Seismology Predictable publicity W that the Earth telegraphs its hen people at a party punches, i.e. that large earthfind out I’m a seismolquakes are preceded by observogist, their first quesable and identifiable precursors, tion is usually “when will the like many such “obvious” ideas, next earthquake occur?” This isn’t backed up by the facts. suggests (i) that most people are The popular idea of an “earthfascinated and frightened by quake prediction” is a warning of earthquakes, and (ii) they think an imminent damaging earthseismologists can predict them. quake, given with sufficient accuUnsuccessful earthquake preracy and reliability to permit closdiction research has been going ing schools, factories and busion for over 100 years, as has critnesses, mobilizing civil defence icism of that research. A paper by forces, enforcing full or partial de Montalk (1934) has the marevacuation etc. The costs of such vellously descriptive title “Earthmeasures would be enormous, so quakes: The futility of predicting extremely high reliability and them”. The criticisms by Macelaccuracy would be required. wane (1946) apply equally today: Pulling some numbers out of a “Is it possible, in the present state hat, let’s say we would need a of scientific knowledge, to predict Artist’s rendition of P Varotsos. From the title page of “Earthquakes can 50% chance of being right, and earthquakes...? All reputable seis- be predicted!” (from the comic book Shonen Sunday, 28 June 1995). accuracy of one day in time, mologists agree that we have no about 50 km in space, and 0.5 in magnitude. meeting, “Assessment of schemes for earthmeans at the present time of arriving at a reli(Magnitude is a logarithmic scale related to quake prediction”, the clear consensus was able forecast of any earthquake anywhere. the energy of earthquakes: unlike stellar magthat individual earthquakes are inherently The problem of earthquake forecasting has nitudes, the higher the number, the bigger the unpredictable because of the chaotic, highly been under intensive investigation in Califorquake. Roughly speaking, as the magnitude nonlinear, nature of the source process. The nia and elsewhere for some 40 years; and we goes up by 1 the energy goes up by a factor of Earth appears to be in a state of “self orgaseem to be no nearer a solution of the problem about 30, but the statistical frequency of nized criticality” – always teetering on the than we were in the beginning. In fact the outoccurrence – for a given region – goes down edge of instability. Exactly when and where look is much less hopeful.” Richter (1977) by a factor of 10.) While there’s room for disearthquakes occur, and how large they will commented: “Since my first attachment to agreement, something of this order is required grow after they start, depend on a myriad of seismology, I have had a horror of predictions before prediction would pay off. But there are fine and unmeasurable details of the physical and of predictors. Journalists and the general no good prospects for prediction at all at prestate of the Earth over a large volume, not just public rush to any suggestion of earthquake sent, let alone with this accuracy or reliability. in the immediate vicinity of the fault. The idea prediction like hogs towards a full trough... Even if the prediction of indi[Prediction] provides a happy vidual large earthquakes were a hunting ground for amateurs, eismologists at the can be or have been goal that could be realized, it cranks, and outright publicityRAS/JAG Meeting on predicted, without putting would still be of questionable seeking fakers. The vapourings of utility. People would be far better such people are from time to time Earthquake Prediction in such claims in the context off living and working in buildseized upon by the news media, November last year came to of the relevant research. ings that were designed to withwho then encroach on the time of the broad consensus that But people living in areas stand earthquakes when they did men who are occupied in serious earthquakes are inherently prone to quakes want foreoccur. The design of earthquakeresearch.” Developments in the resistant structures is primarily a last 20 years do not require any unpredictable, in any precise casts. How can these two job for civil engineers, but seismodification of the above views. quantitative fashion. conflicting ideas be reconmologists play an important supThe popular belief that earthYet newspapers and other ciled? The answer must porting role by providing inforquakes are predictable is at odds popular media trumpet any involve peer review and mation on the expected seismic with current research. At the hazard (e.g. Main 1995; Jackson