one of the few yeast that is able to grow anaerobically 28 (Visser et al., 1990). When S. cerevisiae is grown under conditions with abundant oxygen but very limited amount of sugar, it produces very little or no ethanol. However, when the amount of sugar exceeds 0.1%, it produces ethanol, regardless of the presence of oxygen (Piskur et al., 2006). This is called the Crabtree effect. Schizosaccharomyces pombe is another example of Crabtree-positive yeast, which ferments in the presence of oxygen. Yeast like Kluyveromyces lactis and Candidia albicans don’t produce ethanol in the presence of oxygen, and thus are Crabtree-negative yeast. Under aerobic conditions, after the depletion of glucose, the metabolism in S. cerevisiae changes such that the accumulated ethanol is utilized for yeast propagation, which is called the diauxic shift. not be consumed. However, under strict anaerobic conditions, ethanol will Once sugars enter the yeast cell, they are processed through the glycolytic pathway into pyruvate. The fermentation pathway is involved in the conversion of pyruvate to ethanol, producing ATP, CO2 and NAD+. During fermentation (aerobic or anaerobic), yeast recycles NADH in the acetaldehyde-to-ethanol conversion step, which is catalyzed by alcohol dehydrogenase and is readily reversible. In the presence of oxygen, ethanol can be converted back to acetaldehyde, which allows yeast to grow on ethanol after depletion of sugars (Fig. 2.5). Yeast other than S. cerevisiae also requires the supply of oxygen to trigger alcoholic fermentation. Since it is very difficult to achieve the right oxygen dose in large-scale fermentation, yeast species that are sensitive to oxygen availability are not suitable for large-scale fermentation. Other factors, such as ethanol tolerance, glucose conversion rate, vitality under acidic conditions, and public acceptance, also determine whether a yeast strain can be used for commercial-scale ethanol production. S. cerevisiae can tolerate high ethanol concentrations up to 15%, has a glucose conversion rate of about 95% of the theoretical maximum, can grow at low pH conditions, and has the property of GRAS (Vertes et al., 2008). Given its long history of use in industrial fermentation and deep knowledge about its genetics and biochemistry, to date, S. cerevisiae is still superior to other yeast species for commercial fermentation applications. 29 Figure 2.5. Aerobic and anaerobic catabolic pathways for glucose utilization in yeast. Yeast is able to utilize glucose aerobically (respiration) and anaerobically (fermentation). Glucose is converted into pyruvate via the glycolytic pathway, and then pyruvate is converted into carbon dioxide and energy (with oxygen) or is converted into ethanol, carbon dioxide and less energy (without oxygen). However, some drawbacks of using S. cerevisiae have always been some concern for industry. Saccharomyces cerevisiae is sensitive to temperatures greater than 35°C and is subject to lactic acid bacteria contamination and glucose repression (Verte et al., 2008). Moreover, it cannot ferment on xylose, which is a major component in cellulosic biomass, and is incapable of directly utilizing starch due to the lack of its own starch-hydrolyzing enzymes. Increased understanding over the last 30 years of yeast genetics and metabolism, along with advances in DNA recombinant technologies, have enabled researchers to construct a series of genetically modified yeast strains with improved industrial properties. The application of biotechnology has significantly transformed the bioethanol industry. 30 2.5 Genetic Engineering of Saccharomyces cerevisiae for Bioethanol Production 2.5.1 An Overview of Using Genetically Engineered Yeast for Bioethanol Production Metabolic engineering is a relative young scientific field (Branduardi et al., 2008) and its definition was first stated in 1991 by Bailey as “the improvement of cellular activities by manipulations of enzymatic, transport, and regulatory functions of the cell with the use of recombinant DNA technology” (Bailey, 1991). In general, metabolic engineering is used to improve the production and productivity of metabolites by certain microorganisms, extend the substrate range for cell growth and/or product formation, over-express homologous or heterologous proteins, or improve stress tolerance (pH, temperature etc.). Eventually, the engineered properties can lead to the development of an industrial process (Branduardi et al., 2008). Random mutagenesis was traditionally used to improve the properties and productivity of microorganisms by employing chemical mutagens (Branduardi et al., 2008). Metabolic engineering is a more rational approach to engineering cellular properties and function. Its success is based on detailed understanding of the biochemistry and metabolism of microorganisms, combined with various recombinant DNA techniques. The approaches can involve the introduction of one or several functional heterologous enzymes, over-expression or deletion of homologous proteins, silencing of a transcription factor, modification of transcription activation elements, and so on. Creative screening methods are also important to obtain the genetically engineered microorganisms with desired properties. Depending on the specific application conditions, different cellular properties are favored, based on which metabolic engineering approach is employed. With the increasing popularity of bioethanol as an alternative fuel, much effort has been made to improve strains of S. cerevisiae for bioethanol production. Guo et al. (2009) deleted the genes coding for 3-phosphate dehydrogenase from an industrial yeast strain. By eliminating glycerol synthesis, the recombinant strain showed increased ethanol production under anaerobic fermentation compared to the parental strain. By increasing the expression of a transcription factor MSN2 during stationary phase, the recombinant strain showed improved 31 stress resistance during fermentation, and a higher fermentation rate was observed (Cardona et al., 2007). Efficient utilization of maltose by the yeast is a desired property under many fermentation conditions. Maltose utilization requires a maltose permease and a maltase, and both are induced in the presence of maltose. However, the expression of the two enzymes is repressed by the presence of glucose, which results in incomplete utilization of the sugars. By replacing the promoter of maltase and maltose permease with constitutive promoters, increased maltose utilization was observed with the recombinant strain (Osinga et al., 1988). Saccharomyces cerevisiae cannot directly utilize starch for its vegetative growth due to the lack of expression of amylolytic enzymes. Starch has to be converted into glucose by starch-hydrolyzing enzymes before it can be used by the yeast for fermentation. However, the cost of starch-hydrolyzing enzymes is expensive, especially for raw starch hydrolysis (Lang et al., 2001). Development of a fermenting amylolytic yeast strain would make bioethanol production more economically feasible. There are over 150 naturally-occurring amylolytic yeast species, and some of those yeast species produce multiple types of starch-hydrolyzing enzymes and are able to directly utilize starch (even raw starch). However, compared to S. cerevisiae, they have the disadvantages of having low ethanol tolerance, slow growth rate, and are not suitable for large-scale bioethanol production. In order to develop an amylolytic yeast strain for bioethanol production, there are two potential strategies. One is to develop a genetically modified strain from the naturally occurring amylolytic yeast species so that it will be able to ferment ethanol with high efficiency. The second strategy is to engineer a superior ethanol producing species, such as S. cerevisiae, so that it is able to directly utilize starch. Due to the lack of genetic information for many naturally occurring amylolytic yeast species, many research groups have opted for the second strategy, by attempting to introduce heterologous genes coding for amylolytic enzymes into S. cerevisiae. In order to construct a recombinant strain of S. cerevisiae that is capable of breaking down starch, heterologous starch-hydrolyzing enzymes need to be expressed in their functional forms at high levels in S. cerevisiae. 32 2.5.2 Heterologous Protein Expression in Saccharomyces cerevisiae S. cerevisiae is an excellent host for the production for complex heterologous proteins. S. cerevisiae is superior to bacterial hosts because its secretion pathway generates posttranslational modifications, which are required for full biological activity of a large number of enzymes, and correct formation of disulfide bonds, which are generally required for enzyme stability. In addition, purification of secreted proteins is relatively simple since S. crevisiae secretes a low level of endogenous proteins. However, S. cerevisiae tends to over-glycosylate proteins, and inefficient secretion is often encountered because of retention of the expressed proteins in the periplasmic space (Branduardi et al., 2008). These disadvantages have promoted the search for and study of alternative yeast species for heterologous protein expression, such as Hansenula polymorpha, Pichia pastoris, Kluyveromyces lactis and K. marxianus (van Dijken et al., 1993). These yeast species have the advantages of having broader substrate specificity, no alcoholic fermentation under aerobic conditions (alcoholic generation reduces the biomass and products formation), and higher secretion efficiency. None of these yeast have been employed in large-scale fermentation, since their performance is sensitive to conditions such as, imperfect mixing and gradients in substrate and oxygen, which cannot be avoided in large-scale fermentation (van Dijken et al., 1993). Conversely, with our deep understanding on the genetics and biochemistry of S. cerevisiae, combined with recombinant DNA techniques, high levels of heterologous protein expression can still be achieved without severely affecting the microorganism’s performance on fermentation. 2.5.3 Recombinant DNA Techniques for Efficient Heterologous Protein Expression in Saccharomyces cerevisiae Heterologous genes are commonly introduced into S. cerevisiae through designed genetic carriers. The yeast genetic carriers, which are commonly known as yeast expression vectors or plasmids, can be used to transform yeast and be recognized by the yeast as part of its genetic information. Inside the yeast cells, the yeast expression plasmids can either exist and replicate independently from the yeast genome DNA 33 (episomal plasmids) or integrate into certain loci of the yeast genome (integration plasmids) through homologous recombination. The destination of the plasmids depends on certain genetic elements that the plasmids carry. 2.5.3.1 Use of Yeast Episomal Plasmids for Expression of Heterologous Genes Commonly used yeast episomal plasmids include the ARS (autonomously replicating sequence)/CEN (centromere) plasmid and the 2µ based plasmid. ARS/CEN plasmid is very stable in yeast, but only exists in 1 or 2 copies per cell. Thus, it is only used for low level expression. The most commonly employed yeast episomal plasmid is the 2µ based plasmid (YEp). Yeast episomal plasmids generally exist in 20-100 copies per cell, and have been widely used for high-level expression of heterologous proteins. The backbone of a yeast expression episomal plasmid is a bacteria-yeast shuttle vector, which is composed of both bacterial and yeast elements for the selection and replication of the plasmid in bacterial and yeast, respectively. The bacterial components of the plasmid consists of a bacteria selection marker (usually an antibiotic resistance gene), and the bacterial origin of replication, which is responsible for the replication of the plasmid in E. coli. The yeast elements are composed of a yeast selection marker, which could be an antibiotic resistance gene (auxotrophic selection marker) or could be an amino acid synthesis gene (prototrophic selection marker), and the yeast origin of replication (for replication of the plasmid in yeast). On the shuttle vector backbone, the gene of interest can be inserted at the designated multiple cloning sites (MCS), which is located between a yeast promoter and transcription termination site. The promoter regulates the transcription of the inserted gene of interest. When the auxotrophic markers (such as Trp-, Ura- or Leu-) are used for selection purposes, the yeast strain transformed with the plasmid has to be an auxotrophic mutant of the corresponding amino acid. This means that the strain is deficient for synthesizing that particular amino acid and is unable to survive without the amino acid supplied in the medium or transformed with the plasmid containing the auxotrophic marker. However, almost all auxotrophic mutants of S. cerevisiae are haploid laboratory strains, which are not suitable for industrial applications. Yeast strains selected for brewing and distilling 34 industries are mostly polyploidy strains, which are much more tolerant to various stress conditions, such as high ethanol, low pH and high osmotic environments, which are commonly encountered in industrial environments. However, constructing an auxotrophic mutant from an industrial polyploid yeast strain is very complicated and time-consuming, and it would be very inconvenient to produce all of the auxotrophic mutants for every industrial yeast strain available and to screen the best ones for bioethanol production. In order to select yeast strains with no auxotrophic mutants, yeast episomal plasmids containing dominant (or prototrophic) selection markers can be used. The commonly used dominant selection markers are blasticidine and geneticine resistance genes, which encode resistance to blasticidin S (Bsd) and Geneticin 418 (G418), respectively. When a dominant selection marker is used for the selection purpose, the corresponding antibiotic has to be added into the culture medium. However, the addition of antibiotics adds extra operational costs to fermentation plants and use of a large amount of antibiotic is considered hazardous to the environment. Another issue related to using episomal plasmids for heterologous protein expression is plasmid stability (or segregational instability). The instability is mainly caused by unequal separation of plasmids from the mother cell to daughter cells and eventually cells carrying no plasmids will appear in the cultural medium. Even under selective conditions, episomal plasmids are mitotically unstable during long-term cultivation. For heterologous protein expression, high plasmid stability is desired, since higher value of the plasmid stability corresponds to a higher ratio of the number of plasmid-bearing cells over the number of plasmid-free cells in the fermentor at the checked time point. Plasmid stability is normally measured as a ratio of the number of plasmid-bearing cells over that of the plasmid-free cells at a certain time point during the fermentation (Filho et al., 1986; Ruohonen et al., 1987; Kondo et al., 2002). Since the selection pressure is lost as a result of the degradation of the antibiotic, the plasmid-free cells grow whenever free fermentable sugars are available in the fermentor. The plasmid-free cells almost always overgrow the plasmid-bearing cells under the conditions where selection pressure is lacking (Altintas et al., 2001; Nakamura et al., 2002). It was reported that without selection pressure, plasmid-free cells can quickly 35 overgrow plasmid-bearing cells (Alintas et al., 2001). Plasmid stability was studied based on data from starch fermentation using recombinant S. cerevisiae strain YPB-G, which expresses and secretes B. subtilis -amylase and A. awamori glucoamylase as a fusion protein. The recombinant yeast were pre-cultured in minimal medium, and used to inoculate a 2.5-litre bioreactor containing 30 g L-1 soluble starch at 30C. A mathematical model was used to simulate plasmid stability in the fermentation broth and then actual experimental data were obtained to confirm the prediction from the model. Based on experimental observations, during the first generation, plasmid-free cells and plasmid-bearing cells grew at the same rate. However, starting with the second generation, the growth rate of plasmid-free cells surpassed plasmid-bearing cells and reached twice the growth rate of plasmid-bearing cells. Their results indicated that as more fermentable sugars became available, plasmid-free cells tend to outgrow plasmid-bearing cells, with the biomass of plasmid-free cells and plasmid-bearing cells becoming 2.27 g L-1 to 0.51 g L-1, respectively. Based on the data, the authors suggested that high copy number plasmids are relatively stable under selection conditions but not suitable for large-scale fermentation in long-term culturing conditions. They further showed using an integrative plasmid to insert the DNA sequence into the yeast chromosome, that this approach could solve the plasmid stability problem. Genes integrated into the yeast genome are generally very stable, even under non-selective conditions. 2.5.3.2 Use of Yeast Integration Plasmids for Expression of Heterologous Genes The use of yeast integration plasmids is another effective way for introducing heterologous genes into S. cerevisiae. Integration of genes into yeast chromosomes eliminates the segregational instability related to episomal plasmids, and offers an alternative for stable expression of heterologous genes. Yeast integration plasmids (YIp) have the same composition as episomal plasmids except that the yeast replication origin is replaced with a segment of DNA which is homologous to the yeast genome sequence where the plasmid is integrated. The integration plasmid is normally linearized at the homologous DNA sequence before transformation, since linearized plasmids are transformed at a much higher efficiency than circular ones. 36 Traditionally, heterologous genes are integrated at gene sequences involved in amino acid synthesis, such as URA3, TRP1, or HIS3, via homologous recombination. However, only one or a few tandem copies can be inserted at these targeting locations (Romanos et al., 1992). Compared to the copy numbers of episomal plasmids that a single yeast cell can maintain, the copy numbers of genome integrated genes markedly limits the expression levels of heterologous proteins. In order to obtain multiple integrations of the heterologous gene into the yeast genome, studies have shown that several repetitive chromosomal DNA sequences, such as Ty1 elements (Kingsman et al., 1985), the ribosomal DNA (rDNA) cluster (Lopes et al., 1991; 1996), or sequences (Sakai et al., 1991; Lee and Silva, 1997) can be employed as the target location for high-copy-number integration of heterologous genes. The S. cerevisiae sequences are found to exist in close association with the long terminal repeats of retrotransposons Ty1 and Ty2 (Boeke, 1989; Boeke and Sandmeyer, 1991), or found scattered in the yeast genome as isolated and independent elements (Boeke 1989). The sequences are dispersed throughout the genome at approximately 100 copies (Cameron et al., 1979; Boeke, 1989), and have been employed as targets for the integration of a variety of cloned genes into the host chromosomes (Shuster et al., 1990; Sakai et al., 1990, 1991; Wang et al., 1995; Lee and Silva et al., 1997). Wang et al. (1995) demonstrated multiple-copy integration of a G418-resistance gene into the sequences of a haploid laboratory strain of S. cerevisiae using this approach. A set of randomly selected transformants showed 10-43 copies of the integrated gene cassette in the yeast genome that were structurally stable for 70-100 generations in non-selective medium. However, inclusion of a SUC2 gene under the control of the MF1 promoter, in the integration cassette resulted in a significant decline in structural stability. Transformants showed lower copy numbers of the integrated cassette (2-16 copies), and of the ones with five or more integrated copies, 20-75% of the cells lost all integrated SUC2 cassettes during 70-100 generations of non-selective growth. Lee and Solva (1997) employed a similar -sequence integration plasmid to over-express the E. coli lacZ gene in a haploid strain of S. cerevisiae, however structural instability and low integration copy number of the -sequence integrated gene cassette was observed. By employing a double--sequence integration plasmid, which carries two 37 sequences flanking the integration gene cassette instead of single sequence in the previous designs, they found that the transformants had increased copy numbers (more than double) and higher structural stability of the insertions. In the double--sequence integration plasmid, the unneeded bacterial sequences were removed, which reduced the size of the integration plasmid from ~8 kb to ~5 kb. The double--sequence integration system showed higher expression level of the inserted gene with no negative effect on cell. The other commonly used multiple-integration plasmid targets the yeast rDNA sequences. Yeast rDNA region consists of about 150-200 tandem repeats on chromosome XII (for a haploid yeast cell), and each repetitive unit is about 9 kb in size (Lopes et al., 1991). Each rDNA encodes two primary transcripts, one for 5S rRNA and one for 37S pre-rRNA, separated by two nontranscribed spacers both of which are about 1 kb long (NTS1 and NTS2) (Skryabin et al., 1984). Lopes et al. (1989) constructed an rDNA integration plasmid containing a deficient LEU2d gene as the auxotrophic selection marker. Targeting the plasmid into the rDNA of a haploid strain of S. cerevisiae resulted in transformants carrying 100-200 inserts per cell. The cells retained 80-100% of the integrated plasmid copies after 70 generations of batch growth under nonselective conditions. They found that, by using this integration plasmid, expression levels of heterologous genes were comparable to that using an episomal plasmid. The deficient LEU2d gene contains a deficient promoter of the wild type LEU2 gene, which causes a minimal level of leucine synthesis in the transformants. Lopes et al. (1991) showed that the deficient promoter region in the selection marker gene was the key for high copy number integration, since switching to the wild type LEU2 gene as the selection marker dramatically reduced the copies of inserts. Initially, the integration plasmid only integrated in low copy numbers, and it was the strong selection pressure posed by the deficient selection gene that amplified the integrated copy numbers dramatically (Lopes et al., 1991). In addition, factors that impacted the structural stability of the integrated cassette were also studied. They found that the size of the integrated gene cassette should be within 9 kb, which is the size of a single rDNA tandem unit; otherwise the structural stability of the insert drops dramatically. Also, incorporating rDNA segments that contain the Pol I transcription-termination region or the TOP1 site, or avoiding the Pol I transcription 38 initiation region in the integration plasmid seem to increase the stability of the inserts (Lopes et al., 1996). In summary, the use of a multiple integration system for heterologous protein expression is advantageous compared to episomal plasmids, especially for large-scale fermentation, because of the high mitotic stability of heterologous genes and high expression levels of the genes integrated. 