recent RAS–JAG (Joint Associasuggestion that quakes open scientific argument. et al. 1995) and the expected tion for Geophysics) discussion S 16 February/March 1997 Vol 38 Issue 1 Seismology When is an earthquake prediction not a prediction? Robert J Geller ponders some problems raised at the joint RAS–JAG Meeting in London on 7 and 8 November 1996. levels of strong ground motion (e.g. Anderson and Yu 1996; Kawase 1996). There are complex trade-offs here – it is economically impossible to design all structures to withstand all conceivable earthquakes – but this is one area where seismologists can make major contributions to public safety. Seismologists can also help to mitigate the effects of a quake by quickly determining source parameters (location, depth, origin time, energy etc) and getting this information to government leaders and the public as soon as possible after a large quake hits. The importance of this task, which is sometimes called “real-time seismology”, is underscored by the experience of the 1995 Kobe earthquake. The quake struck at 5.46 a.m. (local time), but due to poor communication the cabinet did not appreciate the extent of the disaster until that afternoon. Most of the dead were crushed in collapsed structures; perhaps a quarter to a third of them could have been saved if relief had been mobilized promptly. Another big contribution to public safety by seismologists is issuing warnings of tsunamis (seismic sea waves). Unfortunately the media do not consider seismic hazard mitigation to be a sexy topic, while earthquake prediction claims are avidly publicized. For example, the claims of J Zschau of the Geo-Research Centre in Potsdam, Germany were announced in a newspaper story (see box, “Tried and tested?”). Zschau’s claims have also been extensively reported in the German popular science magazines Bild der Wissenschaft (December 1993) and Geo (March 1996), but he has not yet published his work in a major Vol 38 Issue 1 February/March 1997 Tried and tested? Zschau’s prediction techniques were announced in the following story in the 16–22 December 1994 issue of The European newspaper. Researchers close to quake warning system Till Mundzeck, London German and Turkish scientists believe they are on the brink of a breakthrough in forecasting earthquakes. It could save lives and reduce the huge cost of damage – more than $100 billion in the past 10 years. “On average a major earthquake happens every third day,” said Prof. Jochen Zschau of the GeoResearch Centre in Potsdam, Germany. “The devastating effects could be considerably reduced if the approach of the quake was predictable.” He spoke on 14 December as two earthquakes within an hour shook ski resorts in the French Alps. An earthquake analysis system called Seismolap, developed as a joint venture between the Germans and Turkish scientists in northwest Anatolia, could provide the key. The scientists noted that Zschau’s Seismolap system is not an earthquake prediction system: it does not forecast the time, location and magnitude of an earthquake within narrow and explicitly stated limits. And claims of precursory variations in seismicity are an old story. Richter (1964) commented as follows: “Short periods of exceptional quiet in the area of an approaching earthquake are often reported... There is difficulty, and some arbitrariness... in selecting the area which is to be included in each individual study. Working after the occurrence, it will almost always be possible to select the area to give the expected result; it has to be shown that this selection before major seismic activity in an earthquake-prone area, there occurred a pause in the constant but normally imperceptible micro-earthquakes. “This pause, or hiatus, may start years prior to the actual quake, depending on its magnitude,” Zschau said. “Once this quiet period passed, we saw the micro-quakes increasing again and clustering round the epicentre of the earthquake.” According to Zschau this usually happened a couple of days before the quake. The hiatus–cluster combination has shown up in all the earthquake data from the eastern Mediterranean that the scientists have analysed. So far the results are retrospective, but the team is optimistic that, in conjunction with its new satellite monitoring programme, Readiness, a viable warning system will emerge. has a real tectonic significance.” Reasenberg (1996) applied the “Seismolap” algorithm to seismicity in California, with the following conclusion. “Seismolap appears to be unstable both in these forecasting tests and in the behaviour of the underlying algorithm, whose output is sensitive to the values selected for the free parameters. Its calculations