2.5.3.3 High-Level Expression of Heterologous Proteins in Saccharomyces cerevisiae Many strategies can be used to optimize the expression of heterologous proteins in S. cerevisiae. Yeast constitutive promoters, such as GAPDH (or TDH3), ADH1 (or ADC1) and PGK1, have been widely used to optimize the transcription levels of heterologous genes. Even though many non-yeast promoters have been shown to be functional in yeast systems, the activity is relatively low compared to yeast promoters. Inducible promoters have also been used for the expression of toxic proteins. In addition to promoters, high-level protein expression can be a result of the stabilization of ribosome binding on the mRNA during translation initiation. An optimal AUG context, (A/U)A(A/C)AA(A/C)AUGUC(U/C), was reported to increase protein expression levels up to 10-20% in yeast (Hamilton et al., 1987; Miyasaka et al., 1999). Extreme codon bias was reported for highly expressed S. cerevisiae genes (Bennetzen and Hall, 1982). Given that DNA synthesis is becoming cheap and efficient, synthesizing a heterologous gene composed of all yeast-favored codons is now possible. However, many studies have shown that optimizing the codon sequences in the heterologous gene is not always necessary for obtaining high-level expression (Juge et al., 1993). With respect to amylolytic enzyme over-expression and secretion into the culture medium, secretion signal peptides have also been employed for efficient secretion of the amylolytic enzymes. Yeast native secretion signal peptides were shown to direct efficient heterologous protein secretion (Notano and Shishido, 1988). R. oryzae glucoamylase and barley -amylase 1 were shown to be secreted efficiently from S. cerevisiae using their native secretion signal peptide (Ashikari et al., 1986; Juge et al., 1993; Wong et al., 2002). 39 However, wheat -amylase and barley -amylase 2 showed markedly reduced secretion levels from S. cerevisiae using their native secretion signal peptides (Rothstein et al., 1984; Juge et al., 1993). Expression of proteins that assist in protein folding or secretion were also found to increase heterologous protein expression and secretion. Over-expression of S. cerevisiae Sso protein, which is involved in the fusion of secretory vesicles to the plasma membrane, were found to increase the secretion of B. amyloliquefaciens -amylase (Ruohonen et al., 1997). Over-expression of an unfolded-protein response (UPR) pathway regulator, HAC1, produced a 70% increase in B. amyloliquefaciens -amylase secretion (Valkonen et al., 2003). Environmental factors, such as agitation, aeration, temperature, pH, and medium composition can also affect heterologous protein expression dramatically. highly medium-dependent. S. cerevisiae is Rothstein et al. (1987) observed that use of rich medium can increase the expression and secretion of wheat -amylase from S. cerevisiae compared to minimal medium. Increased expression levels of certain proteins were observed when more amino acids (Castelli et al., 1994) or a higher amount of glucose (Ichikawa et al., 1989) A significant increase in barley -amylase was supplemented into the yeast medium. expression and secretion by S. cerevisiae was observed when glucose was substituted with glycerol in YPD medium (Wong et al., 2002). Studies using other yeast species have also provided valuable information. Casamino acids (1%) were shown to increase heterologous protein expression and plasmid stability in Kluyveromyces lactis (Macreadie et al., 1993). It is clear that a combination of several factors is necessary to achieve optimal level of expression. There is likely no “best” combination that can be universally applied to one specific circumstance. 2.5.4 Recombinant Saccharomyces cerevisiae that Secrete Heterologous Amylolytic Enzymes Genes coding for amylolytic enzymes from various organisms have been introduced into S. cerevisiae and expressed in their fully functional forms. These include the -amylase gene from wheat (Rothstein et al., 1984; 1987), mouse salivary g Land 40 (Thomsen, 1983), mouse pancreas (Filho et al., 1986), human salivary g Land (Nakamura et al., 1986), human lung carcinoid tissue (Shiosaki et al., 1990), Lipomyces kononenkoae (Eksteen et al., 2003), B. subtilis (Rouhonen et al., 1984), B. amyloliquefaciens (Kovaleva et al., 1989; Pretorius et al., 1988; Ruohonen et al., 1987), B. stearothermophilus (Nonato and Shishido, 1988), Schwanniomyces occidentalis (Wang et al., 1989) and the glucoamylase genes from A. awamori (Cole et al., 1988; Inlow et al., 1988; Innis et al., 1985), R. oryzae (Ashikari et al., 1986; 1989), Saccharomycopsis fibuligera (Yamashita et al., 1985) and S. diastaticus (Erratt and Nasim, 1986; Pardo et al., 1986; Pretorius et al., 1986). These studies demonstrated that it is feasible to express and secrete highly active heterologous amylolytic enzymes in S. cerevisiae. However, most of the early studies focused only on expression and characterization of the expressed enzymes, while starch assimilation and fermentative ability of the recombinant amylolytic yeast were not assessed. Moreover, early studies employed 2µ-based yeast episomal plasmids for heterologous amylolytic enzyme expression. Even though desirable expression levels were achieved, during prolonged fermentation, the expression levels were often observed to drop because of mitotic instability of the episomal plasmids (Wang et al., 1989). In order to cope with this issue, many research groups switched to integration plasmids for amylolytic enzyme expression in S. cerevisiae. Integrated genes have been shown to be mitotically stable even under non-selective conditions. Nakamura et al. (1996) reported a recombinant strain of S. cerevisiae that stably expressed a glucoamylase gene from S. diastaticus. The integrated gene was mitotically stable for 200 h during fermentation. In addition, instead of expressing one type of amylolytic enzymes, Steyn et al. (1991) found that a higher starch hydrolysis rate can be achieved by integrating both glucoamylase and -amylase. The recombinant strains secreting S. diastaticus glucoamylase, B. amyloliquefaciens -amylase or both enzymes showed the ability to hydrolyze soluble starch with an efficiency of 69%, 84% and 93%, respectively over 120 h, showing that the one expressed both enzymes hydrolyzed the starch most efficiently. Furthermore, all three recombinant strains showed higher starch hydrolysis rates than the wild type S. diastaticus, which is a naturally-occurring amylolytic yeast, suggesting that S. cerevisiae can be engineered to hydrolyze starch with higher efficiency than the naturally-occurring 41 amylolytic yeast. Given that S. cerevisiae is superior to the naturally-occurring amylolytic yeast on high ethanol tolerance and producing ability, genetically engineered S. cerevisiae has great potential in its application in industrial bioethanol production from starch materials. However, traditional integration plasmids only insert one to few copies of the integrated gene in the yeast genome (Romanos et al., 1992), which is low compared to the copy numbers of episomal plasmids can be found in a yeast cell. In order to increase the integrated gene copy numbers, it was shown that repetitive gene sequences in the yeast genome could be targeted for integration of an expression gene cassette. By targeting the integrated genes into the repetitive sequences in yeast genome such as rDNA or sequences, the copy numbers of the integrated genes up to 100-150 have been reported (Lopes et al., 1991; Wang et al., 1996; Lee et al., 1997; Nieto et al., 1999). Heterologous genes coding for amylolytic enzymes have also been integrated in high copy numbers in the yeast genome. Lin et al. (1998) integrated the gene of A. awamori glucoamylase into the rDNA loci of the yeast genome. By employing a deficient promoter of URA3, 140 copies of the integrated gene were achieved in one of the isolated yeast clones. As expected, the clone with the highest amylolytic activity also had the highest copy number of glucoamylase genes. The inserts were shown to be mitotically stable for over 50 generations when cultivated on non-selective medium. With such high integrated gene copy numbers, the expression level of the amylolytic enzyme can be comparable to episomal plasmids are used (Nieto et al., 1999). Since integrated genes are more mitotically stable than episomal plasmids, integrating genes coding for amylolytic enzymes in the yeast genome is more practical for industrial application than employing episomal plasmids. Haploid laboratory yeast strains were widely used in early studies because they are easy to manipulate at the genetic level. However, haploid yeast strains have very little use in industrial applications due to their low stress tolerance. Most brewing and distiller’s yeast strains are polyploid, which are superior to the haploid laboratory strains with respect to ethanol production and stress tolerance. As mention in previous sections, since auxotrophic mutants of polyploid strains are difficult to obtain, a dominant selection marker needs to be used for the selection of polyploid strains of S. cerevisiae. 42 By employing the dominant selection marker AUR1-C, which encodes resistance to aureobasidin A, Kang et al. (2003) successfully expressed Schwanniomyces occidentalis -amylase in a polyploid industrial strain of S. cerevisiae. The expression gene cassette was integrated in multiple copies in the sequences of the yeast genome. The integrated genes showed 100% mitotic stability over 100 generations on non-selective medium. In order to improve the starch-hydrolyzing ability of this strain, Ghang et al. (2007) co-expressed Debaryomyces occidentalis glucoamylase with S. occidentalis -amylase in the recombinant yeast. Unexpectedly, the integrated genes showed low mitotic stability, resulted in lower amylolytic activity compared to that of the previous strain. It was speculated that the over-sized integration plasmid, which contained both glucoamylase and -amylase genes caused the mitotic instability of the integrated genes. By reducing the size of the integration plasmid by deleting the bacterial originated sequences in the plasmid, higher mitotic stability was achieved (Ghang et al., 2007). Similar findings that over-sized integrated plasmids could result in low mitotic stability were also reported when genes were integrated into the rDNA sequences, and the mitotic stability was improved by decrease the size of the plasmids (Lopes et al., 1996). Instead of incorporating both glucoamylase and -amylase genes in the same integration plasmid as performed by Ghang et al. (2007), Wong et al. (2010) used two separate integration plasmids for each gene. Designing the plasmid in this way avoided an over-sized integration plasmid that can cause mitotic instability. Wong et al. (2010) successfully co-expressed both Lentinula edodes glucoamylase and barley -amylase in a strain of S. cerevisiae with high mitotic stability under non-selective conditions. The two integration plasmids containing the glucoamylase and -amylase genes were used to co-transform the yeast strain. The -sequence was targeted as the integration locus for recombination to ensure multiple-copy integration of the glucoamylase and -amylase genes into the yeast genome. Over a 6-day period, the recombinant strain co-expressing both glucoamylase and -amylase hydrolyzed 77% of the starch, showing the highest starch conversion rate compared to 44% and 67% starch hydrolysis using the recombinant strains expressed only -amylase and glucoamylase, respectively. However, they observed that both exo-cleavage activity and endo-cleavage activity in the co-expressing recombinant 43 strain was lower than that of the one only expressing glucoamylase or -amylase, respectively. This was speculated to be due to the competition between glucoamylase and -amylase genes for space in the sequences when co-integrated. Thus, this strategy is much less constrained by the size of the integration plasmid, but results in reduced expression of both enzymes. When different types of amylolytic enzymes are co-expressed in the recombinant yeast, targeting the integrated genes into different repetitive gene sequences is another effective strategy. Kim et al. (2010) constructed a recombinant yeast strain that expressed three amylolytic enzymes including a glucoamylase from A. awamori, an -amylase, and a glucoamylase with debranching activity from Debaryomyces occidentalis. Both -sequence and rDNA integration systems were employed to achieve multiple integration of the three genes into the genome of an industrial strain of S. cerevisiae. The genes encoding for A. awamori glucoamylase and D. occidentalis -amylase were cloned into an integration vector based on -sequence integration, and the gene encoding for D. occidentalis glucoamylase was cloned into another integration vector based on rDNA integration system. The bacterial originated sequences were deleted to reduce the size of the integration plasmids. The recombinant strain expressing all three genes was able to completely hydrolyze 2% soluble starch in 24 h, and high mitotic stability of the integrated genes was observed under non-selective conditions. Thus, the studies described above indicate that polyploidy industrial strains of S. cerevisiae can be genetically engineered to perform efficient starch assimilation for fermentation by employing multiple high-copy-number integration systems and a combination of different amylolytic enzymes. 2.5.5 Recombinant Yeast with Surface-Displayed Amylolytic Activity 2.5.5.1 Cell Wall Anchored Proteins and the GPI Anchor Many studies have shown that it is possible to use the features derived from native surface proteins to display heterologous proteins on various cell surfaces. Proteins have been displayed on the surface of bacteria, mammalian cells and yeast (Little et al., 1993; 44 Georgious et al., 1993; Dustin et al., 1987; Hiebert et al., 1988; Vijaya et al., 1988). It has been suggested that compared to intracellularly-expressed or secreted proteins, cell surface-displayed proteins have the advantages of stabilizing the anchored enzymes and simplifying the protein purification since the enzymes can be collected together with the cells. Many different cell wall proteins have been identified, such as cell wall protein 1 (Cwp1), cell wall protein 2 (Cwp2), flocculation protein 1 (Flo1) and -agglutinin (AG1) (Vaart et al., 1995; Schreuder et al., 1996; van der Vaart et al., 1997). Among these proteins, -agglutinin is the one that has been studied the most (Lipke et al., 1989, 1992; Cappellaro et al., 1994; Chen et al., 1995; Zou et al., 2000; Shen et al., 2001; Zhao et al., 2001; Huang et al., 2003;). The cell wall-anchoring mechanism of -agglutinin involves many subcellular compartments in the yeast secretory pathway and several components in the cell wall. The two major components of the cell wall of S. cerevisiae are glucan and mannoproteins, which are present in roughly equal amounts. The mannoproteins, which form the outer layer of the cell wall, are generally heavily glycosylated, and determine most of the surface properties of the cell. Lipke et al. (1998) suggested that mannoproteins are covalently linked to glucan, because they are resistant to extraction in hot sodium dodecyl sulfate (SDS) but can be cleaved from the wall by -1,3- and -1,6-glucanase. Glucan, which is composed of -1,3 and -1,6 linked glucose, is complexed with chitin to provide mechanical strength to the cell wall. -1,3 glucan forms a fibrous network, while -1,6 glucan is highly branched. -Agglutinin was originally identified as a mannoprotein involved in the sexual adhesion of S. cerevisiae mating type cells with mating type a cells (Lipke et al., 1989, 1992). -Agglutinin consists of 650 amino acid residues, including a N-terminal secretion signal, N-terminal binding domain (consisting of three different domains that are involved in the interaction with a-type S. cerevisiae cells), a C-terminal Serine/Threonine rich domain and a C-terminal glycosylphosphatidylinositol (GPI) addition signal that is involved in cell wall anchorage (Chen et al., 1995). Studies have indicated that -agglutinin is covalently linked to the cell wall glucan (Lipke et al., 1989, 1992; Cappellaro et al., 1994). 45 In addition, studies showed that the C-terminal Serine/Threonine rich domain is extensively O-glycosylated, which suggests that this domain might have a rod-like conformation that acts as a spacer to extend the N-terminal binding domain to the cell surface (Lipke et al., 1989, 1992; Cappellaro et al., 1994; Chen et al., 1995; Zou et al., 2001; Shen et al., 2001). Schreuder et al. (1993) and Lu et al. (1995) showed that the 320 amino acids at the C-terminal half of -agglutinin are responsible for the cell wall anchoring ability. A well-accepted explanation of the anchoring process of -agglutinin is that the GPI anchor attachment signal is recognized in the yeast endoplasmic reticulum (ER). Then, the hydrophobic attachment signal is replaced by a GPI anchor by a trans-peptide reaction in the ER. Following the attachment of the GPI anchor, -agglutinin is transferred to the outer leaflet of the plasma membrane. The GPI anchor is then cleaved at its C-terminal glycan position and the remnant forms a glycosidic linkage with the branched -1,6 glucan in the cell wall (Lipke et al., 1989, 1992; Huang et al., 2003; Chen et al., 1995). Even though -agglutinin is the most widely used cell wall anchoring protein in yeast, many studies have shown reduced or eliminated enzyme activity after being anchored on the cell wall by -agglutinin. This promoted a search for alternative strategies, and several other alternative cell wall anchoring proteins have been used for displaying enzymes on the cell surface, such as Flo1p (Shigechi et al., 2004). Depending on the particular enzyme, different anchoring proteins may be chosen for optimal enzyme activity. 2.5.5.2 Displaying Amylolytic Enzymes on the Yeast Cell Wall The accumulating studies on yeast cell wall structure and cell wall anchored proteins suggested that heterologous proteins could be immobilized on the yeast cell wall by being expressed as fusion proteins with one of the yeast’s surface anchoring proteins (Schreuder et al., 1996). Murai et al. (1997) first anchored R. oryzae glucoamylase on the cell surface of S. cerevisiae by fusing the R. oryzae glucoamylase cDNA with the 3’ half of -agglutinin cDNA, which is the part that has the GPI anchor attachment signal and is involved in anchoring proteins on the yeast cell wall. The enzyme is an exo-type amylolytic enzyme and is able to cleave both -1,4 and -1,6-linkages in starch. 46 They also attached the coding region for the secretion signal of the glucoamylase precursor protein to the 5’ end of the fusion gene. They hypothesized that when the fusion protein reached the cell membrane, R. oryzae glucoamylase would be covalently linked to glucan in the cell wall through the GPI anchor, with the enzyme facing away from the cell wall. To test if the enzymes were covalently anchored on the cell wall, they first extracted the cell wall with hot SDS, which removed non-covalently bound proteins or proteins bound through disulfide bridges. Then, they treated the hot SDS-extracted cell wall with -1,3-glucanase. Their results showed that 93% of the total extractable glucoamylase was covalently anchored on the cell wall. The recombinant yeast cells were aerobically cultivated on 1% soluble starch as the sole carbon source for over 100 h. They were able to show that the recombinant yeast could grow on starch and that cell growth was comparable to that on 1% glucose. The activity of cell wall-anchored glucoamylase was comparable to secreted forms of the enzyme. The same plasmid was then used to transform a flocculation strain of S. cerevisiae, which is a diploid strain with tryptophan auxotrophy. Flocculation is a reversible, non-sexual aggregation of yeast cells at the end of fermentation. The process simplifies the separation of cells from the medium at the end of fermentation. The fermentative ability of the recombinant yeast on soluble starch was studied in batch, repeated-batch and fed-batch fermentations. The recombinant yeast was first aerobically cultivated using soluble starch as the carbon source, then the harvested cells were used for batch, repeated-batch and fed-batch fermentations on soluble starch under anaerobic conditions. An ethanol production rate of 0.71 g h-1L-1 was reported with batch fermentation, and ethanol concentration reached 25 g L-1 after 30 h (60 g L-1 of soluble starch plus 5 g L-1 of glucose as carbon sources) and the same rate was maintained during repeated-batch fermentation over 300 h. In the fed-batch fermentation over approximately 120 h, an ethanol concentration of 50 g L-1 was reported. Additionally, a high plasmid stability of over 80% was observed during the repeated-batch fermentation (Kondo et al., 2002). Interesting Ly, they were unable to detect glucose in the medium during the fermentation. Kondo et al. (2002) proposed that since the glucoamylase was anchored on the yeast cell wall, only those starch molecules close to the yeast cells were degraded by the enzymes, and 47 the released glucose was readily taken up by these yeast cells as a result. This suggests that there would be no accumulation of large quantities of glucose in the fermentation medium over time, consistent with their observations. If no free glucose was available in the medium, plasmid-free cells would not be able to proliferate. Thus, starch degradation ability can potentially play the role of a selection agent. By using the recombinant yeast with cell surface-anchored glucoamylase during starch fermentation, contamination caused by bacteria would be prevented, since no free glucose would accumulate in the fermentation medium. The recombinant strain’s ability to utilize and ferment on starch was further improved by co-expressing both glucoamylase and -amylase. Murai et al. (1999) developed several recombinant yeast strains that displayed R. oryzae glucoamylase and/or -amylase from B. stearothermophilus on the surface of the cell wall. The enzymes were anchored with -agglutinin. They found that the recombinant strains displaying either glucoamylase alone or both glucoamylase and -amylase were able to grow on starch as the sole carbon source. In contrast, the recombinant strain displaying -amylase alone was unable to grow on starch. Their results indicated a dramatic activity reduction for cell surface-anchored B. stearothermophilus -amylase. To improve the cell surface display activity of B. stearothermophilus -amylase, another anchoring protein, flocculation 1 protein (Flo1p), was employed to anchor the enzyme in the cell wall. Flocculation 1 protein is involved in cell-cell adhesion between yeast cells during flocculation (Miki et al., 1982; Straveret et al., 1994; Bony et al., 1997). The protein is 1,536 amino acids long, and has a N-terminal secretion signal sequence. Flocculation 1 protein also contains a spacer domain that is rich in Serine and Threonine residues, and a hydrophobic GPI-anchor attachment signal sequence at its C-terminus. -Amylase anchored with -agglutinin showed little activity; however, when anchored with Flo1p, much higher activity was observed. They proposed that since the C-terminus of B. stearothermophilus -amylase is involved in starch binding, that when the C-terminal of the enzyme was fused to -agglutinin, the anchoring might have hindered the enzyme’s accessibility for its substrate. In contrast, Flo1p, when attached to the N-terminal of B. stearothermophilus -amylase, allowed the enzyme’s C-terminus to extend freely into the 48 medium. Different from -agglutinin, the N-terminal of Flo1p anchors itself on the cell wall by non-covalently attaching to the mannoproteins of the outer layer of the cell wall (Shigechi et al., 2002). A similar study done by Matsumoto et al. (2002) showed that R. oryzae lipase, which also has a substrate-binding site located in the C-terminus and showed no detectable activity when anchored in the cell wall with -agglutinin, showed increased activity when anchored with Flo1p. However, the recombinant strain co-displaying R. oryzae glucoamylase and B. stearothermophilus -amylase was unable to utilize raw starch (Shigechi et al., 2004). By replacing B. stearothermophilus -amylase with the -amylase from Streptococcus bovis 148, which was shown to have a strong ability to hydrolyze and be absorbed onto raw corn starch, the new recombinant yeast strain co-displaying R. oryzae glucoamylase and S. bovis 148 -amylase was able to directly utilize raw starch for fermentation. Moreover, the C-terminal-half region of -agglutinin and the flocculation functional domain of Flop1 were used as the anchor proteins for R. oryzae glucoamylase and S. bovis 148 -amylase, respectively. In a 72-h fermentation, this recombinant strain produced 61.8 g L-1 ethanol from raw corn starch (86.5% of the theoretical yield) (Shigechi et al., 2004). The use of recombinant yeast with cell surface-displayed amylolytic activity for fermentation process has only been recently developed. However, this field has already shown promising results and the potential to be used in industrial applications. 2.6 Hypothesis and Objectives 2.6.1 Hypothesis Currently, starch hydrolysis through high temperature cooking is commonly used in bioethanol production. in reduced energy input. Use of cold starch hydrolysis eliminates the cooking step, resulting Barley -amylase has been found to be superior to bacterial and fungal -amylases for cold hydrolysis of wheat starch based on its enzymatic kinetic properties and its pH optimum which is compatible with the pH of yeast culturing conditions (Textor et al., 1998). However, much larger amounts of starch-hydrolyzing 49 enzymes are generally required for efficient raw starch hydrolysis, which make bioethanol production by cold starch hydrolysis economically unfeasible. By employing DNA recombinant techniques, S. cerevisiae can be genetically engineered to over-express barley -amylase to levels that would support fermentation on starch. 2.6.2 Rationale Our lab has previously constructed a recombinant yeast strain that was able to express cell surface-anchored barley -amylase. An industrial ethanol-tolerant strain of S. cerevisiae, NRRL Y-132, was transformed with a yeast expression plasmid pAnchored (Bo Liao, Master’s thesis, University of Saskatchewan, 2008). The plasmid contains a fusion gene, which is composed of a barley -amylase (-1, 4 glucan glucanohydrolase, EC 3.2.1.1, type VIII-A) cDNA that had an oligonucleotide coding for a secretion signal sequence (to excrete the enzyme through the cell membrane) attached to its 5’ end and its 3’ end fused to the 3’ half of the -agglutinin (a mannoprotein involved in the sexual adhesion of mating type - S. cerevisiae cells with mating type a - S. cerevisiae cells) cDNA. The recombinant yeast expressed barley -amylase with its C-terminus anchored on the yeast cell wall. The recombinant yeast showed the ability to hydrolyze soluble starch under batch fermentation conditions. However, the recombinant yeast was not able to produce sufficient -amylase activity, resulting in inefficient starch hydrolysis and no ethanol production. Several major factors were speculated to contribute to the low starch hydrolysis rate, and possible strategies to address these are provided below. The cell wall-anchored barley -amylase displayed low enzyme activity. The reduction in activity was speculated to be a result of steric hindrance caused by the anchoring process. In order to improve the activity of the anchored barley -amylase, a flexible peptide linker can be inserted between the barley -amylase and the anchoring protein. The linker may provide flexibility between the enzyme and the anchoring protein, reducing the steric hindrance caused by the anchoring process. Alternatively, barley -amylase can be anchored through its N-terminus instead of the C-terminus. Since the enzyme’s C-terminal domain plays an important role in starch binding (Robert et al., 2005), 50 anchoring barley -amylase through its N-terminus could free the C-terminal domain for more efficient substrate binding. Flo1p can be used to perform such an anchoring process (Matsumoto et al., 2002; Shigechi et al., 2004). Instead of expressing barley -amylase as the cell wall anchored form, the enzyme can be secreted. Although cell wall-anchored enzymes have advantages such as being more thermostable and reutilizable, they are physically restrained in accessing the substrates compared to their free counterparts. -amylase directly into starch-hydrolyzing ability. the Thus, a recombinant yeast strain that secretes barley medium might be expected to show improved Comparison of the two expression systems will provide insights as to which system is more efficient for starch hydrolysis. Furthermore, the 2µ-based episomal plasmids are mitotically unstable without the presence of adequate selection pressure; this instability reduces the expression level of barley -amylase. Continuous addition of large amounts of antibiotics can keep the plasmid stability high during fermentation; however, it is not applicable for bioethanol production at the industrial scale. An alternative method is to integrate the barley -amylase gene into the yeast genome through homologous recombination. In theory, the integrated gene should be mitotically stable even in the absence of selection pressure. Moreover, high copy numbers of the expressed gene can be achieved by integrating the gene into repetitive sequences in the yeast genome. 2.6.3 Objectives The goal of this project was therefore to optimize the starch-hydrolyzing ability of an engineered recombinant yeast so that it is able to produce sufficient -amylase activity for raw starch hydrolysis. Both genetic and environmental factors were studied and combined to optimize the performance of the recombinant yeast under batch fermentation conditions. The specific objectives of this thesis were: 1. To improve the activity of cell wall-anchored barley -amylase. 2. To express barley -amylase in a secreted form. 3. To compare the starch-hydrolyzing ability of recombinant yeast expressing the 51 anchored and secreted forms of barley -amylase. 4. To improve on the expression level of barley -amylase by modifying environmental and genetic factors. 5. To stabilize and increase the expression of barley -amylase under non-selective fermentation conditions by integrating the expression cassette into the yeast genome. 52 3.0 MATERIALS AND METHODS 3.1 Reagents The names of the reagents and their suppliers are listed in Table 3.1. The addresses of the individual suppliers are given in Table 3.4. Table 3.1: Lists of reagents and suppliers. Reagent Supplier Absolute Ethanol BDH Agarose Bio-Rad Dimethylsulfoxide (DMSO) BDH Ethidium Bromide Sigma-Aldrich Ethylene-Diamine Tetraacetic Acid Disodium Salt (EDTA) BDH Glacial Acetic Acid EMD D-Glucose BDH Glycerol BDH Hydrochloric Acid (HCl) BDH Isopropanol BDH Sodium Hydroxide (NaOH) BDH Ampicillin ICN Blasticidin Invitrogen Bacto-Agar DIFCO Bacto-Tryptone DIFCO Bacto-Yeast Extract DIFCO Peptone DIFCO 53 Table 3.2: List of commercial kits. Commercial Kit Supplier QIAquick Gel Extraction Kit Qiagen TOPO TA Cloning Kit (pCR2.1 TOPO) Invitrogen Plasmid pTEF1/Bsd Invitrogen Plasmid Miniprep DNA Kit (catalog# 13300) Norgen Table 3.3: List of oligonucleotides for PCR. Note: restriction sites are under-lined; mutations are bolded. Primer Primer Sequences Names Primer 1 5’-GGTGTGTGGGCGCGAGCTAGCGATATCGC-3’ Primer 2 5’-GCGATATCGCTAGCTCGCGCCCACACACC-3’ Primer 3 5’-CGGTACCCGGGGATCCCTCGAGCGTC-3’ Primer 4 5’-GACGCTCGAGGGATCCCCGGGTACCG-3’ Primer 5 5’-GCCGCGGCAACACTCTAGCGTCCC-3’ Primer 6 5’-GGGACGCTAGAGTGTTGCCGCGGC-3’ Linker-1 5’-(phos)-TCGAGGGTTCTTCTGGTGGTTCTGGTGGTTCTGGTGGTTCTGGTGGTTCTGGTTCTC-3’ Linker-2 5’-(phos)-TCGAGAGAACCAGAACCACCAGAACCACCAGAACCACCAGAACCACCAGAAGAACCC-3’ Primer 7 5’-CTTGTCACCAGAATTCAGAACATCC-3’ Primer 8 5’-GTTGGTATCGATGACGGTGGTC-3’ Primer 9 5’-GCAAGCTGAATACCCGGGGATCCTCTAGAGTCG-3’ Primer 10 5’-CGACTCTAGAGGATCCCCGGGTATTCAGCTTGC-3’ Primer 11 5’-TTATCAAGCATGCCATTTCAAAGAATACG-3’ Primer 12 5’-GCAACTCTGAATTCTTTGTTTGTTTATGTG-3’ Primer 13 5’-CATCAACCACCGCGCCGCCGACTACAAGG-3’ Primer 14 5’-CCTTGTAGTCGGCGGCGCGGTGGTTGATG-3’ Primer 15 5’-CGGGGCCTAGTTTAGAGAGAA-3’ (continues on next page) 54 Primer 16 5’-ATTCGCACTCTGCAGCTGCACT-3’ Primer 17 5’-AGCCGGGGGCTAGCTTAGAGAGAAGTAGAC-3’ Primer 18 5’-CCTGCACTAACATTTTGCCGCATTACAC-3’ Primer 19 5’-GTGTAATGCGGCATGCTGTTAGTGCAGG-3’ Primer 20 5’-CAACTGTAGTTAAGCTTGTAAGAGCCTGA-3’ dTEF1-1 5’-TTTCTCGAGCTCCGCGCATC-3’ dTEF1-2 5’-TTTCTTCCTCGAGGGTGTCGT-3’ dTEF1-3 5’-CCCGTACTCGAGGTTTGGAAAAG-3’ dTEF1-4 5’-CCGCCTCGAGTCTTTTTCTTCG-3’ dTEF1-5 5’-TTCTCTCTCGAGGACCTCCCA-3’ dTEF1-6 5’-CTCGAGTTTCAGTTTCATTTTTCTTGTTC-3’ dTEF1-R 5’-TGCCAAGCTTGCATGCCT-3’ Table 3.4: Names and addresses of suppliers. Supplier Address BDH 501-45th Street West, Saskatoon, SK., Canada Bio-Rad 5671 McAdam Road, Mississauga, Ont., Canada DIFCO 7 Loveton Circle, Sparks, MI 48232-7058, USA EMD Biosciences, Inc. 10394 Pacific Center Court, San Diego, CA 92121, USA ICN 12 Morgan, Irvine, CA 92618-2005, USA Invitrogen 100 Faraday Avenue, Carlsbad, CA 92008, USA Sigma-Aldrich 2149 Winston Park Drive, Oakville, Ont., Canada Qiagen 2800 Argentia Road, Unit 7, Mississauga, Ont., Canada NEB 1815 Ironstone Manor, Unit 6, Pickering, Ont., Canada Norgen 3430 Schmon Parkway, Thorold, Ont., Canada 55 3.2 Bacteria Strain, Yeast Strains and Media Preparations E.coli NM522 (F' proA+B+ lacIq Δ(lacZ)M15/ Δ(lac-proAB) glnV thi-1 Δ(hsdS-mcrB)5, New England Biolabs) was used as the host for the propagation of plasmids. Yeast strain S. cerevisiae NRRL Y-132 was obtained from the Northern Regional Research Laboratories, USDA, Peoria, IL. Terrific Broth (TB) medium was used to cultivate and propagate E. coli NM522. TB consisted of 1.2% (w/v) bacto-tryptone, 2.4% (w/v) bacto-yeast extract, and 0.4% (v/v) glycerol. The solution was autoclaved for 20 min at 15 lb/sq. in., and then completed by adding 10% (v/v) sterile 0.17 M KH2PO4 and 0.72 M K2HPO4 to the cooled medium. solution was placed at 4C for long-term storage. The Luria-Bertani (LB) medium and Luria-Bertani Ampicillin (LBA) plates were used to cultivate and select transformed bacterial cells. LB medium consisted of 1% (w/v) tryptone, 0.5% (w/v) yeast extract and 0.5% (w/v) sodium chloride. The solution was autoclaved and place at 4C for storage. LBA consists of 1% (w/v) tryptone, 0.5% (w/v) yeast extract, 0.5% (w/v) sodium chloride and 1.5% (w/v) agar. After autoclaving, ampicillin was added to a final concentration of 100 g mL-1 into the cooled medium. The medium was then mixed and poured into petri dishes. The LBA plates were placed at 4C for long-term storage. YPD (1% (w/v) yeast extract, 2% (w/v) peptone and 2% (w/v) D-glucose) medium was used primarily for yeast pre-cultivation and propagation during competent yeast preparation. The appropriate amount of blasticidin was added into the medium when the recombinant yeast strains were cultivated. YPS (1% (w/v) yeast extract, 2% (w/v) peptone and 2% (w/v) soluble potato starch) medium was used for most batch fermentation studies. All media were autoclaved before use, and placed at 4C for long-term storage. 3.3 Reagents for Fermentation and Starch Concentration Analysis Glucoamylase (amyloglucosidase; 1, 4, -D-glucan glucanohydrolase, EC 3.2.1.3, catalog #A-7255) from Rhizopus was obtained from Sigma-Aldrich. Soluble potato starch (catalog #A-2004), unmodified regular corn starch (catalog #S4126) and waxy corn starch (catalog #S9679) were also purchased from Sigma-Aldrich. 56 Wheat Starch 4 was donated by CSP Mills, Saskatoon (manufactured by Archer-Daniels-Midland/Ogilvie in Montreal). Wheat starch 4 is a class of A grade starch which consists of particles ranging from 18 to 20 m in size. Iodine colour reagent solution for starch concentration analysis contained 0.5% (w/v) iodine (I2, Sigma-Aldrich, catalog #229695), 5% (w/v) potassium iodide (KI, Sigma-Aldrich, catalog #204102) and 0.5 N HCl. 3.4 DNA Subcloning Protocols in this section are based on those described in Sambrook et al. (1989). 3.4.1 Restriction Digestion of Plasmid DNA and PCR-Generated DNA Fragments All of the restriction enzymes and the corresponding buffers were purchased from New England Biolabs (NEB). Digestion of plasmid DNA with restriction enzymes was carried out with 0.5- 1 g DNA, 1X NEB buffer, and 1-2 U of each restriction enzyme in a final volume of 20 L. Digestions were performed at 37C for 1-2 h. 3.4.2 Agarose Gel Electrophoresis and Gel Purification of DNA Samples DNA samples (plasmid DNA or PCR-generated DNA fragments) were subjected to agarose gel electrophoresis in a 1% agarose gel containing 40 mM Tris-Acetate and 1 mM EDTA (TAE) at pH 8.0 and 1 g mL-1 ethidium bromide in TAE running buffer. DNA samples were mixed with an appropriate volume of 5X NEB agarose gel sample buffer before being loaded onto the gel. Electrophoresis was carried out at 100 volts until the necessary resolution was achieved. For downstream ligation reactions, DNA samples were extracted and purified from the agarose gel using the QIAquick Gel Extraction Kit (Qiagen). 3.4.3 Ligation of Digested Plasmid DNA Each reaction was set up as follows: 3-30 ng of vector DNA, 9-90 ng insert DNA and 1 unit of T4 DNA ligase were used for each 20 µl ligation reaction and the reactions were incubated overnight at room temperature. 57 3.4.4 Competent Bacteria Preparation A single colony of E. coli NM522 was picked from a LB plate and inoculated into 2 mL of LB medium, then incubated with shaking at 180 rpm at 37ºC overnight. The 2 mL overnight culture was transferred into another 200 mL of sterilized LB medium, followed by an additional 1-2 h of incubation with shaking at 200 rpm and 37ºC. The bacterial cultivation was stopped when the O.D.590 reached 0.375. The cell culture was transferred into pre-chilled sterile 50 mL tubes, and centrifuged at 7,000X g at 4ºC for 7-10 min to collect the cells. The cell pellet was resuspended in 10 mL of cold CaCl2 solution (60 mM CaCl2, 15% glycerol, and 10 mM PIPES pH 7.0) and re-centrifuged. This washing step was repeated twice and the cell suspension was kept on ice for 30 min followed by a further centrifugation step to re-pellet the cells. The cell pellet was resuspended in 4-8 mL of cold CaCl2 solution. The concentrated cell suspension was aliquoted into 1.5 mL sterile tubes and stored at -80ºC. 3.4.5 Escherichia coli Transformation One hundred L of competent E. coli NM522 cells were thawed on ice, and then mixed and aliquoted into pre-chilled 14-mL BD Falcon polypropylene round-bottom tubes. Two to five µL of DNA ligation mixture were mixed with competent cells by gently swirling the tube several times. The tubes were incubated on ice for 30 min, then subjected to a heat-pulse at 42ºC for 30 sec. The tube was kept on ice for 2 min after the heat-pulse. One mL of LB media was transferred into the tube and incubated at 37ºC for 1 h. Two hundred µL of the transformation mixture were spread onto a LBA plate and incubated at 37ºC overnight. 3.4.6 Mini-Preparation of Plasmid DNA Mini-preparation of plasmid DNA was performed according to the manufacturer’s instructions (Plasmid MiniPrep DNA Kit, Norgen). 58 3.5 Plasmid Construction The plasmid maps are presented in Results section. The software that was used for plasmid drawing is Plasm (http://biofreesoftware.com). 3.5.1 Construction of Plasmid pSecreted Plasmid pSecreted was constructed by deleting the -agglutinin domain from pAnchored (Bo Liao, Master’s Thesis, University of Saskatchewan, 2008). To achieve this, an additional XhoI restriction site in pAnchored was first silenced by performing site-directed mutagenesis using Primers 1 and 2. The PCR reaction for site-directed mutagenesis was set up as follows (in a total reaction volume of 50 L): 1X reaction buffer (20 mM Tris-HCl (pH 8.8), 10 mM (NH4)2SO4, 10 mM KCl, 2 mM MgSO4, 0.1% (v/v) Triton X-100, 0.1 mg mL-1 BSA), 0.2 mM dNTPs, 5 µL of DMSO, 125 ng each of Primers 1 and 2, 50 ng of plasmid DNA (diluted in double distilled water) and 2.5 U of PfuTurbo DNA polymerase (Stratagene, catalog#200519). PCR thermal cycling conditions were set up as follows: (1) initial denaturation step at 95C for 30 sec; (2) denaturation step at 95C for 30 sec; (3) annealing step at 55C for 1 minute; (4) extension step at 68C for 10 min; (5) repeat 18 cycles from step (2) to step (4). The PCR products were treated with DpnI for 1 h and then used to transform XL-10 Gold Supercompetent E. coli (Stratagene, catalog#200519) according to the QuikChange Site-Directed Mutagenesis Kit Instruction Manual (Revision#124008p). The -agglutinin cDNA had a KpnI site at 5’ end and a XhoI site at 3’ end. An additional XhoI restriction site was generated downstream of the KpnI site by performing site-directed mutagenesis using Primers 3 and 4. The PCR reaction conditions were the same as the one described above. After the two sequential site-directed mutagenesis modifications, the -agg Lutnin cDNA was deleted from pAnchored by XhoI restriction digestion. The plasmid was re-circularized by performing a ligation reaction. Finally, a stop codon was generated at the 3’ end of the barley -amylase cDNA by mutating a single nucleic acid at the XhoI site using Primers 5 and 6. conditions were the same as that described above. The PCR reaction This final plasmid was named pSecreted, which allows for expression and secretion of the barley -amylase isozyme 1. 59 The sequence of plasmid pSecreted was confirmed by DNA sequencing. 3.5.2 Construction of Plasmid pLinker Plasmid pLinker was constructed by inserting a 57 nucleotide-long double-stranded DNA fragment (Linker) with 3’ and 5’ flanking XhoI restriction digestion sites into pAnchored. The linker encodes for a peptide with the sequence GSSGGSGGSGGSGGSGS (G: Glycine, S: Serine). The two complementary DNA strands of Linker (Linker-1 and Linker-2) were annealed as follows: 50 µM of each deoxyoligonucleotide were mixed in a solution of 10 mM Tris-HCl and 1 mM EDTA (pH 8.0), then the solution was boiled in a water bath for 15 min and slowly cooled to room temperature. After the annealing process, 2 µL of the solution was subjected to a ligation reaction to insert the Linker into the XhoI site between the barley -amylase cDNA and the -agglutinin cDNA of plasmid pAnchored. The extra XhoI site in pAnchored was previously silenced by site-directed mutagenesis as described in Section 3.5.1 and then the plasmid was linearized by XhoI restriction digestion prior to the ligation reaction. The final plasmid was named pLinker. The proper in-frame ligation of Linker in pLinker was confirmed by DNA sequencing. 3.5.3 Construction of Plasmid pFLO1 The cDNA that contained the secretion signal and the mannose binding domain of flocculation protein 1 (FLO1) was ligated into plasmid pSecreted between the EcoRI and ClaI restriction sites to generate plasmid pFLO1. The cDNA of FLO1 was amplified from the plasmid pBisou, which contains the full-length of FLO1 cDNA (a gift from Dr. Blondin). The PCR reaction was set up as follows: 1X reaction buffer (10 mM Tris-HCl (pH 9.0), 1.5 mM KCl, 2 mM MgCl2, 0.1% (v/v) Triton X-100), 0.2 mM dNTPs, 125 ng each of Primers 7 and 8, 50 ng of yeast genomic DNA that was isolated and purified from S. cerevisiae NRRL Y-132 using Qiagen Genomic DNA Extraction Kit, and 2 U of EconoTaq DNA polymerase (Lucigen, catalog#30031-1). PCR thermal cycling conditions were set up as follows: (1) initial denaturation step at 95C for 2 minutes; (2) denaturation step at 95C for 30 sec; (3) annealing step at 55C for 30 sec; (4) extension step at 72C for 1 60 minutes; (5) repeat 30 cycles from step (2) to step (4); (5) final extension step at 72C for 10 minutes. The amplified PCR products of FLO1 were first ligated into the TOPO TA Cloning vector (Invitrogen, TOPO TA Cloning Kit (pCR2.1 TOPO)) and then the ligation reaction was used for E. coli transformation according to the manufacturer’s instructions. The DNA fragments of FLO1 were isolated from the TOPO TA Cloning vector by performing a double digestion with EcoRI and ClaI, and then the isolated FLO1 fragment was ligated into plasmid pSecreted. Prior to this, the second EcoRI site in plasmid pSecreted was silenced by performing site-directed mutagenesis using Primers 9 and 10 under the same conditions as described in Section 3.5.1. This plasmid was then linearized with EcoRI and ClaI prior to the ligation reaction. The final plasmid was named pFLO1. Proper in-frame ligation of pFLO1 was confirmed by DNA sequencing. 