are often based on very few earthquakes, adding to its instability. And a nonlinear filter apparently amplifies these instabilities. The result is that it tends to generate a large number of extrema and forecasts, some of which, apparently by chance, then become associated with some large earthquakes.” refereed journal (Georefs 1991–1996). Nevertheless, the Ministry of Education and Research of the German government granted him approximately $2 million in funding (for one year) for a project on “earthquake prediction research”, apparently without peer review. Why did the German government allocate so much money for Zschau’s unproven and apparently ineffective system, which is in any case a variation on an old theme? Two factors seem to play a part here. First, the responsible officials were apparently unaware of the long history of failed research on earthquake prediction. Second, the potential pay-off is enticing: a system that could save large numbers of lives by predicting damaging quakes. In recent years public officials in many nations seem to have decided that “curiosity-driven research” is bad and “strategic research” is good. Zschau’s project shows what is wrong with this idea: the bureaucrats who dole out the funds seem to base their evaluation entirely on the goals of the project, without realistically assessing the possibility of achieving them. “Strategic research”, at least in this cartoonlike form, seems doomed for the same reasons as the Marxist command economy: government planners simply lack the knowledge to make sensible decisions. The stakes get much higher, and the media gets even more frenzied, when scientists, either soidisant or recognized, issue public predictions. For example, in May 1980 Brian Brady of the US Bureau of Mines said that earthquakes with magnitude MW = 9.8 and MW = 8.8 would occur at the subduction zone off the coast of 17 Seismology Peru in August 1981 and May 1982 respectively (Kerr 1981a,b; Olson et al. 1989). A foreshock with MW = 7.5–8 was forecast for June 1981. When this failed to occur, Brady retracted his prediction. It had no sound basis, but much time and effort had to be wasted in evaluation. The prediction caused substantial unrest; the head of the Office of Earthquake Studies of the US Geological Survey travelled to Lima in June 1981 to assure the Peruvian people there was no cause for alarm. An even more spectacular debacle involved Iben Browning, a business consultant with a PhD in biology but no background in earth science. Browning predicted that an earthquake with magnitude between 6.5 and 7.5 would strike New Madrid, Missouri (about 250 km south-east of St Louis) between 1 and 5 December 1990 (Kerr 1990, 1991; Gori 1993; Spence et al. 1993). The prediction had no scientific basis, but Browning’s promotional efforts generated a flood of publicity and panic: public schools were even closed on 3 December. Browning profited by selling explanatory video tapes at $99 a copy. Spence et al. (1993) reproduce over 100 newspaper and magazine articles on Browning’s prediction and give a wealth of other information. Another example comes from P Varotsos of the University of Athens, Greece, who has been claiming for 15 years to be able to predict earthquakes on the basis of geo-electrical data. During this period the details of Varotsos’s claims have varied greatly. In 1981 he claimed to be able to detect precursory electrical signals a few minutes before every earthquake of M ≥ 2.6 within 80 km of his observatory and before some large events at distances of hundreds of kilometres. He now claims only to predict larger quakes (roughly M ≥ 5), one or two months in advance (see Varotsos et al. 1996, Geller 1996, and Geophysical Research Letters 1996). Varotsos has been remarkably successful in attracting funds, supporters and publicity. At the RAS Meeting, S Stiros reported that for the past 10 years Varotsos and his colleagues have obtained, without peer review, about 40% of the funds allocated to the anti-seismic organization in Greece. Several Japanese scientists have become strong supporters. After the Kobe earthquake they launched an all-out publicity campaign claiming that if only Varotsos’s methods had been used in Japan the Kobe earthquake could have been predicted, and thousands of lives saved. Eschewing refereed journals, they carried out this campaign in newspapers and magazines, on TV, and even in comic books. The 18 figure shows the title page of an 80-page, twopart series “Earthquakes can be predicted!” in the comic book (manga) called Shonen Sunday. T Nagao, a geophysicist now at Tokai University, is listed on the title page as an editorial consultant. The comic was