3.5.4 Construction of Plasmid pSecreted (TDH3) Yeast episomal plasmid pSecreted (TDH3) was constructed by replacing the ADH1 (~400 bp) promoter with yeast promoter TDH3 (~650 bp). Yeast promoter TDH3 was amplified from the yeast genome DNA by PCR. Yeast genomic DNA was isolated and purified from S. cerevisiae NRRL Y-132 using Qiagen Genomic DNA Extraction Kit. The PCR reaction was set up using Primers 11 and 12 under the same conditions as that described in Section 3.5.3. The amplified PCR product of TDH3 was first ligated into the TOPO TA Cloning vector (Invitrogen, TOPO TA Cloning Kit (pCR2.1 TOPO)) and then the ligation reaction was directly subjected to E. coli transformation according to the manufacturer’s instructions. The DNA fragments of TDH3 were isolated from the TOPO TA Cloning vector by performing a double digestion with SphI and EcoRI, and then the isolated TDH3 fragment was ligated into the SphI and EcoRI sites of pSecreted. The final plasmid was named pSecreted (TDH3). 3.5.5 Construction of Plasmid pSecreted-C95A Yeast episomal plasmid pSecreted-C95A was obtained by performing a double 61 nucleotide mutation in the barley -amylase cDNA in plasmid pSecreted. The double mutation changed the codon for cysteine 95 (TGC) to a codon for alanine (GCC). This mutation was performed by site-directed mutagenesis using Primers 13 and 14 as described in Section 3.5.1. The sequence of pSecreted-C95A was confirmed by DNA sequencing. 3.5.6 Construction of Integration Plasmids pIR-1 and pIR-2 Yeast ribosomal DNA (rDNA) integration plasmid pIR-1 was constructed by combining plasmid pTEF1/Bsd; the fusion gene containing the ADH1 promoter, barley -amylase cDNA and the CYC1 transcription termination sequence; and part of the nontranscribed-spacer region (NTS) of rDNA (~980 bp) (Valenzuela et al., 1977). The NTS DNA fragment was amplified from NRRL Y-132 genomic DNA by PCR. The PCR reaction was set up using Primers 15 and 16 under the same conditions as the one described in section 3.5.3. The amplified PCR products were first ligated into the TOPO TA Cloning vector (Invitrogen, TOPO TA Cloning Kit (pCR2.1 TOPO)) and then the ligation reaction was directly subjected to E. coli transformation according to the manufacturer’s instructions. The NTS DNA fragments were isolated from the TOPO TA Cloning vector by performing a double digestion with EcoRI and PstI, then the isolated NTS fragment was ligated into the EcoRI and PstI sites of pTEF1/Bsd. The fusion gene, which was directly isolated from pSecreted-C95A by performing a double digestion with SphI and PstI, was ligated between the SphI and PstI sites of the plasmid composed of pTEF1/Bsd and the previously inserted NTS region of rDNA. The final plasmid was named pIR-1. The plasmid was linearized by HpaI digestion before it was used to transform yeast. DNA fragments NTS-1 (~720 bp) and NTS-2 (~410 bp) were amplified by PCR from yeast genomic DNA using Primers 17 and 18, and Primers 19 and 20, respectively. The PCR reaction was carried out under the same conditions as the one described in Section 3.5.3. The amplified PCR products NTS-1 and NTS-2 were first ligated into the TOPO TA Cloning vector, and then the ligation reaction was directly used for E. coli transformation according to the manufacturer’s instructions. The NTS-1 DNA fragment was isolated from the TOPO TA Cloning vector by performing a double digestion with NotI and NheI, and then the isolated NTS-1 DNA fragment was ligated into plasmid pTEF1/Bsd into the same 62 sites. The NTS-2 DNA fragment was similarly isolated from the TOPO vector by performing a double digestion with SphI and HindIII, and then the isolated NTS-2 DNA fragment was ligated into the same sites of the plasmid composed of pTEF1/Bsd and the NTS-1 DNA fragment. Then the fusion gene, which was directly isolated from pSecreted-C95A by performing a SphI/PstI double digestion, was ligated into the same sites of the plasmid composed of pTEF1/Bsd, NTS-1 and NTS-2 of rDNA. The final plasmid was named pIR-2. The plasmid was linearized with HindIII before being used to transform yeast. 3.5.7 Construction of Integration Plasmids pdIRs Integration plasmids with deficient TEF1 promoters (pdIR-1, 2, 3, 4, 5, and 6) were constructed by replacing the original TEF1 promoter in pIR-1 with sequentially truncated TEF1 promoters. Six sequentially truncated promoters of TEF1 were generated by PCR using six different forward primers: Primer dTEF1-1, dTEF1-2, dTEF1-3, dTEF1-4, dTEF1-5 and dTEF1-6 in conjunction with one shared reverse primer, Primer dTEF1-R. The PCR reaction was carried out under the same conditions as the one described in Section 3.5.3. The amplified primers were subjected to TOPO TA Cloning, respectively, as described in the previous section and then isolated from the TOPO TA Cloning vector by performing a XhoI and EcoRI double digestion. The isolated truncated promoters of TEF1 were ligated into the XhoI and EcoRI sites of pIR-1 to replace the original TEF1 promoter. The final plasmids were named pdIR-1, pdIR-2, pdIR-3, pdIR-4, pdIR-5 and pdIR-6. The plasmids were linearized with HpaI before being used to transform yeast. 3.6 Preparation of Competent Yeast and Yeast Transformation Preparation of competent yeast and yeast transformation were performed according to the lithium transformation method from Invitrogen (catalog #V510-20, version F 5-20-2003). 63 3.7 -Amylase Activity Assays 3.7.1 Detection of -Amylase Activity on Starch-Containing YPD Plates Transformed yeast were incubated on YPD agar plates containing 2% (w/v) soluble potato starch (Sigma-Aldrich, catalog #S4251) at 30C for 2-3 days. In order to prepare these plates, soluble potato starch powder was first added into the YPD-agar media and then autoclaved. The starch containing YPD-agar solution was cooled to 55°C and poured into plates with the appropriate amount of blasticidin (final concentration of 100 g mL-1). The agar plates were solidified at room temperature and stored at 4°C. Transformed yeast cells were plated on starch-containing YPD plates at a dilution that gave colonies that were well-separated from each other after 3 days of incubation at 30C. -Amylase activity was directly visualized by halo formation around the yeast colonies on starch-containing YPD plates after iodine vapour staining. The staining procedure was performed using the method described by Rothstein et al. (1984). Iodine crystals, which vaporize at room temperature, were placed into a beaker in a fume hood, with the circumference of the beaker matching that of the plate. The plate was inverted onto the beaker, exposing the colonies to the vaporized iodine. Staining was considered complete when the medium on the plate turned a dark purple colour. Pictures of the stained plates were then taken with a digital camera. 3.7.2 Quantification of Secreted -Amylase Activity in Liquid Medium The starch solution (1% w/v) used as the substrate for the -amylase reaction was prepared by adding 1 g of soluble potato starch powder to 100 mL water and then boiled for 15 min with constant stirring. After the solution was cooled to room temperature, water was added to bring the solution up to 100 mL. The solution was stable for 3 days under room temperature with constant stirring. A yeast overnight culture was used to inoculate 100 mL of fresh sterile YP medium (1% w/v yeast extract and 2% w/v peptone) containing 0.5% w/v of glucose to give an initial OD600 = 0.1. When recombinant yeast strains were used, blasticidin was added to the overnight culture media to a final concentration of 100 g mL-1. The batch cultures 64 were carried out in 250 mL shake flasks in an incubator at 30C with an agitation rate of 180 rpm. A small amount of culture was transferred into 1.5 mL microcentrifuge tubes at different time points and stored at 4 C. The supernatant of the aliquoted culture samples was then measured for -amylase activity assay within 48 h. The -amylase activity assay was performed by incubating 1 mL of culture supernatant with 1 mL of starch solution at 45 C for 20 min. The reaction was stopped by aliquoting 50 µL of the reaction solution into 2 mL of iodine color reagent solution (see Reagent section) at room temperature. The -amylase activity was measured as the absorbance change at 580 nm (A mg biomass-1). Proper dilutions were made to ensure that the measured absorbance was in the linear range of a previously constructed standard curve (the measured absorbance is linear from 0 to 3.2 at 580 nm, R2=0.9946). With slight modifications, the same method was used to screen the -amylase activity generated by the recombinant yeast clones that had the barley -amylase cDNA integrated into the yeast genome. The modifications were as follows: an overnight culture was used to inoculate 10 mL of YPD medium to give an initial OD600 = 0.1. The cultures were grown to an OD600 ≥ 11 and stored at 4C. -amylase activity within 48 h. The culture supernatant was assayed for The -amylase activity was measured as the absorbance change at 580 nm (A mg biomass-1). 3.8 Batch Fermentation All fermentations were carried out in 250 mL shake flasks (with sponge stoppers at the openings) at 30C with the shaking rate at 180 rpm. Frozen yeast cell cultures were used to inoculate 10 mL of YPD medium and allowed to grow overnight to give an OD600 = 7-8. When recombinant yeast strains were used, blasticidin was added to the overnight culture to a final concentration of 100 g mL-1. The appropriate amount of overnight culture was used to inoculate fresh sterile 100 mL YPS medium to give an initial OD600 = 0.1. 65 3.8.1 Preparation of Frozen Cultures Frozen yeast cultures were prepared by picking a single colony with a sterilized needle, which was used to inoculate 10 mL of YPD medium. The culture was incubated with shaking at 180 rpm and 30C overnight to give an OD600 = 4-5. Then, 930 L of the overnight culture was transferred into a 1.5 mL sterilized microcentrifuge tube along with 70 L of DMSO. The tubes were stored at -80C. 3.8.2 Biomass Analysis A 1 mL sample was collected from the fermentation broth and measured at a wavelength of 600 nm using a spectrophotometer (SmartSpecTM3000, BIORAD). Dilutions were made using distilled water when the OD600 exceeded 0.4. OD600 was converted to cell dry weight (g L-1) using a previously constructed standard curve (from 0 to 10 g L-1). 3.8.3 Ethanol Analysis Samples for determining ethanol concentration were collected from the fermentation broth and filtered through a 0.22 m syringe filter (catalog#144666, Whatman Inc.) to produce a clear filtrate. Filtrates were stored in 1.5 mL vials (part#5182-0557, Agilent Technologies) with screw caps at -20C. Ethanol concentrations were determined by gas chromatography using a flame ionization detector and a 30 m, 0.25 mm ID poly (5% phenyl, 95% dimethyl) siloxane capillary column. The oven temperature was 60C and 1-butanol was used as an internal standard (Lang et al., 2001). Frozen samples were thawed at room temperature. Samples were placed on the sample region of the detector in order and injections were automatically performed by the detector and analyzed. For each sample, three separate injections were analyzed by the detector. Standards of ethanol samples (from 0.5 to 3 g L-1) were prepared in de-ionized water using volumetric flasks. The theoretical maximum yield of ethanol from 100 parts of glucose is 51.1 (Ingledew, 1993). For example, 100 g L-1 of glucose theoretically yields 51.1 g L-1 of ethanol through the fermentation process. The fermentation efficiency can be calculated 66 as: % fermentation efficiency = (weight of ethanol produced 100)/(theoretical weight of ethanol from produced glucose) 3.8.4 Starch Concentration A 1 mL fermentation sample was collected from the fermentation broth and stored at -20 C. Samples were thawed at room temperature and boiled in a water bath for 30 min to re-solubilize the starch. After cooling to room temperature, 300 µL samples were mixed with 2 mL of iodine color reagent solution and diluted with 9 mL of water. The final solution was measured at 580 nm using a spectrophotometer (SmartSpecTM3000, BIORAD). Starch concentrations were determined by using a standard curve (from 0 to 1 g L-1). Dilutions were made to ensure the readings were within the linear portion of the standard curve. 3.8.5 Plasmid Stability For yeast strains transformed with episomal plasmids, cell samples were collected from the fermentor during batch fermentation, and diluted to the appropriate cell density with sterilized deionized water. Equal amounts of cell suspension were plated on both YPD plates and blasticidin-containing YPD plates. For each sample set, three different dilutions were prepared to ensure that one dilution would give the appropriate cell density such that the colonies on the plates were separate from each other for accurate counting. Each dilution was plated in triplicate. Plates were incubated at 30C for 1 to 2 days. After counting the number of colonies, the ratio of the number of colonies on blasticidin-containing YPD plates over that on YPD plates was recorded as relative plasmid stability. For yeast strains transformed with integration plasmids, diluted cell samples were directly plated on starch-containing YPD plates. After incubation at 30C for 1 to 2 days, the percentage of the number of colonies showing halo formation over the total number of colonies was recorded as integrated plasmid stability. 67 3.8.6 Fermentable Sugar Analysis Samples for measuring fermentable sugar (glucose and maltose) concentration were collected from the fermentation broth and filtered through a 0.22 m syringe filter (catalog# 144666, Whatman Inc.) to produce a clear filtrate. Filtrates were stored in 1.5 mL vials at -20C. Fermentable sugar concentrations were determined by High Performance Liquid Chromatography (HPLC) (Agilent 1100 series,) using a G1362A Refractive Index Detector (RID) and a 6.5 mm × 300 mm column (Sugar-pakTM1, Waters). The mobile phase was water with a flow rate of 0.5 mL min-1. The column temperature was 80C. Frozen samples were thawed at room temperature. Samples were placed on the sample region of the detector in order and injections were automatically performed by the detector. Samples were injected at a volume of 20 µL. Standards for fermentable sugars (from 0.5 to 10 g L-1) were prepared in de-ionized water. 68 4.0 RESULTS 4.1 Barley -Amylase (BA)-Secreted Shows Higher -Amylase Activity and Fermentation Ability Compared to BA-Anchored 4.1.1 Structure of Expression Plasmid pSecreted Previously, cell wall-anchored barley -amylase was shown to have low enzyme activity, which was speculated to be a result of steric hindrance by the anchoring process (Bo Liao, Master’s Thesis, University of Saskatchewan, 2008). Thus, we generated a recombinant yeast strain that secretes barley -amylase into the medium by transforming yeast with expression plasmid pSecreted. pSecreted was constructed by deleting the -agglutinin domain from pAnchored, which was used previously to express cell wall-anchored barley -amylase (Fig. 4.1). The yeast strain used in this study, S. cerevisiae NRRL Y-132, is an industrial, ethanol-tolerant strain, and no auxotrophic mutants of this strain exist. A dominant marker gene which conferred resistance to blasticidin, which is an antibiotic that inhibits the growth of a wide range of prokaryotic and eukaryotic cells by interfering with protein synthesis (Izumi et al., 1991), was used for selection. Antibiotic sensitivity experiments indicated that the recombinant yeast could be cultured in media containing 100 µg mL-1 blasticidin while non-transformed yeast showed no growth at this concentration (Bo Liao, Master’s Thesis, University of Saskatchewan, 2008). 4.1.2 Amylolytic Activity of BA-Secreted In order to assess whether functional barley -amylase was expressed in yeast, NRRL Y-132 yeast were transformed with pSecreted, then plated and cultured on YPD agar plates containing blasticidin and 2% w/v soluble starch. The plates were then exposed to iodine vapour. Iodine forms complexes with starch molecules which produces a dark purple colour. Formation of clear halo zones around the yeast colonies is indicative of amylolytic activity. As shown in Figure 4.2, halos were detected around each yeast colony harbouring pSecreted (Fig. 4.2A) and pAnchored (Fig. 4.2B), while wild type yeast colonies 69 showed no halo formation (Fig. 4.2C). It was also noted that yeast colonies harbouring pSecreted generated larger halos than the one harbouring pAnchored, which is likely due to the ability of the secreted enzyme to diffuse. The results indicated that pSecreted-transformed yeast cells express functional barley -amylase. B A AmpR AmpR Figure 4.1. Structure of plasmids pSecreted and pAnchored. pSecreted (A) was constructed by deleting the gene encoding for -agglutinin (AG) from pAnchored (B). The transcription of the barley -amylase cDNA (AMY1) and the barley -amylase -agglutinin fusion gene were under the control of the constitutive promoter ADH1 (pADH1), and the transcription termination sequence of CYC1 (CYC1). Bsd, blasticidin resistance gene; pTEF1, constitutive promoter TEF1. A C B Figure 4.2. Iodine vapour assay for the detection of amylolytic activity by the recombinant yeast. -Amylase activity was directly visualized by halo formation around the yeast colonies on starch-containing YPD plates after iodine vapour staining. (A) Enlarged view of a yeast colony harbouring pSecreted, (B) pAnchored, and (C) wild type yeast stained with iodine vapour. The size of the colonies ranges from 0.5 to 0.8 cm. 70 4.1.3 Batch Fermentation Studies Using BA-Secreted or BA-Anchored 4.1.3.1 Utilization of Soluble Starch in Batch Fermentation Strain BA-Anchored was previously studied in a 2.5-L bioreactor (New Brunswick Scientific model 2.5 L Bioflo 310 fermentor) and showed the ability to hydrolyze soluble starch under batch fermentation conditions (Bo Liao, Master’s Thesis, University of Saskatchewan, 2008). In order to study the ability of BA-Secreted to grow and ferment on soluble starch as the sole carbon source, small-scale (in 250 mL shake flask) batch fermentations were performed. In addition, both BA-Anchored and the wild type yeast were studied under the same experimental conditions as the BA-Secreted for comparison. As shown in Figure 4.3, no starch hydrolysis was observed for batch fermentations performed using the wild type strain on 20 g L-1 soluble starch. BA-Anchored and BA-Secreted hydrolyzed starch at rates of 0.088 and 0.24 g L-1h-1, respectively, over the first 24 h (Fig. 4.3). No ethanol production was detected for any of the three strains under these fermentation conditions (data not shown). 4.1.3.2 Spiking with Glucose Improves the Starch-Hydrolyzing Ability of the Recombinant Yeast When soluble starch was used as the sole carbon source, batch fermentations performed with BA-Secreted showed a 2.7 times higher starch hydrolysis rate than BA-Anchored (Fig. 4.3). However, neither recombinant strain was able to hydrolyze starch to completion during the fermentation experiments, and no ethanol was generated. It was suspected that the low starch hydrolysis rates by the recombinant yeast strains were due to insufficient enzyme activity in the fermentor. 71 wild type BA-Anchored BA-Secreted Starch concentration (g L-1) 30 25 20 15 10 5 0 0 10 20 30 40 50 60 70 Time (hours) Figure 4.3. Starch-hydrolyzing ability of wild type and recombinant yeast. Fermentations were performed using soluble potato starch (20 g L-1) as the sole carbon source. Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YPS to give an initial OD600 = 0.1. Samples were taken at the indicated time points and assayed for starch concentration. Wild type (triangle), BA-Anchored (square), and BA-Secreted (circle). The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). Since there was no consumable carbon sources i.e. free sugars, available at the start of the fermentations, it was likely that there was an insufficient energy supply to allow the yeast to synthesize adequate levels of the enzyme to provide for effective starch hydrolysis. In order to increase the expressed enzyme activity, a small amount of glucose (5 g L-1) was added to the medium at the beginning of the fermentation. Under this condition, BA-Anchored and BA-Secreted showed improved starch hydrolysis rates of 0.38 g L-1h-1 for BA-Anchored (Fig. 4.4B) and 0.70 g L-1h-1 for BA-Secreted (Fig. 4.4C) at 12 h post-inoculation. The starch hydrolysis rates for BA-Anchored and BA-Secreted represent increases of 6.3- and 2.9-fold, respectively, compared to the fermentations without glucose spiking. Moreover, all three strains generated a small amount of ethanol from the spiked glucose within the first 24 h of fermentation. For both the wild type strain (Fig. 4.4A) and BA-Anchored (Fig. 4.4B), the ethanol generated was gradually consumed over the next 24 h. However, for BA-Secreted, the ethanol was consumed at a much slower rate and was depleted after 80 h (Fig. 4.4C). The results demonstrate that by spiking with a small amount of glucose, improvement in starch hydrolysis rates could be achieved. 72 A Starch(wild type) Ethanol (wild type) 5 25 4 20 3 15 2 10 Ethanol (g L-1) 1 5 0 0 0 20 40 60 Time (hours) 80 100 B C 5 25 4 20 3 15 2 10 1 5 0 0 0 20 40 60 80 100 Starch(BA-Secreted) Ethanol (BA-Secreted) 30 Starch concentration (g L-1) B 30 Ethanol (g L-1) Starch concentration (g L-1) Starch (BA-Anchored) Ethanol (BA-Anchored) 120 25 4 20 3 15 2 10 5 1 0 0 0 Time (hours) 5 20 40 60 80 Ethanol (g L-1) Starch concentration (g L-1) 30 100 Time (hours) Figure 4.4. The effect of glucose spiking on the starch-hydrolyzing and fermentative ability of the wild type and recombinant yeast. Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YPS containing 5 g L-1 of glucose to give an initial OD600 = 0.1. Samples were taken at the indicated time points and assayed for starch concentration (circle) and ethanol (square). Wild type (A), BA-Anchored (B), and BA-Secreted (C). The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). 73 4.1.3.3 The Addition of Exogenous Glucoamylase Improves Ethanol Fermentation It has been reported that the rate of fermentable sugar release is the rate-limiting factor for ethanol production during starch fermentations (de Moraes et al., 1995). While spiking with a small amount of glucose provided enhanced starch hydrolysis, there was no significant increase in ethanol production from soluble starch. This suggested that the rate of starch hydrolysis remained inadequate. It was reported that barley -amylase initially converts starch molecules primarily into short oligosaccharides consisting of 5-7 glucose units (G5-G7), and subsequently converts the oligosaccharides into maltose albeit at a slower rate (Textor et al., 1998). Our batch fermentation results showed that NRRL Y-132 is capable of directly fermenting on maltose as efficiently as on glucose (data not shown). Based on these observations, we suspected that most of the oligosaccharides were not efficiently converted into maltose and remained as G5-G7, which cannot be utilized by the recombinant yeast during fermentation. In order to address this issue, a small amount of glucoamylase (5 U L-1) was added into the batch cultures at the 24 h time point. Glucoamylase attacks starch and oligosaccharides from the non-reducing ends to produce exclusively glucose. As shown in Figure 4.5A for the wild type strain, the addition of exogenous glucoamylase resulted in mild starch hydrolysis at a rate of 0.11 g L-1h-1 over the first 24 h. However, there was no increase in ethanol production compared to the fermentation performed without the addition of glucoamylase (compare Fig. 4.4A with Fig. 4.5A). For the recombinant yeast, there was no increase in the overall starch hydrolysis rates as expected. BA-Anchored and BA-Secreted hydrolyzed starch at rates of 0.39 g L-1h-1 and 0.72 g L-1h-1, which are similar to the starch hydrolysis rates of 0.38 g L-1h-1 and 0.70 g L-1h-1 from the fermentations without glucoamylase. However, the ethanol produced by BA-Anchored and BA-Secreted increased to 1.3 g L-1 and 3.5 g L-1, respectively (Figs. 4.5B and 4.5C). The results confirmed that the low ethanol production in the previous fermentation experiments was due to inefficient fermentable sugar conversion from G5-G7 oligosaccharides. In addition, ethanol production by the recombinant yeast can be increased by adding exogenous glucoamylase, which enhances the rate of fermentable sugar release. 74 A 30 5 25 4 20 3 15 2 10 5 1 0 0 0 20 40 60 80 100 Ethanol (g L-1) Starch concentration (g L-1) Starch (wild type) Ethanol (wild type) 120 Time (hours) B C 5 25 4 20 3 15 2 10 5 1 0 0 0 20 40 60 80 30 5 25 4 20 3 15 2 10 5 1 0 0 0 100 120 140 160 Time (hours) 20 40 60 80 100 Ethanol (g L-1) 30 Starch concentration (g L-1) Starch (BA-Secreted) Ethanol (BA-Secreted) Ethanol (g L-1) Starch concentration (g L-1) Starch (BA-Anchored) Ethanol (BA-Anchored) 120 Time (hours) Figure 4.5. The effect of exogenous glucoamylase on the starch-hydrolyzing and fermentative ability of the wild type and recombinant yeast. Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YPS containing 5 g L-1 glucose to give an initial OD600 = 0.1. Glucoamylase (5 U L-1) was added at the 24 h point. Samples were taken at the indicated time points and assayed for starch concentration (circle) and ethanol (square). Wild type (A), BA-Anchored (B), and BA-Secreted (C). The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). 75 Moreover, these experiments demonstrated that the presence of both glucoamylase and -amylase activity provided more efficient starch conversion to fermentable sugars compared to when only -amylase was present (compare Figs. 4.5B and 4.5C with 4.4B, 4.4C). In order to further confirm that ethanol production can be increased by increasing the fermentable sugar releasing rate, batch fermentations using BA-Secreted were performed with an increased amount of glucoamylase. As shown in Figure 4.6, the addition of 4X the amount of glucoamylase had little effect on the overall starch hydrolysis rate (compare Fig. 4.5C and Fig. 4.6), however, BA-Secreted was able to produce ethanol concentration of 7.0 g L-1 from 20 g L-1 of starch in 48 h, with an ethanol production rate of 0.23 g L-1h-1. When 16X the amount of exogenous glucoamylase (80 U L-1) was added at the 24 h point, ethanol accumulated to 9.4 g L-1 in 36 h, which is 92% of the theoretical maximum yield (data not shown). Starch (BA-Secreted) Ethanol (BA-Secreted) 10 25 8 20 6 15 4 Ethanol (g L-1) Starch Concentration (g L-1) 30 10 2 5 0 0 0 20 40 60 80 100 Time (hours) Figure 4.6. The effect of a 4X greater amount of exogenous glucoamylase on the starch-hydrolyzing and fermentative ability of BA-Secreted. Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YPS containing 5 g L-1 glucose to give an initial OD600 = 0.1. Glucoamylase was added at the 24 h point. Samples were taken at the indicated time points and assayed for starch concentration (circle) and ethanol (square). The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). 76 It was also examined whether increasing the starch concentration had an effect on As shown in Figure 4.7, an ethanol concentration of 17 g L-1 with a the ethanol yield. production rate of 0.41 g L-1h-1 was obtained when 50 g L-1 starch was used with a proportional increase in the amount of glucoamylase added (40 U L-1). The ethanol yield was 66% of the theoretical maximum yield, which is comparable to 69% obtained when performed on 20 g L-1 starch (Fig. 4.7). Starch (BA-Secreted) Ethanol (BA-Secreted) 18 16 60 14 50 12 40 10 30 8 6 Ethanol (g L-1) Starch concentration (g L-1) 70 20 4 10 2 0 0 0 20 40 60 80 100 120 140 Time (hours) Figure 4.7. The effect of starch concentration on the starch-hydrolyzing and fermentative ability of BA-Secreted. Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YPS containing 5 g L-1 glucose to give an initial OD600 = 0.1. Fermentations were performed with 50 g L-1 of soluble starch with the addition of 40 U L-1 of glucoamylase at the 24 h point. Samples were taken at the indicated time points and assayed for starch concentration (circle) and ethanol (square). The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). 77 4.1.3.4 Fermentation Studies Using Highly Branched Starch Since branched starches are encountered in most industrial applications, the fermentative ability of BA-Secreted on various branched starches was evaluated. Batch fermentations were performed on 20 g L-1 of corn starch (73% amylopectin and 27% amylose) and waxy corn starch (>98% amylopectin), respectively, with the same amount of exogenous glucoamylase added (20 U L-1) at the 24 h point. As shown in Figure 4.8, ethanol concentrations of 6.5 and 6.4 g L-1 were obtained from corn starch and waxy corn starch, respectively, with the same ethanol production rate of 0.18 g L-1h-1 for both. The ethanol yields were about 63-64% of the theoretical maximum yield, which are comparable to the 69% obtained when performed on non-branched potato starch (≥99% amylose). Starch hydrolysis rates were not determined due to technique difficulties in measuring the highly-branched starch concentration. However, similar starch hydrolysis rates should be expected since comparable ethanol yields were obtained from both non-branched and branched starch under the same fermentation conditions. The results demonstrated that BA-Secreted is able to ferment on branched starches as efficiently as on high-amylose starch. Corn Starch (BA-Secreted) 10 Ethanol (g L-1) 8 6 4 2 0 0 20 40 60 80 100 120 Time (hours) Figure 4.8. The fermentative ability of BA-Secreted on highly branched starch. Cells were pre-cultured in 10 mL YPD media overnight and then was used to inoculate 100 mL fresh YPS containing 5 g L-1 glucose to give an initial OD600 = 0.1. Glucoamylase (20 U L-1) was added at the 24 h point. Samples were taken at the indicated time points and assayed for ethanol (square: Corn starch; circle: Waxy corn starch). The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). 78 4.2 Attempts to Improve Cell Wall-Anchored -Amylase Activity The previous results showed that BA-Anchored is less effective in performing starch hydrolysis during batch fermentation than BA-Secreted. One possibility for the low starch hydrolysis rate was a hindering effect caused by the anchoring process on the C-terminal domain of barley -amylase. The C-terminal domain of barley -amylase was suggested to be involved in starch binding (Sogaard et al., 1991). Thus, fusing this domain to the anchoring protein -agglutinin may reduce the ability of the enzyme to bind starch molecules, a result either of the fusion process itself and/or due to reduced access of starch to the binding site as a result of the enzyme being in close proximity to the cell wall. Based on these concerns, two strategies were considered that could potentially improve the anchored barley -amylase activity. One was to employ a different anchoring protein, which would anchor barley -amylase through its N-terminal domain. Another was to employ a flexible peptide linker, which was inserted between the C-terminal domain of barley -amylase and the anchoring protein which would extend the enzyme away from the cell wall. 4.2.1 Replacing -Agglutinin with Flo1p as the Anchoring Protein 4.2.1.1 Structure of the Yeast Expression Plasmid pFLO1 Flocculation protein 1 (Flo1p) is a cell surface protein, which is involved in the flocculation ability of certain yeast strains (Matsunoto et al., 2002). Structural studies have shown that Flo1p has two distinct domains that have cell wall-anchoring properties: the GPI anchoring domain at its C-terminus and mannoprotein binding domain at its N-terminus. It has been reported that the N-terminal mannoprotein binding domain binds non-covalently to mannoproteins on the outer layer of the yeast cell wall (Matsumoto et al., 2002; Shigechi et al., 2004). By deleting the C-terminal GPI anchoring domain of Flo1p, its N-terminal mannoprotein binding domain can be used to anchor barley -amylase on the cell wall. In this way, barley -amylase is anchored through its N-terminus, with its C-terminal starch-binding domain presumably having free access to the substrates. The 79 yeast episomal plasmid pFLO1 was constructed from pAnchored by replacing barley -amylase/-agglutinin coding region with the FLO1/ barley -amylase coding region. A B R Amp Figure 4.9. Structure of Flo1p and plasmid pFLO1. (A) Flo1p consists of four functional domains, and the domains employed for anchoring barley -amylase are indicated. (B) pFLO1 was constructed by inserting the gene coding for the secretion signal and the mannoprotein binding domain (FLO1) of Flo1p into plasmid pSecreted. FLO1 was fused to the 5’ end of barley -amylase cDNA (AMY1) and in-frame with it. 80 4.2.1.2 Batch Fermentation Studies Using BA-FLO1 To study the fermentative ability of BA-FLO1, batch fermentations using 20 g L-1 of soluble potato starch as the sole carbon source were performed. Starch hydrolysis rate was measured and compared with fermentations performed using BA-Anchored. As shown in Figure 4.9, BA-FLO1 showed starch hydrolysis rates of 0.081 g L-1h-1, which is comparable to the rate of 0.088 g L-1h-1 by BA-Anchored (compare Figs. 4.3 and 4.10). The finding suggests that the orientation of the cell wall-anchored barley -amylase is not the major reason for the low activity. Starch concentration (g L-1) 30 25 20 15 10 5 0 0 10 20 30 40 50 60 70 Time (hours) Figure 4.10. The starch-hydrolyzing ability of BA-FLO1. Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YPS to give an initial OD600 = 0.1. Samples were taken at the indicated time points and assayed for starch concentration. The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). 4.2.2 Use of A Flexible Linker to Improve Cell Wall-Anchored -Amylase Activity 4.2.2.1 Structure of the Yeast Expression Plasmid pLinker The studies above indicate that a mechanism other than enzyme orientation relative to the cell wall is contributing to the low activity. Since with either -agglutinin or Flo1p anchoring, the -amylase remains in close proximity to the anchoring protein, which causes 81 steric hindrance between the two proteins. We next examined whether extending the enzyme away from the anchoring protein would improve the enzyme activity. Short peptides composed of repetitive glycine and serine residues can serve as a flexible peptide linker between the anchored enzyme and the anchoring protein, resulting in increased enzyme activity (Robinson and Sauer, 1998; Washida et al., 2001). The yeast expression plasmid pLinker was modified from pAnchored by inserting a 57 nucleotide long DNA fragment between the barley -amylase and -agglutinin cDNAs (Fig. 4.11). The inserted DNA fragment encoded for the linker composed of repetitive glycine and serine residues (GSSGGSGGSGGSGGSGS). The starch plate assay showed that pLinker-transformed recombinant yeast were able to generate halos on iodine-stained starch agar plates, which indicated that functional -amylase was expressed (data not shown). Amp R Figure 4.11. Structure of plasmid pLinker. A double-stranded 57 nucleotide long DNA fragment (underlined) was inserted at the XhoI site (italicized) between the barley -amylase cDNA (AMY1) and -agglutinin cDNA (AG). The linker (not including the XhoI restriction sites) encodes for a peptide GSSGGSGGSGGSGGSGS (G, Glycine; S, Serine). 82 4.2.2.2 Batch Fermentation Studies Using BA-Linker To study the fermentative ability of BA-Linker, batch fermentations using 20 g L-1 of soluble potato starch were performed. Starch hydrolysis and ethanol production were measured and compared with fermentations performed using BA-Anchored. As shown in Figure 4.12, without the addition of exogenous glucoamylase, BA-Linker showed starch hydrolysis rates of 0.52 g L-1h-1 (Fig. 4.12A). A small amount of ethanol was generated from the spiked glucose within the first 24 h of fermentation, and was gradually consumed to depletion at 60 h (Fig. 4.12B). The addition of exogenous glucoamylase (5 U L-1) had little effect on the overall starch hydrolysis rate (0.50 g L-1h-1), however, it did produce a second ethanol peak (1.8 g L-1 at 100 h), which was slowly consumed to depletion by 140 h (Fig. 4.12B). BA-Linker showed a 1.3 times increase in the starch hydrolysis rate as well as a 1.4X increase in the ethanol production compared to BA-Anchored (Table 4.1). The results show that BA-Linker was able to hydrolyze starch at a higher rate and accumulate more ethanol than BA-Anchored. However, this strain remained relatively inefficient with respect to ethanol production, achieving only 18% of the theoretical yield. A B Without glucoamylase With glucoamylase 35 2.5 30 Ethanol (g L-1) Starch concentration (g L-1) Without glucoamylase With glucoamylase 25 20 15 10 5 2 1.5 1 0.5 0 0 0 20 40 60 80 0 100 120 140 160 Time (hours) 20 40 60 80 100 120 140 160 Time (hours) Figure 4.12. The starch-hydrolyzing and fermentative ability of BA-Linker. Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YPS containing 5 g L-1 of glucose to give an initial OD600 = 0.1. Glucoamylase (5 U L-1) was added at the 24 h point. Samples were taken at the indicated time points and assayed for (A) starch concentration and (B) ethanol concentration. The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). 83 Table 4.1 Comparison of the ethanol concentration and starch hydrolysis rate between BA-Anchored and BA-Linker Batch fermentation experiments were performed on 20 g L-1 soluble potato starch. Glucoamylase (5 U L-1) was added into the fermentation broth at the 24 h point. Ethanol Concentration (g L-1) Yeast strains -Glucoamylase +Glucoamylase (at 100 h) Starch hydrolysis rate (g L-1h-1) -Glucoamylase +Glucoamylase BA-Anchored ND 1.3 (0.70) 0.38 (0.036) 0.39 (0.048) BA-Linker ND 1.8 (0.37) 0.52 (0.049) 0.50 (0.049) ND: not detectable 4.3 Attempts to Improve Secreted -Amylase Activity The results from batch fermentation studies reported earlier in this thesis showed that the most efficient strain for generating starch hydrolysis activity was BA-Secreted. However, the amylolytic activity generated by this strain was still not sufficient to hydrolyze raw starch (data not shown). It has been reported that the amount of enzyme activity required for raw starch hydrolysis is about 200-1000 times more than the amount required to hydrolyze the same concentration of soluble starch (Robertson et al., 2006). This suggested that the amount of secreted barley -amylase by BA-Secreted was not adequate to initiate raw starch hydrolysis. In order to further increase the secreted amylolytic activity, we employed two different approaches. The first approach was to generate a mutant of barley -amylase that had greater intrinsic starch hydrolysis activity under fermentation conditions. The second approach was to increase the expression level of barley -amylase by employing a different constitutive promoter. 4.3.1 Mutating of Cysteine 95 to Alanine in Barley -Amylase 4.3.1.1 Structure of Expression Plasmid pSecreted-C95A It was previously reported that barley -amylase can be glutathionylated when the 84 enzyme is expressed in S. cerevisiae, resulting in a decrease in the secreted enzyme activity (Sogaard et al., 1993). The study also showed that mutating cysteine 95 to alanine eliminated the glutathionylated forms of secreted barley -amylase and improved the enzyme activity. Based on this study, a single mutation (cysteine 95 to alanine) was introduced into plasmid pSecreted to generate pSecreted-C95A. 4.3.1.2 Batch Fermentation Studies Using BA-Secreted-C95A Batch fermentations were performed using BA-Secreted-C95A on YPS medium. Starch hydrolysis and ethanol production were analyzed and compared with those performed under the same batch fermentation conditions using BA-Secreted. As shown in Figure 4.13, starch was hydrolyzed to completion within 24 h and a second ethanol peak of 2.2 g L-1 (the first ethanol peak within 24 h was generated from the spiked glucose) was observed at 36 h. Batch fermentations performed using BA-Secreted-C95A showed 1.6 times increase in starch hydrolysis rate as well as 1.8 times increase in ethanol prodcution compared to BA-Secreted (Table 4.2). Since glucoamylase was not added during the fermentations, a higher ethanol production indicates a higher conversion rate from oligosaccharides into maltose. A higher starch hydrolysis rate could be a result of improved enzyme activity, higher secretion efficiency, or both (Sogaard et al. 1993). The results show that BA-Secreted-C95A out-performs BA-Secreted with respect to the starch conversion rate. 85 Starch (BD-SecretedC95A) Ethanol (BD-SecretedC95A) 5 25 4 20 3 15 2 10 Ethanol (g L-1) Starch concentration (g L-1) 30 1 5 0 0 0 20 40 60 Time (hours) 80 100 120 Figure 4.13. The starch-hydrolyzing and fermentative ability of BA-Secreted-C95A. Cells were pre-cultured in 10 mL YPD media overnight and then was used to inoculate 100 mL fresh YPS containing 5 g L-1 of glucose and 20 g L-1 soluble starch to give an initial OD600 = 0.1. Samples were taken at the indicated time points and assayed for starch concentration (square) and ethanol (triangle). The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). Table 4.2 Comparison of the ethanol concentration and starch hydrolysis rate between BA-Secreted and BA-Secreted-C95A Batch fermentation experiments were performed on 20 g L-1 soluble potato starch. Ethanol concentration (g L-1) (at 36 h) Starch hydrolysis rate Yeast strains BA-Secreted 1.2 (0.23) 0.70 (0.068) BA-Secreted-C95A 2.2 (0.031) 1.1 (0.28) (g L-1h-1) 4.3.2 Replacing the ADH1 Promoter with TDH3 In the plasmid pSecreted, the transcription of the barley -amylase gene is under the control of a truncated ADH1 promoter (~400 bp), which is considered to be constitutive (Ruohonen et al., 1995). Another commonly used constitutive yeast promoter is TDH3 (triosephosphate dehydrogenase isozyme 3). Both promoters have been shown to provide robust transcription activity for heterologous protein expression in yeast, although there are 86 no reported studies in the literature that have directly compared their transcriptional efficiencies. Therefore, we decided to compare both promoters in our episomal plasmid constructs to determine which one gave higher -amylase expression. Figure 4.14 shows the starch hydrolysis and ethanol production during batch fermentations performed on 20 g L-1 soluble starch using BA-Secreted (TDH3). The starch hydrolysis rate of 0.68 g L-1h-1 (Fig. 4.14A) was comparable to the rate of 0.70 g L-1h-1 generated by BA-Secreted. A small amount of ethanol from the spiked glucose was produced within the first 24 h of fermentation, and the ethanol was gradually consumed to depletion at 80 h (Fig. 4.14B). With the addition of exogenous glucoamylase, another distinct ethanol peak (2.1 g L-1) was observed at 48 h point, and the generated ethanol was slowly consumed to depletion at 140 h (Fig. 4.14B). Without exogenous glucoamylase, BA-Secreted (TDH3) showed comparable starch-hydrolyzing and fermentative ability as BA-Secreted (Table 4.3). With the addition of glucoamylase, both recombinant yeast generated ethanol at comparable levels for the first 48 h, however, BA-Secreted was able to continue ethanol accumulation until 100 h while the ethanol production by BA-Secreted (TDH3) leveled off after 48 h (compare Figs. 4.4C and 4.14B). The ethanol generated by BA-Secreted was twice the amount generated by BA-Secreted (TDH3) at 100 h (Table 4.3). The results showed that use of the ADH1 promoter provides for superior ethanol production from soluble starch relative to the TDH3 promoter, even though the difference in starch hydrolysis rates is modest. Ethanol production is determined by the fermentable sugar releasing rate, which is limited by the amount of glucoamylase activity and the available non-reducing ends of starch at a given time point. Given that the same amount of glucoamylase was used in the batch fermentations for both recombinant strains, the amount of non-reducing ends generated by -amylase activity determines the fermentable sugar releasing rate. Although both recombinant strains hydrolyzed starch to completion in 36 h (compare Figs. 4.5C and 4.14A), the difference in the conversion of long oligosaccharides further into fermentable sugars after the 36 h point cannot be determined by examining the starch hydrolysis rate. Thus, we performed an assay to measure whether there is a difference in the secreted -amylase activity after 36 h between the two recombinant strains. 87 B Without glucoamylase With glucoamylase 30 Without glucoamylase With glucoamylase 2.5 25 2 20 Ethanol (g L-1) Starch concentration (g L-1) A 15 10 5 0 1.5 1 0.5 0 0 20 40 60 80 100 0 Time (hours) 40 80 120 160 Time (hours) Figure 4.14. The starch-hydrolyzing and fermentative ability of BA-Secreted (TDH3). Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YPS containing 5 g L-1 of glucose to give an initial OD600 = 0.1. Glucoamylase (5 UL-1) was added at the 24 h point. Samples were taken at the indicated time points and assayed for (A) starch concentration and (B) ethanol. The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). Table 4.3 Comparison of ethanol concentrations and starch hydrolysis rates of BA-Secreted and BA-Secreted (TDH3) Batch fermentation experiments were performed on 20 g L-1 soluble potato starch and exogenous glucoamylase (5 U L-1) added into the fermentation broth at the 24 h point. Yeast Ethanol concentration (g L-1) Starch hydrolysis rate (g L-1h-1) strains -Glucoamylase +Glucoamylase 1.2 (±0.23) 2.6 (±0.019) (at 48 h) (at 36 h) 3.4 (±0.073) (at 100 h) 1.3 (±0.070) 2.1 (±0.10) (at 48 h) (at 36 h) 1.7 (±0.37) (at 100 h) pSecreted pSecreted (TDH3) 88 -Glucoamylase +Glucoamylase 0.70 (0.068) 0.72 (0.13) 0.68 (0.14) 0.66 (0.17) Batch fermentations were performed on YP medium containing 5 g L-1 of glucose. Culture supernatants were collected and assayed for amylolytic activity. Figure 4.15A shows that the secreted -amylase activity by BA-Secreted reached 0.056 (A mg biomass-1) in 48 h, and gradually dropped to zero at 130 h. For BA-Secreted (TDH3), the secreted -amylase activity reached 0.036 (A mg biomass-1) at 36 h, and gradually dropped to zero at 100 h. The levels of the secreted -amylase activity by both recombinant strains were comparable until around 28 h, then the recombinant strain with promoter ADH1 surpassed the one with promoter TDH3 with respect to the levels of secreted -amylase activity (Fig. 4.15A), resulting in total of 1.6 times higher amounts of -amylase activity generated by BA-Secreted compared to BA-Secreted (TDH3). The results confirmed that the two recombinant strains generated different levels of secreted -amylase activity. The higher -amylase activity secreted by the recombinant strain with promoter ADH1 presumably provided a higher conversion of long oligosaccharides into fermentable sugars. Both recombinant strains showed comparable biomass production during the batch fermentation experiments (Fig. 4.15B). A small ethanol peak was observed for both strains at 12 h and was gradually consumed to zero at 60 h (data not shown). The differences in the levels of secreted -amylase activity is likely to be a result of growth stage shift such as entering diauxic growth stage. Diauxic growth stage is when yeast growth is shifting from one carbon source to another after the more favourable carbon source in the media was completely consumed, in this case, from glucose to ethanol. The results show that although both promoters are generally considered to be constitutive, the strength of the promoters can be regulated during certain growth stage shifts (from glucose to ethanol consumption stage). 89 A BA-Secreted BA-Secreted(TDH3) Amylase Activity (A mg biomass-1) 0.07 0.06 0.05 0.04 0.03 0.02 0.01 0 0 20 40 60 80 100 120 140 Time (hours) B BA-Secreted BA-Secreted(TDH3) 3 Biomass (g L-1) 2.5 2 1.5 1 0.5 0 0 20 40 60 80 100 120 Time (hours) Figure 4.15. -Amylase activity and biomass production of BA-Secreted and BA-Secreted (TDH3). Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YP media containing 5 g L-1 of glucose to give an initial OD600 = 0.1. (A) Samples were taken at the indicated time points and assayed for -amylase activity. (B) Biomass was measured by optical density (OD600) and converted into gram per litre using a previously constructed standard curve. The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). 90 4.4 Genome Integration of the Barley -Amylase gene 4.4.1 Structure of Integration Plasmids pIR-1 and pIR-2 As stated in the previous section, to increase secreted amylolytic activity in the batch culture, the second approach was to increase the expression level of barley -amylase. An effective way to achieve this is to increase the copy number of the barley -amylase gene in yeast. All of the previous yeast expression plasmids described in this thesis were episomal plasmids, which exist in 50-200 copies in transformed yeast and replicate independently from the yeast chromosome. However, plasmid stability data showed that in batch fermentation experiments, on average only 20% of the yeast population in the batch cultures maintain detectable -amylase expression (data not shown). The loss of plasmid expression from the transformed yeast cells was considered to be due to segregational instability. Higher plasmid stability can be achieved by maintaining high selection pressure in the fermentor, however, this requires the addition of more antibiotic, which is not economical in an industrial setting. To cope with the drawbacks of using episomal plasmid systems, as well as to increase the gene copy number of barley -amylase, we designed an integration plasmid to insert the barley -amylase gene into the yeast genome at multiple sites. Genes that are integrated into the yeast genome can be stably maintained in yeast without any requirements for antibiotic selection pressure, however, generally only one copy of the gene can be introduced into a targeted locus in the yeast genome (Romanos et al., 1992). Previous studies showed that integration of 150-200 copies of a given gene can be achieved by targeting the ribosomal DNA loci in the yeast genome, which number 150-200 in haploid yeast, and therefore many more loci in NRRL Y-132 which is polyploidy (Lopes et al., 1989, 1991, Lin et al., 1998, Nieto et al., 1999). Moreover, only a small portion of ribosomal DNA are actively transcribed. Thus, integration of foreign genes into ribosomal DNA locus should not significantly affect the expression of ribosomal RNA in yeast (Yokoyama and Suzuki, 2008). Both integration plasmids pIR-1 and pIR-2 contain the blasticidin resistance gene and the barley -amylase gene cassette. pIR-1 contains a 980 bp DNA fragment from the 91 NTS region in rDNA (Fig. 4.16), which is used to insert the plasmid into the corresponding location in the yeast genome by homologous recombination. NTS region is a non-transcribed spacer region between rDNA repeats (Valenzuela et al., 1977). Since linearized integration plasmids show higher integration efficiency than their circular counterparts (Orr-Weaver et al., 1981). A unique restriction site HapI in the NTS insert was used to linearize pIR-1 priori to yeast transformation (Fig. 4.17). In addition, Ghang et al. (2007) showed that reducing the size of the integration plasmid could increase the copy number of the integrated gene cassette, which can be performed by removing the bacterial components from the plasmid. Thus, for pIR-2, the cloned NTS region was inserted as two separate parts (720 and 410 bp) into the plasmid (Fig. 4.16), flanking the blasticidin resistance gene and the barley -amylase gene cassette (Fig. 4.17). In this case, pIR-2 was linearized by restriction digestion by HindIII, resulting in removal of the bacterial components consisting the ampicillin resistance gene and the replication origin in E. coli prior to yeast transformation (Fig. 4.17). Both integration plasmids were transformed into yeast strain NRRL Y-132, and clones with stable integrated genes were selected for blasticidin resistance. Moreover, since the recombinant yeast that secretes the C95A form of barley -amylase showed a higher rate in starch conversion, all of the integration strains were engineered to express the mutant. Figure 4.16. Structure of rDNA and the regions used for constructing integration plasmids pIR-1 and pIR-2. The corresponding regions in NTS (non-transcribed spacer region) which were cloned and inserted into pIR-1 (NTS, 980 bp) and pIR-2 (NTS-1, 720 bp and NTS-2, 410 bp) are indicated. The restriction sites used for subcloning and linearization of the plasmids are also indicated. 92 A Amp R B AmpR Figure 4.17. Structure of pIR-1 and pIR-2. The transcription of the barley -amylase cDNA (AMY1) was under the control of the constitutive promoter ADH1 (pADH1), and the transcription termination sequence of CYC1 (CYC1). pIR-1 (A) contains the NTS insert, and a unique restriction site HpaI in the NTS insert was used to linearize pIR-1 prior to yeast transformation. pIR-2 (B) contains NTS-1 and NTS-2 inserts, and was linearized by restriction digestion by HindIII, resulting in removal of the ampicillin resistance gene (AmpR) and pUC origin prior to yeast transformation. The restriction sites used to ligate the inserts into the plasmids are indicated. 93 4.4.2 Stable Expression of the Integrated Barley -Amylase Gene The initial selection was based on blasticidin resistance. Selected clones were then transferred onto YPD plates containing 2% (w/v) soluble starch. After 24 h incubation at 30 C, clones with visible halos were selected and transferred to fresh YPD plates containing 2% (w/v) soluble starch. This process was repeated for 7 days. The clones that were still showing halos on starch containing YPD plates were considered stable and cultured for fermentation experiments. Before the selected clones were subjected to batch fermentation studies, each clone was screened for its amylolytic activity. As shown in Figure 4.18, clones of BA-IR-1 (Fig. 4.18A) and clones of BA-IR-2 (Fig. 4.18B) demonstrated variations in secreted amylolytic activity. Clones of BA-IR-1 generally show higher amylolytic activity than clones of BA-IR-2. For clones of BA-IR-1, 6 out of 9 clones showed amylase activity higher than 0.05 (A mg biomass-1), and two clones showed activity lower than 0.04 (A mg biomass-1). For clones of BA-IR-2, one of the 10 clones showed amylase activity higher than 0.05 (A mg biomass-1), and most clones showed activity lower than 0.04 (A mg biomass-1). After linearization, pIR-2 is approximately 1.5 kb shorter than pIR-1. The results show that the removal of bacterial DNA from the region integrated does not improve expression of -amylase. Although Ghang et al. (2007) showed that reducing the size of the integration plasmid increase the copy number of the integrated gene cassette, our results did not agree with this, suggesting that the size of the integration plasmid was not the only factor that contributed to the integration efficiency. 94 -Amylase activtiy (A mg biomass-1) A 0.09 0.08 0.07 0.06 0.05 0.04 0.03 0.02 0.01 0 -Amylase activtiy (A mg biomass-1) B 0.09 0.08 0.07 0.06 0.05 0.04 0.03 0.02 0.01 0 Figure 4.18. The -amylase activity of the clones of BA-IR-1 and BA-IR-2. Clones from (A) BA-IR-1 or (B) BA-IR-2 were pre-cultured in 5 mL YPD medium containing 100 µg mL-1 of blasticidin for 24 h and then used to inoculate 10 mL fresh YPD media to give an initial OD600 = 0.1. At OD600 ≥ 11, 1 mL of culture supernatant were mixed with 1 mL of 1% (w/v) soluble starch and incubated at 45 C for 20 min. The -amylase activity was measured as the absorbance change at 580 nm (A mg biomass-1) after the addition of iodine color reagent. The indicated activity was normalized by the amount of biomass. The data shown are means ± SD of three replicate experiments. 95 4.4.3 Comparison of the Amylolytic Activity of Yeast Clones that Transformed with Integration Plamids pIR-1 and pIR-2 To study whether the differences in measured amylase activity among each clone affected the recombinant yeasts’ ability to hydrolyze soluble starch or produce ethanol under batch fermentation conditions, 9 different clones of BA-IR-1 were subjected to batch fermentation study. As shown in Figure 4.19, biomass (Fig. 4.19A), starch hydrolysis rate (Fig. 4.19B) and ethanol production (Fig. 4.19C) were measured at the indicated time points for clones #2, 6, 7, and 8 of BA-IR-1. Although all of the clones were subjected to batch fermentation studies, the results showed that clones with -amylase activity higher than 0.05 (A mg biomass-1), which are clones #1, 2, 3, 4, 5, and 9, generated very similar patterns for biomass, starch hydrolysis rate and ethanol production. Therefore, to reduce the complexity of the graphs in the figures, only clones #2 (which is representative of clones #1, 3, 4, 5, and 9), 6, 7, and 8 are presented in Figure 4.19. Clone #2 of BA-IR-1 is representative of clones with -amylase activity higher than 0.05 (A mg biomass-1), clone #7 is representative of clones with -amylase activities between 0.03 and 0.05, and clone #6 and 8 are representative of clones with -amylase activities lower than 0.03 (Figure 4.18A). All clones showed similar biomass production (Fig. 4.19A), clones #6 and 8 showed lower starch hydrolysis rates compared to other clones (Fig. 4.19B), while clones # 6, 7 and 8 showed reduced ethanol production compared to clones #2 (Fig. 4.19C). Table 4.4 summarizes the ethanol concentrations and starch hydrolysis rates from batch fermentation studies performed using different clones of BA-IR-1 and compare them with BA-Secreted and BA-Secreted-C95A. Compared to the performance of BA-Secreted and BA-Secreted-C95A, clone #2 of BA-IR-1 showed 2.7 and 1.7 times higher starch hydrolysis rates, and 1.9 and 1.2 times higher concentrations of ethanol produced, respectively (Table 4.4). Importantly, no antibiotics were added to the fermentation broth when BA-IR-1 was used. At the end of the fermentation, yeast cells were diluted with water and plated on starch containing YPD plates. All of the colonies showed halo formation after 2 days of incubation at 30 C (data not shown). The results indicate that the integrated genes were 96 still stable and expressing after over 100 h of fermentation. A B Clone#2 Clone#7 Clone#2 Clone#7 Clone#6 Clone#8 Starch concentration (g L-1) 6 Biomass (g L-1) 5 4 3 2 1 0 Clone#6 Clone#8 30 25 20 15 10 5 0 0 20 40 60 80 100 120 0 Time (hours) 20 40 60 80 Time (hours) C Clone#2 Clone#7 Clone#6 Clone#8 3 Ethanol (g L-1) 2.5 2 1.5 1 0.5 0 0 20 40 60 80 100 120 Time (hours) Figure 4.19. The fermentative ability of different clones of BA-IR-1. Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YPS containing 5 g L-1 of glucose to give an initial OD600 = 0.1. (A) Biomass was measured by optical density (OD600) and converted into gram per litre using a previously constructed standard curve. Samples were taken at the indicated time points and assayed for (B) starch concentration and (C) ethanol. Each fermentation was only performed once. 97 Table 4.4 Comparison of ethanol concentrations and starch hydrolysis rates of -amylase secreting yeast strains Batch fermentation experiments were performed on 20 g L-1 soluble potato starch. Ethanol concentration (g L-1) Yeast strains Starch hydrolysis rate (g L-1h-1) BA-Secreted 1.3 (0.13) (at 24 h) 0.70 (0.068) BA-Secreted-C95A 2.0 (0.028) (at 24 h) 1.1 (0.28) BA-IR-1 Clone #2 2.5 (at 24 h) 1.9 BA-IR-1 Clone #6 1.3 (at 24 h) 1.4 BA-IR-1 Clone #7 2.1 (at 24 h) 1.1 BA-IR-1 Clone #8 1.4 (at 24 h) 1.1 Fermentation was only performed once for BA-IR-1 Clone #2, 6, 7 and 8, thus, SD was not calculated for these strains. 4.4.4 Batch Fermentation Studies Using BA-IR-1 on Soluble Starch The previous results showed that ethanol production is positively correlated with the amount of fermentable sugar present in the fermentation media. To increase fermentable sugar release rate from starch hydrolysis, it was found that the addition of a small amount of glucoamylase was very effective and this in turn increased the ethanol production at the end. However, in the previous studies, glucoamylase was always added at the 24 h point, which was generally the time point when half of the starch has been hydrolyzed in the fermentation broth using BA-Secreted. To study the effect of the timing of the exogenous glucoamylase spiking on ethanol yield in starch fermentation, batch fermentations were performed on 20 g L-1 soluble starch using BA-IR-1. In this study, three parallel batch fermentations were performed under the same conditions except that, for every fermentation experiment, the glucoamylase was added at different time points. As shown in Figure 4.20, biomass (Fig. 4.20A), starch hydrolysis rate (Fig. 4.20B) and ethanol concentration (Fig. 4.20C) were measured at the indicated time points for batch fermentations performed using clone #2 of BA-IR-1. 98 A B 8.5h 12.5h 24.5h 8.5h Starch concentration (g L-1) 9 Biomass (g L-1) 8 7 6 5 4 3 2 1 0 12.5h 24.5h 30 25 20 15 10 5 0 0 20 40 60 80 100 120 140 160 0 Time (hours) 20 40 60 80 100 120 140 160 180 Time (hours) C 8.5h 12.5 24.5 4.5 4 Ethanol (g L-1) 3.5 3 2.5 2 1.5 1 0.5 0 0 20 40 60 80 100 120 140 160 180 Time (hours) Figure 4.20. The effect of the timing of exogenous glucoamylase on the fermentative ability of the recombinant yeast. Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YPS containing 5 g L-1 of glucose and 20 g L-1 soluble starch to give an initial OD600 = 0.1. Glucoamylase (5 U L-1) was added at 8.5 (circle), 12.5 (square) and 24.5 (triangle) h points. (A) Biomass was measured by optical density (OD600) and converted into gram per litre using a previously constructed calibration curve. Samples were taken at the indicated time points and assayed for (B) starch concentration and (C) ethanol. The data shown are means ± SD of three replicate experiments (some of the error bars are too small to be shown on the graph). 99 For the three fermentation experiments performed, the same amount of glucoamylase was added into the fermentation broth at 8.5, 12.5 and 24.5 h points, respectively. All three batch fermentations showed similar biomass production (Fig 20A) and starch hydrolysis rates (Fig. 4.20B). However, ethanol productions were different (Fig. 4.20C). When glucoamylase was added into the fermentation broth at the 12.5 h point, ethanol accumulated up to 4.0 g L-1 at 72 h, and the concentration was 1.2 and 1.3 times higher than the ones obtained from fermentations that had glucoamylase added at 8.5 and 24.5 h points, respectively. In addition, HPLC data showed that when glucoamylase was added at the 12.5 h point, higher amounts of glucose were present in the fermentation broth compared with the other two time-points (data not shown). The results demonstrated that adjusting the time point when glucoamylase is added into the fermentation broth is another factor to consider when attempt to maximize the ethanol production. 4.4.5 Batch Fermentation Studies Using BA-IR-1 on Raw Starch Cold starch hydrolysis is a method which uses starch that is dissolved at low temperature (lower than the gelatinization temperature of starch) and raw starch granules directly for fermentation. This method requires much lower energy input, and has been commercially used in many industrial plants for ethanol production. However, the amount of enzymes required for cold starch hydrolysis is high compared to high temperature cooked starch (Robertson et al., 2006). Thus, a genetically engineered yeast strain that is capable of raw starch hydrolysis would significantly reduce the cost of bioethanol production. Since BA-IR-1 showed higher amylolytic activity than BA-Secreted, the latter which was unable to hydrolyze raw starch (data not shown), it was of interest to study whether BA-IR-1 was able to ferment on raw starch. Batch fermentations were performed on 20 g L-1 of raw wheat starch, and 10 mM CaCl2 were added into the fermentor with the yeast to start the fermentation. CaCl2 is considered essential for barley -amylase stability, especially during raw starch hydrolysis (Bush et al., 1989). Parallel fermentations were performed using the wild type yeast for comparison. As shown in Figure 4.21, after 150 h of fermentation, only the batch fermentation containing both the recombinant yeast and glucoamylase was able to produce ethanol and 100 the only one that showed complete hydrolysis of raw starch particles. In order to confirm the completion of raw starch hydrolysis in each fermentation, the collected starch samples were first boiled for 30 min, then stained by iodine solution. The completion of raw starch hydrolysis was determined based on the observation of complete disappearance of dark purple color in the boiled sample. The result showed that the raw starch was completely hydrolyzed at 133 h (data not shown). However, this method was unable to quantify the raw starch concentration in the collected samples, since the boiling process did not generate a homogenous starch solution, and thus no consistent measurements are possible. The results showed that the amount of -amylase activity expressed by BA-IR-1 was able to initiate raw starch hydrolysis, and complete hydrolysis of raw starch can be achieved by adding a small amount of glucoamylase (5 U L-1). wild type BA-IR-1 (clone#2) wild type + glucoamylase BA-IR-1 (clone#2) + glucoamylase 2.5 Ethanol (g L-1) 2 1.5 1 0.5 0 0 20 40 60 80 100 120 140 160 180 200 220 Time (hours) Figure 4.21. The fermentative ability of BA-IR-1 on raw wheat starch. Cells were pre-cultured in 10 mL YPD medium overnight and then was used to inoculate 100 mL fresh YP media containing 5 g L-1 of glucose, 20 g L-1 raw wheat starch and 10 mM CaCl2 to give an initial OD600 = 0.1. Glucoamylase (5 U L-1) was added at the 24 time point. Samples were taken at the indicated time points and assayed for ethanol. Each fermentation was only performed once. 101 5.0 DISCUSSION Development of recombinant yeast strains that can efficiently convert raw starch into bioethanol requires three key elements: 1) an industrial strain of S. cerevisiae that is resistant to various stress conditions that are often encountered in industrial fermentation processes; 2) a starch-hydrolyzing enzyme that not only can perform raw starch hydrolysis, but do so efficiently at the pH and temperatures that exist in the industrial fermentation environment; and 3) a genetic carrier that enables stable and high copy numbers of the expressed gene inside the yeast cells. Selection of each key element requires careful examination and comparison. However, due to the diversity of the biological world and complexity of the problem itself, it is almost impossible to study every aspect to generate a “best” combination. Based on the findings of previous studies, our project was an attempt to offer alternative strategies, broaden our knowledge in this field, and hopefully inspire others to advance this research field further. First, we have engineered a polyploid distiller’s yeast strain which is a potent ethanol-producing strain of S. cerevisiae. Secondly, the selection of which enzyme to express was based on a study by Textor et al. (1996), in which they compared the activity of starch-hydrolyzing enzymes commonly used in industrial raw starch processing. Textor et al. (1996) reported that barley -amylase showed an increase in catalytic activity when the pH is dropped from 5.5 to 4.5, whereas the -amylase from Bacillus lost all activity. The other advantage that barley -amylase displayed in this study is that much lower levels of the enzyme activity is required to perform similar rates of starch granule hydrolysis compared with its bacterial counterpart. Thus, barley -amylase is a good candidate to be expressed by recombinant yeast for raw starch hydrolysis under fermentation conditions. It has also been reported that barley -amylase 1 can be expressed in S. cerevisiae in its fully functional form (Sogaard et al., 1993; Wong et al., 2001). It was our interest to explore whether a recombinant yeast strain could be engineered that produced barley -amylase, allowing it to directly utilize raw starch for ethanol production. The industrial strain NRRL Y-132 was genetically engineered to either secrete barley -amylase into the medium or express it in a cell surface-anchored form. Both episomal plasmids and integration plasmids were used to express the cloned barley -amylase gene. 102 Several major issues relating to the use of recombinant yeast for efficient starch hydrolysis and fermentation will be discussed in the following sections of the thesis. 