prepared with the full cooperation of Varotsos. The cumulative effect of these and other specious claims, extensively reported by the media, has been to give ordinary citizens and government officials the incorrect impression that earthquakes can be predicted. This not only leads to wasting funds on pointless prediction research, it also leads to neglect of practical precautions that could save lives and reduce property damage when a quake comes. The scientific community has buried its head in the sand when it comes to dealing with pre- They would also have to show the statistical significance of their results – just like all other researchers. diction claims. The basic problem is that most of these claims – Varotsos’s are a classic example – are stated in such a vague and ambiguous way that objective testing is impossible. First, we have to waste enormous amounts of time just sorting out whether or not the “predictions” were “successful”. But this is an exercise in futility because of the ambiguity of the “prediction” announcements. And after that we’re faced with the even more daunting task of evaluating whether or not the “predictions” have outperformed the null hypothesis. The predictors outflank the peer review process by taking their case directly to the media. If they would instead submit their results for publication in scientific journals, the burden of proof would be on them to show that their predictions were formulated unambiguously. They would also have to show the statistical significance of the results – just like all other researchers. And their claims would be published in a way that permitted verification by independent workers. The long and tragic history of earthquake prediction research exposes a dark side of our science. Basically, work in this field has consisted of incorrectly attributing significance to signals at or below the noise level. While there might have been some isolated instances of intentional improper scientific conduct, in general workers in this field have systematically deceived themselves. Noisy data have been treated as signals, studies using posterior adjustment of parameters evaluated using statistical tests for hypotheses with a priori fixed parameters, and alternative hypotheses systematically excluded from consideration. The situation is like unfortunate examples in other fields (“pathological science” Langmuir 1989, “cargo cult science” Feynman 1985). The peer review process isn’t just an arbitrary social convention – it’s a system that has been developed over the past 300 years for sorting out scientific controversies. Prediction proponents should publish in refereed scientific journals, not newspapers or comic books. Robert J Geller is at the Department of Earth and Planetary Physics, Faculty of Science, Tokyo University (e-mail: [email protected]. u-tokyo.ac.jp). His speciality is numerical modelling of seismic wave propagation and inversion of seismic waveform data for 3-D earth structure, published in Geophysical Journal International and other refereed journals, but he has not yet published in a comic book. Abstracts from the meeting have been made available via the World Wide Web – see the RAS meetings pages, beneath “http://www.ras.org.uk/ras”, for full details. References Anderson J G and G Yu 1996 Bull Seism Soc Am 86 S100–S114. de Montalk R W 1934 Bull Seism Soc Am 24 100–108. Feynman R P 1985 Surely You’re Joking Mr Feynman Norton, New York, 338–346. Geller R J 1996 “VAN: A critical evaluation” A Critical Review of VAN, ed. Sir J Lighthill, World Scientific, Singapore, 155–238. Geophysical Research Letters 1996 “Debate on evaluation of the VAN method” 23(11) 1291–1452. Gori P 1993 Bull Seism Soc Am 83 963–980. Jackson D et al. 1995 Bull Seism Soc Am 85 379–439. Kawase H 1996 Seismol Res Lett 67 25–34. Kerr R A 1981a Science 211 808–809. Kerr R A 1981b Science 213 527. Kerr R A 1990 Science 250 511. Kerr R A 1991 Science 253 622–623. Langmuir I 1989 Physics Today 42(10) 36–48. Macelwane J B 1946 Bull Seism Soc Am 36 1–4. Main I G 1995 Bull Seism Soc Am 85 1299–1308. Olson R S et al. 1989 The Politics of Earthquake Prediction Princeton University Press, pp187. Reasenberg P A 1996 Eos Fall Meeting Supplement, F458. Richter C F 1964 J Geophys Res 69 3025. Richter C F 1977 Bull Seism Soc Am 67 1244–1247. Spence W et al. 1993 US Geological Survey Circular 1083, US Government Printing Office, Washington DC, pp248. Varotsos P et al. 1996 “Short-term earthquake prediction in Greece by Seismic Electric Signals”, A Critical Review of VAN, ed. Sir J Lighthill, World Scientific, Singapore, 29–76. February/March 1997 Vol 38 Issue 1
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