5.1 Strategies to Improve the Cell Surface-Anchored Barley -Amylase Activity Our lab has previously constructed a recombinant yeast strain that expresses cell surface-anchored barley -amylase (Bo Liao, Master’s thesis, University of Saskatchewan, 2008). The enzyme was expressed as a fusion protein with its C-terminus fused to the cell wall anchoring domain of -agglutinin. After the enzyme was transported across the cell membrane, the C-terminus of -agglutinin is covalently attached to the yeast cell wall structure through its GPI anchoring signal peptide. This recombinant yeast strain was able to directly convert soluble starch into fermentable sugars in vitro at a pH of 4.5 and temperature of 45°C. However, under batch fermentation conditions (pH ~6, 30°C), the starch hydrolysis rate by the recombinant yeast was insufficient to support ethanol production. Enzyme immobilization is a common strategy used in industry. Immobilization methods include entrapment and surface anchoring. Considering the fact that enzymes are expensive, the use of immobilized enzymes has the advantages of being easily purified and reutilizable. In addition, immobilized enzymes show increased thermostability and pH stability (Shuler and Kargi, 2002). However, low activity or complete loss of activity has been reported when enzymes are immobilized (Shuler and Kargi, 2002). Many factors could affect the immobilized enzyme’s ability to interact with their substrates such as: the orientation of the enzyme’s catalytic site; the nature of the substrate (molecular weight or solubility); or the microenvironment of the immobilized enzyme, which can result in reduced diffusion rate of substrates towards the enzyme, altered enzyme structure, or steric hindrance during the immobilization process. In our case, barley -amylase was anchored on the surface of a living yeast cell; however, the immobilization process could affect the enzyme activity by similar mechanisms. For cell wall anchored barley -amylase, two major factors were speculated to cause the reduced enzyme activity. Since soluble starch is a long chain of linked glucose monomers, cell surface anchored barley -amylase has 103 limited accessibility towards such a high-molecular-weight substrate compared to the free enzyme. In addition, expressing barley -amylase as a fusion protein with -agglutinin, the latter having a rod-shaped structure, may have altered the enzyme structure, resulting in reduced enzyme activity. Structural studies provided some insights into the second factor that we speculated was causing reduced enzyme activity through the cell wall anchoring process. Barley -amylase is composed of three distinct domains arranged into a barrel-shaped (/)8 structure. Domain A, which is located at the N-terminus, is the catalytic domain. Domain B protrudes from domain A and functions as a nearby starch binding site. It was recently suggested that the C-terminal domain of barley -amylase, termed domain C, not only functions as an extra starch binding site but can also be involved in disentang Ling the -helical structure of the starch molecules and positioning it in the correct orientation for the catalytic site in domain A (Robert et al., 2005). However, domain C does not maintain its starch binding ability when it is isolated from the other two domains (Tibbot et al., 2002). In addition, partial deletions of domain C resulted in low or no measurable enzyme activity (Tibbot et al., 2002). Tibbot et al. (2002) suggested that different regions of domain C are not only involved in starch binding, but also interact with domain A and play a critical role in the enzyme’s overall structural stability. Thus, it is reasonable to consider that successful catalysis by the enzyme is achieved by properly coordinated actions between each domain. However, the anchoring process may physically limit such cooperation between domain C and the other domains, resulting in low enzyme activity. In order to address this issue, a flexible peptide linker consisting of 11 amino acids (composed of repetitive glycine, G and serine, S residues with a sequence of GSSGGSGGSGGSGGSGS) was inserted between barley -amylase and -agglutinin. Peptide linkers rich in glycine residues are more flexible than ones composed of non-glycine residues with the same length, and insertion of serine residues between the glycine residues can reduce the instability caused by introducing too many glycine residues in a region (Robinson and Sauer, 1998). It was further shown that linkers composed of 11 residues or more are required for biological activity such as catalytic activity (Robinson and Sauer, 1998). Under batch fermentation conditions, the recombinant yeast that expressed the 104 linker-containing cell wall anchored barley -amylase showed increased starch hydrolysis rate (0.52 g L-1h-1) compared to that of the recombinant yeast expressing the anchored without a linker (0.38 g L-1h-1) as well as higher ethanol generation upon glucoamylase addition (1.8 g L-1 compared to 1.3 g L-1 at 100 h). These results demonstrated that insertion of the flexible peptide linker between barley -amylase and -agglutinin had a positive effect on the anchored enzyme activity towards soluble starch substrate. Similarly, Washida et al. (2001) reported the use of glycine and serine based peptide linkers of various lengths to improve cell surface anchored R. oryzae lipase activity. In conclusion, insertion of a flexible peptide linker between the anchored enzyme and the anchoring protein could increase the activity of cell surface anchored barley -amylase. In order to completely unrestrain the C-terminal domain of barley -amylase, the enzyme was expressed as a fusion protein with its N-terminus fused to the mannose binding domain of Flo1p. In contrast to -agglutinin, the mannose binding domain of Flo1p non-covalently attaches to the mannose of structural proteins in the cell wall (Matsumoto et al., 2004). Under the same batch fermentation conditions, the recombinant yeast that expresses N-terminus anchored barley -amylase (through Flo1p) did not show significant improvement of the starch hydrolysis rate compared to that of the recombinant yeast expressing C-terminus anchored barley -amylase using -agglutinin. domain of barley -amylase is located at its N-terminus. The catalytic It is possible that fusing the catalytic domain to the anchoring protein reduced its accessibility towards the starch substrate since the catalytic site now faced towards the cell wall instead of towards the medium. While in this case the C-terminal starch binding domain has a better chance of accessing the starch substrates, it seems that the effect is cancelled by having a catalytic domain directed towards the cell wall. Other similar studies showed different results. Using Flo1p as the anchoring protein, Matsumoto et al. (2004) obtained a recombinant yeast strain that expressed cell wall anchored R. oryzae lipase with greater enzyme activity compared to a strain that R. oryzae lipase was anchored with -agglutinin. In their case, the catalytic domain of the lipase was located at the C-terminus, so anchoring the enzyme through the N-terminus exposed the catalytic domain, which presumably was the basis for the increased enzyme activity. 105 Shigechi et al. (2002) found a similar increase in the cell wall anchored B. stearothermophilus -amylase activity towards raw starch when the anchoring protein -agglutinin (C-terminal anchoring) was replaced by Flo1p (N-terminal anchoring). Even though the catalytic domain of B. stearothermophilus -amylase was suggested to be located at its N-terminus, a free C-terminus, which has strong raw starch binding ability, seemed to have more impact on the enzyme activity. However, in both studies cited above, a long spacer domain of the Flo1p was employed to anchor the enzyme. Similar to the spacer domain of -agglutinin, the spacer domain of Flo1p is rich in Ser/Thr residues and has a rod-shaped structure (Watari et al., 1994). Sato et al. (2002) employed various lengths of Flo1p to anchor R. oryzae glucoamylase, and showed that those with longer anchors had higher reactivity towards antibodies, suggesting better accessibility towards substrates. However, other studies have challenged the notion that longer spacers enhance the biological activity of anchored proteins. van der Vaart et al. (1997) anchored -galactosidase in the yeast cell wall with various cell wall proteins including Cwp1p, Cwp2p, Ag1, Tip1p, and Flo1p, and found that larger anchoring protein did not necessarily generate higher enzyme activity. Their results showed that among all of the anchored -galactosidases, the one anchored with Cwp2p, which is only 67 amino acids long, showed the highest cell wall anchored -galactosidase activity and was most accessible to large substrates. Smaller anchoring proteins have the advantage of penetrating through the cell wall more easily than larger anchoring proteins, which may get trapped (van der Vaart et al., 1997). Sato et al. (2002) also noted a decrease in protein expression levels when the length of the anchoring protein was increased. It seems that larger proteins are more vulnerable to misfolding and more likely to be retained in the intracellular space. In conclusion, there appear to be no absolute rule as to which anchoring protein is the most suitable for anchoring enzymes on the yeast cell wall. Depending on the particular enzyme, substrates, and the microenvironment between the enzyme and the anchoring protein, the choice of which anchors to use may need to be determined empirically. Certainly, some general strategies can be applied, such as changing the orientation of the catalytic domain, introducing flexible peptide linkers, or adjusting the 106 length of the anchoring protein’s spacer domain. Moreover, the use of cell surface anchored enzymes may not be practical under every circumstance. In the future, protein structure studies as well as the application of random mutagenesis should provide more insights into designing cell wall anchored enzymes with improved activity. 5.2 Comparison between Secreted and Cell Wall Anchored Enzyme Systems for Starch Fermentation Since the recombinant yeast strains that expressed cell wall anchored barley -amylase were not able to generate sufficient activity to perform efficient starch hydrolysis, we were interested to see how much activity the recombinant yeast was able to achieve when the enzyme was secreted into the medium. Since the secreted enzyme is not physically restrained by the anchoring process, higher activity might be expected. Indeed, the recombinant yeast strain that secreted barley -amylase out-performed the anchored strains in all batch fermentation experiments (Figs. 4.3, 4.4 and 4.5). Depending on the fermentation conditions, the recombinant strain that secreted barley -amylase showed 1.8 to 2.7 times higher starch hydrolysis rates than the anchored strain (Figs. 4.3, 4.4B and 4.4C). In the batch fermentations performed with the addition of exogenous glucoamylase, the ethanol production by the secreting strain was 2.6 times higher than that of the anchored strain (Figs. 4.5 B and 4.5C). A number of other reports have performed similar studies in which amylolytic enzymes have been expressed in either secreted or cell surface anchored forms in S. cerevisiae. Both strategies have provided promising results. Naturally-occurring amylolytic bacterial and fungal species secrete starch-hydrolyzing enzymes into the medium, so most attempts have engineered recombinant S. cerevisiae to secrete enzymes into the medium. However, the choice to secrete the enzyme was not based on careful examination and side-by-side comparisons of the efficacy of both strategies. As discussed in the previous section, surface-immobilized enzymes can be easily collected and re-cycled for additional rounds of use, and have shown enhanced theromostability and pH stability (Shuler and Kargi, 2002). Enzymes immobilized on the 107 cell surface should share similar advantages. It was shown that cell wall anchored -galactosidase is much more stable than the secreted variant (Schreuder et al., 1996). The secreted -galactosidase was gradually deactivated after 30 h, however, the cell wall anchored versions showed stable activity levels for over 50 h. In addition, cell surface anchored enzymes can be re-cycled with the yeast cells and re-utilized. Kondo et al. (2002) demonstrated that by using a recombinant yeast strain expressing cell surface anchored glucoamylase, they observed no time lag for starch hydrolysis and ethanol production for repeated batch fermentations. Moreover, they observed stable starch hydrolysis and ethanol production rates for seven batch fermentations by repeated utilization of the recombinant yeast cells. However, cell surface anchored enzymes can also display reduced activity (as discussed in the previous section). Schreuder et al. (1989) showed that cell surface anchored Humicola lanuginose lipase showed low activity towards p-nitrophenyl butyrate and no activity towards an emulsion of olive oil. Shigechi et al. (2002) reported reduced activity of Bacillus stearothermophilus -amylase when anchored by -agglutinin in the cell wall of yeast. In addition, depending on the degree of the exposure of the anchored enzymes out of the cell wall, larger substrates can be more difficult to hydrolyze compared to smaller, more soluble substrates (van der Vaart et al., 1997). It was suggested that the hydrophobic nature of the yeast cell wall may further reduce the chances of the long hydrophobic carbon chains of lipids to make contact with the anchored enzymes (van der Vaart et al., 1997). Furthermore, considering that each yeast cell has a limited surface area, there is a physical limit as to how many enzymes can be anchored on the yeast cell wall. Moreover, a crowded cell surface may disrupt the cell wall structure, which is critical for cell survival under high osmotic fermentation environments. Secreted enzymes are not physically restrained in binding their substrates. As long as there are carbon sources, it is unlikely that there is a physical limitation to the amount of enzyme that can be secreted. Thus, in theory, secreting strain should be able to achieve higher so greater enzyme concentrations relative to anchored strains. Our results showed a quick deactivation of secreted barley -amylase after the depletion of carbon sources in the culture medium (Fig. 4.15A). However, barley -amylase activity increased exponentially 108 as long as there were carbon sources available. In addition, the time lag for starch hydrolysis during batch fermentation could be shortened by increasing the inoculated cell concentration (data not shown). Khaw et al. (2002) engineered yeast to have glucoamylase anchored on the cell surface, and then further engineered the strain to either secrete or anchor a bacterial -amylase. Consistent with our results, they showed that the recombinant strain that secreted -amylase showed higher starch hydrolysis rates and ethanol productions compared to that of the recombinant strain that expressed cell wall anchored -amylase. However, Khaw et al. (2002) maintained that the strain that expressed cell wall anchored amylolytic enzymes had more potential in industrial applications because of the reusability of cells and the anchored enzymes. Based on our studies, we believe that it is more practical to express barley -amylase in the secreted form for several reasons. First, both ethanol concentration and the production rate were improved by the higher -amylase activity that was achieved with the enzyme-secreting strain. Studies have shown that starch hydrolysis is the rate-limiting step for ethanol production (de Moraes et al., 1995; Robertson et al., 2006). Since glucoamylase only attacks the non-reducing ends of starch molecules, the available non-reducing ends limit the saccharification rate. Thus, it is the liquefaction (catalyzed by -amylase) rate that determines how fast fermentable sugars can be generated during saccharification (catalyzed by glucoamylase). Our batch fermentation results are consistent with this. With the same amount of glucoamylase present, strains that generated the highest -amylase activity showed the highest concentration of ethanol produced (Fig. 4.5). Even though cell wall anchored -amylase can be recycled, the low ethanol production of this strain would not be practical for industrial applications. Furthermore, for raw starch hydrolysis, even higher quantities of barley -amylase are required and have been estimated to be about 1000X of that required for hydrolyzing soluble starch (Textor et al., 1998). Given that the amount of -amylase activity that is generated by the recombinant yeast is the rate-limiting factor for starch hydrolysis, optimizing -amylase activity should be a priority when designing amylolytic strains of yeast for bioethanol production. Our studies characterizing anchored versus secreting strains in a side-by-side comparison suggest that secreting the enzyme is the design of choice. 109 The mechanism of raw starch hydrolysis is another factor that argues in favour of secreting strains. Digesting raw starch requires the attachment of the starch-hydrolyzing enzyme on the starch granule surface, and successful catalysis requires that the enzyme be able to access the interior of the starch granule, mostly through cracks or small openings on the granule surface. Then, the starch granules are digested from the inside out by the raw starch-hydrolyzing enzymes (Textor et al., 1998). Thus, it would be physically impossible for cell surface anchored enzymes to perform this task efficiently. In conclusion, given that -amylase activity is the rate-limiting factor and its catalytic mechanism towards starch granules does not favour the anchored form, we conclude that -amylase should be expressed in the secreted form rather than the anchored form when designing amylolytic yeast for bioethanol production. 5.3 Strategies to Improve the Secreted Barley -Amylase Activity Since the secreted barley -amylase activity by the recombinant yeast is the rate limiting factor for starch hydrolysis, factors that could potentially improve the -amylase activity were studied. This included changing fermentation conditions, testing different promoters to drive gene expression, or introducing mutations into barley -amylase to improve its performance. 5.3.1 Spiking the Culture Medium with Glucose Expressed -amylase activity can be improved by changing the fermentation conditions. For both recombinant yeast strains that expressed secreted and cell wall anchored barley -amylase, the batch fermentations using starch as the sole carbon source resulted in less than 30% of the starch being hydrolyzed (Fig. 4.3). We found that the starch hydrolysis rate was improved by spiking the medium with a small amount of glucose. The rationale for this observation is that a supply of utilizable sugars at the beginning of the fermentation helps to generate higher biomass, which in turn generates higher amounts of -amylase activity, resulting in higher starch hydrolysis rates. Figure 4.15A shows that the secreted -amylase activity started to drop quickly following the depletion of available 110 carbon sources in the medium, further suggesting our contention that the recombinant yeast requires constant carbon sources for heterologous enzyme production. 5.3.2 Introduction of Single Amino Acid Mutation into Barley -Amylase A mutant of barley -amylase was also generated which showed improved starch hydrolysis rate and ethanol production compared to the wild type counterpart. The mutation incorporated was based on a study by Sogaard et al. (1993). They showed that S. cerevisiae expresses four recombinant isoforms of barley -amylase, and two showed dramatically reduced activity. The isoforms that had reduced activity were found to be glutathionylated on cysteine 95, which reduces its structural stability, and as a result is secreted less efficiently. (Sogaard et al., 1993). Mutating cysteine 95 to alanine restores the enzyme activity Glutathionylation is generally involved in redox balancing in yeast under stress conditions, and over-expression of heterologous proteins can result in elevated levels of glutathionylation activity (Sogaard et al., 1993). However, Wong et al. (2001) found that three recombinant isoforms of barley -amylase were expressed in a different strain of S. cerevisiae, and no reduction in the overall enzyme activity was observed. This suggests that there are strain differences as to what isoforms of the enzyme are expressed. Juge et al. (1996) showed that when barley -amylase is expressed in P. pastoris, only a minor fraction of the isoforms was glutathionylated, and no significant reduction in the overall enzyme activity was observed. Our results suggest that the yeast strain we used expresses a significant amount of glutathionylated barley -amylase, since the C95A mutant showed increased starch hydrolysis and higher ethanol production. The increase in starch hydrolysis rate could result from both improved enzyme activity and a higher enzyme secretion efficiency. These findings emphasize that mutants of barley -amylase, generated either through random or rational, targeted approaches based on structure/function studies, should be a part of any strategy to engineer an amylolytic strain of yeast. It should be mentioned that the terminal two amino acids (Arginine-Serine) of barley -amylase were deleted for the convenience of cloning. When expressed in S. cerevisiae, the C-terminal end of barley -amylase is normally processed by a membrane-bound carboxypeptidase, which removes these residues (Sogaard et al., 1993). 111 This post-translational process does not affect enzyme activity. In addition, a previous study showed that the last 10 amino acids are not involved in either enzyme activity or overall structural stability (Tibbot et al., 2002). 5.3.3 Selection of Promoters Constitutive promoters are employed to optimize barley -amylase expression at the transcription level. Both yeast constitutive promoters ADH1 and TDH3 were studied, and their effect on secreted barley -amylase activity was compared. Both promoters are commonly used for high level heterologous expression, however, our results showed that ADH1 generates higher barley -amylase activity than TDH3. Interesting Ly, both recombinant strains produced comparable levels of barley -amylase activity during the glucose consumption stage, but the recombinant yeast strain with the promoter ADH1 generated 1.6X higher amounts of barley -amylase activity after entering the ethanol consumption stage. Although both promoters are generally considered as constitutive, reports have shown that they can be slightly regulated under certain conditions (McAlister and Holland, 1985; Pavlovic and Horz, 1988; Ruohonen et al., 1995). TDH3 has been reported to be less active when yeast cells enter the stationary phase (Pavlovic and Horz, 1988). ADH1, which is actually a short version of the full promoter, was found to become much more active once the cells enter the ethanol consumption stage (Ruohonen et al., 1995), which likely explains the higher levels of barley -amylase that were achieved by this promoter. In summary, a suitable promoter needs to be selected based on the particular application, and in the current application, ADH1 generated higher levels of barley -amylase activity than TDH3. The factors discussed in this section to improve enzyme activity are not an exclusive list. Studies in this area are continuously demonstrating the importance of other factors. For example, supplementing the medium with 1% casamino acids was shown to significantly minimize proteolytic degradation of recombinant barley -amylase in P. pastoris (Juge et al., 1996). The addition of Tween 80 has been shown to have positive effects on extracellular enzyme production by various microorganisms (Kamande et al., 2000; Shi et al., 2006; Zeng et al., 2006). Conversely, a high initial glucose concentration 112 can repress expression of heterologous proteins (Meijer et al., 1998). With respect to genetic factors, a constitutive promoter PGK1 (3-phosphog Lycerate kinase) (Hitzeman et al., 1983) and an inducible promoter MAL61-62 (Finley Jr. et al., 2002) have been shown to be effective for high-level expression of heterologous proteins in yeast (also see Literature review 2.5.3.3). Each factor needs to be studied specifically for its particular applications, since no strategy is universally applicable. In summary, through engineering and adjustment of the genetic and environmental factors, the expression level of heterologous proteins can be improved significantly. 5.4 Glucoamylase Requirement for Bioethanol Production by Recombinant Yeast In industry, it is common to add both glucoamylase and -amylase to the fermentor to maximize sugar release. Glucoamylase is an exo-type amylolytic enzyme, and it acts by releasing single glucose residues from the non-reducing ends of starch chains and oligosaccharides. Generally, glucoamylase activity is limited by the availability of non-reducing ends in the fermentation broth. -Amylase, on the other hand, is able to generate large numbers of oligosaccharides from starch by its random endo-type attack, which generates more non-reducing ends for glucoamylase to subsequently attack. Thus, the two enzymes act synergistically to hydrolyze starch to free sugars. Many -amylases are able to convert oligosaccharides further into fermentable sugars, such as glucose and maltose. not be necessary. If the conversion rate is sufficient, glucoamylase may Barley -amylase is an endo-type amylolytic enzyme, cleaving -1,4-linkages of starch chains in a random fashion to generate primarily short oligosaccharides. It then acts secondarily on the oligosaccharides to convert them to maltose (Textor et al., 1998). Using our initial secreted strain, Figure 4.4C shows that while starch can be completely liquefied in 36 h, the amount of ethanol generated was neg Ligible. It needs to be clarified that the ethanol peak present within the first 24 h was not derived from the starch, but from fermentation on the glucose that was initially present in the medium (Fig. 4). Compared to the wild type and cell wall anchored strains, the secreting strain showed a prolonged presence of ethanol during batch fermentation. 113 However, the amount that accumulated in the medium was low and was entirely consumed by the yeast by 80 h (Fig. 4C). Use of the mutant barley -amylase strain resulted in improved ethanol production due to a higher maltose conversion rate (Fig. 4.13), however, the majority of liquefied starch was still not fermented to ethanol. These results strong Ly suggest that although barley -amylase is able to convert starch into maltose, which NRRL Y-132 yeast are capable of fermenting to ethanol (data not shown), the conversion from oligosaccharides to maltose was too slow to support fermentation. Textor et al. (1998) showed that the majority of the initial products generated from the hydrolysis of starch particles by barley -amylase are oligosaccharides consisting of 5 to 7 glucose residues, and that high amounts of barley -amylase are required to convert the oligosaccharides to fermentable sugars. Thus, the low ethanol production in our case was likely due to the inefficient conversion of oligosaccharides into fermentable sugars. To confirm this, a small amount of exogenous glucoamylase (5 U L-1) was added into the fermentation broth. As expected, this significantly enhanced the amount of ethanol produced, and increasing the amount of glucoamylase to 20 U L-1, led to an ethanol yield from starch that was 70% of the theoretical maximum. It is of interest to note that the increase in ethanol yield that was observed upon addition of exogenous glucoamylase occurred in the absence of any change in the overall starch hydrolysis rate. This is consistent with our hypothesis that glucoamylase is acting primarily on the oligosaccharides produced by barley -amylase to produce glucose and maltose, which can be readily fermented. A number of related studies have constructed recombinant yeast strains that co-express both -amylase and glucoamylase. The amylolytic enzymes were either co-displayed on the cell surface, co-secreted into the medium, combination of two, or expressed as a single bifunctional fusion protein enzyme (Shigechi et al., 2004; Wong et al., 2010; Khaw et al., 2006 and de Moraes et al., 1995). We decided on a strategy to express only -amylase and add glucoamylase exogenously for several reasons. First, of the two enzymes, glucoamylase is much cheaper than -amylase (Lang et al., 2001), thus providing an economic basis for selecting -amylase for over-expression. This reason, however, becomes irrelevant if both enzymes can be co-expressed, but only if the over-expression of the more expensive -amylase is 114 unaffected by the co-expression of the glucoamylase. Since the total copy number of plasmid is maintained between 50 and 100 by the 2 µm origin of replication, regardless of what the plasmid codes for, it is predictable that the copy number of the plasmid expressing -amylase would be reduced by 50% if a plasmid expressing glucoamylase was co-transformed into the yeast. This could lead to a corresponding decrease in the expression level of -amylase. This would likely also be the case with integrated yeast strains, as there is a limitation on how many copies of a given gene that can be inserted into the yeast genome. In support of this, Wong et al. (2010) showed that a recombinant yeast strain that had both glucoamylase and -amylase genes co-integrated had decreased expression of both enzymes compared with the strains that had either gene integrated alone. Given our findings and that of others that -amylase activity is the rate-limiting factor for raw starch hydrolysis, coupled with the relatively cheap cost of glucoamylase relative to -amylase (Lang et al., 2001), we suggest that our approach to over-express only the -amylase and to add glucoamylase exogenously to be the most cost effective manner in which to perform starch fermentation. A second advantage of adding glucoamylase exogenously is that it provides flexibility in controlling the timing of the saccharification step. Figure 4.20 shows that controlling the glucoamylase addition time point can have a significant impact on ethanol concentrations. This same level of control is not possible to achieve when both enzymes are co-expressed. In conclusion, glucoamylase activity is an absolute requirement for generating the high rates of starch hydrolysis to fermentable sugars that is required for ethanol production. By adding glucoamylase exogenously, not only are we able to maximize expression of the rate-limiting -amylase, but ethanol production can be further enhanced by optimizing the timing of glucoamylase addition. 5.5 Use of Integration Plasmids to Achieve Stable, High Level Expression of Barley -Amylase Our initial strains of yeast that expressed barley -amylase were performed with 2µ-based plasmids that remained episomal. 115 These plasmids are widely used for heterologous protein expression in S. cerevisiae. Episomal expression plasmids have many convenient properties such as high transformation efficiency, and maintenance of high copy numbers in each cell. However, recombinant yeast lose their plasmids very quickly if the selection pressure is removed (Bo Liao, Master’s thesis, University of Saskatchewan 2008). Besides environmental factors, such as stress conditions and the presence of certain chemicals, one major cause for this plasmid loss is that the dividing cells can separate the plasmids unequally into the two daughter cells during cell division (known as segregational instability), which results in the generation of plasmid-free cells in the culture (Shuler and Kargi, 2002). The plasmid-free cells, because they no longer have the burden off carrying the plasmids and expressing heterologous proteins, can quickly dominate the cultivated population, resulting in a dramatic drop in the population of plasmid-carrying cells (Altintas et al., 2001). While relatively high plasmid stability can be maintained under selection conditions, this is not usually practical for industrial applications. Our results showed that during fermentation with our recombinant yeast strains, only 20-30% of the yeast were expressing the plasmid (data not shown), even in the presence of antibiotics, which certainly would have a negative effect on the expression level of barley -amylase. The use of recombinant yeast selected by auxotrophic markers could effectively avoid having to use expensive antibiotics. Kondo et al. (2002) reported high plasmid stability of over 85% during prolonged fermentation using recombinant yeast selected with an auxotrophic marker. The problem with using auxotrophic selection markers is that an auxotrophic mutant of the yeast to be used is required. However, most of the available mutants are haploid laboratory strains of yeast, which are not suitable for industrial ethanol fermentation applications. Therefore, we decided to pursue integration of our expression cassette into the yeast genome. A gene cassette can be inserted into the yeast genome at a target location by homologous recombination. Integrated heterologous genes are segregationally stable even under non-selective conditions. The use of integrated recombinant yeast would allow fermentations to be carried out in the absence of antibiotics, and also ensures that all of the yeast cells express the enzyme. Traditionally, the selected sites of integration only allow 116 for the integration of a few copies of the gene. Based on the evidence provided above that -amylase activity is required at very high levels to achieve raw starch hydrolysis at rates sufficient to allow for ethanol production, it was clear that a large copy number of the barley -amylase gene would need to be integrated. Achieving high copy number requires a targeted genetic locus that is repetitively present in the yeast genome in high copy numbers. Fortunately, the rDNA and -sequence exist in the yeast genome in sufficient copy numbers for this purpose. For example, in a haploid yeast cell, there are 50-200 copies of rDNA genes. Since integration disrupts the targeting gene element, and rDNA is essential for cell survival, the yeast integration plasmid was designed to target the non-transcribed spacer region (NTS) of rDNA (Valenzuela et al., 1977). The integrated clone (pIR-1 clone #2) showed 3 times higher secreted -amylase activity than that of the episomal plasmid strain (BA-Secreted) (data not shown). Moreover, 100% mitotic stability of the integrated barley -amylase expression gene cassette was observed for over 200 h without any selection pressure present in the medium (data not shown). Additionally, one of the isolated clones that showed the highest barley -amylase activity was capable of directly fermenting on raw starch fermentation (Fig. 4.21). These results demonstrated that the integration strain out-performed the episomal plasmid strain with respect to the expression level of -amylase. For the episomal plasmid strains, among different clones from a single transformation, there was no significant difference in the expressed -amylase activity (data not shown). However, clones of the integrated strains showed a large variation in the expressed -amylase activity (Fig. 4.18). This suggests that there is the potential to optimize the integrated copy numbers of a given gene cassette in the yeast genome. This was attempted using two different strategies. The first strategy was to reduce the size of the integration plasmid by deleting all of the bacterial-originated components in the original plasmid. Kang et al. (2003) reported that a shorter integration plasmid lacking bacterial sequences had about four times higher integration efficiency than that of the long one. However, our results showed otherwise. The short integration plasmid had a 1.5 kb decrease in size, but on average the clones generated using the short integration plasmid showed lower -amylase activity compared to those generated with the long one (Fig.18). 117 Clearly, factors that contribute to integration efficiency are not well understood. The second strategy was to use a deficient promoter to express the selectable marker gene, Bsd, which provides for blasticidin resistance. The reasoning for using deficient promoters is that by reducing the transcriptional efficiency of the TEF1 promoter that drives Bsd expression, only cells with high copy numbers of the integrated cassette would be able to produce sufficient levels of the selectable marker gene to deactivate the antibiotic, and thus survive on Bsd. Since the barley -amylase gene is linked to the Bsd gene on the same plasmid, the selected cells with deficient TEF1 promoter should also have higher copy number of the barley -amylase gene, theoretically resulting in higher -amylase activity. Our results showed that the clones carrying the shorter deficient TEF1 promoters were more likely to show higher amylolytic activity, however, none of the clones had higher activity than the yeast strains that carried the original integration plasmid (data not shown). The results suggested that either the integration efficiency is already maximized or that even the shortest deficient promoter constructed so far was able to produce sufficient level of blasticidin resistance. To explore this further, future experiments could either try to construct even shorter versions of the TEF1 promoter or increase the blasticidin concentration used to select the transformed yeast. In summary, the use of integration plasmids can achieve high copy number integration of a given gene cassette in the yeast genome. In the present study, the integrated strain out-performed the episomal plasmid strain with respect to the amount of -amylase activity and the mitotic stability of the integrated gene, and was able to directly ferment raw starch. Further improvement of the integration efficiency requires a better understanding of the integration mechanism. 5.6 Conclusions An industrial strain of S. cerevisiae was genetically engineered to express cell wall anchored or secreted barley -amylase. The recombinant yeast strains were capable of hydrolyzing soluble starch under batch fermentation conditions, however, they differed dramatically in starch hydrolysis efficiency. The recombinant strain that secreted barley 118 -amylase hydrolyzed starch at a much higher rate, and was able to generate more ethanol with the addition of exogenous glucoamylase. Our results indicate that secreted barley -amylase performs starch hydrolysis more efficiently than the cell wall anchored counterpart. Although barley -amylase is able to convert starch into maltose, which is a fermentable sugar, the conversion occurs too slowly to support fermentation. Since barley -amylase is incapable of converting the majority of oligosaccharides into maltose, complete starch hydrolysis can only be achieved in the presence of glucoamylase activity. With the proper amount of exogenous glucoamylase, the barley -amylase secreting strain was able to ferment 2% soluble starch into ethanol up to 92% of the theoretical yield in 36 h. Moreover, providing a small amount of utilizable carbon source at the start of fermentation was shown to be critical to allow for biomass production of the recombinant yeast cells and therefore to achieve adequate expression of -amylase activity. Furthermore, a mutant of barley -amylase (Sogaard et al., 1993) was employed in our study, and was shown to out-perform the original enzyme in starch hydrolysis under fermentation conditions. Although the 2µ-based episomal plasmid is generally maintained at high copy numbers in yeast cells, it suffers low mitotic stability even under selection conditions. To explore a strategy to stably express the barley -amylase gene in the recombinant yeast, a yeast integration plasmid was employed in the study. By integrating the barley -amylase gene into the highly repetitive rDNA locus, strain was developed which showed a higher expression level of barley -amylase compared to the strain employed the 2µ-based episomal plasmid. In addition, the integrated gene showed 100% mitotic stability under non-selective conditions. Thus, integration of the gene cassette is a more reliable expression system and should be used to over-express amylolytic enzymes in recombinant yeast for bioethanol production. Moreover, the integrated strain that we generated was capable of expressing sufficient amounts of barley -amylase to initiate raw starch hydrolysis. With the addition of exogenous glucoamylase, raw starch was hydrolyzed to completion, however, at a slow rate. Further development on the strain could improve its efficiency on raw starch hydrolysis. Our study has avoided drawbacks present in previous studies. 119 Instead of using common haploid laboratory yeast strains, we employed an industrial yeast strain, which has more potential for ethanol production. To avoid the use of antibiotics and stabilize the expressed gene, we integrated the barley -amylase gene in the yeast genome. Although both glucoamylase and -amylase are required for efficient starch hydrolysis, our results and related findings (Wong et al., 2010) support the strategy of optimizing the expression of -amylase instead of expressing both. To maximize the expressed -amylase activity, we only expressed the -amylase in yeast, and added glucoamylase exogenously. Considering the cheap price of glucoamylase, this strategy is economically feasible. Comparing our strain with recently reported studies: Wong et al. (2010) showed a recombinant yeast co-expressed both glucoamylase and -amylase converted 77% of lintner (soluble) starch in over a 6-day period. The conversion of starch increased to 86% and 90% when the initial starch concentration was increased to 2% and 4% from 1%, respectively. However, no ethanol production was reported. Kim et al. (2010) engineered a recombinant yeast strain that simultaneously expresses three amylolytic enzymes including a glucoamylase from A. awamori, an -amylase, and a glucoamylase with debranching activity from Debaryomyces occidentalis. They showed ethanol concentration of 46.3 g L-1 from 100 g L-1 (~ 91% of the theoretical yield) soluble starch in 7 days of fermentation. Few studies reported raw starch-hydrolyzing ability by recombinant yeast. A recombinant yeast expressing the cell wall anchored R. oryzae glucoamylase and S. bovis 148 -amylase produced 61.8 g L-1 ethanol from raw corn starch (86.5% of the theoretical yield) in a 72 h fermentation (Shigechi et al., 2004). However, the initial cell density used was very high, suggesting that their approach may be yet an additional factor to consider when developing yeast strains for raw starch fermentation. Our recombinant yeast that secreted barley -amylase showed higher efficiency on utilizing and fermenting on soluble starch compared to related studies. For raw starch hydrolysis, higher efficiency can be achieved by increasing the biomass inoculated or by increasing the expression or activity of barley -amylase, which will be discussed in the next section. 120 5.7 Future Directions The current integrated yeast strain was able to perform raw starch hydrolysis, but at a relatively slow rate. Future studies could focus on optimizing the secreted barley -amylase activity for efficient raw starch hydrolysis under fermentation conditions. Some specific suggestions are provided bellow: One aspect to consider would be to improve the expression level of barley -amylase by increasing the integrated copy number of the -amylase gene. Since each haploid yeast cell has 150-200 copies of rDNA, more copies of rDNA exist in polyploid yeast such as NRRL Y-132. Performing an additional round of homologous recombination to integrate more copies of the gene should allow for an increase in the copy number. alternative is to target another repetitive sequence in the yeast genome. An The -sequence is a very good candidate for this approach. The second aspect to consider is to improve the raw starch-hydrolyzing ability of the secreted barley -amylase. This could possibly be achieved by fusing an additional raw starch binding domain to barley -amylase. 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